FBIS MODERNIZATION PROGRAM CONCEPTUAL DEFINITION PHASE ESL-Q4472 VOLUME I, TECHNICAL 25 JUNE 1984
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Collection:
Document Number (FOIA) /ESDN (CREST):
CIA-RDP88-00218R000300040001-9
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Original Classification:
K
Document Page Count:
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Document Creation Date:
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Document Release Date:
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Sequence Number:
1
Case Number:
Publication Date:
June 25, 1984
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REPORT
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ESL
A Subsidiary of TRW
FBIS MODERNIZATION PROGRAM
CONCEPTUAL DEFINITION PHASE
ESL-Q4472
Volume I, Technical
25 June 1984
..,
&T i?1r
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495 Java Drive ? P.O. Box 3510 ? Sunnyvale, CA 94088-3510.408.738.2888
Copy No. / ()
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ESL INCORPORATED
A Subsidiary of TRW Incorporated
Sunnyvale, California
ESL Proposal No. Q4472
Technical Proposal
This Document Consists of 27 Pages
Copy No.10 of 25 Copies
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ESL-Q4472
Volume 1
1.
1.1
1.2
1.3
1.3.1
1.3.2
1.3.3
1.3.4
1.4
2.
2.2
2.2.1
e 2 1
.2.2
2.2.3
2.2.4
2.2.5
2.3
2.4
4.
4.1
4.1.1
4.1.2
4.1.3
4.2
4.2.1
4.2.2
4.3
4.3.1
4.3.2
4.3.3
4.3.4
4.3.5
4.3.6
4.3.7
4.4
4.4.1
4.4.2
4.4.3
4.4.4
Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
Scope of the Conceputal Definition Study . . . . . . . . . . . . . . 1
Overview of ESL's Technical Approach . . . . . . . . . . . . . . . . 1
Summary of the Technical Volume Contents . . . . . . . . . . . . . . 2
Section 1 - Introduction . . . . . . . . . . . . . . . . . . . . . . 2
Section 2 - Understanding the Problem . . . . . . . . . . . . . . . 2
Section 3 - Design Issues . . . . . . . . . . . . . . . . . . . . . . 2
Section 4 - Technical Approach . . . . . . . . . . . . . . . . . . . 2
Applicable Documents . . . . . . . . . . . . . . . . . . . . . . . . 2
Understanding the Problem . . . . . . . . . . . . . . . . . . . . . . 3
Need for FMP Requirements Baseline . . . . . . . . . . . . . . . . . 3
System Design . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
Management, Tasking and Control . . . . . . . . . . . . . . . . . . 4
Data Collection and Processing . . . . . . . . . . . . . . . . . . . 6
Data Base Management . . . . . . . . . . . . . . . . . . . . . . . . 7
Storage and Retrieval . . . . . . . . . . . . . . . . . . . . . . . . 7
Production and Dissemination . . . . . . . . . . . . . . . . . . . . 8
Need for a Development Plan . . . . . . . . . . . . . . . . . . . . . 8
Need for Concept of Operation and System Specification . . . . . . . 8
Design Issues . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9
Process Flows . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9
System Architecture . . . . . . . . . . . . . . . . . . . . . . . . 9
Discussion of Design Issues . . . . . . . . . . . . . . . . . . . . 11
Technical Approach . . . . . . . . . . . . . . . . . . . . . . . . . 15
Systems Engineering at ESL . . . . . . . . . . . . . . . . . . . . . 15
Total System Development . . . . . . . . . . . . . . . . . . . . . . 15
Top-Down Engineering . . . . . . . . . . . . . . . . . . . . . . . . 15
System Engineering Tools . . . . . . . . . . . . . . . . . . . . . . 15
ESL's Automated System Analysis Model . . . . . . . . . . . . . . . 19
ESL's Balanced Approach . . . . . . . . . . . . . . . . . . . . . . 19
The Automated Functional Analysis System . . . . . . . . . . . . . . 20
FBIS Concept Definition Technical Approach . . . . . . . . . . . . . 20
Review and Analysis of Functional Requirements (SOW 3.1) . . . . . . 20
Refinement of FMP Requirements (SOW 3.1) 20
Survey of Information Systems Technology (SOW 3.2) . . . . . . . . . 22
Development of Alternative System Configurations (SOW 3.2) . . . . . 22
Recommended FMP System Configuration (SOW 3.2 and 3.4) . . . . . . . 22
Implementation Schedule and Cost (SOW 3.3) . . . . . . . . . . . . . 23
Description of Recommended FMP System (SOW 3.4) . . . . . . . . . . 23
Experience of Proposed Staff . . . . . . . . . . . . . . . . . . . . 23
Project Manager . . . . . . . . . . . . . . . . . . . . . . . . . . . 23
System Engineer . . . . . . . . . . . . . . . . . . . . . . . . . . 23
Data Base Management Systems Specialist . . . . . . . . . . . . . . 23
Hardware and Software Integration Specialist . . . . . . . . . . . . 24
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Figure
Page
3-1 Field Bureau Process Flow . . . . . . . . . . . . . . . . . . . . . . 9
3-2 Field Bureau Processing Summary (Starting with Monitoring) . . . . . 10
3-3 Headquarter's Process Flow . . . . . . . . . . . . . . . . . . . . . 11
4-1 ESL's Disciplined Top-Down System Development Methodology . . . . . 16
4-2 The Hierarchical Decomposition Concept . . . . . . . . . . . . . . . 17
4-3 System Engineering Tools Relationships . . . . . . . . . . . . . . . 18
4-4 FBIS Concept Definition Technical Approach . . . . . . . . . . . . . 21
Page
2-1
FBIS Functional Areas . . . . . . . . . . . . . . . . . . . . . . . .
5
3-1
Major Design Issues . . . . . . . . . . . . . . . . . . . . . . . . .
12
3-2
Secondary Design Issues . . . . . . . . . . . . . . . . . . . . . .
13
3-3
Long-Term Design Issues . . . . . . . . . . . . . . . . . . . . . . .
14
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1. Introduction
ESL, a subsidiary of TRW, is pleased to submit this technical proposal for a
Conceptual Definition phase (CDP) of the Foreign Broadcast Information Service (FBIS)
Modernization Program. The three-phase, 14-week Conceptual Definition Study will
require a well coordinated, technically diversified project team to perform the study
tasks. ESL is confident that the key personnel and the contributing technical team
selected will meet or exceed the SOW requirements and the FMP operational and system
objectives.
1.1 Scope of the Conceptual Definition Study
The scope of this study is to develop a concept definition for the FBIS
Modernization Program (FMP) system that includes refinement of current requirements
for modernization of the FBIS; development of a system design; development of -a
schedule fora uisition of the commercial products that best meet the needs of the
FBIS Modernization Program; identif ing an anning development of any special capa-
bilities that cannot be met with commercia y-ava#l-alsl-e--products and estimating the
The deliverables of this study will be a revised version of the modernization
requirements document (Document No. SDS-002, Appendix C to the Conceptual Definition
Phase Statement of Work); a presentation by ESL describing the company's approach to
the modernization; a report on the candidate FMP system design, followed by a briefing
to the FBIS Systems Development Staff; a report and briefing on the cost, schedule and
Work Breakdown Structure of the modernization program; a concept of operations; and a
preliminary system specification.
1.2 Overview of ESL's Technical Approach
ESL's technical approach to the Conceptual Definition Phase (CDP) is to take
full advantage of available information systems technology and apply its own experience
in system design, integration and development, data base design and development, net-
working, and advanced processor technology.
ESL will apply top-down system engineering to the FMP concept definition and
will coordinate the system design through interactions with the FBIS Systems Development
Staff. The ESL staff will take full advantage of their experience with ESL/TRW cost,
schedule, and WBS modeling techniques in generating a schedule, cost estimates, and a
Work Breakdown Structure for the modernization program.
The technical approach will include the following:
a. Functional requirements review and analysis.
b. Survey of selected information systems technology.
c. Refinement of functional and performance requirements.
d. Development of alternative system configurations.
e. Evaluation of alternative system configurations and the recommendation
of one configuration.
f. Preparation of an implementation schedule and cost estimate.
g. Development of the concept of operation and system specifications.
A technical exchange meeting (TEM) between ESL staff and members of the FBIS
Systems Development Staff has been scheduled, in addition to the presentations and
briefings called for in the SOW. This TEM will focus on the evaluation criteria for
selecting the recommended FMP design.
To perform the FMP Conceptual Definition Phase, ESL will use a "total system"
method that provides top-down, disciplined system engineering (section 4). This total
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system approach ensures an integrated system and makes it possible to trace functions
from the lowest to the highest levels. ESL uses the ESL/TRW-developed automated Func-
tional Analysis System (FAS) to support system analysis and to identify hardware/
software design trade-offs. The FAS provides a structured method for the definition,
maintenance, and display of functional interactions. The system is based on a computer
resident master file that interfaces with utility programs.
The selection of candidate commercial products and the planning of special
development efforts will be the result of the technology review, the system design,
and meetings with the FBIS Systems Development Staff.
1.3 Summary of the Technical Volume Contents
The technical volume consists of the four sections described below.
1.3.1 Section 1 - Introduction
1.3.2 Section 2 - Understanding the Problem
This section presents ESL's perception of the problems to be addressed by
the CDP. The problems will be discussed in terms of requirements, system design, and
development plans. To identify the similarities and differences of the functions for
headquarters and bureau operations, five functional areas have been designated:
management, tasking and control; data collection and processing; data base manage-
ment; storage and retrieval; and production and dissemination.
1.3.3 Section 3 - Design Issues
This section identifies issues relevant to the FMP system design. The pre-
sentation is based on an initial analysis of FBIS's preliminary requirements and an
ESL strawman system architecture. The issues center on commercially available hard-
ware and software.
1.3.4 Section 4 - Technical Approach
This section contains the ESL system engineering approach proposed for use
in the Conceptual Definition Phase. The section describes ESL's system design methods
and how those methods promote a complete system design, and the benefits gained by use
of system engineering tools. The Functional Analysis System, which incorporates many
of those tools in a computerized form, is also described. Each step of ESL's technical
approach is expanded. Finally, the experience of ESL's proposed staff is described
briefly.
1.4 Applicable Documents
The following documents will be used, as appropriate, in the Conceptual
Definition study.
Government Reference Documents
FBIS Information Packet (pre-RFP correspondence).
RFP-0284, Conceptual Definition Phase of FBIS Modernization Program, State-
ment of Work (SOW) and Appendicies A through G.
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Compliance Documents
FBIS Modernization Requirements - SOW Appendix C.
Work Breakdown Structure to second level - SOW Appendix D.
Other Reference Documents
The Fast Data Finder: An Architecture for Very High Speed Data Search and
Dissemination, a report on the Associative Mass Storage Device, TRW, Inc.,
24 April 1984 (Unclassified) (see Volume II).
Spatial Data Workstation Man Machine Interface, the final report for the
Spatial Data Workstation IR&D project, ESL-ER439, 12 December 1983 (Unclas-
sified).
A Survey of Commercially Available Devices for the Production of Video Hard-
copy Output, ESL-ER368, 1 December 1982 (Unclassified).
A Survey of Currently Available Image Display Processors, ESL-ER387,
1 February 1984 (Unclassified).
Technology Study: Microprocessors, Operating Systems/Languages, Local Area
Networks, ESL-ER434, 5 April 1984 (Unclassified).
2. Understanding the Problem
This section addresses ESL's understanding of the objectives and scope of
the FBIS Modernization Program.
Through its network of foreign-based sites, FBIS has provided selected foreign
media information to U.S. and other consumers over the past 40 years. The FBIS tasks
of monitoring, processing, analyzing and disseminating have undergone a continuing
evolution of improvements and enhancements to increase FBIS product quality and produc-
tivity. These improvements have been successful and have resulted in a greater demand
for FBIS products and reduction in reporting times. The current availability of com-
mercial, largely off-the-shelf automated capabilities provides an opportunity to make
significant enhancements to meet this increased FBIS consumer demand. Technology
developments in computer and communications capabilities can provide the basis for
long-term reductions in FBIS operational costs. This can be achieved by an innovative
but practical FBIS system design that can integrate current technology into a nha ed
modernization program-and also take advantage of future technology.,, dvances. An
important ingredient for the FMP success is to utilize a disciplined, top-down system
engineering methodology (see Section 4).
2.1 Need for FMP Requirements Baseline
To ensure a fully integrated and responsive FMP system design, it is neces-
sary to develop a comprehensive baseline of FMP requirements. The FMP requirements
(SOW Appendix C) will be reviewed and refined based on analysis of the FBIS operations
and site visits to Washington, D.C., and Nicosia, Cyprus. The resulting requirements
document will form the basis for the FMP system design, concept of operation, and system
specifications. The FMP requirements must provide for system flexibility and modularity
to accommodate FBIS mission and task changes and future technological developments.
To maintain control of the requirements document throughout the FMP system development,
ESL will provide requirements traceability matrices to support configuration management
control.
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A key objective in the development of FMP requirements will be to retain the
framework of current FBIS operations and infuse current technologies to increase pro-
ductivity and reduce the stress caused by the rapid expansion of open-source media
material, and at the same time t o be sensitive to the."people roper!n thus stem in
terms of system acceptance and training needs. The program is required to improve the
e icienc and functionality of the present system and procedures rather than to
eorganize
reline -txucture....,~e uipment an opera Iona -conc wt1T over
...tyme-pz2v_t1 l1-t o s f .- .v.....
2.2 System Design
The FMP system design must provide a reliable, continuous operation in widely
separate geographic locations with varying environments. Key elements are minimum
technical risk, ease of growth, minimum special development, and ease of use. For
those areas that do not require a major technology change, assessment and application
of readily available commercial components as well as broadly accepted interface
standards will be system design objectives.
ESL anticipates that some requirements will not be satisfied by existing
hardware and software. These requirements will be identified in the system design by
a development plan that includes risk assessment and cites published research to back-
up the design options recommended. These requirements will be subject to trade-off
studies.
The system requirements have been initially allocated to five functional
areas. Table 2-1 shows the distribution of existing tasks to these functional areas.
2.2.1 Management, Tasking, and Control
The effective operation of a unified system for FBIS activities using the
power and data manipulation capabilities of current computers and storage devices
demands a comparably unified concept for management. The full utilization of the FMP
resources to be installed will only result if management and control functions are
linked to the data handling in an effective manner.
The two areas of concern are collection of management information and alloca-
tion and control of resources. The FMP system must provide meaningful data to the
managers and supervisors of the FBIS process so they can control the product. The
system must yield traffic descriptors, financial data, and administrative support data
from each significant monitoring point from bureau to headquarters, and must do so at
a level of detail consistent with the control function requesting the data.
Resources (people, machines) must be easily directed by the appropriate
authority. This means the system design must include disciplined communications capa-
bilities with ready access for all users. A tailored electronic mail subsystem will
be the basis for communication and will be integrated with global message handling
features. Computer implementation of the process log and job queueing aids for editors
will streamline the flow of copy through several layers of editing.
Tools such as schedulers, job trackers, performance analyzers, and other
management software utilities will be required. These control aids must be compatible
with the data they are designed to analyze and thus will be treated as integral to the
system design.
It may be necessary to provide a degree of flexibility to the bureau or sec-
tion chief so that the new system is not regarded as an infringement of his/her right
to apply management and editing methods in a manner best suited to the individual. It
should be an overriding concern to integrate the people with the machinery and not
force them to adapt in a rigid manner.
Training of personnel for the new system as it is phased in is required.
Since the new system replaces existing procedures, it may be initially viewed as an
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Table 2-1. FBIS Functional Areas
MANAGEMENT, TASKING AND CONTROL
Administration
management: financial, staffing, payroll
reports: ambassador, headquarters, time and attendance, purchasing,
shipping, receiving
control: visitors, documents
communication
equipment maintenance
Planning and Scheduling
Quality Control: Critique monitor's/editor's work
Training
Independent Contractor Control
estimate words
assign work
evaluate contractors
track/status jobs
DATA COLLECTION AND PROCESSING
Collection: receive, record, log, and store
radio
television
press agency transmissions (text, fax, photo)
publications
Cruising: Search and verify transmitters, file reports
Processing
Monitor, review, consult, and log
Make internal dissemination
Select for translation, assign, review, and log
Edit, consult with monitors, and review support information
DATA BASE MANAGEMENT
File creation and sorting
Storage
Maintenance: Create, delete, modify, backup, verify
files, records, fields
directories, attributes
Archiving
SEARCH AND RETRIEVAL
Retrieve
Search: text, keyword, attributes, context
Display
Browse
Review
Analyze
Research
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PRODUCTION AND DISSEMINATION
Message Traffic Support
Communications
AUTODIN
Diplomatic Telecommunications Service
Defense Communications Service
Telex
Department of State COMSAT
Other future facilities
Independent contractors
input translations
telephone/modem
floppy disks or cassettes
OCR or rekeying
outgoing material
hard copy
floppy disks
facsimile
Assignment
Message preparation and proofing
Message routing and distribution
Interrupt/Retransmission
Message storage
Sort, select, and collate
Edit, proof, and review
Depth determination
Report generation
Document generation: Composing, indexing, and paginating
alternate method, e.g., electronic editing instead of paper/pencil editing. On-line
training facilities will include a self-paced tutorial, choice of terse and verbose
prompting, and extensive help screens. Off-line training will consist of classroom
and videotape briefings. Learn-by-doing is recognized as the most efficient technique
for computer technology. Users with differing frequency of usage will require differ-
ing levels of help and prompting complexity.
2.2.2 Data Collection and Processing
This functional area centers primarily on the bureau but has some parallel
elements at headquarters level as well. The collection function has the complex task
of locating, tuning, and receiving multiple transmission types (radio, TV, TTY, publica-
tions), but is also the most mechanical task in the process and therefore quite sus-
ceptible to automation and control. The independent data collection support function
of cruising shares these attributes.
A system component dedicated to control of the acquisition of scheduled trans-
missions will be required for radio and TV collection automation. This controller
component should provide for antenna selection, receiver tuning, recording device queue-
ing and linking to the appropriate monitor function and/or retransmission facilities.
T1 radio/TV controller will be interactive to the extent of allowing manual inter-
ion for fine tuning and alternate antenna/receiver combinations. The controller
should provide a status display in real time of its current and scheduled activities.
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A separate system component will be required for the automation of press
agency teletype and fax-type transmission acquisitions. These transmissions are un-
scheduled but are in relatively uniform flow and therefore require a straightforward
logging and recording function. Electronic storage and simultaneous hard copy genera-
tion should be balanced for optimum retrieval capability.
Acquisition of publications requires a library function for good management
of the data, including logging and subscription tracking.
An essential feature of all types of data collection is the logging and fil-
ing function. Regardless of transmission type, an effective front-end design for this
feature will make subsequent retrieval and processing efficient. The situation may be
likened to any product in raw material form starting down the production line.
Factories have discovered that a properly handled traveller attached to each product
f or product batch serves to enhance control and downstream operations. The data must
have this traveller in the form of search and selection keys as well as file status.
The system design for bureau data processing will require features common to
most computer operating systems in terms of file management and access. The design is
also required to support edit traceabilit in what ably be a nontra al
manner, at least for electronic editing systems. Editing will be an area for human
factors concern, especially during transition to the new system. The analogy of news-
paper copy flow to bureau data processing will provide a useful background for this
aspect of the design.
2.2.3 Database Management
Database handling is required at both the bureau and headquarters level.
The bureau database management problem is one of a modest size data bank with fairly
short-term on-line storage and modestly complex search requirements. The headquarters
database management problem encompasses a much larger database that grows geometrical-
ly with time and must be organized to permit efficient searches. The headquarters
database will be characterized by large size (33 Gbytes in ten years), multiple data-
types, with the eventual inclusion of graphic information. The system design for data
base management at the headquarters level must protect the integrity of archived text
and graphics by access safeguards, to ical n of illogical is
(suc odif in a verbatim u d solid bac up operating procedures. Since
t e database contains relational data, the file manager must preserve the integrity of
the relation links through proper handling of directories and file attributes. All
database management features incorporated in the FMP must support improved productivity
as well as the functional requirements of the FBIS processes. Users will require ready
access to reference files as well as publishable text. See Section 3 for a complete
The central feature of the FMP storage and retrieval pabilities will
retention of the virtual appearance of the present file structure Users will be
familiar with their current file naming a c?ional`ciaracteristics. These files
will reappear in the new structure with an enhanced search and retrieval environment.
Storage methods must present data efficiently to search algorithms
whether
,
software or hardware implemented, and must permit allocation of data to off-line, little
used files vs. on-line, frequently consulted files. The storage methods chosen must
occupy minimum physical space and have nonvolatile data retention through the storage
life anticipated.
Storage and retrieval methods will vary between bureau and headquarters.
The bureau archive and access pattern will support the selection and editing functions,
while the headquarters archive will be exercised to implement the higher level analysis
and selection for daily and joint publications.
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Retrieval for radio and TV will depend heavily on good design and operation
in the logging and filing function. Recordings will require queueing machinery in
both hardware and software.
Retrieval methods in the FMP include searches against file attributes, file
contents, file relations, and contextual arguments. Personalization of queries will
yield efficient, minimum keystroke operations for experienced users. Selective display
and printing techniques will make the retrieval process a finely tuned tool for each
user's requirements. The correct implementation of retrieval will make the analyst
significantly more efficient and will concentrate his/her time on analysis instead of
search tasks.
A number of design issues arise from the preliminary storage and retrieval
requirements. These are discussed in Section 3.
2.2.5 Production and Dissemination
The production and dissemination tasks are common to both headquarters and
bureau operations. Production capabilities must support the existing hard copy output
as well as soft copy links to specific customers. The creative, user-interactive
features of sophisticated retrieval and editing facilities must be followed by the
generation of a readable, high quality output that communicates effectively.
Message handling is a key element in both bureau and headquarters communi-
cations. The system must provide an integrated facility for message formatting, header
and footer inserts, and dispatch and routing automation. Machine-assisted proofing of
message headers will minimize retransmissions. The design must remain compatible with
present FBIS message coding and classification but also incorporate desk-to-desk elec-
tronic mail and generate required traffic management reports.
A m,L?il goal editing facility with flexible co flow between workstations
is a design objective for bureau operations. In addition, the headquarters operation
w111 require typesetting wit u=y integrated graphics insertion.
Facilities for editing and typesetting should be balanced between functional
raw text work and typeset soft copy proofing stations to optimize yield of invested
money and CPU facilities- o~every a itor will require typeset copy to perform his/
her function, but adequate supervision of quality will demand typeset displays prior
to print, a capability well within today's technology. Typeset displays will also be
capable of graphics display to enhance final product proofing.
Although the system design should be an integrated, internally efficient
whole, it should degrade gracefully in the event of inevitable mechanical breakdowns.
Modularity in system components and carefully defined interfaces will allow incorpora-
tion of alternate automatic or manual methods in case of primary function failure.
This will be achieved through distributed computing and both electronic and paper back-
up plans. Support of an ongoing 24-hour operation will be required. Section 3
addresses the issue of workstation performance.
2.3 Need for Development Plan
An essential ingredient in the success of the FMP will be the smooth intro-
duction of new facilities while maintaining a high standard of service. The develop-
ment plan will be required to show the schedule and costs for acquisition and
installation of all system elements up to full on-line operation with phase-in strat-
egies. This plan will give FBIS visibility for monitoring the acquisition contractor.
2.4 Need for Concept of Operation and System Specification
ESL will develop a concept of operation to describe the operational inter-
actions of the hardware, software, and people in an organizational environment. A
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concept of operation is required to verify that each system design feature is fully
exploited and is indeed required. The system design specification will provide detailed
performance levels and equipment requirements. It will serve as a checklist and basis
for acceptance of hardware and software procured during the acquisition phase.
3. Design Issues
3.1 Process Flows
The analysis to determine relevant design issues synthesizes the Baseline
Description (Appendix B of the SOW) with the Modernization Requirements (Appendix C).
This analysis has resulted in a set of process flows, presented in Figures 3-1
through 3-3. These flows present a first cut at a preliminary design for the automa-
ted portions of the modernized system. Figure 3-1 shows the process flow for the opera-
tion of each bureau. Figure 3-2 expands upon this process flow for each type of source
data and each result at each processing step. Figure 3-3 shows the process flow for
the operation at headquarters.
These process flows suggest some useful conclusions. For example, the proof-
ing function at each bureau may not be required in the modernized system. In the
current system, this function verifies paper tape keypunching accuracy. With all text
on-line at a much earlier stage of the processing, this keypunching and subsequent veri-
fication is unnecessary.
3.2 System Architecture
The system process flow diagrams in Figures 3-1 through 3-3 suggest a top-
level, strawman system architecture.
At headquarters, the system will include host processors, a set of sophisti-
cated workstations, and other hardware.
The database processing, text search, and data storage requirements for
headquarters suggest that a cluster of host processors is needed to supply the required
processing power.
Radio
TV
Hardcopy Text
I I
i $
H/C Monitor S/C Monitor
H/C Summary I S/C Summary
H/C Selection S/C Selection
I I
H/C Translation S/C Translation
H/C Output I I -I
Data Entry
S/C Translation I
t _1
Editing
i
Dissemination
~-
W i
Quality Message
Control Processing
i
Text Output
to Headquarters
Figure 3-1. Field Bureau Process Flow
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SOURCE
RESULT
Soft
-------
copy (
------
S/C)
TTY,
Add
Make E
---------
ntry Intc
Radio
TV
Publi-
Photo,
Hardcopy
-
Fax
Edit
Info
Trace
Process
Process Step
-----------------
------
--
-------
--------
----------
---------
File
------
Log
---------
Monitor
X
Edit
X
X
Add S/C Summary
X
X
X
X
Summary
X
Attach H/C
X
X
X
H/C of S/C
Summary
Summary
Selection
X
X
X
X
Annota-
Annota-
X
tion
tion
Translation
H/C
X
X
X
Transla.
X
S/C
X
Transla
X
Edit
Data Entry
X
X
X
X
(to S/C)
Review
Review and edit S/C
X
X
translation
Final Edit
Final edit of S/C
Revised
X
X
translation
Item
Dissemination
Add dissemination
Header
X
information
Message
Translate to AUTODIN
X
Processing
format
Quality Control
Review translations
X
Figure 3-2. Field Bureau Processing Summary (Starting with Monitoring)
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TEXT INPUT
FROM BUREAU
DATA BASE
ENTRY AND
MAINTENANCE
SEARCH AND
RETRIEVAL
TEXT
PROCESSING
REPORT
COMPOSITION
ATTRIBUTE
SEARCH
'HIT,
FILES
PR INTE3P
REPORTS
Figure 3-3. Headquarter's Process Flow
The text processing and report composition requirements suggest that sophis-
ticated workstations may be required for at least some of the editors. These work-
stations will perform text processing and page makeup functions similar to magazine
and newspaper roduc spa,
Other hardware may include a scanner to input half-tone and line graphics
for report production; electronic text transfer links to replace existing paper inter-
faces (e.g., dissemination of message traffic at headquarters); and interfaces to the
scanner, to a typesetter, and to other existing hardware.
At the bureaus, the system may include a host processor and will include
workstations and other hardware.
The data base processing requirements for each bureau are much less than for
headquarters, and the text processing and report composition requirements are virtually
nonexistent. More detailed analysis is required to determine if each bureau requires
a host processor, or if a set of workstations would be sufficient. --1
The workstations at the bureau can be less sophisticated than at headquarters.
At the bureau, high-quality text editing must be available, but little else.
Other aR Mare a`' he Bureaus"may include optical character recognition equip-
ment and interfaces to existing communications equipment. - - - -
3.3 Discussion of Design Issues
Tables 3-1, 3-2, and 3-3 describe the major, Secondary, and long-term design
issues, respectively. The FMP system architecture will draw from technologies in the
following areas:
TEXT
SEARCH
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Table 3-1. Major Design Issues
Requirement
(RFP Appx. C) Why Important
Continuous 1.1
Operations at
Headquarters/Qw~U,
Workstation
1.1
Character-
1.7
istics
1.8
2.3
FBIS has a large volume of text data
(3 gigabytes after one year) and
complex search patterns. (By compari-
son, current technology in the form of
a 7.5 MIPS IBM 3081 may take over one
hour to search 300 Mbytes of text for
only one pattern of average complexity.)
Reliability requirement is beyond a
single processor architecture.
To support:
1. Application-specific, friendly
user interface
2. Multilingual editing
3. Graphics input and display
4. Satisfactory user response, by
balancing the processing between
the workstations and the host
processor.
Candidate
Design Choices
Text Search Systems:
o h/w based; examples:
- TRW Fast Data Finder
- GE GESCAN II
o s/w based; example:
- TRW SAFE
System architectures:
o Fault tolerant
o Redundant
o Distributed
1. Symbol Library
Bit map versus text display
Command versus menu
Pointing devices.
2. Bit mapped display
Font library
Text rendering.
3. Screen resolution
Graphics sizing and positioning.
4. Intelligent versus passive work-
station.
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Table 3-2. Secondary Design Issues
Issue
Requirement
(RFP Appx. C) Why Important
Data 1.4
Organization
Data
Integrity
Stored
Queries
Text
Volume
Edit Trace
1.2
2.3
Convenience for storage, browsing, text
processing, product generation, etc.,
impacts system performance.
Organization of text data into fields,
records, groups, and files must accom-
modate periodic updates and modifica-
tions and allow flexible attribute
assignments.
Maintenance of logical relationships
between data elements assures data-
base correctness.
The capability to easily invoke
repetitive tasks enhances user
productivity.
The volume of text impacts browsing
performance.
The capability to trace the form and
purpose of editing changes enhances
the overall quality of FBIS products.
Design Choices
Inclusion or exclusion of
page/paragraph delimiting
characters (e.g., end-of-file,
end-of-line)
Data modeling approaches:
o Hierarchical
o Network
o Relational
o Semantic (aggregation,
generalization, cover)
Minimize redundancy through normali-
zation.
Text editor integrated with the
data base management system, with
either user-managed text editor
command files or a system-managed
query catalog.
Browsing and search and retrieval
capabilities are separate, or
browsing is a part of the search
and retrieval process.
On-line editing markup and type-
setting techniques.
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Table 3-3. Long-Term Design Issues
Issue Requirement Why Important
Retro- RFP App. G Growth in volume of text and attributes
spective impacts storage requirements and search
Search efficiency
Growth in Translation and dissemination bottle-
Data Collec- necks
tion Volume
Design Choices
Storage options include:
o standard disk and tape
o optical disk
o associative mass storage devices
Very large attribute database search
and retrieval
Machine translation
Associative mass storage devices
Knowledge-based systems
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a. Data base management
b. World-wide communications
c. Text collection and processing
d. Office automation and management.
Existing commercial technologies are sufficient for virtually all FBIS modern-
ization objectives, with the exception of some long-range requirements. Therefore, the
design issues consider FBIS requirements for which significant alternatives exist in
the selection and application of existing commercial technologies.
Tables 3-1 through 3-3 address three classes of design issues. Major issues
involve those that are expected to have considerable impact on the overall system archi-
tectural design. Secondary issues involve those that impact system performance and
ease-of-use characteristics. Long-range issues deal with the flexibility and exten-
sibility of those portions of the FBIS system that must accommodate growth in data
volume and system usage. This set of design issues is expected to be expanded and
revised during CDP and to serve as the basis for cost-versus-capability trade analyses.
4. Technical Approach
4.1 Systems Engineering at ESL
To accomplish the FMP Conceptual Design Study, ESL will combine its experi-
ence in system design, development, and integration with the most recent techniques in
hardware, software, and system engineering.
4.1.1 Total System Development
ESL uses the top-down system engineering process to ensure a "total system"
development. As applied to FMP, total system development includes examining the FBIS
mission and tasks, and the physical and operational environment in which the organiza-
tion operates. Figure 4-1 illustrates the total system approach used by ESL.
4.1.2 Top-Down Engineering
The top-down (hierarchical decomposition) method is applied by ESL not only
to system functions, but to interfaces and personnel relationships. Emphasis is placed
on developing a complete system structure at each level of detail before proceeding to
the next lower level.
Once a level is completed, each component of the level may be divided into
"elements" that collectively accomplish the desired result of the original component.
The purpose of the partitioning is to promote simplicity in system development by
separating the system into pieces that can be understood, implemented, eliminated, or
changed with minimal consideration of or effect on the other pieces of the system.
As used by ESL, the hierarchical decomposition technique illustrated in Fig-
ure 4-2 ensures that every component is hierarchically related to its "parent," the
higher-level component of which it is a part. All aspects of the FMP system will be
described first at the highest level of abstraction, and then at levels of increasing
detail. All detailed definitional charts, figures, and tables are subsets of a higher-
level set of definitions. This method will provide a structured system design and
requirements traceability.
4.1.3 System Engineering Tools
To define the FMP concept, ESL will use system engineering tools whose inter-
relationship is depicted in Figure 4-3. These tools define the "what," "where," "when,"
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TOP DOWN
TEST PLANNING
SYSTEM
REQUIREMENTS
ANALYSIS
REQUIREMENTS
ANALYSIS
REQUIREMENTS
DECOMPOSITION AND
TRACEABILITY
SUBSYSTEM
DETAILED
DESIGN
SUBSYSTEM REQUIRE-
MENTS ALLOCATIONS
PRELIMINARY DESIGN
SYSTEM DESIGN REVIEW
RESULTS IN SYSTEM DESIGN
BASELINE
? PROTOTYPE DESIGN
? BREAD BOARD DESIGN
INCREMENTAL
TESTING
DISCIPLINED
INCREMENTAL TESTING
TING
DEVELOPMENT
SUBSYSTEM
INTEGRATION
AND TEST
? EARLY TEST PLANNING
? TEST BED
? TEST E VALUATION MATRIX
? SUBSYSTEM ACCEPTANCE
MODULAR,
STRUCTURE
DESIGN
SYSTEM
INTEGRATION
AND TEST
? EARLY TEST PLANNING
? COMPLETE DOCUMENTATION
? FORMAL CONTROL
? FULL CUSTOMER
\PARTICIPATION
Figure 4-1. ESL's Disciplined Top-Down System Development Methodology
SYSTEM
DESIGN
SYSTEM REQUIREMENTS
REVIEW RESULTS IN SYSTEM
REQUIREMENTS BASELINE
DESIGN REVIEW ESTABLISHES
A SOUND BASELINE FROM
WHICH DESIGN AND IMPLE-
MENTATION CAN EMANATE
-
SUBSYSTEM
IMPLEMENTATION
CRITICAL DESIGN REVIEW
RESULTS IN DESIGN-TO-
BASFLINE
SYSTEM
ACCEPTANCE
TEST
GAOIOOI-1
B/70/B4
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CFq
1.3
F -1
C1
4.3
? EVERY ENTITY IS A HIERARCHIAL MEMBER OF A HIGHER LEVEL ENTITY
? EVERY ENTITY IS IDENTIFIED WITH A UNIQUE HIERARCHIAL DESIGNATOR
? ENTITIES INCLUDE FUNCTIONS, OPERATORS, INTERFACES, AND FLOWS
GA01008-4
6/20/84
Figure 4-2. The Hierarchical Decomposition Concept
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HIERARCHY
STRUCTURE CHARTS
A
IJllI
ALLOCATION CHARTS
REQUIREMENTS ALLOCATION/TRACEABILITY
v~ti w w . A`
OPERATIONAL POSITIONS
ORGANIZATION CHARTS
r.. ~~
(WHO)
DERIVED REQUIREMENTS
(WHY)
_ ALLOCATION CHARTS
ACTIVITY SEQUENCES
SEQUENCE/ACTIVITY CHARTS
(WHEN)
GA01008-6
6/20/84
Figure 4-3. System Engineering Tools Relationships
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and "who" of the FMP system. The resultant work will be reflected in the briefings
and other documents.
4.1.3.1 Hierarchy Structure Charts
Structure charts are used for hierarchical decomposition of the FMP system
into manageable modules or components. Each box (component) of one level of a chart
may be the top-level box of lower structure charts.
4.1.3.2 Functional Flow Block Diagrams
The functional flow block diagrams will define the event sequences required
to accomplish various FBIS system activities. The diagram graphically presents the
functions of the system and their data flow relationships and is used to develop soft-
ware and data flowcharts.
4.1.3.3 Requirements Allocation Matrix
The requirements allocation matrix will ensure that each functional require-
ment is assigned to specific hardware, software, or staff. Each matrix is a table
whose rows (or columns) contain system functions and whose columns (or rows) contain
system requirements. The matrix provides the basis for system design and the develop-
ment of the concept of operation and the requirements traceability matrix.
4.1.3.4 N-Squared Interface Diagrams
The N-squared interface diagram, or N-squared chart, is used to define,
tabulate, analyze, and design all major internal and external system interfaces and
relationships. The chart is a graphical presentation of system functions in which
data flows between the functions are represented by a matrix-like format.
4.1.3.5 Activity Sequence Charts
The activity sequence chart is used to define the more detailed timing
relationships of FBIS system operations. It is a graphical presentation of the system
activities and their relationships to a standard time axis, and is used to develop
timeline charts to support productivity analysis and improvements.
4.1.3.6 Requirements Traceability Matrix
The requirements traceability matrix is a dynamic engineering tool that is
used throughout system development. It provides a history of the requirements that is
derived from allocation matrices and supports configuration management.
4.2 ESL's Automated System Analysis Model
To support its technical approach, ESL will use its computer-based Func-
tional Analysis System to permit accurate documentation of FMP requirements and to
promote rapid, orderly, and traceable changes.
4.2.1 ESL's Balanced Approach
An increasingly significant problem facing system designers and planners is
the complete and accurate definition of system element interfaces, and task or activity
interrelationships. To alleviate this problem, a structured technique or discipline
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is used that gives equal weight to all definitions and parameters in system develop-
ment. Interfaces and activity relationships are dealt with in a top-down, hierarchical
way that is as structured as the function definition process. Implementation of an
effective interface definition method is essential because the interfaces within systems
under development have increased in complexity.
4.2.2 The Automated Functional Analysis System
The FAS provides a structured method to define, maintain and display func-
tional interactions. The system includes a computer-based master file that interfaces
with six utility programs in addition to a text editor. The major Functional Analysis
computer programs in the FAS system are N-Squared, WBS (Work Breakdown Strucutre),
THREAD and HIPO (Hierarchy plus Input-Process-Output).
The N-Squared program generates N-Squared charts. The WBS program generates
a graphical layout showing the hierarchical structure of the master file containing
the system function definitions. The THREAD program allows generation of function
sequences based on definitions contained in the master file. HIPO produces a list of
activity inputs, functions, and outputs based on commands used by the N-Squared program.
Each FAS computer program contains quality assurance checks to ensure and verify the
integrity of the database and user commands.
4.3 FBIS Concept Definition Technical Approach
ESL's technical approach in the FMP Conceptual Definition Phase (Figure 4-4)
will consist of the following tasks, using the system engineering tools described above.
The schedule for accomplishing the SOW tasks are shown in Figure 2-2 of Volume II,
Management and Cost Section.
4.3.1 Review and Analysis of Functional Requirements (SOW 3.1).
An important activity of this subtask (Phase 1) is the review of requirements,
which will include interviews and site visits. During the site visits, the ESL staff
will correlate the FBIS baseline description and FMP Phase 1 requirements with the
FBIS mission areas, capabilities, and operational environment. These visits with head-
quarters and site staff and management will provide a basis for the development of the
concept of operations, N-Squared interface diagrams, functional flow block diagrams,
requirements allocation matrices, and activity sequence charts (Figure 4-4).
4.3.2 Refinement of FMP Requirements (SOW 3.1)
Phase 1, functional requirements review and analysis, will enable ESL, work-
ing with the FBIS, to refine the FMP requirements. The revised version of the modern-
ization requirements will be delivered to and presented in a briefing to the FBIS Sys-
tems Development Staff.
The requirements refinement process will involve at least the following con-
siderations:
? The FMP system should be as effective as possible: It should be easy
to use, easy to learn and easy to manage and maintain, should increase
productivity.
? Commercially available technology should be exploited to meet FMP
requirements and to maximize system reliability, even if it means fore-
going the highest possible performance (subject to the trades-off
studies).
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SELECTED
TECHNOLOGY
SURVEY
FBIS
REVIEW
F
N
REF
INE
DEV
ELOP
COMPARATIVE
REQUIREMENTS
U
CTIONAL
PERFOR
MANCE
ALTER
NATIVE
EVAL OF
REQUIREMENTS
REQUIR
EMENTS
SYS
CONFIGU
TEM
RATIONS
CANDIDATE
SYSTEMS
? FBIS BASELINE
REQ
I
FBIS REQUIREMENTS REVIEW HW/SW/S
YSTEM ? GENERA
L ALTS ? SYSTEM CHARA
U
REMENTS
? FMP
REQUIREMENTS ALLOCATION RAM
? SPECIFIC
CTERISTICS
ALTS ? SELE
TION
REQUIREMENTS
? SOW
? FBIS SOS-ESL TECHNICAL
EXCHANGE MEETINGS
? VISITS
PRELIM OPS CONCEPT TIMING
INTERFACES IINT&EXTI ACCURA
ACTIVITY CHARTS SECURIT
? TRADE S
CY ? DATA FL
Y
C
CRITERIA
TUDIES ? RECOMMENDED SYSTEM
OW SELECTION
? DEVELOPMENT
REQUIREMENTS
- FBIS, WASHINGTON D.C.
- NICOSIA, CYPRUS
PROGRAM PLAN
9.0
DESCRIPTION
i
PREP
IMPLEME
ARE
NTATI
PREP
ARE
FINAL
OF SELECTED
SYSTEM
SCHE
ON
DULE
CO
ESTIM
ST
ATE
DOCUMENTS
? CONCEPT OVERVIEW ? SUMMAR
Y OF ? COST FA
CTOR ESTIMATES ?
COST/SCHEDULEM/BS
? SYSTEM CONFIGURATION SYSTEM
CONCEPT ? RATIONA
LE ?
CONCEPT OF OPERATIONS
? TECH CHARACTERISTICS ? SCHEDUL
E OF EVENTS
?
PRELIMINARY SPECIFICATIONS
? REL TO OTHER SYSTEMS ? ASSIGNM
ENT OF - "IN CO
ST ?
DESIGN REVIEW PACKAGES AND
? SUMMARY OF REQUIRED HW/SW RESPONS
? SUMMARY OF DBMS ? IMPLEME
? ANCILLARY EQUIPMENT CONCEPT
? SECURITY REQUIREMENTS ? WORK BR
? FACILITY REQUIREMENTS STRUCTU
? SUPPORT REQUIREMENTS
? PERSONNEL REQUIREMENTS
IBILITIES - SW COS
NT MANAGEMENT - FACILI
- PERSO
EAKDOWN - O&M C
RE
? COST AL
AND IMP
T
TY COSTS
NNEL COSTS
OSTS
TERNATIVES
ACTS
BRIEFINGS
L
J
GA0100B-2
6/20/81
Figure 4-4. FBIS Concept Definition Technical Approach
ASSESS
FEASIBILITY
AND RISKS
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~0
J
? Where possible, special software development should be minimal because
it increases the risks and costs of system design, development, and
integration.
? The system should be easily expandable to accommodate new technology.
? Installation and training costs for each copy of the system should be
as low as possible.
? The differences between hardware, software, and organizations at separate
installations should be minimized to reduce training, maintenance,
inventory, and staff costs.
? Responsiveness to local- and global-crisis situations should be anti-
cipated and accommodated in the FMP design.
? Management of bureau and other subsystems should be eased by computer
support (office automation).
4.3.3 Survey of Information Systems Technology (SOW 3.2)
A survey of information systems technology will be conducted to augment ESL/
TRW's product knowledge in the critical areas discussed in Section 3. The survey will
include gathering information on commercial products and compiling relevant working
papers, such as trade-off studies and design analysis reports. This survey is expected
to continue at least until candidate products are selected and special development
efforts are identified. The survey will enable ESL to assess the feasibility and risks
of the different kinds of commercially available technology relevant to the FBIS system.
4.3.4 Development of Alternative System Configurations (SOW 3.2)
Candidate system designs will be developed (Phase 2) based on the revised
FMP requirements and on the availability of commercial products. The most important
criteria in developing the system architectures will be high rg1iabiiit..v._and_continuity
of service in. FP.J_5,:.r.installations; minimal...,, CniCa~ x k- a system that does riot pre-
clude system growth; and ease of learning...4n4use of the system-
T1ie development of the system design will be an iterative process in which
candidate commercial products and design alternatives (alternative system configura-
tions) are integrated by ESL and then assessed in cooperation with the FBIS Systems
Development Staff. Trade-offs will be used to support design rationale and decisions.
A report on the proposed design will be delivered to the FBIS Systems Development Staff
and presented in a briefing.
4.3.5 Recommended FMP System Configuration (SOW 3.2 and 3.4)
A comparative analysis will be conducted on the candidate system configura-
tions to determine which configuration of commercially integrated products best meets
the FMP requirements. Special developments will be recommended for functional require-
ments not adequately provided by commercial products.
The recommended system will be described and justified in the system design
report delivered to and presented in a briefing to the FBIS Systems Development Staff.
The report and the briefing will detail system design, functional allocation, the
decision process used, and the risks and anticipated deficiencies in the recommended
approach. A concept of operation will be developed as outlined in the SOW, Section 3.4
and Appendix E. A preliminary system specification will be prepared as outlined in
Section 3.4 and Appendix F of the SOW. The concept of operation and the system speci-
fication will be used to synthesize a system design.
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4.3.6 Implementation Schedule and Cost (SOW 3.3)
ESL will detail the schedule and cost estimate (Phase 2, continued) for the
development, procurement, delivery, installation, training, operation, and maintenance
of the recommended FMP system. The schedule will recommend milestones for incremental
increases in functional capabilities during the FMP acquisition and development. The
schedule will be developed in conjunction with cost data and the Work Breakdown Struc-
ture (WBS) as defined in Appendix D of the SOW. The schedule and WBS will be delivered
in a report and presented in a briefing to the FBIS Systems Development Staff.
The modernization program's cost will be derived from the schedule, the Work
Breakdown Structure, ESL's experience in system development, and the use of current
tools for cost estimation of system engineering projects, including cost simulators.
The cost estimates will be delivered in a report and presented in a briefing to the
FBIS Systems Development Staff. The estimates will be categorized as hardware, soft-
ware, facility, personnel, and O&M (operation and maintenance), and a rationale will
be provided for the costs in each category.
4.3.7 Description of Recommended FMP System (SOW 3.4)
Phase 3 will consist of the refinements of the FMP system design, functional
allocation, cost and schedule, and the WBS. Also included will be the final version
of the concept of operations and the preliminary system specifications. Figure 4-4
illustrates the technical, cost, and schedule work flow descriptions that will be pro-
vided. A design review package and briefing will be provided that include the refine-
ments described above and the concept of operation and specifications documents.
4.4 Experience of Proposed Staff
ESL will bring to the Conceptual Definition Phase a staff with experience in
system integration and development, database design and development, networking, and
advanced processor technology.
4.4.1 Project Manager
Roger Dahlberg has been named Project Manager. Mr. Dahlberg has responsibi-
lity for leadership and direction of project personnel and for coordinating their
efforts to meet FMP requirements efficiently. He has extensive experience in project
management, system engineering, and system development and applications.
4.4.2 System Engineer
The System Engineer provides the technical focus for the system engineering
activities in the Concept Definition Phase and reports to the Project Manager. The
System Engineer will help ensure the proper mix of commercially available hardware and
software and ESL-developed hardware and software for an effective, easy-to-use system
that is reliable and expandable. Mr. Myron Sabes has been selected as the system
engineer. Mr. Sabes has more than 17 years of experience in large-scale system
engineering. He was involved in the engineering of telephonic communications networks
for seven years and has been involved in software engineering and hardware/software
integration for more than 10 years.
4.4.3 Database Management Systems Specialist
Recognizing the central importance of database management to this program,
ESL has specified that the Database Management System Specialist will report directly
Declassified and Approved For Release 2012/05/31: CIA-RDP88-00218R000300040001-9
Declassified and Approved For Release 2012/05/31: CIA-RDP88-00218R000300040001-9
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to the Project Manager. Mike Forster will fill this role. Mr. Forster has extensive
experience in the development of database management systems, and in the integration
of man-machine interfaces with database management systems. Mr. Forster will be con-
sulting with Dr. Kwang-I Yu of TRW, who is the designer of the Fast Data Finder chip,
and Professor Michael Stonebraker of the University of California at Berkeley, expert
on database technology and a developer of the relational database management system
INGRES.
4.4.4 Hardware and Software Integration Specialist
The Hardware and Software Integration Specialist will work closely with both
the Database Management Systems Specialist and the Systems Engineer to ensure that the
FMP concept definition meets performance and MMI requirements. He will also be best
able to judge the costs of the integration tasks required for the FMP. ESL has chosen
Alan Nitteberg for this task. Mr. Nitteberg has more than five years hardware and
software experience in system development. He has designed and implemented hardware
interfaces and software drivers for peripherals, and has been involved in the develop-
ment of advanced image processing systems.
Declassified and Approved For Release 2012/05/31: CIA-RDP88-00218R000300040001-9