CHEMICAL WARFARE IN SOUTHEAST ASIA AND AFGHANISTAN

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March 22, 1982
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Approved For Release 2011/01/28: CIA-RDP88B00443R002304700004-5 - USICA distributed 2,000 copies in English to all overseas posts - Significant segments ran on Wireless File in English, Arabic, French & Spanish Approved For Release 2011/01/28: CIA-RDP88B00443R002304700004-5 Approved For Release 2011/01/28: CIA-RDP88B00443R002304700004-5 Special Report No. 98 United States Department of State Chemical Warfare in Southeast Asia and Afghanistan Report to the Congress from Secretary of State Alexander M. Haig, Jr., March 22, 1982 Approved For Release 2011/01/28: CIA-RDP88B00443R002304700004-5 Approved For Release 2011/01/28: CIA-RDP88BOO443ROO2304700004-5 THE SECRETARY OF STATE WASHINGTON The years from 1914 to 1918 were among the most destructive of human life in mankind's history. Yet the sacrifice of millions brought no lasting peace. Of the elaborate structure for collective security, and the series of pacts outlawing war and controlling armaments which were negotiated in the aftermath of this First World War, little remains today. The League of Nations, the Kellogg-Briand Pact, and the Washington Naval Agreement were all swept away in the tide of aggression which culminated in a second global conflict. Almost the sole surviving monument, in the law of nations, to the twenty million dead of the First World War is the 1925 Geneva Protocol outlawing chemical and biological warfare. Today this accord, among the oldest of arms control agreements still in force, along with another more recent such agreement banning biological and toxin weapons, is again in danger of being swept away by a new tide of aggression. Over the past seven years chemical and toxin weapons have been used, on an ever- widening scale, in genocidal campaigns against defenseless peoples. These weapons are being used for precisely the reason mankind has condemned and sought to outlaw them-because of their indiscriminate action and horrific effects. Today evidence of chemical and toxin warfare has accumulated to the point where the in- ternational community can no longer ignore the challenge. The enclosed report on the use of chemical and toxin weapons by the Soviet Union and its Allies in Laos, Kampuchea, and Afghanistan has been prepared for submission to the Congress, to the United Nations, and to each member of the inter- national community. The report is drawn from information made available to the United States Government since 1975. It contains the most comprehensive compila- tion of material on this subject available, and presents conclusions which are fully shared by all relevant agencies of the United States Government. The international community and the world public need not rely solely on this report to form their judgment, nor only upon the United States to provide their in- formation. Lethal chemical and toxin weapons are regrettably still in use in Laos, Kampuchea, and Afghanistan. New victims appear, new witnesses come forward, new scientific evidence is uncovered with increasing frequency. The great bulk of the information in the enclosed report could have been collected and analyzed by any in- terested government, international organization, or major news service. If the efforts of the United States Government to call attention to chemical warfare in Afghanistan and Southeast Asia stimulate others to discover for themselves, and join in efforts to expose the truth, this report will have served its most important purpose. Sincerely, Alexander M. Haig, Jr. Chemical Warfare in Southeast Asia and Afghanistan Page Introduction ......... . ......... 4 Key Judgments ................. 6 Methodology ................... 6 Discussion of Findings .......... 7 What Chemical Agents Are Being Used? ...................... 7 Laos .......................... 8 Kampuchea .................... 10 The Soviet Connection in Southeast Asia ....................... 13 Afghanistan .................... 14 Motivation for Using Chemical Weapons .................... 17 ANNEXES Annex A: A Lao Pilot's Account ... 18 Annex B: Findings of U.S. Govern- ment Investigative Teams: Use of Chemical Agents Against the H'Mong in Laos ........... 19 Annex C: Medical Evidence ....... 21 Annex D: Analysis and Review of Trichothecene Toxins ......... 23 Annex E: Overview of Natural Occurrence and Significant Properties of Trichothecenes ... 27 TABLES Table 1: Laos: Summary of Re- ported Chemical Attacks and Associated Deaths, 1975-81 .. 8 Table 2: Kampuchea: Summary of Reported Chemical Attacks and Associated Deaths, 1978-81 .. 11 Table 3: Afghanistan: Summary of Reported Chemical Attacks and Associated Deaths, 1979-81 .. 14 Table B-1: Reports of Probable Chemical Agent Attacks in Laos .................... 20 Table C-1: Comparison of Reported "Yellow Rain" Effects With Known Trichothecene Effects . 22 Table D-1: Symptoms of Chemical Attacks Reported in Laos, Kampuchea, and Afghanistan . 24 Table E-1: Trichothecene-Produc- ing Fungi .................. 28 Table E-2: Historical Trichothecene Mycotoxicoses .............. 28 Table E-3: Physicochemical Methods for Detection of Trichothecenes in Feedstuffs ............... 30 Table E-4: Spontaneous Occur- rence of Trichothecene Myco- toxins ..................... 31 MAPS Laos: Chemical Warfare Opera- tional Areas .............. . . 9 Kampuchea: Chemical Warfare Operational Areas ..... . ..... 12 Afghanistan: Chemical Warfare Operational Areas . . ......... 15 FIGURE Figure E-1: General Structure of Trichothecenes .............. 29 Approved For Release 2011/01/28: CIA-RDP88BOO443ROO2304700004-5 ICIIL 9' '6 Approved For Release 2011/01/28: CIA-RDP88B00443R002304700004-5 This study presents the evidence avail- able to the U.S. Government on chemical warfare activities in Laos, Kampuchea, and Afghanistan through January 1982 and examines the Soviet involvement in those activities. It is based on a massive amount of information, from a variety of sources, which has been carefully com- piled and analyzed over the years. The paper is accompanied by annexes and tables that provide details of the medical evidence and sample analyses, a technical description of trichothecene tox- ins, and other supporting data. INTRODUCTION Nearly 7 years ago, reports of the use of lethal chemical weapons began to emerge from Laos. In 1978, similar reports started to come from Kampu- chea, and in 1979 from Afghanistan. Early reports were infrequent and frag- mentary, reflecting the remoteness of the scene of conflict and the isolation of those subjected to such attacks. In the summer of 1979, however, the State Department prepared a detailed compila- tion of interviews with refugees from Laos on this subject. That fall, a U.S. Army medical team visited Thailand to conduct further interviews. By the winter of 1979, the United States felt that it had sufficiently firm evidence of chemical warfare to raise the matter with the governnents of Laos, Vietnam, and the Soviet Union, All three govern- ments denied that a basis for concern over the use of chemical warfare agents existed. Dissatisfied with these responses, and possessing further reports that lethal chemical agents were in use in Southeast Asia and Afghanistan, the U.S. Government in 1980 began to raise the issue publicly in the United Nations, with the Congress, and in other forums. In August of that year, the State Department provided extensive docu- mentation containing evidence of chemi- cal weapons attacks to the United Na- tions and also made this material public- ly available. In December, as a result of efforts by the United States and other concerned nations, the U.N. General Assembly voted to initiate an inter- national investigation into the use of chemical weapons. This investigation is still underway. To date, the U.N. invest- igating team has been denied admission to any of the three countries where these weapons are in use. Despite the volume of information on chemical warfare in Southeast Asia which had become available by 1980, there remained one major unresolved issue-the exact nature of the chemical agents in use. Collection of physical samples was hindered by the remoteness of the then principal areas of conflict- as many as 6 weeks by foot to the nearest international border. Tests for known chemical warfare agents on those samples that were obtained proved con- sistently negative. In order to identify the chemical agents in use, U.S. experts in late 1980 began to go back over all the'report- ing-as far back as 1975-looking for new clues. Ifi particular, they sought to match the reported symptomatology of victims-which commonly included skin irritation, dizziness, nausea, bloody vomiting and diarrhea, and internal hemorrhaging-with possible causes. As a result of this review, the U.S. Govern- ment in mid-1981 began to test physical samples from Southeast Asia for the presence of toxins. These substances are essentially biologically produced chemical poisons. Although they have never before been used in war, this was a technical possibility, and it was noted that certain toxins could produce the sorts of symptoms observed in South- east Asian victims of chemical warfare. In August 1981, unnatural levels and combinations of lethal trichothecene tox- ins were detected in the first sample to be tested by the United States for such agents. This consisted of vegetation taken from a village in Kampuchea where an attack occurred in which peo- ple had died after exhibiting the symp- toms described above. In succeeding months, further samples, taken from the sites of attacks in both Kampuchea and Laos, yielded similar results. So did samples of blood taken from victims of a chemical attack in Kampuchea. Despite a continued flow of reports, dating back over 7 years, of chemical warfare in Southeast Asia and more recently Afghanistan, and despite the still mounting physical evidence of the use of trichothecene toxins as warfare agents, doubts as to the conclusive nature of the available evidence have persisted. These doubts have arisen for several reasons. For one, the evidence of the use of lethal chemical weapons has become available over a period of several years and from a variety of sources. Few governments, journalists, or interested members of the public have been exposed to all of this evidence, nor has it been available in any one place. A second difficulty has been the inevitable need for the U.S. Government to protect some of the relevant information, often gathered at personal risk to individuals who secured it, or obtained through the use of highly sensitive methods. February 1980 A bilateral demarche was made to the Soviets about U.S. concerns regarding chemi- cal warfare use in both Laos and Kampuchea and about reports that chemical weapons were being used by the Soviets in Afghani- stan. The demarche was made in Geneva in the context of the U.S./Soviet bilateral negotiations on a comprehensive prohibition of chemical weapons production, develop- ment, and stockpiling. May 1980 An interagency team of U.S. Government political, technical, and intelligence officers was dispatched to Europe to brief the allies about the problem and to stimulate support for having an impartial international in- vestigation conducted. July 1980 Another bilateral demarche was made to the Soviets in the context of the U.S./Soviet bilateral chemical warfare negotiations, con- cerning the problem of the reported use of chemical weapons in both Southeast Asia and Afghanistan. The Inter-Parliamentary Union adopted a resolution calling for an impartial interna- tional investigation of reports of chemical weapons use. August 1980 The United States circulated to U.N. member states a 125-page compendium of reports and declassified intelligence informa- tion pertaining to the use of chemical weapons in Laos, Kampuchea, and Afghani- stan. The 40-nation Committee on Disarma- ment included language in its Annual Report to the U.N. General Assembly on the need for an impartial international investigation of the problem of chemical weapons use. December 1980 With the full and active support of the United States, the West, and others, the U.N. General Assembly adopted a resolution (A135/144 C) establishing a U.N. investiga- tion, under the auspices of the U.N. Secretary General and with the assistance of qualified medical and technical experts, of reports of chemical weapons use. The vote was 78 in favor to 17 opposed, with 36 abstentions. March 1981 In accordance with U.N. General Assembly Resolution A/351144 C and the re- quest of the U.N. Secretary General, the U.S. submitted detailed information pertaining to the reports of the use of chemical weapons in Southeast Asia and Afghanistan. The U.S. submission consisted of a letter summarizing Approved For Release 2011/01/28: CIA-RDP88B00443R002304700004-5 Chronology of Diplomatic/ International Actions on Chemical Warfare Use October 1978 The United States called to the attention of the Lao Charge d'Affaires in Washington the press reports alleging use of poison gas in Laos. Assistant Secretary of State for East Asian and Pacific Affairs Holbrooke traveled to Vientiane and discussed our concerns over H'Mong human rights and other issues with Lao leaders. Late 1978 The Department of State directed U.S. diplomatic missions in the Southeast Asia area to seek to develop information on the alleged use of poison gas against the H'Mong. January 1979 The Department of State again informed the Lao Embassy of U.S. concerns about reports of poison gas use in Laos, coupling this with a similar demarche in Vientiane. The Lao denied the validity of the reports. March 1979 The U.S. Representative to the 35th ses- sion of the U.N. Human Rights Commission expressed U.S. concern about the plight of the H'Mong, specifically raising the poison gas use issue. May 1979 A State Department representative went to refugee camps in Thailand to interview H'Mong claiming to be eyewitnesses and/or victims of poison gas attacks in Laos. A State Department representative visited Vientiane where he discussed the problem with various diplomatic missions and the senior U.N. representative in Laos. Dur- ing that visit, he raised U.S. concerns about the problem directly with the Lao Foreign Ministry. September 1979 A Department of Defense medical team was dispatched to Thailand to interview and prepare a report on H'Mong refugees having knowledge of gas attacks in Laos. November 1979 Demarches were made to the Vietnamese in Paris and to the Soviets in Moscow expressing U.S. concerns about reports of poison gas being used against "resistance forces" in Laos. Both the Soviets and Viet- namese supported the Lao denial of the validity of the reports. December 1979 State and Defense Department officials preserfbd evidence of gas attacks in Laos to the House Foreign Affairs Committee. the U.S. submission, the U.S. compendium of reports from August 1980, an update to that compendium covering the period through January-February 1981, the transcripts of congressional hearings held on the subject in December 1979 and in April 1980, and the texts of House and Senate resolutions con- demning the use of chemical weapons. July 1981 The United States provided further details and written responses to questions from the U.N. Group of Experts concerning the U.S. submission of March 1981. September 1981 Secretary Haig announced, in his September 13 speech in Berlin, that the United States had obtained physical evidence of the use of lethal mycotoxins in Southeast Asia, discovered in the analysis of a leaf and stem sample obtained from the site of a chemical attack in Kampuchea. On September 14, the United States sub- mitted a report on the new evidence pertain- ing to the use of mycotoxins to the U.N. Group of Experts investigating reports of chemical weapons use. Under Secretary of State for Political Affairs Stoessel held a press conference in Washington on September 14 and provided a detailed press backgrounder on the new evidence. Secretary Haig raised U.S. concerns about the new evidence pertaining to the use of lethal mycotoxins in Southeast Asia and about the 1979 Sverdlovsk anthrax incident with Soviet Foreign Minister Gromyko during their bilateral consultations at the United Na- tions in New York. October 1981 Following up the Haig/Gromyko discus- sions, detailed bilateral demarches were made to the Soviets in Washington by Acting Arms Control and Disarmament Agency Director Grey, and a followup in Moscow by the U.S. Deputy Chief of Mission, on the general sub- ject of Soviet Biological Warfare Convention compliance and specific U.S. concerns regard- ing the 1979 Sverdlovsk anthrax incident and the evidence of the use of trichothecene mycotoxins in Southeast Asia. The Soviets re- jected U.S. concerns once again in their for- mal response in November. An interagency team of political, tech- nical, and intelligence officers was dispatched to Europe to brief the allies about the new evidence of the use of lethal mycotoxins in Southeast Asia. A delegation of U.S. Government politi- cal, technical, and medical experts appeared before the U.N. Group of Experts to respond to questions pertaining to the U.S. submis- sion on September 14 of new evidence con- cerning the use of lethal mycotoxins in South- east Asia. November 1981 The U.N. Group of Experts investigating reports of chemical weapons use traveled to Thailand to visit refugee camps and interview and examine survivors and eyewitnesses of chemical attacks in Laos and Kampuchea. While there, the experts also obtained samples from alleged chemical attacks and samples of vegetation and blood from refugees exposed to chemical attacks. Richard Burt, Director of the Bureau of Politico-Military Affairs, in testimony before the Congress, announced the results of analyses of additional samples of chemical warfare use revealing the presence of high levels of mycotoxins and the results of analyses of control samples from Southeast Asia which were found to contain no myco- toxins. The United States submitted a report on its analyses of chemical warfare use samples from both Kampuchea and Laos, which were found to contain high levels of mycotoxins, to the U.N. Group of Experts investigating reports of chemical weapons use. Demarches were made to the Vietnamese in New York and to the Lao in Vientiane regarding the evidence of the use of lethal mycotoxins in the conflicts in Kampuchea and Laos. Both the Vietnamese and the Lao re- jected the evidence and denied the validity of U.S. concerns. December 1981 The U.N. Secretary General submitted the Report of the U.N. Group of Experts in- vestigating reports of chemical weapons use (A/36/613). The report was inconclusive and stated that the group had been unable to carry out all the actions it had intended (i.e., on-site visits to Afghanistan, Laos, and Kam- puchea) due to the refusals to cooperate of the countries concerned, and that it had been unable to complete some of the actions it had planned (e.g., on-site visits to Pakistan, analysis of the samples obtained in Thailand) in the time available. With the full and active support of the United States, the West, and others, the U.N. General Assembly adopted a resolution (A/36/96 C) extending for another year the mandate of the U.N. Secretary General's Group of Experts investigating reports of chemical weapons use. The vote on the resolution was 86 in favor to 20 opposed, with 32 abstentions. Approved For Release 2011/01/28: CIA-RDP88BO0443RO02364700004-5 L -" This report represents an effort of the U.S. Government to correct the first deficiency and to ameliorate the second to the extent possible. In preparation of this report, all of the information avail- able to the U.S. Government on chemi- cal weapons use in Laos, Kampuchea, and Afghanistan was assembled in one place. This information was again re- viewed, analyzed, cross-indexed, and organized in a coherent fashion. Based upon this comprehensive analysis, a set of conclusions were drawn, conclusions which have since been reviewed and agreed on without qualification by every relevant agency of the U.S. Govern- ment. The evidence upon which this report is based is of several kinds, including: ? Testimony of those who saw, ex- perienced, and suffered from chemical weapons attacks; ? Testimony( of doctors, refugee workers, journallists, and others who had the opportunity to question large numbers of those with firsthand experi- ence of chemical. warfare; ? Testimony( of those who engaged in chemical warfare or were in a posi- tion to observe those who did; ? Scientific evidence, based upon the analysis of physical samples taken from sites where attacks had been conducted; ? Documentary evidence from open sources; and ? Intelligence derived from "national technical means."' These sources provide compelling evidence that terns of thousands of un- sophisticated ancli defenseless peoples have for a period of years been sub- jected to a campaign of chemical at- tacks. Taken together, this evidence has led the U.S. Government to conclude that Lao and Vietnamese forces, operating under Soviet supervision, have, since 1975, employed lethal chemical and toxin weapons in Laos; that Vietnamese forces have, since 1978, used lethal chemical and toxin agents in Kampuchea; and that Soviet forces have used a variety of lethal chemical warfare agents, including Only an alert and outspoken world com- munity, intent to maintain those stand- ards of international behavior it has so painfully achieved and so tenuously es- tablished, can bring sufficient pressure to bear to halt these violations of law and treaty. It is hoped that publication of this report will be one step in this process, the end result of which will be the cessation of chemical warfare and the strengthening of the rule of law in the affairs of nations. Laos. The U.S. Government has concluded from all the evidence that selected Lao and Vietnamese forces, under direct Soviet supervision, have employed lethal trichothecene toxins and other combinations of chemical agents against H'Mong resisting government control and their villages since at least 1976. Trichothecene toxins have been positively identified, but medical symp- toms indicate that irritants, incapaci- tants, and nerve agents also have been employed. Thousands have been killed or severely injured. Thousands also have been driven from their homeland by the use of these agents. Kampuchea. Vietnamese forces have used lethal trichothecene toxins on Democratic Kampuchean (DK) troops and Khmer villages since at least 1978. Medical evidence indicates that irritants, incapacitants, and nerve agents also have been used. Afghanistan. Soviet forces in Afghanistan have used a variety of lethal and nonlethal chemical agents on mujahidin resistance forces and Afghan villages since the Soviet invasion in December 1979. In addition, there is some evidence that Afghan Government forces may have used Soviet-supplied chemical weapons against the mujahidin even before the Soviet invasion. Although it has not been possible to verify through sample analysis the specific agents used by the Soviets, a nerve gases, in Afghanistan since the number of Afghan military defectors Soviet invasion of that country in 1979. have named the agents brought into the The implications of chemical warfare country by the Soviets and have de- in Afghanistan and Southeast Asia are scribed where and when they were painful to contemplate but dangerous to employed. This information has been ignore. This activity threatens not only correlated with other evidence, including the peoples of those isolated regions but the reported symptoms, leading to the the international order upon which the conclusion that nerve agents, phosgene security of all depends. Those who today oxime, and various incapacitants and suffer chemical warfare against their irritants have been used. Other agents homelands are powerless to stop it. The and toxic smokes also are in the coun- prohibitions of international law and try. Some reported symptoms are con- solemn agreement are not self-enforcing. sistent with those produced by lethal or sublethal doses of trichothecene toxins, but this evidence is not conclusive. The Soviet Connection. The conclu- sion is inescapable that the toxins and other chemical warfare agents were developed in the Soviet Union, provided to the Lao and Vietnamese either direct- ly or through the transfer of know-how, and weaponized with Soviet assistance in Laos, Vietnam, and Kampuchea. Soviet military forces are known to store agents in bulk and move them to the field for munitions fill as needed. This practice also is followed in South- east Asia and Afghanistan, as evidenced by many reports which specify that Soviet technicians supervise the ship- ment, storage, filling, and loading onto aircraft of the chemical munitions. The dissemination techniques reported and observed evidently have been drawn from years of Soviet chemical warfare testing and experimentation. There is no evidence to support any alternative ex- planation, such as the hypothesis that the Vietnamese produce and employ toxin weapons completely on their own. The judgments of this study were ar- rived at through a rigorous analytical process. ? Every relevant piece of informa- tion on reported chemical warfare inci- dents was reviewed, recorded, and tabu- lated. Numbers of attacks and deaths were screened for possible duplication. Extensive data on the Soviet chemical and biological warfare program also were reviewed. ? All the test data on physical evi- dence available to the U.S. Govern- ment-including environmental samples and background controls-were re- viewed. ? A scientific report on toxins, which concluded that trichothecenes probably were among the agents used in Southeast Asia, was prepared. ? The medical evidence was ana- lyzed, drawing on all available informa- tion from Southeast Asia and Afghani- stan and incorporating the findings of a Department of Defense medical team, which concluded that at least three types of agents were used in Laos. ? Extensive consultations were held with government and nongovernment scientists and medical authorities, many of whom were asked to review the evi- dence. Experts from other countries also were consulted. After the data were organized to elusion, however, rested on a much permit comparative analysis, the study broader base of evidence than analysis focused on three separate questions. of one sample. ? Have lethal and other casualty- By April 1980, the U.S. Government producing agents been used in gnntheast had already concluded that lethal agents ? What are these agents, and how and by whom are they employed? ? Where do these agents originate, and how do they find their way to the field? Although the evidence differs for each country, the analytical approach was the same. Testimony of eyewit- nesses-date, place, and type of at- tack-was matched against information from defectors, journalists, international organizations, and sensitive information that often pinpointed the time and place of chemical attacks. In addition, infor- mation on military operations in the areas where chemical attacks had been reported was examined to establish whether air or artillery strikes took place or whether there was fighting in the areas where chemical agents report- edly were used. In all three countries, instances were identified in which eye- witness accounts could be correlated directly with information from other sources on military operations in prog- ress. There is no evidence of any system- atic propaganda campaign by either the H'Mong in Laos or the Afghan resist- ance forces to promote the allegation that chemical agents have been used on their people. On the other hand, there were early indications that Pol Pot's Democratic Kampuchean resistance did engage in an organized propaganda cam- paign on chemical agent use. These in- dications made U.S. Government analysts cautious about accepting DK allegations, which increased markedly after the chemical attacks in Laos were publicized. For Kampuchea, therefore, special efforts were taken to confirm such allegations by analyzing sources of information that in no way could be con- sidered part of a propaganda or decep- tion campaign. In September 1981, the U.S. Govern- ment declared publicly that toxins- poisonous chemical substances extracted from biological material-probably were the mysterious lethal agents used for many years in Laos and Kampuchea. The statement was prompted by the discovery of high levels of trichothecene toxins in a vegetation sample collected shortly after a March 1981 Vietnamese chemical attack in Kampuchea. This con- H'Mong tribespeople in Laos. There was less certainty then about the use of lethal agents in Kampuchea, mainly because of the already mentioned suspi- cions about the propaganda campaign of Pol Pot's Democratic Kampuchean forces, although their claims subsequent- ly were shown to be valid. It was also concluded that chances were about even that lethal agents had been used in Afghanistan. There was little doubt by April 1980 that riot-control agents and some form of incapacitants had been used in all three countries. Since that April 1980 assessment, additional evidence has allowed a much firmer con- clusion. There is now no doubt that casualties and deaths have resulted from chemical attacks in all three countries. What Chemical Agents Are Being Used? As soon as it was determined that chemical agents had been used, an effort was made to identify the specific agents. To do this it was necessary to collect and analyze at least one of the following: environmental samples contaminated with agents, the munitions used to deliver agents, or biological specimens from victims of an attack. A study by medical-toxicological experts of symp- toms exhibited by individuals exposed to toxic agents provides a good indication of the general class of chemical agent used. Thus, the range of clinical mani- festations from chemical agents, as reported by a U.S. Army investigative team in Thailand, resulted in the deter- mination that nerve agents, irritants such as CS, and highly toxic hemorrhag- ic chemicals or mixture of chemicals were used in Laos. Other medical-toxicological person- nel who reviewed the evidence and con- ducted their own investigation reached the same conclusion. They further in- dicated that toxins such as the trichothe- cenes were a probable cause of the lethal hemorrhaging effect seen in Kampuchea and Laos. In many cases, symptoms reported by the Democratic Kampu- chean forces in Kampuchea and the mu- jahidin in Afghanistan were similar to those reported by the H'Mong in Laos. Moreover, symptoms reported from Afghanistan and Kampuchea indicated that a highly potent, rapid-acting, in- capacitant "knockout" chemical also was being used. Mujahidin victims and wit- nesses to chemical attacks reported other unusual symptoms, including a blackening of the skin, severe skin irrita- tion along with multiple small blisters and severe itching, severe eye irritation, and difficulty in breathing-all of which suggests that phosgene oxime or a, similar substance was used. Collecting samples possibly contami- nated with a toxic agent during or after a chemical assault is difficult under any circumstances but particularly when the assault is against ill-prepared people without masks or other protective equip- ment. Obtaining contaminated samples that will yield positive traces of specific chemical agents depends on many fac- tors. These include the persistency of the chemical, the ambient temperature, rainfall, wind conditions, the medium on which the chemical was deposited, and the time, care, and packaging of the sample from collection to laboratory analysis. Many traditional or known chemical warfare agents are nonpersistent and disappear from the environment within a few minutes to several hours after be- ing dispersed. Such agents include the nerve agents sarin and tabun; the blood agents hydrogen cyanide and cyanogen chloride; the choking agents phosgene and diphosgene; and the irritant phosgene oxime. Other standard chemical warfare agents-such as the nerve agents VX and thickened soman and the blistering agents sulfur mustard, nitrogen mustard, and lewisite-may persist for several days to weeks depending on weather conditions. The trichothecene toxins have good persistency but may be diluted by adverse weather conditions to below detectable concentrations. To maximize the chances of detection, sample collec- tions need to be made as rapidly as possible after a chemical assault; as with many agents, this means minutes to hours. Under the circumstances of Southeast Asia and Afghanistan, such rapid collection has simply not been possible. Although many samples were collected, few held any realistic prospect of yielding positive results. It is fortu- nate that trichothecenes are sufficiently persistent and in some cases were not diluted by adverse weather conditions. Thus we were able to detect them several months after the attack. Samples have been collected from Southeast Asia since mid-1979 and from Afghanistan since May 1980. To date, about 50 individual samples-of greatly varying types and usefulness for analyti- cal purposes-have been collected and analyzed for the presence of known Approved For Release 2011/01/28: CIA-RDP88BO0443RO02304700004-5 Approved For Release 2011/01/28: CIA-RDP88B00443R002304700004-5 chemical warfare agents, none of which has been detected. Based on recommen- dations by medical and toxicological ex- perts and findings of investigators from the U.S. Army's Chemical Systems Laboratory, several of the samples have been analyzed for the trichothecene group of mycotoxins. Four samples, tw o from Kampuchea and two from Laosl were found to contain high levels of tri- chothecene toxins. In addition, prelimi- nary results of the analysis of blood samples drawn from victims of an attack indicate the presence of a trichothecene metabolite of T- 2, namely HT-2. A review of all reports indicates the use of many different chemical agents, means of delivery, and types of chemical attacks. The use of trichothecene toxins has been identified through symptoms and sample analysis. In some cases, however, the symptoms suggest other agents, such as nerve gas, which have not been identified through sample analysis.. Significant differences as well as similarities have surfaced in the reports from the three countries. The evidence from each country, therefore, is described separately, with attention drawn to similarities where appropriate. Laos Reports of chemical attacks against H'Mong villages and guerrilla strong- holds in Laos date from the summer of 1975 to the present (see Table 1). Most of the reports were provided by H'Mong refugees who were interviewed in Thai- land and the United States. More than 200 interviews were carried out various- ly by U.S. Embassy officials in Thailand, a Department of -.Defense team of medical-toxicological experts (see Annex B), U.S. physicians, Thai officials, jour- nalists, and representatives of interna- tional aid and relief organizations. Ac- cording to the interviews, Soviet AN-2 and captured U.S. L-19 and T-28141 aircraft usually were employed to disseminate toxic chemical agents by sprays, rockets, and bombs. In some cases, Soviet helicopters and jet aircraft were said to have been used. The reports describe 261 separate attacks in which at least 6,504 deaths were cited as having resulted directly from exposure to chemical agents. The actual number of deaths is almost cer- tainly much higher, since the above figure does not take account of deaths in attacks for which no specific casualty figures were reported. The greatest con- centration of reported chemical agent use occurred in the area where the three TABLE 1 Laos: Summary of Reported Chemical Attacks and Associated Deaths, 1975-81 Time Period Area Attacksa Deathsb Summer 1975 Vientiane 2 25+ Fall 1976 Phou Bia 8 10 Savannakhet 1 10 Winter 1976-77 Phou Bia 2 16 Spring 1977 Phou Bia 6 66+ Khammouan 2 1 Summer 1977 Phou Bia 6 95 Fall 1977 Phou Bia 1 25 Winter 1977-78 Phou Bia 10 1,328+ Savannakhet 6 224 Spring 1978 Phou Bia 34 969+ Summer 1978 Phou Bia 22 664+ Fall 1978 Phou Bia 19 572 Winter 1978-79 Phou Bia 5 15+ Spring 1979 Phou Bia 36 257+ Summer 1979 Phou Bia 5 239+ Fall 1979 Phou Bia 10 56 Xaignabouri 2 24+ Winter 1979-80 Phou Bia 4 10+ Spring 1980 Phou Bia 3 24 Summer 1980 Phou Bia 6 187+ Fall 1980 Xaignabouri 1 12 Phou Bia 7 88+ Savannakhet 3 1+ Winter 1980-81 Xaignabouri 2 57 Phou Bia 4 82 Vientiane 1 1+ Spring 1981 Houaphan 2 ? Phou Bia 7 218 Vientiane 1 Summer 1981 Phou Bia 1 ? Fall 1981 Phou Bia 4 500+ Khammouan 3 534+ 226 6,310+ a This tabulation omits 35 attack sites, accounting for 194 deaths, which could not be geographically located in the reports. The totals overall were 261 attacks and more than 6,504 deaths. b A plus sign indicates that the report(s) of deaths gave a minimum figure. In some cases (shown with a question mark) deaths were reported, but no number was given. Other reports (signified with a dash) gave no in- formation on fatalities. provinces of Vientiane, Xiangkhoang, and Louangphrabang adjoin (see map). This triborder region accounted for 77% of the reported attacks and 83% of the chemical-associated deaths. Most of the reported attacks took place in 1978 and 1979. Since 1979, the incidence of chemi- cal attacks appears to have been lower, but reported death rates among un- protected and untreated victims were higher. Only seven chemical attacks were reported in the fall of 1981, for ex- ample, yet 1,034 deaths were associated with those incidents. The medical symptoms reportedly produced by the chemical agents are varied. According to knowledgeable physicians, the symptoms clearly point to at least three types of chemical agents-incapacitantlriot-control agents, a nerve agent, and an agent causing massive hemorrhaging. The last-named was positively identified as trichothecene toxins. This was announced publicly by Secretary Haig in September 1981. In a number of the refugee reports, eyewitnesses described attacks as con- sisting of "red gas" or a "yellow cloud." Laos: Chemical Warfare Operational Areas Thailand Vietna5 Houaphan Province where chemical attacks have occurred It Military region headquarters containing chemical sections Refugee camp Sampling area-trichothecene toxins 4 Airfield Names and boundary representation are not necessarily authoritative. Approved For Release 2011/01/28: CIA-RDP88B00443R002304700004-5 Kampuchea China Red gas was considered the more lethal. A former Lao Army captain stated that the "red gas" caused the H'Mong to die within 12 hours. An employee of an in- ternational organization interviewed vic- tims of a September 15, 1979 attack in which nonlethal rounds preceded an at- tack by five or six "red gas" bombs that covered a 500-meter area. Persons within 30-100 meters of the circle died in 10 minutes after severe convulsions. Others had headaches, chest pains, and vomiting but did not die. Every qualified interrogator who systematically interviewed the H'Mong refugees concluded that they had been subjected to chemical attacks. A U.S. Government medical team returned from Thailand in 1979 convinced that several unidentified chemical warfare agents had produced the symptoms described by the refugees. This evidence was expanded by testimony from a variety of sources, including that of a Lao pilot who flew chemical warfare missions before defecting in 1979. His detailed description of the Lao, Viet- namese, and Soviet program to use chemical agents to defeat the H'Mong resistance helped dispel any lingering suspicions that the refugees had fabricated or embellished the stories. The Lao pilot described the chemical rocket he had fired as having a more loosely fitting warhead than a conven- tional rocket. (His account appears in Annex A.) In 1977, a H'MMong resistance leader found a U.S. 2.751-inch rocket* with a modified Soviet wrarhead that fits the Lao pilot's description. Other sources reported that U.S. 2.75-inch rockets were fitted with Soviet-supplied lethal chemical warheadls by Soviet and Viet- namese technicians at facilities in Vien- tiane as well as in Xiangkhoang and Savannakhet Provinces. Munitions storage facilities suitable for storing chemical agents and weapons have been identified in each of these provinces. The aircraft types-AN-2s, L-19s, and T-28/41s-most often reported by the H'Mong refugees as being used to deliver chemical agents have been iden- tified as based on airfields in northern Laos throughout this period. A special Lao Air Force unit is responsible for chemical rockets. The unit is com- manded by a Soviet-trained Lao and has a Soviet rocket expert attached as an adviser. * During withdrawal of U.S. forces from Vietnam, thousands of these fell into Viet- namese hands. Obtaining additional data for Laos has been difficult because of the nature of the fighting there. There have been few major operations. The reports reflect numerous minor engagements be- tween the opposing forces. In nearly all cases, the chemical use reported has been directed against villages, in the absence of obvious combat operations. This lends support to the Lao pilot's claim that the Vietnamese and Lao military commands were engaged in a "H'Mong extermination" campaign. Of particular interest are the circum- stances surrounding the collection of two physical samples found to contain lethal toxins. The first was collected after a March 13, 1981 attack on a village between the villages of Muong Chai and Phakhao in the Phou Bia region. In this case, a large two-engine plane reportedly sprayed a mist of a moist, yellow, sticky substance; two villagers and all village animals died. The second sample is from Ban Thonghak, another village in the Phou Bia region, collected following an April 2, 1981 attack in which a jet aircraft reportedly sprayed a yellow substance; 24 of the 450 villagers died. In the spring of 1981, seven separate chemical attacks, resulting in 218 deaths, were reported to have occurred in this region. It is significant that these attacks took place following a period of escala- tion in overall resistance activities in the Phou Bia area in the winter of 1980-81. During that period, joint suppression operations by Lao People's Liberation Army and Vietnamese Army forces had achieved only limited success, perhaps spurring both forces on to greater effort. The more intense use of chemical weapons may have been part of this effort. Evidently the fact that chemical agents were being used in Laos was not widely known among units of the Lao Army. In June 1981, a group of refugees from a village in Vientiane Province reached Thailand and described attacks against them carried out a month earlier by helicopters "dropping poison" into their water supply. Lao field units subsequently entered the village and were surprised at the sight of many villagers still suffering from symptoms of acute poisoning. According to a villager, when the Lao military person- nel saw the "small yellow grains" spread around the village, they were convinced that toxic chemicals had been used on the village and requested medical assist- ance for those villagers still suffering from nausea and bloody diarrhea. Approved For Release 2011/01/28: CIA-RDP88B00443R002304700004-5 In a December 15, press con- ference in Beijing, former Lao Health Ministry Bureau Director Khamsengkeo Sengsathit-who had defected to China-confirmed that chemical weapons were being used "in the air and on the ground" in Laos, killing "thou- sands." He asserted that the Vietnamese alone were using such weapons, keeping the matter secret from the Lao. He also stated that 3,000 Soviet advisers were in Laos and "have taken control" of the Lao Air Force, while 40,000-50,000 Vietnamese troops had "reduced Laos to the status of a colony." Kampuchea Since October 1978, radio broadcasts, press releases, and official protests to the United Nations by the Democratic Kampuchea leadership have accused the Vietnamese and the Hanoi-backed Peo- ple's Republic of Kampuchea regime of using Soviet-made lethal chemical agents and weapons against DK guerrilla forces and civilians. DK allegations for a time were the only source of information con- cerning chemical warfare attacks in Kampuchea. In November 1979, however, the guerrilla forces of the Khmer People's National Liberation Front reported that the Vietnamese had attacked them with a tear gas which, from their description, resembled the riot-control agent CS. Subsequently, Thai officials, Democratic Kampuchea in- formants and refugees, Vietnamese Ar- my defectors, U.S. and Thai medical personnel, officials of international aid and relief organizations, and Canadian and West European officials also have implicated the Vietnamese in the offen- sive use of lethal and incapacitating chemical agents in Kampuchea. There are reports of 124 separate attacks in Kampuchea from 1978 to the fall of 1981 in which lethal chemicals caused the deaths of 981 persons (see Table 2). The mortality figure represents a minimum because some reports state only that there were deaths and do not provide a number. The earliest reports cite attacks in Ratanakiri Province, in the northeastern corner of the country (see map). Reports from 1979 to the present show the use of lethal chemicals primarily in the provinces bordering Thailand. The greatest use of chemical agents apparently has been in Battam- bang Province, with 51 reported inci- dents; Pursat Province has experienced the next highest frequency, with 25 TABLE 2 Kampuchea: Summary of Reported Chemical Attacks and Associated Deaths, 1978-81 Time Period Area Attacks Deathaa 1978 Ratanakiri 5 Summer 1979 Kompong Speu 4 37 Fall 1979 Siem Reap 1 Battambang 4 22+ Pursat 2 1+ Koh Kong 2 6+ Kampot 1 3 Kompong Chhnang 2 118 Winter 1979-80 Battambang 12 64+ Pursat 5 21+ Koh Kong 2 4 Spring 1980 Battambang 3 20+ Pursat 8 24+ Koh Kong 5 13 Summer 1980 Siem Reap 1 82+ Battambang 3 23+ Pursat 2 7 Koh Kong 3 Winter 1980-81 Battambang 8 Pursat 2 Preah Vihear 1 Battambang 12 163+ Pursat 3 42+ Koh Kong 1 Kampot 1 Kompong Thom/Cham 1 Siem Reap 16 305 Battambang 6 16 Pursat 3 - Koh Kong 1 - Kampot 1 - a A plus sign indicates that the report(s) of deaths gave a minimum figure. In some cases (shown with a question mark) deaths were reported, but no number was given. Other reports (signified with a dash) gave no in- formation on fatalities. reported incidents. These numbers are consistent with the overall high level of military activity reported in the border provinces. A review of information from all sources provides direct and specific sup- port for 28 of 124 reported attacks. There is, in addition, some evidence that in all reported instances some form of attack took place. This evidence includes reports of troop movements, supply transfers, operational plans, postopera- tion reporting, and air activity. It in- dicates that military activity took place at the time and place of every incident reported to involve lethal chemical agents. In some cases, it provides strong circumstantial evidence that the action involved chemical substances-for exam- ple, the movement of chemicals and per- sonal protection equipment into the area. There is no doubt that in late 1978 and 1979 the Vietnamese, and what later became the People's Republic of Kampuchea forces, made at least limited use of riot-control chemicals and possible incapacitating agents against both Com- munist and non-Communist guerrilla forces in Kampuchea. The chemicals used probably included toxic smokes, riot-control agents such as CS, and an unidentified incapacitating agent that caused vertigo and nausea and ultimate- ly rendered victims unconscious with no other signs or symptoms. In March 1979, during Vietnamese operations against Khmer Rouge forces in the Phnom Melai area, a Vietnamese Approved For Release 2011/01/28: CIA-RDP88B00443R002304700004-5 Army private, who later defected, ob- served the following activities related to chemical warfare. During the fighting, all regiment (740th) troops were issued gas masks. However, the 2nd Battalion, a "border defense unit," was not issued masks. This unit was in the Phnom Melai area and was virtually surrounded by Khmer Rouge forces. At another point in the battle, the regiment's troops were ordered to don masks. The Viet- namese Army private reported that he saw two Soviets (Caucasians) fire a DH-10 (a hand-held weapon identified by the private's comrades). He was about 50 meters from the firing point. The weapon at impact, which he was able to observe from his position, gave off clouds of white, gray, and green gas/smoke. His signal unit subsequently passed a message reporting that there were 300 dead, including the un- protected Khmer Rouge and Vietnamese of the border defense forces' 2nd Bat- talion. The corpses reportedly had traces of white and green powder on their faces and clothes. Their faces were con- torted, with eyes wide open. No blood was seen. (A H'Mong resistance leader described an incident in 1981 in which two Soviet soldiers fired a hand-held weapon that dispersed a similar lethal agent.) Starting in February 1980, reports revealed that the Vietnamese were using 60 mm mortars, 120 mm shells, 107 mm rockets, M-79 grenade launchers filled with chemical agents, as well as muni- tions delivered by T-28 aircraft. Accord- ing to the DK, the chemicals used were green and yellow and powderlke in ap- pearance. In some instances the gas was described as yellow or white. The symp- toms described were tightening of the chest, disorientation, vomiting, bleeding from the nose and gums, discoloration of the body, and "stiffening" of the teeth. In July 1980, the DK described artillery attacks that produced a black smoke causing itchy skin, weakness, skin le- sions, and in some cases decaying skin and blisters. In December 1980, the Vietnamese were once again firing chemical artillery shells, and it was believed that poison chemicals were being brought into Thailand's border region. By March 1981, the Democratic Kampuchea forces had reported numer- ous attacks directed against them with lethal chemical agents and the poisoning of food and water. U.S. analysis of contaminated vege- tation samples collected within hours of a March 1981 attack showed high levels of three trichothecene toxins in a com- bination that would not be expected to be found in a natural outbreak in this Kampuchea: Chemical Warfare Operational Areas ttam BattB ai\ 2~ T 11 Kompong Chhnang Ko Koh Kong S eu Area of concentrated chemical attacks Takeo Province where chemical attacks have occurred 0 Sampling area-trichothecene toxins Oddar Meanchey Approved For Release 2011/01/28: CIA-RDP88B00443R002304700004-5 environment. At the levels found on the vegetation, the three trichothecenes would produce vomiting, skin irritations and itching, and bleeding symptoms. Water samples taken from the area of the same attack also contained tricho- thecene toxins. Control samples from nearby areas confirmed that these toxins were not indigenous to the locale. (Details on the sample analysis appear in Annex D.) There also is ample evidence of mili- tary activity at the place and time of the acquisition of the samples. Vietnamese Army defectors described plans for multiregimental sweep operations to be conducted along the border in north- western Battambang Province before the end of the dry season in May. Actual fighting, however, continued to be char- acterized by guerrilla tactics on both sides, including, according to a Viet- namese Army defector, "staging am- bushes, laying minefields, and use of deception." Indeed, Democratic Kampu- chean resistance forces were ordered to avoid large-scale operations and to limit combat operations to scattered sapper attacks. Such information is consistent with other reports of Vietnamese Army forces spreading toxic chemicals in streams, along roadsides, and around villages and firing toxic gas shells against enemy positions. The Phnom Melai sector, where Phnom Mak Hoeun is located, was described as an "anthill of DK activity," and actions reported during March were "sporadic firefights" around Phnom Mak Hoeun involving the Vietnamese Army's 2nd Battalion, 2nd Border Security Regiment. In Kampuchea, as in Laos, the period of late 1980 through spring 1981 was one of intensified Vietnamese opera- tions to suppress the resistance and break the will of the opposing forces. In July 1981, trucks loaded with blue sacks filled with white powder were being moved by the Vietnamese into the Pailin, Battambang, and Siem Reap areas. Vietnamese soldiers told villagers that the chemicals caused blindness, hemorrhaging, and vomiting. Additional evidence was derived from blood samples drawn from victims of Vietnamese chemical use that oc- curred on September 19, 1981 in the Takong area. Takong is in the same general area as Phnom Mak Hoeun- that is, the central region of Battam- bang Province near the Thai border. Although there is no independent confir- mation of the accounts of the attack, American medical personnel visiting a DK field hospital examined the victims and obtained the blood samples. Analyses of these samples suggested the --- ____ T.. T- -f , I Approved For Release 2011/01/28: CIA-RDP88B00443R002304700004-5 use of trichothecenes. (Blood analysis results also appear in Annex D.) According to the DK soldiers affected, the chemicals used in the September 19 Takong attack were dispersed as a gas or powder and as a poison to water. The gas or powder was released from containers by tripwires in the area of the rear forces. This descrip- tion is consistent with the other report- ing for this area and time. Thailand also has been concerned about chemical attacks against its own forces and civilian population. In March 1981, one Thai died from poisons placed by Vietnamese troops, and others became ill after suffering bleeding from the nose and mouth. In May 1981, Thai forces captured two Vietnamese as they were attempting to poison the water supply in a Kampuchean relocation camp in Thailand. The poison was analyzed by the Thai and found to contain lethal quantities of cyanide. Many reports in- dicate that it is common practice for Vietnamese units to poison water and food used by -the DK forces. The Soviet Connection in Southeast Asia Much of the Soviet interest in Southeast Asia is dictated by their rivalry with China and their close alliance with the Vietnamese. Regional Communist forces have been strengthened to contain Chinese influence and deter military in- cursions. The area of northern Laos be- tween Vientiane and the Chinese border-where the H'Mong hill tribes have stubbornly resisted and harassed Vietnamese forces-is strategically sig- nificant to the Vietnamese because it ad- joins a hostile China. In the last few years the Vietnamese have expanded their military construction and strength- ened their forces in Laos which now number 50,000. Initially there was a tendency to in- terpret the Soviet role as strictly ad- visory. Now, however, there is con- siderable evidence to suggest that the Soviets are far more involved in the Lao and Vietnamese chemical warfare pro- gram than was assumed earlier. An estimated 500 Soviet military advisers provide maintenance assistance and technical support, actually running the Lao Air Force, and give advanced train- ing to Lao personnel in conventional as well as chemical warfare. The Soviets have had advisers and' technicians working in Vietnam and Laos for many years and in Kampuchea since 1979. However, it was not until early 1979 that evidence surfaced on the Soviets' direct involvement in chemical warfare activities. For example, the Lao Army chemical section in Xiangkhoang prepared Soviet-manufactured chemical items for inspection by a Soviet military team on February 7, 1979. A seven-man team of Soviet chemical artillery ex- perts, accompanied by Lao chemical officers, inspected chemical supplies and artillery rounds at the Xeno storage facility in Savannakhet on June 1, 1979. One report stated that the Soviets would be inspecting the same chemical ex- plosives used to suppress the H'Mong in the Phou Bia area. In addition to this information, H'Mong accounts have described Soviet advisers and technicians participating in the preparation of the chemical weapons for the attacks on the H'Mong villages. H'Mong eyewitnesses claim to have seen "Caucasian pilots" in aircraft, and one H'Mong report states that a downed Soviet aircraft was discovered in the jungle along with a dead Soviet pilot. In November 1981, a H'Mong resistance leader described how Soviet soldiers fighting with the Lao Army fired hand- held weapons that dispensed a lethal agent over a 300-meter area. Several Lao defectors have reported seeing Soviet advisers present when aircraft were loaded with chemical-agent rockets. In July 1981, a Soviet shipment of wooden crates filled with canisters de- scribed by the Vietnamese as "deadly toxic chemicals" was unloaded at the port of Ho Chi Minh City. This incident further corroborates the judgment that the Soviets have been shipping chemical warfare materiel to Vietnam for some time. During the unloading, Vietnamese soldiers were caught pilfering the wooden crates containing the canisters. The soldiers dropped one of the wooden cases and intentionally broke it open; they wanted to determine if its contents were edible or valuable for pilferage. When a soldier broke the nylon seal and attempted to pry open a canister, special security personnel isolated the area and told the soldiers that the canisters con- tained deadly toxic substances from the U.S.S.R. The wooden crates, each weighing 100 kilograms, were loaded on military trucks and taken under special guard to the Long Binh storage depot. This incident is only one in a series involving Soviet chemical warfare materiel dating back several years. In 1975, for example, a Soviet captain of a diving support craft engaged in salvag- ing a sunken ship in the Black Sea, which had been transporting Soviet military supplies to Vietnam, said that his divers came in contact with toxic chemicals, and a special Soviet salvage unit took over the operation after the divers became very ill. The salvage operations, conducted by the ASPTR-12 Salvage, Rescue, and Underwater Technical Services Group based in Odessa, were monitored by high-ranking Soviet naval officers. The operation began with the removal of tractors and helicopters which cluttered the deck of the ship and prevented access to hold hatches. Once the surface clutter was removed, the divers attempted to enter the holds. At this point, however, operations had to be suspended temporarily because of a violent outbreak of chemical poisoning among the divers. Contact with the uni- dentified chemicals resulted in reddish welts 1-3 centimeters in diameter on ex- posed skin and was accompanied by severe headaches, nausea, and a general feeling of fatigue. The symptoms dis- appeared on their own after 3-5 days of rest. At this point, military authorities took over from the ASPTR-12 divers, who were temporarily withdrawn from the project. Soviet naval divers were sent down and determined that the source of poisoning was chemical seepage from an open hatch of one of the holds. The hatch was promptly sealed, and the salvage operation was once more assigned to ASPTR-12 divers who resumed work and retrieved am- munition and an assortment of other equipment. Once this was done, the military took over permanently. The ship was raised without removing the poisonous chemicals and towed to an Odessa shipyard where the chemicals were unloaded by military personnel. The ship was then broken up and scrapped. The entire operation took about 3 years to complete. As another example of Soviet in- volvement, two Vietnamese corporals, from the 337th and 347th Vietnamese Army divisions, have stated that Soviet- supplied chemical weapons were stored in caves near Lang Son in February 1979. Although their Vietnamese units were issued gas masks, they were told that Soviet-supplied chemical weapons would not be used unless the Chinese in- itiated chemical warfare. As late as February 1981, a team of uniformed Soviet military advisers was attached to the corps headquarters. The team leader was a senior Soviet colonel. The Soviets were involved in training corps person- nel in the use' of Soviet-supplied weapons and equipment, including chemical artillery shells and gas masks. The Soviet team often inspected defen- sive positions and observed training maneuvers. Afghanistan Attacks with chemical weapons against the mujahidin guerrillas in Afghanistan were reported as early as 6 months before the Soviet invasion on December 27, 1979. The information specifies that Soviet-made aircraft were used to drop chemical bombs, with no clear identification of Soviet or Afghan pilots or of the specific agents used. On Approved For Release 2011/01/28: CIA-RDP88B00443R002304700004-5 November 16, 1979, chemical bombs re- portedly were dropped along with con- ventional air munitions on targets in Farah, Herat, and Badghisat Provinces by Soviet-supplied Afghan IL-28 bombers based at Shindand. A number of Afghan military defectors have stated that the Soviets provided the Afghan military with chemical warfare training TABLE 3 Afghanistan: Summary of Reported Chemical Attacks and Associated Deaths, 1979-81 Time Period Summer 1979 Province Badakhshan Parvan Bamian Fall 1979 Konarha Farah Herat Badghisat Winter 1979-80 Badakhshan Takhar Konarha Nangarhar Bamian Spring 1980 Badakhshan Attacksa Deatheb 1 2,000c 1 8 1 - 1 350 1 ? 1 ? 1 ? 2 10+ 1 ? 1 ? Konarha 2 Oruzgan 1 Qandahar 1 Summer 1980 Nangarhar 2 1 Vardak 1 3 Herat 2 300+ Kabul 2 - Fall 1980 Konarha 1 ? Lowgar 1 4 Ghazni 1 100 Winter 1980-81 Lowgar 2 Spring 1981 Parvan 2 Lowgar 3 - Ghazni 2 ? Qandahar 1 - Summer 1981 Nangarhar 2 ? Qandahar 2 16 Herat 1 119 47 3,042 a This tabulation omits some attacks described in the text because they could not be dated or located with high confidence. b A plus sign indicates that the report(s) of deaths gave a minimum figure. In some cases (shown with a question mark) deaths were reported, but no number was given. Other reports (signified with a dash) gave no in- formation on fatalities. c The quality of reporting for this period is not as good as the information that became available after the Soviet invasion. We are concerned that this unusually high figure may reflect an accumulation of deaths from several incidents and not the single attack indicated. For example, reports were received describing over 1,000 deaths in Bamian Province in June-July 1979. An Afghan military officer reported seeing the bodies of many mu- jahidin in Panjsher Valley in August 1979 after a chemical attack and stated that many had been killed. An Afghan civil engineer reported hearing that many deaths resulted from a chemical attack in the Jalalabad area, also in the summer of 1979. Because we could not obtain supporting evidence, these reports were not included. Although sufficient evidence exists to conclude that Afghan Government forces used chemical weapons, mainly bombs, from June to December 1979, no survivors or eyewitness accounts of these attacks are available to determine the type of agent and symptoms. Afghanistan: Chemical Warfare Operational Areas f 420 kilometers to Arys' Soviet Union `Balkh y 1 I ?'1 ' o iMazdr-e S,arif Kavarzan Herat .. I J Y'/ t Y' alan e r t' Tunn rKmarh j 11 g(/ P I T of F?ryab rSamanganl ._v_' /Jowzjan~ aghfin 1 Badghisat A, nda _d Shi 1 Farah "'. Bamian IrtutsliL+- ani ' l Deh Rivod-' Q ndaha~ _ // Hel NlmrtlZ as well as supplies of lethal and in- capacitating agents. For the period from the summer of 1979 to the summer of 1981, the U.S. Government received reports of 47 separate chemical attacks with a claimed death toll of more than 3,000 (see Table 3). Of the 47 reports, 36 came from Afghan Army deserters, mujahidin resistance fighters, journalists, U.S. physicians, and others. For 24 of the reported attacks, there is additional in- dependent evidence supporting allega- tions of chemical attacks. In seven in- stances, further individual reporting ex- ists. Evidence for 20 of the reported in- cidents comes from information on Soviet or Afghan Army combat opera- tions in progress in areas and at times approximating those of a reported chemical attack (see map). The reports indicated that fixed- wing aircraft and helicopters usually were employed to disseminate chemical warfare agents by rockets, bombs, and sprays. Chemical-filled landmines were ~ xanuv" ~ Vardak a Nang an i / Paktia A i rsadibid ayhesaray) India / Pakistan Area of concentrated chemical attacks Parvan Province where chemical attacks have occurred 16 Soviet chemical defense battalion + Airfield Feyzabad Badak Takhar\ also reportedly used by the Soviets. The chemical clouds were usually gray or blue-black, yellow, or a combination of the colors. Symptoms reported by victims and witnesses of attacks indicate that non- lethal incapacitating chemicals and lethal chemicals- including nerve agents, phosgene or phosgene oxime, possibly trichothecene toxins, and mustard- were used. Medical examinations of some of the victims include reports of paralysis, other neurological effects, blisters, bleeding, and sometimes death. While none of the agents being used in Afghanistan has been positively iden- tified through sample analysis, there is no doubt that the agents being used are far more toxic than riot-control agents such as CN and CS or even adamsite. Several descriptions of the physiological action of a chemical agent or of the condition of the corpses of vic- tims were particularly unusual. In one, victims were rapidly rendered un- conscious for 2-6 hours and had few aftereffects. In another, the bodies were characterized by abnormal bloating and blackened skin with a dark-reddish tinge, and the flesh appeared decayed very soon after death. In a third inci- dent, three dead mujahidrn guerrillas were found with hands on rifles and ly- ing in a firing position, indicating that the attacker had used an extremely rapid-acting lethal chemical that is not detectable by normal senses and that causes no outward physiological responses before death. Shortly after the Soviet invasion, many reports were received that both Soviet and Afghan forces were using various types of chemical agents. Ten separate chemical attacks, resulting in many deaths, were reported in the first 3 months of 1980. These reports came from northeastern Afghanistan and pro- vide the highest percentage of reported deaths. During the mid-January to February 1980 period, helicopter attacks were reported in northeastern Afghani- stan in which a grayish-blue smoke resulted in symptoms similar to those % Pakttka Approved For Release 2011/01/28: CIA-RDP88B00443R002304700004-5 81 L Approved For Release 2011/01/28: CIA-RDP88B00443R002304700004-5 described by the H'Mong refugees from Laos (e.g., heavy tearing or watering of eyes; extensive blistering and discolora- tion of the skin, later resulting in large sheetlike peeling; swelling in the areas affected by the blister; and finally numb- ness, paralysis, and death). Medical reports from examinations in Pakistan of refugees from a large attack in the upper Konar Valley in February 1980 described red skin and blisters contain- ing fluid described as "dirty water." Refugees estimated that about 2,000 people were affected after contact with a dirty yellow cloud. By spring and summer of 1980, chemical attacks were reported in all areas of concentrated resistance activity. Many reports from different sources strongly support the case that irritants were used to drive the insurgents into the open to expose them to attack with conventional weapons and incapacitants to render them tractable for disarming and capture. On several occasions in April 1980, for example, Soviet heli- copter pilots dropped "gas bombs" on in- surgents, evidently to drive them from caves. A Dutch journalist, Bernd de Bruin, published an eyewitness account of two chemical attacks occurring in the Jalala- bad area on June 15 and June 21, 1980 (Niewsnet, August 2, 1980). He filmed an MI-24 helicopter dropping canisters that produced a dirty yellow cloud. A victim with blackened skin, discolored by extensive subcutaneous hemorrhaging, was photographed in the village 5 hours after the attack. The journalist evidently was exposed because he developed blisters on his hands and a swollen and itchy face. He also was exposed in the second attack, and it took about 10 days for him to recover from skin lesions, nausea, diarrhea,, and stomach cramps. An Afghan insurgent provided an eyewitness account of a July 6, 1980 at- tack on a village 10 kilometers east of Darae Jelga in Vardak Province. He reported that a Soviet MI-24 helicopter gunship dropped a bomb that, upon ex- plosion, released a lethal chemical. A separate report confirmed that Soviet bombing attacks on villages in Vardak as well as Lowgar and Parvan Provinces were taking place during this period. In August 1980, information surfaced on a Soviet attack with chemical bombs on the village of Sya Wusan, 30 kilometers southeast of Herat, leaving 300 dead. It was during this time that the Soviet chemical battalion at Shindand set up an operational decontamination station. Reports of chemical weapons use in 1981 essentially parallel 1980 reporting with respect to frequency and location of attack. Soviet helicopter units par- ticipated in chemical attacks from April 20 to April 29, 1981, in areas east and west of Kabul and in the Konar Valley, according to eyewitness accounts. These attacks were intended to drive personnel from sanctuaries, such as caves, in order to engage them with conventional fire. The munitions were described as Soviet 250-kilogram RBK cluster bombs. The Soviets have such a munition, which can be filled with chemical agents. Other reports described similar operations by helicopters north of Qandahar on April 24 and April 26, 1981. A former Afghan MI-8 helicopter pilot said Soviet forces had used chemi- cal weapons in Badakhshan, Qonduz, and Konarha. Chemicals in canisters that contained toxic gas, tear gas, and antirespiratory gas, which has an in- capacitating effect by causing choking and difficulty in breathing, were manual- ly pushed from the cargo compartment of helicopters. The pilot said that there also was a specific gas that is absorbed by the body and leaves the skin so soft that a finger can be punched through it. In one case, there was a wind shift, and Soviet and Afghan forces were seriously affected. Other sources also have de- scribed an incident where Soviet and Afghan forces were victims of their own gas attack. The following sequence occurred in a small valley in Qandahar Province in early June 1981. According to an Afghan exile, Soviet combat groups engaged rebel forces in that valley dur- ing a 2-week period. The situation worsened for the Soviets, and an air- strike was conducted. The exile stated that a Soviet helicopter delivered a single rocket, releasing a chemical that killed 16 insurgents. Nearly all reports state that chemicals were delivered by aircraft or helicopters; a few reports de- scribe chemical artillery rounds. Before a sweep operation in the Konar Valley in September 1981, re- sistance leaders were told by an Afghan officer that the Soviets had four agents available but would use only the incapac- itant which they could defend against with wet rags over the face. During the operation, Soviet helicopters conducted gas attacks in 25 different areas, using cylinders about 1.5 meters long and 60 centimeters in diameter that exploded 4-5 meters above the ground, releasing the incapacitating gas. Some victims lost consciousness, were paralyzed, and recovered, but others died, and un- protected areas of their skin turned dark green to blue-green. An Afghan tribal leader recently de- scribed a Soviet chemical attack against a large resistance force in October 1981 near Maruf, about 100 kilometers east of Qandahar. Soviet helicopters dropped green cylindrical canisters (18 inches long, 3-4 inches in diameter) which, upon hitting the ground, emitted a greenish-yellow gas. According to the report, victims felt faint and dizzy; later their skin began to itch, and many lost consciousness. About 300 persons were affected by the gas and many died. Soviet ground forces captured many of the survivors. Other information on Soviet and mujahidin activities in the Qandahar area during this period con- firms that this incident did in fact take place. In February 1982, a member of the resistance, with considerable knowledge of Soviet weapons, told a U.S. official that the Soviets were using irritants, a hallucinogenic gas, and what he said was an apparent nerve gas. He described the "nerve agent" as an off-white powdery substance dispersed from helicopters generally during artillery or bombing at- tacks. Victims realize they have been ex- posed to chemical attack only when they become faint and dizzy. Subsequently, they begin to vomit and bleed from the eyes, nose, and mouth. Death occurs within a short time. The corpses are ex- tremely relaxed, with no evidence of rigor mortis. Flesh and skin frequently peel off if an effort is made to move the bodies. According to this account, survivors suffer aftereffects for about 6 months, including chest congestion and pain, diz- ziness, and mental agitation. The powder-like substance is more effective at lower altitudes where there is less wind to dilute the poison, and mujahidin groups have experienced fatality rates as high as 70%. Many survivors of chemical attacks in Laos and Afghani- stan have exhibited the same long-term health problems described in this ac- count. Chemical defense battalions-stand- ard in all Soviet divisions-are deployed . with the three Soviet motorized rifle divisions operating in Afghanistan at Qonduz, Shindand, and Kabul. Soviet operational personnel decontamination stations were observed at several loca- tions, and chemical decontamination field units were deployed during a sweep operation of the Konar Valley in eastern Afghanistan and near Shindand in the west in 1980. The operational deploy- ment of decontamination units for per- sonnel and equipment suggests that chemical battalions have supported offensive chemical use. In addition, Soviet personnel have been observed wearing chemical protective equipment. The Soviets have specifically tailored their forces in Afghanistan, in part because of logistical constraints; 5,000 troops and "nonessential" combat equip- ment were withdrawn, but the chemical battalions remain. A Soviet military chemical specialist, captured by the mujahidin, gave his name as Yuriy Povarnitsyn from Sverdlovsk. During an interview, he said that his mission was to examine villages after a chemical attack to determine whether they were safe to enter or re- quired decontamination. An Afghan pathologist who later defected described accompanying Soviet chemical warfare personnel into contaminated areas to collect soil, vegetation, and water samples after Soviet chemical attacks. According to firsthand experience of former Soviet chemical personnel, the Soviets do not require decontamination equipment in an area where chemical bombs are stored or loaded onto air- craft. Thus, deployment of this equip- ment in Afghanistan must be assumed to be associated with the active employ- ment of casualty-producing chemical agents. Afghan military defectors have pro- vided information on ammunition and grenades containing phosgene, diphos- gene, sarin, and soman and have de- scribed where and when some of them have been used. They also have revealed locations where these agents were stock- piled. The agents used, plus the time and location of the attacks, correspond with the refugee reports and recorded military operations. The Soviet Union has stocked a variety of toxic chemical agents and munitions to meet wartime contingen- cies. Weapons systems capable of delivering chemical munitions available to Soviet forces in Afghanistan include artillery, multiple rocket launchers, and tactical aircraft. Motivation for Using Chemical Weapons In the course of this analysis, the ques- tion has been posed: Is there a military- strategic or tactical rationale for the systematic use of chemical weapons by conventional forces in Laos, Kampuchea, and Afghanistan? The military problems faced in these countries-viewed from the perspective of the Soviets and their allies-make the use of chemical weapons a militarily effective way of breaking the will and resistance of stub- born anti-government forces operating from relatively inaccessible, protected sanctuaries. The Soviets have made a large in- vestment in insuring that Vietnam and its clients succeed in extending their control over Indochina. For Vietnam, the H'Mong resistance in Laos is a ma- Approved For Release 2011/01/28: CIA-RDP88B00443R002304700004-5 jor irritant to be removed as quickly and cheaply as possible. The use of chemical agents has played a major role in driv- ing the H'Mong from their mountain strongholds, relieving Vietnamese and Lao ground forces of the need for costly combat in difficult terrain. Much of the H'Mong population that lived in the Phou Bia mountain region has been driven into Thailand, killed, or resettled. In the mountainous areas of Afghanistan, where rebels are holed up in caves or other inaccessible areas, con- ventional artillery, high-explosive bombs, and napalm are not particularly effec- tive. Many reports indicate that uniden- tified chemical agents have been used on such targets. Caves and rugged terrain in Laos and thick jungles in Kampuchea also have frustrated attempts to locate and destroy the resistance forces. Chemical clouds can penetrate the heavy forests and jungle canopy and seep into the mountain caves. Persistent agents ? linger in the area and cause casualties days and sometimes weeks after the at- tack. Unprotected forces and civilians have little or no defense against lethal agents like toxins, nerve gas, or blister agents. Trichothecene toxins, which are known to have been used in Southeast Asia, have the added advantage of being an effective terror weapon that causes bizarre and horrifying symptoms. Severe bleeding, in addition to blisters and vomiting, has instilled fear in the resistance villages. Not only have the villagers and their animals been killed in a gruesome manner, but the vegetation and water also have been contaminated. Survivors are reluctant to return to their inhospitable homes and instead make the long and dangerous trek to camps in Thailand. There is no clearcut explanation of why trichothecene toxins have been used in addition to irritants, incapacitants, and other traditional chemical warfare agents. Speculation suggests that they are probably cheaper to make and are readily available from Soviet stocks; they are probably safer and more stable to store, transport, and handle in a Southeast Asian environment, and they may require less protective equipment when being prepared for munitions. They are difficult to trace as the causative agent after an attack-as demonstrated by the length of time it took for the United States to detect them. Few laboratories in the' world have the analytical capability to identify precisely the type and amount of trichothecene toxin in a sample of vegetation, soil, or water. The Soviets may well have calculated that they and their allies could successfully deny or counter charges that chemical weapons had been used, recognizing that it would be especially difficult to compile incon- trovertible evidence from inaccessible areas of Southeast Asia and Afghani- stan. With respect to Kampuchea, they may also have calculated that, in view of the lack of international support for Pol Pot's resistance, chemical weapons could be used on his troops without significant international outcry. In addition, the Soviet military very likely considers these remote areas as providing unique opportunities for the operational testing and evaluation of chemical weapons under various tactical conditions. Years of aerial and artillery chemical dispersion have undoubtedly provided the Soviets with valuable testing data. Southeast Asia has offered the Soviets an opportunity to test old agents that had been stockpiled for many years as well as more recently developed agents or combinations of agents. This conclusion is supported by information from foreign military officers who have attended the Soviet Military Academy of Clhemical Defense in Moscow. According to their Soviet in- structor, three types of chemical agents may be used during the "initial stages" of local wars: "harassing agents (CS, CN, DM), incapacitants such as psycho- chemicals (BZ) or intertoxins [sic-pos- sibly enterotoxins], and[ herbicides." Dur- ing the "decisive phase? lethal agents can be employed under certain cir- cumstances." In a local war, "chemical weapons can be used to spoil enemy efforts to initiate operations, even if the enemy has not used them first." The foreign officers' accounts, including detailed descriptions of the Soviet chemical warfare program, support the conclusion that the Soviets consider chemical weapons an effective and ac- ceptable means of warfare in local conflicts. Insight into the Soviet bloc military perspective on the use of toxins is pro- vided in the following passage from a 1977 East German military manual en- titled Textbook of Military Chemistry. Toxins are designated as toxic agents which are produced by biological organisms such as micro-organisms, plants, and animals, and cannot themselves reproduce. By the middle of 1960 the toxins selected for military purposes were included among the biologic warfare agents. In principle, this was understood to mean only the bacterial toxins. Today it is possible to produce various toxins synthetically. Toxins with 10-12 amino acids can currently be synthesized in the laboratory. Toxins are not living substances and in this sense are chemicals. They thus differ fundamentally from the biological organisms so that they can be included among chemical warfare agents. As a result of their peculiarities they are designated simply as "toxin warfare agents." They would be used in combat according to the same principles and with the same methods used for chemical warfare agents. When they are used in combat the atmosphere can be con- taminated over relatively large areas-we can expect expansion depths of up to 6 kilo- meters before the toxin concentration drops below lethal concentration 50 ... the toxin warfare agents can be aerosolized. They can be used primarily in micro-bombs which are launched from the air or in warheads of tac- tical rockets. Toxin warfare agents concen- trates can be applied. with aircraft spray equipment and similar dispersion systems. The Soviet designation for several pathogenic Fusarium products is "IIF (iskusstvennyy infektsionnyfon), which stands for "artificial infection back- ground." IIF devices are used in the Soviet Union deliberately to contaminate soil in experimental agricultural test areas with spores of disease-producing fungi. We are not certain if the IIF com- pounds include trichothecenes. Nor are we certain as to the intent of this agri- cultural research program. It is possible that these programs are designed to col- onize soil with pathogenic organisms either to determine which crop varieties are most resistant to disease or, alter- natively, to test eradication and control methods in infected soils. Elsewhere in the Soviet agricultural research pro- gram, however, it is known that there is widespread use of certain trichothe- cenes, including sprays from light air- craft. A capability exists within the Soviet Union for multi-ton production of light aircraft spray-delivered microbial products such as those described above. Evidence accumulated since World War II clearly shows that the Soviets have been extensively involved in preparations for large-scale offensive and defensive chemical warfare. Chemical warfare agents and delivery systems developed) by the Soviets have been identified, along with production and storage areas within the U.S.S.R. and continuing research, development, and testing activitiies at the major Soviet chemical proving grounds. Soviet military forces are extensively equipped and trained for operations in a chemi- cally contaminated) environment. None of the evidence indicates any abatement in this program. The Soviets have shown a strong interest in improving or en- hancing their standard agents for greater reliability and effect. Their large chemical and biological research and development effort has led them to in- vestigate other kinds of chemical war- fare agents, particularly the toxins. None of the four countries con- sidered in this report-Vietnam, Laos, Kampuchea, and Afghanistan-has any known large-scale facility or organiza- tion for the manufacture of chemical and biological materials. Nor are they known to have produced even small quantities of chemical warfare agents or munitions. The technical problems of producing large quantities of weapons-grade tox- ins, however, are not so great as to pre- clude any of the four countries from learning to manufacture, purify, and weaponize these materials. It is highly unlikely, however, that they could master these functions without acquiring outside technical know-how. One of the most complete descriptions of chemical warfare activities in the 1976-78 period came from a Lao pilot who was directly involved in chemical warfare. The pilot, a former Lao People's Liberation Army (LPLA) officer who defected in 1979, reported that he flew captured L-19 and T-41 aircraft equipped to dispense toxic chemical agents on H'Mong villagers in the Phou Bia area of northern Laos. He said that the LPLA, in cooperation with the Viet- namese Army, had conducted chemical warfare operations in Laos since April or early May 1976. At that time, two Lao H-34 helicopters were flown be- tween Long Tieng and the Phonsavan airfield, both in Xiangkhoang Province, on a series of flights to transport rockets to Phonsavan for storage. Between June and August 1976, the LPLA launched attacks in the area of Bouamlong-in Xiangkhoang Prov- ince-a stronghold for remnants of the forces of former H'Mong Gen. Vang Pao. The LPLA used L-19 aircraft for rocket attacks in that area aimed at eliminating the H'Mong resisting govern- ment control. Lao crews responsible for loading rockets on the attack aircraft noted that they were not allowed to use the rockets that had been moved from Long Tieng to Phonsavan, even though Phonsavan was much closer to the Bouamlong target area than Long Tieng, where Lao aircraft had to rearm. The pilot said that, during nearly 3 months of flying missions against the Bouamlong area, he flew his L-19 air- craft to Long Tieng to be armed with rockets. In late 1976, the pilot's L-19 aircraft was rearmed with rockets stored at Phonsavan. Initially, H-34 helicopters were used to transport the rockets from Phonsavan to a depot near the Ban Xon Approved For Release 2011/01/28: CIA-RDP88B00443R002304700004-5 airfield (Vientiane Province), where the rockets were fitted onto racks of the L-19 aircraft for missions in the Phou Bia area; later, the rockets from Phon- savan were transported to Ban Xon by trucks. All U.S.-manufactured rockets were stored with the tip and canister kept apart; the two parts had to be joined before being fitted to the racks on the aircraft. The pilot observed, how- ever, that all the rockets transported from Phonsavan to Ban Xon were al- ready assembled. As part of his routine flight ac- tivities, the pilot would check his aircraft and, in doing so, examine the tip portion of new smoke rockets that had been transported from Phonsavan. He said that most appeared "loose" in the por- tion where the tip and canister joined, whereas the tip and canister of the ordi- nary explosive-type rockets at Long Tieng were noticeably more tightly con- nected. In late 1976, during preparation for airstrikes on Kasy (Louangphrabang Province) and in new areas of Phou Bia, the pilot said he began carrying two or three Vietnamese Army staff officers, sometimes accompanied by a Lao staff officer, in T-41 aircraft for recon- naissance over the target areas. When these airstrikes were launched, the defector pilot initially flew his L-19 air- craft on missions with another pilot and a Lao staff officer. After 2 or 3 weeks, however, Vietnamese staff officers, who spoke excellent Lao, began alternating with the Lao officers. Before each mis- sion, the Vietnamese or Lao staff officer would go over target areas outlined on situation maps-which then were taken along-and would point out the targets to be attacked. The defector pilot noted that at no time did the Vietnamese staff officer communicate with Lao officers on the ground, as did the Lao staff officers. A new Vietnamese officer was assigned for each airstrike mission in the H'Mong areas. The pilot related that before flying L-19 airstrike missions with a full load of rockets he was often warned by a Lao commander to fly at above-normal alti- tudes when firing rockets-to preclude hazard to the occupants of the aircraft. For this reason the pilot surmised that the "smoke" rockets fired at the H'Mong were unusual. He was able to observe that the "smoke" rockets detonated in the air and that some produced white smoke, with a mixture of blue, while others produced red smoke, with a mix- ture of yellow. The ordinary explosive- type rockets detonated on impact. The commander or his designated repre- sentative told the pilot before every mis- sion that the operations-called Extinct Destruction Operations-were intended to "wipe out the reactionary H'Mong people." Before a mission involving "smoke rockets," the commander warned the pilots to keep the operation secret. The Lao defector said that, during the nearly 2 years in which he flew rocket missions, he learned from the Lao staff officers ac- companying him that there were two types of rockets. The first, mostly "smoke" rockets, were to be fired at targets far away from Lao and Viet- namese troops to avoid exposing them to the poison smoke. The second was of the ordinary explosive type, considered a "close support" rocket that could be fired near Lao troop positions. Initially, the L-19 aircraft carried eight rockets- five "close support" and three "smoke" rockets. Later, only four rockets, mainly of the "smoke" type, were carried. After each mission in which chemical warfare rockets were used, the pilot was returned to a "rest house" at Phonsavan, where a Lao Army doctor and nurse would examine him. He said that after his missions, especially in 1978, he was particularly well treated by the examin- ing doctor and watched very closely by the nurse. Those L-19 aircraft pilots assigned to missions utilizing chemical warfare rockets had special privileges, including additional flight pay and free meals at the Phonsavan cafeteria. In Oc- tober 1978, the Lao Army stopped using L-19 aircraft on combat missions and began using Soviet MiG-21s for chemi- cal attacks on the Phou Bia areas. Several H'Mong reports corroborate the testimony of the Lao pilot. A village chief, for example, described attacks covering all 7 days of the week of June 5, 1976 in the Bouamlong area. He de- scribed L-.19 aircraft firing rockets that produced red and green smoke: Ten villagers were killed by gas and 30 by shrapnel. Most of the H'Mong reports documented by a U.S. Foreign Service officer in June 1979 and a Department of Defense medical team in October 1979 were consistent with the pilot's testimony. H'Mong observers familiar with military aircraft reported L-19s in use until late 1978. After that time, reports described jets or "MiGs" and some accurately described Soviet AN-2s. A review of information back to 1975 shows L-19 and T-28-aircraft were operating from airfields in Approved For Release 2011/01/28: CIA-RDP88B00443R002304700004-5 northern Laos-including the one at Phonsavan, where AN-2s were seen in 1978. Failure to observe chemical decon- tamination equipment at the airfields does not rule out the presence or handling of chemical munitions. The Soviets supervise the chemical warfare activities in Laos; it is assumed that chemical munitions are handled in about the same manner as in the U.S.S.R. Ac- cording to former Soviet chemical war- fare personnel, no protective clothing or special decontamination equipment is re- quired for loading chemical bombs onto aircraft and helicopters at chemical munitions test ranges. The Lao pilot's description of the rockets used on the L-19 was corrobor- ated by other sources. A H'Mong refugee, a former commander of a 500-man resistance force, reported that in 1977 he found a rocket canister and a separated warhead that he believed were the kinds used by the Vietnamese and Lao. The canister had authentic U.S. markings identifying it as a U.S.-manufactured 2.75-inch rocket and, reportedly, three lines of Russian writing which he could not translate. Another H'Mong resistance force officer, reportedly trained as a liaison officer and ordnance expert before the Com- munist takeover of Laos, stated that he, too, believed that the rocket canister was of U.S. manufacture and that the Soviet technicians in Laos had modified the upper stage to contain a poisonous (i.e., lethal) chemical. The diameter of the warhead was reported to be 12.5 centimeters (5 inches), probably a measurement taken on a modified warhead, because the United States does not have a 5-inch warhead for the 2.75-inch "rocket motor." During the Vietnam conflict, about 35 million U.S.-manufactured, con- ventional 2.75-inch rockets were sent to the war zone, and many tens of thous- ands of these fell into North Vietnamese hands when the South Vietnamese forces collapsed. The Vietnamese may be using some of these rockets with ex- isting loads, but modified warheads for the 2.75-inch rocket motor could easily be fabricated in Vietnam and filled with a lethal or nonlethal agent in Laos, especially with Soviet assistance. Ac- cording to U.S. experts, fabrication of a warhead 5 inches in diameter, necked down to fit the 2.75-inch rocket, could be accomplished by trained technicians in a small, well-equipped machine shop and laboratory. FINDINGS OF U.S. GOVERNMENT INVESTIGATIVE TEAMS: USE OF CHEMICAL AGENTS AGAINST THE H'MONG IN LAOS State Department Team In May 1979, State Department officials visited Thailand to interview H'Mong refugees and investigate allegations of the use of chemical agents against H'Mong tribesmen in Laos (see Table B-1). From the signslsyrnptoms describ- ed and observed, it is suggested that at least two and possibly three different chemical agents may have been used, such as: ? A nerve agent (five or six in- dividuals reported symptoms that could be attributed to a nerve agent); ? An irritant or riot;-control agent (one-third of the interviews); and ? More than half of the interviews indicated such a variety of signs and symptoms that it is difficult to attribute them to a single known ,agent. It is possible that in some cases two or more agents were combined. ? Reported signs and symptoms suggesting a nerve agent include sweat- ing, tearing, excessive salivation, diffi- culty in breathing, shortness of breath, nausea and vomiting, dizziness, weak- ness, convulsions, and death occurring shortly after exposure. ? Reported signs and symptoms suggesting a riot-control or irritant agent include marked irritation or burn- ing of the eyes, with tearing and pain; irritation and burning of the nose and throat; coughing; burning and tightness in the chest; headache; and nausea and vomiting in a few cases. ? Reported signs and symptoms not related to any known single agent in- clude a mixture of the above as well as profuse bleeding from mucous mem- branes of the nose, lungs, and gastro- intestinal tract, with rapid death of the affected individuals in some instances. Estimates from the H'Mong inter- viewed indicate that approximately 700-1,000 persons may have died as a result of the use of chemical agents and that many times this number became ill. It was reported that on many occasions entire villages were devastated by these agents, leaving no survivors. In the episodes described, most of the animals exposed to the chemical agents were killed. Generally, all chickens, dogs, and pigs died and, to a lesser extent, the cattle and buffalo. On several occasions it was reported that where these agents settled on tree and plant leaves, many small holes appeared in the leaves within 2 or 3 days. Rarely did agent exposure result in the defolia- tion or death of the plants. Department of Defense Team From September 28 to October 12, 1979, a team from the U.S. Army Surgeon General's Office was in Thailand to conduct a similar series of inter- views. * The team visited the following H'Mong refugee camps of northern Thai- land: the detention center at Nong Kai, the large H'Mong camp at Ban Vinai, and two smaller camps at Nam Yao and Mae Charim. As the great majority of refugees as well as the H'Mong leader- ship are at Ban Vinai, most interviews were obtained there. The team was prepared to obtain blood and skin samples (for cholinester- ase activity and study of pathological changes, respectively) from those ex- posed to chemical agents. For such samples to yield meaningful results they must be taken within 6-8 weeks of ex- posure. Since the last reported exposure was in May 1979, no blood or skin samples were collected. Interviews were conducted through interpreters; one was an employee of the U.S. Consulate at Udorn, and the re- mainder were hired from among the refugees. The interpreters screened those refugees who volunteered to talk to the team and selected only those who had been eyewitnesses to or had them- selves been exposed to an agent attack. Team members interviewed 40 men, 2 women, and a 12-year-old girl. Each in- terview took 1-2 !hours. To insure con- formity, a prepared questionnaire was used as a guide. The chemical attacks reportedly oc- curred between June 1976 and May 1979 (Table B-1). The absence of reports of attacks after May 1979 may be because * The authors of the U.S. Army Surgeon General's report are! Charles W. Lewis, M.D., COL, MC, Chief, Dermatology Service, Brooke Army Medical Center, Fort Sam Houston, Texas; Frederick R. Sidell, K.D., Chief, Clinical Resources Group, U.S. Army Biomedical Laboratory, Aberdeen Proving Ground, Md.; William D. Tigertt, M.D. (Brigadier General, Ret., USA), Professor of Pathology, University of Maryland, Baltimore, Md.; Charles D. Lane, LTC, Southeast Asia Desk Officer, OACSI, Depart- ment of the Army, Washington, D.C.; and Burton L. Kelley, SP5, USA, Dermatology Technician, Brooke Army Medical Center, Fort Sam Houston, Texas. Approved For Release 2011/01/28: CIA-RDP88B00443R002304700004-5 TABLE B-1 Reports of Probable Chemical Agent Attacks in Laos Oct. 1977 1978 Feb. 1978 Feb. 1978 Feb. 1978 Mar. 1978 Mar. 1978 Apr. 1978 June 1978 June 1978-May 1979 Mid-1978 Oct. 1978 Oct. 1978 Oct. 1978 Nov. 1978 Nov. 1978 Nov. 1978 Apr. 1979 May 1979 May 1979 Phu, Hay, S. of Phou Bia Pa Sieng, S. of Phou Bia Ban Nam Luk, S. of Phou Bia 20 kms SE. of Phou Bia Ban Ko Mai Pha Houei Ban Na Pong Ban Phamsi Ban Nam Teng Ban Don area 1-3 kms NE. of Phou Bia Nam Kham 6 kms N. of Phou Khao 3-4 kms N. of Phou Bia Phou Xang Noi near Phou Bia NE. of Pha Khao Ban Nouia Pong Nam Po Pha Mai Method of Attack by Plane Rockets Bomb Spray (?) Spray (?) Bomb Sacks, burst in air (?) (?) Rocket (?) Spray Rocket, air burst Rockets, air burst Rockets, air burst Rockets, air burst Spray Bomb, air burst Rocket, air burst Spray Spray Spray, air burst Material Used (Smoke/Gas) Yellow-gray Yellow Yellow/white Yellow Yellow Brown Yellow White, green, blood-colored Yellow-brown like rain Yellow Yellow Red Yellow Red Yellow-gray Yellow, blue Yellow Yellow Yellow Yellow Yellow June 1976 Jan. 1977-Oct. 1978 Mar. 1977 Apr. 1977 May 1977 May 1977 May 1977 1977-1978 (3 attacks) Jan. 1978 Feb. 1978 Feb. 1978 Feb. 1978 Mar. 1978 Mar. 1978 Apr. 1978 June 1978 June 1978 July 1978 July 1978 July 1978 Aug. 1978 Aug. 1978 Aug. 1978 Sept. 1978 Sept. 1978 Sept. 1978 Oct. 1978 Oct. 1978 Oct. 1978 Nov. 1978 Feb. 1979 Feb. 1979 Mar. 1979 Mar.-May 1979 (6 attacks) Apr.-May 1979 (4 attacks) May 1979 May 1979 Pou Mat Sao Pha Khao Nam Theuna Houi Kam Lang Pha Khae Nam Moh Pha Ngune Phu Seu Houi Xang Sane Mak Ku Tham Se Sam Leim Kio Ma Nang Mouong Ao Khieu Manang Tha Se Pha Phay Phou Seng Phou Bia Ban Nam Mo Phou Lap Pha Houai Ban Thin On Bouamlong Pha Koug Ban Nam Tia Pha Na Khum Phou Bia Ban Done Phou Bia Phou Bia Pha Mat Tong Moei Pha Mai Pha Mai Phou Bia Moung Phong Method of Attack by Plane Rockets Rockets Rockets Rockets Rockets Rockets Spray/rockets Rockets Rockets Rockets Rockets Rockets Rockets Rockets Rockets Rockets Rockets Rockets Spray Rockets Rockets Rockets Rockets Rockets Spray/rockets Rockets Rockets Spray Rockets Rockets Spray Rockets Spray Spray Spray Rockets Material Used (SmokelGes) Red, green Yellow, red, green Red, yellow Yellow Red Yellow Yellow Red, green, yellow Red, green Yellow Yellow, black Yellow White Green White Yellow Red, white, black Red Yellow Yellow Red, green Green, red Red, green, yellow Yellow Yellow, green, red Red Yellow White, green, red White, red Yellow Yellow, red Yellow Yellow Yellow Red I 1- few refugees crossed the Mekong River after that time-as a result of heavy rains and flooding from June to Septem- ber 1979. Most of the early reports were of the use of rockets releasing the agent; beginning in the fall of 1978, the majori- ty of the attacks were carried out by air- craft spraying a yellowish substance which "fell like rain." The attack sites, concentrated around the H'Mong strong- hold in the mountainous Phou Bia area, also are listed in Table B-1, The team was given a plastic vial containing pieces of bark, stained by a yellow substance, which several H'Mong refugees claimed was residue from an aircraft spray attack in April 1979. Pre- liminary chemical analysis of the sample indicates that no standard chemical agent (i.e., an agent listed in TH 8-285, U.S. Army, May 1974) was present. Conclusions The conclusions of these teams, based upon interviews obtained from H'Mong refugees, are as follows: e Chemical agents have been used against the H'Mong. e The reported effects of these agents suggest the use of a nerve agent, a riot-control agent, and an unidentified combination or compound. ANNEX C MEDICAL EVIDENCE Southeast Asia Since 1975, many different sources- refugees, relief workers and medical personnel, including specially qualified physicians-consistently have detailed unusual signs and symptoms of victims of "yellow rain." Specifically, victims in Southeast Asia subjected to a direct at- tack of the yellow powder, mist, smoke, or dust would be seen to begin retching and vomiting within minutes. These effects and those described below were not pronounced in individuals even 100 meters from the attack zone, indicating a relatively dense chemical/carrier com- bination that was effective in low wind conditions. Following the victim's exposure to yellow rain, the initial induced vomit- ing-unlike that caused by a traditional riot-control nausea agent-was pro- tracted over hours to days. It was often accompanied by dizziness, rapid heart- beat and apparently low blood pressure, chest pain, loss of far-field vision, and a feeling of intense heat and burning on the skin, although not described as being Approved For Release 2011/01/28: CIA-RDP88B00443R002304700004-5 most acute in the groin and axillae. Thus, the acute signs and symptoms match some effects of traditional vomiting and blister agents but clearly not all. Within the first hours after the at- tack, many victims also reported intense red eyes, bleeding gums, convulsions or more often trembling, and vomiting of blood, with or without production of copious amounts of saliva-lasting many hours to days, apparently depending on the exposure level. Thick mucous, pin- point pupils, respiratory collapse, pro- longed spasticity, and involuntary urina- tion or defecation were never reported after a yellow rain attack; the absence of these symptoms helped to rule out or- ganophosphate nerve agents in the minds of chemical warfare experts. Many medical and environmental samples also ruled out these and other traditional agents such as DM, DS, and others. Many observers of "yellow rain" effects reported formation within several hours of small (1 centimeter) homoge- neous, hard, fluid-filled blisters over only exposed areas of skin, frequently in- cluding the victim's hands, arms, entire throat, and face-wherever skin was un- covered. In most cases the vomit, after 2-8 hours, contained blood and, in many cases, large amounts of it. About half of those receiving the most concentrated doses of yellow material-those who had been directly under the spray-were observed within several hours to cease vomiting temporarily. This interval was often followed in 5-15 minutes by a period of great pain when the victim would hold his abdomen and emit a gush of blood from mouth and nose. These in- dividuals usually died within minutes afterward. Close questioning by physicians of witnesses to these final moments leaves no doubt that the effects resulted from severe gastrointestinal bleeding, signifi- cant pulmonary bleeding, temporary compression of accumulated blood in the stomach, and, finally, projectile vomiting of as many as several hundred milliliters of blood. These findings were consistent with animal and human autopsies. Many victims of the yellow material received less than the full brunt of a spray, entered the attack zone several hours to 2 days later, or consumed food or water contaminated by the material. These individuals-often within the next 24 hours-developed signs and symp- toms similar to those more directly af- fected but often without pronounced skin effects if they had not contacted the powder residue directly. In addition to attacks of intense vomiting five or six times a day, they also had diarrhea, with bloody stools passed up to eight times a day. Bleeding under the fingernails and around the skin of the eyes and severe bruising of the skin also were commonly reported. Opiates helped the fluid loss in adults, but in children or young persons unable to tolerate the treatments of raw opium and water, death occurred after 10 days to 2 weeks in about half the cases. On the basis of reported signs and symptoms, the cause of delayed death almost certainly was dehydration. In many cases, chemical attacks are reported to produce symptoms other than those described here. However, there has always been a direct associa- tion of the above symptoms with reports of yellow rain attacks-that is, when yellow material is used these symptoms appear; other agents may give rise to other symptoms. Although it is possible to exhibit one or even several of these symptoms associated with traditional chemical warfare agents;, no expert has been able to fit the sequence, severity, and consistency with any of them. In many cases, victims and observers were examined, histories taken, and inter- views conducted by several health pro- fessionals weeks apart. Remarkable con- sistency has been observed. From the beginning of the yellow rain episodes in 1975, autopsies occa- sionally have been reported anecdotally. Some have been done inexpertly, some by nonphysicians, and some were per- formed on animals rather than on human victims. However, the consisten- cy of the early reported "putrefaction" or "rottenness" of the digestive tract within 12-48 hours after death led many forensic medical experts to suspect that one effect of the poison-whatever it was- was to cause necrosis (cell death) of rapidly dividing mucosa (mucous membranes), especially in the stomach and upper small intestine. Other autopsy findings included hyperemia (engorge- ment with blood) of digestive mucosal linings and remarkably intense conges- tion and swelling in the lungs, liver, spleen, and sometimes the kidneys. These and other findings often led ex- perts in toxicology and pathology, on the basis of clinical and pathological data alone, to suggest mycotioxin or even tri- chothecene intoxication. Trichothecene effects have been reported in the forensic,, ontological, and toxicological literature for several years. Unpublished findings often have been discussed in symposiums. In several dozen cases, toxic effects in humans and animals have been carefully recorded, and they match those of yellow rain with good precision (see Table C-1). There are no additional signs or effects of known trichothecene intoxication not fre- quently reported by victims, nor are there any reported yellow rain symptoms that cannot be explained by the effects of the four specific trichothecene toxins found in the samples. There are no significant medical dif- ferences in the reporting from Laos and Kampuchea. Although the timing and delivery systems have sometimes varied, the effects of the chemical agent, clini- cally and pathologically, are identical. In some cases, a series of blood samples from Kampuchean victims also showed a trend toward leukopenia (reduction in the number of white blood cells) and the presence of a trichothecene metabolite (HT-2) consistent with trichothecene in- toxication (see Annex D). Dose-response effects that were observed and routes of administration were both consistent with effects of trichothecenes. An early hypothesis (1978-79) was that a significant number of deaths, especially in Laos, could be explained by the heavy use of riot-control agents such as CS, CN, DM, and agents which cause itching and/or blistering. This hypothesis was rejected quickly on two grounds. First, trace contaminant analysis failed to show the presence of any of these compounds in samples; several samples did, however, contain a trichothecene precursor. Second, contrary to common- ly held views, the epidemiology of diseases endemic to the central high- lands of Laos and the public health situation of the H'Mong do not support the view of malnourished, disease- ridden, and weak persons who would succumb easily to riot-control agents. Also, many studies have shown the op- posite: a relatively low incidence of pul- monary disease, lower than what could otherwise account for certain effects; better nutritional states than could otherwise account for death in 10 days to 2 weeks from water loss (dehydration) and calorie depletion; and a death rate of nearly zero from causes other than in- fection, old age, and trauma. Afghanistan Some deaths associated with bleeding have been described in the accounts from Afghanistan. In one set of cases, a physician examined persons who had been exposed to sublethal doses of a yellow smokelblack smoke combination attack and one man near death after a series of attacks. Hemoptysis (nasal TABLE C-1 Comparison of Reported "Yellow Rain" Effects With Known Trichothecene Effects Yellow Rain Reports* 1. Nausea, vomiting-severe, immediate 2. "Falling down, world turning" 3. "Burning of skin"-small blisters 4. "Shaking all over, flopping like fish out of water" 6. "Pounding" chest, rapid heartbeat, weakness 7. Severe pain in center of chest 8. Sleepiness, "not able to talk" 10. "Can't breathe" 11. "Skin and body hot with cold" 12. Diarrhea with blood 13. Loss of appetite, inability to eat 14. Bleeding into skin and fingernails 15. Drop in white blood cell count 16. "Rotten esophagus, stomach, intestines; soft spleen and liver" Approved For Release 2011/01128: CIA-RDP88B00443R002304700004-5 Effects of Trichothecenes 1. Nausea, vomiting-severe, immediate 2. Dizziness 3. Generalized erythema with a burning sensation of skin 4. Ataxia (failure of muscular coordination), occasional tremors and convulsions 5. Congestion of the sclera (white outer coat of eyeball) and blood in tears 6. Hypotension (abnormally low blood pressure) with secondary rise in heart rate 7. Angina (substernal chest pain) 8. Somnolence, central nervous system symptoms 9. Stomatitis (inflammation of oral mucous membranes) and ptyalism (excessive salivation) 10. Shortness of breath 11. Fever and chills 12. Diarrhea with blood 13. Anorexia 14. Thrombocytopenia (decrease in number of platelets, white blood cells involved in clotting of blood) and purpura (skin discoloration caused by hemorrhage into tissues) 15. Leukopenia and anemia 16. Rapid necrosis of linings of gastro- intestinal tract; lymphoid necrosis in spleen and liver 17. Congestion of all organs * Effects are immediate at levels near to or above a rough estimate of 500-1,000 mg total body burden for an adult. Although inhalation data are pending, the levels are consistent with reported lethal and sublethal doses. Trichothecenes in combination, when directly ingested or inhaled, or in purified form, are more toxic in lower concentrations, and the order of signs and symptoms and timing varies. bleeding)-but not hematemesis (bleeding from the gastrointestinal tract)-was reported in about half of these cases. Several features of at least one of the chemical agents-an incapacitant- used in Afghanistan defy explanation at this time. One possibility is that the agent(s) are highly selective for the cen- tral nervous system rather than the autonomic nervous system. As yet, no good candidate agent has been identified which will selectively inhibit the central nervous system so as to cause uncon- ciousness for several hours. Another finding has been the presence of a der- mal anaesthesia, affecting only exposed areas of skin. Postattack Medical Survey There is evidence that after some at- tacks in Laos and Afghanistan, Lao Communist or Soviet forces entered the attack zones to conduct surveys. Several reports indicate that survivors from a toxin attack on a Lao village were taken several kilometers from the village and injected with a small volume of a clear solution said by their captors to be a "new" medicine to assess the gas. The injections, given intramuscularly in the upper arm, reportedly did nothing to alleviate the weakness, nausea, vomit- ing, or diarrhea suffered by the sur- vivors. One victim reported the drug caused an immediate sensation of warmth throughout his body. Only the use of opium later eased the discomfort. It is probable that this procedure was a test either of a new antidote or of a drug developed to reduce incapacitation from the nausea and vomiting. Similarly, in a few cases in Afghani- stan, Soviet troops reportedly disem- barked from helicopters or armored per- sonnel carriers at the edge of an attack site. Three or four, dressed in full anti- contamination gear, walked among the dead, examined the corpses and, opening them with a crude incision, examined the organs in the abdominal and thoracic cavities. In one case, a solution was poured into the incision. When the corp- ses were later recovered by the mu- jahidin, the body cavity contents had been destroyed beyond recognition. These and a few additional reports sup- port the hypothesis that the perpe- trators of some of the attacks were in- terested in studying aftereffects, lethali- ty, or some other quasi-experimental aspect of the use of a new chemical weapon. Recent indications from Afghanistan indicate that one purpose of the field surveys and body examinations is to determine levels of toxic materials still present in the attack zone before Soviet troops occupy it. ANALYSIS AND REVIEW OF TRICHOTHECENE TOXINS Sample Analyses for Trichothecenes The Trichothecene Hypothesis. Since 1975, the U.S. Government has received remarkably consistent reports detailing chemical attacks in Southeast Asia. Some of these reports described the use of lethal agents which produced symp- toms that could not be correlated with those produced by known or traditional- ly recognized chemical warfare agents or combinations of them (see Table D-1). It is readily apparent that the symptoms most frequently described in Laos and Kampuchea correspond most closely with those produced by a group of myco- toxins-the trichothecenes. A review of the scientific literature revealed not only that these compounds had physical and chemical properties indicating potential as chemical agents but also that they were the subject of intensive investiga- tion by Soviet scientists at institutes previously linked with chemical and bio- logical warfare research. In the fall of Approved For Release 2011/01/28: CIA-RDP88B00443R002304700004-5 1980, the trichothecenes were added to the list of agents suspected to have been used in Southeast Asia and Afghanistan. Other candidates under consideration in- cluded phosgene oxime, arsines, cyano- gen chloride, nerve agents, riot-control agents, and combinations of these agents. Many samples from chemical attacks in Laos and Kampuchea were examined at the U.S. Army's Chemical Systems Laboratory (CSL) for the presence of traditional chemical warfare agents and were reported to be negative. In March 1981, CSL reported the presence of an unusual compound (C15H24) in the vapor analyses from several clothing and tissue samples taken from the victim of a chemical attack. The compound was closely related in structure to the simple trichothecenes. This finding sparked the request for analysis of all future samples for the presence of trichothecene myco- toxins. The Kampuchean Leaf and Stem Sample: The First Analysis for Tri- chothecenes. On March 24, 1981, a number of samples were received from the U.S. Embassy in Bangkok. Two were reported to have been collected from the site of a chemical attack that occurred in the vicinity of TV 3391, an area just south of Phnom Mak Hoeun. A vegetation sample and a water sample were collected within 24 hours of the at- tack. Examination of bodies of victims of this attack by medical personnel revealed highly unusual degeneration of the mucosal lining of the gastrointestinal tract. The effects described paralleled those known to be produced by the trichothecenes. The samples were sub- mitted to the Chemical Systems Labora- tory for analysis for the presence of chemical warfare agents. With the ex- ception of the unusual presence of high levels of CN-, Cl-, and F-ions, no evi- dence of known chemical warfare agents was found. An initial test for the tricho- thecenes by thin layer chromatography was inconclusive because of severe prob- lems with interfering substances and the lack of appropriate standards. The trichothecenes are difficult to detect even under ideal circumstances, and the presence of interfering sub- stances in the sample may make identifi- cation and quantification by thin layer chromatography inconclusive. A review of the limitations and potentials of the analytical methods for trichothecenes led to the conclusion that the computerized gas chromatography/mass spectroscopy method in the selected ion-monitoring mode enabled precise identification and quantification of these compounds in complex mixtures. A comparison of the currently available methods suitable for trichothecene analysis and an assess- ment of their utility and limitations is presented in Table E-3. A portion of the leaf and stem sam- ple was furnished to the U.S. Army Medical Intelligence and Information Agency for further analysis. This sam- ple, a positive control sample to which T-2 toxin was added, and a negative control sample of similar vegetation were forwarded to Dr. Chester J. Mirocha of the Department of Plant Pathology, University of Minnesota. Dr. Mirocha was given no information con- cerning the history or ctontent of the samples and was requested to analyze the three unknowns for, the presence of trichothecene toxins using the best methods at his disposal.. The analysis involves a series of ex- tractions followed by ferric gel separa- tion, selected ion monitoring on a com- puterized gas chromatographlmass spec- trometer, and a full mass spectral scan for comparison with known standards. The methods used are among the most sensitive and specific for detection of these compounds; also, false positives are rare. Toxins can be identified by their mass spectra and quantified with a high degree of accuracy. The vegetation sample allegedly exposed to a chemical warfare agent was found to contain 109 parts per million (ppm) of nivalenol, 59.1 ppm of deoxynivalenol, and 3.15 ppm of T-2 toxin; each is a potent toxin of the trichothecene group. No trichothecenes were detected in the negative control sample, and 35 ppm of T-2 toxin were detected in the sample to which T-2 tox- in had been added. It was Dr. Mirocha's assessment that a mixture of these par- ticular toxins in the high levels detected could not have occurred as a result of natural contamination. The possibility that the identified toxins were produced by natural fungal contamination was discounted on the basis of the climatic conditions required for production of T-2 toxin, the high levels of toxins detected, the unusual mixture of toxins found, and the results of surveys of Southeast Asia for the presence of these toxins. This conclusion was supported by the analysis of normal flora samples from Kampuchea de- scribed below. Analyses of Control Samples From Kampuchea for the Piresence of Tri- chothecenes. On September 20, 1981, the U.S. Army MedicaIl Intelligence and Information Agency received nine con- trol samples from U.S., Army personnel in Bangkok for the purpose of conduc- ting laboratory analyses for background -- _ij ; .111rL I Approved For Release 2011/01/28: CIA-RDP88B00443R002304700004-5 TABLE D-1 Symptoms of Chemical Attacks Reported in Laos, Kampuchea, and Afghanistan of Reports Mentioning Symptom Tricho. thecenes Nerve Agents Arsines Phosgene Oxime Incapacitant Cyanogens (BZ) Riot- Control Agents Multiple deaths Vomiting Diarrhea 84.6 71.4 53.1 x x x X x X X X X a - - h 52.0 X - - x - age Hemorr Breathing difficulty 47.95 x X X x X X X X it ti n ki i 43 9 X - X X - - rr a o n Itching and s . 42 8 x X X x X Nausea Animal death . 41.8 X X X x - .- Blurred vision 39.7 x X X x X X X Headache 36.7 X X - x - x X X - Fati ue 35.7 X X - g Nasal excretion 34.7 x X X X - - x Rash or blisters 32.6 X - x X - - X Tearing 30.6 X X X x X - X hi C 28.6 x X X X X - X ng oug Effect on vegetation 26.5 X - x x - - - Dizziness and vertigo 25.5 X X X X X Facial edema 20.4 X - X - - X Thirst and dry mouth Skin color change 20.4 16.3 X X - - X X - - Tachycardia 12.3 X X X X X X Temporary blindness 9.18 X - x - X X Rapid loss of consciousness 9.18 Xb x X X - Salivation Hearing loss 6.12 5.1 xc X X - Tremors or convulsions Sweating Paralysis Loss of appetite Frequent urination 4 3 3 3 2 X X X X X X X X X X - TABLE D-1 (continued) Symptoms of Chemical Attacks Reported in Laos, Kampuchea, and Afghanistan of Reports Mentioning Trlcho? Symptom thecenes 72.4 62.06 51.7 41.3 34.5 27.6 24.1 20.68 17.2 13.8 13.8 13.8 10.3 6.9 6.9 6.9 6.9 3.4 3.4 3.4 3.4 3.4 3.4 3.4 3.4 Nerve Agents Riot. Phosgene Incapacitant Control Arsines Oxime Cyanogens (BZ) Agents X X X X - - - X x - - X X X X - - x x X - X - X X X X X :X X X X X :X X - - - :X - X - - X :X - X X X :X X X - X X - - - X - - - - X - - - - X X X X X X X - - x X X - - X Rapid loss of consciousness 47.9 Xb X - - X X - Skin irritation and itching 31.5 X X X - - x Multiple deaths 30.1 X X X - X - - Nausea 20.5 X X X - - X X Vomiting 19.1 X X X - - - x Tearing 17.8 X X X X X - X Dizziness and vertigo 16.4 X X X X X Blisters or rash 15 X X X - - X Difficulty breathing 13.7 x x x x x x x Paralysis 13.7 X X - - X - - Headache 12.3 x x - x - x x Temporary blindness 8.2 X X X - X X Salivation 6.8 X` X Loss of appetite 6.8 X X Effects on vegetation 5.5 X Fatigue 5 X Confusion 4.1 X Hemorrhage 4.1 X Change in skin color 2.8 X Diarrhea 2.8 X X - - - - Coughing 1.3 X x X X X X Multiple deaths Hemorrhage Dizziness and vertigo Vomiting Nausea Skin irritation Rapid loss of consciousness Fever Headache Tearing Breathing difficulty Fatigue Paralysis Numbness Blurred vision Dry throat and thirst Edema Salivation Vegetation affected Diarrhea Cough Nasal discharge Rash or blister Chills Hearing loss Afghanistan Note: This table is a compilation relating the signs and symptoms reported in the three countries to symptoms associated with certain chemical agents. The frequency with which a particular symptom was reported is expressed as a percentage of the total number of attacks. levels of trichothecene toxins. The samples were collected from an area near TV 3391 that had not been sub- jected to any reported chemical attacks. The samples were collected by U.S. per- sonnel under instructions to reproduce the sampling conditions, handling, pack- aging, and transfer conditions of the original sample as closely as possible. The same species of plant was sampled, and four other vegetation samples also were collected. A water sample and two soil samples were recovered. Corn and rice samples from the area also were taken. These grains provided an ideal substrate for growth of toxin-producing fungi and would, therefore, be a sensi- tive indicator of any natural occurrence. The nine samples were forwarded under code to Dr. Mirocha for trichothecene analysis. A portion of each sample also was submitted to Chemical Systems Laboratory for background determina- tions of CN-, Cl-, and F-levels. No trichothecenes were detected in any of these samples, indicating that nivalenol, deoxynivalenol, T-2, and diacetoxyscir- penol are not prevalent in the geographi- cal area from which the alleged chemical warfare-exposed sample was collected. The appearance of these trichothecenes in high levels and unique combinations in a sample associated with a chemical at- tack-which produced symptoms typical of trichothecene exposure-indicates that these toxins may have been used as chemical weapons. This conclusion is fur- ther supported by the evidence provided by analysis of additional alleged chemical warfare samples from Laos and Kampu- chea as described below. Analysis of Additional Chemical Warfare Samples From Laos and Kam- puchea for the Presence of Trichothe- cenes. The U.S. Army Medical Intelli- gence and Information Agency received from the Chemical Systems Laboratory three additional suspected chemical war- fare samples for analysis for trichothe- cenes. The first sample consisted of 10 ml of water taken from the same chemi- I r --- Approved For Release 2011/01/28: CIA-RDP88B00443R002304700004-5 a Bloody frothing. b only at very high doses. c Depending on which trichothecenes. d Blood flecked frothing. cal attack site in Kampuchea as the leaf and stem sample previously examined. The second sample came from the site of a "yellow rain" attack occurring on March 13, 1981, in the village of Muong Cha (TF 9797) in the Phou Bia region of Laos. The agent was sprayed from a twin-engine propellor aircraft at about noon, local time. The falling substance was described as "like insect spray" and sounded like drizzling rain. Quite sticky at first, it soon dried to a powder. Symptoms described by victims included nausea, vomiting, and diarrhea. A sam- ple of the agent scraped from the sur- face of a rock by a victim and carried in- to Thailand was turned over to U.S. Embassy personnel. The third sample was taken from the site of a "yellow rain" attack that occurred at 2:00 p.m. on April 2, 1981, at Ban Thong Hak (TF 9177). Twenty-four people reportedly died in this attack; there were 47 sur- vivors. Symptoms included severe skin irritation and rash, nausea, vomiting, and bloody diarrhea. A survivor of the attack scraped this sample from the sur- face of a rock with a bamboo knife. Although the individual took precautions (that is, cloth mask), a severe skin rash and blisters developed. These three samples were submitted to Dr. Mirocha for analysis. The water sample from Kampuchea contained 66 ,ppm of deoxynivalenol and a trace amount of diacetoxyscirpenol. A trace quantity of the second sample was screened as strong positive for trichothe- cenes. Further analysis of that sample confirmed the presence of high levels of T-2 toxin (150 ppm) and diacetoxyscir- penol (25 ppm). Nivalenol and deoxy- nivalenol may also be present but are be- ing masked by interference from phtalate compounds (leached from the plastic packaging). An effort to modify the extraction process is being made in orde'r to overcome the interference so that nivalenol and deoxynivalenol can be measured more easily. Interestingly, ex- amination of the petroleum ether frac- tion from the sample revealed the presence of a yellow pigment almost identical to that previously identified by Dr. Mirocha in cultures of Fusarium roseum, indicating, that the yellow powder probably consisted of the crude extract of a Fusarium culture. There was little of the third sample contained in the vial received for testing. The quantity was too small to be weighed accurately, and inspection of the vial revealed only a small speck estimated to weigh much less than 0.1 mg. That speck contained 10 ng of diacetoxyscirpenol, a level equivalent to 100 ppm at the very least and probably much higher. The sample size was too small to allow adequate analysis for the other three trichothecenes of interest. These results support the hypothesis that trichothecenes have been used as chemical warfare agents in Laos and Kampuchea. The presence of these high levels of trichothecene toxins in water and in yellow powder scraped from rocks argues against natural occurrence, since neither water nor rock is a suitable environment for growth of the fungi re- quired to produce the toxins. Differences between the analyses of the Kampuchean leaf and stem sample and the water sample collected from the same attack site raise additional ques- tions. Failure to find T-2 toxin in the water sample is probably due to the rela- tive insolubility of T-2 toxin in water. The presence of diacetoxyscirpenol in the water might be the result of bio- transformation or breakdown of T-2, as they are so structurally similar, differing only in the substitution on carbon 8. While this hypothesis cannot be entirely ruled out, it is unlikely on the basis of known biotransformation of T-2 in the laboratory. The initial vegetation sample was not screened for diacetoxyscirpenol, although the mass spectra from the in- itial analysis will be reexamined for trace amounts of it. The absence of nivalenol in the water sample is more difficult to explain because nivalenol is water soluble. The effect of environmental conditions and microorganisms on the stability of these compounds may vary widely for each of the specific compounds and may explain the analytical results. Further scientific investigation of these factors is needed. Analysis of Blood Samples From Chemical Attack Victims Blood samples drawn from victims of re- cent chemical attacks in Kampuchea have been received by the U.S. Army Medical Intelligence and Information Agency for analysis for indications of trichothecene exposure. Little is known concerning the rate of metabolism of tri- chothecenes in humans; it is difficult, therefore, to estimate the probability of detecting trichothecenes or their metab- olites in blood samples. T-2 is rapidly cleared from the blood in animals, and 25% of the total dose is excreted within 24 hours after exposure; it is unlikely that trichothecenes could be detected unless blood samples were obtained within 24-48 hours after an attack. Other blood parameters are affected by Approved For Release 2011/01/28: CIA-RDP88B00443R002304700004-5 the trichothecenes, however, and may prove to be useful markers. The trichothecenes induce a severe leukopenia (decrease in white cell count) which can persist for several weeks following exposure. In addition, the trichothecenes affect some liver and kidney function marker enzymes which can be monitored in the blood. On October 11, 1981, four whole blood samples and four blood smears were received from the U.S. Embassy in Bangkok. The blood was drawn from four Khmer Rouge soldiers on Octo- ber 7, 1981 at a Khmer Rouge hospital inside Kampuchea. Detailed medical his- tories as well as descriptions of the at- tack were recorded on each individual from whom a blood sample was taken. All four men were victims of a gas at- tack occurring near Takong on September 19, 1981. Symptoms experi- enced included vomiting, blurred vision, bloody diarrhea, difficult breathing, dry throat, loss of consciousness, frontal headache, tachycardia, and facial edema. Unfortunately, the samples could not be refrigerated until 48 hours after collec- tion. Thus, it was impossible to obtain data concerning white cell counts and blood chemistry. The four whole blood samples were submitted to Dr. Mirocha for analysis for trichothecene metabo- lites because of the possibility, admitted- ly remote, that some of the metabolites might bind to blood proteins and might still be detectable even 3 weeks after an attack. On October 22, 1981, additional blood samples were received. These had been drawn from nine victims from the September 19 attack and from four con- trol individuals of similar age and back- ground who had not been exposed to a chemical attack. The samples had been properly refrigerated and were accom- panied by complete and detailed medical histories taken by trained medical per- sonnel who examined the individuals In- cluded in the package were blood sears and heparinized and nonheparinize samples from each individual. The samples were submitted for blood assays to the U.S. Army Medical Research In- stitute of Infectious Diseases. The above results show no statisti- cally significant differences between ex- posed and control groups (students T-test). In eight individuals exposed to a chemical agent, a trend toward de- pressed white cell counts was observed. Such an observation would be compati- ble with the clinical picture of toxin ex- posure; however, it is also compatible with a number of other medical prob- lems, and a larger control sample would be required before such results could be adequately interpreted. Abnormal liver and kidney functions were not indicated by these data. Portions of the blood samples were analyzed by Dr. Mirocha for the pres- ence of trichothecenes and/or trichothe- cene metabolites. The results of the analyses are consistent with trichothe- cene exposure in at least two of the gas- sing victims and tend to support the hypothesis that a trichothecene-based agent was used in this attack. Using the selected ion-monitoring gas chromatography/mass spectroscopy analysis technique, Dr. Mirocha was able to identify tentatively a metabolite of T-2 toxin (that is, HT-2) in the blood of two alleged victims. The compound was identified on the basis of its selected ion masses and gas chromatographic reten- tion times. The tentative identification of HT-2 in the blood of two victims, and the trend toward depressed white cell counts in these same victims, cannot be taken as conclusive scientific proof of toxin exposure because the trace amount of the compound present precluded une- quivocal identification and quantification and because many other medical prob- lems in addition to toxin exposure can cause a decrease in white cell counts. It is interesting to note that the individual who showed the greatest amount of the compound tentatively identified as HT-2 in his blood reportedly received the greatest exposure to the agent. He was exposed to contaminated water for more than 30 minutes and was the only victim who fell down in the water and actually swallowed some of it. However, the description by victims of symptoms cor- relating exactly with those associated with trichothecene poisoning provides strong circumstantial evidence that tri- chothecenes were used as chemical agents in yet another chemical attack in Southeast Asia. Trichothecenes have been identified previously in environmental samples taken from several other chemical at- tacks in Laos and Kampuchea. Analysis of control vegetation, water, soil, corn, and rice samples from these areas, as well as reviews of published scientific literature, indicates that the particular toxins that have previously been identi- fied are not known to occur naturally in the combinations found and at the levels detected in Southeast Asia. The latest analysis results contribute another piece of evidence to the growing body of data supporting the charge that trichothe- cenes have been used as chemical/bio- logical agents in Southeast Asia. Approved For Release 2011/01/28: CIA-RDP88B00443R002304700004-5 OVERVIEW OF NATURAL OCCURRENCE AND SIGNIFICANT PROPERTIES OF TRICHOTHECENES Historical Trichothecene Mycotoxicoses The trichothecenes are members of a large group of naturally occurring toxins known as mycotoxins. The word "myco- toxin" is derived from the Greek "mykes" meaning fungus and the Latin "toxicum" meaning poison. It refers to a metabolite produced by a mold that is toxic to man and animals. Mycotoxicoses have been described. as the "neglected diseases," and before 1960 English- language literature concerning the diseases caused by mycotoxins was scarce. Soviet scientists have been in- volved in research with some of these compounds for almost 30 years longer than their Western counterparts. The Soviet Union has had serious problems with mycotoxin contamination of food and has suffered several severe out- breaks of disease in humans. The first comprehensive studies of mycotoxin diseases were conducted in the Soviet Union in the late 1930s. Since the 1940s, the group of myco- toxins figuring most prominently in Soviet scientific literature are the tri- chothecenes, a class of chemically related, biologically active fungal metab- olites produced primarily by various species of Fusarium. Table E-1 lists some of the toxins in this group and pro- ducing fungi. The fungi are well-known plant pathogens that frequently invade many agricultural products. Trichothecene toxins, perhaps more than any other mycotoxins, have been associated with acute disease in humans. Most of the human intoxications have occurred in the Soviet Union (Table E-2). The earliest recognized outbreak occurred in 1891 in the Ussuri district of eastern Siberia. Humans who consumed contaminated grain exhibited headache, chills, nausea, vomiting, vertigo, and visual disturbances. Dogs, horses, pigs, and domestic fowls reportedly were affected. The most extensive mycotoxicosis outbreak reported to have caused multi- ple fatalities in man also occurred in the Soviet Union. In 1944, 30% of the population of Orenburg district, near Siberia, was affected by alimentary toxic aleukia (ATA), a disease later shown to be caused by ingestion of trichothecene toxins. More than 10% of the entire population of the district died of the disease. Many other outbreaks of ATA occurred in the Soviet Union, mainly during the 1942-47 period. The con- tamination was traced to overwintered millet, wheat, and barley infected with Fusarium. Symptoms of the disease in- cluded vomiting, skin inflammation, multiple hemorrhaging (especially of the ,lung and gastrointestinal tissue), diar- rhea, leukopenia, and suppression of bone marrow activity. In 1939, Premier Joseph Stalin dis- patched Nikita Khrushchev to the Ukraine to organize ancd improve agri- cultural operations and to identify the disease causing the deaths of many horses and cattle. The 1problem was traced to hay and stra,"v contaminated with Stachybotrys atra. The disease, later referred to as stacchybotryotoxi- cosis, occurred after ingestion or contact with the contaminated ;grain. Symptoms included ulcerative dermmatitis, peroral dermatitis, blood dyscrasias, hemor- rhagic syndromes, abortion, and death. The greatest economic impact was due to loss of horses, although cattle, sheep, poultry, and humans also were affected. Other disease outbreaks in which similar symptoms were present occurred in 1958 and 1959 among horses and cat- tle in the Soviet Union and Eastern Europe; thousands of animals were lost. Other intoxications were reported later Soviet Scientists Involved in Mycotoxin Research A. Kh. Sarkisov-All Union Scientific Re- search Institute of Experimental Veteri- nary Science, Moscow V. I. Bilay (also spelled Bilai)-Ukrainian S.S.R. Institute of Microbiology and Virology, Kiev V. A. Tutel'yan-U.S.S.R. Academy of Medi- cal Sciences Nutrition Institute; Moscow M. A. Akhmeteli-U.S.S.R. Academy of Medical Sciences Institute of Epidemiology and Microbiology L. Ye. Olifson M. F. Nesterin K. Z. Salomatina Ye. P. Kozhevnikova N. D. Osadchaya L. F. Mikhaylova Sh. M. Kenina V. L. Kartashova L. R. Filonova T. Ye. Tolcheyeva Kn. A. Dzhilavyan I. S. Yelistratov N. S. Tishkova V. I. Kaplun Ye. P. Kozhevalkova S. M. Gubkin L. I. Il'ina P. A. Win A.. M. Kogan D~. T. Martynenko NI. A. Kostyunina Y. V. Yerinakov I. A. Kurmanov V. V. Semenov & K. Bystryakova Z.. Z. Orlova L,. S. L'vova L,. I. Lozbina T.'. A. Shevtsova I., Yu. Makedon N. S. Proskuryakova AL. V. Borovkov A. N. Nazypov L. I. Lozbin M. S. Marova in Japan, Europe, the Soviet Union, and the United States, affecting various domestic animals and-in the case of "red mold toxicosis"-man. All of these diseases have now been shown to be due to ingestion of trichothecenes rather than to an infectious agent. In earlier outbreaks, the levels of toxin present in the contaminated grain were not meas- ured; however, the levels of nivalenol and/or deoxynivalenol measured in toxic grains implicated in more recent out- breaks (i.e., "moldy corn toxicosis" and "red mold toxicosis") typically were be- tween 2 and 8 ppm. Natural Occurrence of Trichothecene Mycotoxins Publications concerning the occurrence of trichothecenes are relatively scarce because of the lack of convenient detec- tion methods and the complexity of the trichothecene family of compounds. Only recently have scientists developed methods capable of distinguishing be- tween close structural derivatives and accurately quantifying the levels of toxin present (see Table E-3 for comparison of analytical methods). Extreme care must be taken when reviewing the scientific literature on natural occurrence of these compounds because erroneous conclu- sions can be',,,drawn on the basis of results obtained with inadequate analyti- cal techniques. Misidentification of com- pounds and gross overestimation of con- centrations have occurred using tech- niques such as thin layer chromatog- raphy. Table E-4 lists the reports of natural occurrence of T-2 toxin, diacetoxyscir- penol, and nivalenol that were obtained from a literature search of more than 3,000 citations concerned with tricho- thecene toxins. Levels that are ques- tionable on the basis of techniques used are indicated. It is immediately apparent that the levels of toxins found in the various samples from Laos and Kam- puchea are highly unusual, even if one accepts the questionable reports in Table E-4 as valid. The levels of these toxins (150 ppm of T-2 toxin, 109 ppm of nivalenol, more than 100 ppm of diacetoxyscirpenol, and 66 ppm of deox- ynivalenol) are markedly higher than those reported to occur in nature. It should also be noted that the incidences recorded in Table E-4 concern levels of toxin produced when Fusarium is grow- ing on its ideal substrate, while the Laos Approved For Release 2011/01/28: CIA-RDP88B00443R002304700004-5 TABLE E-1 Trichothecene-Producing Fungi by various researchers. Surveys of the toxigenic fungi and mycotoxins naturally present in Southeast Asia conducted by the Mahidol University in Bangkok and the Massachusetts Institute of Tech- nology have not revealed the presence of T-2, nivalenol, deoxynivalenol, or dia- cetoxyscirpenol, although other myco- toxins such as aflatoxin were identified. These results were confirmed by our analysis, using our own methodology, of normal flora samples of vegetation, soil, water, corn, and rice from Kampuchea that failed to reveal the presence of trichothecenes. Skeptics have formulated theoretical explanations for the analytical results to support a hypothesis of natural occur- rence of these toxins. It was postulated that the trichothecenes found were ab- sorbed through the roots of a plant, translocated to the leaves, and exuded and washed onto the surface of a rock and into water where they were found. A 1981 publication by Jarvis et al. re- ported a Brazilian shrub that appeared to absorb, translocate, and chemically alter a macrocyclic trichothecene pro- duced by soil fungi. While this citation is used to support a hypothetical mode for natural deposition in Southeast Asia, it should be noted that the plant reported in this publication did not exude the tox- in, that the toxin was extremely phyto- toxic to all other plants assessed, and that the plant was not capable of de novo trichothecene synthesis. No other trichothecenes have been found to be ab- sorbed and translocated in any other plant in this manner. Control samples of soil and vegetation from Southeast Asia do not support endemic presence of these toxins. The appearance of these particular trichothecene toxins in these high levels in environments generally in- hospitable to their formation cannot reasonably be attributed to a natural contamination. Trichothecenes T-2 Toxin Nivalenol Roridins HT-2 Toxin Monoacetyl- Veirucarins Nivalenol Diacetoxyscirpenol Diacetyl-Nivalenol Satratoxins Neosolaniol Deoxynivalenol Vertisporin F. tricinctum F. nivale Myrothecium verrucaria F. roseum F. opisphaeria F. equiseti F. roseum F. sporotrichioides Stachybotrys atra Verticimonosporium diffractum F. lateritium F. poae F. solani F. rigidiusculum F. semitectum TABLE E-2 Historical Trichothecene Mycotoxicoses Toxicosis "Taumelgetreide" Toxicosis Districts and Affected Species U.S.S.R.: man, farm animals Symptoms Headache, nausea, vomiting, vertigo, chills, visual disturbances Vomiting, diarrhea, multiple hemorrhage, skin inflammation, leukopenia, angina Shock, stomatitis, hemorrhage, dermal necrosis, nervous disorders Bean-hull toxicosis Japan: horse Convulsion, cyclic movement Dendrodochiotoxicosis U.S.S.R., Europe: horse Skin inflammation, hemorrhage Moldy corn toxicosis United States: pig, cow Emesis, hemorrhage Red mold toxicosis Japan, U.S.S.R.: man, horse, Vomiting, diarrhea, congestion pig, cow and hemorrhage of lung and intestine and Kampuchea samples were taken from surfaces-rocks and water-,-that would be extremely unlikely to support Fusaria growth and toxin production. Higher levels of toxin production can, of course, be induced when the mold species is grown in pure culture under ideal laboratory conditions; for instance, the Soviets have succeeded in producing 4 grams of T-2 per kilogram of sub- strate. In a natural environment, how- ever, the Fusaria species cannot com- pete well with other molds such as species of Aspergillus and Penicillium, and levels of toxin produced are orders of magnitude lower. The conclusion that the levels of tox- ins found in the Southeast Asia samples could have occurred only by means of an unnatural mechanism is also strength- ened by surveys of the area conducted Chemical and Physical Properties of the Trichothecenes When considering the suitability of tri- chothecenes as agents, factors such as stability, solubility, and ease of produc- tion must be considered. The general structure for the trichothecene group is shown in Figure E-1. There are more than 40 currently known, naturally oc- curring, 12 to 13 epoxytrichothecenes. The R groups may be hydroxyls, acyl- ated hydroxyl groups or esters. The R group for the toxins detected in the sample is shown below the general structure. All of the compounds have in common an olefinic double bond at car- Approved For Release 2011/01/28: CIA-RDP88B00443R002304700004-5 FIGURE E-1 General Structure of Trichothecenes T2 Toxin Nivaienoi Deox,ynivalenol R1=0H R1=CH R1=OH R2=OAc R2=CH R2=H R3 OAc R3=OH R3=OH R4=H R4=OH R4=OH = =0 R R = =0 RS=OCOCH2CH(CH3)2 5 5 bon atoms 9 and 10 and an epoxy group at carbon atoms 12 and 13. These com- pounds are stable, especially in the solid form. They may be stored for years at room temperature with no loss of activi- ty. They are heat stable with no loss of activity noted after heating for 1 hour at 100? centigrade. The solubility depends on the R groups; highly hydroxylated derivatives are more water soluble. The compounds are also quite stable in solu- tion. Detoxification can be accomplished by treatment with strong mineral acid, which will open the 112 to 13 epoxide bond and abolish all !biological activity. Most of the toxins are well absorbed through mucous mennbranes and some through skin; this property is also a function of the R group. Some of these compounds have been synthesized chemicallly; however, bio- synthesis employing .Fusarium species is the most effective way to produce large quantities. In a prelitminary search of re- cent Soviet literaturte, 50 articles dealing Approved For Release 2011/01/28: CIA-RDP88B00443R002304700004-5 TABLE E-3 Physicochemical Methods for Detection of Trichothecenes in Feedstuffs Trichothecenes Method Detected Thin-layer All chromatography 1-dimension Thin-layer All chromatography 2-dimension Gas-liquid Nonhydroxy- chromatography lated or TMS derivatives Gas chromato- TMS graphy/mass derivatives spectrometry- normal scanning mode Gas chromato- TMS graphy/mass derivatives spectrometry- selection ion monitoring Nuclear- All magnetic- resonance Radio- T-2 toxin immunoassay (developmental stage) Detection Required Limits Standards 0.1 microgram/spot Reference (H2SO4) Standard 0.1-1.0 microgram/ Reference spot(H2SO,) Standard Use and Limitation Qualitative Interference Not confirmatory Qualitative Less interference Confirmatory 0.03-0.05 Reference Quantitative microgram/ Standard Monoglyceride microliter injection interference Equivocable identification 0.02-0.05 Reference microgram/ Standard or microliter Spectrogram injection 0.007-0.02 microgram/ microliter injection Semiquantitative Less interference Unequivocable identification Reference Quantitative Standard or Best for complex Spectrogram mixtures Unequivocable identification Reference Confirmatory Standard or Purified toxin Spectrogram structure elucidation 1-20 nanogram Rabbit anti- Sensitive T-2 toxin Low interference anti-body HT-2 toxin Relative structural specificity with the trichothecenes were reviewed. Of these, 22 dealt with defining optimum conditions for biosynthesis of the com- pounds. N.A. Kostyunina has reported production of T-2 toxin at levels of 4 grams per kilogram of substrate (nor- mally wheat grain or rice). Many in- dustrial microbiology plants have been identified in the Soviet Union. Some are involved in production of single-cell pro- tein for fodder additives, others produce antibiotics, and the function of still others is unknown. Fusaria are pro- duced in the Soviet Union at a facility long reported in the open literature as being a suspected biological warfare agent production and storage facility. This facility, Berdsk Chemical Works, is near the science city of Novosibirsk in Siberia. The only difference between an antibiotic and mycotoxin is their target specificity. Both are produced by fungi, but the mycotoxins are relatively more toxic to man than to microorganisms. Mycotoxins can be produced in good yield employing the same techniques used to produce some antibiotics. Thus, it may be concluded that the Soviets could produce trichothecenes in large amounts. They produce an antibiotic that is a trichothecene derivative, which would provide an ideal cover for agent production facilities. Medical Effects of the Trichothecenes in Humans The most prominent symptoms associ- ated with trichothecene poisoning are listed in Table E-2. Striking among these is the rapid onset of vomiting, along with severe itching and tingling of the skin. Hemorrhage o~f the mucous membranes and bloodydiarrhea follow. The symptoms shown in Table E-2 are similar to those reported by victims of trichothecene attacks in Laos, Kampu- chea, and Afghanistan. The correlation is striking. The LD51's (dose required to produce death in 50%o of a test population) of the trichothecenes in laboratory animals range from 0.1 mg/kg to greater than 1,000 mg/kg, depending on the particu- lar toxin, species, and route of exposure. The LD50 of T-2 toxin in a cat is 0.5 mg/kg. However, the ED50 (dose re- quired to produce a desired physiological effect in 50% of a test population) is much lower. The ED50 to produce a vomiting reaction is 0.1 mg/kg; for skin irritation it is in'the tenths of micro- gram range. Most of the data concerning the toxicological effects of the trichothecenes are derived from animal data in which pure compounds were administered by oral, subcutaneous, intraperitoneal, or intravenous routes. Unfortunately, there are no reports concerning the effects of inhalation of mixtures of the compounds. Therefore, it is difficult to speculate con- cerning the effects that would be ex- pected in humans exposed to an aerosol of mixtures of these potent toxins. The most useful data concerning exposure in humans were obtained in a phase I clinical evaluation of anguidine (dia- cetoxyscirpenol) as an anticancer drug. Diacetoxyscirpenol was administered by intravenous infusion. Doses of 3 mg/m2/ day caused immediate onset of nausea, vomiting, diarrhea, somnolence and/or mental confusion, fever, chills, a gen- eralized erythema with a burning sensa- tion, hypotension, dyspnea, stomatitis, hives, and ataxia. Because of the side effects, the treatment was discontinued. The properties which make the use of diacetoxyscirpenol potentially useful as an anticancer drug are the same as those responsible, in part, for its ex- treme toxicity. It and the other tricho- thecenes cause extensive damage to rapidly dividing cells such as tumor cells. Unfortunately, the cells of the lining of the gastrointestinal tract and bone mar- row are also rapidly dividing, and the effects of the trichothecenes on these cells result in severe, rapid degeneration of these tissues. The compounds also have direct effects on the clotting fac- tors in the blood (that is, a primary effect on Factor VII activity and a sec- ondary effect on prothrombin), which result in excessive hemorrhage following trauma. The other useful body of clinical data concerning the effects of trichothecenes in humans is drawn from descriptions of the course of the disease in the natural TABLE E-4 Spontaneous Occurrence of Trichothecene Mycotoxins T-2 Toxin U.S. U.K. India Canada India Canada India U.S. U.S. U.S. U.S. France U.S. Diacetoxy- scirpenol U.S. U.S. India India Germany U.S. Deoxynivalenol U.S. U.S. U.S. U.S. U.S. U.S. U.S. U.S. U.S. U.S. U.S. U.S. U.S. U.S. Japan U.S. U.S. U.S. France South Africa Zambia U.S. Japan Austria Austria Canada Nivalenol Japan France Partially U.S. characterized India trichothecenes Skin irritant U.S. factors-not analyzed U.S. Approved For Release 2011/01/28: CIA-RDP88B00443R002304700004-5 Mixed feed Brewer's grains Sweet corn Corn Sorghum Barley Safflower seed Corn stalks Feed supplement Corn Mixed feed Corn Corn Mixed feed Mixed feed Safflower seed Sweet corn Corn Corn Corn stalks Corn Corn Corn Mixed feed Mixed feed Mixed feed Corn Corn Corn Corn Corn Corn Oats Barley Corn Corn Mixed feed Corn Corn Corn Corn Barley Corn Corn Corn Barley Corn Corn Safflower seed Concentration (parts per million) References 0.08b 15 NDc 19 4b, d 5 ND 4 NDd 22 25d 20 3-5d 6 0.1 lb 16 ND 7 2 8 0.3 14 0.02b 10 ND 2 0.5 15 0.38 15 14d 5 31.54 23 0.88 21 1.5b 16 1.8b 15 1.0b 15 0.1b 15 0.04b 15 1.0b 15 1.0b 15 7.4 9 0.1-25d 21 trace-25d 2, 21 1.1-10.7 26 41 25 1.0b 17 5 17 ND 18 1.0b 13 0.06b 13 0.07b 13 0.6b 10 2.5 11 7.4 11 ND 2 7.3 18 1.3 24 7.9 24 7.9 24 ND 18 43b 10 ND 25 NDd 6 93 positiveb 3 of 173 Multiple positive 21 samples 16 positive 1 of 191 a References: 1. Balzer et al. (11977) 2. Ciegler (1978) 3. Eppley et al. (1974) 4. Funnel (1979) 5. Ghosal at al. (1978) 6. Ghosal et al. (,1977) 7. Hibbs et a/. (1974) 8. Hsu et al. (1972) 9. Isshi et al. (19)75) 10. Jemmail et al.. (1978) it. Marasas et al!. (1977) 12. Miller (1976) 13. Mirocha (1979) 14. Mirocha (1979) 15. Mirocha et al.. (1976) 16. Mirocha et al.. (1979) 17. Mirocha et al.. (1979) 18. Morooka et all. (1972) 19. Petrie eta/. (11977) 20. Puls and Grecenway et al. (1976) 21. Romer, T., Raalston Purina, St. Louis, MO) (personal communicaticon) 22. Rukmini and IBhat (1978) 23. Siegfried (19779) 24. Vesonder and Ciegler (1979) 25. Vesonder et al. (1976) 26. Vesonder et gal. (1978) b Zearalenone (F-2 toxins) also detected in the sample. C ND =toxin concentration was not deter- mined. d Levels that are questionable on the basis of techniques used. Approved For Release 2011/01/28: CIA-RDP88B00443R002304700004-5 outbreaks that occurred in the Soviet Union. The effects produced are similar to radiation poisoning, and there is a la- tent phase similar to that seen in radia- tion poisoning, in which the overt symp- toms disappear. The clinical picture may be divided into four stages. The first stage occurs within minutes to hours after ingestion of toxic grains. The symptomatology described was produced by oral exposure to low doses. In exposure by inhalation, the symptoms may be more pronounced or the time course accelerated. The char- acteristics of the first stage include primary changes, with local symptoms, in the buccal cavity and gastrointestinal tract. Shortly after ingestion of toxic grain, the patient experiences a burning sensation in the mouth, tongue, throat, palate, esophagus, and stomach as a result of the toxin's effect on the mucous membranes. The tongue may feel swollen and stiff, and the mucosa of the oral cavity may be hyperemic. Inflam- mation of the gastric and intestinal mucosa occurs, along with vomiting, diarrhea, and abdominal pain. In most cases excessive salivation, headache, diz- ziness, weakness, fatigue, and tachy- cardia accompany the initial stage. There may be fever and sweating, but Bureau of Public Affairs United States Department of State Washington, D.C. 20520 the body temperature normally does not rise. The leukocyte count may begin to decrease in this stage, and there may be an increased erythrocyte sedimentation rate. This first stage may last from 3 to 9 days. The second stage is often called the latent stage or incubation period because the patient feels well and is capable of normal activity. It is also called the leukopenic stage because its main features are disturbances in the bone marrow and the hematopoietic system, characterized by a progressive leuko- penia and granulopenia and a relative lymphocytosis. In addition, anemia and a decrease in erythrocytes, in the platelet count, and in hemoglobin occur. Disturb- ances in the central nervous system and autonomic nervous systems may occur as well as weakness, vertigo, fatigue, headache, palpitations, and mild asthmatic conditions. Visible hemor- rhagic spots (petechiae) begin to appear on the skin, marking the transition to the third phase. The second stage may last 3-4 weeks. The transition to the third stage is sudden, and symptoms progress rapidly. In the third stage, petechaal hemor- rhages occur on the skin of the trunk, arms, thighs, face, and head. They can vary from a millimeter to a few centi- meters in size. Capillaries are fragile, and any slight trauma results in hemor- rhage. Hemorrhages of the mucous membranes of the mouth, tongue, soft palate, and tonsils occur. Nasal, gastric, and intestinal hemorrhages can be severe. Areas of necrosis begin to ap- pear on the lips, fingers, nose, jaws, eyes, and in the mouth. Lymph nodes are frequently enlarged, and the adjoin- ing connective tissue can become so edematous that the patient has difficulty opening his mouth. Blood abnormalities previously described are intensified. Death may occur from hemorrhage, strangulation due to swelling, or sec- ondary infection. The fourth stage is convalescence. Three or 4 weeks of treatment are re- quired for disappearance of necrotic le- sions and hemorrhagic effects. Two months or more may elapse before the bloodforming capability of the bone mar- row returns to normal. Published by the United States Department of State ? Bureau of Public Affairs ? Office of Public Communication ? Editorial Division ? Washington, D.C. ? March 1982 Editors: Norman Howard and Colleen Sussman ? This material is in the public domain and may be reproduced without permission; citation of this source is appreciated. Postage and Fees Paid Department of State STA-501 If address is incorrect please indicate change. 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