INTELLIGENCE SUCCESSES AND FAILURES

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CIA-RDP86M00886R002500090001-8
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24
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December 21, 2016
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November 25, 2008
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March 27, 1984
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Approved For Release 2008/11/25: CIA-RDP86M00886R002500090001-8 Central Intelligence Agency Office of the Deputy Director for Intelligence U Approved For Release 2008/11/25: CIA-RDP86M00886R002500090001-8 Approved For Release 2008/11/25: CIA-RDP86M00886R002500090001-8 Approved For Release 2008/11/25: CIA-RDP86M00886R002500090001-8 Approved For Release 2008/11/25: CIA-RDP86M00886R002500090001-8 SUBJECT: INTELLIGENCE SUCCESSES AND FAILURES I have been engaged in the following activities, in response to the DCI's request that analysts be exposed to the lessons from the CIA record regarding intelligence successes and failures. I have been teaching a two-hour unit on the subject to a large number of analysts -- mostly new hires. I have presented the unit to the New Analysts Course and to the Analysis Training Course. I have also been presenting it to all DO Career Trainees. The unit was also presented to the Military Analysis Course and I will soon present it to new branch chiefs (Introduction to Supervision). This effort, in my view, has worked well in sensitizing the students to the challenge of intelligence analysis, the pitfalls, and the need to take seriously the recommendations of the DCI and the DDI for improved analysis (such as challenging assumptions and projecting multiple outcomes). I am also prepared to present a short version of the course to interested special groups. For example, I will present a three-hour version to the staff of the Operations Center at their Conference. The first running of the 6-day course for analysts is now at its midpoint. The syllabus and the annotated reading lists are attached. The first course has 18 students: 15 from the DI, 1 from NIC/AG, 1 from DDST/ORD, and 1 from O/DCI (Historical Staff). The student response so far -- as I judge it and as judged by OTE colleagues who have sat in on individual sessions -- has been quite positive. After two days of discussion on the general causes of failure (including a presentation by based on the recent SRP study for the DCI), the students presented their case studies on failure. Task groups of 3 students each presented to the class what they think caused the failure in Cuba in 1962, the Middle East War of 1973, and Iran, 1978-79. Approved For Release 2008/11/25: CIA-RDP86M00886R002500090001-8 Approved For Release 2008/11/25: CIA-RDP86M00886R002500090001-8 Their presentations were based on readings for the course, including selections from post mortems, and on interviews with participants in the failure. On Iran, for example, the students interviewed Division Chief at the tim Analytical Center, and John NIO. e responsible OPA Chief of the Iran e gerson, then the Assistant The student presentations generally confirmed the previous class discussions on the causes of failure. Nonetheless, the students engaged in the case studies reported that they had gained a sharper appreciation of the problems facing the analysts than they could have gotten from my lectures and class discussion on problems in general. The students now understand that failure does not happen only to the other analyst. And I think they now are ready to take seriously the second half of the course -- a cost-benefit analysis of DCI and DDI recommendations for improved analysis. To supplement this discussion, selected students will present their findings on "successes" in the work of their own Offices, or from the general record. Among the topics chosen are the Andropov succession and Nicaraguan export of revolution. Though it is too early to reach a judgment on the course overall (do the students change enough to justify six days away from their desk?), the remark from several of them that their Branch and Division Chiefs should take the course is a promising sign. 25X1 25X1 U Approved For Release 2008/11/25: CIA-RDP86M00886R002500090001-8 Approved For Release 2008/11/25: CIA-RDP86M00886R002500090001-8 INTELLIGENCE SUCCESSES AND FAILURES Presented by Analysis Training Branch Intelligence Training Office of Training and Education Course Director Analysis Training Branch OTE Course Instructor Analysis Training Branch Approved For Release 2008/11/25: CIA-RDP86M00886R002500090001-8 Approved For Release 2008/11/25: CIA-RDP86M00886R002500090001-8 INTELLIGENCE SUCCESSES AND FAILURES COURSE SCHEDULE DAY UNIT TIME 1. 1. Introduction 0900-1030 2. CIA Record 1040-1200 3. Interpretations of Intelligence Failure 1300-1415 4. Barriers in the International Environment 1425-1550 5. Case Study Assignments 1600-1650 6. Political and Organizational Barriers 0900-1030 7. Analyst-Generated Barriers I 1040-1200 8. Analyst-Generated Barriers II 1315-1450 9. Senior Review Panel: Causes of Failure 1500-1630 3. 10. Case Studies of Failure I 0900-1150 11. Case Studies of Failure II 1300-1450 12. Summary on Causes of Failure 1500-1630 4. 13. Coping with International Barriers 0900-1015 14. Analytical Techniques for Dealing with Complexity 1020-1200 15. Coping with Deception 1315-1450 16. Product Evaluation Staff: Requirements for Success 1500-1630 17. Coping with Political & Organizational Barriers 0900-1030 18. The Analyst's Responsibility: Lateral Growth 1040-1200 19. The Analyst's Responsibility: Openmindedness 1300-1430 20. The Analyst's Responsibility: Relationships 1440-1630 6. 21. Case Studies of Success I 0900-1150 22. Case Studies of Success II 1300-1430 23. Conclusions & Student Evaluations 1440-1630 Approved For Release 2008/11/25: CIA-RDP86M00886R002500090001-8 Approved For Release 2008/11/25: CIA-RDP86M00886R002500090001-8 INTELLIGENCE SUCCESSES AND FAILURES COURSE OBJECTIVES 1. To increase analysts' understanding of the causes of intelligence failure, with emphasis on why and how barriers to timely forecasting of critical developments have contributed to past failures (e.g., international complexity, deception, bias, overconfidence). 2. To assist analysts in critically examining recommen- dations by veteran intelligence practitioners and outside critics for improved analysis -- including devil's advocacy, multiple projections, and stronger ties with policymakers and nongovern- mental experts. 3. To relate the course's findings on the causes of failure and requirements for success to the students' current analytical assignments. Approved For Release 2008/11/25: CIA-RDP86M00886R002500090001-8 Approved For Release 2008/11/25: CIA-RDP86M00886R002500090001-8 INTELLIGENCE SUCCESSES AND FAILURES (ISF) INSTRUCTIONAL UNITS 1. Introduction. DCI, DDI, and ATB purposes in sponsoring ISF. Review of course objectives. Student introductions and objectives in taking the course. Ground rules. Definition of terms frequently used in course. 2. The CIA Record: Perils of Estimating. Where CIA has generally done well, and where poorly. Why we have had most failures in anticipating military threats, third world revolutions, and sharp policy shifts. The perils of estimating: being wise is not always sufficient for being right. Comparison of the overall CIA record with that of other intelligence services, and the performance of other groups in the US (economists, Wall Street and sports "handicappers," academic, and journalists). 3. Interpretations of Intellignece Failure. Critical explanations from the reading material. Student views. Concept of multiple barriers to correct interpretation of "signals" of an on-coming crisis or important event (See chart next page). 4. Barriers in the International Environment. "Noise" (event and data overload). Complexity (the difficulty of estimating an adversary's moves before he closes his options). Paradox of Warning (Japan would not have attacked on 7 December 19 1 if it had perceived US alert). Cultural Differences (thinking like the Politboro). Paradox of Risk (the more outrageous a risk, the less likely it will be anticipated, the less risky it becomes -- as in the missile crisis of 1962). Deception (the key to surprise attack). Student examples from their current analytical assignments. 5. Case Study Assignments. The students will select prominent cases of intelligence success or failure (e.g., the Iran Revolution) to study (readings and interviews) and explain to the class (see Instructional Units 10-11, 21-22). Approved For Release 2008/11/25: CIA-RDP86M00886R002500090001-8 Approved For Release 2008/11/25: CIA-RDP86M00886R002500090001-8 OKKKI&K..? ow s4naL BaAt a t4 Gene4ated By: INTERNATIONAL ENVIRONMENT +campl.?xLty o j wonL.d a j b a,it.a +na.t .ona.t cultural di66e'tencee +mu.l ti.pte a.c tou (awvtogatee ) POLICYMAKING ENVIRONMENT +mi4pencepti..on o6 adveh4aM ea +poticy momentcan +wL h6u.t thinking ("can-doism") ORGANIZATIONAL ENVIRONMENT +ke6ouf.cc eimitati.on6 +empha.6iA on c LAent tepoWJt9 5 building-beock nteaeanch ANALYTICAL ENVIRONMENT +at togance/timidity in eatcmating +Ite4A.6.tance to cnULcal uview 8 6eti.ou,6 coohdination +aubatantLve oven.6pwLoL zati.on +ovenempha6.i,6 on #n-box +deni.guttion 06 poticynakeu S othe't non-anaLybta Signal Bax'Lehe Genehate.d By: INTERNATIONAL ENVIRONMENT +no,c.6e (data 6 event ovehtoa.d) +deception i concealment +pnopaganda POLICVMAKING EMVIRONMENT +bwkeauc.nat.Lc competition: th'teat .cnitati.on/de6eati.on; non-ohtvi.Lng of im6oniratLon ORGANIZATIONAL ENVIRONMENT +m.i xed management h i,gna.LL (take Wk-6 va. play 6aje) +tuA6 battt.ea (ne6L6tance to (coond_,wf .on S o66-time unit.6 ) ANALYTICAL ENVIRONMENT +bias ea (mi~vton ,cmag cng ) +pne jud,Lce .towandh : continuity o6 t'tenda; con6.thming evidence +)te6i4tance to et'u,tctuJted a tatyticat methods +akAU4 limitations (w4iti.ng ) INTELLIGENCE FAILURE BaAAie-t6 are de6Lned a6 obatacLe.6 to co'vtec,t An.te40etatiOn 06 ai.gnaL6 06 devetopnent,6 o6 # pontance to US A.nteneath (th-teata and oppoktunJ.AC.6). Approved For Release 2008/11/25: CIA-RDP86M00886R002500090001-8 Approved For Release 2008/11/25: CIA-RDP86M00886R002500090001-8 6. Political and Organizational Barriers. Explanations from the reading material. Historical examples. Student explanations and examples. Political and organizational barriers in perspective: To what extent do the problems for intelligence analysts (e.g. partisan and bureaucratic competition, unclear management signals) flow from the inherent character and strength of the US political system and of large organizations? 7. Analyst-generated Barriers I. DCI and DDI views. Explanations from the reading material. Arrogance and Timidity (some analysts are too quick to reach judgments; some, too slow). Biases (we cannot operate without analytical frameworks to simplify reality, but even the best frameworks do not represent reality). Paradox of Expertise (in general, the expert on nuances of a foreign country is handicapped in anticipating "uncharacteristic" behavior and therefore "sharp" changes). The "Lone Ranger" syndrome (negative analyst attitudes toward critical review, meaningful coordination, and alternative views of non-analysts). Skill limitations (especially writing, as an obstacle to integrating useful criticism and handling less likely alternatives). Student responses. 8. Analyst-generated Barriers II. Above discussion continued. 9. Senior Review Panel Grou Intelligence Failure. lecturer. Views on Causes of SRP, guest 10. Case Studies on Failure I. Students will discuss ways in which case studies validate or require redefinition of prior class discussion on general causes of failure. 11. Case Studies on Failure II. Procedure same as in number 12. Summary on Causes of Failure. Students to relate their current views on the causes of failure to their present and prospective DI assignments: What are the most important barriers they face? Does intelligence failure happen only to the other analyst? Who has responsibility to overcome obstacles? General discussion on how. 13. Coping with Barriers in the International System. Understanding and adjusting to the limitations to intelligence analysis: projection of multiple outcomes; using the system (collectors, methodologists, warning specialists). Approved For Release 2008/11/25: CIA-RDP86M00886R002500090001-8 Approved For Release 2008/11/25: CIA-RDP86M00886R002500090001-8 14. Analytical techniques for Dealing with Complexity. ATB). Distinguishing types of problems. Survey of analytical techniques. 15. Coping with Deception. ATB). Why and how deception succeeds. What the country analyst can contribute to the efforts of the warning specialists, to improve the record of countering deception. Political and military dimensions. 16. Product Evaluation Staff views on the Requirements for Intelligence Success. Chief PES, guest lecturer. 17. Coping with Political and Organizational Barriers. (A) Understanding the policymakers' modus operandi (empathy, role playing, contact). (B) The need for and the special challenge of "customized" analysis. (C) Brief history of intelligence organizations: Does structure matter? (D) Recent CIA changes (regional organization, Alert Memoranda, NIO warning Meetings). (E) Possible lessons from the corporate world (In Search of Excellence). 18. The Analyst's Responsibility: Lateral Growth. The cognitive and analytical processes. "Quotations" (analytical building blocks). The importance of writing and briefing skills. 19. The Analyst's Responsibility: Openmindedness. What does it mean, and how can it be implemented? Cost-benefit analysis of techniques such as "devil's advocacy," "role playing the adversary," and emphasis on disproving rather than confirming judgments. Projecting alternative outcomes. Communicating levels of confidence. Drawing policy implications. 20. The Analyst's Responsibility: Strengthening Relationships. With substantive peers throughout the Agency and Community, with policymakers, with outside experts. Cost-benefit analysis of taking seriously divergent points of view, including those of "worst casers" and "best casers". The art of making reviewers, coordinators, and critics work for you. Why the consumer is "king.". 21. Case Studies of Succes I. Student task groups will work to refine class discussion on requirements for success. Approved For Release 2008/11/25: CIA-RDP86M00886R002500090001-8 Approved For Release 2008/11/25: CIA-RDP86M00886R002500090001-8 22. Case Studies of Success II. Procedures the same as in no. 21. 23. Conclusion and Student Evaluations. What have we learned? Where and why do students agree (disagree) with critics? With instructor? What should be done; what can be done: by the analyst, by DI management, through training and education. Student evaluation of the course. Approved For Release 2008/11/25: CIA-RDP86M00886R002500090001-8 Approved For Release 2008/11/25: CIA-RDP86M00886R002500090001-8 INTELLIGENCE SUCCESSES & FAILURES: READING SELECTIONS: VOLUME I A NOTE ON THE READING SELECTIONS The number of readings in this volume and in the companion classified volume will place a large, and probably unrealistic, demand on the students. Nonetheless, each selection either represents a point of view or contains insights of value in coming to grips with the demanding subject of intelligence successes and failures. Please use the annotated Table of Contents to select the articles you believe will be of most value in strengthening your understanding of the subject and its component issues and problems. Please pay particular attention to Tabs F and G in preparation for the first day of the course. Selection of an article for the course does not necessarily represent an endorsement of the accuracy of its facts or the soundness of its judgments. At times, one article contradicts another on the issue or problem under discussion. TABLE OF CONTENTS TAB A. COURSE SYLLABUS, OBJECTIVES, AND INSTRUCTIONAL UNITS. DEFINITION OF FREQUENTLY-USED TERMS. STUDENT EVALUATION FORM. TAB B. BRIEFS ON THE PROBLEMS AND PERILS OF ANALYSTS Hans Morgenthau, Ron Spiers, Walter Lippmann, Michael Getler). TAB C. BRIEFS ON THE CIA RECORD (William J. Casey, Thomas Powers). TAB D. THE RECORD ACCORDING TO THE PIKE COMMITTEE (1976). A convenient and informative, if not always balanced, review of a series of failures. TAB E. W.D. HOWELLS, "INTELLIGENCE CRISES" (1983) A defense of intelligence analysts and of some frequently- criticized practices by an INR veteran practitioner. Approved For Release 2008/11/25: CIA-RDP86M00886R002500090001-8 Approved For Release 2008/11/25: CIA-RDP86M00886R002500090001-8 TAB F. EXPLANATIONS OF FAILURE: PROBLEMS OF COGNITION, PERCEPTION, AND BIAS: "COGNITIVE FACTORS IN DECEPTION AND COUNTERDECEPTION" (1982) ROBERT JERVIS, "HYPOTHESES ON MISPERCEPTION" (1968) PATRICK MORGAN, "THE OPPORTUNITY FOR A STRATEGIC SURPRISE" (1983). The three selections will enable any interested reader to construct his own general explanation of intelligence failure. a former CIA analyst, presents a clear and compelling 25X1 assessment of the cognitive limitations to analyst understanding of complex events. The article discusses the implications of these limitations for coping with deception (Instructional Unit 15). Jervis' article represents a synopsis of his groundbreaking work on misperception, which strongly influenced academic specialists on the subject. Morgan has written perhaps the single most comprehensive review of academic explanations of intelligence failure. This excerpt complements and at times challenges the above selections. TAB G. ATTEMPTS AT GENERAL EXPLANATIONS OF FAILURE: DANIEL GRAHAM, "ANALYSIS AND ESTIMATES" (1980). PHIL WILLIAMS, "INTELLIGENCE FAILURES IN NATIONAL SECURITY POLICY" (1973). RICHARD BETTS, "ANALYSIS, WAR, AND DECISION: WHY INTELLIGENCE FAILURES ARE INEVITABLE" (1978). MICHAEL HANDEL, "THE YOM KIPPUR WAR AND THE INEVITABILITY OF SURPRISE" (1977). General explanations of failure range in character from simple to overly elegant. General Graham, former Director, DIA, articulates the view, held by many critics of the Agency, that systematic bias is a major cause of failure. Williams presents a short and simple framework. Approved For Release 2008/11/25: CIA-RDP86M00886R002500090001-8 Approved For Release 2008/11/25: CIA-RDP86M00886R002500090001-8 Betts' insightful explanation is probably the one most widely read by CIA managers and, because of his many briefings, most widely known in Congress. Handel's explanation, at times a bit too complex, is sprinkled with valuable insights and eye-catching turns of phrase. TAB H. "WARNING CYCLES" (1983) A plea for help from analysts by a DIA specialist on warning intelligence. To be discussed in Unit 15, on Coping with Deception. TAB I. CASE STUDY ON THE CUBAN MISSILE CRISIS, 1962. Volume II contains related classified articles. Graham Allison's Essence of Decision: Explaining the Cuban Missile Crisis (1971) is available for interested students. RICHARD LEIGHTON, THE CUBAN MISSILE CRISIS OF 1962 (1978). Excerpts from the text and chronology provide a useful framework for understanding the case. ALEXANDER GEORGE & RICHARD SMOKE, "THE CUBAN MISSILE CRISIS, 1962" (1974) Explains the crisis as a failure in deterrence. Insightful examination of CIA's miscalculations of Soviet intentions and considerations of risk. KLAUS KNORR, "FAILURES IN NATIONAL INTELLIGENCE ESTIMATES: THE CASE OF THE CUBAN MISSILES" (1964). In one of the earliest explanations of the difficulties in anticipating an "unusual" event, Knorr -- a CIA consultant at the time -- responds to Congressional criticisms of CIA's performance. FRITZ ERMARTH, "REFLECTIONS ON THE CUBAN MISSILE CRISIS" (1974). Thoughtful comments on the continuing debate about Soviet behavior and the meaning for analysis. TAB J. CASE STUDY ON THE 1973 MIDDLE EAST WAR. The Pike Report (Tab D.) contains a section on this case. Volume II contains a related observation. Additional articles on the case, that address the Israeli rather than the US failure, are available for interested students. Approved For Release 2008/11/25: CIA-RDP86M00886R002500090001-8 Approved For Release 2008/11/25: CIA-RDP86M00886R002500090001-8 UNCLASSIFIED EXCERPTS FROM THE INTELLIGENCE COMMUNITY STAFF POSTMORTEM ON THE PERFORMANCE OF THE INTELLIGENCE COMMUNITY PRIOR TO THE OCTOBER 1973 ARAB-ISRAELI WAR. COMMENTS ON THE POSTMORTEM (1977) RICHARD BETTS, "OCTOBER 6, 1973: THE OCTOBER WAR" (1982) Places the failure into the context of his general explanation of intelligence failures. RAY CLINE, "POLICY WITHOUT INTELLIGENCE" (1974) An indictment of Secretary of State Kissinger by former Director of INR. JANICE GROSS STEIN, "THE 1973 INTELLIGENCE FAILURE: A RECONSIDERATION" (1982) Perhaps the most illuminating explanation of the Israeli failure. Many valuable insights on the causes of intelligence failure in general. TAB K. CASE STUDY ON IRANIAN REVOLUTION, 1978-79. Volume II contains related selection. Additional articles by US policy participants and critics are available for interested students. HPSCI STAFF REPORT, IRAN: EVALUATION OF US INTELLIGENCE PERFORMANCE PRIOR TO NOVEMBER 1978 (1979). MARVIN ZONIS, "IRAN: A THEORY OF REVOLUTION" (1983) Stresses the continuing lack of understanding about the dynamics of 1978-79. GARY SICK, "WASHINGTON'S ENCOUNTER WITH THE IRANIAN REVOLUTION" (1982). Former NSC staff member points to "policy momentum" as a barrier to analysis, and indicates that academic experts did no better than the analysts. NICHOLAS WADE, "IRAN AND AMERICA: THE FAILURE OF UNDERSTANDING: (1979). More on the record of academics. ABUL KASIM MANSUR, "THE CRISIS IN IRAN: WHY THE US IGNORED A QUARTER CENTURY OF WARNING" (1979) Former State Department official (using a pen name) defends the wisdom of the experts, and states that Khoemeini has almost no chance of gaining power. Approved For Release 2008/11/25: CIA-RDP86M00886R002500090001-8 Approved For Release 2008/11/25: CIA-RDP86M00886R002500090001-8 TAB L. DEALING WITH POLITICAL AND ORGANIZATIONAL BARRIERS. Volume II contains related selections. Thomas Hughes' perceptive short book on the relationship between intelligence and policy (The Fate of Facts in a World of Men) is available for interested students. RICHARD BETTS, "INTELLIGENCE FOR POLICYMAKING" (1980). Observations on the responsibilities of both communities. ANGELO CODEVILLA, "COMPARATIVE HISTORICAL EXPERIENCE OF DOCTRINE AND ORGANIZATION" (1980). Survey of foreign intelligence services and a call for organizational change in the US. IN SEARCH OF EXCELLENCE: LESSONS FROM AMERICA'S BEST RUN COMPANIES. An excerpt from the DCI's speech of January 1984. TAB M. THE ANALYST'S RESPONSIBILITY Volume II contains related selections. RICHARD BETTS, "WARNING DILEMMAS: NORMAL VS. EXCEPTIONAL THEORY" (1983). A thoughtful explanation of the need for openmindedness. ROBERTA WOHLSTETTER, PEARL HARBOR: WARNING AND DECISION (1962). This book was available for analysts responsible for the Cuban Missile and Arab-Israeli assessments. The excerpt on Japanese calculations of risk in the attack on Pearl Harbor could have served as a caution to "mirror imaging." Approved For Release 2008/11/25: CIA-RDP86M00886R002500090001-8 Approved For Release 2008/11/25: CIA-RDP86M00886R002500090001-8 SECRET INTELLIGENCE SUCCESSES AND FAILURES READING SELECTIONS: VOLUME II A Note on Security Those students who do not plan to return to their offices after each class day should bring this classified volume to class only when they anticipate a specific need for it: e.g., in connection with a case study exercise. In those instances, the Course Director will be able to provide temporary secure storage. TAB N. REFLECTIONS ON THE CIA RECORD "HOW -.:,RE-r- WE 11 LST I. tiTC~- N 1-WRONG, STUDIES IN INTELLIGENCE, 12:1 (WINTER 1968). (19 )) HOWARD STOERTZ, ON THE SOVIET STRATEGIC THREAT (1982). Theo and Stoertz articles are indirect responses to the Graham article in Volume I, Tab G. TAB 0 CASE STUDY ON THE CUBAN MISSILE CRISIS, 1962. SNIE 85-3-62: THE MILITARY BUILDUP IN CUBA. SHERMAN KENT, "A CRUCIAL ESTIMATE RELIVED" (1964). A defense of the analytical process that underlay the estimate. THE CUBAN MISSILE CRISIS: TWO VIEWS OF THE EVIDENCE (1964). TAB P. CASE STUDY ON THE 1973 MIDDLE EAST WAR RICHARD KERR, INFORMAL NOTE ON THE 1973 MIDDLE EAST WAR. A participant on the problem of conflicting evidence. Approved For Release 2008/11/25: CIA-RDP86M00886R002500090001-8 Approved For Release 2008/11/25: CIA-RDP86M00886R002500090001-8 J~1_1 1 TAB Q. CASE STUDY ON IRANIAN REVOLUTION, 1978-79 Robert Jervis, academic specialist on misperception (Volume I, Tab F), was the principal author. Probably the most authoritative postmortem, with insights into the difficulty of anticipating and monitoring a revolution. ROBERT GATES, "AN OPPORTUNITY UNFULFILLED: THE USE AND PERCEPTIONS OF INTELLIGENCE ANALYSIS IN THE WHITE HOUSE (1980). On overcoming isolation (ours) and suspicion (theirs). ` "ON ESTIMATING REACTIONS" (1965). An old artform that reduces the barrier between intelligence and policymaking after a given policy course has been determined. Used frequently during the Vietnam War. TAB S. ROBERT GATES ON THE ANALYST'S RESPONSIBILITY "THE PREDICTION OF SOVIET INTENTIONS" (1973). On lateral growth, openmindedness, and other requirements for improved analysis EXCERPTS FROM DDI REMARKS 13 JANUARY 1983. On multiple projections and other correctives. EXCERTS FROM DDI NEWSLETTER, 28 JULY 1983 & 12 JANUARY 19814. On relations with the policymaker, multiple projections, and lateral growth. Approved For Release 2008/11/25: CIA-RDP86M00886R002500090001-8 Approved For Release 2008/11/25: CIA-RDP86M00886R002500090001-8 OTE 83-6825 MEMORANDUM FOR: Director of Central Intelligence VIA: Deputy Director of Central Intelligence Executive Director Deputy Director for Intelligence Deputy Director for Administration Director of Training and Education Analysis Training Branch, Office of Training and Education SUBJECT: Intelligence Successes and Failures (ISF): Status Report on Syllabus & Reading List REFERENCE: Your Memorandum to the D/OTE, dated 7 April 1982, Subject: Training in Intelligence Analysis 1. This memorandum is in response to your request for a status report on plans for a course for analysts on the lessons of intelligence successes and failures. I welcome the opportunity to solicit your suggestions for shaping the syllabus and reading list to support the objectives you had in mind in your memorandum to Director of Training and Education of 7 April 1982 recommending such a course. I have already discussed goals and general approaches with the Deputy Director for Intelligence, the Senior Review Panel, and the Product Evaluation Staff, as well as with other interested parties in the DI and in the Office of Training and Education (OTE). 2. The primary objective of the course, as I read your memorandum, is to use the CIA record to illuminate the causes of failure and the requirements for success--in a way that motivates analysts to improve their on-the-job performance. In other words, the course will elicit from the record (e.g., from " bad estimates and good estimates") the changes in attitudes and practices that will prepare analysts to deal more effectively with tough intelligence problems, especially anticipation of military attack, revolutionary overthrow of key regimes, and sharp shifts in policy by present and potential adversaries. /00 25X1 Approved For Release 2008/11/25: CIA-RDP86M00886R002500090001-8 Approved For Release 2008/11/25: CIA-RDP86M00886R002500090001-8 SUBJECT: Intelligence Successes and Failures (ISF): Status Report on Syllabus & Reading List 3. The Tentative Syllabus for Intelligence Successes and Failures (ISF) contains a list of specific course objectives and sketches out 36 hours of seminars, exercises, and guest speakers to illustrate the planned thrust of the course (Attachment A). 4. The selection of reading materials for ISF is still in an early stage. The annotated preliminary list of case studies and commentaries by veteran practitioners and outside critics provides a general view of the range of materials under consideration for the course (Attachment B). 5. Subject to final approval, I plan to offer the course in January and April 1984--to test its effectiveness in achieving your objectives. In response to the DDI's recommendation, I am also incorporating the essence of ISF, as a two-hour unit, in other OTE courses. This already has been done for the current running of the Analysis Training Course (DI Career Trainees), the New Analyst Course (recently-hired DI analysts), and Introduction to the DI (DO Career Trainees). Additionally, I will, in May 1984, prepare a memorandum for you and the DDI on the implications for management and training of my research findings and instructional experience regarding intelligence successes and failures. The final goal is to fine tune the ISF course and the two-hour unit for regular presentation by OTE starting in July 1984. Attachments: As Stated DDA/OTE/IT/ATB (24Oct83) Distribution: Orig - Addressee, Watts 1 - DDCI, Watts 1 - ExDir, w/atts 1 - Exec. Reg. w/o atts 1 - DDI, Watts 1 - DDA, Watts 1 - D/OTE Watts 1 - OTE Reg. w/o atts 2 - ATB/IT/OTE, w/att Approved For Release 2008/11/25: CIA-RDP86M00886R002500090001-8 Approved For Release 2008/11/25: CIA-RDP86M00886R002500090001-8 Next 1 Page(s) In Document Denied Iq Approved For Release 2008/11/25: CIA-RDP86M00886R002500090001-8 Approved For Release 2008/11/25: CIA-RDP86M00886R002500090001-8 ULV1\L I OTE 83-6825 MEMORANDUM FOR: Director of Central Intelligence VIA: Deputy Director of Central Intelligence Executive Director Deputy Director for Intelligence Deputy Director for Administration Director of Training and Education Analysis Training Branch, Office of Training and Education SUBJECT: Intelligence Successes and Failures (ISF): Status Report on Syllabus & Reading List REFERENCE: Your Memorandum to the D/OTE, dated 7 April 1982, Subject: Training in Intelligence Analysis 1. This memorandum is in response to your request for a status report on plans for a course for analysts on the lessons of intelligence successes and failures. I welcome the opportunity to solicit your suggestions for shaping the syllabus and reading list to support the objectives you had in mind in your memorandum to Director of Training and Education of 7 April 1982 recommending such a course. I have already discussed goals and general approaches with the Deputy Director for Intelligence, the Senior Review Panel, and the Product Evaluation Staff, as well as with other interested parties in the DI and in the Office of Training and Education (OTE). 2. The primary objective of the course, as I read your memorandum, is to use the CIA record to illuminate the causes of failure and the requirements for success--in a way that motivates analysts to improve their on-the-job performance. In other words, the course will elicit from the record (e.g., from " bad estimates and good estimates"). the changes in attitudes and practices that will prepare analysts to deal more effectively with tough intelligence problems, especially anticipation of military attack, revolutionary overthrow of key regimes, and sharp shifts in policy by present and potential adversaries. Approved For Release 2008/11/25: CIA-RDP86M00886R002500090001-8 Approved For Release 2008/11/25: CIA-RDP86M00886R002500090001-8 SECRET SUBJECT: Intelligence Successes and Failures (ISF): Status Report on Syllabus & Reading List 3. The Tentative Syllabus for Intelligence Successes and Failures (ISF) contains a list of specific course objectives and sketches out 36 hours of seminars, exercises, and guest speakers to illustrate the planned thrust of the course (Attachment A). 4. The selection of reading materials for ISF is still in an early stage. The annotated preliminary list of case studies and commentaries by veteran practitioners and outside critics provides a general view of the range of materials under consideration for the course (Attachment B). 5. Subject to final approval, I plan to offer the course in January and April 1984--to test its effectiveness in achieving your objectives. In response to the DDI's recommendation, I am also incorporating the essence of ISF, as a two-hour unit, in other OTE courses. This already has been done for the current running of the Analysis Training Course (DI Career Trainees), the New Analyst Course (recently-hired DI analysts), and Introduction to the DI (DO Career Trainees). Additionally, I will, in May 1984, prepare a memorandum for you and the DDI on the implications for management and training of my research findings and instructional experience regarding intelligence successes and failures. The final goal is to fine tune the ISF course and the two-hour unit for regular presentation by OTE starting in July 1984. Attachments: As Stated DDA/OTE/IT/ATB 24Oct83) Distribution: Orig - Addressee, Watts 1 - DDCI, Watts 1 - ExDir, w/atts 1 - Exec. Reg. w/o atts 1 - DDI, Watts 1 - DDA, Watts 1 - D/OTE Watts 1 - OTE Reg. w/o atts 2 - ATB/IT/OTE, w/att Approved For Release 2008/11/25: CIA-RDP86M00886R002500090001-8