APROPOS OUR DISCUSSION LAST EVENING ON THE QUESTION OF THE

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CIA-RDP85T00153R000100030005-3
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February 25, 1983
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MEMO
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Approved For Release 2008/01/14: CIA-RDP85TO0153R000100030005-3 25 February 1983 NOTE FOR: DCI DDCI DDI NIO/USSR-EE NIO/SP FROM : C/NIC 1. Apropos our discussion last evening on the question of the intelligence community performance in relation to our "triad" of strategic/arms control estimates, I believe that the principal failing was in redictin the magnitude of the Soviet missile buildup during the 1960s an through 1972. In contrast the monitoring performance has been good. 2. Albert Wohlstetter documented the failings of the predictions in two-articles in Foreign Policy magazine in 1974 and 1975. Attached are the relevant graphs of the forecasts from these two articles. Henry S. Rowen Att: a/s Approved For Release 2008/01/14: CIA-RDP85TO0153R000100030005-3 Approved For Release 2008/01/14: CIA-RDP85TO0153R000100030005-3 It is a good idea, then, to subject to sys- tematic test this claim of regular overestima- tion. Its nearly universal acceptance has emerged from constant repetition of tags like "we are racing ourselves," 4 rather than from any numerical comparison of estimates with reality. Figures 1-3 illustrate and Tables I and 2 sum up the results of a search o he Secretary of Defense's annual Posture State- ments from 1962 tt 11Q72 for all Irmo-term predictions of Soviet strategic missile and bombes deployments.. and a comparison of them with what the Russians actually de- ployed by mid-1972, the last date referred to in the predictions that could then be checked. I use posture Statements rather than Intelligence: first because the Secretary made quite precise predictions. second be- cause he assured us that the high end of his range was higher than the highest in the na- tional intelligence estimates: and third be- cause he used his forecasts directly to support defense programs, and so they are more rel- The first three charts, Figures IA to IC. compare some U.S. predictions of Soviet ICBM launchers to be deployed with the ac- tuality as estimated after'the fact. The verti- cal arrows show when the :prediction was made (e.g.. February: 1962 in Figure IA). The dashed line or lines indicate the range from high to low of what was predicted. (In Figure IA. a high of 650 and a low of 350, by mid-1967, five-and-a-half years ,later.) Later forecasts *usually included (as in ..Figure 1B) a high and a low for more than one year. This is shown in the shaded por- tion. The steeply -rising solid line, which is the same in all the charts, shows the number the Russians actually completed, as ed Though the'claim about invariable over- estimation posits that at least the middle of the range between high and low always ex- e.q.. Lipton and Rodberg. op. cit., p. 103; Wiesner. ABM: Yes or No, p. 18: Pano/sky, "Roots of the Strategic Arms Race: Ambiguity and Ignorance." Bul- letin of the Atomic Scientists. June 1971, p. 15. !'redictio de short-term estimates that are lim- ited euenticily to the completion of launchers already started. "Actual number" refers to og%e al estimates made after the ICBM's were deployed. Approved For Release 2008/01/14: CIA-RDP85TO0153R000100030005-3 Approved For Release 2008/01/14: CIA-RDP85T00153R000100030005-3 n.7 ~/ N N N U N N >7177? ISSEt exclude short-t erm estimates that are limit. started. essentially to the completion of launchers already . reeds 'reality, it will be apparent that even the high end of the range seldom did that. and then only at the start of the period- and even then just barely. For ICBM's, the "highs" reached as high as realit on twice in es. e pre tction. made in 1965 is qui a typical. Figures 2 and 3 illustrate analogously typical long-run predictions of future Soviet submarine-launched missiles deployed and future Soviet bomber deploy- ments. The middle of the predicted range of the number of sub-launched missiles de- ployed was about three-fourths of the even. Wohlstetter tual reality. In the case of the bombers, we continued to believe that the Russians were going to phase them down and most dras- tically in the case of the medium bombers; but the Soviets never came down to our ex- pectations. Tables I and 2 sum up some principal results. Out of 51 predictions, the low end of the range never excee e the ac- ual. the mean between a tg an low e ded it only twice in 51 times; put highs reached reality only nine times! H-a y a record o overestimation: orover, the ra- tios of predicted-to=actual future values of the Soviet strategic force in operation display the fact that the underestimates were very substantial,and that, even the average.of the highs was under the reality Analysis also makes it evident that there was no systematic learning tom the 'formation ac- fpmulated. Infact, nce the estimates shown refer to the cumulative number. of strategic vehi- cles in operation at' future.,dates,.and since later predations were based on more exten- sive knowledge of what was already de- ployed or at least started:`in. construction at the time of. the prediction. the degree of bias can be made even plainer:-';_'. First. our means of. acquiring information improved greatly over the_period. Second, in later. years a much larger~proportion of the cumulative total in operation was alread i y n operation at the time predictions were made. And third, ~-e had information not only ?lwut the number of launchers completed and in operation (displayed in the rising curv f es o Soviet ICBM and SLBM launchers) but also about the substantial numbers of a~ uiaue. e knew that ICBM's started would l genera - ly be compIeted. sayJn about a yea _ n half. nd submarine-based missile launchers to a ut two-and-a-half years. but in any case well before the dates in our long-run predictions. In fact, estimates of the missile launchers already started that were expected to be completed by a given time averaged, Approved For Release 2008/01/14: CIA-RDP85T00153R000100030005-3 Approved For Release 2008/01/14: CIA-RDP85TO0153R000100030005-3 Figure 3 Air Force and official consensus predictions made in fall 1962 prediction vyes made Figure 4 Air Force and official consensus. predictions nude in fall 1966 Date prediction was made Mid-calendar year Estimated actual inventory Air Force prediction Official consensus prediction Estimated actual inventory Air Force prediction Official consensus prediction 60 62 64 66 68 70 72? 74 76 78 Mid-calendar year Wohlstetter below the 1967 reality and the "high" barely reached it. In fall 1963, the Air Force predictions still greatly exceeded the con- sensus, but the two began to converge. There was some overlap between them in the early years referred to in the prediction, and in the more distant years, where the Air Force outbid the consensus, even its high dropped below reality. In fall 1964 the Air Force and official predictions came close to- gether and overlapped for the first time in predictions about the more distant years. For these more distant years, even the Air Force highs were below reality,.though the Air Force still exceeded the consensus. In fall 1965 and 1966 (Figure 4) underesti- mation worsened -with "further . convergence. Finally, in fall 1967, convergence was total. The Air Force endorsed' ' .the consensus on condition that the Soviets would deploy MRVs (Multiple Re-entry Vehicles-unlike MIRVs, not aimed independently), which they did. The highs of the long-term. fore- casts in these last years through 1967 were invariably under reality,.and both the con- sensus and the Air Force assumed an ulti- mate leveling off of the Russian. program well below what happened. In fall 1968 the Air Force concurred with the consensus on the assumption, now clearly conservative, that MIRVs would be deployed by mid-1978. The steady movement toward the official forecasts suggests the power of consensus. That power is particularly impressive since final convergence occurred in fall 1967. which (McNamara observed the following January) marked a 380 :silo jump from fall 1966. Deviation from the consensus on the high side went out of style just as it became objectively most plausible. Why? Pressures for conformity in the 1960s tended to operate against overestimating of- fense deployment. Overestimating rather than error had become disreputable. For example, the Secretary, in January 1964, stressed that "these longer-range projections Approved For Release 2008/01/14: CIA-RDP85TO0153R000100030005-3