THE SOVIET UNION IN THE THIRD WORLD: PURPOSE IN SEARCH OF POWER

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CIA-RDP93BO1478R000100130001-4 Or CALL STAT RETURNED YOUR CALL EIWISHES AN APPOINTMENT MESSAGE You told last week STAT about an article you had written: Sov Union and 3rd world: Purpose in Search of Power. Rand Corp published it. She can't find it in library. Can you give any more detailed citation? OV~7Z VAL -OO 63-110 NSN 7"40-00-634-4018 STANDARD FORM 63 (Rev. 8-81) Prescribed by GSA FPMR (41 CFR) 101-11.6 Declassified in Part - Sanitized Copy Approved for Release 2012/04/24 : CIA-RDP93BO1478R000100130001-4 CIA-RDP93BO1478R000100130001-4 of the American Academpy of ccial, etc. Published during 1969. There are only 4 volumes a year. 7I7z C Declassified in Part - Sanitized Copy Approved for Release 2012/04/24 : CIA-RDP93BO1478R000100130001-4 IDENTIAL E] HANDLE VIA CODEWORD Declassified in Part - Sanitized Copy Approved for Release 2012/04/24: CIA-RDP93BO1478R000100130001-4 (ED, OCR SERVICE REQUEST FUSE FORM 1395 FOR LOAN/PURCHASE OF BOOKS/PERIODICALS) r 9. 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REPRODUCTION INSTRUCTIONS (DLB USE ONLY) COLLATERAL - CODEWORD FORM 2816 USE 10-82 PREVIOUS EDITIONS ENTIAL ^ Handle Via Codeword Channels When Checked CL BY 0073713 DELL OADR Declassified in Part - Sanitized Copy Approved for Release 2012/04/24: CIA-RDP93B01478R000100130001-4 fh , Declassified in Part - Sanitized Copy Approved for Release 2012/04/24: CIA-RDP93B01478R000100130001-4 THE SOVIET UNION IN THE THIRD WORLD: PURPOSE IN SEARCH 01 PM ER April 1969 CLEARIt,GHOUSE iM iewrd' Snrn!it?c :: L;cnn,cJ C MAY2u ;?; L I L3 L: a Declassified in Part - Sanitized Copy Approved for Release 2012/04/24: CIA-RDP93B01478R000100130001-4 Declassified in Part - Sanitized Copy Approved for Release 2012/04/24: CIA-RDP93B01478R000100130001-4 THE SOVIET UNION IN THE THIRD WORLD: PURPOSE IN SEARCH OF POWER Fritz Ermarth The RAND Corporation, Santa 'Monica, California ABSTRACT Although the Soviet Union inherited its ideological commitment to revolution in the Third World from Lenin, it was only in Khrushchev's tine, after industrialization and victcry in World 'Jar II had made the USSR a world power, that this commitment became an important component of Soviet foreign policy. Khrushchev envisaged a fairly rapid transition by postcolonial states toward socialism, i.e., toward Soviet-type societies and close association with the Sc?:iet international bloc. This "objectively inevitable" process was to be guided by the example of Soviet national development, protected From the depreda- tions of imperialism by the deterrent shield of Soviet strategic power, and accelerated by a modicum of Soviet economic and military aid. But Khrushchev's vision exceeded the USSR's power to fulfill it. The developmental process proved to be extremely difficult. Nationalists in Fritz Ermarth, MA, Pacific Palisades, California, is a member of the Social Science Department of The 'AND Corporation and a specialist on Soviet foreign and military policy. Any views expressed in this paper are those of the author. They should not be interpreted as reflc.~.:ting the views of The RAND Corporation or the official policy or opinion of any of its governmental or private research sponsors. Papers are reproduced by The RAND Corporation as a courtesy to members of its staff. This paper was prepared for publication in The Annals. Declassified in Part - Sanitized Copy Approved for Release 2012/04/24: CIA-RDP93B01478R000100130001-4 Declassified in Part - Sanitized Copy Approved for Release 2012/04/24: CIA-RDP93B01478R000100130001-4 1. 4 power throughout the Third World, even those close to the USSR, advanced their own visions of the future, often at variance with Soviet views. And the Western powers were not restrained from intervening actively in the Third World where their interests were at stake. Khrushchev's successors have been less sanguine about the process and the timetable of transition in tie Third World. They have tended to concentrate more heavily on specific areas of the Third World they deem important, the Middle East and South Asia. They have also been more willing than Khrushchev to intervene, albeit very cautiously, in Third World military conflicts directly or indirectly involving the United States, as in Vietnam and the Middle East. Only the future will show whether they use their increased power with the restraint that weakness imposed upon them in the past. Moscow has been interested in the Third Wcrld from the very birth of the Soviet state. Lenin's views on the socio-economic roots of politics and, even more, his analysis of the prevailirg international order, advanced in Imperialism, imparted ro the Boloheviks a profound sensitivity to the revolutionary potential of the East. Despite their inevitable preoccupation with Europe, as Professor Ulam has written, "from the beginning, the premises of Soviet-Comintern policy in the East and what is now known generally as the underdeveloped world were sounder than in the case of Europe." Lenin's ultimate "Adorn B. Ulam, Expansion and Coexistence: The History of Soviet Foreign Policy, 1917??1967, Frederick A. Praeger, New York, 1968, p. 125. Declassified in Part - Sanitized Copy Approved for Release 2012/04/24: CIA-RDP93B01478R000100130001-4 Declassified in Part - Sanitized Copy Approved for Release 2012/04/24: CIA-RDP93B01478R000100130001-4 hopes that the postcolonial revolution would contribute substantially, even decisively, to the collapse of the capitalist order can be deemed illusory. His more proximate anticipation, that decolonization would revo- lutionize the international system, was thoroughly real- istic. But not only was the Third World revolution just beginning in earnest, the Soviet Union of Lenin's day clearly did not possess the power to guide or shape this revolution in any meaningful way. And, while he quickly adjusted to the doctrinal and diplomatic demands of Real- politik, Lenin never fully made the tran.;ition to the view that Soviet state power represented the r.entral ingredient of the revolutionary process on a world scale. Stalin completed this transition with a vengeance: revolution became synonymous wi:`i Soviet state power. Anything which was beyond or did not contribute directly to that power was inherently suspect, if not r?actionary. At the same time, Stalin's foreign policy was cautious in practice and extremely defensive in motivation. It was designed to protect the process of torced industrializa- tion from military threats arising out of Europe and Japan. By achieving industrialization and by filling the terri- torial vacuums of Europe lest by the defeat of Nazi Germany, Stalin did indeed revolutionize the Eurasian and hence the world balance of power. But it remained in essence a continental operation. As important as the vacuums on Soviet borders which the war created and permitted Soviet power to fill were those developing as a result of the war in colonial Asia and Africa, in which arose the nationalist movements and regimes Declassified in Part - Sanitized Copy Approved for Release 2012/04/24: CIA-RDP93B01478R000100130001-4 Declassified in Part - Sanitized Copy Approved for Release 2012/04/24: CIA-RDP93B01478R000100130001-4 which so dominated events of the ensuing two decades. In most un-Leninist style, Stalin at first showed no real interest in the opportunities opening to Soviet policy in the colonial areas. He was not in them militarily; he could not get into them without undue risk. He was notably suspicious of his own ability to control his only ocher instrument for projecting Soviet influence into these regions, local Communist parties, even where they were strong enough to be relevant. Toward the very end or his life, he began a general reappraisal of Soviet policy, including that toward the distant colonial world. His death interrupted this reappraisal but his successors completed it. KHRUSIICHE.' `S THIRD WORLD VIS!GNS Preceded by doctrinal revisions commencing as early as 1952, tFe new "Eastern" Policy of Stalin's successors was effectivc.'_y instituted in 1955, the year of Bandung, when Khrushchev and Bulganin went to Asia and Soviet arms began appearing in the Middle East. In a very real sense one can say that the Kremlin leaders resurrected for their foreign policy the ethos of world revolution which had perished at the gates of Warsaw in 1920 and had been buried under "socialism in one country." Doctrindll.y, the Soviets elevated the anticolonial metamorphosis, rcstcolonial nation-building, and economic See Marshall D. Shulna r., Stalin's Foreign Policy Reappraisal, Harvard University Precs, Cambridge, 1963, passim. Declassified in Part - Sanitized Copy Approved for Release 2012/04/24: CIA-RDP93B01478R000100130001-4 Declassified in Part - Sanitized Copy Approved for Release 2012/04/24: CIA-RDP93B01478R000100130001-4 development -- all under the heading.of the national liberation revolution -- to the status of a component part of the world revolutionary process. The building of communism/socialism in communist states, the natic:ial. liberation revolution, and the struggle of the working class in capitalist states were seen as comprising this process. They recognized the "national bourgeois ".e," i.e., local nationalists who were not workers or peasants, as an "objectively progressive" and, indeed, leading force, where they had previously been rejected as agents of the colonial pcwers. They searched around, rather urnuccessfull_y, for doctrinal constructs according to which they could confidently .iescribe the transition of - the nnwl_v independent states toward socialism as they con- ceivc-d it. A preponderant role in this transition was assigned to the force of the Soviet example as a develcping society. The role of local communist parties rc^tiained ambiguous in Soviet doctrine for a variety of reasons. Finally, they declareu that the growing nuclear power of the USSR represented a stout shield that prevented the military intervention of the imperialists against the national liberation ciuvement, often citing the Middle East crisis of the mid- and late 1950s as representative. For example, according to a basic doctrinal handbook of thE: late 1950s: The postwar years have convincingly demonstrated the role of the socialist states as a mighty factor of restraint against the aggressiveness of the imperialists who, in ether circumstances, would fall on the national liberation movement with all their power and crush it.'' ''0snovy Marksizma-Leninizma, Moscow, 1959, p. 454. Declassified in Part - Sanitized Copy Approved for Release 2012/04/24: CIA-RDP93B01478R000100130001-4 Declassified in Part - Sanitized Copy Approved for Release 2012/04/24: CIA-RDP93B01478R000100130001-4 In practice, the policy involved a broadly based Soviet penetration of the underdeveloped world, involving a variety of d.plomatic, economic, semiofficial political and military aid activities. The total silhouette of the Soviet political prc:se.ice in the underdeveloped world was markedly raised. In ultimate political terms, the Soviets saw their goal as the e:cpulsion of Western influence from these regions and their gradual gravitation into the socialist camp or con,.aonwealth. Initially, th?:? Soviets were confiaent that the systematic revolution in the Third World could ba largely .self-sustaining, that its favorable progres. would little Lax their economic, even less their military resources. In any case they had little 5 t_':ese to spare. During the decade 1954-64 Soviet economic credits and grants to non-communist underdeveloped countries totaled slightly more than $4 billion, of which only about $1.5 billion had actually been drawn. " By the end of 1964, S :?viet military assistance, mostly in the form of long-term credits, had been extended to more than 15 countries but at a total volume probably not much over $3 billion. During the period 1946-1965, total U.S. economic and military eid to less developed areas exceeded $100 billion. In the Rain the Soviets hoped to accelerate and guide by political means an indigenous process. Currert Economic Indicators for the USSR, Joint Economic Committee, Congress of the United States, GPO, Washington, D.C., June 1965, p. 174. The Soviet Military Aid Program as a Reflection of Soviet Objectives, Georgetown Research Project. Atlantic Research Corporation, June 1965, passim. Declassified in Part - Sanitized Copy Approved for Release 2012/04/24: CIA-RDP93B01478R000100130001-4 Declassified in Part - Sanitized Copy Approved for Release 2012/04/24: CIA-RDP93B01478R000100130001-4 This simplified picture characterized Soviet policy toward the Third World from 1955 to 1960-62. It comple- mented Soviet concentration on internal economic progress, the construction of a viable nuclear deterrent, and a modulated detente with the West which kept the risk of war low while offering opportunities to press objectives in Europe. It projected Soviet power and influence into the Third World for the first :i.me, and it did so cheaply. No doubt, when Khrnnshchev contemplated the Third World in detail, he saw many disturbing co:aplexities. But he felt confident in the sweep of history. PROBLEMS OF VIOLENCE, CREDIBILITYAND CONTROL From 1960 onward, the complexities eroded the basis for Soviet confidence. Two fundamental problems arose which challenged the relevance of the Soviet approach to the Third World, both connected with and aggravated by the growing Sino-Soviet rift. One remained essentially a doctrinal matter, but. extended discussion of it, which is still going on, indicated that important leaders were worrying about the future of policy. The Soviets began to wonder, now that the colonial empires had largely dis- appeared, how in fact the transition from the nationalist to the socialist phase of the revolution is to take place. They saw nationalists acquire power who, while anti- Western, had their own notions about the future, recipro- cated Soviet opportunism in their dealings with Moscow, and showed no inclination to step aside for the "objective laws of history" or to tolerate alternatives to their rule in local Communist parties. Notwithstanding Moscow's Declassified in Part - Sanitized Copy Approved for Release 2012/04/24: CIA-RDP93B01478R000100130001-4 Declassified in Part - Sanitized Copy Approved for Release 2012/04/24: CIA-RDP93B01478R000100130001-4 historic unconcern about the fate of local parties when state issues were at stake, the latter problem became urgent in the competition with Peking. Although a variety of ingenious formulae have been invoked, such as "national democracy," "revolutionary democracy," and the "noncapitalist path," and cautiously ascribed to a changing number of developing countries, a satisfactory model for postcolonial development has yet to be worked out by the Soviets." In practice, this doctrinal question has not been demonstrably influential in shaping immediate Soviet policy in the underdeveloped world, but it has weighed upon the minds of a leadership which appeals consciously to an historical Weltanschauung for its legitimacy and political aims. The second problem which emerged around 1960 was far more vexatious and pertinent to immediate action: the problem of violence in the revolutionary process and Soviet support for it. The Soviet position on violence and the use of military power in the Third World, which stressed peaceful revolution behind a deterrent shield and limited Soviet military aid largely to established govern- ments in low-risk. situations, came under attack on two fronts. On one hand, the Chinese began to attack it bitterly as representing excessive caution at best or treason to the cause at worst. Peaceful paths, they insisted, are possible only in exceptional circumstances; See Uri Ra'anan, "Moscow and the Third World," Prob- lems of Communism, January-February 1965, pp. 22-31; and Robert F. Lamberg, "Moskau and die Dritte Welt: Vorzuege and Gefahren ?ies Pluralismus," Osteuropa, January 1968, pp. 792-802. Declassified in Part - Sanitized Copy Approved for Release 2012/04/24: CIA-RDP93B01478R000100130001-4 Declassified in Part - Sanitized Copy Approved for Release 2012/04/24: CIA-RDP93B01478R000100130001-4 -9- and growing Soviet nuclear power now broadens the scope for armed struggle by inhibiting the response of imper- ialism. To this, the Soviets replied by backing deeper into the doctrinal box of deterrence: the deterrent shield is strong, therefore peaceful methods are to be preferred as less costly, and less dangerous, unless the imperialists intervene. They began admitting at this point that their nuclear posture was not as formidable a barrier as earlier declared. Khrushchev outlined the Soviet case on armed conflict in the nuclear age in his commentary on the 1960 Moscow Declaration of 81 Communist Parties, itself an ambiguous document. First, general nuclear war would he an unmiti- gated catastrophe and must ne avoided. Moreover, despite the unchanged aggressiveness of imperialism, Soviet strength makes such avoidance possible. Second, local conflicts are very dangerous because escalation is likely, and virtually certain if nuclear powers g^t involved. Third, national liberation wars, local revolutionaries fighting local reactionaries, are possible and just; Moscow must "support" them when they occur. It is one of the major ironies of our time that this thesis was totally misread by the new Kennedy Administration as a wholesale Soviet endorsement of sub- liminal violence in the Third World. It meant precisely the opposite, as the Chinese lost no time .n pointing out. Khrushchev was keenly aware, and hoped others would be as well, that the line between national liberation and local wars had to be an obscure one, especially if great power interests became involved. National liberation struggles Declassified in Part - Sanitized Copy Approved for Release 2012/04/24: CIA-RDP93B01478R000100130001-4 Declassified in Part - Sanitized Copy Approved for Release 2012/04/24: CIA-RDP93B01478R000100130001-4 could easily become local wars, which could easily escalate to general war, in spite of Moscow's proclaimed nuclear might. This was as powerful a brief for caution in the use of violence and as explicit an admission of Soviet weakness as Khrushchev could bring himself to make. As a general principle, he did not want national libera- tion wars and, if they had to occur, he di.d not want to get involved militarily. In practice, he deviated from this doctrine under pressure of events, but only slightly as the very cautious behavior of the Soviets in the Congo, in Laos, and in Vietnam through lc,64 indicates. Unfortunately for ;hrushchev, his line was not persuasive in Peking and not understood in Washington. The Kennedy Administration, impelled among other things by its reading of the Soviet line, mounted the second challenge to Khrushchev's position by rapidly developing the capability and declaring the intention to intervene directly against insurgent movements it believed communist-inspired or otherwise dangerous. Indeed, it expanded American capabilities for action across the entire spectrum of limited conflict situations while dramatically fortifying its posture for general nuclear war. The strategic basis for Khrushchev's optir'ism of the 1955-59 period was further weakened by the Cuban missile crisis. Tha core of Soviet strategic posture was demon- strably too weak to sustain an assertive foreign policy This reading of Khrushchev's "national liberation doctrine" is elaborated in the author's master's thesis, "Current Soviet Doctrine on National Liberation," 1963, on deposit in the Russian Research Center, Harvard University. Declassified in Part - Sanitized Copy Approved for Release 2012/04/24: CIA-RDP93BO1478R000100130001-4 Declassified in Part - Sanitized Copy Approved for Release 2012/04/24: CIA-RDP93B01478R000100130001-4 in Europe and the Third World. i(lrushchev reacted by retrenching his foreign policy objectives, seeking detente with the United States, and turning his major attention to civilian economic development and an effort to stem the disintegration of international communism. Developments between 1962 and 1964 in Southeast Asia also inflicted considerable damage on the pattern of political assumptions and perceptions supporting Khrushchev's policy. Despite a substantial material and political investment in the region, in In--onesia, K-hrushchev adhered to his position of disengagement from the armed conflicts of Indochina. The Soviets did supply limited military assistance to the insuc,-nt movements in Laos and Vietnam during this period, bu' such as it was, it seemed aimed primarily at retaining sct le,,erage against escalation. In Vietnam, however, the conflict did escalate, and it became a test case on -.;hick the Soviet position was hliehly vulnerable. it proved that neither Soviet military power at the ti-ener:+l nuclear level nor Soviet restraint in local theaters )f conflict could prevent the growing intervention of the United States. Second, it seemed to prove that a properly managed armed insurgency cou'.d succeed against local resistance massively support i by the C ted States. Third, if a major risk was involved at this point, it was that of U.S. attacks on North Vietnam which would bring into play quasi-alliance responsibilities to a communist state. As events proceeded, especially after the Tonkin episode of August 1964, Khrushchev's stance of disengage- alent appeared to look more and more like the appeasement which Peking always insisted it was. Khrushchev fell from Declassified in Part - Sanitized Copy Approved for Release 2012/04/24: CIA-RDP93B01478R000100130001-4 I' Declassified in Part - Sanitized Copy Approved for Release 2012/04/24: CIA-RDP93B01478R000100130001-4 power fcr a va.':iety of reasons, but this was probably one of they:;. The n ?w leadership promised to take a new look at its relations with China and its policy on Vietnam. To assert that the disintegration of Khrushchev's policy toward the Third World represented its failure in a literal sense would obviously be inappropriate. At worst, his reach considerably exceeded his grasp; but his grasp was sufficient to bring a substantial penetration of Soviet influence in areas geographically important to the USSR and among elite groups playing vital roles throughout the under- developed world. The weakness of the Khru:;hchev policy was the intellectual weakness of Marxism, its ovar-reliance on the operation of self-generated conception:. of historical inevitability. The policy as a whole rested heavily o; the "objective necessity" of the post-colonial revolution mov- ing of its own momentum toward socialism and all this meant for Lhu Soviets in of domestic and inter- national alignments. Nationalism was one difficulty. The Soviets did not underestimate its power; on the contrary, they bet heavily on it. But they ignored its capacity to generate its own political visions, including visions of 'Arab," "African-," and other "socialisms'- which sorely troubled doctrinal monopolists in Moscow. The volatility of politics within developing countries was another factor they underestimated, largely as a result of their ideo- logically motivated search for "class forces." And they found many of their early convictions about economic development to be excessively optimistic. Essentially the problem was one of power. In a decade of intensive effort, the Soviets exercised the ability to penetrate and operate in the underdeveloped world, but Declassified in Part - Sanitized Copy Approved for Release 2012/04/24: CIA-RDP93BO1478R000100130001-4 - Declassified in Part - Sanitized Copy Approved for Release 2012/04/24: CIA-RDP93B01478R000100130001-4 they could not shape it. In political, socio-economic, and military terms, the events and developments over %.hich they could exert determining influence seemed far out- ranked In importance by those which were beyond their control. PRAGMATISM SINCE F3-iRUSHCiiEV Developments confronting Soviet policy in the Third World since 1964 have contributed further to the sobering le_scor,, oeing drawn in the years just before Khrushchev's fall. In addition, there have been some rather rude shocks. Among the latter must be numbered the early ''bases of the U.S. bombing campaign against North :'ietr.ar,i in 1965, and the June 1967 Middle East war. In Viet:am, the United States seemed able to attack a socialist st.:t. with impunity. In the Middle East the Soviets found their fully armed clients unable to defend them- selves against a numerically inferior opponent. Moscow's Third World "deterrent shield" looked disturbingly thin. Equally shocking to Moscow were a series of political coups in underdeveloped countries of Africa and Asia which removed leaders highly favored by Moscow, foremost among whom were Ben Bella of Algeria and Nkrumah of Ghana, and testified to the political fragility of states Moscow had deemed traversing the "noncapitalist path" to socialism. In fact, these events, coupled with rising pressure on Soviet authority in Eastern Europe, produced a somewhat hysterical doctrinal reaction against what Moscow perceived as the "global counterattack of imperialism." Declassified in Part - Sanitized Copy Approved for Release 2012/04/24: CIA-RDP93BO1478R000100130001-4 i' Declassified in Part - Sanitized Copy Approved for Release 2012/04/24: CIA-RDP93B01478R000100130001-4 Other trends were less dramatic but unsettling, nevertheless, Moscow found large segments of the Third World, including the elites of countries with which rela- ticns were cordial, such as India, moving into positions of truculent and, to Moscow's mind, undiscriminating irritation toward both the superpowers. The USSR was lumped with the United States Rs part of the prosperous North and found for that reason to owe the developing South more extensive economic aid. Similarly annoying to the Soviets was the view, which "has also gained currency among political leaders of some developing states," that Soviet support for the nonproliferation treaty represented a dictatorial condominium of the superpowers.* Finally, each passing year of continued backwardness and population growth in the underdeveloped world, plus technological and economic progress in the industrialized world, seemed to lengthen enormously the time perspective in which the former could be seen as moving toward socialism. All was not uniformly gloomy, however. If Moscow's performance in defense of the national liberation movement failed to measure up to previously proclaimed standards, these failings did not redound to the undiluted benefit of *As evidence of Moscow's annoyance over this, see Soviet comment surrounding UNCTAD's 1968 sessions and, inter alia, A. Kodachenko, "The Developing Countries and Economic Progress," Ekonomicheskaya Gazeta, No. 10, March 1969, p. 45. 1. Shatalov, "The Leninist Foreign Policy and the National Liberation Movement," International Affairs, No. 1, January 1969, p. 74. Declassified in Part - Sanitized Copy Approved for Release 2012/04/24: CIA-RDP93B01478R000100130001-4 Declassified in Part - Sanitized Copy Approved for Release 2012/04/24: CIA-RDP93B01478R000100130001-4 i_ -15- the United Stites. The Soviets found that with patience and good luck, mainly in the form of American restraint, they could recover lost ground or at least cut losses. In Vietnam, the Soviets found that they could provide military support which may have.been as critical to the endurance of Hanoi as U.S. intervention in 1965 was deemed critical to the survival of the Saigon government. The United States could intervene with force, but it could not win; and stalemate in Vietnam seemed to. be undermining the entire American commitment to the Third World. In the Middle East, expensive as it was to redeem the losses of the June war, the net effect within a year of the dramatic setback seemed to be an augmented Soviet position in the region. The patient diplomacy of the Brezhnev-Kosygin regime in a number of Third. World states consolidated existing positions and opened new ones. The USSR managed to improve its relations with Pakistan without serious damage to Soviet-Indian relations and even facilitated contr.-;. of conflict between the two neighbors through the Tashkent summit. Both Turkey and Iran were co,irted with consider- able success, a trend that the USSR hoped would improve its position in the Middle East and vis-a-vis NATO. Even Latin America, a region of the Third World hitherto most likely to be termed a U.S. preserve, was proving suscep- tible to Soviet diplomatic and commercial blandishments. Another trend which certainly encouraged the Soviets, although hardly a function of their own behavior, was the progressive political isolation of China in the Third World as a result of her intemperate behavior and the Declassified in Part - Sanitized Copy Approved for Release 2012/04/24: CIA-RDP93B01478R000100130001-4 Declassified in Part - Sanitized Copy Approved for Release 2012/04/24: CIA-RDP93B01478R000100130001-4 I. e -regions-of the Third World. Great Proletarian Cultural Revolution. A similar if somewhat less prominent development was a slight ebbing of Castroite appeal in Latin America upon the failure of Guevara's Bolivian adventure. Both cases represented a. reduction of pressure from the left upon, first, Moscow's political ties to communist parties in the Third World, and, second, upon Moscow's doctrinal disinclination to grant the tactics-of guerrilla insurgency a blanket endorsement. The threat of "ultra leftism" among Moscow's coreligionists and doctrinal allies remained, but became somewhat more diffuse. Finally, a plus not to be discounted was the growing intellectual sophii.tication of Soviet thinking about the Third World. Khrushchev's doctrinal optimism of the late fifties and early sixties was reflected in and reinforced by scholarship and journalism founded on equally unjusti- fiable optimism. But under the impact of specific reversals and disillusionments,- Soviet observers tended to become more sensitive to the political, social, and economic "complexities" at work in the Third World. (The term slozhnosti or. "complexities" is a sure sign that difficulties are being encountered which do not fit the desired pattern.) If-one takes seriously the private claims voiced by many Soviet social scientists and area specialists that.they have lately: enjoyed improved access to decision makers, one wo-_:ld assume that this sophistica- tion contributed to tr.: caution of Soviet policy in many 4. See Elizabeth Kr-idl Valkenier, "Recent Trends in Soviet Research..on the Developing Countries," World Poli- tics, 'July ' 1968, pp. 644 ff. Declassified in Part - Sanitized Copy Approved for Release 2012/04/24: CIA-RDP93B01478R000100130001-4 Declassified in Part - Sanitized Copy Approved for Release 2012/04/24: CIA-RDP93BO1478R000100130001-4 As the Soviet leaders have drawn a running tally of their recent experiences, they appear to have developed a number of rough operational guidelines to shape their Third World policies: (1) They have seen lit to concentrate their atten- tion and resources geographically. The Arab World, from Morocco to the Persian Gulf, and South Asia, from Iran to India, represent the high-priority targets for Soviet diplomatic, economic, and military efforts. Latin America, Subsaharan Africa, and Southeast Asia (apart from Vietnam) are clearly accorded a lower priority. Of course, the concentration of Soviet attention in the Arab world and South Asia is not new; it was prevalent under Khrushchev. But it has noticeably incrcasn; under his successors. For example, according to data published by the U.S. State Department, new extensions of economic credit and grants to the Arab/Mediterranean area ;includ- ing Turkey and Sudan) and South Asia increased from about 80?%o of total new extensions to underdeveloped countries during 1954-1964 to about 90% in the years 1965-1967, even though five additional aid recipients were added in other areas. Were recent data on military assistance available, the concentration might be even more marked. Although much of the shift is accounted for by the deterioration of Soviet-Indonesian relations after 1965, and does not include Soviet aid to North Vietnam. the trend is never- theless noteworthy. U.S. Department of State, Director of Intelligence and Research, Research Memorandum, "Communist Governments and Developing Nations: Aid,and Trade in 1965," RSB-50, June 17, 1966; and "...in 1967," RSB-120, August 14, 1965. Declassified in Part - Sanitized Copy Approved for Release 2012/04/24: CIA-RDP93B01478R000100130001-4 Declassified in Part - Sanitized Copy Approved for Release 2012/04/24: CIA-RDP93B01478R000100130001-4 0 The reasons for r These are -his choice are fairly obvious. regions where successful been past investment made and can be protected, s have them some strafe Their location gic importance gives European and in relation anti-Chinese to Moscow seen to offer targets goals. The other of regions are sional e opportunity for low-cost, rather than co.,t, occa- (2) The a sustained campaign. Soviets remain convinced present, their interests that, for the intra- will not generally cr international be served by The,, violence in the Third World, are even more convinced t';at occur, their sup?prt of it or ' should such violence he most Participation in it must circumspect, Indicative Soviet rejoinder of this mood to calls is a recent in for more military involvement national li')eration conflicts: Twice in the lifetime people Lought with unexaOf , mone generation against pif. J Soviet the principal eRnr y and valor aggression, savin the t ores l imperizli;,t The Soviet Union g has never Shand all rtianki intend s never shirked n`~' to shirk its respn;~, and does not and world progress. But th j does for peace the , of OeS not that the principle military Support smeou itionall afar ' Y be made absolute, ~, ic weapons, calls to In the e age of age of imperialism by the mil Se`tle Socialist scores with itary might of the The countries are extremely reckless. Y conceal. evade their ..the desire of their authors own duty of creating , mass anti-imperialist movng a a Powerful, fulement,' Des , ? to t his general stance,indirectly however, to engage itself dee , the USSR has seen Fly, if ft in two Third World' Ibid., P. 72. Declassified in Part - Sanitized Copy Approved for Release 2012/04/24: CIA-RDP93B01478R000100130001-4 Declassified in Part - Sanitized Copy Approved for Release 2012/04/24: CIA-RDP93B01478R000100130001-4 _19- (3) On a doctrinal plane, the Soviets seem compara- tively disinclined to advance elaborate models of the developmental process which describe the transition of post-colonial, backward societies to some form of socialism. They are eager to understand the developmental process and even to prescribe, ez cathedra, the paths which they insist sooner or later must be taken to assure the real emergence of the emerging nations. The "revolu- tionary democracy;"' with its mass-based radical. politics, the "noncapitalist path," with its so:ialized and Soviet- oriented economics, remain meaningful symbols of the true way. The Soviets are still troubled by the almost uniform refusal of their noncommunist favorites to tolerate the participation of communist parties in their countries' politics. But in theory, they are prepared to admit in the Indian Ocean. conflicts fraught with risks of escalation. It concluded that the risks in Vietnam and the Middle East were manage- able and the costs of disengagement would be too high to bear. It may learn from these conflicts that its past inhibitions about limited conflict in third areas are unjustifiably confining in an environment of increased Soviet strategic and regional power. Furthermore, it has diverted scarce resources to the expansion of its capa- bility to establish a visible military presence in third areas, in the Mediterranean and, so far only` intermittently, See Thomas W. Wolfe, The Soviet Quest for More Globally Mobile Military Power, The RAND Corporation, Santa Monica, December 1967. On these doctrinal themes, see K. Brutents, "On Revolutionary Democracy," Mirovaia Ekonomika i Declassified in Part - Sanitized Copy Approved for Release 2012/04/24: CIA-RDP93B01478R000100130001-4 Declassified in Part - Sanitized Copy Approved for Release 2012/04/24: CIA-RDP93B01478R000100130001-4 that the developmental process will be long and complex, not susceptible to detailed prognostications at the present time. And in practice, these doctrinal issues, while reflecting the concern of many communist decision- makers with things ultimate, do not impose real con- straints on Soviet foreign policy. CONCLUSIONS AND REFLECTIONS Soviet policy, like everything else, manifests con- tinuity and change at any given moment. The present Soviet rulers are the legitimate heirs of Lenin's conviction that the Third World is an arena of revolutionary transformation in which vital elements cf the ?:)timate world political order are being forged. They inherit from Stalin, among other ti::_ngs, the conviction ~F-.at augmentation of Soviet state power is the main vehicle of world revolution. This imposes upon them general ra"r;cal cautiousness in foreign affairs and a set of international priorities in which Soviet internal development, the strategic relationship with the United States, and interests in Europe come before goals in the Third World. Nevertheless, as a result of their cumulative inheritance, today their power to act upon, if not necessarily to shape, the international environment, including the Third World, is far greater than in the past. And, as a result of Khrushchev's ambi- tious policies, they are committed to vital areas of the Third World in strength. Mezhdunarodniya Otnosheniya, No. 3, March 1968, p. 15 if and No. 4, April 1968, pp. 24 ff; and Ye. Zhukov, "The National LibEration Movement of the Peoples of Asia and Africa," Kommunist, No. 4, March 1969. pp. 31 ff. Declassified in Part - Sanitized Copy Approved for Release 2012/04/24: CIA-RDP93B01478R000100130001-4 Declassified in Part - Sanitized Copy Approved for Release 2012/04/24: CIA-RDP93B01478R000100130001-4 6 mf In short, the USSR is becoming, in the sense that the United States has been for nearly three decades, a truly global power, perceiving interests and possessing strength which easily dominates the local powers in many areas of the Third World. It is beginning to acquire the power to match the universal pretentions born with the Soviet state itself. The vital question: upon attaining such power, after a half century of containment and self- conscious inferiority, will the USSR be as conscious of the limitations of power in the Third World as the United States has become at no insignificant cost? History, as usual, does not offer a confident answer. Declassified in Part - Sanitized Copy Approved for Release 2012/04/24: CIA-RDP93B01478R000100130001-4