THE PROGRAM FOR WATER CONSERVANCY IN COMMUNIST CHINA 1949-61

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CIA-RDP79R01141A002400040001-9
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RIFPUB
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K
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56
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December 23, 2016
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April 30, 2013
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1
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Publication Date: 
May 1, 1962
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REPORT
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Declassified and Approved For Release 2013/04/30: CIA-RDP79R01141AO02400040001-9 N? 106 THE PROGRAM FOR WATER CONSERVANCY IN COMMUNIST CHINA 1949-61 May 1962 NOT TO BE REPRODUCED IN WHOLE OR IN PART WITHOUT THE PERMISSION OF THE CENTRAL INTELLIGENCE AGENCY CENTRAL INTELLIGENCE AGENCY Declassified and Approved For Release 2013/04/30: CIA-RDP79R01141AO02400040001-9 Declassified and Approved For Release 2013/04/30: CIA-RDP79R01141AO02400040001-9 .s roPOrt hag been loaned !0. d 4c 1_j f ; ?~_ ` qtr@1 tt11igence I ;llr~ i z `sew its purpose It shoi-r" st - Y Mtn to thec: 4 Li'brarian.Intellige- :iTigton 25, L= Declassified and Approved For Release 2013/04/30: CIA-RDP79R01141AO02400040001-9 Declassified and Approved For Release 2013/04/30: CIA-RDP79R01141A002400040001-9 THE PROGRAM FOR WATER CONSERVANCY IN COMMUNIST CHINA 1949-61 CENTRAL INTELLIGENCE AGENCY Office of Research and Reports Declassified and Approved For Release 2013/04/30: CIA-RDP79R01141A002400040001-9 Declassified and Approved For Release 2013/04/30: CIA-RDP79R01141AO02400040001-9 CONTENTS Page Summary and Conclusions . . . . . . . . . . . . . . . . . . 1 I. Background . . . . . . . . . . . . . . . . . . . . . . . A. Extent of the Cultivated Area . . . . . . . . . . . . B. Limitations on Increasing Agricultural Production C. Attempts to Overcome Limitations . . . . . . . . . . II. Irrigation Program, 1949-61 . . . . . . . . . . . . . . . A. Administration and Organization of Irrigation Pro- grams . . . . . . . . . . . . . . . . . . . . . . . B. Inadequacies of Planning and Training . . . . . . . . C. Types of Irrigation Facilities . . . . . . . . . . . 7 9 12 1. Before 1949 .. . . . . . . . . . . . . . . . . 12 2. Communist Approaches.Since 1949 . . . . . . . 13 D. Progress of the Irrigation Program . . . . . . . . . 15 1. Consolidation and Recovery, 1949-52 . . . . . . . 15 2. First Five Year Plan, 1953-57 . . . . . . . . . . 16 3. "Leap Forward" of 1958 . . . . . . . . . . . . . 17 4. Policies and Programs Since 1958 . . . . . . . . 17 III. Input Factors . . . . . . . . . . . . . . . . . . . . . . 18 A. Finance . . . . . . . . . . . . . . . . . . . . . . . 18 B. Irrigation Equipment . . . . . . . . . . . . . . . . 18 C. Labor . . . . . . . . . . . . . . . . . . . . . . . . 19 IV. Analysis of the Results . . . . . . . . . . . . . . . . 24 A. Claims and Credibility . . . . . . . . . . . . . . . 24 B. Probable Effectiveness of the Program . . . . . . . . 26 Declassified and Approved For Release 2013/04/30: CIA-RDP79R01141AO02400040001-9 Declassified and Approved For Release 2013/04/30: CIA-RDP79R01141AO02400040001-9 Appendixes Appendix A. Statistical Tables . . . . . . . . . . . . . . . 31 Appendix B.. Source References . . . . . . . . . . . . . . . 43 Tables 1. Communist China: Large Reservoirs Claimed to Have Been. Completed, 1949-59 . . . . . . . . . . . . . . . . . . . 2. Communist China: Number of New Irrigation Projects Claimed, by Type, 1949-60 . . . . . . . . . . . . . . . 34 3. Communist China: Number of Wells Claimed for Irrigation, 1949-59 . . . . . . . . . . . . . . . . . . . . . . . . 35 4. Communist China: Claimed Production of Engines for Drainage and Pumping, 1956-59 and 1960 Plan . . . . . . 36 5. Communist China: Earthwork, Work Efficiency, and Man- Days Claimed to Have Been Spent in Water Conservancy, 1949-60 . . . . . . . . . . . . . . . . . . . . . . . . 37 6. Communist China: Irrigated Area in 1932 and Claims, by Region and Province, 1957 and 1958 .. . . . . . . . . 38 Communist China: Claimed Increase in the Irrigated Area Annually and the Total Irrigated Area, 1949-59 . . . . . 40 8. Communist China: Claims of the Extent of the Improved Irrigated Area, 1949-60 . . . . . . . . . . . . . . . . 41 Illustrations Figure 1. Mainland China: Precipitation (Map) following page . . . . . . . . . . . . . . . . . . . . . . 6 Figure 2. Mainland China: Soils (Map) following page . . . 6 Declassified and Approved For Release 2013/04/30: CIA-RDP79R01141AO02400040001-9 Declassified and Approved For Release 2013/04/30: CIA-RDP79R01141AO02400040001-9 Page Figure 3. Mainland China: Major Construction for Water Conservancy, 1949-58 (Map) following page . . . . 14 Figure 4. Communist China: Construction of a Reservoir (Photograph) . . . . . . . . . . . . . . . . . . . 20 Figure 5. Communist China: Po-shah Reservoir on the Upper Reaches of the Huai System (Photograph) . . . . . 20 Figure 6. Communist China: Reservoir for Irrigation in Wei-hsing Commune (Photograph) . . . . . . . . . . 22 Figure 7. Communist China: Workers at the Construction Site of the Mi-yun Reservoir (Photograph) . . . . . . . 22 Declassified and Approved For Release 2013/04/30: CIA-RDP79R01141AO02400040001-9 Declassified and Approved For Release 2013/04/30: CIA-RDP79R01141AO02400040001-9 THE PROGRAM FOR WATER CONSERVANCY IN COMMUNIST CHINA 1949-61 Summary and Conclusions Comi,iunist China must sustain approximately one-fourth of the world's people on about one-fifteenth of the earth's land surface. Only 11 per- cent of the land area of mainland China is cultivated, and productivity of much of the cultivated area is limited by unsuitable topography, soil, and climate. The most suitable topography for agriculture and some of the most productive soils in the country are located in the North China Plain, but the productivity of the area is limited by low rainfall. The productivity of South China, which has a long growing season and abun- dant, although seasonal, rainfall, is limited by mountainous terrain and leached, acid soils. The intense population pressure on the culti- vated land has resulted in low productivity of farm labor and has pushed cultivation into all but the most marginal and inaccessible areas. Since 1949 the Communist regime has embarked on a series of ambi- tious programs for industrialization. Almost all of these programs have depended directly or indirectly on agriculture for financing in spite of the fact that China through 1949 habitually was a net importer of food. Even with net imports of food, most of the population had been accustomed to surviving at low dietary levels. If the agriculture of Communist China were to support industrialization successfully, agricul- ture had to be elevated quickly to the point of producing substantial surpluses above the minimum needs of the population. The Communist regime implemented a number of programs in its attempts to circumvent the limitations imposed on agriculture by topography, climate, and soils. Of these programs the expansion and improvement of the irrigated area and the use of larger quantities of chemical ferti- lizers appear to have had the greatest potential. Of the two programs, irrigation seemed to be the most compatible with conditions existing in Communist China. Irrigation, which would utilize a maximum of the abun- dant labor of China and a minimum of its scarce capital, promised quick returns. Rural labor, normally idle or underemployed during the winter months, could be used constructively in water conservancy during the seasonally slack period, but there were limitations to the potential of labor-intensive efforts for irrigation. The magnitude of the area adapt- able to irrigation by simple projects was limited both by natural condi- tions and by the shortage of trained technicians, and apparently the regime was either unwilling or unable to supply the required quantities Declassified and Approved For Release 2013/04/30: CIA-RDP79R01141AO02400040001-9 Declassified and Approved For Release 2013/04/30: CIA-RDP79R01141AO02400040001-9 of capital and materials, especially iron, steel, and cement. These materials were needed especially for the complicated, large-scale projects. The initial irrigation program late in 19+9 assigned pri- ority to flood control and secondary importance to the rehabilitation of irrigation projects damaged or destroyed by war. In 1952 it was claimed that practically all the dikes along the major rivers had been completed, and it is believed that by that time the irrigated area approached or slightly exceeded that under irrigation before the out- break of the Sino-Japanese War in 1932. After 1952 the regime began to carry out larger and more complex projects for control of the larger rivers. At that stage of development the policy was still to divert flood water into rivers that would drain into the sea. The government also introduced the "lower stage" agri- cultural cooperative in 1952 and gave greater autonomy to lower admin- istrative levels in the construction of facilities for water conservancy. This effort resulted in the first "upsurge" in water conservancy in 1952. A shift in the basic policy of the regime in 1955, along with a nationwide drive for the formation of "higher stage" agricultural coop- eratives, led to the second "upsurge" in 1956. A shortage of skilled. labor and a lack of technical capabilities together with long construc- tion periods, waste, higher requirements for capital, and disappointing results associated with large government-initiated projects apparently induced the regime to shift its emphasis to the small-scale project con- structed by the peasants themselves. This procedure, in effect, gave rise to two simultaneous programs for water conservancy within the coun- try. The large projects remained directly under the central government, whereas authority over the construction of the smaller projects was shifted to the province, the hsien (county), or the cooperative. In order to circumvent the limitations imposed by the inadequate technical force, an attempt was made to standardize projects for the country as a whole.. The drive in 1956 was characterized by great emphasis on sinking wells. Following a year of "consolidation" and "advancement" in 1957, the third and most ambitious of all the "upsurges" was touched off during the "leap forward" of 1958, accompanied first by additional "tidying up" of the "higher stage" cooperatives and later by the shift to com- munes. Additional emphasis was placed on the small projects. Millions of small reservoirs and ponds were constructed to store excess water rather than to facilitate its removal, and the peasants were given almost complete autonomy for the design and construction (and financing) of these projects. The state also shifted more responsibility for the large projects to the lower administrative levels. Declassified and Approved For Release 2013/04/30: CIA-RDP79R01141AO02400040001-9 Declassified and Approved For Release 2013/04/30: CIA-RDP79R01141AO02400040001-9 The commune organization had been extended throughout all of Commu- nist China by late in 1958, and thereafter the regime assigned still more responsibility for the large irrigation projects to the communes. Before 1958 the masses had donated materials, funds, and "volunteer" labor to the large-scale projects. Now the communes were "permitted" to build large projects, many of which were said to have been divorced completely from state aid. Fewer but larger projects were said to have been constructed in 1959, and emphasis was on the "improvement" of areas under irrigation rather than on the development of new areas of irrigation. This trend con- tinued throughout 1960 and into the early part of 1961. No increases in the irrigated area have been claimed since 1959. The regime claims that from 51 million to 57 million hectares* were brought under irrigation between 1949 and 1959, 32 million hectares of which were said to have been added during 1958. Ample evidence and some official admissions indicate that actual achievements have fallen far short of these official claims. Several provinces have scaled down rather sharply their original claims for irrigation accomplished in 1958, but the national total claimed has remained unchanged. The cultivated area and the multiple-cropping area have declined since 1956, and there has been no widespread substitution of high-yielding or high-value crops such as rice and cotton for low-yielding ones such as wheat and "miscel- laneous" grains. These conditions seem incompatible with a great in- crease in irrigation, for if irrigation projects were as numerous and efficient as claimed, the droughts of 1959, 1960, and 1961 should not have been so devastating. Some sources announced that the irrigated area was based on the designed capacity of the projects, whereas other sources admitted that many projects were not completed, that these projects were not performing up to potential, and that ditches would have to be dug and the land leveled before many projects would be bene- ficial. The shortcomings of the Chinese Communist campaigns for irrigation have been so serious that the benefits of the programs probably will be very limited in relation to the tremendous expenditure of labor. It is apparent that the resources have been unwisely used in many cases, for these campaigns seem to have contributed little to the solu- tion of the agricultural problems during 1959-61. The advisability of the indiscriminate construction of millions of small reservoirs and ponds is doubtful, as these pools have lowered the potential of many large and medium-size projects and have resulted in instances of water logging, soil alkalization, and/or salinization. * One hectare equals 2.471 acres. Declassified and Approved For Release 2013/04/30: CIA-RDP79R01141AO02400040001-9 Declassified and Approved For Release 2013/04/30: CIA-RDP79R01141AO02400040001-9 Because the construction of so many small reservoirs has changed the water equilibrium, many streams and rivers have ceased to flow, and the dependability of others has been affected. Apparently, little potential remains for expanding irrigation by the small or medium-size projects. The easiest and cheapest areas to irrigate undoubtedly were the first to be brought under irrigation. Consequently, extension of irrigation has become increasingly more difficult and costly, and future substantial increases in the irrigated area will have to come from large, capital-intensive, multipurpose projects. According to the Chinese Communists, such projects require 3 to 5 years to build and 2 to 3 years.more before they become bene- ficial. Although a few projects are in vaxious stages of construction, it will be many years before many large projects can be constructed and put into operation, and the problems of silting and alkalinity in North China, the region most urgently requiring this type of project, will limit their effectiveness. Declassified and Approved For Release 2013/04/30: CIA-RDP79R01141AO02400040001-9 Declassified and Approved For Release 2013/04/30: CIA-RDP79R01141A002400040001-9 I. Background For centuries the people of China have survived only by intensive use of the small part of the mainland that is suitable for agriculture. Since obtaining control of the mainland in 1949, the Chinese Communist regime has embarked on a series of ambitious programs for industrial- ization that have depended heavily on agriculture. The state has de- manded from agriculture a level of production that not only would feed a rapidly growing population but also would provide large quantities of industrial raw materials as well as substantial surpluses to be exported in exchange for imports of industrial capital. These demands have stimulated the introduction of many new and at times questionable programs and policies to increase agricultural production. Because the opportunities for expanding the cultivated area are very limited, these programs have emphasized increasing the yield per unit of the land. A. Extent of the Cultivated Area Communist China encompasses about 9.5 million square kilometers, one-fifteenth of the land surface of the earth, but its population con- stitutes about one-fourth of the world total. /* The limitations placed on Chinese agriculture by topography and climate are clearly revealed by the fact that in spite of intense population pressure over the centuries, the cultivated area still comprises only about 11 per- cent of the total land area. By comparison, the cultivated area of the US exceeds that of China by about 75 percent and on a per capita basis by more than five times. In China, however, the intensive use of land through multiple cropping permits the sown area to exceed the basic cultivated area by almost 50 percent and to exceed somewhat the sown area in the US. According to Chinese Communist claims, which in this instance appear to be realistic, the cultivated area reached a maximum of almost 112 million hectares in 1957 and declined to about 108 mil- lion hectares in 1958 ,/ and to 107 million hectares in 1959. B. Limitations on Increasing Agricultural Production The population pressure on agricultural land in Communist China has forced very poor land into production, and the low productivity of agricultural labor has made the formation of agricultural capital dif- ficult. Consequently, increases in agricultural production have de- pended largely on more labor inputs. In October 1959 an editorial in the People's Daily (Jen-min jih-pao) revealed that of the cultivated area of China, about 31 percent is classified as "fertile," 40 percent For serially numbered source references, see Appendix B. Declassified and Approved For Release 2013/04/30: CIA-RDP79R01141A002400040001-9 Declassified and Approved For Release 2013/04/30: CIA-RDP79R01141AO02400040001-9 as "ordinary," and 29 percent as "low yielding." V In addition, nearly one-half of the farmland is in hilly or mountainous regions that are not suitable for significant improvement by means of conventional irrigation programs. 5 The productivity of the cultivated area is greatly affected by climate, as precipitation varies widely from region to region, from year to year, and from season to season. About 25 percent of the land, largely in the north and east, receives less than 12 inches of rainfall annually and either is entirely unfit for agriculture or is usable only under special conditions of dry farming or irrigation. / In general, the regions south of the Yangtze River receive abundant rainfall (see the map, Figure 1*). South China has 75 percent of the national water resources but only 38 percent of the cultivated acreage. Y/ Of the total rainfall in the summer months, North and Northeast China receive almost 60 percent, and Central and South China more than 40 percent. China has a wide variety of types of soil, as would be expected in a large country with such diverse climatic conditions (see the map, Figure 2*). In general, soils south of the Yangtze River are acid as a result of intense leaching brought about by the combination of high rainfall and warm temperatures, whereas comparatively cool temperatures and low rainfall north of this river have given rise to alkaline or saline soils. / The adverse effects of nature on the soil have been intensified further by centuries of concentrated cultivation that has resulted in an almost universal deficiency of nitrogen 10 and organic matter. 11 The shortage of organic matter is due primarily to the habitual use by the Chinese peasants of plant stalks and leaves for livestock feed and fuel. The content of organic matter in manure and night soil fertilizer has been too low to make up this loss. The soils also are often deficient in phosphorous and potassium, but these de- ficiencies are not so widespread or so severe as that of nitrogen. C. Attempts to Overcome Limitations The Chinese Communist regime has implemented a number of pro- grams in its attempts to circumvent the limitations of topography, climate, and soils. The "deep plowing" and "close planting" programs of the "leap forward" had little scientific basis. The campaign to accumulate "native fertilizer" was of dubious value, especially be- cause of increased labor requirements. The two most promising methods of increasing agricultural production per unit of area in Communist China are the development of irrigation and the increased use of chem- ical fertilizer. Of the two the Chinese leaders apparently believed * Following p. 6. Declassified and Approved For Release 2013/04/30: CIA-RDP79R01141AO02400040001-9 Declassified and Approved For Release 2013/04/30: CIA-RDP79R01141AO02400040001-9 72 84 96 108 120 132 MAINLAND CHINA ^me' '~ I?ka l k 48 u lloi Precipit tion u.5 S. R? 500 48 /4Aoy 1 f /O ULAN BATOR nN ` ~` 1 ? Ia \ ? _ 250-.1 ~ 100 .