OMB BULLETINS 1981

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Document Number (FOIA) /ESDN (CREST): 
CIA-RDP06M00944R000200120001-2
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RIPPUB
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K
Document Page Count: 
47
Document Creation Date: 
December 27, 2016
Document Release Date: 
July 17, 2013
Sequence Number: 
1
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Publication Date: 
January 24, 1981
Content Type: 
REPORT
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PDF icon CIA-RDP06M00944R000200120001-2.pdf1.17 MB
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Declassified in Part- Sanitized Copy Approved for Release 2013/07/17 CIA-RDP06M00944R000200120001-2 OMB Bulletin 81-6 24 January 81 Copies Sent To: 1 - 0/Compt Grp Chiefs 1 - Directorates 1 - AO/DCI 1 - OGC Library 1 - Bulletin Book Declassified in Part- Sanitized Copy Approved for Release 2013/07/17: CIA-RDP06M00944R000200120001-2 Declassified in Part - Sanitized Copy Approved for Release 2013/07/17: CIA-RDP06M00944R000200120001-2 EXECUTIVE OFFICE OF THE PRESIDENT OFFICE OF MANAGEMENT AND BUDGET WASHINGTON. D.C. 20503 Bulletin No. 81-6 January 24, 1981 TO THE HEADS OF EXECUTIVE DEPARTMENTS AND ESTABLISHMENTS SUBJECT: Federal Civilian Hiring Freeze 1. Purpose. This Bulletin provides for an immediate and total freeze on the hiring of Federal civilian personnel as directed by the President on January 20, 1981. Instructions are also provided for appeals in a very limited number of situations where exceptions may be warranted. 2. Rescission. OMB Bulletin No. 80-7, dated March 17, 1980, is hereby rescinded, together with any exemptions granted under its provisions. 3. Authority and background. The Budget and Accounting Act of 1921, as amended. The President has directed that a total freeze be placed on the hiring of Federal civilian employees in the Executive Branch. This Bulletin outlines the steps that will be taken to carry out this directive. 4. Coverage. These instructions apply to all Executive Branch departments and establishments. 5. Policy. It is the policy of this Administration that the overall size of the Federal civilian workforce shall be reduced as expeditiously as possible. Toward that end, Executive Branch departments and establishments are directed to stop immediately all hiring. Except for the exemptions listed below, this hiring limitation applies to all departments and establishments and to all types of appointments, temporary as well as permanent. Contracting with firms and institutions outside the Government will not be used to alleviate or circumvent the effect of this hiTing freeze. 6. Exemptions. The following exemptions to the hiring freeze are permitted: Declassified in Part - Sanitized Copy Approved for Release 2013/07/17: CIA-RDP06M00944R000200120001-2 '? Declassified in Part - Sanitized Copy Approved for Release 2013/07/17: CIA-RDP06M00944R000200120001-2 ' 2 a. upon determination by the agency head that hiring is necessitated by emergency situations involving directly the safety of human life or the protection of property. The determination must be based upon a clear indication that human safety could be affected directly or that property could be damaged. Such a determination may be applied in situations where medical, hospital, or other health care is furnished directly and where protection of property or persons is the primary purpose of employment. Air safety functions are also included. This exception does not apply to employment involving research, or other activities that ultimately affect human safety. It also does not apply to employment for maintenance of facilities or land and forest management. An agency head who determines that this exemption is applicable must immediately notify the Director of OMB in writing that the exemption is being used and state the reasons therefor as well as the number of positions involved. The Director of OMB may overturn the exemption, if, in his view, it is not warranted. b. the filling of positions under programs that are presently exempt from employment ceilings. c. hiring in accordance with firm written commitments made on or before November 5, 1980, by agency personnel officers. d. hiring by the U.S. Postal Service. e. reassignments of personnel within an agency. f. appointments to Executive Level positions and noncareer appointments in the Senior Executive Service. g. appointments to Schedule C positions. In filling these positions, the number of such appointments may not exceed the number of Schedule C positions existing in each agency as of November 5, 1980. h. shifting of employees from one agency to another because of a transfer of functions resulting from Presidential reorganization or legislative action. i. hiring by Executive Branch agencies whose on-board total employment as of December 31, 1980, was less than 100. (Hiring by such agencies will not exceed the number of vacancies that occur after December 31, 1980.) Declassified in Part - Sanitized Copy Approved for Release 2013/07/17: CIA-RDP06M00944R000200120001-2 Declassified in Part - Sanitized Copy Approved for Release 2013/07/17: CIA-RDP06M00944R000200120001-2 3 3? seasonal hiring of temporary employees with historical hiring patterns may be provided that the agency informs OMB in advance of its hiring plans. Such temporary employees may not be used as circumvent this Bulletin. consistent continued, writing in hiring of a means to k. to facilitate the transition, a limited number of noncareer positions may be established for up to 120 days. 1. hiring for positions in the Executive Office of the President that are necessary for an orderly transition and operation of the new Administration. 7. Appeals. Additional exemptions may be granted in a very limited number of cases if a determination is made by the Director of the Office of Management and Budget that such action is necessary to assure that essential services are provided, fundamental needs are met, and applicable provisions of law are carried out. When an agency head believes that circumstances warrant an exemption, other than those automatically permitted under section 6 of this Bulletin, an appeal must be made by letter, addressed to the Director of the Office of Management and Budget and signed by the agency head. The need for additional personnel must be fully justified, including an explanation as to why reallocation within the agency is not feasible. 8. Use of savings. Dollar savings generated from personnel reductions may be applied to other approved program activities within the same appropriation in the following order of priority: a. to offset the need for mandatory program supplemental appropriations or amendments that could otherwise be submitted to the Congress under the provisions of the Antideficiency Act (31 U.S.C. 665(e)). b. to reduce the 1981 pay supplemental transmitted with the 1982 Budget. However, where personnel reductions result in withholding of appropriations from obligation, the reporting requirements prescribed by the Impoundment Control Act of 1974 apply, as set forth in OMB Circular No. A-34 and OMB Bulletin No. 75-15. In such cases, rescission proposals or deferral reports will be prepared and submitted to OMB for inclusion in a special message on rescissions and deferrals. Declassified in Part - Sanitized Copy Approved for Release 2013/07/17: CIA-RDP06M00944R000200120001-2 Declassified in Part - Sanitized Copy Approved for Release 2013/07/17: CIA-RDP06M00944R000200120001-2 ? 4 9. Revised 1982 Budget. The personnel reduction will be a part of the Administration's revised 1982 Budget. Further instructions will be provided in a later bulletin that will address budget revision procedures. 10. Effective dates. The instructions in this Bulletin are effective immediately and will remain in effect until further notice. 11. Inquiries. Questions regarding the instructions in this Bulletin will be addressed to the OMB representatives in charge of the agency's budget estimatee. Dale R. R. McOmber Acting Director Declassified in Part - Sanitized Copy Approved for Release 2013/07/17: CIA-RDP06M00944R000200120001-2 ? . Ole BULLETIN No. 81-5 Declassified in Part- Sanitized Copy Approved for Release 2013107117: CIA-RDP06M00944R000200120001-2 oupps...m,silt, ny. A. 6 July 1981 Copies sent to AO/DCI & OGC Library. STATNo further districution necessary per Chief, BMG. Declassified in Part- Sanitized Copy Approved for Release 2013/07/17: CIA-RDP06M00944R000200120001-2 Declassified in Part - Sanitized Copy Approved for Release 2013707/17-: CIA-RDP06M00944R000200120001-2 EXECUTIVE MICE OF THE PRESIDENT OFFICE OF MANAGEMENT AND BUDGET WASHINGTON, D.C. 20503 BULLETIN NO. 81-5, Supplement No. 1 July 6, 1981 TO THE HEADS OF EXECUTIVE DEPARTMENTS AND ESTABLISHMENTS SUBJECT: Apportionment Under Continuing. Resolutions 1. Purpose. This supplement provides guidance on the appor- tionment of amounts appropriated under section 401 of the Supplemental Appropriations and Rescission Act, 1981 (P.L. 97-12). 2. Background. Bulletin No. 81-5 provided guidance and instructions for the preparation and submission of requests for apportionments for amounts appropriated under a continuing resolution or series of resolutions for fiscal year 1981. This supplement provides additional guidance on apportionment of the further continuing appropriations for 1981. 3. Policy. Amounts provided under section 401 of Public Law 97-12 are to be considered apportioned automatically, i.e., the submission of a request for apportionment (S.F. 132) is not required, unless specifically requested by OMB. The head of each agency is responsible for seeing that the amounts made available are used prudently and for making sure that the funds are managed carefully to prevent unnecessary or wasteful year-end spending. 4. Effective date. This supplement is effective immediately and expires along with OMB Bulletin No. 81-5. 5. Information contact. For further information, agencies should contact their OMB examiner. David A. Stockman Director Declassified in Part - Sanitized Copy Approved for Release 2013/07/17: CIA-RDP06M00944R000200120001-2 Declassified in Part- Sanitized Copy Approved for Release 2013107117: CIA-RDP06M00944R000200120001-2 OMB Bulletin No. 81-5 Copies Sent To: 1 - OGC Library Gedto 4f-si nicar 6 a ;-?,22 Declassified in Part- Sanitized Copy Approved for Release 2013/07/17: CIA-RDP06M00944R000200120001-2 Declassified in Part - Sanitized Copy Approved for Release 2013/07/17: CIA-RDP06M00944R000200120001-2 EXECUTIVE OFFICE OF THE PRESIDENT OFFICE OF MANAGEMENT AND BUDGET WASHINGTON. D.C. 20503 December 23, 1980 BULLETIN NO. 81-5 TO THE HEADS OF EXECUTIVE DEPARTMENTS AND ESTABLISHMENTS SUBJECT: Apportionment Under Continuing Resolutions 1. Purpose. This Bulletin provides guidance and instructions for the preparation and submission of requests for apportionments for amounts appropriated under a continuing resolution or series of resolutions for fiscal year 1981. 2. Coverage. The instructions in this Bulletin apply to amounts provided in extensions of the 1981 ,Continuing Resolution (P.L. 96-369). 3. Authority. This Bulletin is issued pursuant to the Antideficiency Act, section 3679 of the Revised Statutes, as amended (31 U.S.C. 665). The Act requires that the Director of the Office of Management and Budget (OMB) apportion all appropriations made available to Executive Branch agencies except those specifically exempted by law. Except as amended by this Bulletin, instructions on budget execution provided in OMB Circular No. A-34 will continue to apply. 4. Background. The use of continuing resolutions to cover more programs and for longer periods of time requires that more formal procedures for budget execution be established. The apportionment process will be used to control funding levels under extensions of the 1981 Continuing Resolution. Amounts appropriated by a continuing resolution may be provided: O as specified amounts, i.e., in the form of (a) a regular appropriation amount, or (b) a specified program level (e.g., as approved in the House or Senate version of an appropriation bill); or o at a rate for operations not exceeding the "current rate". Generally, in accordance with the Comptroller General's decision of May 14, 1979, the annual amount provided has been defined as equivalent to the total funds that were available for obligation for .a program during the previous fiscal year. Declassified in Part - Sanitized Copy Approved for Release 2013/07/17: CIA-RDP06M00944R000200120001-2 Declassified in Part - Sanitized Copy Approved for Release 2013/07/17: CIA-RDP06M00944R0002001200C:Ti-2 2 5. Policies on Apportionment Requirements and Warrant Requests. The following guidelines apply to requests for apportionment and warrant: a. All amounts provided under continuing resolution will be apportioned whenever such amounts would be apportioned under a regular appropriation. In some cases, the apportionment will be automatic; in other cases, the agency will be required to request formal apportionment. b. Agency requests for warrant from Treasury may not exceed the amount apportioned by OMB. c. Agency determinations of amounts that do not exceed 72 percent of the annual amount provided in the extension of the resolution are apportioned automatically, i.e., do not require the submission of a request for an apportionment (S.F. 132), unless otherwise required by OMB. d. An agency determination of amounts in excess of the above percentage must be formally apportioned by OMB. In such a case, the agency is required to submit an apportionment request (S.F. 132) together with a written justification for the amount requested. A copy of the written justification should be submitted simultaneously to the Department of the Treasury together with the usual request for the issuance of appropriation warrants. The justification will demonstrate that an apportionment amount in excess of the above percentage is appropriate. An example of such a justification could be that similar obligation rates occurred in like periods of previous years. e. Should the regular appropriation be enacted during the period covered by a continuing resolution, the department or agency will request reapportionment in accordance with the guidelines in OMB Circular No. A-34. 6. Responsibilities of the Departments and Agencies. Departments and agencies provided with appropriations and funds made available and authority granted pursuant to a continuing resolution are responsible for: a. Making a determination of the appropriations and funds made available and authority granted by the resolution. b. Submitting apportionment requests to OMB within 20 days after approval of a continuing resolution when the agency determination produces an amount in excess of that which would be apportioned automatically under paragraph 5.c. c. Providing a copy of each approved apportionment request (S.F. 132) together with the narrative justification for the request to the Department of the Treasury as soon as possible after approval by OMB. Declassified in Part - Sanitized Copy Approved for Release 2013/07/17: CIA-RDP06M00944R000200120001-2 Declassified in Part- Sanitized Copy Approved for Release 2013/07/17: CIA-RDP06M00944R000200120001-2 3 d. Seeking appropriation warrants from the Treasury in amounts that do not exceed the amounts apportioned by OMB. 7. OMB Responsibilities. OMB will act on each apportionment request submitted pursuant to the requirements of this Bulletin. 8. Obli ation of Funds Prior to A royal of Formal A ortionment b OMB. Agencies may obligate funds necessary to continue normal operations prior to OMB approval of initial apportionments made under a continuing resolution but only up to the amount that would have been apportioned automatically. If an agency obligates funds in excess of the amount automati- cally apportioned or in excess of the amount approved by OMB, whichever applies, the head of the agency will furnish to the President, through the Director of OMB, and to the Congress a report on an Antideficiency Act violation in the form required by section 71 of OMB Circular No. A-34. ? ? ? ? 9. Variance with Instructions in OMB Circular No. A-34. Instruc- tions in OMB Circular No. A-34 (section 45.1) that require amounts warranted pursuant to a continuing resolution be omitted from lines lA and 8 of the "Apportionment and Reapportionment Schedule" (S.F. 132) are superseded by the requirements of this Bulletin. 10. Timing. For automatic apportionments specified under paragraph 5 of this Bulletin, no further action is needed unless specifically required by OMB. In all other cases, agencies will furnish OMB with formal apportionment requests within 20 days after approval of a continuing resolution. 11. Information Contact. For further information agencies should contact their OMB examiner. 12. Sunset Review Date. This Bulletin expires at the end of fiscal year 1981. %Wec ames T. McIntyre, J irector Declassified in Part - Sanitized Copy Approved for Release 2013/07/17: CIA-RDP06M00944R000200120001-2 ONM Bulletin No. 81-4 Declassified in Part- Sanitized Copy Approved for Release 2013/07/17 : CIA-RDP06M00944R000200120001-2 Copies sent to: 1 - OGC Library 1 - AO/DCI 1 - D/Finance 1 - EPDS/Compt/DDO 1 - BMG Declassified in Part- Sanitized Copy Approved for Release 2013107117: CIA-RDP06M00944R000200120001-2 Declassified in Part - Sanitized Copy Approved for Release 2013/07/17: CIA-RDP06M00944R000200120001-2 EXECUTIVE OFFICE OF THE PRESIDENT OFFICE OF MANAGEMENT AND BUDGET WASHINGTON. D.C. 20503 Bulletin No. 81-4 December 19, 1980 TO THE HEADS OF EXECUTIVE DEPARTMENTS AND ESTABLISHMENTS SUBJECT: Excess and Near Excess Foreign Currencies 1. Purpose. This Bulletin informs the departments and agencies of the U.S. owned foreign currencies that have been determined by the Secretary of the Treasury to be in excess or near excess supply. 2. Rescission. This Bulletin supersedes and rescinds OMB Bulletin No. 80-4 of December 5, 1979. The provisions contained in this Bulletin remain in effect until September 30, 1982, unless superseded or rescinded at an earlier date. 3. Policy. Specific guidance on the utilization of excess and near excess foreign currencies is contained in Office of Management and Budget (OMB) Circular No. A-20, Revised. In general, full utilization of excess and near excess foreign currencies in lieu of U.S. dollars--consistent with inter- national agreements and availability of the currencies--must be an objective of every agency with transactions in the respective countries. 4. Excess currencies. Currencies of the following countries are excess to the Government's normal requirements for fiscal years 1981 and 1982. Burma India Egypt* Pakistan Guinea *Limited, see 6 below. 5. Near excess currencies. Supplies of currencies available for U.S. programs for fiscal year 1981 in the following places are above immediate needs, but are not sufficient to be declared excess. Morocco Tunisia Poland Yugoslavia Taiwan Declassified in Part - Sanitized Copy Approved for Release 2013/07/17: CIA-RDP06M00944R000200120001-2 Declassified in Part - Sanitized Copy Approved for Release 2013/07/17: CIA-RDP06M00944R000200120001-2 6. Restrictions on special foreign currency programs. Obligations under special foreign currency programs in Egypt will be made only within ceilings to be established by the Office of Management and Budget. These ceilings will be based on a plan developed by the Department of State in cooperation with the agencies concerned. The amounts involved will be communicated to the appropriate agencies in the near future. 7. Effective date. This Bulletin is effective immediately. 8. Inquiries. Inquiries and requests for assistance should be addressed to the Office of Management and Budget, Budget Review Division, telephone 395-3830. ames T. McIntyre, Jr Director Declassified in Part - Sanitized Copy Approved for Release 2013107117: CIA-RDP06M00944R000200120001-2 410 Declassified in Part- Sanitized Copy Approved for Release 2013107117: CIA-RDP06M00944R000200120001-2 ? OMB Bulletin No. 81-3 30 October 1980 Copies Sent To: 1 - OGC Library Declassified in Part- Sanitized Copy Approved for Release 2013/07/17: CIA-RDP06M00944R000200120001-2 Declassified in Part - Sanitized Copy Approved for Release 2013/07/17: CIA-RDP06M00944R000200120001-2 0