UNIFORM CONTRACT REPORT

• Document Type: CREST
• Collection: STARGATE
• Document Number (FOIA) /ESDN (CREST): CIA-RDP96-00789R003000410001-3
• Release Decision: RIPPUB
• Original Classification: S
• Document Page Count: 41
• Document Creation Date: November 4, 2016
• Document Release Date: October 21, 1998
• Sequence Number: 1
• Publication Date: February 10, 1992
• Content Type: CONT

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UMHUN SGT FC T
PART I - THE S'C 1HXJLE
SFJCFICN B - SWP JFS/SMVICFS AND PRICES
B.1 SFRVIC:ES AND PRICES
LINE rm D rrCH
Q(F~NI`ITY AN r
0001 EXternal RDT&E in accordance with 1 Lot $ 400,000
specifications set forth in Section C.
(Subsections 6.1 through 6.4).
0002 Reports 1 NSP
0002AA Workplan Milestone Report 1 NSP
0002AB Progress Reports 5 (est) NSP
0002AC Special Report 1 NSP
0002AD Final Technical Report 1 NSP
0002AE Variance Report As needed
0002AF Technical Briefing 1 NSP
0003 Quick Reaction Capability As needed
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PARrI - THE 9Q E
SB IT C - D TI'ICN/! ICATIC S .
C.I. WI s 1Th lr: Under this contract, the contractor, as an
independent contractor, and not as an agent, servant, or employee of the
Goverrmment, utilizing special knowledge and techniques possessed by and
available to the contractor, shall furnish all labor, equipment, facilities,
services, and materials, necessary for the performance of the work set forth
below: See Statement of Work, Enclosure 3, and DD Form 1423 (Contract Data
Requirements List) dated 26 Jan 89 attached in Exhibit A.
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PART I - THE S IEtU E
SEC11ON F - DELIVERIES OR PERECEMWE
F.1 TIM OF D1L VF : The work and services required under Section B shall
be co pleted/delivered as specified on Enclosure 9.
F.2.1. The work required by task 6.1 through 6.5 shall be performed
during the period commencing on the effective date of this contract and not
to exceed 18 months in length.
F.3- PIACE OF PERFCFMNM: The work under this contract shall be performed
at the contractor's facilities unless otherwise provided in this contract.
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PARTI - Tms
SBCPICN H - SPUMAL 14 WI.SZCNS
H.1. DISC?1 ; OF INFUNMON:
a. The contractor shall not disclose any information under this contract,
including the following, to any person unless (i) it is required for the
performance of this contract or (ii) the individual is specifically
.authorized in writing by the Contracting Officer to receive the information.
(1) The contract schedule and technical data incorporated therein.
(2) Sponsorship of the contract.
(3) The Government's use, interest in, or application of the
following:
(a) The contract schedule and technical data incorporated
therein.
(b) Purchase description, specifications and drawings.
(c) Scientific studies, research, development and design service.
(d) Components, devices, equipments and system;.
(e) Techniques, methods and processes.
(f) Details and/or results of performance.
b. Disclosure by the contractor which require specific written
authorization from the Contracting Officer include information, whether
written or oral, to be revealed in open publications, technical conferences,
symposia, meetings, periodicals, journals, brochures, advertising, films,
photographs, fact-sheets, or other material prepared open publication.
c. When prescribed by the Contracting officer, the contractor agrees to
insert in subcontracts and purchase order hereunder provisions which shall
conform substantially to paragraphs a and b. Normally these provisions will
not be required by the Contracting Officer in purchase orders for standard
commercial item; which have been sold or offered for sale to the public
coaunercially by any supplier.
d. The provisions set forth in paragraphs a, b, and c shall not be
construed to preclude the contractor from otherwise using, for its normal
commercial purposes, information, techniques, processes, methods,
developments, coanponents, devices, equipments, systems, and proprietary data
employed in the conduct of the work, except that which is specifically
developed for or as a result of this contract, or which is precluded from
release due to its classified nature. In'so using the information as
authorized by this paragraph the contractor (i) shall not disclose any
information concerning the sponsorship of this contract, or
(ii) the nature of the Government's interest in and application of the
subject matter of this contract.
e. The contractor will submit to the Contracting Officer for clearance and
release six (6) copies of the material at least four (4) weeks in advance of
presentation or publication.
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H-2- oWM#UEW HED MM: The Contractor shall request any data
required for the conduct of this contract, in writing, from the Contracting
Officer's Technical Representative (COTR). The cam will maintain records
of all such Goverment furnished data to insure accountability and return to
the Government upon termination of the contract.
H.3. SBCORBLY :
a. The Contractor shall maintain and administer a security program in
accordance with DoD 5220.22-M Industrial Security Manual and DIAM 50-5.
Copies of these documents are available for review in the office of the
procuring Contracting Officer.
b. Loss or suspension of required security clearance, as set forth on the
attached DD Form 254 (Contract Security Classification Specification) will
result in inability to perform in accordance with the terms and conditions
of the contract. As a result the contract is subject to default in
accordance with the clause entitled "Default."
c. The Government reserves the right to direct any Contractor employee to
be removed from performance, direct or indirect, whenever there is probable
cause to believe, on the basis of all facts available, that such action is
warranted in the interest of national security, whether or not the cause is
deemed of sufficient severity to warrant action to terminate the
Contractor's or, individual's security clearance. The Government also
reserves the right to direct any contractor employee to be remved from
performance, direct or indirect, for the period of time necessary to conduct
any investigation of alleged misconduct which may, in the opinion of the
Contracting Officer, jeopardize the security of the project.
d. Military security requirements in the performance of this contract shall
be maintained in accordance with the DD Form 254 contained in Section J.
The highest classification involved in the performance of this contract is
Top Secret/-`a .ial Caqiart~teid Intel l i Grp (SCI). This contract document
is unclassified.
e. The contractor will not use any electronic/electrical information
Processing equipment in the possession of the contractor for the purpose of
processing or transmitting classified information under this contract
without the written permission of the Contracting Officer.
H-4- Q IN KEY PERSONNEL: The Contractor shall notify the Contracting
Officer prior to making any change in the
proposal as key identified in the
y personnel assigned to this contract. The Contractor must
demonstrate that the qualifications of the prospective personnel are equal
to or better than the qualifications of the personnel being replaced.
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H.S. USE OF iN SUBJECTS:
a. DEFINITIONS:
1. Human Subject: An individual about whom an investigator conducting
research obtains data through interaction with the individual, including
both physical procedures and manipulations of the subject or the subject's
environment. The term does not include military or civilian personnel who
are qualified to test by assignment to duties that call specifically for
such qualifications such as test pilots and test engineers.
2. Non-U.S. Citizens: Foreign nationals, excluding, personnel on
active duty.
3. Research: The term does not include individual or group training
of military personnel such as combat readiness, effectiveness, proficiency,
or fitness exercises.
b. GOTERAL GUIDANCE:
1. The contractor shall conduct research using human subjects at all
tines so as to be in full ompliance with all applicable laws, federal
regulations and DoD instructions. Among them are:
a. 45 CFR 46 Health and Human Services (HHS) Regulation,
"Protection of Human Subjects";
b. 10 U.S.C. Section 980, "Limitations on Use of Humans as
Experimental Subjects";
c. DoD Directive 3216.2 (January 7, 1983) "Protection of Human
Subjects in DoD-Supported Research";
2. Safeguarding the rights and welfare of subjects at risk in
activities supported by this contract is the responsibility of the
Contractor. Compliance with this contract will in no way render
inapplicable pertinent federal, state, or local laws or regulations. In
order to provide for the adequate discharge of this institutional
responsibility, no activity involving human subjects under this contract
shall be undertaken unless a Contractor Human Use Review Board (CRB) has
reviewed and approved such activity.
3. The contractor must provide the Contracting Officer with a written
assurance that it is in compliance with all provisions of 45 CFR 46 HHS
Regulation, "Protection of Human Subjects", as amended.
4. The Contractor will assure the Contracting Officer that the
identities of all subjects will be protected.
5. Informal consent must be obtained in writing from each human
subject before research is undertaken.
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6. The Contractor shall provide all necessary medical care to research
subjects for injury or disease which is the proximate result of
participation in the research.
7. Studies conducted outside the United States, its territories or
possessions, shall be conducted in complianoe with all laws, customs, and
practices of the country in which the study is to be conducted.
c. PBDUIREM= FOR REPORrING AND DOCt F.rP,TION?
1. Copies of all documents presented or required for initial and
continuing review of the CRB, e.g., Board minutes pertaining only to the
contract, record of subjects consent, transmittal on actions, instructions
and conditions resulting from Board deliberations addressed to the activity
director, are to be retained by the Contractor for at least three (3) years
after completion of the research. All documents shall be accessible for
inspection during normal working hours by the DIA WIR or authorized
representative.
2. Except as otherwise provided by law, information in the records or
possession of the Contractor which refers to or can be identified with a
particular subject may not be disclosed except:
a. With the consent of the subject of his legally authorized
representative, or
b. As may be necessary for the DIA to carry out its legal
responsibilities.
3. Upon expiration or termination of this contract, a list of all
unused test material shall be providedkto the DIA Contracting Officer.
4. The Contractor shall iiately notify the DIA Contracting
Officer, by telephone, of inquires from sources outside the Department of
Defense concerning the use of human subjects under this contract.
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NOMENOMUCAL AM ANALYSIS
1.0 (S/NF) POSE: The purpose of this effort is to conduct research and
perform select analyses of anomalous phenomena.
2.1 (C) Phenomenological research and analysis as intended by this
contract refers to anomalous phi associated with human abilities.
Investigations in this area have sometimes been referred to as Remote
Viewing (RV), Extrasensory Perception (ESP), and recently Anomalous
Cognition (AC) or Anomalous Phenomena (AP). Foreign researchers have also
used the term psychoenergetics to describe aspects of these areas.
2.2 (S/NF) Over the past sixteen years DIA has followed the field Of
SG1 B psychoenergetics for two basic reasons:
2.4 (S/NF) In 1983 a report with project findings was sent to
congressional intelligence and appropriation committees. The report
affirmed the existence of remote viewing phenomenon and recommended that
additional research for quantifying and developing remote viewing as an
intelligence collection tool be pursued. This recommendation was endorsed
by a special Science Panel that met to review the project findings. This
panel also affirmed that the contractual research was scientifically sound
and urged that basic and applied research in psychoenergetics be continued,
its scope expanded, and that other laboratories be involved.
Classified By: DIA DT
SCI'/NOFURN
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2.5 (S/NF) The first opportunity to expand this research scope
occurred in 1985. The Department of the Army's Surgeon General Office for
Research and Development (DASGRD) initiated a five year research and
development program. The SGRD program centered on two main aspects: basic
anomalous phenomena understanding, and applications-oriented research. DIA
established close ties with this R/D effort to ensure that applications
research would be adequately pursued.
2.6 (S/NF) In 1987, it became apparent that SGRD funding might not be
available to carry through to the end of the five year period. Consequently,
additional funding was sought by DIA and acquired through funding transfer
action by the House Appropriations Committee (HAC). This funding was
provided to DIA; MIPR action to the SGRD contract was the most expeditious
method of allocating this funding.
2.7 (S/NF) Results of this effort yielded several findings of
breakthrough potential. Subsequently, follow-on research support was
provided to DIA by Congressional action for FY91; DIA was identified as the
executive agent due to long-standing knowledge and expertise in this area.
Both R&D and O/M funds were allocated for continuing basic and applied
research, for applied investigation and for assisting in assessment of
relevant foreign research. Additional funds were also provided by
congressional action in FY92 to continue this effort and to start new
research.
3.0 (S/NF) CBJECFIVE: The objective of this contract is to continue the
most premising-basic and applied research in this area that resulted from
the FY 1991 effort. It also includes follow-on to exploratory work in order
to demonstrate statistical significance and identify underlying parameters.
4.0 (S/HF) SCOPE: Basic research, applied research and threat assessments
will be acc coplished for this phet lological area.
5.0 (S/HF) ICAI,/a1HFR CONSIDF1 ATICNS:
5.1 (S/NF) All research activities and findings resulting frc*n
previous programs in psychoenergetics shall be brought to bear on this
effort. In addition, expertise in multidisciplinary areas throughout SAIC
shall be made available as consultants or for special support as required.
5.2 (U) Specialized support, if not available at the contractor, can
be obtained via consultant or subcontract efforts with prior approval by the
COIR. Every effort should be made to insure such support is from the
recognized experts in the field. Some of the specific tasks in section 6.0
can be performed in unclassified facilities.
5.3 (S/NF) This effort will utilize a technical review group (e.g., a
Scientific Oversight Committee, a Human Use Review Panel and a Policy
Board) that was established in the previous effort.
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5.4 (S/NF) Some of the experiments/investigations required to fulfill
this contract may require participation of select government personnel. All
such investigations will be fully planned and coordinated with the COTR and
will be under the purviews of the SOC and the Human Use Review Ca miittee.
5.5 (U) Should unforseeen schedule of other issues arise concerning
any of the specific tasks identified in section 6.0, the COTR will be given
immediate notice. If necessary, adjustments to priorities and schedules can
be approved by the COTR if there is no cost or other impact on the over-all
program. The COTR will also review/approve all anticipated research
protocols.
5.6 (U) All items in sections 6.0 and 7.0 will be funded from R&D
funding provided by this contract, and shall be expended NLT 18 months after
contract award. Accounting procedures to clearly identify the R&D
expenditures shall be implemented by the contractor.
5.7 (U) Terms of reference and additional task details are on file by
the COTR and will be provided to the contractor to insure adequate task
understanding. This material is contained in DIA publication DPI'-S-1007-S,
29 NOV 1990.
6.0 (S/HF) SPDIFrC TA.'4K5:
6.1 (U) Basic Research:
6.1.1 (U) Biophysical Measurements (Follow-on to SOW 6.3.1 in
PR 330/012Z/91):
6.1.1.1 (S/NF) Determine how magnetoencephalograph (MDG)
measurements correlate with counterpart electroencephalograph (EEG) data.
This effort will assist in simplifying over all brain wave measurement
activity, will form the initial phases of the larger data base required for
establishing statistical significance, and will assist in screening/
selection.
6.1.1.2 (C) Perform refined MEG data analysis for
individuals involved in the previous effort for the purpose of isolating
neurophysical parameters that correlate with anomalous performances. This
analysis will use new/improved statistical procedures not available in
previous efforts.
6.2 (U) Data Patterns/Correlations (Follow-on to SOW 6.3.2 of
PR 330/012Z/91) :
6.2.1 (C) Extend analysis of sender/no sender analyses to
include new statistical evaluation methods involving artificial intelligence
procedures for high performance candidates identified during the previous
effort. Develop implications regarding target-individual match.
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6.2.2 (U) Examine all relevant MM/EEG data and worldwide
ancanalous cognition research to identify performance testing/patterns and to
help isolate key physical/psychological/biophysical parameters.
6.3 (U) Applied Research (Follow-on to SOW 6.2.3.3 in PR 330/012Z/91):
6.3.1 (S/NF) Conduct long distance anomalous eomnamicati.on
experiments that involve leading candidates identified in previous research.
The key variable will be location, and will involve controlled sites
selected by the CXYI'R.
6.4 (U) Theoretical Issues (Follow-on to SOW 6.2.5 in PR 330/012Z/91):
6.4.1 (U) Perform anomalous phenomena experiments in the
presence of select sensitive instrumentation that may help identify
underlying physical parameters. Pilot work should include an off-the-shelf
Mossbaur device.
6.4.2 (U) Identify physical mechanism models for anomalous
cognition and develop protocols for testable experiments using select
individuals.
6.5 (U) Research Methodology (Follow-on to SOW 6.4 of PR 330/0122/91):
6.5.1 (U) Provide appropriate research methodology support to
include reviews/approvals by the established Scientific Oversight C=-aittee,
the Policy Board and the Human Use Review Panel for the follow-on activity.
6.5.2 (S/NF) Provide appropriate management support and
appropriate project research support activity to include document
preparation, administration, and all project associated travel for
contractor personnel, consultants, and other experts. This task includes
research methodology assessment of related worldwide activity to search for
new scientifically-sound approaches. Select conference attendence or
sponsorship may also be required to identify new methodologies.
7.0 (0) Q U I C K R M C P I C N C A P A R " r r L I T ! ( 9 1 1 C ) : The contractor will maintain a
quick response capability and be prepared to respond in less than 24 hours
to problems or unexpected demands for brief technical papers that may be
developed during the term of this project.
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8.0 (0) MIIX:2 cK OF EFFU: The level of effort to be applied to each
basic task category is shown in the following paragraphs.
(II)
Basic Task No. Allocation of Effort/ % Funding (R&D)
6.1
30
6.2
20
6.3
10
6.4
10
6.5
25
7.0
5
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CONTROL NO.
JU3TIF IC ATIOff AND APPRUVAL
FM OTHER THAN FULL AND OPEN Ct14PE T T N
1. (U) Contracting Authority: Virginia Contracting Activity, p. 0. Box
46563, Washington, DC 20050-6563.
2. (U) Authority Cited: 10 U.S.C. 2304(c)(1); FAR 6.302-1, "Only one
Responsible Source and no other supplies or services will satisfy Agency
requirements."
3. (U) Description of Supplies/Services: The Defense Intelligence Agency
(DIA) proposes to procure Phencmnological Research and Analysis Services
for a DIA special activity program. External assistance funds available for
this Congressional Directed Program total $1,850,000.00. This purchase
request (PR No. 330/025Z/92) provides $400,000.00 of this total amount as a
modification to an existing contract (MDA 908-91-C-0037). The remaining R&D
funding will be for new work and will be processed separately as a new
contract.
4. (U) Description of Action: It is anticipated that a cost-plus-fixed
fee contract will be negotiated and awarded to satisfy this requirement.
Funds are R&D as cited on Purchase Request No. 330/025Z/92.
5. (U) Reason for Authority cited:
a. (S/NF) This action is based on the need to utilize previous
research achievements developed under other DOD-sponsored R&D efforts. The
bulk of this prior R&D effort was provided by the Department of the Army's
Surgeon General Office (SGRD) in 1985 and spanned several years. This basic
and applied' research effort involved Dr. Edwin May as the principle
researcher and program manager. Dr. May was at that time with the Stanford
Research Institute (SRI), Menlo Park, CA. He has since joined the science
Applications International Corporation (SAIC) and has taken his extensive
data base and key research assistants with him. Dr. May is regarded as the
leading U.S. investigator in this Phenomenological area. He has been a
program manager in this area since 1986, and has a long involvement (over 20
years) in this field. His extensive work history provides for continuity
not available from any other individual. He is recognized by investigators
world-wide, and can easily remain current with relevant foreign research.
SEX RE T/NOFORN
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SECRET
b. (S/NF) This contractor is also uniquely qualified to perform such
research due to their extensive background in interdisciplinary research
areas that spans over 20 years. This multidisciplinary staff will be
available for consultation as the need arises. In addition to Dr. May, the
contractor also has on its staff another physicist who has extensive
experience in phenomenological research involving psychoenergetics
investigations. Dr. Angelo has over 10 years of involvement in this field
in a project management capacity and at applications research levels.
c. (U) Due to this background of expertise and unique qualifications,
and due to additional knowledge generated thus far under the existing DIA
Phenomenological research contract (MDA 908-91-C-0037), the existing
contract modification requirements can only be satisfied by the Science
Applications International Corporation (SAIC). By doing so, duplication of
effort can be avoided and maximum research effeciency can be achieved.
d. (S/NF) The contractor also has an extensive classified data base
which has co-mingled with both government and proprietary data that is
essential for this contract. It would require several years for a new
contractor to achieve the present level of expertise and competence
possessed by Dr. May and Dr. Angelo. This would create a serious delay in
pursuit of appropriate research, in achievement of application-oriented
results and in understanding potential threat posed by similar foreign
activities in this area.
e. (U) This contract is a continuation of work performed under the
original effort and is inextricably related.
6. (U) Efforts to Obtain n. Due to the uniqueness of this
research area, there are no other qualified research facilities and
personnel available to satisfy this contract. To bring other potential
organizations up to speed would not be possible without unacceptable delays
or additional costs.
7. (U) Action to Increase Competition: Every effort will be made to
release research results as widely as possible to attract other potential
researchers. Not only will this be accomplished through specialized (and
properly classified) channels, but also appropriate portion will be released
at unclassified levels to attract interest in academic facilities.
8. (U) Market Survey: Based on the significant advantage that SAIC
possesses in this area, a Market Survey would not serve a useful purpose at
this time.
9. (U) Interested Sources: No other source has expressed an interest in
this requirement. Recent contacts at technical symposiums on this topic
indicate that no one would be willing to enter into this activity except
possibly as a subcontractor. Other researchers in this field are highly
specialized, are located at universities or private foundations, and do not
want to engage in any classified or broad-based research at this time.
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However, every effort will be made to involve some of these researchers as
subcontractors for unclassified aspects of this contract.
10. (U) Other Factors:
a. (S) Acquisition data availability: Data from previous governent-
sponsored research is available in DIA. Since this was part of a controlled
access project, every effort will be made to downgrade, and where practical,
declassify basic aspects of the research. This will, in time, generate a
wider interest in this field.
b. (U) Subcontracting Competition: The same basic reasons for this
other than full and open petition for SAIC also apply to subcontractor
selection. There are only a few individuals/facilities available that have
any established expertise for supporting a portion of this unique research
area. It would not be timely or cost advantageous to the government for the
Contractor to pursue competitive action for the highly specialized support
that may be required.
11. (U) Technical Certification:
I hereby certify that the supporting data under my cognizance which are
included in the J&A are accurate and ccenplete to the best of my knowledge
and belief.
Name: Date:
Title: Signature:
12. (U) Requirements Certification:
I hereby certify that the supporting data under my cognizance which are
included in the J&A are accurate and complete to the best of my knowledge
and belief.
Title: Signature:
13. (U) Fair and Reasonableness Cost/Price Determination A detailed
technical and cost proposal will be required from the contractor, SAIC.
Prior to award, the Government will conduct an in-depth analysis of all
technical and cost aspects of this requirement. Based on the outcome, a
fair and reasonable cost will be negotiated. Therefore, I hereby determine
that the anticipated cost for this contract action will be fair and
reasonable.
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Based on the foregoing justification, I hereby approve the procurement of
PHENommQOLOGICAL RESEARCH AND ANALYSIS on an other than full and open
competition basis pursuant to the authority of 10 U.S.C. 2304(c), subject to
availability of funds, and provided that the services and/or property herein
described have otherwise been authorized for acquisition.
Signature:
Name:
Title:
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SERVICES QOE57.ZC MUM
> - Doct No. 330/025Z/92
External Analysis and Development
The following questions are to be answered by the individual initiating the
procurement request for contractor support services, and will be used by the
CO in determining whether the services are nonpersonal.
1. THE ICE OF THE WCY C
(A) To what extent can the Government obtain civil servants to do the
job?
Agency and other government personnel are not available with the
requisite skills and analytical background
(B) Does the proposed contractor have specialized knowledge or
equipment which is unavailable in the Government? If the answer is in
the affirmative, describe the specialized knowledge or equipment.
The Contractor has unique knowledge of this phenomenological area.
The contractor has employees that are reooanized leaders in this field
of analysis. They have a classified data base which has ca-mingled
both government and proprietary data that is absolutely essential for
the successful completion of this contract
(C) To what extent do the proposed services represent the discharge of
a Governmental function which calls for the exercise of personal
judgment and discretion on behalf of the Government?
Not at all.
(D) To what extent is the requirement for services to be performed
under the proposed contract continuing rather than short-term or
intermittent?
This_reauirement is expected to be a continuing task
2. O N1RACT[FAL PR I:.SICNS CJCNC I W THE CXNI CR' S IIi30YEES
(A) To what extent does the Government specify the qualifications of
or reserve the right to approve, individual contractor employees?
Security and possible specification of contractor expertise
Page 1 of 4 Enclosure 5
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 Approved For Release 2000/08/08 : CIA-RDP96-00789R003000410001-3
(B) To what extent does the Government reserve the right to assign
tasks to and prepare work schedules for the contractor employees during
the performance of the contract?
Not at all.
(C) To what extent does the Government retain the right
(whether actually exercised or not) to supervise the work of the
contractor employees, either directly or indirectly?
Not at all.
(D) To what extent does the Government reserve the right to supervise
or control the method in which the contractor performs the service, the
number of people he will employ, the specific duties of individual
employees, and similar details?
Not at all.
(E) To what extent will the Government review performance by each
individual contractor employee, as opposed to reviewing a final product
on an overall basis after completion of the work?
Not at all.
(F) To what extent does the Government retain the right to have
contractor employees removed from the job for reasons other than
misconduct or security?
Not at all.
3. OIIM PR WI'SICNS OF TM (XVI CP
(A) Are the services properly defined as an end product?
Yes.
(B) Is the contractor undertaking a specific task or project that is
definable either at the inception of the contract or at some point
during the performance, or is the work defined on a day to day basis?
The contractor is undertak r a specific project which is defined at
the inception of the contract in the Statement of Work
(C) Will payment be for results aeooatiplished or solely according to
time worked?
Payment will be for results acoon~}alished
Page 2 of 4
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 Approved For Release 2000/08/08 : CIA-RDP96-00789R003000410001-3
(D) To what extent will the Government furnish the office or working
space, facilities, equipment, and supplies necessary for contract
performance?
None re u i red.
4. ARQNTSPRATTCN OF THE (T.IR~G2
(A) To what extent are contractor employees used interchangeably with
Government personnel to perform the same functions?
Not at all.
(B) To what extent are the contractor employees integrated into the
Government's organizational structure?
Not at all.
(C) To what extent are any of the elements in (2) and (3) above
present in the administration of the contract, regardless of whether
they are provided for by the terms of the contract?
Not at all.
(A) Is the requirement the result of an unsolicited proposal? If so,-
describe.
No.
(B) If the procurement is sole source, why is it sole source?
The proposed contractor has unique personnel and proprietary approaches
to this area as discussed in l(B)
(C) What is the potential for follow-on procurement?
There is some potential for follow-on procurement dependirrr on the
nature and extent of achievements in the subject area. The current
state of this field of study is judged to be on the threshold of
breakthroughs which would radically change the nature of this
requirement.
(D) If it is significant, will the Government become irrevocably
carnnitted to sole source procurement?
Not likely. If anticipated developments materialize this field of
study could became much more popular with a greater number of
contractors and academic institutions.
Page 3 of 4
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 Approved For Release 2000/08/08 : CIA-RDP96-00789R003000410001-3
SG1J
Prepared by: Code: OD]2-S Date: 10 February 1992
Pursuant to the FAR and on the basis of information contained above and a
review of the referenced acquisition request, it is my determination that
the services to be procured are nonpersonal. (Reference parenthetical
weights on various factors in the FAR.)
Procuring Contracting Officer
I concur, and believe that the Contracting Officer's judgment may reasonably
be made under the FAR.
Page 4 of 4
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 Approved For Release 2000/08/08 : CIA-RDP96-00789R003000410001-3
RES&MM OF Pi, 2 , CH-GOING,
AM CQHP'tELFD Si DIES
Research by my staff indicates, to the best of our knowledge, that there is
no other kncrm similar or collateral study or analysis, planned, in
progress, or completed which fulfills the objectives or specific intent of
this Proposed contract study: PhencBnenoloxgical Research and Analysis
(Purchase Request # 330/025Z/92).
Date:
ODT-S SG 1 J
CERTIFIED AS ACCURATE
AND C L rE:
JOHN T. BERBRIQ1
Director
Office for Scientific and
Technical Intelligence
Approved For Release 2000/08/08 : CIA-RDP96-00789R003000410001-3
 SG1D
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Approved For Release 2000/08/08 : CIA-RDP96-00789R003000410001-3
 Approved For Release 2000/08/08 : CIA-RDP96-00789R003000410001-3
FAC 90-7 SEPTEMBER 23.1991
PART 53-FORMS
DEPARTMENT OF DEFENSE
1. CLEARANCE AND SAFEGUARDING
CONTRACT SECURITY CLASSIFICATION SPECIFICATION
1AO1J a
TOP P
SECRET
(The requirements of the DOD Industrial S
h
M
l
etvr
y
an
ua
apply
b. LEVEL Of I flGUAROING IIEQUIRED
to all security aspects of this effort.)
SECRET
2. THIS SPECIFICATION IS fOR: (x e..e. auw.pkte a? ?ppio6ie)
3. THIS SPECIFICATION IS: cx and eaw.pkee M eppucow j
MIME COI(TPACT NUMIEA
X MDA9O8-91-C-0037
Oet! (I'T'YY00)
S oR~nfAL of afto
b. SINCONTSACT NUMSER
b, OEVISEO (S4pe`stdef MYilion M0. o?t? (YYMMOO)
x ?M Pew+/ 1eR)
G SOUCfTATRON OR OTHCA NUMSER Our Dale crI'YMDO)
Wtt (YYMMDD)
C- PNLAL (Co plt4 Revel S Yea e
4. IS THIS A FOLLOW-ON CONTRACT? YES No. K sew error yet? tl.e fe/lowM g:
Lij
MWfled a ale.l?( eeexiaed be ye.e*led sneer
O"ecedl.p Co-tea t Mm-bed Is V. dtend to r.ll foNowon aroma.
5. t5 THIS A FINAL DO FORM 2517 YES fro. N Yet, oo.ro+ete b., talo v.g:
MI ees o ae to Vw tunte.cto. i epueR dated , eetentlon of U.e idee.Ufied dealf.M Rwttetat M eutlweQW tee the peeled of
6. CONTRACTOR (Why* Co..mert-f end Gove.nw.eM Eotey (CAGE) Code)
?. NAME. ADDRESS. ANO ZIP COOK
b. CAGE COOS C. COGNIZANT SECtMITY Ofi1CE (Nerve. Addeeq and yip Code)
SAIC
DIS
1010 El Camino Real
Presidio of San Francisco
Suite 330
Bldg 35, Rm 14
Menlo Park, CA 94025
ORFC9 San Francisco, CA 94129-7700
7. SUBCONTRACTOR
a. NAME. ADDRESS. AND ZW CODE
b. CAGE COOS
C COGNIZANT SECURITY OFfCE (N?Ine. Addf M and Zip Cede)
S. ACTUAL PERFORMANCE
a. LOCATION
b.' CAGE COOS
C COGNUANT'$CCIMRY OffI E (N?w.e. Add.e>Q and lip Code)
same as 6.a.
9. GENERAL IDENTIFICATION OF THIS PROCUREMENT
R&D Contract: Research and Analysis
10. THIS CONTRACT WILL REQUIRE ACCESS TO:
YES
No
11. IN PERFORMING THIS CONTRACT. THE CONTRACTOR WILL:
YES
NO
S. COMMUNICATIONS SECVR" KOMSEQ 6WORMATION
e. NAV LI. 11 /N M AN R CONTRACTOR'S
fACtLRY OA A DV(RNMENTACTIVMY
X
b. RESTRI TEO DATA
X
b. RECTeVI CLASSIFIEO DOCUMENTS ONLY
c. CRITICAL NUCLEAR WEAPON DESIGN Me4ORMATION
c. RICEtv5 AND GENEUTE C.ASSMIEO MATEIIAI
d. fORMCRLY RESTIUCTED DATA
X
d. PASRICATE. MOONY. OR STORE CLASSIHEO HAROWAUE
t. INTELUGENCE INFORMATION:
19
PERFORM SERVICES ONLY
X
(II Sendt..e Co.nputw.emed 4410 ?t.on (SCI)
X
UERO RI O. U.S. POs s ION ANO MUST Ell ,
Now?fq
Y CENTER (Ol OR OTHERSE ONDARY D+STR/tU11N01f R1TER Q 10 SE E
1. SPECIAL ACCESS INFORMATION
h. AEOVIRE A COMSEC ACCOUNT
9 NATO INFORMATION
I. HAVE TEMPEST REOVIREMENTS
h. POIIEIGN GOVERNMENT INFORMATION
J. NAVE OPERATIONS SECUNTY (OPKQ AOUISIMENTS
e LIMITED D$SSCMtNATION M4PORMATION
X
k. aE AIRNO$UZED TO USC TIN DEFENSE COURIER SERVKE
j. FOR OffIOAL US( ONLY INFORMATION
I. OTHER (Specify)
w OTHER (Spedf,)
DoD 5200.17(M-2); DIAM 50-3; DIAM
50-5 apply
Approved For Release 2000/08/08 : CIA-RDP96-00789R0Q3P00410001-3 o sure
 FAC 90-7 SEPTEMBER 23,1991
17. REQUIRED DISTRIBUT4O
o. cwtmCroR
K Suboow AC,OR
Approved For Release 2000/08/08 : CIA-RDP96-00789R003000410001-3 fa-
53303-DD-254 FEDERAL ACQUISITION REGULATION (FAi
fel.r.uel or aedeta k 4.et f...n eppeaeN for Mmfk te(eeee `'I' ?PPeopettM US. t~ --..+e~...aon u.atpt ft pro.eo.. dry VW pfd
fN? hep o.ed r.ebfk n4+w ?.eR be ,e benftt.d for tfR+eo.d pmo, b ft6.
ibteect Q TMpph
No public exhibition of SCI authorized. _
to the Dkoe et foe heedom of InMrwwden eetd f.cwky Re?A... 0"k* *(Ow Ae.Mee.t S.ort.ey of Defmw rub4k Aff.k4? fee te.4ew.
? In fAe tyre of ean.OoO Ueoe Apewckt. rtqueth fxdtedotuee theft be W6"ttd to that 6"Kp
13. SECURITY GUIDANCE. The tecwttydueH.cUon putdwtes M,ded foe Ntee tttrKfed dloet K Idt. ufeed below K eery dttfKvtty k ee cgewgted M o mfr" thK q.W.not 4 WK "edit'
wnufbutky feaoe lndta.tts a need foe dwyes M thk yu:d..ae. the co.tteteetoe it w 001ft d end encw. Wed to proAde e4cowme.ded doeeyet: to dt.fkeye the putdee os or the d. eKlorrion
.+eipnad to wq kefoen .Uo or m.w .l fw,thiwd oe qt-,o.ted -dee V o eonero a wd b eubmlt"eweWUoo for leteepeetdon of thh gWd.noe to the offkMf tdee tIfkd belt... P e.dtep find
dedtiwt, the Kdonneden &-v6-.d ai ll be f wdkd end p.otee ed at the h:,hea Itxf of dwH:otbn twfgned x feco.rnwded (M An tl epe n o for the atdfeed e#wt Att.Ckw
be...ed...d...ro.e.ee mreewadr+K,. nydoo.nrneep~ulaedesa.ca eet4nnoedhe.,,, Add eddttkn.fp. oe tl weeded to P+o?tde twepleee etId.nc eJ
a. This contract requires access to SCI. The Director, Defense Intelligence
Agency has exclusive security responsibility for such information released to
the contractor or developed under this contract. DIAM 50-5, Volumes I and II
provide the necessary guidance for physical, personnel and information security
measures and is a part of the security specifications for this contract. DCASR
is relieved of all responsibility for all SCI material for information released
to the contractor under this contract.- Access to SCI limited to US govt
SCIF. Contractor facility limited to SECRET NOFORN collateral material.
b. All contractor personnel to be granted access to all classified information
released or generated under this contract must be U.S. citizens. granted a final
security clearance by.the Government prior to being given-access.: Immigr4nt
aliens, interim cleared personnel or personnel holding a contractor granted
CONFIDENTIAL clearance are not eligible for-access to classified information
released or generated under this contract without the express permission of the
Director, DIA.
c. Classified material released or generated under this'contract is not
releasable to Foreign National without the express permission of the Director,
DIA.
(continued)
14. ADOCTIONAL SECURITY REQUIREMENTS. ReVulreenenit Ino aitttonwtsrtrequ;renten ereKUbkyKdfashitoowuact.grv :deob#yf re
peetfwwif tDnQ.ctw/efetsee M Me mn0.cY doaeweent LZJ tOeH -P wide en eppeppa to ruteweewf wtid fdewefoer the.ddltioeee/e,gtdeemeetD Hu./de
? raCY tt! the reeteirewNwp b Net aopwtt.rtt tKarfryohSa. fht Keen r3 Nadditiwnef ep,a, t rneede4J
DIA document ODT-S-1040-S; "Contractor Security Procedures Guide," for
contract MDA908-91-C-0037:
15. INSPECTIONS. Ekweent, of Wait convect bre ow:de the arnpett+oet =,&;=
rty ME.eK seculfey oftoe. Of YK egrf.M.wd idtwfffy epedfec
.~ weerre r eketeng C rvedeut end ehe ~ctrv:te re+poostbfe ft A pect.ont
DIA has exclusive security responsibility for any SCI
classified information developed or related to this contract.
U. RTIWICATION AND SIGNATURE. Seaaity requirements stated herein are tooettpkte and
information to be rekased or generated under rase .t,e.xa.w . .
CHIEF, ODT-S
Defense Intelligence Agency
Washington, D.C. 20340-0001
OD F6rm 254 Reverse. DEC 90
53-212
l_J "?
JYet
C. COGNIZANT SECUNW offla r0K MUM( ANO x scowipcTOR
d. US. ACTIVITY M&PONSNIE FOR Oy(KSEAS SECUReTY ADMtHtSTMTION
e. ADMMttfTMTTVE CONTNACTsoG Oftictet
f. OTHERS AS NECESSARY
DSO-28
2
C. TLEflIONE {wedt.de Aeeo
Approved For Release 2000/08/08 : CIA-RDP96-00789R003000410001-3
 SG1A
Approved For Release 2000/08/08 : CIA-RDP96-00789R003000410001-3
Approved For Release 2000/08/08 : CIA-RDP96-00789R003000410001-3
 Public reporting burden for this collection of Infoi mation is estimated to average 440 hours per response, including the time for reviewing instructions sear
existing data sources, gathering and maintaininthe data ne
hi
d
d
d
l
e
rtp
e
e
, an
comp
eting and reviewing the collection of information, Send comments regarding this _
burden estimate or an other aspen of this collection of Information, including suggestions for reducing this burden, to DeparimeM of Defense. Washington
Headquarters Services, Directorate for information Operations and Reports, 1215 Jefferson Davis Highway, Suite 7204, Arlington, VA 22202-4302 and to the Offke of
Management and Budget, Paperwork Reduction Project (0704-0188), Washington. DC 20503. Please DO NOT RETURN your form to either of these addresses. Send
completed form to the Government issuing Contracting Officer for the ContracVPR No. listed in Block E.
A CONTRACT LINE ITEM NO. B. EXHIBIT C. CATEGORY:
UO TOP TM OTHER .X
0. SYSTEM/ITEM enomeno oglca E. CONTRACT/ PR NO. F. CONTRACTOR
Research and Analysis 330/025Z/92 SAIC
1. DATA ITEM NO. 2. TITLE OF DATA ITEM Contractor's progress, 3. SUBTITLE
A001 status and manaaempnt rpnnrf
t
Sta
di c
s
R
tu
e o s
4. AUTHORITY (Data Acquisition Document No.) 5 CONTRACT REFERENCE (S
O.W. v B. REQUIRING OFFICE
DI-MGMT-80227 C.6.1,'C.6.2 C.6.3 C.6.4 DIA/DDT-S
7. DD 250 REQ 1 9. DIST STATEMENT 10. FREQUENCY 12. DATE OF FIRST SUBMISSION 14. DISTRIBUTION
REQUIRED
T
... -
B
MO 5
7i.Ref EM R -S
lock 12: Contractor will provide draft report --[! DT
5 DARP. Draft will be returned within 7 working days.
15. TOTAL ?--~~-
1. DATA ITEM NO. 2. TITLE OF DATA ITEM 3. SUBTITLE
A002 Technical Report-Study/Services Interim Technical Reports
4. AUTHORITY (Data Acquisition Document No.) S. CONTRACT REFERET 0. W. B. REQUIRING OFFICE
DI-MISC-80508 46.2 3, C.6.4 DIA/ODT-S
7. DD 250 REQ I 9. DIST STATEMENT 10. FREQUENCY 1FIRST SUBMISSION 14
REQUIRED A T T M
DISTRIBUTION
E D R
,t;. e.RFl ock 12: Contractor will provide draft report
5 DARP. Draft will be returned within 7 working days.
1. DATA ITEM NO.
A003
4. AUTHORITY (Data Acquisition Document No.)
DI-MISC-80508
9. APP CODE
A
9. DIST STATEMENT
REQUIRED
16. REMARKS Ref Block 12: Contents of this report will
encompass A002 plus any remaining contract period.
Contractor will. provide draft report 5 DARP. Draft
will be returned within 7 working days
9. DIST STATEMENT
REQUIRED
SG1J
10. FREQUENCY
ONE/R
It. AS OF DATE
0
13. DATE OF SUBSEQUENT
SUBMISSION
a. ADDRESSEE
DM0
D-
1& ESTIMATED
TOTAL PRICE
18. ESTIMATED
TOTAL PRICE
18. ESTIMATED
TOTAL PRICE
19. ESTIMATED
TOTAL PRICE
Enclosure 9
 Approved For RL1J$?ZODU/IIOS$Rb6013
(See DoD 5010.12-M for detailed instructions.)
FOR GOVERNMENT PERSONNEL
Item A. Self-explanatory.
Item B. Self-explanatory.
Item C. Mark (X) appropriate category: TDP - Technical Data
Package; TM - Technical Manual; Other- other category of data, such
as 'Provisioning,' 'Configuration Management'. etc.
Item* D. Enter name of system/item being acquired that data will
support.
Item E. Self-explanatory (to be filled in after contract award).
Item F. Self-explanatory (to be filled in after contract award).
Item G. Signature of preparer of CDRL.
Item H. Date CDRL was prepared.
Item I. Signature of CDRL approval authority.
Item J. Date CDRL was approved.
item 1. See DoD FAR Supplement Subpart 4.71 for proper
numbering.
Item 2. Enter title as it appears on data acquisition document cited
in Item 4.
Item 3. Enter subtitle of data item for further definition of data
item (optional entry).
Item 4. Enter Data Item Description (DID) number, military
specification nufiber, or military standard number listed in DoD
5010.12-L (AMSDL), or one-time DID number, that defines data
content and format requirements.
Item 5. Enter reference to tasking in contract that generates
requirement for the data item (e.g., Statement of Work paragraph
number).
Item 6. Enter technical office responsible for ensuring adequacy of
the data item.
FOR THE CONTRACTOR
Item 17. Specify appropriate price group from one of the
following groups of effort in developing estimated prices for each
data item listed on the DD Form 1423.
a. Group I. Definition - Data which is not otherwise essential
to the contractor's performance of the primary contracted effort
(production, development, testing, and administration) out which
is required by DD Form 1423.
Estimated Price - Costs to be included under Group I are
those applicable to preparing and assembling the data item in
conformance with Government requirements, and the
administration and other expenses related to reproducing and
delivering such data items to the Government.
b. Group II. Definition - Data which is essential to the
performance of the primary contracted effort but the contractor
is required to perform additional work to conform to Government
requirements with regard to depth of content, format, frequency
of submittal, preparation, control, or quality of the data item.
Estimated Price - Costs to be included under Group II are
those incurred over and above the cost of the essential data item
without conforming to Government requirements, and the
administrative and other expenses related to reproducing and
delivering-such data item to the Government.
c. Group III. Definition - Data which the contractor must
develop for his internal use in performance of the primary
contracted effort and does not require any substantial change to
conform to Government requirements with regard to depth of
content, format, frequency of submittal, preparation, control, and
quality of the data item.
Item 7. Specify requirement for inspection/acceptance of the data
item by the Government.
Item S. Specify requirement for approval of a draft before
preparation of the final data item.
item 9. For technical data, specify requirement for contractor to
mark the appropriate distribution statement on the data (ref. DoDD
5230.24).
Item 10. Specify number of times data items are to be delivered.
Item 11. Specify as-of date of data item, when applicable.
Item 12. Specify when first submittal is required.
Item 13. Specify when subsequent submittals are required, when
applicable.
Item 14. Enter addressees and number of draft/final copies to be
delivered to each addressee. Explain reproducible copies in Item 16.
Item 15. Enter total number of draft/final copies to be delivered.
Item 16. Use for additional/clarifying information for Items 1
through 15. Examples are: Tailoring of documents cited in Item 4;
Clarification of submittal dates in Items 12 and 13; Explanation of
reproducible copies in Item 14.; Desired medium for delivery of the
data item.
Estimated Price - Costs to be included under Group Ill are
the administrative and other expenses related to reproducing and
delivering such data item to the Government.
d. Group IV. Definition -Data which is developed by the
contractor as part of his normal operating procedures and his
effort in supplying these data to the Government is minimal.
Estimated Price - Group IV items should normally be
shown on the DO Form 1423 at no cost.
Item 18. For each data item, enter an amount equal to that
portion of the total price which is estimated to be attributable to
the production or development for the Government of that item
of data. These estimated data prices shall be developed only from
those costs which will be incurred as a direct result of the
requirement to supply the data, over and above those costs which
would otherwise be incurred in performance of the contract if no
data were required. The estimated data prices shall not include
any amount for rights in data. The Government's right to use the
data shall be governed by the pertinent provisions of the contract.
L.
.!D Form 1423 WOO eWM elease 2000/08/08 : CIA-RDP96-00789R003000410001-3
 Approved For Release 2000/08/08 : CIA-RDP96-00789R003000410001-3
DATA ITEM DESCRIPTION
TITLE
Contractor's Progress, Status and Management Report
P ewouzupondo0iol N.
OESCRIPTION/PURPOSE
3.1 The Contractor's Progress, Status and Management Report indicates the-progress of
work and the status of the program and of the assigned tasks, reports costs, and
informs of existing or potential problem areas.
f
7.1 This Data Item Description (DID) contains the format and content preparation
.instructions for the data product generated by the specific and discrete task
requirement for this data included in the contract.
7.2 This DID may be applied in any-contract and during any program phase.
7.3 This DID supersedes DI-A-2090A, DI-A-3025A, UDI-A-22050B, UDI-A-22052A, UDI-A-23960,
DI-A-30024, and DI-A-30606. (cont. on page 2)
8 APPROVAL LIMITATION
S. OFFICE OF PRIMARY RESPON518IUTY (OPR)
N/SPAVAR
9b. AMSC NUMBER
N3947
10. PREPARATION INSTRUCTIONS
10.1 Contract - This data item is generated by the contract which contains a specific and
discrete work task to develop this data product.
10.2 Format - This report shall be-typewritten on standard size (e.g. 8 1/2" by 11") white
paper, and securely stapled. Pages shall be sequentially numbered. All attachments
shall be identified and referenced in the text of the report. The report shall be
prepared in the contractor's format and shall be legible and suitable for
reproduction.
10.3 Content - The report shall include:
a. A front cover sheet 'which includes the contractor's name and address, the
contract number, the nomenclature of the system or program; the date of the
report, the period covered by the report, the title of the report, either the
.serial number of the report or the Contract Data Requirements List (CDRL)
sequence number, the security classification, and the name of the issuing
Government activity;
b. Description of the progress made against milestones during the reporting periods
c. Results, positive or negative, obtained related to previously-identified problem
areas, with conclusions and recommendations;
d. Any significant changes to the contractor's organization or method of operation,
to the project management network, or to the milestone chart;
e:? Problem areas affecting technical or scheduling elements, with-background and any
recommendations for solutions beyond the'scope of the contract;
f. Problem areas affecting cost elements, with background and any'recoameadatioas fo
solutions beyond the scope of the contract; .
g. Cost curves showing actual and projected conditions throughout the contract;
h. Any cost incurred for the reporting period and total contractual expenditures as
of reporting date;
I. Person-hours expended for-the reporting period and cumulatively for the contract;
J. Any trips and significant results; (coat-on page 2)
Form Approved
OMB No. 0704-0188
rep. 0i ft: Jun J0.1986
2. IDENTIFICATION NUMBER
Approved For Release 2000/08/08 : CIA-RDP96-00789R003000410001-3
q-4
 % . I Approved For Release 2000/08/08 : CIA-RDP96-00789R003000410001-3 1'`
DI-MGMT- 80227
7. APPLICATION/INTERRELATIONSHIP (Cont'd)
7.4 Paragraphs 10.3.f, 10.3.g, and 10.3.h herein should be tailored on DD Form 1423
when such cost data is already submitted through a sophisticated cost reporting
system under the contract.
10. PREPARATION INSTRUCTIONS (Cont'd)
k. Record of all significant telephone calls and any commitments made by
telephone;
1. Summary of Engineering Change Proposal (ECP) status, including identification
of proposed ECPs, approved ECPs, and implemented ECPs;
M. Contract schedule status;
n. Plans for activities during the following reporting period;
o. Name and telephone number of preparer of the report;
p. Appendixes for any necessary tables, references, photographs, illustrations,
and charts.
*U.S. GOVERNMENT PRINTING OFFICE: 1986-704037/S0176
. Page 2 of 2 Pages
Approved For Release 2000/08/08 CIA-RDP96-00789R00300041:0001-3
 I o"GeAForjRM4M"00Qffl i04RVF Oj 9
Approved
No. 0704-0188
2. TITLE
ATION NUMBER
Technical Report Study/Services
8
DESCRIPTION/PURPOSE
3.1 A technical report provides fully documented results of studies or
analyses performed.
4.-; APPROVAL DATE
5. OFFICE OF PRIMARY
6a.DTIC
6b.GIDEP
(YYMMDD)
RESPONSIBILITY(OPR)
APPLICABLE
APPLICABLE
880115
G/T2137
X
7. APPLICATION/INTERRELATIONSHIP
7.1 This data item description contains the format and content preparation instructions
for the data product generated by the specific and discrete task requirement as
delineated in the contract.
7.2 This DID supersedes DI-A-5029.
7.3 Defense Technical Information Center (DTIC), Cameron Station, Alexandria, VA 22314.
8. APPROVAL LIMITATION
9a. APPLICABLE FORMS
9b. AMSC NUMBER
G4291
10. PREPARATION INSTRUCTIONS
10.1 Format.
(a) The report and all attachments shall be typewritten, or
otherwise clearly lettered, and-shall be duplicated using non-fading
ink.
(b) Text shall be prepared on standard letter size paper
(8
"
"
1/2
X 11
).
(c) When attachments are included, they shall be fully
identified, referenced in the.text, and folded to conform to the size
paper used in the report.
(d) Security classification and distribution markings shall
conform to the requirements of the contract, purchase description and
security requirements checklist? as applicable.
10.2 Content.
(a) Title Page - Identifies the report by providing contract
number
project nam
,
e or purchase description title, task number, and
reporting period.
(continued on page 2)
11. DISTRIBUTION STATEMENT
DISTRIBUTION STATEMENT A: Approved for public release= distribution
is unlimited.
F
ort 1664, JUN 86 (FACSIMILE) Previous editions are obsolete.
Page 1 of 2 Pages
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 Approved For Release 2000/08/08 : CIA-RDP96-00789R003000410001-3
DI-MGMT-80508
Block 10. Preparation Instructions (Continued)
(b) Table of Contents
(c) Section I - Includes the followings
(1) Introduction
(2) Summary - A brief statement of results obtained
from the analytic effort.
(3) Conclusions and their condensed technical
substantiations.
(d) Section II - A complete and detailed description of the
analytic results which led to the conclusions stated in Section 1 above.
Page 2 of 2 Pages
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 Approved For Release 2000/08/08 : CIA-RDP96-00789R003000410001-3
DIA IOGISucs/ Pl,AN
OWM&cr TJ!IIE: Research lysis
~T spcmm:
EC J T:
A. EQUIppEWr ! INi NCE (RI5-6) Not Required
1. Internal Maintenance
2. Contractor Maintenance
B. SOPPLy SUppp~T (Rar )
1. Consumables Not Required
2. Euij ent Storage
c M S-6) Not Required
M"LDG D. FAQ (R[S-1)
1 . Utilities Not Required
2. Space, location
3. Health, Fnvirornnental & Safety iraplications
E. P.El gM AND TRAIN (am) Not Required
1. Civilian & military personnel requirements
2. wired Training
3. Personnel relocations
F. TICK AND Q ApHI(S (R SD) 1. Systems concept Not Required
2. Software requirements
3. Hardware requirements
4. Required funding
G. PUFXU(ATIC M AND Cpja ICS (,Zrs--5)
Not Required
H. 03 IMC AUCNS (IC14)
Not Required
I. SEx3i p y SERVICES oSC)
REQUIRED
1. Security clearances
2. Physical security
3. Contractor security
4. TEMPEST - DIA/OSC-2 will review and evaluate all requests to
Process classified information electronically and will
on equipment Procurement, installation, relocation and other measures gudanoe
relative to the control of cxanprcmi.sing emanations.
Enclosure 10
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 w-Wu1b1'1'1UN PLAN (AAP) FYA9_~RpApAP NO/PURCHASE REQUEST330/025Z/92
1. PROD r?,i~P~L!r ~EVB/BLvfCA~~RES-ARCH7AND OANALYSIS1-3
2. JUSTIFICATION AND DESCRIPTION (ATTACH) -SG1J
SG1J 3. PROJECT MANAG 4. ELEMENT BUDGET OFFICE
S.'CONTEXT:a., b., c. V
6. ACQUISITION ACCOMPLISHED BY: [X] RSQ [ ] MIPR TO [ ] ISA
[ ] OTHER:
7. PROPOSED TYPE OF ACTION:
a. [ ] NEW CONTRACT b. [X] MODIFICATION TO CONTRACT
c. [ ] ORDER UNDER REQUIREMENTS CONTRACT NO
d. [ ] ORDER UNDER GSA FED SUPPLY SCHEDULE e. [ ] OTHER:
8. COMPETITION (Applicable to pars 7a, 7b, and 7d (if ADP/TELECOM)):
a. [ ] FULL AND OPEN COMPETITION
b. [X] OTHER THAN FULL AND OPEN COMPETITION, PURSUANT TO 10 U.S.C.
2304 (C) ( 1 )
9. TOTAL ESTIMATED CONTRACT AMOUNT:$400.000
10. CONTRACT DOLLARS: a.[ ] O&M b.[X] R&D c.[ ] PROC d.[ ] OTHER GOVT FUNDS
11. SOURCE(S) OF FUNDS ($000, UNESCALATED):
a. PROGRAM/BUDGET LINE NAME/DOLLARS:SEE ATTACHED EXHIBIT #1
b. PROGRAM/BUDGET RECORD:SEE ATTACHED EXHIBIT #1
c. FROM OTHER AGENCY:NOT APPLICABLE
12. TARGET DATES FOR MILESTONES:
a. AGENCY COORDINATION OF ACQUISITION PACKAGE BEGINS: 10 FEB 92
b. TRANSMITTED TO OC: 14 FEB 92
c. TRANSMITTED TO RSQ: 24 FEB 92
d. REQUIRED AWARD DATE: APR 92
e. REQUIRED DELIVERY DATE OR PERFORMANCE PERIOD: SEP 93
13. OTHER CONSIDERATIONS: THIS IS A CONGRESSIONAL MARK-UP PROGRAM
14. CONTRACTING OFFICER'S TECHNICAL ESENTATIVE (COTR):
SG1J a. RECOMMENDED COTR:
b. DATE COTR COURSE COMPLETED: 1 MAR 91 (or)
c. DATE COTR COURSE SCHEDULED:
15. FOR ABBREVIATED JUSTIFICATION FOR OTHER THAN FULL AND OPEN COMPETITION:
16. SUBMITTED BY: 17. CONCUR: HEAD OF MAJOR ELEMENT:
NAME/TITLE: NAME:
SIGNATURE: SIGNATURE:
DATE: DATE:
18. CONCUR: OC/AGENCY COMPETITION 19. CONCUR: ASST DEP DIR FOR
ADVOCATE: PROC:
NAME: NAME:
SIGNATURE: SIGNAT~gg
DATE : Approved For Release 2000/08/08 : CIA- P96 f 9. R0UMb0 1-3
 Approved For Release 2000/08/08 : CIA-RDP96-00789R003000410001-3
SEUMr
ADVANCED AOQOISI` iaj PUN (AAP) 5
AAP NO. /PJRC RASE REIQUEST NO. 330/025Z/92
PF03BCT T ME: Phenomenological Research and Analysis (U)
1. (U) BACEMMM:
a. (U) Phenomenological research and analysis as intended by this
contract refers to anomalous phenomena associated with human activities.
Investigations in this area have sometimes been referred to as Remote
Viewing (RV), Extrasensory Perception (ESP), and recently as Anomalous
Cognition (AC) or Anomalous Phenomena (AP) research. Foreign researchers
have also used the tern, psychoenergetics, to describe aspects of this area.
b. (S) In 1985, the Department of Army' Surgeon General Office for
Research and Development (DASGRD) initiated a 5 -year phenomenological
research and development program. Research identified for this effort
centered on two aspects; basic phenomena understanding and applications
oriented research. This SGRD program was in response to recommendations
that followed from DIA's earlier 3-year evaluation effort that examined the
validity and threat potential of an aspect of this phenomena known as remote
viewing. DIA established close ties with this SGRD research program to
insure that applications research would be adequately pursued.
c. (S/NF) In 1987, it became apparent that SGRD furxling might not be
available to carry the project through to the end of the 5-year
period.
consequently, additional f sought by DIA and acqu red period.
funding transfer action funding was through
by the House Appropriations Committee (HAC). This
funding was provided to DIA; MIPR action to the SGRD contract was the most
expeditious method of allocating these funds.
d. (S/NF) Results of the DIA/SGRD effort yielded several findings of
breakthrough potential. Subsequently, follow-on research support was
provided to DIA by Congressional action for FY91. DIA was identified as the
executive agent due to long-standing knowledge and expertise in this area.
Both R&D and O&M funds were allocated for continuing basic and applied
research, for applied investigations, and for assisting in assessment of
relevant foreign research. Additional R&D funding was received by DIA in
the FY 92 Defense Authorization Act to continue research in this area
initiated in FY 91 and to undertake new research along with other activites.
SDCREr/NOFORN
Classified By: DIA/DT
Declassify On: OADR
la Enclosure 11
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 * * * * S E C R E T * * * *
Ap g qd F9fA ?w ? SS9j41Il p'96-00789R003000410001-3
Notes: RC 301
Title: STAR GATE
EC:
101
- DIA INTELLIGENCE PRODUCTION
FU:
00
- GENERAL SUPPORT
EU:
103
DIA S&T INTELLIGENCE
TE:
00
- BASE RECORD
CP:
0
- BASE RECORD
PE:
0301301L
- GENERAL DEFENSE INTELL PROGRAM
PC:
0
BASE: DIA S&T INTELLIGENCE
FOC:
N/A
SERVICE DEFINED KEYS
GOIP DEFINED KEYS
RC
301
- Responsibility Center
SI
166
- Special interest
MS
1
- Mission Structure
OPE
301
- Old PE
GOIP Rank: 0
Service Rank:
0
Alternate Rank: 0
MAJOR APPROPRIATIONS
FY 92
FY 93
FY 94
FY 95
FY 96
FY 97
FY 98
FY 99
-
I RDT&E
2000
0
0
0
0
0
0
0
10 TOTAL MILPAY
123
0
0
0
0
0
0
0
11 ARMY PAY
123
0
0
0
0
0
0
0
.....
-----
.....
0
0
0
0
0
0
0
0
0
ELEMENTS OF EXPENSE
FY 92
FY 93
FY 94
FY 95
FY 96
FY 97
FY 98
FY 99
0
0
0
FY 96
FY 97
FY 98
FY 99
-----
-----
-----
-----
1.004 STARGATE R&D
2000
0
0
0
0
0
0 0
11.997 UNDEFINED LINE
153
0
0
0
0
0
0 0
11.998 ARMY PAY, NON-C
-30
0
0
0
0
0
0 0
Approved For Release 2000/08/08 CIA-RDP96-00789RLWAQ00i410001-3
 Approved For Release 2000/08/08 : CIA-RDP96-00789R003000410001-3
2. (S/NF) DFSQ27pnCK (gamed Capability) : This effort will permit both
research and analysis of anomalous phenomena to continue. Tasks defined in
the classified statement of work focus on those activities that have the
highest potential payoff in phenomena understanding, in application
analysis, and in threat assessment support. Progress in this area will
assist DIA and the Intelligence Cmmunity in performing adequate threat
assessments and for possible pursuit of applications involving this
phenomenological area.
3. (U) ICN RFZgJIRFI(ENT :
a. (U) Source of Mission (DCI goal, Defense guidance, JCS, Other):
DCI Goal #2; DIP FY88-92 Required Capabilities ii. In, lq, 2a, 2e, 2g, 2j,
2n; DoD Plan for Intelligence Support to Operational Cinders FY88-92
Required Capabilities 20, 21, 23. NIT #9 & 32.
b. (U) Impact of Disapproval: Failure to fund this effort would
seriously degrade DIA's ability to assess military potential of the emerging
foreign efforts in this field and would eliminate potential for phenomena
understanding and application development.
4. (U) CUR=:
a. (U) Relationship to ongoing or Proposed Projects: There are no
}mown similar current or proposed projects.
b. (U) Managerial Perspective (DIA goal or objective supported):
(1) (U) Responsive to-P%24 1988-1992 General Production Guidance
(2) (S/NF) A prior effort (1981-1983) concerning anomalous
phenomena research was conducted through a DIA external contract. The main
purposes of this effort was to evaluate the threat that foreign achievements
in this area could pose to US national security and to explore its potential
for use in US intelligence collection and military operational problems.
The results of this effort have confirmed the reality of the remote viewing.
Phenomenon and the existence of a potential threat to US national security.
Assessments of foreign research in psychoenergetics were also included in
the early effort.
c. (U) Accordance With Agency ADP Planning, if applicable: N/A.
d. (U) Government Furnished Space: None.
SECREr/NOFORN
lb
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 Approved For Release 2000/08/08 : CIA-RDP96-00789R003000410001-3
EXCEMCK
to
~i- To .S j rKr size
DIA/ODT R&D Contract: Phene_noloctical Research and Analysis (U)
Purchase Request # 330/025Z/92
Information necessary for synopsizing this contract cannot be worded in such
a manner so as to avoid disclosure of classified information. The activity
of this contract is highly sensitive and any attempt to synopsize would
reveal DIA's interest from an applications perspective.
JOHN T. BERBRICH
Director
Office for Scientific and
Technical Intelligence
Enclosure 12
Approved For Release 2000/08/08 : CIA-RDP96-00789R003000410001-3
 1. Date of request 2. Delivery required by 3. Pur ese request number
PV JI 4 1 g use 2000/ 8/
:
J
-
P96- 0789R
O
O
0
4
10001-3
q$
~
W
P
3
r,
SE
9
t
~ 30
330/025Z/92
y
INSTRUCTIONS - ORIGINAL AND 8 COPIES
4A. Au a (DIAM 44-2) 6A Funds are certified available and have been committed
~1 J Accounting classification 58. Amount
ctor, R/D: $400,000.00
JOHN T. B
E
RICH. Office for
& TI 9~
ay&v.4y 7't >Fo3~~ t~,aa.So gay
~
y
peN
,
,
Date
48. Name, Ext, and Signature of Designated Supply Coordinator
(DIAM 26-1) SG 1 J SC. Name and signature of Certifying Official
SG 1 J Signature SG 1 A Signature
Type Name Date Type Name Date
Office Symbol
ODT-S
i rec or 78. Mark for: (ODT-S
SG1J
DIA
8A
Sto
k/It
N
D
i
i
f S
li
S
Q
U
i
Estimated
c
em
o.
escr
pt
on o
upp
es or
ervices
uantity
n
t
Price
Amount
RELEASE OF FUNDS FOR EXTERNAL RESEARCH
$400,000.00
AND ANALYSIS.
Sole Source Contract with SAIC for
Phenomenological Research.
9. ^ Recurring requirement Source:
8B. Total
GSA Schedule Number (if known) _
$400,000.00
Acquisition Plan No.
10. Action Office if External to DIA: Other:
Interservice Support Agreement No: External POC:
11.Justification/Remarks The purpose of this request is to pursue general phenomenological research
via the Science Applications International Corporation (SAIC). Funds for this effort are
in the approved FY 92 DIA budget as line item for Congressional Directed
Programs. This request identifies follow-on work additions to research initiated in a
previous Congressionally Directed effort (MDA 908-91-C-0037). New research resulting from
the same FY 92 Congressionally Directed action is identified in PR 330/025Z/92..
12A. Requisition Nu r Othe
13A. Coor 'nati^CRRB ^SADPO
a
DI-SFV\
'/?X GC OOC-4
r/Phone No.
OOC-5 RLE-2A
Z d Date
RL -O OOC-2 SO
1,3k Approvals ^ Not required
13C. Budget Reporting Code
1XI Contracting and Acquisition Off ice
R (DIAR 44-4)
R400
^ Other:
ACA
^ Yes ^ No
12D. Received By: (Signature)
14A. Action Assigned To:
148. Date
SG 1 J
Contract Specialist:
Date
Telephone No:
DIA FORM 820 (5 82) r Release 2000/08/08 :
for O FOREIGN NATIONALS
~1t From
0030M
assl ed EaeJasures
 JOHN T. BERBRICH, Office for & TI
Type Name Date
46. Name, Ext, and Signature of Designated Supply Coordinator
(DIAM 25-1)
7A. Ship To: Director 78. Mark for:
(ODT-S:
D I A
Washington, f r 2n3dn F15n
Stock/item No. I Description of Supplies or Services
Sole Source Contract with SAIC for
Phenomenological Research.
External POC:
11.Justification/Remarks The purpose of this request is to pursue general phenomenological research
via the Science Applications International Corporation (SAIC). Funds for this effort are
in the approved FY 92 DIA budget as line item 1.tz"f for Congressional Directed
Programs. This request identifies follow-on work additions to research initiated in a
previous Congressionally Directed effort (MDA 908-91-C-0037). New research resulting from
the same FY 92 Congressionally Directed action is identified in PR 330/025Z/92.
12A. Requisition Nu'Nrf l9
r/Phone No.
2., t0 Date't.-
Contracting and Acquisition Office
^ Other:
13A. Coor``~inati~" s ^CRRB
DI-SFV\a/'y/1?.. GC
Ubu-Z OOC-5
RLE-P OOC-2
FR Approvals
ACA
120. Received By: (Signature) SG 1 J 14A. Action Assigned To:
Au We (DIAM 442)
Accounting classification
R/D:
9'laay(to.4q 7'i 6F3' i L''1
^ Not required
^ SADPO
OOC-4
RLE-2A
RSO
13C. Budget Reporting Code
^ Yes ^ No
Contract Specialist:
Date Telephone No:
DIA FORM 520 ( rove or a ease - -
Previous Edition Is Obsolete.
 Approved For Release 2000/08/08 : CIA-RDP96-00789R003000410001-3
OBLIGATIONS
INCURRED
UNOBLIGATED
BALANCE
16. Summary Data for CRRB/SADPO Actions:
Purpose:
AMOUNT OF COMMITMENT
REFERENCE
NUMBER
OBLIGATIONS
INCURRED
FY 91 FY 92
1,500,000 R&D 400,000 R&D
200,000 0&M
UNOBLIGATED
BALANCE
REMARKS
Intelligence Question/Objective:
17. List of Enclosures:
Procurement Package Access List
2 Uniform Contract Format (over $25K)
Statement of Work/Specifications
4 2 Justification for other than full and open competition
SADPO Acquisition Authority
Emergency Justification
5 Services Questionnaire
List of Recommended Sources
6 Certification of Data Base
7 Government Ind
d
epen
ent Cost Estimate
8 DD 254, Security Classification Specification
2- DD 1423, Contract Data Requirements List with Data Item Description (DD Form 1664)
Technical Evaluation Criteria
Technical Evaluation Plan
Logistical Support Plan (DIAR 25-4)
12 Excep
+-L_ Other(s) AAP iumma rv
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 SGIJ
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