PROTECTION OF HUMAN SUBJECTS IN RESEARCH

• Document Type: CREST
• Collection: STARGATE
• Document Number (FOIA) /ESDN (CREST): CIA-RDP96-00789R002600160005-2
• Release Decision: RIPPUB
• Original Classification: S
• Document Page Count: 5
• Document Creation Date: November 4, 2016
• Document Release Date: March 3, 2003
• Sequence Number: 5
• Publication Date: March 9, 1994
• Content Type: FORM

Approved For Release 2003/05/15 : CIA-RDP96-00789R002600160005-2
DEFENSE INTELLIGENCE AGENCY STAFF SUMMARY SHEET
ROUTE TO
ACTION
SIGNATURE (Grade and Surname)
ORIGINATOR (Symbol)
TELEPHONE NO -DATE
PAG-TA
9 Mar 94
ACTION OFFICER
TYPIST'S
INITIALS
---- - ---------
m 1 s
SUBJECT
Protection of Human Subjects in Research (U)
REMARKS
1. (U) PURPOSE: To provide the status of DIA's participation in the
conduct or support of intramural or extramural human subject research.
2. (U) BACKGROUND: The memorandum opposite provides the DIA
response to requirements set forth in ESO tacker #710.
3. (U) DISCUSSION:
a. (U) DIA has determined that only one program (Project STAR
GATE) falls within the definition of human subject research. This
research is conducted in two areas: in-house activities conducted by
DIA civilian personnel and external research activities conducted under
DIA contract with the Science Applications International Corporation
(SAIC).
b. (S/NF) Both the DIA and DoD General Counsels have determined
that the STAR GATE Project constitutes experimentation on human
subjects. As required by Procedure 13 of DoD Directive 5240.1-R,
approval for project activities has been granted by the Deputy
Secretary of Defense. DIA personnel involved with in-house
investigations are required to sign a Statement of Consent form
approved by the DIA General Counsel. External research conducted by
SAIC is in full compliance with all applicable laws, Federal
regulations and DoD instructions.
4. (U) RECOMMENDATION: That DR sign memorandum opposite.
CLASSIFIED BY MULTIPLE SOURCES
DECLASSIFY ON OADR
SECRET
NOT RELEASABLE TO FOREIGN NATIONALS
DIA FORM I 0 gke :pr Rpft~ " . 1 . W / a ? / a It J14.-EPPn9fi-D=9F&AQ2600160005-2 D I A R 12-e
GIB
GIJ
 UNCLASSIFIED
Task Control No.:
94-002605
Consumer:
ASD/HA
Office Of Entry:
ESS
DIA Suspense:
03/15/94
Consumer Suspense:
03/16/94
Subject: Subject Classification: UNCLASSIFIED
PROTECTION OF HUMAN SUBJECTS IN RESEARCH
Tasking Authority:
ESS
Reference No.:
ESO #0710
Guidance: Guidance Classification: UNCLASSIFIED
1. TASKER CONTAINS TWO PAGES SCANNED MATERIAL: OSD/ENVIRNOMENTAL AND LIFE
SCIENCES MEMORANDUM ON PROTECTION OF HUMAN SUBJECTS IN RESEARCH
2. PER SCANNED MEMO, DIA HAS BEEN REQUESTED TO INDICATE WHETHER THE AGENCY
CONDUCTS OR PROVIDES FUNDING SUPPORT FOR INTRAMURAL OR EXTRAMURAL RESERACH
WHICH INVOLVES HUMAN SUBJECT PARTICIPATION. IF SO, A STATUS REPORT OF THE
AGENCY PARTICIPATION IS REQUIRED. IF NOT, A WRITTEN NEGATIVE REPLY IS
NECESSARY.
3. ESS OBTAINED THE REQUESTOR'S APPROVAL ON EXTENDING SUSPENSE FROM
4 MAR 94 TO 15 MAR 94.
3. PC SHOULD TAKE THE LEAD, AND PREPARE A CONSOLIDATED AGENCY RESPONSE FOR DR
SG1 J 4.MESS-POC SGIB
** EST SHOULD SCAN TWO PAGES. **
SGIJ
Collab:
CC 03/11/94 ---- DA 03/11/94 ---- J2 03/11/94 ---- MC 03/11/94 ----
pC 03/11/94 ---- PS 03/11/94 ---- SC 03/11/94 ----
Coord:
GC 03/14/94 ----
Info:
ATS CS-XO DR-XA ES ESO IG MD
SG1J
Tasking Authority:
Approved For FFl tNf$/dWNT FQ%f 89ROO2600160005-2
No. Of Scanned Pages:
2
Primary Action:
PC
Approved For Release
ESS,
SGIB
16QO05a23ecomesUNCLASSIFIED
 Approved For Release 2003/05/15 : CIA-RDP96-00789R002600160005-2
****************************** PO-2A GUIDANCE ********************.**********
ACTION: PAG SUSPENSE: 1200 10 M
ARCH 1994
COLLAB: PAA/PAE/PAM/PAN/PO/PGI/PGT/P-AS/P-FM SUSPENSE: 0900 08 M
ARCH 1994
PO-4C 1100 10 M
ARCH 1994
INFO: PC-HQ/PA/PG/PO-2A (FILE)
GUIDANCE:
PAG: 1. TAKE THE LEAD FOR PC. COORDINATE/CONSOLIDATE INPUTS FROM PC COLLABS
(LISTED ABOVE) AS WELL AS INPUT FROM CC, OC, DA, PS, J2, SC AND MC.
2. PREPARE A MEMORANDUM FOR, FOR THE DR SIGNATURE, REPORTING THE STATUS
OF AGENCY PARTICIPATION IN RESEARCH INVOLVING HUMAN SUBJECTS. IF
RESPONSE IS NEGATIVE, A WRITTEN RESPONSE IS REQUIRED.
3. A STAFF SUMMARY SHEET, FOR DIRECTOR NMIPC SIGNATURE, SHOWING THE
APPROPRIATE COORDINATION, SHOULD BE INCLUDED AS PART OF THE COMPLETED
PACKAGE.
4. COORDINATE THE COMPLETED RESPONSE WITH GC PRIOR TO FORWARDING TO
PO-4C.
5. FORWARD COMPLETED PACKAGE TO PO-4C FOR EDITING NLT 0900 10 MARCH.
--------------------
6. WHEN THE PACKAGE IS RETURNED FROM PO-4C, FORWARD IT TO PC HEADQUAR-
TERS FOR SIGNATURE NLT 1200 10 MARCH.
SG1J 7. UPON COMPLETION, PLEASE PROVIDE CLOSEOUT INFORMATION, VIA HIGGINS, TO
PO-2A TO CLEAR SUSPENSE: TASKER
NUMBER, DATE/TIME COMPLETED, ACT , ACTION OFFICER, AND COR-
RESPONDENCE CONTROL NUMBER.
PAG/PAA/PAE/PAM/PAN/PGI/PGT/PO/P-AS/P-FM:
1. PREPARE A WRITTEN RESPONSE INDICATING THE STATUS OF ANY KNOWN NMIPC
PARTICIPATION IN RESEARCH INVOLVING HUMAN SUBJECTS. IF RESPONSE IS
NEGATIVE, A WRITTEN RESPONSE IS REQUIRED.
SG1J 2. FORWARD RESPONSES TO PAG POC, NLT 0900 SG1B
8 MARCH.
PO-4C: EDIT/FORMAT THE CONSOLIDATED DIA RESPONSE AND RETURN TO PAG NLT 1100 10
S G 1 J MARCH.
3MAR9 4) SG 1 B
********************* GUIDANCE FOR CC ELEMENTS *******************************
TCN : 94-002605; SUBJECT: RECORDS SEARCH - PROTECTION OF HUMAN SUBJECTS IN
RESEARCH
ACTION C-AS (C-AS2A2_ TAKE FOR ACTION AS NOTED ON 311. PC
IR_
ORTS
A
SG I J POC TO BE DETERMINED (CONTACT I I NEGATIVE REP
SG1 B
Approved For Release 2003/05/15 : CIA-RDP96-00789R002600160005-2
 Approved For Release 2003/05/15 : CIA-RDP96-00789R00260016 0
REQUIRED; ORAL REPLIES NOT ACCEPTABLE. SEARCH REPORT T INCLUDE
FILES SEARCHED, PARAMETERS, AND THE PERSON(S) RESPONSIBLE FOR THE
SEARCH. SEARCH SHOULD FOCUS ON, BUT NOT BE LIMITED TO SPECAT/RODCA
TRAFFIC HELD. SAFE SEARCH IS NOT REQUIRED.
S: 10 MAR 94
COLLAB : C-AS/C-FM/CMO/CL/CH PROVIDE NAME/TELEPHONE NUMBER OF ACTION SG1B
SG1J OFFICER TO C-AS2A2 F_ 11 UPON RECEIPT. EACH COLLAB
(TO INCLUDE C-AS) IS REQUIRED TO PROVIDE WRITTEN RESPONSE IN
THE FORMAT OUTLINED IN THE TASKER. FORWARD SIGNED RESPONSES TO
SG1J NEGATIVE RESPONSES ARE REQUIRED IN WRITING. VERBAL
WILL NOT BE
RESPONSES OR RESPONSES FROM COLLAB SUBORDINATE ELEMENTS
ACCEPTED.
SG1B S: 8 MAR 94
CC/JRF/3MAR94/1004HRS
SG1J
***************************C-AS GUIDANCE***********************.*********
TCN: 94-002605 SUBJ: RECORD SEARCH-PROTECTION OF HUMAN SUBJECT IN RESEARCH
ACTION: : C-AS2 C-AS2B3, X0475) TAKE FOR ACTION. CC GUIDANCE
REMAIN UNCHANGED FROM ABOVE.
SUSPENSE: 8 MAR 94 SG1J
COLLAB: C-AS1, C-AS2, C-AS2A, C-AS2B, C-AS2C, C-AS3 - EACH COLLAB (TO
INCLUDE C-AS) IS REQUIRED TO PROVIDE A WRITTEN RESPONSE IN THE FORMAT OUTLINED
IN THE TASKER. FORWARD SIGNED RESPONSES TO. , C-AS2B3, 0 SG1B
NEGATIVE RESPONSES ARE REQUIRED IN WRITING. VERBAL RESPONSES OR RESPONSES
FROM COLLAB SUBORDINATE ELEMENTS WILL NOT BE ACCEPTED.
SUSPENSE: 7 MAR 94 SG1 B
C-AS/DJL/3MAR94/1555HRS
************************ GUIDANCE*************************************
PSP: PLS PROVIDE COLLAB SUPPORT FOR PS. SEE SCANNED PAGES. PROVIDE INPUT TO
PC POC. SEND HIGNOTE TO WITH CLOSING INFORMATION. DUE: 11 MAR.
************************~r ********************************************
J P-FM GUIDANCE
P-FM1/2/3 GUIDANCE SUSPENSE: 1200/7 MAR 94
DIVISIONS ARE ASKED TO PROVIDE A SHORT SUMMARY, INDICATING STATUS OF ANY KNOWN
P-FM PARTICIPATION IN RESEARCH INVOLVING HUMAN SUBJECTS. SUBMIT VIA HIGGINS
(WP 5.1) TO P-FM ACTION OFFICER, NLT SUSPENSE INDICATED
ABOVE. NEGATIVE RESPONSE, IF APPLICABLE, D. SG1J
P-FM GUIDANCE: SUSPENSE: 0900/8 MAR 94
RECEIVE, CONSOLIDATE AND FORWARD P-FM RESPONSE TO SG1J
SG1J
$%$%$%$%$%$%$%$%$%$%$%$%$% PGT GUIDANCE $%$%$%$%$%$%$%$%$%$%$%$%$%$%$%$%$%$%$%
PGT-1 2 3 IF THERE ARE ANY INPUTS PLEASE SEND THEM TO
VIA HIGGINS 5.1 ENCLOSURE NLT COB 7 MAR. PLEASE ROUTE A COPY TO
WELL SO SHE CAN CLOSE IT OUT ON THE ATS.
SG1J
Approved For Release 2003/05/15 : CIA-RDP96-00789R002600160005-2
 Approved For Release 2003/05/15 : CIA-RDP96-00789R002600160005-2
Office
Suspense Time Type
--------
--------
----
----
P-AS
03/08/94
0900
CL
P-FM
03/08/94
0900
CL
PA
03/15/94
IN
PAA
03/08/94
0900
CL
PAE
03/08/94
0900
CL
PAG
03/10/94
1100
PA
PAM
03/08/94
0900
CL
PAN
03/08/94
0900
CL
PC-HQ
03/15/94
IN
PG
03/15/94
IN
PGI
03/08/94
0900
CL
PGT
03/08/94
0900
CL
PO
03/08/94
0900
CL
PO-4C
03/10/94
1100
CL
Approved For Release 2003/05/15 : CIA-RDP96-00789R002600160005-2