LETTER TO MR. RICHARD HELMS FROM JOHN ALEX MCCONE

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Collection: 
Document Number (FOIA) /ESDN (CREST): 
CIA-RDP80B01086A000900220030-7
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RIPPUB
Original Classification: 
K
Document Page Count: 
57
Document Creation Date: 
December 19, 2016
Document Release Date: 
September 4, 2001
Sequence Number: 
30
Case Number: 
Publication Date: 
February 6, 1968
Content Type: 
LETTER
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PDF icon CIA-RDP80B01086A000900220030-7.pdf2.13 MB
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Approved For Release 2006/01/03 :CIA-RDP80B01086A000900220030-7 JOHN ALEX MS CONE 612 SOUT1~ FLC VIER STREET LOS ANGELE_?, 90017 6 FEL~ruaz'Y 1968 D?ac Dick: Arleigh Burke has asked me to car~zent on a series of articles on the Cuban R~:is:~i~-s Crisis ~o;T Mario La2o for possible publication in the Reader's Digest. I have written rqy viers on the articles and attach a copy of the letter. I can add nothin, to ghat I have said in this letter, copy of v~hich I have also sent to Dean Rusk. Feeling that someone cn ycur staff m;-ght at some et into this question, I attach the complete file, point g Dda"io Lazo ~rhich ~rere including the chapters vrritten by forararded to me by Arleigh Burke. ,R,(aru- personal regards, Mr? Richard Helms Director Central Intelligence Agency ti~ashinoton, D? C? Approved For Release 2006/01/03 :CIA-RDP80B01086A000900220030-7 SEND'R Vb'ILL CHECK CGE..t. l~.aTiCnri 'T'::~F Ar:O BOTTOM urrcr.~ssII~IF ~ -~ _,__. =a v~g~F~~r i.a~,_-r s~C:c ~ ~~ DD/P ~~ ~ 3 II i ~, I; 5 ~, -" n I ~ ~ _ RCYlO~J DIRECC REPLY PREPl1;tE REPLY i.?P:,OV1L OISPAYCk RECOf.7G1EP7DAYPOPJ CO::"~EP1Y FILP: _ REYUR~~ j CO~ICURREP.CE XX.X _ iPBFORI`.zAYfOPd SIGP~ATURE ro~~na>r~cs ?~7asr~?~ phis Kiric~s gx?ea~ fr:i.~::d? i ,~ STAT !~~FOLD HERE TO RETURP! TO SENDER ;F.^Ovl:. N.1iJ~E, ADDRESS A~lD PfIONE NO. DATE ~iche~ d Helms, The Dire :'; os? ~ 8/2/6a IlI~iCI.R~SSI~'IEI) C~NPc'II)El''tTIAI. SECRET ? ~,x. Mario Lazo T Approved For Release 2006/01/03 :CIA-RDP80B01086~00900220030-7 ~ i'""--- JOHN ALEX MS CONE 612 SOUTH FLOV~ER STREET LOS ANGELES 90017 23 Februaxy 196a Dear bir. Lazo This is a harried reply to your let+?ar of 12 Febraa:Yy. In fact I am dictating this letter to you as I drive to tY.e airport. Understandably a book smitten by a man of your kro:~rledge and connections and st u~ding undoubtedly vrill ba a valuable contribution to a public and?rstanding of the developrents in Cuba both before and after the ult2rrataiirsall y mustlbe included cussion of the missile crisis q yn tsm tcd __ to in such a book. Ho-rrever, one is tempted -~ v..~.y p adopt the position that a military attacl: by air or indercon~lly invasion vrould be the bsst co'arsc to follo~~s but I am P/ convinced that history ti'='ould havo dealt harshly with the Unitod gtat~s had such action been ta'>ten. I am confident that time rti11 see Cuba restored to the co:~~~71unity of nations of the ~lestern gP.nisphero and that she Z~rill again occupy her rightful position of importance and influence. I look upon the presznt psriod during which Cuba is going throu~,h the grea.t~st of agony, vrith sadness bat I do not despair of the future . y7ith respect to the r~cferences to me personally, I am a'rare that a great deal has bee.1 smltter_ in periodicals and in books, including the book by bir. Abel; tl:ersfore I ta-,e no exe~ption to the references made to ne Frith respect to the ears trct.~~~ nosrld long before the raid-rangs missiles ti~ere dis..ov..rcd; issued and tha fact that I, with othsrs, took a "hard line. By that I~mean thatif thetUnited states eras toaremain secu~r~essiles must b,, removed Approved For Release 2006/01/0 CIA-RDP80B01086A000900220030-7 (EXECUTIVE RE~~~;~Y FtIE Approved For Release 2006/01/03 :CIA-RDP80B01086A000900220030-7 y1r. 4~a_rio Lazo - 2 23 February 19b8 I eras co2~vinced that the course adopted mould in all probability accomplish our purposos and, furthez~nore, kn~;Y that if it did not then sucl actions as might be necessar,~ ' to remove the threat would be taken. r~. sentEnca expressing 2ny Support of the actions taken ivculd be satisfactory and you n:ay, if you ~nsh, add some reference to the possibility of further actions if the quarantine failed. I ~vould be delighted to see the final draft of your chapters ar-d Vrill lo:~k for'~~ard to reading your book. I have distributed o:21y ane copy of the c~iapters and that is in the hands of bir. Nel2as, Dirsotor of the CIA -- tirith whom you are u~-rdoubted)_y in touch. lnclci's2ltally, he and his a;;sociates in that orbarsization hold you in the highest esteem. I a~n leaving this morning for three tiYeeks in the Bahamas and lvhilc 11~ould be delighted to see you, such a tweeting Vtiould~havc to to}ce place late in ~~arch. Yours very truly, Approved For Release 2006/01/03 :CIA-RDP80B01086A000900220030-7 pproved For Release 2006/01/03: CIA-RDP80B01086A000900220030-7 February 12, 1968. The Honorable John A . 1`icCone 612 South Flov;er Street Los Angeles, California 90017 Last Thursday I called Arleigh Burke to say I was about to write you that my wife and I would be glad to fly out to Los Angeles in case you vrould like'to talk to me personally. He had just received your letter of rebruary bth., which he read to me over the telephone. I am afraid you have been unnecessarily disturbed over the material sent you. Permit me, please, to give you this background. T/Iy plan originally was to write a book in Spanish which would be sold in Latin America as a paperback. Then" one of my friends, .a former client, suggested that it also appear in Portuguese for Brazil. He is the President of one of the largest American companies there and has a man who is qualified to make the translation. Finally the idea surfaced to have the book appear in hard cover in English. It has been completed except for the chapter on the Missile Crisis which will be one of about 25 chapters, perhaps 2 out of 26. The book covers the Cuban events of the past decade but it has a lot to do with the history, culture and tradi- tions of Latin America generally. T-Zany of the leading per- sonalities who participated in the Cuban events, both Cuban and American, are personal friends of mine. I have 3 chapters on the Bay of Pigs, the rnat;erial for Z~rhich I researc:~ed for five years. ~T~y conclusions are very different from those reached by Lyman Kirkpatrick. I am convinced that the in- vasion plan was a masterful plan and should have succeeded. ~~le had many dealings with Castro and I once heard him say the invasion plan was excellent. There was never any intention to publish the material you have in its present form. ;:hat you have was written hastily, as a first draft, and intended really to be a target t;o draw criticism. Nothing will ever be publish- ed over my name if I can be shoTJn that it is not the truth. I have always felt that the greatest homage one can pay to truth is to seek it and adhere to it. Approved For Release 2006/01/03: CIA-RDP80B01086A000900220030-7 Approved For Release 2006/01/03 :CIA-RDP80B01086A000900220030-7 Approved For Release 2006/01/03 :CIA-RDP80B01086A000900220030-7 February 13, 1968 The Honorable Jahn A. NcCone 612 South glower Street Los Angeles, California 90017 There are two items I forgot to mention in the letter I sent you yesterday: 1. Your vievas on the material known to the owners of the Reader's Digest. There was no hurry but I Arleigh Burke sent you are fully from Arleigh. The sole purpose of ser_ding you the material was to have the advantage of being; able to incorporate any sum?;estion you might care to make. 2. Although there is very little possibility that anything of mine on the missile crisis will appear in any magazine, I do not see how I can leave a corrected, documented account of it out of my book. Of course I will be more than glad to 3.nclude the remarks you suggest -- that you were a member of the Bxecu- tive Committee, supported the course agreed upon, expressed no dissent and feel in retrospect that a delicate situation was handled properly. With best wishes, Ap rp Quad For Release 2006/01/03 :CIA-RDP80B01086A000900220030 - s~Cat~~' i ~~ _ Ta NAME ACID ADDRESS DATE !~!ITIALS 1 ~~ 11 2 3 ~~ ' ` ~? `~\ ~I ~ 4 5 6 ACTIOfJ DIRECT REPLY PREPARE EiEPLY APPROyAL DISPATC~i RECOi~7i,lci:DATION C~7,1fiEfl7 FILE 3ETUZCa COt:CURREFlCE / IFdFOR~aATIOFi SIG::ATURE ~ ~eaanaa~~s: it ik~l~~ 20 6/0 FCR H a0. n 1 ~ Use previous eJitiont 1-6? l0 t ~ 003 ---- ' .~ Approved For Release 2006/01/03 :CIA-RDP80B01086A000900220030-7 TAB Approved For Release 2006/01/03 :CIA-RDP80B01086A000900220030-7 Approved For i2elease 2006/01/03 :CIA-RDP80B01086A000900220030-7 .-_-- ---- ~~ ---~-~ JOHN ALEX M6 CONE 612 SOUTH FLOWER STREET LOS ANGELES 90017 November 3, 1967 Dear Dick, Attached are two documents prepared by George Lenczowski, Professor of Political Science at the University of California, Berkeley. Both relate to the current situation in the Middle East. There is nothing in the papers that will be new to your area specialists, however, I thought they might add to your very considerable inventory of information on the Middle East situation and related problemso With warm personal regards, Mr. Richard Helms Director Central Intelligence Agency Washington, D. C. Approved For Release 2006/01/03: CIA-RDP80B01086A000900220030-7 STATINTL Approved For Release 2006/01/03 :CIA-RDP80B01086A000900220030-7 Next 1 Page(s) In Document Exempt Approved For Release 2006/01/03 :CIA-RDP80B01086A000900220030-7 ed For Release 2006/01/03 :CIA-RDP80B01086A0009002200 ~.. .,. C ~.: ..... _ Does this give you any concern? := i.,0v:: ~vAN.?, ADD,^vCSS F.ti.7 ~HQ~'~'. = ~'?O. ~ D.~. ~ _ E~'. /DCI p 6/d1/03~ : CF~BP'~ Approved ForrRelease 2006/01/03 :CIA-RDP80B0108 000900220030-7 15 .August 19b7 Los Angeles, California I~r. Terence M. Less 61 L South Flower bear Tesrxys Under sepaxato cover l am sonding you the book which is mentioned fn the attached lottex which you may wish to acknowlesdge. Sincearely, Lnclasure Distribution: 0 > Addressee w/basic letter and book under separate cover 1 ~ ER 1 - EA /DCI STAT O/DCI (15 August 196?) ~~ ~e i~ za .!~ Approved For Release 2006/01/03': Clio-RDP80B01086A000900220030-7 STAT gpproved For Release 2006/01/03 :CIA-RDP80B01086A000900220030-7 Approved For Release 2006/01/03 :CIA-RDP80B01086A000900220030-7 proved For Release 2006/01/03 : CI~P80B01086A000900220030-7 Approved For Release 2006/01/03 :CIA-RDP80B01086A000900220030-7 JOHN ALEX MS CONE 612 SOUTH FLOWER STREET LOS ANGELES 90017 June 27, 1967 Dear Dick, Coro Foundation is a local San FranciscolLos Angeles organization that does nothing but train young men and women to serve in Government positions -- Federal, State or local. I suggest you pass this on to your personnel people who might not be familiar with this source (although a limited source) of administrative personnel with some training. Mr. Richard Helms Director Central Intelligence Agency Washington, D. C. Approved For Release 2006/01/03 :CIA-RDP80B01086A000900220030-7 CLASS OF SERVICE Approved For Release 2006/01/03 :CIA-RDP80B01086A000900220030-7 unless its deferred char- ~ ~ ~-~-~ ~ ~~ A W. P. MARSHALL Il-r lh1r..~ LL.\~\ ' actor is indicated by the pr0[~l'[ s}'mbOl. CHAIRMAN OF THE BOAftD , The filing time shown in the date line on domestic relegrams is LOCAL TIME at point of origin. Time of receipt is LOCAL TIME at point of destination 851P PDT JUN 15 67 LA710 SSB7~2 L B'lA5 32 PD SACRAMENT Q CALIF 15 512 P PDT ` RICHARD ~EATINGE M C CORQ FOUNDATION BANQUET t DELIVER BEFC~E 6 Pi's) ELD~ATs~ ROOM THE MUSIC CENTER LQSA ATTN h1ANAGER THE GRGtiiT}i AND NATIONAL ACCLAIM GIVEN C~0 FOUNDATION I5 INDICATIVE OF ITS SUCCESS? BUT THERE IS STILL A GREAT NEED FOR OUR CITI~NS T 0 BE r30RE AGE ARE OF THEIR G ~dEP,NMENT AND PRCGRA MS THAT FLIRT HFR THIS AIM MUST BE ENCOURP~GED? ON BEHALF OF THE PEOPLE: OF CALIFC~RNIA~ I EXTENI3 T 0 COF:O FOUt1DATIUN APPREC IP.T ICsV OF ITS SERUZCE AND BEST t+]ISHES FCC MANY M(~E YEAP,S OF SUCCESSFUL ACTZViTYo TO THE SOUTHrkN CALIFGRNIA CORD INTERNS GiHQ ARE THIS EVENING CELEBRATING THE COPI~.EZ'JCV OF MANY HECTICy EXASFERATING9 BUT EDUCATION ' AND REWARDI\G I~iQNTHS OF CCr~D ASSIGNIy1ENTS9 I E;CTEND BEST WISHES AND MY HQ~rE THAT THEY GJILL ENTER PUBLIC LIFE AND GC~VERNAtENT 'SF1201(R2-65) SINCERELY RONALD FaEAGAN GOVERNt~c Or CALi:FORNIA ,.o sFl?ol(R2-c~> Approved For Release 2006/01/03 :CIA-RDP80B01086A000900220030-7 Approved For Release 2006/01/03: CIA-RDP80B01086A000900220030-7 Since 1847 in San Francisco and since 1958 in Los Angeles, Coro Foundation has conducted its Internship in Public Affairs - the oldest continued internship of its kind in California. Of the more than 300 graduates, some 55% are directly employed in government, political work and public affairs. But this is only part of the story. Other graduates, whether housewives or stockbrokers, are almost without exception, active citizens serving on school boards, state and local commissions, etc. Government Service 33.1% 33.1% Business, professions, journalism 23,$ LL. B, & Ph.D. Candidates 8.3 Homemaking and volunteer work 9.2 Civic ~. professional organizations 11.3 11.3 Teaching & educational administration 7.7 ~.~ Party officials, campaign specialists 3.3 3.3 Deceased or unaccounted for 3.3 loo.o% 55.4% CORO FODNDATION R E C O R D O F G R A D U A T E S L O S A N G E L E S Approved For ~ePase 2~0(~/~1~13~ ~I~ tR~80B01086A000900220030-7 Approved For Rele~ 2006/01/03: CIA-RDP80B01086A000900220030-7 GEORGE AIASSA, '48 City Manager City of West Covina FRANKLIN D. ALESHIRE, '48 City Manager City of Palm Springs KAREN J. BAUCUS, '66 Social Worker County of Los Angeles MARVIN R. BAXTER, '63 Investigator District Attorney's. Office Fresno County MICHAEL A. BEDWELL, 'S8 City Manager City of Menlo Park ROBERT F. BEYER, '64 Admin. Asst. to City Manager City of Menlo Park WILLIAM R. FREEMAN, 'S9 Administrative Assistant to the County Executive. County of Sacramento JOHN K. GEOGHEGAN, '61 City Administrator City of Union City EDWARD GERBER, '60 Sr. Admin. Analyst County of San Diego OTHO J. GREEN, '64 Exec. Dir. Neighborhood Youth Corps City of Berkeley ALFRED A. HODDER, 'S9 General Manager Truckee Sanitary District HARVEY K. HUNT, '65 Administrative Assistant City of Rolling Hills Estates EVERETT P, BRANDON, 'S8 GLENN KEN DA LL, JR ? 'S3 Director, Econ. Opportunity Council City Manager City & County of San Francisco City of Thousand Oaks F. JAMES BROWNE, 'S6 Community Relations Officer Bay Area Rapid Transit Distr. MALCOM K. CARTER, JR ? 'S9 Admin. Analyst East Bay Municipal Utility Distr. ROBERT M, CHRISTOFFERSON, 'S5 City Manager City of San Dimas MARIE BERTILLION COLLINS, 'S9 Deputy District Attorney County of Alameda HUGH W. DAVY, JR., '65 Administrative Assistant City of Berkeley JOHN E. DE VITO, '47 District Manager Contra Costa County Water Distr. S. ANTHONY DONATO, '61 Deputy City Administrator City of Santa Maria WILLIAM H. KRAUS, '61 City Manager City of Beaumont GARTH R. LIPSKY, 'S5 . City Administrator City of Brea DOUGLAS E. LORD, '64 Planning Commissioner City of Richmond RICHARD L. MANNING, 'S9 Community Relations Manager So. Calif. Rapid Transit Distr. WESLEY C. MC DANIEL, '61 Admin. Asst. to City Manager City of Arcadia CRAIG W. MC MICKEN, 'S4 City Manager City of Roseburg, Oregon GEORGE E. MORGAN, 'S1 City Manager City of Palo Alto LESLIE L, DOOLITTLE, '61 Administrative Officer City of Morgan Hill A. SONIA FAUST, '61 Deputy City Attorney Honolulu, Hawaii WILLIAM H. PARNESS, 'S0 City Manager City of Livermore ROY R. PEDERSON, '60 City Manager City of Porterville L. DALE FLOWERS, '65 CECIL S. RILEY, 'S5 Asst to County Chairman Assistant City Manager Republican Central Comm., S. F. City of Oakland JOHN K. ROBINSON., 'S2: t- ..., Planning Commission Vice.,G#tmirs EDMUND C. SAJOR; 'S6 ?~ Bay Area Rapid ,-Trans i t D'-s't'r: ~: JAMES R. SCHON.ING, '66. Rep. Central Comm., t.A.'County: City of Sunnyvale KENNETH H. SMITH, '4$'' City Manager City of El Cerrito WILLIAM B. STURGEON, X62 '. Asst District Attorney, HOWARD D. TIPTON, 'S9 City Manager City of,Glendora ROBERT G, VOLLMER, 'S3 City Manager City of Palos Verdes Estates RAYMOND W,WARD, '60 Assistaob General Manager. Oakland-Alameda Coliseum SAUL M. WEINGARTEN, 'S0 City Attorney Cities of Gonzales $. Seaside STEPHEN S. WEINER, '64 Economic Analyst. B. A. R. T. D. HORACE B. WHITE, 'S1 Asst to the County Exec. County of Sacramento RAYMOND H. WINDSOR, '63 Administrative Assistant City of Wes t.,CoviOa_ ARLENE J. WILLITS, '64 Administrative Assistant City of Hayward MORGAN S. WOOLLETT, '63 Assistant Planner City Planning Department, Oakland A Approved For Release 2006/01/03: CIA-RDP80B~,1086A000900220030-7 d ? GLENN Y. ALLEN, 'S1 Associate Administrative Analyst Joint Legislative Budget Committee JUDSON C. CLARK, !63 Consultant, Comm. on Government Organization California State Assembly ROBERT M, CLARK, '6g Area Field Director Republican State Central Comm.. HAZEL E. CLIFFORD, '63 Asst Field Secretary Lt. Gov. Robert H. Finch ROBERT L. COATS, '49_ No. California Vice-Chairman Democratic Central Committee WILLIAM C. DILLINGER, '48 Chief, Information & Education State Department of Fish G Game THOMAS J. DOOLEY, 'S6 Principal Administrative Analyst Joint Legislative Budget Comm. DIANE G. FEINSTEIN, 'S6 Vice Chariman, Calif. Women's Bd. of Terms ~ Parole Department of Corrections R. WILLIAM HAUCK, '64 Senior Associate Opinion Research of California F, PATRICK HENRY, '48 Senior Planning Analyst, Office of the Vice Pres. for Physical Planning b Construction, University of California THOMAS R. HOEBER, '65 Assistant Director Assembly Office of Research JAMES C. HURST, X64 Exec. Asst to Director Commerce Department State of Michigan IN ADMINISTRATIVE, LEGISLATIVE b POLITICAL AFFAIRS AT THE STATE LEUEL JACK B. JOHNSTON, 'S0 Personnel Officer Water Resourtes Department EDWARD J. KUSHNER, '64 Asst Program G Activities Mgr. A. S. U. C. L. A. KRIST A. LANE, '65 Assistant Administrative Analyst Joint Legislative Budget Committee JAMES A. LANE, '63 Consultant, Comm. on, Public Health California State Assembly BYRON P. LEWIS, '61 Associate Personnel Analyst Trustees of the California State Colleges DAVID A. LIGGETT, '65 Area Field Representative Republican State Central Comm. ROBERT H. MENDELSOHN; '61 Administrative Assistant to Hon. J. Eugene McAteer, State Senator 14th District ERIC A. MOHR, 'S0 Supervising Transportation Engineer California State P.U.C. RAYMOND L. ROEDER, JR ? '63 Administrative Assistant Office of the Speaker Calif. State Assembly PHILLIP H. SCHOTT, '62 Chief Administrative Officer Rules Committee Calif. State Assembly JOHN M. SMART, 'S7 Principal Higher Educ. Spec!t Coordinating Council for Higher Education WILLIAM L. STOREY, JR., '65 Assistant Administrative Analyst Joint Legislative Budget Comm. RAYMOND R. SULLIVAN, '63 Consultant, Assembly Comm. on Revenue l; Taxation California State Assembly DONALD R. TEST, '65 Administrative Assistant to Hon. Gordon W. Duffy, Assemblyman, 35th District KAY GANNON THOMSON, '64 Admin. Assistant for the Centennial Fund Program Univ. of Calif. at Berkeley ROBERT M, MONTILLA, '48 Asst Administrator Youth & Adult Corrections Agency State of California LOUIS R. NEGRETE, 'S8 Consultant, Assembly Committee on Military & Veterans, Affairs California State Assembly VIGO G. NIELSEN,'65 Assistant Deputy Controller State of California 0. James Pardau, '60 Consultant, Assembly Committee on Nat''l Resources, Planning & Public Wks. California State Assembly MILTON VON DAMM, '60 Asst to the Vice President, Educational Relations University of California ROBERT G. WALTERS, '60 Deputy Director Office of Economic Opportunity State of California DONALD D. WEDDLE, '60 Field Representative Hon. Jesse M. Unruh, Speaker of the Assembly GUNTHER J. ZORN, '62 Personnel Officer State Dept. of Mental Health Approved For Release 2006/01/03: CIA-RDP80B01086A000900220030-7 THOMAS C. BENDORF, 'S4 Asst to the Vice President Eastern Region - Lockheed Aircraft GEORGE W. F. CLIFT, 'S7 American Consulate General Guayaquil, Ecuador ANNE F. COLLINS, '62 Administrative Assistant Economic Devel. Institute World Bank HELEN DEWAR, 'S8 Reporter Washington Post ~ Times Herald H. GLEN FISHBACH, 'S2 Chief Administrator Peace Corps, Iran i CAPT. DONALD M. GRAYDON, 'S9 United States Army Viet Nam SAMUEL T, HATA, '62 Fiscal Management Officer East-West Center, Hawaii JOHN E. HEAN, '48 Management Analyst Department of Public Health District of Columbia SUSAN E. ABEL, '65 Executive Secretary Calif. Conservation League for Legislative Action CORDON BLACKLEY, '62 Mgr. of Chapters ~ Memberships Bldg. Contractors Assn. of Calif. ROBERT J. BLOOM, '62 Attorney Legal Aid Society New York, New York JAMES H. BOWHAY, 'S6 Regional Representative Council of State Governments MICHAEL F, DILLON, '63 Field Representative Calif. Taxpayers Assn. MARK GALLON, 'S9 Dir. of Special Events City of Hope DANIEL P, GOODWIN, 'S9 Administrative Assistant The Salvation Army Youth Center IN WASHINGTON and in other U. 5. GOVT POSITIONS DAVID JOHNSON, 'S1 Chief Educ'1 Opportunities Grants Branch Office of Education, H.E.W. MARSHALL KELLEY, '49 Financial Manager Office of Post Comptroller Fort Meade, Maryland PETER A. LAUWERYS, '63 Director Farm Workers Opportunity Project Oxnard, California C. JEREMY LEWIS, 'S7 Field Representative Congressman Jerry Pettis 33rd California District TINA LOWER, 'S2 Assistant to Director Nat'l Instit. of Public Health Washington, D.C. TAD MASAOKA, 'S0 Intergroup Relations Advisor Dept. Housing ~ Urban Development PATRICIA M, MC FEELY, '64 Pacific Coast Reg. Office Field Rep. Community Action Program Office of Economic Opportunity BARBARA J, MONAT, '62 Personnel Specialist Internal Revenue Service E. D. P, Specialist Republican National LT. COL. ROGER L. RANCK, '49 Executive Officer, Director of Surveillance b Reconnaissance; Asst Chief of Staff for Intelligence HENRY SAMORISKI, '49 Consultant to Rep, of Indonesia A.I.D., State Department ALEX A. SILVA, JR ? '62 Administrative Assistant Nat'l Instit. of Public Affairs Washington, D. C. RONALD F. THAHELD, 'S7 Program Coordinator Mid-Willamette Valley Community Action Program, Oregon HERBERT G WEGNER, 'S2 Latin American Regional Director CUNA-AID Canal Zone, Panama MICHAEL R, CORDON, '65 Program Director Junior Statesmen of America SIDNEY C. MC CAUSLANO, '65 Administrative Assistant Oregon Research Institute PAUL MALDE, 'S2 Regional Manager Calif. State Chamber of Commerce BENJAMIN S. NEUFELD, 'S5 Executive Secretary Nat'l Council on Ag. Life ~ Labor Washington, D. C. EDWARD J. REITH, 'S3 Executive Director Peninsula Manufacturers Assn. PAUL J. RICHARDS, 'S9 Executive Secretary San Joaquin Co. Econ. Devel. Assn. FRANCIS H, ST. DENTS, 'S9 Administrative Assistant Hospital Council of So. Calif. GROVER SIMMONS, 'S8 Regional Manager Governmental Relations Calif. Assn. of Manufacturers W, KENNETH NORRIS, '49 Executive Director Calif. Agricultural Conference THEODORE W. PAULSON, '60 Executive Secretary Dominguez Industrial Council MORTON RAPHAEL, 'S9 Associate Director Bay Area Health Facilities Planning Association DOUGLAS E. STWEART, '62 Dir. Community Relations Planned Parenthood, Inc. THOMAS W. SULLIVAN, '47 Assoc. Director United Crusade, Sacramento BARBARA T, WILLIAMSON, 'S5 Staff Associate Taconic Foundation, N. Y. Approved For Release 2006/01/03: CIA-RDP80B01086A000900220030-7 pp~oved for Releasg,,2006/01~ CIA-RDP80B01086A00090022~ ,,E, , ' .. MEMORANDUM FOR: ~!1r. Helms via. Admiral Taylor Attached is a proposed response to Mx . McCone about. recxuitng at the Coro Foundation , Recommend your signature . ~G~i.~ (DA approved For Release 2006/01/03 :CIA-RDP80B01086A0009002~0 ~pprCFORM M0. 2q7 Use previous editions i-a~ L~7I ~ SENDER WILL C~IECK CL FICATION TOP AND BOTTOM ` UNCLASSIFIED CONFIDENTIAL SECRET OFFICIAL ROUTING SLIP TO NAME AND ADDRESS DATE INITIALS I Deputy Director for Sur"t 18 H ,~ ?~ I~ 2 Executive Direct= Com troller 12 3 Director of entral Inte11'r ence 12 H 4 5 6 ACTION DIRECT REPLY PREPARE REPLY APPROVAL DISPATCH RECOMMENDATION COMMENT FILE RETURN CONCURRENCE INFORMATION SIGNATURE Remarks FOLD HERE TO RETURN TO SENDER FROM: NAME, ADDRESS AND PHONE NO, DATE Director of Personnel 5E56 ~ AUG 1967 ASSI 03 Mr. John A. McCone` Joshua Hendy Corporation 612 South Flower Street Los Angeles, California 90017 Rather than attempting to cover these points with you on the telephone, I am send- ing along the paper itself; which should be easier for you to handle. .. It is unclassified, as you will note, and was written at my re- quest for a talk with you. Approved For Rel~ a 2006/01/03: CIA-RDP80B01086A0~90022~0`030-7 'THE DIRECPOR OF CENTRAL INTEWGENCE =~ : - Approyed For Release 2006/01/03: CIA-RDP80B040$~A000900220030-7 I assume that this is what you wanted. Cordially, Richard Helms Approved For Relg~se 2006/01/03: CIA-RDP80B01086A0~00220030-7 SUBJECT: TALKING POINTS FOR DCI's USE IN CONVERSATION WITH MR. McCONE 1." I have had my people examine your proposal about a buffer zone running along the Egyptian- Israeli border. The reaction of most was that this would be a very difficult thing to get the Egyptians to agree to, because it would involve Egypt in giving up sacred Arab soil and would mean at least passively admitting the end of belligerency toward Israel. Some thought that the Egyptians would almost automatically look on a buffer zone proposal as a Western attempt to trick them into doing something which was favorable to Israel. 2. Despite the political difficulties, it deserves further study. If such a buffer zone proposal were to be put into effect, the Egyptians would have to gain from it in some manner .or at the very least not appear to lose. You mentioned that matters could be arranged so that the Egyptians would get considerable profits from the oil pipeline to be built across this buffer zone. This would be one element. The political angle is more important. For example, the major Arab participation in this international project might help; so would the incorporation of a slice of Israeli territory in this buffer zone. (The Israelis would probably refuse, though.) This could not run all the way from the Gult of Aqaba to the Mediterranean because at the lower end any strip of territory would have to include the Israeli Port of Eilat and that would be out of the question. The proposal would be more acceptable to the Egyptians if it came from European sources rather than from the United States,. 1 3. The Egyptians are probably aware that the Israelis themselves have talked of building a pipeline from Eilat to the Mediterranean. Your propos~.l could be put to them as a way in which they could prevent Israel from building that pipeline, thus getting the profits from it themselves. Approved For Release 2006/01/03: CIA-RDP80B01086A000900220030-7 Approved For Ruse 2006/01/03: CIA-RDP80B01086A~00220030-7 4. On the pipeline itself, the key question i.s whether it is more economical to bring oil around Africa in large tankers, say, 100,000 tons and up, than through the proposed pipeline. You may have examined this yourself, but I should think that the oil industry would be able to give \/various cost figures . ??.M Mw....r/ 5. In the matter of international facilities , other than a pipeline, you are no doubt aware that this is one of the most barren and arid spots in the world. There is very little rain- fall, and only a small population, along the northern coast between E1 Arish and the Gaza Strip. There is some underground water flowing ~~~~-~h dov~rn from the mountains ~ to---the-sough . Any extensive agriculture work would require either large scale de-?salinization 'or the discovery of underground wager resources in quantities considerably larger than those known to exist. An Egyptian drilling program in recent years has brought in some more waiver from artesian wells. This could support some more people at substance levels, but not very ma~iy. The shortage of water would of course affect an;y other international facilities -- educational, re:~earch, free port, or whatever -- which might be constructed in this twenty mile buffer zone. Water problems of course are not insoluble. Kuwait supports a population of nearly one-half million almost entirely on de-salted sea water. '6. In many ways a buffer zone along the Syrian- Israeli border would be easier to deal with in physical terms. This in an area which has a population, in normal times, of about 100,000 people. It has a certain amount of farm land, but it is by no means one of the more fertile parts of Sy It would be entirely feasible to have surface connection between Northern Jordan and the sea through Lebanon through this area. This would be of benefit to Jordan because of assured access, even if longer thhan the direct route West from Aman, given Jordan's u:;ually bad relations with Syria. . ,~. Approved For Release 2006/01/03: CIA-RDP80B01086A000900220030-7 ppr'oved For Release 2006/01/03 :CIA-RDP80B01086A000900220030-7 1 ~ JUL X967 ~,, Mfr. J~ha Alen l~vicCone''' 812 oath Fiowsz Str+set ~vez .e~rxgei.ea, Csilfc~r~.a ~9i?Oi7 bear Jahea., i h~-ve checked lnta t~-e c~eatia> at the dai~ay iaa contact with which y~ati refaarsed to ire ynur letter n# July re a~ in ~ 4~t been sn sd~~ixeiatrative ~elsy which ie reo~av re~oiveet sud th+t approprists ee#fics wii.~ vary ahnzLiy be gettixigsn touch wi m y~ suggested. I x~nch appreciate your interest izf t3~ts rostter set t3t~wnk you fir calling th+et prnbiem #~ my attentit~rx~. 'with warm persnrea~l regar~da. CJs/.Richard Helms Sincerely, tLd }~ r~~ ~~t Approved For Release 2006/01/03 :CIA-RDP80B01086A000900220030-7 Approved For Release 2006/01/03 :CIA-RDP80B01086A000900220030-7 Next 1 Page(s) In Document Exempt Approved For Release 2006/01/03 :CIA-RDP80B01086A000900220030-7 ia._N WILL CHECK CL FICATION TOP AND BOTTOM TTNCLASSIFIED ONFIDENTIAL SECRET i-s~ - - - CENTRAL INTELLIGENCE AGENCY _ OFFICIAL ROUTING SLIP ~ ACTION ~ DIRECT REPLY ~ PREPARE REPLY APPROVAL ~ DISPATCH ~ ~ RECOMMENDATION CONCURRENCE ~ ~ INFORMATION ~ ~ SIGNATURE Approved For Release 2006/01/03 :CIA-RDP80B01086A000900220030-7 Next 7 Page(s) In Document Exempt Approved For Release 2006/01/03 :CIA-RDP80B01086A000900220030-7 Approv UNCLASSIFIED RNAL FIDENTIAL ~' ` [~ SECRET ROUTING AND RECORD SHEET SUBJECT: (Optional) FROM: EXTENSION NO. C/CA Cord Meyer, Jr. DATE 2 Februar 1967 TO: (Officer designation, room number, and building) DATE OFFICER'S COMMENTS (Number each comment to show from whom RECEIVED FORWARDED INITIALS to whom. Draw a line across column after each com`nent.) ~ i 1. C/FE H~ ~:Q~~.- ~f~ ~.+~' +~..., ,~~a~e~af ,>~i>>:7~' ~-,~.~~'a.~~e~= ADDP ~ >r ~ ~ 3~ , 2. 3. ,~`'~ ' DDP 4. r ,?. S. ~ ~~ .~r~ ~ Executive Registry ~ 6. G.~'x ~ (~ ~~~ 7. o~ G ~ ~, 8. 9. 10. li. 12. i 13. 14. ~ 15. FORM 610 USE PREVIOUS n ~ n rnyFln T~ INTERNAL 3-62 EDITIO~pprb~a~d~o~~lease~-~OOG/IIT/~3~~Ilx-~P8~~n869o022~o-UNCLASSIFIED Approved For Release 2006/01/03 :CIA-RDP80B01086A000900220030-7 Next 5 Page(s) In Document Exempt Approved For Release 2006/01/03 :CIA-RDP80B01086A000900220030-7 ;~ '' Approved Fo~elease 2006/01/03 :CIA-RDP80B010~000900220030-7 22 July 1963 Dear Mr. McCone: I enclose the report of the committee of consultants which you appointed to examine the estimative process in the light of the Cuban experience and to make recommendations for improving Sincerely yours, /signed/ JOSEPH R. STRAYER Dayton-Stockton Professor of History Princeton University Contents: Introduction Recommendations Annex A, "Preconceived Notions" Annex B, Rejected Proposals Approved For Release 2006/01/03 :CIA-RDP80B01086A0009 Approved Fo~elease 2006/01/03 :CIA-RDP80B010~ 000900220030-7 INTRODUCTION 1. On 17 May, 1963, the Director of Central Intelligence asked Professors Robert Bowie of Har vard, Klaus Knorr of Princeton, Joseph R. Strayer of Princeton, and Col. George Lincoln of the U. S. Military Academy to examine the estimative process in the light of the Cuban experience, and to make recommendations for improving it. Professor Bowie received a form of consultant's contract not compatible with his other committments and this mistake was not corrected in time to make it possible for him to serve on the committee. The other three members of the committee met for three days (8, 9, and 10 July 1963), in the office of ONE, exchanged draft proposals during the next week, and met again on 18 July to discuss the final form of their report. 20 It is obvious that no thorough investigation of the estimative process could be made in this brief period. A number of estimates dealing with Cuba and the USSR were read, two development files were studied, and a few members (or former members) of ONE were inter- viewed. As consultants, the members of the committee have read, over the past few years, a number of estimates, both in final and in draft form. In addition, Dr, Strayer was a member of the Board of National Estimates from July 1953 to September 1954. Nevertheless, none of us feels that he is in any position to make emphatic and final judgments about existing estimative procedures. Approved For Release 2006/01/03 :CIA-RDP80B01086A000900220030-7 . lApproved Felease 2006/01/03 :CIA-RDP80B01A000900220030-7 3: Twq of committee believe that a stud depth of the estimative process by a small group of informed outsiders (not our- selves, we hasten to addj might yield valuable results. Such a study would require access to-all constituents of the intelligence community and knowledge of personnel as well as procedures. It would take several weeks, if nQt months. For these reasons the third member of the committee believes the project is not feasible, and he doubts that it would be useful. 4. The discussion and suggestions which follow are only opinions offered by partially informed outsiders. Perhaps we are fairly typical consumers, and our report might be taken as representing the reactions of some consumers to estimates. But we should emphasize that we have not studied the problem in depth, and that therefore many of our sugges- tions may be superfluous, impractical, or just wrong-headed. We should also emphasize that our suggestions deal almost entirely with details of procedure, and that even the best procedure will not guarantee good estimates. The essential thing is to find and retain men who have wide knowledge, broad vision and good judgment. As long as the intelligence community has such men it will do a good job, whatever its procedures. COL. GEORGE LINCOLN KLAUS E. KNORR JOSEPH R. STRAYER CHAIRMAN Approved For Release 2006/01/03 :CIA-RDP80B01086A000900220030-7 ? ~ Approved F~elease 20B0~/(~1b013~~~C~P,i$~~'~.~4000900220030-7 The best way to remedy any deficiencies which occur in the estimative process is to have full and careful discussion of each prob- lem. In theory the present machinery should ensure such a discussion. In practice, we believe that there are some obstacles and we offer the following suggestions as means of reducing or removing these obstacles. 1) Cut down the number of coordinated papers. Men who have too much to do in too short a time may not see all possibilities or sense the full impact of changed conditionse Pressure to meet deadlines forces limitation of discussion? Effort devoted to trivial papers means less time and energy for major problems. It would require more knowledge than we possess to determine what papers should be eliminated, but we suspect that many "country papers" fall in this category. We also suspect that requests for coordinated papers are made, and accepted, too easily. But in any case, there is overloading and it has bad results. (Note that we do not recommend any increase in personnel. The number of people now involved in the estimative process is about as large as can be used efficiently. More people would simply mean more spe- cialization and more meetings. What is needed is the Approved For Release 2006/01/03 ~Ia-RDP80B01086A000900220030-7 Approved F~elease 2006/01/03 :CIA-RDP80B01~000900220030-7 -overall vi and time in which to develop and discuss ite This can be done only by a small group of carefully selected men). 2) Make sure that there are always men with a wide variety of views and experience on the Board of National Estimateso The present distribution of member- ship on the Board seems well designed to achieve this end. As we understand it, it includes a core of men with long experience in intelligence, other men who have worked in the foreign or armed services, and a younger group who will move on to other positions after a few years on the Board. We suggest that it might be helpful when there are vacancies to add two or three rotating members who would serve for only a year or so. These men could be borrowed from other branches of the government or from universities. If properly selected, they could contribute new ideas and encourage re-examination of accepted formulae. 3) Make sure that diverse opinions of other members of the community are fully represented in contributions and coordination meetingso Here our knowledge is limited and our recommendations are only tentative. We believe that - R2 - ' Approved For Release 2006/01/03 :CIA-RDP80B01086A000900220030-7 Approved F~elease 2006/01/03 :CIA-RDP80B01~000900220030-7 .that the p lem of overloading is even m serious outside CIA than inside. Some representatives apparently have little time to inform themselves or to think about the problems which they are supposed to discuss. We are also uneasy about the tendency to concentrate military contributions in the DIA. There are often sharp differences of opinion among the armed services. Expression of these differences can be very helpful in forming sound judgments. 4) Call in a small group of consultants when diffi- cult problems are to be discussed. We advance this idea with some hesitation and we realize that it might cause more trouble than it was worth. But it might be a way of getting new points of view and of avoiding blind spots. Two or three consultants would probably have a greater impact than a single outsider who might hesitate to contradict the insiders. 5) Indicate in some way when earlier estimates are being quoted or paraphrased. There are many ways of doing this (footnotes, quotation marks, etc.) and any one would be satisfactory. But attention should be called to repetitions, in the hope that this would lead to re-examination of accepted positions. - R3 - Approved For Release 2006/01/03 :CIA-RDP80B01086A000900220030-7 ApproveF~elease 2006/01/0 :CIA-RDP80B0.1 000900220030-7 somewhat bol er m estimator e impact of U. S. policy and attitudes on the rest of the world. This is a difficult and dangerous task because it can lead to implied criticisms of U. S. policy. But it seems to us that failure to do this is one reason why preconceived ideas (which are still correct) sometimes cause faulty estimates. To be specific: if the Kremlin in the early months of 1962 had reason to think that the posture and resolution of the U. S. were weak, then it should obviously have estimated that the risks of the Cuban adventure were not unduly high. Thus the accepted doctrine that the USSR would avoid grave risks was probably correct; the error was caused by the failure to estimate that the Kremlin estimate of U. S. policy had changed. ?) Make more information about attitudes and methods of foreign intelligence organizations available to estimators. We believe, for example, that the Kremlin attaches more importance to certain kinds of evidence, and less to others, than the U. S. intelligence community would do. We suspect that what information has been acquired about Soviet intelligence procedures is not very widely disseminated. But if the Kremlin does use a peculiar scale - R4 - Approved For Release 2006/01/03 :CIA-RDP80B01086A000900220030-7 Approved F~elease 2006/01/03 :CIA-RDP80B01~000900220030-7 Zn weighin evidence and if this is not gene ly known, then the result is bound to be a faulty estimateo One reason for inadequate estimates on Cuba in 1962 was that the intelligence community, as a whole, believed that Soviet leaders must realize how dangerous the intro- duction of IRBM's and MRBM's would beo Better knowledge of Soviet intelligence procedures might have made it possi- ble to suggest that the Kremlin was undervaluing the evidence which should have led it to this conclusion. 8) Keep a constant watch for signs that a mutation in an existing pattern is about to take place. This is pro- z ... bably a superfluous and useless recommendation. Certainly everyone is on the look-out for such signs and it is much easier to identify them in retrospect than at the moment when they occur. Existing patterns can accommodate them- selves to a large number of new ingredients and gradual changes bring about only gradual shifts in policy. But there are some new ingredients so large or so sharp that they may break the old pattern and it is not entirely impossible to identify theseo Again to be specific, in 1962 the unprecedented situation in Cuba and the Sino-Soviet dispute were probably such ingredients o -R5- Approved For Release 2006/01/03 :CIA-RDP80B01086A000900220030-7 Approved Flease 2006/01/03 :CIA-RDP80B01(~000900220030-7 ? 9) e a few validity studies in de~I At present, validity studies usualT y involve only a comparison between a new estimate and the immediately preceding estimate on the same topic. Often there has not been enough change in the interval between the two papers to reveal errors or biases. Our experience in studying the Cuban series of estimates leads us to believe that there would be some value in making, from time to time, a validity study of a whole group of related papers. This might expose persistent biases, rigidities, and inconsistencies, We know that one such study of a group of Soviet estimates was made some years ago, We suggest that more exercises of this sort would be useful, but with the caveat that if they became too frequent (say more than one or two a year) their value would sharply decrease. We also suggest that some of these studies be made by consultants, both to reduce the burden on the ONE Staff and to ensure a fresh point of view. Next to the problem of full discussion. comes the problem of communication., Tt seems to be fairly well agreed that estimates often leave less impact than they should, and that important ideas are missed by hasty readers. Nothing can be done to change the fact that everyone -R6- Approved For Release 2006/01/03 :CIA-RDP80B01086A000900220030-7 in government ha~oo mn.ch to read and that hastS~aders will always miss significant points. I~To one style or form of presentation will be equally effective with all readers. But perhaps something can be done to make it easier for most consumers to read estimates with more understanding. 1) Put key sentences at the beginning of each section of the estimate, e. g. "We believe that the food problem in Cuba is ~is not) causing unrest. " Reasons for the statement should follow. At present many impor- tent statements are made only after a long list of pr.o' s and con's and thus lose their full impact. Conclusions, as now written., do not always remedy this fault. Perhaps a string of key sentences at the beginning of an estimate would be better. 2J Call attention to possible courses of action which might have serious consequences, even if the estimate is that they are highly unlikely. 'Too many readers think that "probably not" equals "never, " or that "the possibility cannot be exclu~.ded" actually means that it is excluded. Positive rather than negative formulae would help, but we must confess that we are not very good at devising them. Perhaps a phrase such as "there is at least a twenty per ~R7- Approved For Release 2006/01/03 :CIA-RDP80B01086A000900220030-7 Approved Fo lease 2006/01/03 :CIA-RDP80B010 000900220030-7 dent chan at" approaches what we need nd perhaps a little more argumentation showing the advantages which might result from the adoption of unlikely courses of action would make the consumer take them more seriously. 3) Emphasize new ideas or facts . Well informed readers find much that is familiar in estimates, especially in the larger estimates. This lulls them into missing useful new rraterial. ~ Perhaps some typographical device (e. g. side-lining- could be used to indicate places where significant new ideas and facts are introduced. Or perhaps more of the historical and purely descriptive material could be put in annexes . 4' 1Vlake sure that the consumer is reminded of key items in other estimates, This is probably an ?For example, there was a very important change in. the Cuban estimate of 19 September, 1962 (SN1E 853-62-. Up to that time, all estimates and memoranda had asserted that the USSR had little to gain. by placing MRBIVL's or 1RBM's in Cuba. SNTE 85-3-62, on the contrary, pointed out that the Kremlin might see decided advantages in such a deployment. But no emphasis was put on the fact that this was a changed estimate and we suspect that few readers noticed the shift. One of our group; reading the Cuban estimates seriatim (which few consumers ever have time to do) still failed to observe the fact that. there had been a change on this highly significant point. Approved For Release 2006/01/03 :CIA-RDP80B01086A000900220030-7 Approved Fo~lease 2006/01/03 :CIA-RDP80B010~000900220030-7 unn.ecessa caution, but there is some da r that drafters of an estimate will assume that consumers remember related estimates as well as they do, For example, in SNIE 85-3-62 a little more emphasis might have been placed on the fact that the estimate of the number of operational Soviet ICBM's had recently been sharply reducedo Approved For Release 2006/01/03 :CIA-RDP80B01086A000900220030-7 Approved Fo~lease 2006/01/03 :CIA-RDP80B010>~000900220030-7 ANNEX A In response to one of the requests put before us, we have examined the estimates on Cuba from January 8 to September 19, 1962, It is generally acknowledged that there was a failure of intelligence, in the sense that USIB did not warn the government that the Soviets might be planning to place offensive ballistic missiles in Cuba, and indeed suggested that such a decision was unlikely, though not impossible. This failure has been widely attributed to the presence of "preconceived notions" which prevented ONE, and in fact the entire intelligence community from making a proper judgment. We therefore find it useful to make some observations on the function, utility and drawbacks of such preconceived notions. To do so is in fact indispensable to any search for remedies designed to minimize these drawbacks. In dealing with a major country, intelligence officers approach their task with a set of expectations of likely patterns of behavior. This is especially true in the case of the Soviet Union, the most frequent target of intelligence. This set of expectations, sometimes called preconceived notions, is based on a professional knowledge of political structures, processes and personalities in the country concerned. It is the distillate of years of experience and has been tested by, and refined through, repeated intelligence estimates. It must be understood Approved For Release 2006/01/03A1CIA-RDP80B01086A000900220030-7 " Approved Fo~lease 2006/01/03 :CIA-RDP80B0108~000900220030-7 that the formulation such a set of expectations abo a country's likely patterns of behavior is both inevitable and indispensable. It is inevitable that, in doing their job, professionals will, more or less deliberately, build up the set. It is indispensable because the set is a most valuable tool in producing timely, coherent, articulate and, on a probability basis, accurate intelligence, If no pattern can be estab- lished, then prediction is almost impossible, and significant variations can be demonstrated only by comparison with an already accepted norm. Nevertheless, these sets of expectations have their limitations and drawbacks. The history of intelligence is full of instances in which an opponent achieved surprise by adopting a course of action that seemed unlikely in view of the set of expectations dominant among intelligence officers. The Japanese attack in Pearl Harbor is one of the most conspicious examples, We are not concerned here with what may be called "technical surprise." A "technical surprise" is not incompatible with the prevalent set of expectations. The surprise occurs because the opponent was successful in concealing a particular capability or in keeping a particular course of action secret. We are concerned with an opponent's behavior that surprises because it is incompatible, or seems to be incompatible, with our prevalent set of expectations. There are three possible causes of this type of surprise, First, the opponent's basic pattern of behavior may change as a result of changes in leadership or various other important conditions, Approved For Release 2006/01/03 :CIA-RDP80B01086A000900220030-7 - A2 - A~prfpved Fo~lease 2006/01/03 :CIA-RDP80B010~000900220030-7 and our se o expec ions may not register this cha quickly and correctly. Our set, in other words, is out-of-date. Intelligence professionals must obviously be on the alert for such changes and, generally, take care that their working set of expectations does not become obsolete, stale or unduly rigid. "Second, the opponent may act irrationally. Irrational behavior is, of course, very difficult, if not impossible to predict. It may take all sorts of directions that make no sense to the rational mind, Only if a country's leadership has a record of frequent lapses into irration- ality will this observed fact become incorporated into our set of expectations. But even then the estimate of future behavior will be extremely difficult. Third, the opponent may adopt a course of action that seems to us to be in conflict v~ith our set of expectations, but actually is not. A set of expectations is based on the attitudes and predispositions that, we have learned, strongly affect the opponent's behavior. The important point to note is that attitudes, though they shape behavior, do not determine it. Behavior also depends upon the information which the opponent possesses. It is this information which brings his attitudes into play and which gives him a basis for calculating the advantages and disadvantages of a course of action. Hence, we may go wrong in an estimate, not because our set of expectations is faulty, but because we assume that the opponent acts on approximately the same information that we have. Clearly, to minimize Approved For Release 2006/01/03 :CIA-RDP80B01086A000900220030-7 - A3 - Approved Fo lease 2006/01/03 :CIA-RDP80B010 000900220030-7 this source of. possi intelligence failure, we requi _ not only a good set of expectations but also some idea of the infox?mation that the opponent uses in his cost-gains calculus. We do not think that the failure of the intelligence community to predict the Soviet deployment of medium range missiles resulted essentially from its set of "preconceived notions" about the Soviet Union. In our opinion, the community`s set of expectations was, at that time at least, sophisticated and reali.sti.c. According to the set, the Soviet Union was considered unlikely to depart from its cautious behavior in the military field or to undertake actions involving a high risk of war with the United States. That this expectation about Soviet behavior was basically correct was, after all, confirmed by the great caution with which Khr.ushahev-acted when the missile crisis broke in October. Nor do we believe, as some experts have suggested, that the Soviet decision was largely irrational. It is true that the Berlin state- meet, Chinese criticism, and possible differences of opinion within the Soviet leadership had put Khrushchev under some pressure to score a success in foreign policy, It is also true that during the last year he has seemed somewhat less sure of himself than before and has abruptly reversed himself on several issues. But while he and other members of the top leadership may have been perplexed by current difficulties there is no evidence to suggest that they became reckless gamblers. At the most, they may have been a little more willin to take a chance than Approved For Release 2006/01/03 :CIA-RD~0B01086A000900220030-7 Approved Fo~lease 2006/01/03 :CIA-RDP80B010~000900220030-7 they would have bee nder other circumstances, A a strong case can be made for arguing that Soviet behavior was entirely compatible with rational decision-making, We believe that more important factors in the Soviet decision were inadequate information and, resulting from this, an erroneous assessment of the situation, They did not have the fund of information about the mood and temper of the US government and people which the intelligence community thought they must possess. They saw the balance of advantages and disadvantages differently from the way Washington officials thought they should see it. It is in this area that the intelligence community failed although we defer for the moment the question of the extent to which the community can be held accountable for the failure. It is fairly clear in retrospect that the intelligence community both underestimated the gains that Moscow believed it could derive from introducing offensive missiles in Cuba and overestimated the risks which the Kremlin thought it ran in adopting this course of action. In reading the various estimates seriatim, we were struck by the fact that, although the question of the deployment in Cuba of Soviet medium-range missiles was raised in a Memorandum to the Director of January 8, 1962, it was con.cl.uded repeatedly until early September that the Soviet Union could not thereby add substantially to its strategic capabilities. The reason given was that targets in the United States capable of being reached by medium-range missiles from Cuba were already covered by ICBM's Approved For Release 2006/01/03 :CIA-RDP80B01086A000900220030-7 - A5 - Approved F lease 2006/01/03 :CIA-RDP80B010 000900220030-7 deployed on Soviet ~, ritory. Only on September 6 re doubts raised about this conclusion, The Special NIE of September 19, conceded that Soviet planners might see some advantage in deploying IRBM? s and MRBM? s in Cuba in order to supplement the limited number of ICBM? s believed to be operational in the Soviet Union. The delay in coming to this conclusion is surprising in view of the fact that it had been estimated several months earlier that the USSR had only a small number of operational ICBM? s. In this situation one obvious way for the Soviet Union to supplement its small force of ICBM? s was to deploy a proportion of its large supply of medium- range missiles within appropriate striking distance of the United States. We are not, in fact, sure that such a deployment constituted, objectively, a substantial improvement of their strategic position, though Soviet planners, of course, may well have thought so. We are sure, however, that the Soviet Union would have gained enormously in prestige and, indirectly, greatly in the military balance of power and deterrence, if it had succeeded in installing "offensive" missiles in Cuba and maintaining them there. Soviet leaders, like all rational leaders, must be expected to accept a higher level of risk for great gains than for small gains. We note that this was not acknowledged in the estimates we examined. Even when it was admitted that the Soviet Union might secure possible strategic advantages by employing IRBM?s and MRBM's in Cuba(SNIE 85-362, September 19, 1962), the conclusion remained that the Sovie~~v~d~e~~a~@ 4~O~1~1a~~~~~~~g~gq+~d,~ t~0~~at r Approved F~elease 2006/01/03 :CIA-RDP80B010~000900220030-7 and acceptance of s reat a risk would represent a ~ arp departure from Soviet practice. This was the crucial view that prevented assigning any high degree of probability to the course of action that the USSR pursued. However, this view was ,yustified only if the Kremlin assessed the risk factor approximately as it was assessed in Washington. The intelligence community thought that the risk was very high, It knew it to be so. Yet it is fairly clear in retrospect that the Soviet leaders did not share this knowledge, that they assessed the risk at a lower level and that, given this assessment, their deployment of "offensive" missiles in Cuba, did not seem unduly risky to them. In that case, their action did not, as they saw it, constitute a sharp departure from their normally cautious military behavior, The extent to which the intelligence community can be held accountable for neglecting the possible gap between their information and our information is not clear to us. Such gaps are a possible source o.f intelligence failure to which the professional should be alert. retrospect it would certainly have been better if the possibility of. this gap, and its possible implications, had been acknowledged in the estimates. If i.t had been, it might have qualified the impact of an erroneous conclusion. On the other hand, it is patently very difficult for our intelligence services to have sufficient knowledge of Soviet intelligence to ascertain or predict intelli ence failures in the Soviet Union. Moreover there Approved~or Release 2006/01/03 :CIA-RDP80B01086A0009002'10030-7 ? Approved F~elease 2006/01/03 :CIA-RDP80B010~000900220030-7 is reason~to believ at much of the intelligence co unity, including ONE, is not provided with such knowledge of Soviet intelligence activities, and their organization as is available to a part of the community. Yet this is the kind of knowledge which would have been required for a correct prediction of the Soviet move in Cuba. Moreover, the intelligence officer is also handicapped in speculat- ing about national differences in estimating the risk of particular courses of action as long as he may not take relevant United States policies fully into account, and have adequate information about these policies and their implementation to the extent that they are known, or must be assumed to be known, to the Soviet Union. However, even if these handicaps were removed, or at least appreciably diminished, the cQ'hsumer of intelligence would be wrong to expect the intelligence community to be able in all cases to obtain sufficient information on the opponent's estimates of the advantages and disadvantages of contemplated courses of action. For this reason alone, and not necessarily as a result of "preconceived notions," the best intelligence service cannot help failing from time to time. It v~o uld be unfair and utterly unrealistic, in our opinion, to expect otherwise. Ori the other hand, the inevitability of occasional failure does not justify either complacency" or resignation. No organization stays at the same level of performance over a long time -- if only because Approved For Release 2006/01/03 :CIA-RDP80B01086A000900220030-7 - A8 Approved Fo~lease 2006/01/03 :CIA-RDP80B010~000900220030-7 of changes m perso el -- and there may always be ~ om for improve- meat. There are good reasons for reviewing institutional practices from time to time with a view of raising the batting average by a few per cent. Approved For Release 2006/01/03~9CIA-RDP80B01086A000900220030-7 Approved Fo~lease 2006/01/03 :CIA-RDP80B010~000900220030-7 ANNEX B Rejected Proposals We have considered, and have rejected as impractical, the following proposals. 1) "Devil's advocates", professional dissenters, etc, We hope that the intelligence community will always include tough minded, skeptical individuals who will advance unpopular ideas and who will query accepted doctrine. But any attempt to institutionalize this function would be self-defeating, No one can be skeptical all the time and the views of a man who was being paid to act as a professional dissenter would not carry great weight. 2) Dual or multiple estimates, For example, one group might make an estimate from the Soviet point of view while another estimated the same problem from the US point of view, The difficulty here is what to do in case of disagree- ment, Either some higher group would reach a final decision, in which. case we would be back where we started, or the consumer would make a final estimate, in which case the community would have abdicated its responsibility. Moreover, there is certain artificiality about this procedure which wo uld probably erode its value very quickly. Approved For Release 2006/01/03 :CIA-RDP80B01086A000900220030-7 ~Bl~ .. r Appr~~v~l ~o leas 20(~6~01/03 : ~IA-RDP80~010 000900220030-7 a e~ss a for o reac agreed ang~e in estimates, and encourage dissents. It is possible that under pressure of time some dissents which might have been helpful are never made. But while a few footnotes are useful in alerting the consumer to the difficulties of a problem a steady diet of footnotes would blunt his attention. If there were too many points on which agreement could not be reached the consumer would have to make his own estimate and the community would again have abdicated its responsibility. In short, dissents on minor points should not be encouraged, and it seems unlikely that dissents on major points are, or could be suppressed. We note that in the Cuban estimates of 1962 (and in others which we can remember) the worst mistakes were not caused by suppressing disagreements or by watering down correct judgments in order to obtain an agreed text, They were caused by mistaken judgments which were held almost unanimously throughout the intelligence community, 4) Make more effort to keep estimates up-to-date by issuing frequent revisions, Carried to an extreme, this would obviously lead to a confusion between estimates and current intelligence. Even a moderate increase in the number of revisions would probably do more harm than good by forcing estimators to concentrate on minor fluctuations in policy rather Approved For Release 2006/01/03 :CIA-RDP80B01086A000900220030-7 -B2- overtaken by events nothing can be gained by issuing a hasty revision which simply says that the preceding estimate was wrong. When a situation has gone operational revision of earlier estimates should wait until there are some firm indica- tions of new policies and courses of action. At this point current intelligence will give policy-makers the flow of information which they require. To refer once more to our case study, we doubt that more frequent revisions of the basic estimates on Cuba between 1 August and 19 September, 1962 would have changed the opinions held by the intelligence community in any important way. Approved For Release 2006/01/03B3CIA-RDP80B01086A000900220030-7 p ~ For R a~P~~nn~~n~in~ 030- - i `~ - - ~ TSON TOP AND BOTTOM ~ X SECRET .T;NC9.ASSIFIF~[I ~ ~ 'FIDEN7CIAL CENTRAL INTELLIGENCE AGENCY STATINTL OFFICi~i. -IIOUTING SLIP TO NAME AND ADDRESS DATE INITIALS I Mr. Bross 2 3 4 5 6 ACTION DIRECT REPLY PREPARE REPLY APPROVAL DISPATCH RECOMMENDATION COMMENT FILE RETURN CONCURRENCE X INFORMATION SIGNATURE Remarks - '~ Per your request. ~//~ - ~-~/^6 FOLD HERE TO RETURN TO SENDER FROM: NAME, ADDRESS AND PHONE NO. DATE J. S. Earman ve a ~>~06/ 1 /0 : ~1~891 8 9/4/63 pp 30-7 (40) FORM N0. ~~~ Use previous editions 2-b~ C U. S. GOVERNMENT PRINTING OFFICE :1981 0-58]282