CLANDESTINE COMMUNIST ORGANIZATION PART ONE THE COMMUNIST PARTY UNDERGROUND

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CIA-RDP78-02546R000100080001-9
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S
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November 17, 2016
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July 31, 1998
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1
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July 1, 1949
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REPORT
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Approved For ,_ cry,/ ~ A" u 021000800 r..nrv Nn 4119 17 S- COMMUNISM E Clandestine Communist Organization Part One The Communist Party Underground j. 0>Z( A(063x jp INTERIM REPORT rn r- 0 Approved For Release 1999/08/24: CIA-RDP78; 02546R000100080001-9 Approved For Release 199-9/J8124 CIA-RDP78-02546R000100080001-9 TABLE O F CONTENTS Page GENERAL CONSIDERATIONS, . 1 PART OT L' : THE C0j,u NI ST PARTY UNDERGROUND I ORGANIZATIONAL AND OPERATIONAL PROBLEMLI ' . ? o . ? . . 9 A. Police and Party . ? . . . 9 1, Geographical Factors 2, Population Density ? ? ? ? ? ? ? ? ? e ? ? ? 10 3. Political Factors ? ? o ? ? ? ? . ? ? ? r 10 4. Mass Support for Police . 11 B. Adaptability of Party Organization to Illegal Conditions ? . ? ? ? . ? ?.. ? ? 12 1. Organizational Continuity . . 4'? . ? ? . . . 12 2.. Cadre Continuity . . ? . . 13 3. Discipline and Security . . ? . . . . . ? . 14 4. Doctrine as Morale-Builder . , , . . ? ? , 15 5. Attraction of Doctrine 6. Cell System 16 7. Backlog of Conspiratorial Experience . . . . 17 C. Organizational Problems: Adjustment to Illegal Conditions . . . 18 1. Reduction of Party Apparatus . . . . . 18 a. Consolidation of Territorial 3. organizations 18 b, Reduction of staffs ? o , . . . . . , 18 The Command Function: The Triad System . . . 19 Compartmentalization . , ? . ? . . , . , , 20 s. Party and military branches . ? . . ? . ? 20 Internal Party Compartmentalization , organizations . . . . . . ? . . ? . ? 21, Party and auxiliary (front) organizations ? , . . . . . . 21 Party and auxiliary illegal 21 1) Elimination of horizontal liaison . 21 2) Restriction of contacts 3) Functional restrictions . . . , , . , 21 r' - 1?~ 1 11-7-77- Approved For Release 1999/08/24: CIA-RDP78-02546R000100080001-9 i Approved For Release ,150muo -02546R000100080001-9 Page II. CASES OF COn1',1UNIST PARTIES UNDERGROUND . ,, . ? ; A.. The Bolshevik Party Underground ? . ? . , 1. Organization ,, ? ? a. The Moscow Organization . . ? ? . . ? . b. The Odessa Organization ? . , , , ? ? ? Operational Problems a, Security Measures ? b. Technical Services ? c, Finances 35 36 3$ 39 40 41 41 43 47 CP France Underground , , ? 4 1 Organization . , , 48 a. The Party Center 49 b. Territorial Levels 50 Technical Services 52 3. Security . . . . . 53 a. Modification of Structure ? . ? . , 53 b. Compartmentalization 54 c. Security Rules 54 1) Restriction of Contacts . ? . . . . 54 2) Security of Meetings . . . . . . . . . 3) Safeguarding Party Records and 55 Materials ,? 55 4) Personal Conduct 56 d, Control of Cadres ? . . . . ? . . ? ? 57 Finances 61 C. CP Germany Underground ? 63 1, Organization ? ? 63 a. Initial Confusion 64 b, The Failure of Centralized Control ? ? . 64 c, Decentralized Control ? . . . , , ? 67 d. Attempt to Revive Centralized Control ? ? ? ? , ? , ? ? ? A ? 70 2. Security ? . ? . . . . . . . ? . .. ? . . ? 72 Approved F o r = e' b9d/ 8%2l1iCIA-RDP78-02546R000100080001-9 Oft t t ?1 i'u. Approved For Releas 4 `G'tDP78-02546R000100080001-9 Page D. CP Greece Underground 74 1a Organization . . ?.? 74 2., Operational Problems . . 78 a. ' Security . 78 b. Communications 80 1) Couriers . 80 2) Press and Radio . ? . . . . . ? ? , 81 c. Recruitment and Transport . . . 83 d. Finances . 83 1) Sources of Revenue . . . . . . . 84 2) Expenditures . . . . . . . . . . . 85 E. CP Spain Underground 87 1. Thu Party Center Abroad ? 87 2. Organization within'Spain . . . . . . . . . 89 3. Other Party Organizations Abroad . . . . . 91 F. CP Portuzal Underground . . . . . . . . 92 1. Organization . . . . . . . . . . . 92 20 Security 95 3. Agitprop . . . . . . . . . . . . . . . . . . 98 4. Communications Abroad . . . . . . . . . . 99 Approved For Release `I999/08/241 CIA-RDP78-02546R000100080001-9 Approved For Release 19 78=02546R000100080001-9 60&- GE FERA C CONSD ,RATIONS The international Communist movement has not merely survived, but has actually flourished, in the face of difficulties which have ruined political forces with less constancy of purpose and with less practical a technique, It has maintained itself as the "vanguard of the proletariat" through Tsarist and totalitarian suppression, armed intervention, two world wars, and a decade of general 1ibourgeois" prosperity. In large measure, Communist suc- cesses cant be explained by the organizational adaptability of the Communist Party and its mastery over a mass of practical techni- ques. The Party knows what it must do and how to go about doing it, in any given circumstance. This competence was responsible in the first place for the success of the Bolshevik Revolution, and since then, for the endurance of the Party as a continuing threat to all "bourgeois" states, Whatever the political climate, the Party goes on, working openly and legally where it can, secretly and illegally where it must. It is this latter capabil- ity for "conspirratorial" work which largely accounts for the survival and success of the international Communist movement in the face o? adverse conditions. The scope of the "conspiratorial" activities of the Commu- nist Party encompasses defensive and offensive purposes. As an organization of professional and practical revolutionaries bent upon the eventual achievement of revolution, the Communist Party is enveloped by an atmosphere of hostility. Realizing this, the international movement has naturally developed a system of defen- sivo measures designed to protect the Party against the police, intelligence agencies, hostile groups and the hostile public, and has boon. normally organized so as to keep knowledge of the most .? significant aspects of Party activity restricted to a minimum of individuals. For similar reasons, the Party has made it a gener- al practise to conceal as thoroughly as possible the mechanics of the political. controls through which it extends its influence be- yond Party confines. The Communist Party is generally designed .ice .- . .~. Appr 241-: CIA-RDP78-02546R000100080001-9 Approved For Release 199 4" ctA- P1 - 546R000100080001-9 and able to operate under any conditions of opposition, hostility and outright suppression. It is capable of going totally under- ground when outlawed, and it is sufficiently security-conscious, even under normal conditions, to conceal many of its "normal" activities. The "conspiratorial" practises of Communist Parties oporating in hostile societies are largely defensive in nature. They are designed to preserve political and organizational gains made by the Party, rather than to advance the Party's aims fur- ther. The defensive side of the Party's conspiratorial behavior can be extensively illustrated by its organizational and opera- tional methods when proscribed. Part One of this study deals extensively with this subject -- the general patterns of under- ground organization are presented there, supplemented by de- scriptive analyses of the actual underground experience of several Communist Parties. Defensive measures are normally adopted also by Parties which function more or less openly and legally. "Legal" Parties give their program a maximum publication and expose a groat number of functionaries as well as parts of their organ- ization to the public eye. However, even when admitted to the political scene, the Party usually acknowledges the hostility of the society it lives in, and attempts to submerge, auto- matically and'by virtue of its organizational principles, the more significant areas of Party work. Every Communist Party is a centralized and centrally- directed mechanism controlled by a comparatively small group of professional, paid and full-time functionaries -- the cadre. Within this cadre-hierarchy the functionaries at national head- quarters occupy the central position and have a monopoly on policy-making and organizational direction, Accustomed to strict semi-military discipline, the lower Party cadre and the ,rank and file are more instruments of the Party center. By virtue of its leadership function the Party center normally Approved For 999108,04 u:CIA-RDP78-02546R000100080001-9 (?65! L N w Approved For Release 1999/08/24: CIA-RDP b2546R000100080001-9 guards the professional- secrets of the Party, not unlike the management of a business enterprise. The Party center, then, puts the stamp of secrecy on such matters as Party finances, particularly on the origin of funds not derived from normal sources; infra-Party communications of more than normal admin- istrativo significance; relations with other fraternal Parties exceeding the normal interchange of Party literature and other routine communications and relations with the Communist Party of the Soviet Union or representatives of the Soviet Government and the Cominform, which arc likely to compromise the Party. Experience has further shown that Soviet intelligence agencies frequently channel their recruitment of Party members through individual functionaries in national Party headquarters - operations which require secure and secret handling. Thus, even under normal conditions, highly significant aspects of Party work are managed by a small nucleus of trusted functionaries and are tightly scaled off from the rest of the Party and the outside world. Further, Communist Parties generally maintain intra-Party police organs, frequently identical with the Cadre Department and the Control Commission. Those agencies are organizational corollaries of the cadre principle. As the Party is built upon its cadre, it is essential for the center not only to train, pro- tect and properly assign tho'professional personnel, but also to preserve constant ideological and security control. Thus, most Parties maintain a confidential corps of Party "detectives" who must often perform counter-espionage duties such as' the identi- fication of police agents infiltrated into the ranks of the Party, and "illegal" support functions such as the procurement of false papers and passports for the cadre. Clearly, the existence of such a Party police force must be concealed, not only for security reasons, but also for ideological reasons. The Party is supposed to be run according to the principle of ?Tdemocratic centralism", and the centralism exercised through Approved For Release 1999/08/243 :-CIA-RDP78-02546R000100080001-9 , c~ Approved For Release 1999/08/24 CIA-RDP78-02546R000100080001-9 police control methods may be distasteful to the rank-and-file. On the level of "normal" Party operations, secrecy is also unavoidable. Considering the smallest operative Party unit, the individual Party member, it is a woll-known fact that many Commu- nists operate without ostensible' connection with the Party. This apparent lack of connection may be aimed at personal protection or at safeguarding a particular, often secret, mission. In any case, the secret Party member shows up in almost every Party -- one need only recall the case of the Indonesian Socialist leader and government official, Sjarifooddin, who, at the time of the Moose putsch in 194 admitted that he had been a secret member of the Communist Party of Indonesia since 1935. The Party, however, needs not only secret Party members -- _it is bent upon the manipulation of non-Communist groups and organizations in order to establish "mass support" as a pre- requisite for revolutionary action. The approaches to this or- ganizational problem obviously vary from Party to Party, and the extent of secrecy with which they are handled is determined by the political climate prevailing in the particular country. In general, however, the Party will attempt to surround itself with a solar system of front organizations in order to attract acces- sible groups, and will further direct its fractions into non- Communist mass organizations -- for example, labor unions and political movements in colonial countries -- in order to expand Party control. In all those cases, it will be a problem of con- cealing Party control over fronts and fractions, a problem which becomes increasingly difficult to solve as the manipulative tech- niques-of the Party are exposed in public. Clearly, however, as a revolutionary organization, the Party cannot confine itself to defensive tactics alone. No matter what .its status, whether legal or proscribed, the Party must at least plan such activities as will weaken the coercive power mechanism of the "capitalist" state, as well as hostile groups and politi- cal parties, in concrete operational, rather than in general Approved For Relea"se 1999/08124.:..CIA-RDP78-02546R000100080001-9 Approved For Release 1999/08/24 :__ CIA-RDP78-02546R00010'0080001-9 political, terms. No matter what its tactical shifts, the Party can never neglect its fundamentally military-revolutionary character and it must attempt to organize support functions di- rectly or indirectly related to future revolutionary action. This concept, which is by no means clear-cut and free from straight political considerations, involves what amounts to the setting up of intelligence and counter-intelligonco organizations and/or operations, with all their operational ramifications. The general operational program of the Communist Party provides for the organization of secret Party nuclei in the armed forces, the police, the navy, the govornmont, and occasionally also within opposition; groups in order to specialize and concentrate upon a) the procurement of information which would clarify the organ- nation and capabilities of the hostile power mechanism; b) clandestine subversion within "the citadel of the enemy," parti- 1 cularly in the armed forces. The program may also at times in- elude the organization of clandestine nuclei operating in strategic plants and enterprises to provide industrial and eco- noic information systematically -- the productive capabilities and facilities'of the hostile society are clearly related to the problems of revolutionary action. Party security in its widest sense may also require a more aggressive approach, particularly when the physical liquidation of hostile individuals and traitorous or insecure Party members is concerned. Finally, ww.hen. a revolutionary situation approaches, the Party must provide for a paramilitary organization to form the executive core of revolutionary action--action, however, which sets into coordi- n^tod motion the entire Party mechanism and the social forces al.icd with it. Such and similar clandestine action auxiliaries of the Party have boon occasionally observed in operation. Part Two of this paper includes a factual presentation, and a tentative analysis of their significance in detail. These offensive clandestine Party operations probably represent the most significant area of Approved For Release 1999/08/24IA-RDP78-02546R000100080001-9 Approved For Release 1999/08/24 :CIA-ktb 8- 2546R000100080001-9 Party work. `They perform functions which transgress the area of "normal" political action and they may constitute an acute threat to the existing social order. However, it is not yet possible to generalize on the subject. While the normal aspects of Party or- ganization follow a pattern anywhere, it is by no means certain that every Party organizes clandestine action auxiliaries in the same fashion--if at all. On the basis of evidence available at present, it appears that Leninist -Stalinist action theory applies practically to the organization of clandestine action auxiliaries as it applies to any other aspect of Party work. Thus, the actual organization of clandestine military auxiliaries prior to the all-out revolutionary effort depends not only upon such factors as availability of train- ed manpower, loaders and arms, but also upon the making of a clear- cut policy decision that a revolutionary situation, which may be successfully exploited by the Party, is at hand. While it may be expected that all Parties. include individuals or even groups who ,are specialists in military matters, it, would be futile to search for a facsimile of the Military Revolutionary Organization of the Bolshevik Party (1917) in the Communist Party of Great Britain at present. Incipient or underdeveloped Parties are more likely to concentrate upon political action'in order to achieve mass influ- once. Parties which have reached a stage of relative mass propor- tions may find it practicable to organize secret military cadres and formations. Again, however, policy considerations and the degree of expectable opposition will affect planning, timing and organization. Similar considerations apply to the organization of counter- intelligence, intelligence, sabotage, liquidation and other clandes- tine action agencies. Materials studied indicate that a stepping- up of such activity and its formalization in special auxiliaries occurs during critical periods considered by the Party favorable to aggressive, revolutionary action in general, such as the middle Twenties and the early Thirties when the "relative stabilization" Approved For Release 19 9/08/24 CIA-RDP78-02546R000100080001-9 Approved, For Release 1 999/0842A,.q , 6R000100080001-9 of capitalism was estimated as coming to an end. It is conside F red, therefore, that a definite relation exists between the particular phase of the action-philosophy governing the Party at any given time and the incidence, of well-defined clandestine action auxiliar- ies. Informally, however, and in a less pronounced fashion, the Party will naturally never pass up any chance for clandestine work in the power apparatus of the State or in hostile grcups and or- ganizations. In focussing upon the organization of underground Parties as well as on the organization of clandestine action auxiliaries, this paper attempts to clarify the problem in terms of both past and cur- rent Party experiences. Again however, this paper must be examined against the totality of the Party's work in a given society -- over- estimation, as well as underestimation, of clandestine Party opera- tions may dangerously distort the terms on which each national Party must be appreciated. Approved For Release 1999%08/24: CIA-RDP78-02546R000100080001-9 PART ONE TH_E_,COM UNIST.PA UJ-D E.RU.,N Approved For Release 1 p??' Q ')a rln_RDP78-02546R000100080001-9 Approved For Release 19'~J9/b8/ 4 fA=RDP -025;468000100080001-9, A TONAL AD PE AYONAL PROBLEMS A. Police and Party 0g general principles, the Party prefers to assume the form of a Illegal" political party, in order to achieve more easily a mass basis. Under "legal!" conditions, the entire propaganda and agita- tion apparatus can be employed overtly; front organizations can be set up at will; the Partyts drawing power can be demonstrated at the polls; Communists can operate with greater case in labor unions, and enter the government by way of "democratic" processes. The Party will therefore fight desperately and until the last minute to maintain itS legal status. It will marshal public opinion with the aid of liberal sympathizers and follow-travellers. It will employ for its defense sympathetic or crypto-Communist lawyers, who are frequently pooled in international front organiza- tions. It will receive the moral assistance of,foreign Parties and the Soviet party-government, making an international propaganda issue of the Partyts case. In any case, the Party will seek to delay its transfer to il- legality as long as possible, realizing that its organization and operations will be severely hampered by the loss of legal status. Once driven underground, it will make every effort to become Illegal" again. The Party knows that it can be paralyzed by an efficient police. The primary concern ?f the Party underground, therefore, is with the law enforcement agencies, for these can control the fate of the Party and its leaders. It is often extremely diffi- cult for the Party to protect itself against police penetration, arrests, and searches. Even in areas where the police is not particularly efficient, the Party must spend considerable effort and time on defensive measures, The_over-all success of the police, however, is conditioned by several factors, some of which may work to the Party's advan- tage. Approved For 17'1ease 1999/08/249: CIA-RDP78-02546R00010008.0001-9 Approved For Release 1 2 , I =P78 02546R000100080001-9 1. Gecgr^phical Factors. In large countries and in countries with inaccessible territories (mountains, marshland, jungles, vast forests), the surveillance and border-control problems are difficult for the police. The experience of the Bolshevik Party before 1917 shows how great distances favor individual escapes and illegal border traffic. More recent events in Brazil, Greece, the Philip- pines, Malaya, et. al., illustrate the sane point. 2. Population Density_ Overcrowded metropolitan areas with vast slums, as well as port cities, also enhance chances for sur- vival. It is comparatively easy for the underground Communist to shake off pursuit in highly populated street-amazes and among the wharves, 3. Political Factors. Police oction against the Party may be hindered or encouraged by public opinion. Under a totalitarian anti-Communist government, police persecution of the Party will obviously be far more effective than under the rol?tively r.Lild, legalistic approach of democratic governments. Mussolini, for example, took a great personal interest in police and intelligence operations against the Italian Party) and frequently directed them himself -- a factor which clearly increased the efficioncy of the Italian security agencies. On the,other hand, a loosely controlled police force my grow lax and sock only to make occasional arrests for publicity pur- poses, without seriously affecting the Partyts operations. A pro- cariously balanced political situation, such as obtains particu- larly in countries near the Soviet borders, may also affect police operations. A shaky "liberal" government may be forced by in- creasing pressure from rightist parties to soften its attitude to- ward the Party, which might become an ally in case of need. The individual police official, too, fearful for the future of his position, may fool it unwise to be too strict and choose rather to Approved For Release 1999/08/24: CIA-RDP78-02546R000100080001-9 pso" li d v Approved For Release 199r / 4 : 6TA-h;3DP78-025468000100080001-9 4. Mass Support for Police, If there is mass support for the regime and its punitive policy, as in Nazi Germany, police opera- tions against the-Party may prove extremely effective. Under such conditions, the police are able to procure a groat number of infor- mars and penetration agents, as well as disaffected.Party members who remain in the Party as police agents. Large-scale cultivation of disaffected elements and the development of penetration opportu- nities have been favorite police tactics since the early days of the Bolshevik Party. t", enever it has been feasible to put these methods into practice, they have produced astpnishing results. The Tsarist police, for example, ,,aoro able to recruit i .linovsky, who for atime was second in importance only to Lenin in'tiie Bolshevik wing of the underground Russian Social Democratic Labor Party. In Germany, mass support for National ,Socialism provided the security authorities with a wealth of informers and penetration agents. The Italian OVRA (originally the CECA) is estimated to have controlled the greater part of the Italian underground Party, exploiting the breakdown in morale which follows vigorous punitive action. The Greek dictator Metaxas greatly corm plieato the operations of the underground Greek Party by setting up a.parallel police-controlled underground Party. The greatest d.r grer which the Party underground must face is often not the police itself but the psychological impact of the anti- Communist movement upon the population and upon the morale of the Party members themselves.' Nevertheless, various Parties which have undergone this persecution, such as the Bolshevik Party and the European Parties in the Fascist period, have managed, in one form or other, to survive. While the drawing- power of Communist ideology may partially account for the Party's durability, the adaptability of Party organization to illegal conditions is an important'additional factor in the struggle between Party and police. wqmjm~ Approved For Release 1999/08122c CIA-RDP,78-02546R000100080001-9 Approved For Release 1999/ . , 7 12546R000100080001-9 -B. AMdaptab liter of Party Organization to Illegal Conditions The modgi pattern of Party organization, developed by the Bolshevik Party during more than a decade of illegality, was grafted, through the Comintern, upon al foreign Parties. Thus, the basic forms of Party organization, as encountered today,- have been pro- tested under illegal conditions. Consequently, when a Party is do- ..bared illegal, there is no need to alter its basic structure._,,.111 that is necessary is an adaptation of organization to illegal condi- t~ons. The, specific advantages inherent in "normal" Communist Party organization, may be summed up as follows: (a) The Party preserves its continuity in terms of organi- zation and personnel. '(b) The Party emphasizes discipline and security even in legal periods. (c)' Communist doctrine acts as a.morale-builder in illegal periods, and may become attractive to the non-Communist leftist in times of general suppression-of all "progressive" movements. (d) The basic cell organization of the Party, practiced at all times, facilitates underground operations. (e) More than any other "normal" political party, the Com- munist Party has acquired a"backlog of "illegal" experience, even under legal conditions. 1. O anizational Continuity. By its nature as a revolutionary' organization, the Communist Party will operate under any conditions, legal or illegal. On the basis of its theory, it considers the transition to illegality an extremely undesirable but otherwise "normal" consequence of the class struggle. This advantage is not enjoyed by the evolutionary Marxist par- ties (Social Democrats) which operate strictly by legal, parliamen- tary-democratic methods. When ostracized and suppressed, such parties often undergo severe morale and organizational crises. Because of their fundamental inability (so often attacked by the Communists) to cone;ivo of a revolutionary approach, they interpret their ostracism as "failure of the leadership", "failure of .doctrine", and begin to disassociate themselves, psychologically and organizationally, from their past. "In a;l Fascist countries," states a loading, Social Democrat, referring to events in the thirties, "there grows this idea within the illegal (Socialist) cadre; We are something new; We are not a more continuation of the old partyo... The old is dead -- something entirely new must develop now." Approved For Re 2: w IA-RDP78-02546R000100080001-9 Approved For Release 1999 f -R 46R000100080001-9 Behind the security of its prefabricated doctrine, the Communist Party does not, as a rule, need to scrutinize its basic philosophy or raison d'etrc under illegal- conditions. Party continuity is taken for granted by the Communists. ?hen the Party is outlawed it does not waste prscious time and energies wrangling over basic theory and metaphysical issues. It does not have one form of organization for legal and another for illegal conditions. The underground Party is the ?arty"underround. 2. Cadre Continuity. A further guarantee of continuity is the fact that the Party is at all times a "cadre Party". As rlany execu- tive and administrative positions as possiblo arc occupied by trained, experienced, full-time. and salaried functionaries or "professional revolutionaries". Mlhile the size, reliability and capabilities of the cadre obviously vary from country to country, the. Party habitually, and asa matter of principle, creates a caste of func- tionaries who are entirely dependent upon the Party center in finan- cial, personal and ideological terms, and who can therefore be depended upon to follow the center underground. The extent to which the individual cadre-na.n is tied to the Party by personal interest is ably describes by A. Rossi (-a'h: siolo .of he French Communist P rty , Paris, 194) 6 IrThe role played by personal interest in this faithful adherenco to the Party is greater than one might think... The Party functionary cannot become a functionary without quitting his factory, his office, his profession -- he takes on new habits and lives differently. He sheds his roots, he becomes a sort of outcast.,,. He has'ontored a noun social class, a class sui Zoneris it is true, 'but still"dlovated as only the salaried class of industry and cowmerce... To quit (t.is'class) means to be thrown,back into the limbo from where he came..'] As an added incentive for its cadre, the Party also dispenses power, which Rossi describes as frequently greator.than that of high- level government officials. Having tasted this sense of power, the functionary is reluctant to give it up. A party run both at the center and at the periphery by a well- trained and disciplined cadre -bureaucracy has the advantage of a con- crete and specific approach to the problem of going underground. It DP78-02546R000100080001-9 Approved For Release 1999/08 4": IA7? 16R000100080001-9 can prepare and provide for the event in terms of cadre protection and replacement, ,'Ihatevor action potential a Party may salvage in illegality depends less on the extent to which it can protect its rank and file from arrest, than on the success it achieves in sal- vaging or replacing its entire cadre. The disadvantage of the system, however, is that if the cadre fails, the Party fails. The P~__r puriderground is the cadre underground, 3. Discipline and Security. The stress on strict discipline which is required under illegal ;conditions constitutes no problem for the Party. The cadre will have boon trained already and condi- tioned to depend on the instructions of the center in any circum- stance, The center will therefore encounter little resistance in strengthening its control over the cadre, and will be able to dis- pense with those features of "democratic centralism" which permitted the rank and file to participate in the' selection of the cadre during legal periods. Instructions issued by the illegal CP France of 1940, for example, stated specifically that the election of functionaries was out of the question, and that only Cont'alism was to be conserved. 11hile this relationship has the definite opera- tionc l advantage of permitting co-ordinatod ac'Lon evun under haz- ardous conditions, the dependence of the cadre on the center can choke the initiative of the individual cadre-man and impede the efficiency of the Party. Discipline under illegal conditions means not only strict ad- horence to the political and organizational direction of the center, but also rigorous conformity with underground security rules govern- ing the conspiratorial behavior of cadre and militants. A function- ary who has "betrayed" Party secrets under severe police pressure is punished by the competent organs of the Party for a "breach of discipline", vrith no regard for the circumstances in which the be- occurred. trayal The maintenance of discipline and security by special Party organs (Control Commission, Cadre Commission, and other specialized sections) is a traditional feature of Party organization which can =nom r= Approved For Release 1999/08/24 :iclA-RDP78-02546R000100080001-9 Approved For Release 1999/08 ' 000100080001-9 be conveniently adapted to underground conditions. The main factor, however, which endangers the successful preservation of discipline and security in the Party underground is that, in the course of extremely severe police action, morale may disintegrate and result in factionalism, mass defections and penetrations. 4. Doctrine as 1Jlorale-8uilder. Efficient underground organiza- tion and conspiratorial skill are, of course, the decisive elements in the Part's struggle to maintain itself when illegal, The demands of underground life on the underground Party worker, however, are frequently extremely taxing, and good morale becomes an opera- tional necessity. No matter how much opportunism, adventurism, or lust for power go into the hake-up of the individual functionary or activist, a willingness to sacrifice everything for the sake of the Party dom^.nds a stronger motive than these. This motivation is furnished by the Party, ready-made, in the form of its doctrine, the Marxist-Leninist-Stalinist ideology. As a morale-building clement, doctrine stands in the first line of defense of the Party underground. Thorough indoctrination (which is, of course, a continuous and well- organized process in legal as well as illegal periods) appears to induce the following psychological habits in Communists: a. Suficriority Coriplex. The doctrine is dispensed as "absolute truth!/, providing the believer with a set of answers for every political,,, social and philosophical-problem. The sincere individual Communist, in possession of "absolute truth", consi- ders himself, a crusader, a fighter for a "now world". The longer he stays in the Party, the less he is able to think in un-Communist terms. Ho feels eternally misunderstood by non- Corrmunists and, when ostracized, feels victir:Lized. In brief, his indoctrination produces tlic_conviction that he is fighting for a just cause -- a definite morale asset. b, Hostili . Based upon the idea of class struggle, the doctrine systematizes and cultivates hostility generated by social conflict, frustration and maladjustment; The doctrine is one of hatred directed at the "class enemy", the latter be- ing anyone viho'does not share the Party's point of view. Such indoctrination, required by the revolutionary-military nature of the Party, pays off during periods of illegality. Hostility grows with the increasing pressure exerted by the "class enemy" andaadded to the instinct for self-preservation, leads to vigor- ous resistance. c. Optimism. Communist doctrine has a strong morale- building clement in its "scientific" certainty of the inevitable doom of capitalist society. Defeat can be rationalized as a temporary setback, a deficiency in organization, or the result of the work of tr Lors. But it can never be accepted as definite Approved For ReI /08/24 CtA-RDP78-02546R000100080001-9 - 1~ - Approved For Release 1999/08/24 CIA-l bFP 02546R000100080001-9 and final, Optimism is prescribed as the Communistts.basic attitud;, and pessimism becomes a heresy; In this outlook .there is a modicum of religious strength, an asset not to be underestimated during a period of underground activity. 5. Attraction of Doctrine. In situations where repressive measures are applied to the non-Communist evolutionary Iarxist, liberal and progressive parties, as ell as to the Communist Party, Communist doctrine may actually extend beyond its defensive func- tion and further the growth of the illegal Party. When repression becomes total,, as under the Fascist regimes, the peaceful evolution- ists and liberal democrats may lose their faith in moderate tactics and join the Communists, who always maintain that socialism cannot be established by legal methods alone. Under Nazi control, the Austrian working class felt that the Socialists' democratic methods had brought about their defeat and began to place their hope in Com- munist objectives. C? Austria became a significant organiziation for the first time in its-history during the term of Nazi suppression; it declined when suppression was lifted. 6. Cell...stam: Under illegal conditions, when security consi- derations doma.nd'tho atomization`of Party organization, the Party neeclonly adjiist its cell system, through which basic operations are eff ectod The grouping of the rank and file into small nuclei at the place of work, at the place of residcncc, and in non-Communist parties and organizations' ensures the systematic exploitation. of the cell momber'ts normal outside contacts for propaganda and recruitment purposes. This is an all-important'task in the underground when other Party'activitiets may be curtailed. The importance of illegal cell activity is intensified by the fact that intermediate echelons are usually reduced to' sko1etons; honco,.for practical purposes the PortY underground often'consists :nly of the center and the numerous 'Ifront line cell organizations. There is.inherent in this system, however advantageous, a considerable risk of isolation. When communi- cations break down, as,they frequently do, the basic Party organiza- tions become ineffective or detached from the Party line. If the Party Approved For Release 1999/0882g6:'CIA-RDP78'-02546R000100080001-9 Approved For Release 1ftq_114':wRA 02546R000100080001-9 is reduced to a multitude of isolated nuclei, which can do little more, than maintain their clandestine existence for the day when the Party may be revived. It is at this point that the extent to which the Party has accumulated and transmitted lessons learned from con- spiratorial experience becomes effective, 7. Backlog of Conspiratorial Experience, Through the Comintern, the Communist Party of the Soviet Union has shaped the organizational policy of all foreign Parties, and has passed on its own considerable experience in underground work. Throughout the years of its exist once, the Comintern exhorted and obliged its sections to prepare ade- quately for periods of illegality. By moans of its Organization Bureau, hcadod until about 1936 by Piatnitzky, a leading organizer of the Russian unto rground, the Comintern furnished specific advice on underground operations and problems. Terms used in the Russian under- ground, such as "technical apparatus"for illegal printing and distri- bution facilities, have consistently found their way into the nomen- clature of foreign Parties. The Greek Party, for.example, currently uses a Russian word, "Yavka", meaning a clandestine reporting center. The "groups of three" upon which illegal Party organization appears to be based so frequently, have their equivalent in the Russian under- ground term, "troika" (team of three). The fundamental problems. of illegal activity are now widely understood by the various Parties. The practical experiences of many Parties, accumulated during underground periods and pooled by the Comintern prior to 1943, have increased the conspiratorial com- petence of the movement. There is hardly a significant Party which has not gone through illegal or semi-legal phases. '.Milo first-hand experience probably remains the best task-master, it is evident that a pattern at least exists in general outlines, and that a Party faced with illegality acts on it. To what degree this pattern has been. created by a centralized effort, or by the appearance of identical Y problems treated in a similar fashion by different Parties, is a minor point. It ism 4V-Wtgrat niz: and understand the Approved For Release 1999/08/24`: CIA-RDP78-02546R00010008.0001-9 -17 - Approved For Release 19? 2546R000100080001-9 basic Communist approach to the organizational and operational pro- blems of the Party underground, C. Organizational Problems: Ad,~ustrient to Illegal Conditions The fundamental organizational "problem faced by the Party going underground is this: How to combine maximal, security with maximal activity -- how to expose its agencies and functionaries to the police as little as possible, Therefore, the primary concern is with a realistic and practicable streamlining of the bureaucratic apparatus, 1. Reduction of Party ApDaratus. The extent of the streamlining process is determined by the size of the legal Party, the severity of repressive action upon it, and general policy considerations; A small or underdeveloped P-rty apparatus cannot be drastically reduced; a mass Party may find it necessary to run the risk of proserving an extensive organization. Within the limits of such considerations, action may be taken along the following lines: a? Consolidation of territorial organizations-. The torri- torial.organization of the 'Party, particularly in a large country, can be conveniently consolidated and reduced. This makes it pos- sible to utilize staff personnel with greater economy, and to concontrato communications with the Party center. All levels of territorial organization (region, district, subdistrict and sec- tion)-may be reduced simply by unifying the various staff'com- i nds, and combining their original areas of. jurisdiction. The twenty-eight regional organizations (Bezirke) of the German Com- munist Party before 1933., for example, were consolidated after the advent of Nazi suppression into eight inter-regional organi- zations (Oborbozirke); other territorial organizations were apparently also reduced in number while their jurisdiction was extended, The Party center itself may be less affected by the pro- cess of consolidation: a large Party may-need a largo central organization.. On the cell level; however, consolidation is not practical. For security reasons, cells must be broken up into small units if they are to escape police attention. Hence, at the same time that torritorial?organizations may decrease in number or disappear altogether, the cell organizations in the Party underground may be atomized and grow in number. b, Re;uGtion of Staffs. In addition to the consolidation of territorial organizations, the number of staff positions through- out the Party is normally reduced in the underground. The terri- torial Party committees are apparently strongly affected in this respect.. According to-,a Comintern instruction, the committees of illegal Parties should, as a rule, consist of no more than five people, and a secretary should take the place of the executive bureau. In practise, the composition of illegal Party committees appears to be more elastic, depending on prevailing conditions. The . extent. to which the membership of the Central Committee may be reduced is also determined by the actual situation, Members of the Central Committee are elected at the national Party Congress or Party Conference, and their tenure of office is valid for both Approved For Release 199224 - 546R000100080001-9 -18 - Approved For Release 1999/08/24: CIA-RDP78=02546R000100080001-9 legal and illegal periods. Over and above the losses sustained by a Central Committee through arrests and other operational mishaps, there is, however, no general indication-of how nurieri- cal composition is affected by illegal conditions. It may be as large or as small as conditions warrant There seems to be a general tendency to eliminate Party Cora mittees during illegal periods, and to assign actual organiza- tional and political work to the oxocutive-adriinistrative appara- tus of the Party. CP Chile, for example, simply eliminated all Cora.i.ttces and transferred the direction of the Party to its executive, agencies, as follows: REGIONAL I SECRETARY LOCAL SECRETARY 11% CELLS REGIONAL SECRETARY 3 LOCAL SECRETARY Insofar as the executive-ad inistrative apparatus of a Central Committee is concerned, practical security-reasons obviously re- comrlend the paring down of staff personnol. If the actual vwork- load is too heavy to permit reduction, the Secretariat and the various Departments or-Comiissions of the Central Committee (such as Cadre, Organization, Youth, Agit-Prop, etc,) may continue, while new commissions r my be created for"technical services, re- lief for interned comrades, and the like. In"some Parties, the personnel of these Departments may be reduced,, In others, the staff may continue or be replaced. One Central Committee may dissolve its Politburo and transfer its functions to the National Secretari.^at, Another may enlarge its r,orlborsI i?, in order to make up for expected losses in executive positions. There is no gen- eral rule except adaptability to the situation at hand, 2. The Command Function territorial organizations CONTROL POLITI C ,L I C01,21ISSION SECRETARY GENERAL... _._.! The Triad Ssteri._ Consolidation of and reduction of staff personnel, can, in some cases, be combined with a special organization of the command -function ,observable only in undo r~rouu' gtios. According to this Approved For Release 1999/08/2419CIA-RDP78-02546R000100080001-9 Approved For Release 1999 p2546R000100080001-9 system, at all echo l_ons f ror..i the national down to the cell level, groups of three functionaries may be established with two-fold re- sponsibilities: the over-all direction and supervision of Party work at their level, and maintenance of vertical liaison with each other. In the latter capacity these triads represent the live chain of commend in the illegal Party. Whenever observed, those triads have consisted of a) a specialist for political work, b) a specialist for organizational problems, and c) a specialist for agitation and propaganda, or for labor union works The trims, however, do_not necessarily replace whatever other Party organizations may remain effective. They arc sometimes mere- ly superimposed on the illegal Party machinery in order to monopo- lize direction. Triads at national and territorial levels have been known to direct the work of the various admministrative and executive departments and commissions of the Party. However, it cannot be clearly determined at present to what extent the nation- al triad may combine executive command with policy-makin.; functions. Theoretically it remains responsible to the Politburo, but in fact it may well become the actual loadorrhip of the Party. The triad principle may even be applied to cell organization. Cells can be constituted as throe-man groups, ja.ch member recruiting and direct- ing another group of throe who are not cell members and who comprise sub-cell basic twits. The trued represents an effective concentration of the command function in the hands of a comparatively few individuals,, It per- mits neater centralization and compartmentalization, 3. Comportiiontalization. Tight compartmentalization is an organization and security problem of the first order, since it is necessary to prevent the police from learning too much when Party members or functionaries are arrested. Compartmentalization i s ap- plied to Party operations as follows: a, lty and military branch. Whenever an undorCround Party is in the position to create a military organization, the latterts staff ccm,3osition is kept distinct from the Partyls political mechanism. The two structures merely coordinate on policy and re- cruitment problems at tieir..Y~hest~?Che~ ins. it K 4 M A-. 1~ii, Approved For Release 1999/08/24: CIA-RDP78-02546R000100080001-9 - 20 - Approved For Release 1999/08/24: CIA-RDP78-02546R000100080001-9 b. PPcrt r and auxiliary front) orf,anizations. As in le3al periods various Party auxi_litiric,s youth organizations, women's orC,aniz",tions, sport clubs, etc.,) remain connected with the Party throuf;h interlockin; staff personnel' only. They function on their own, os independently as pessihle. C, P^r rt an' n iliary ille;,^1 or,,anizotions. Party organi- zations, or teams for the performance of such specialized tasks as espionage, sabotage, clandestine penetration of police and other ,ovornr.i nt agencies, liquidation and terror grou,)s, etc., arc est^.hlished as largely independent and self-contained groups even in legal periods. They are maintained on. this basis in times of illegality. d. Internal 1 arty cam rtmonta3..ization? Jithin the Polit- ical mcchar:i sm of the Party proper, the desired effect can be ideally achieved by the followi_nd measures: l) i' 7.i min1'.tlul!_ h,:~rizontal liaison. No cell and no territorial organization is oerm7_tte(.to maintain contact with any other Party or;;an opora.tinr-; on the same level. Liaison may only '.5e conducted vertically with the designated functionary of tho superior Party orb,;anization, whose task it is to direct the lower organizations under his jurisdiction. 2) Restriction of contact s : The fewer comrades a func tionary or activist knows and meets in the course of his work, the hotter. This principle is sound if applied realistically. It can, however, be formalized to an extreme degree. CP France in 1941, for example, applied the triad system not only to the organization of the command function, but apparently also, as a security measure, to all Party activities. No com racie was to know more than two other Party workers. It is questionable whether the French principle can be put into practice r1rgid'ly. Even CP France frequently had to threaten disciplinary action in order to push its compartmentalization program to the extreme, 3) Functional rostri.cti?ons.. "The comrades of a group of three must not know anything but (what refers to) their work proper,"''states an instruction of CP France (1941). More than over, it is incumbent upon' the directors of illegal Party work to c,ef-i-no the job of each functionary and activist clearly, so that he "may not stray beyond security limits. It is not always possi'le, howcvcr,, for the individual function- ary to "stick to his runs".- Nothing, is less permanent than an underground organization, and shifts from one job. to another occur ofton, As a result, a functionary may learn more than is goon for the "71 4. Election of Party Coamittoos, The streamlining process ap- plied to the illegal Party organization may not always be extensive, and the direction of the Party may actually lie in the hands of the national and territorial committees and their administrative organs. When this is the case, the illegal election of Party committees re- presents an organizational problem. The Con ntern advised its member Parties that in an underground situation illegal Party elections were once members would, not know who was elected,, It is not certain whether possible, though they must take place in restricted conferences and the cleet.oris themselves handled in such a way that even the confer ? Approved For Release 1999/08/24 :CIA _RDP78-02546R0001.00080001-9 21 I Approved For Release 1999/08/24: CIA-RDP78-02546R000100080001-9 this advice has boon [.,morally hooded, as the problems of illegal Parties arc never identical. a. Election of Central Committees. Electing a Central Com- mittee at a conference abroad is one way of circumvontin#; secur- ity'restrictions at home when the Party is under..;round. In this way, the Bolshevik'undcr;round elected its Central Committee at conferences abroad, attended by delegates who travelled illegally from the interior of Russia.. Currently, the Party conferences of.CP`Greece are held abroad for practical nurposos (in the rebel area). This is also true of CP Spain at present. On the other hand, conditions prevailing in a particular country may permit the holding of large illegal meotin;;s at homo. For example, the illegal Central Committee (38 members) of CP Yugoslavia was elect- ed in that country at'a national conference of more than 100 dole- atos in October 1940. The Party may not be able to hold a national Party Con- cress for the election of the Central Cowrnittoe, but may be able to convoke the smaller national conference. Again in the case of CP Yugoslavia, special dispensation was granted by the Comintern in 1940 to allow the election of'a Central Committee at a national conference instead of a congress. e .. b, Territorial Part committees and electoral commissions.. Spocial electoral commissions have sometimes boon created for the purpose of electin.- members of territorial Party Committees. A Comintern document refers to two types of such commissions: 1) An electoral commission chosen by the P.o.rty confer- ence for the counting of secret votes cast. Tho commission chocks the votes but does not announce election results to the conference. 2) A small electoral commission, elected by a Party conference, toicther with a representative of the next higher Party committee actually "elects" (i.e. appoints) the: new Party coru_i_ttee. In this - caso, the Party conference does not cast votes for candidates. It merely elects the commission, c. Co-o:station, Elections of Party committees at'all levels can bo replaced by or combined with "co-optation" appoint- ment to its membership by a specific Party committee. This practice, hozvover, app,.rs to be regarded as an interim solution. Under normal conditions, all members of Party committees are sup- posed to be elected. One of the most severe of the criticisms directed by the CP Soviet Union a,ainst CP Yu~;oslavia in 1948 was that the latter had carries; over a. disproportionate number of co- opted Central Committee rnombors into the le;;al post-war period. Administrative-oxecutive positions may also be filled by co-opting responsible functionaries. 5. Party Organizations Abroad, When repressive measures become severe, the central Party organs, as well as special support centers, often have to be established abroad, working, from the outside into "illegal" territory. This method of salvaging and maintaining cen- tralized loadoruhip abroad has been traditional with the movement since the days when Marx and Enels wrote in exile, and when Lenin and his staff abroad laid the foundation for the CP of the Soviet Union. The typos of central organizations commonly transferred to, or created upon, foroi4;n soil are the following;: Approved For Release. 1999/08/24: CIA-RDP78-02546R000100080001-9 -22- Approved For Release 1999/08/24: CIA-RDP78-02546R000100080001-9 a. Central Committee and Central Departments the Central' Committoe and its administrative-executive apparatus (Politburo)- Secretariat, Departments, Control Commission) may be transferred, either in their entirety or in their salvageable components. Such was the case with CP Germany under the Hitler regime. At present, the central organs of CP Spain and CP Greece are func- tioning, in the same manner. The freedom of action enjoyed by centers outside the home country obviously varies with the atti- tuces of the government and police of the host country. Party centers abroad are often forced to operate illegally or semi- illegally and are therefore not always effective. The current solution to this problem lies, when practical, in transferring; the center to the Soviet Union or to-satellite areas. The con- trol organs of CP Spain., for exermple, are apparently at present being moved from Paris to Prague.' The central organs abroad, as well as performing a coat mand assignmont, must also provide the Party at home with propa- ganda and indoctrination material, printing equipment, funds, specialists in underground work, a central repository for files and archives, training facilities for the illegal cadre, communi- cation services, arms and ammunition, safe haven, and financial support for exiled Party iwaorkers. In short, the central Party organization abroad becomes the chief operational support center for the home Party. It must therefore frequently croatd new types of auxiliary and administrative or_anizations.?. b. Forei!-;n Bureau. The Bolshevik Party abroad and the Italian Party during the Mussolini era (the Ufficio Estero in Paris) are known to have established Foreign Bureaus. This organization represents a central administrative-executive agency charged with the direction of support functions, such as cormu= nications, production and distribution of press and propaganda, etc. Theoretically, the supervision of the Foreign Bureau' rests with the Central Committee, but in the cases at hand, the Bureaus have been the real directing centers. c. Regional si ort centers. The apparatus of the Contrftl Committee abroad may prove unable to handle all its workload, particularly when it must operate into a country with long frontiers. Consequently,, the command and support function may have to be decentralized, and several support centers, operating from various countries into sectors of the homeland, may be created, The central organization of CP Germany, established abroad in the thirties, created such regional support centers in the form of regional cor:-manc' posts (Abschnittsleitungen), which operated out of several countries bordering on Germany. Coordii- nation with the Central Corm ittee was effected through the assignment of Central Committee members to the regional centers, d. Party organizations for emit ,rants. Special Party organi- zations for exiled Communists, such as the ntE igrantenleitungen" of the German Party organization abroad, may be created. They do relief work and carry out the indoctrination and training functions of basic Party organizations. They also furnish person-- nel'for special underground assignments (couriers, border guides, etc.). Party organizations for emigrants should not'be confused with front organizations created by the Party abroad. The latter, sometimes set up instead of special Party organizations for emigrants, serve political propaganda purposes from which the home Party may benefit. They are convenient money-raising instru- ments for the Party under the pretext furnished by the front's ostensible purpose. The far-flung organizgtion of the Free German Lovcment during the war was such a front constituted abroad. The German Central Committee in Moscow practically merged with the Free Germany center in the USSR; other Party nuclei abroad, particularly in Latin. America, Great Britain and the United States, followed suit. .Approved For Release 1999/08/24A:RDP78-02546R000100080001-9 Approved For Release 1999108/24: CIA-RDP78-02546R000100080001-9 e. Special service organizations. The Party Center abroad usUtAly has to cidate special organs to facilitate communications with the homeland. Communications may be expedited through a border-crossing mechanism, either under direct control of the center or manipulated by a regional support station. The prpduc- ti,n of printed materials and their distribution via special colm.. nunic.ations routes may have to be entrusted to a separate organi- zation, usually referred to as a Technical Service or Apparatus. These groups,-indispensable for the effective functioning of the illegal Party, will be discussed in greater detail below,-as they are characteristic not only of Party organizations abroad, but appear in the home country as well. Party organizations abroad fulfill extremely necessary and sensitive support functions. Their efficiency is frequently raised. by the assistance obtained from the CP of-the host country in the shape of funds, living space, safe houses, courier person- nel, etc. Their operational problems, however, merge with those of the Party at home. Failure to solve these problems may spell the do:^.th of the Party. D. Operational Problems of the ' fart Underground. While the Party is le-;al, it normally exposes most of its cadre to the public eye. Once it is outlawed, therefore, a certain number of functionaries and activists have to be withdrawn from. active duty.. Those ranking, functionaries who are indispensable must be safely housed or otherwise protected from the police. The compromised cadre .dust be replaced, and now personnel has to be trained for the various now functions which are characteristic of un-.lerground work. In view of the hazardous conditions which prevail in the underground, a special typo of cadre must be developed: self-controlled, self- sacrificingg and intrepid. More than ever, able cadre selection and supervision become the problems of the Partyts personnel agencies (cadre departments and commissions). Numerically, a balance crust be struck between a cadre which is too large -- and therefore in danger of exposure -- and a cadre which is too small -- and therefore in- capable of r.ia.ss work, shrinking into insignificant study and discus- sion circles. 1. The Cadre Problem. a. Ru2laccment of the cadre must be undertaken as a pro- para;tory measure efore the party is actually outlawed. Sensi- tive functions be secretly transferred to an "invisible cadre, o compare ivoly unknown individuals. The orlintern stby advised the creation of an invisible cadre, an ltillegal- ly directing core", which must be kept distinct and separate from the Party Committee t s legal apparatus, and thus ready to take over numeroug, supervisory functions when the Party goes un- derground. This cadre, according to the Comintern, was to be formed from those Communist leaders whp were comparatively un- known, to the police and the rank and fire of the Party, but who Approved For Release 1999/08/24: ,IA-RDP78-02546R000100080001-9 Approved For Release 1999/08/24: CIA-RDP78-02546R000100080001-9 wore well trained in practical-Party works According to the Comintorn, the process of developing and bring into play an invisible cadre should be applied to the entire Party structure and its auxiliaries, within trade unions and other legal "revolutionary" organizations. If, by the time the Party is outlawed, these invisible cadres have boon strategically placed and properly trained, the most sensitive functions of the Party apparatus, as well as Party documents, can be handed over to them, Hence, when the police seize Party premises, very little of the Party's activities and few of its personnel will be revealed to them. It also becomes necessary to deceive the police further by` divesting ostensibly important functions of their significance., The Secretary ofa Party comriittee, normally the most important functionary, may, in the underground, be degraded from political leader to administrative officer. The Comintern instructs on this point as follows: Tot only is it not necessary for the secretary of the Committee of a Coaaunist Party to be the political leader of the Committee;-but as a rule he should not be its political leader.... Thy is such a rule essential? It is important because the secretary of the Party Committee in illegal or semi-legal conditions is the person upon whom, above all, the blow of action will fall. If that person is the political leader of the Party Committee, his arrest will affect the work of the entire Committee.... The political leader of the Party Committee should not be coErnectod with the technical functions of the Party apparatus.11 rJhether or not this principle has become general practise is not known; it would certainly need revision'in the case'of small Parties with insufficient cap re, material. There are, however, paBt and recent indications that Parties expecting to go underground do prepare invisible cadres for underground work. In 1927, for example, when-central records of the illegal CP Italy were seized in Genoa, none of the regional loaders whose names were revealed had previous records as Communists or Party members. In January 1949, Togliatti, Secretary General of CP Italy reportedly instructed a leading functionary to make a tour of the regional organizations in Northern Italy and to 'nominate new regional secretaries, who would oper'atc under il- legal conditions if the Party should be outlawed. The extent to which an invisible cadre may be created ap- pears in practise to depend largely upon the availability of a reserve of"trained but unknown Party workers and crypto- Communists. b. An adequate cadre reserve must be maintained by the Party uzzdorround i order t~ 0-7lave the means for re-constituting the Party. It is not always possible, however, to defer good workers from active duty, especially as the Party becomes pro- gressively decentralized. Larger numbers of active functionar- ies are required in an illegal than in a legal situation. "The cadre requirements of our Party are unlimited," the CP France organ Vie du Parti stated in late 1941. The discovery of new cadre material, so necessary for replacement purposes, is no bureaucratic affair in the underground. This responsibility does not rest exclusively with the personnel (cadre) officers. A. Rossi (op, cit?)points out that the CP France in-1941 recog- nized the fact that the recruitment of cadre personnel must preoccupy the entire Party and could not be loft, as in legal times, to individual (cadre) functionaries. The French Commu- nist functionaries were instructed, at that period, to Live up bureaucratic methods applicable to legal activity; only through an over-all Party effort could a new and capable cadre be developed. Approved For Release 1999/08/24_ CIA-RDP78-02546R000100080001-9 Approved for Release 1999/:08/24 CIA-RDP78-02546R000100080001-9 C Ideological and practical training of the now eac.'.re must also be ogre-- ca,ucrat :zed in tie unciorcround, This is necessary for the simple reason that it becomes extremely hazardous to run Party schools and not very practical to send large numbers of militants out of the country to attend courses arranged by'Party organizations abroad. Only specialized technical training, such as radio operation, is occasionally conducted abroad. Ideologi- cal training mar be acquired in the course of cell work, simply by reading and discussing the illegal press, and the standard works of Communist literature; Functionaries, who are ti-Jell- versed in theoretical r_atters, may merely pass on their knowledge to small groups of other comrades (sometimes no more than two), and create "within the Party a multitude of small schools whose students m, ,y, in their tine, become teachers of other Comrmnists," (Rossi, ppP* cite) On the whole, however, ideological training is likely to be pushed into the background by more pressing operational problems, The current emphasis of the Cominform on the ideological re- training of the Eastern European Parties is based, at least partially, upon the neglect of idooloieal matters during the il- legal war years. The Party' underground does afford considerable opportunity for practical, on-the-job training. In. the course of its decentralization (for example, CP France with its multitude of basic three-man units), the Party may require n:.ore low and medium level functionaries than usual, It may be forced, as a result, to assign Party workers to responsible positions without regard to bureaucratic considerations, Although admittedly low in the hierarchy, this now cadre may in the long run?-receive T--.bettor and more valuable 'practical training than it could obtain in formal Party schools. Similarly.,. the'Partyts special underground ser- vices (corn ..uumications, housing, production and c istribution of printed matter, etc,) must be established ad hoc and require now personnel who must receive their training en r:rc,iant. Thus, an illegal period, if it can be successfully %w,eatlered, may prove' beneficial for the Party. Upon emergence from the underground, the Party may have a cadre larger than in the normal legal period and possessed of practic7.1 experience not previously available, d. The, protection-of the ille~al cadre rust be given top priority. Deffnsiveiy, the cadre and with it the entire Party) must be protected against infiltration"by police agents and un- reliable elements into Party positions, Obviously.,-this is not a special problem of the underground, and it may be effectively handled by the national and territorial cadre departments (ccrz- missions) which are norm.aily'charged with the investigation and loyalty program of the Party. In Communist terms, however,' loyalty is an elastic word. Deviations from the Party line,, factionalism, lack of discipline, foolhardiness, breach of secur- ity rules, and lack of initiative constitute acts of disloyalty as reprehensible to the Party as the actual work of a police agent.. Consequently, the cadre department may also be charged with the political supervision of the Party functionaries. Dur- in, the war years, when CP France was illegal, the "Cadre Responsible" of the Paris Inter-region attended certain meetings of the responsible regional triad, and reported to the political "responsible" at national headquarters on the political conduct of the regional functionaries, Disciplinary action, including expulsion, based on the investigation of the Cadre Commission, rests with the National Control Commission in legal as in illegal periods. In o~erational terms, however, cadre protection in the underground requires the provision of false papers, as well as the maintenance of an adequate number of safe houses and apartmonts whore the functionary may live or hide out from the police, and make his professional contacts securely. This is an Approved For Release 1999/08/24: CIA-RDP78-02546R000100080001-9 -26- Approved For Release 1999/08/24 CIA-RDP78-02546R000100080001-9 elementary underground requirement, especially since functionar- ies and militants must frequently change their domicile, 2. The "Housjg" Problem and Communications The provision.% of safe shelter for illegal Party functionaries and fugitives constitutes merely one aspect of a much lamer problem, The Party underground re- quires numbers of safe houses or apartments for a variety of acbii.nis- tration and operational purposes. Arehiveg?files and Party corres- pondence can no longer be kept at "legal", premises, and bank deposits cannot be maintained in the Party's name, In fact, the entire process of '"going, underground" and of sustaining an illegal Party machine can be reduced to the prosaic but intricate search for safe space: homes of unsuspected sympathizers, shops and offices of crypto-Communists, houses and. farms in the country, and the like. Particularly important is the safe housing of communications. a. Internal lcommunications Liaison between the illegal national and territoriar organization -- whether constituted on a "normal" basis or reorganized as triads -- requires safe meetin and contdct places for representatives of the higher and lower echelons, Re;Portir, points. The Comintern advised Parties under- g;round to establish special addresses or flats where at appointed times representatives of the coils and fractions of the mass organizations could meet representatives of the Party committee .for consultation and instruction, Such reporting points may be established at all echelons of the Party' underground. Even a legal Party may find it useful to create clandestine reporting points whenever the legal Party premises become insecure. Pro- tective measures include the establishment of safety signals and special passwords for verification purposes. At the central reporting point of the Bolshevik underground Party, for-example, different passwords wore used for rank and file workers, for district'#unctionaries, and for functionaries of the central apparatus otter dr?s,and contact points for couriers, Written communications between higherhigher and lower echo .ors presuppose the existence of safe addresses where "mail" can be delivered and picked upH The Corniutorn's instructions specify that such safe addresses must'trot coincide with those of reporting points. By the same tok9,n4s1)ecial addresses may be established for the use of intra-Party couriers carryinu verbal mossaZese. hp External conniunicati..ns Communications with the Party organizat:ion:7 abroad pose special "housiing' problems, Bordo eteasing mechanism.. There must be established on the boy?clers spoci.al corro'de' points and safe houses (such as overnight stations) for the use of couriers., instructors, and the various special sorvicos of the Party, as well as for fugi- tives,, In practical terms, the Party crust either use the homes of "safe" Party members or sympathizers in the border regions, or buy the services of non-Party individuals who may be helpful by virtue of their experience. In the Bolshevik underground it Approved For Release 1999/08/24: CIA-RDP78-02546R000100080001-9 -27- 'Approved For Release 1999/08/24: CIA-RDP78-02546R000100080001-9 eras common ,practise to hire smug_;lers operating in border areas. Recruitment or bribery of individuals employed by border-control authorities may also be attempte-'. Fishermen, barge-owners, and maritime workers may be utilized when the crossing; of waterways and maritime frontiers is required.. The porinections of Danish fishermen with their German friends in the Hamburg area were exploited in the thirties by the regional support station of the German Party in Denmark for the infiltration of liaison personnel. Security considerations demand that border-crossing mechanisms remain specialized and compartmentalized, The Party must create as many of these as possible: special border-crossing points for couriers, for Party emissaries from abroad, for the transportation of propaganda material, and for escapees. They may exist side by side, So lon, as they are separate, if one mechanism is discover- ed, the others will not be endangered. co. Rortin, Toints for liaison personnel from abroad? The success of liaison personnel sent by the foreign support station into the. homeland hinges upon a very simple requirement: the man must know where and to whorl to report securely. In the CP Germany underground during the Hitler regime, such.liaison personnel .(referred to at that time as "instructors'lwore assigned the ad-. dresses of trusted 'Party workers (Vortrauenspcrsonen) inside Ger- many. The provision of adequate shelter for such liaison officers from abroad adds to the nu Brous housing difficulties of the under- ground, 3. Technical Ap;...aratus? Maintaining and distributing illegal Party newspapers, information shoots and propaganda material necessi- tates the establishment of additional safe space for production, storage and distribution. Since considerable security risks are in- volved in the running of an illegal production and distribution machine ( or "technical apparatus"), the importance which the Party attaches to this work merits attention. The function of the Party press in the underground is, in Lenin's - words, that of a "collective organizer". As such, it not only organizes the rind of the reader along Party lines, but also groups the readers around the distribution personnel in loose, but neverthe- less important, nuclei. In some cases, the Party may be reduced to just this level of operations: an illegal newspaper and several cir- cles of readers connected with the center through the workers who bring the shoot to the house or factory. Further, the Party press tangibly demonstrates the strength of the suppressed Party. In highly organized Parties, the press serves the center as a vehicle for political direction on a mass basis. The abilities of Parties to maintain illegal publications vary. On the one hand, the il- legal CP France was able produce large numbers and many editions of national and rogional newspapers, leaflets, factory Approved For Release 1999/08/24: CIA-RDP78-02546R000100080001-9 28 Approved For Release 1.999/08/24: CIA-RDP78-02546R000100080001-9 papers and reviews within France, On the other hand, CP Germany under Gestapo suppression-had to rely almost exclusively on the production of its foreign support centers. In general, however, an attempt will be made by the Party to follow Comintern instructions: GAll Communist Parties must without fail have an extensive- apparatus for the publication of illegal Party literature, printing plants, various kinds of rotary machines, copying machines, mimeographs and simple hectographs in order to publish illegal literature, newspapers, leaflets, etc. In particular it is absolutely essential that the local Party Committee guarantee the'publication of the factory paper for the factory cell..,4~~ In addition to the production apparatus a special distribution mechanism must be set up. For security reasons, the technical appara- tus of the illegal Party must be divorced from the center and compart- mentalized on all levels; it may assume the character of a semi- independent Warty section. According, to Comintern instructions, special personnel must be brought. in for this purpose; special ad- dresses are needed for the safckcop inC of literature from the press and for passing it along to all levels of the underground; and only one member of the Party Committee should be made responsible for publication and distribution. The production process itself is dependent on the availability of paper, equipment and trained personnel. The acquisition of paper .is often a troublesome problem. At times it must be stolen or pil- fered by a Communist employee from his place of work. Equipment must frequently be improvised. However, when production is on a pro- fessional scale, as it was in France, the process may be broken up into as many component parts as possible; decentralization of the pro- duction of a leaflet provides better security. Depending on the scale of production and its decentralization, the number of persons engaged in technical work may vary. Three types of personnel, however, can be distinguished: 1) the responsible functionaries who supervise and direct production and distribution, 2) the skilled technicians (typesetters, printers, etc.), and 3) liaison and distribution per- sonnel. The function of the supervisors appears to be restricted to technical problems; the writing and editing rest with the political functionaries. Liaison personnel may be needed in increasing numbers Approved For Release 1999/0812 kj:.CIA-RDP78-02546R000100080001-9 Approved For Release 1999/08/24: CIA-RDP78-02546R000100080001-9 -TTY fi A. M when the production process is decentralized. Six liaison agents, for example, were reportedly involved in the production of an illegal French leaflet, taking the text from the editor to the typesetter, and so on, down to the central storage place and distribution point. Final distribution of the product apparently is undertaken by the political organization (local Party committee, etc.). The tech- nical :apparatus merely brings the product to the political section. If the center of the technical apparatus is abroad (as in the case of the German "Etc ichstechnikum"), it must provide its own courier and border-crossing; service As a rule, the jurisdiction of the techni- cal apparatus ends when the product is delivered. Special function- aries of the local Party organization may be in charge of the ultimate storage places and distribution to the rank and file. The distribution process itself, according; to the capabilities of the technical apparatus, may be put on a mass or on a selective basis. If there are only a few copies of a paper available it is obvious4y essential to distribute them among persons with good contacts, capable of passing on the information to wider circles. In any case, it can readily be soon that the housing of the technical apparatus constitutes a major problem. Homes must be rented for the keeping of equipment (even if only a handpress and a typewriter). Paper must be stored. Central and local distribution points must be es- toblished. Couriers must be sheltered. The component operations of the production process must be safely installed. There has not so far been any evidence to indicate that there is a pattern which various Parties follow in treating the housing problem. Each Party organization, whether political or special, national or regional, appears to handle the problem according to its needs. 4. The Secur t,Z Problem. The severe impact of security consi.d-- orations on the organization and operations of the outlawed Party has been amply demonstrated in the preceding sections. Two special aspects arise to be treated: personal and administrative security. Approved For Release 1999/08/24 -CIA-RDP78-02546R000100080001-9 Approved For Release 1999/08/24: CIA-RDP78-02546R000100080001-9 a. Perms l securityO Functionaries and members alike must adhere to certain "conspiratorial rules" if their security'is'to be protected. All Parties evolve a set of practical regulations affecting the member's entire may of life under illegal conditions. These cover such details as alcohol consumption; behavior in case of arrest, threatened or actual; private correspondence; selection and change of apartments; storage of letters, notes, newspapers clippings and literature in general; 'attitudes towards wife, girl friend, children, unreliable comrades, etc. Provision is also usually made for the use of fictitious (Party) names. In the CP Portugal, for example, members in close contact over a long period mew each other only by such pseudonyms. Some Parties advocate the creation of a "Party language", prohibit the use of telephone or mail for Party communications, advise the frequent changing of clothes and coiffure, and even of posture and gait. Y articular attention is paid to security at meetings which should, a s a rule, be attended by small numbers and should not last long, Playing cards may be displayed on the table to give the meetings a social appearance.' Resolutions taken at meetings should be as succinct as possible, A breach of security constitutes not only a breach of disci- pline but also a major political crime: "To be a good Communist under the present circumstances means above all to apply strictly the rules of illegal work, it means to understand that each fail- ure in this respect represents a danger for the Party and a veri- table-crime against the working class." (lip du Party, 1941) b, Administrative security. Over and above the need for safe storage space, special security measures may be introduced to protect Party records. Paper work is necessary even in the underground, although its reduction to minimal proportions is a constant prescription. Mbership records, Preparatory to going underground, functionaries will usually destroy membership lists and records indicating the affiliation of individuals with the Party. Some Parties may stop their`recruitmont program altogether, or for a certain period of time. During illegal periods, the issuance of membership cards or books and clues stamps is often discontinued. In some cases, the responsible personnel officer may simply rely on his memory to keep track of the members. The consequences of failing to carry out such an elementary security measure are il- lustrated in the case of CP Germany. The Gestapo was able to seize voluminous central records, which had been allowed to re- main stored at Berlin headquarters. Intra-Party communications. Written reports from lower to higher echelons and instructions from above, when permitted at all, will be as brief as possible, They should'not contain any specific details of police interest, such as names of func- tionaries, cities, villages, and addresses, Confidential com- munications may be composed in code or ciphers, and written in invisible ink. Documents will generally be forwarded by a trusted courier, and delivered at special roporting points. In case of arrest, the courier must attempt to destroy the communication by all-possible means. In the underground, Party functionaries will not, as a rule, sign with their names: they may use their initials or assigned numbers. Bio ra hical documentation. The Cadre Commissions ( or Departments may find it necessary to increase their bureaucratic activities. Cadre control in the underground is essential, and detailed biographical statements may be requested of each func- tionary and militant, particularly replacements. Such biographi- cal reports may be transmitted by special couriers of the Cadre Commission,, which may bo in charge of safe-guarding these records. Approved For Release 1999/08/24: CIA-RDP78-02546R000100080001-9 - 31 - Approved For Release 1999/08/24:, CIA-RDP78-025468000100080001-9 TIie actual volume of administrative paper work will depend chiefly on the size of the Party. .~ mass Party will not be able to function effectively without substantial administrative records. 5. The Financial Problem. Operating uno',orground is much more expen- sive than oporatin;:; locally. That is more, the "normal" sources of income dry up. On the one hand, illegal conditions impose a new and often heavy financial burden on the Party. "Ls a consequence of the atomization of Party oranizatiomand the specialization of personnel, cadres must be increased -- and payrolls with them. Functionaries and militants must be constantly an the move, either to escape the police or to minimize the risks of their work. They nay have to change their domicile, sometimes at the slightest alert, and must not be handicapped by a lack of money. Rentals of safe houses and apartments, storage places, etc., may be considerable; one individual may frequently have to rent several apartments, cadh under a separate false identity. Printing and distribution costs rise; equipment is constantly being, seized by the police and must be replaced. Further, the Party must aid the families of arrested functionaries and mem- bers, an expense which may be extremely heavy in the event of mass arrests. On the other hand, the collection of duos is hampered. Contri- butions from sympathizers dwindle; front organizations, through which fund-collecting campaigns are channeled, may .-Iither; the sale of Party literature decreases; and commercial ventures of the Party may fail. Thus, Party finances frequently become a priority operational problem. Preoccupation with fin^ncia.l questions is shown in the instructions of the ( illegal) CP France, calling for a discussion of finances at the beginning, of every cell meeting. Tight budgeting can partially solve the dilemma, but essential costs cannot be eliminated. CP France in 1941 considered the following categories as essential; a) propaganda material -- paper, equil7mcnt; b) travel expenses; and c) couriers. The same Party further advised all echelons to budget as follows: 50% for propaganda costs (paper, .machinery, etc.) and 50% for organizational expenses (salaries, indemnities, travel expenses, rents, etc.). Approved For Release 1999/08/24: CIA-RDP78-02546R000100080001-9 - 32 Approved For Release 1999/08/24: CIA-RDP78-02546R000100080001-9 In view of the scarcity of funds in the underground, the Party must frequently look for support from abroad. Party centers in foreign countries, or Party auxiliaries with foreign connections, such as maritime Party units, are particularly suited to collecting funds with the help of fraternal Parties and their front organiza- tions... Prior to the dissolution of the Comintern, underground Parties could also present their case to the Budget Commission of the Commu- nist International, While it is difficult to estimate the current financial policy of the CP Soviet Union towards foreign underground Parties, it is probable that if a significant Party should be forced underground in the near future (CP Italy or Cf France, for example), direct or indirect financial support from the Soviet and, satellite Parties would be forthcoming.. Whatever the origin of underground funds, their administration poses a critical security problem. Party funds, in possession of the national and territorial finance departments or finance officers, can in some cases simply be placed with trusted Party workers. ,1?~gain, security considerations recommend decentralization of hiding places. When practical, dummy accounts and dummy corporations can be created. The administration of funds may also be taken out of the hands of territorial organizations and centered upon the national Party treasury, when the latter operates in safe territory -- a procedure recently reported to be followed by Cr Greece. 6. Mass Support: the Crucial Political Problem. The Partyls financial difficulties may be overcome, and the Party machine may be salvaged to a*certain extent. Even so, deprived of its legal outlets, the Partyls basic strategy of developing into the directing force of the entire working class and other susceptible strata, will be severe- ly hindered under illegal conditions.. Fronts and auxiliaries fall by the wayside in a state of political suppression, and the entire propaganda and agitation apparatus must restrict its operations. The strength o? the Party as a political force is based upon free access for its propagandizers and organizers to wide masses of workers, farmers, intellectuals.-minority groups, etc.. The legal Party can Approved For Release 1999/ 'tftDP78-02546ROO01 Approved For Release 1999/08/24: CIA-RDP78-02546R000100080001-9 oi>tain a 'maximum of mass support; the illegal Party may fall far short of this basic objective. "The fundamental deficiency of every illegal Party," in words of the Comintern, 'H(is) that an illegal Party appara- tus makes contacts with the masses difficult - and yet the fundamental task of the Communist, Party is to have close contact with the masses," There are several methods by which the Party may attempt to surmount these obstacles. a. .penetration and control of le al non-Communist parties representing workers and rel .tedl class elements. This approach has only limited possibilities. In the first place, during severe repression all "progressive" or "liberal" parties may be outlawed, and another illegal*party is not worth penetrating be- cause it is itself restricted. In the second place, Communist efforts to take over a non-Communist "Workerst Party" will moot with considerable resistance wherever these p-irties are control- led by Socialists. The attempt made by Cr Austria to take over the Austrian Social Democratic Party as a whole, through a tacti- cal alliance made by the two parties during the middle thirties, met with failure in this way. b. Penetration and control of legal trade unions. This is a tactic recommended by the Comintern. Even if control cannot be. achieved, Party fractions working in legal trade unions can exert a certain degree of political influence. Illegal trade unions are clearly loss valuable than legal outlets. The penetration, process of the trade union movement is a permanent requirement, no matter what the political status of the Party may be. C, Creation of dummy front organizations or parties. As a rule, this method has little chance of success because it is usual- ly too transparent. Exceptions may occur when suppression is not severe (such as currently in Brazil) or when the Party is in a position to exploit a national emergency (such as foreign occupa- tion or colonial unreBt) and to marshal national or colonial "liberation" movements. The fact remains that no matter what political alliances the Party underground may conclude, or what additional strength it may gain in illegal membership, it still is not a legal Party and cannot fully develop its potential strength. The "combination of legal and il- legal methods" is never adequate; ultimately the illegal Party must attempt to become legal. The passing from illegality into legality, however, may only be possible in acutely revolutionary situations. The Party may have to organize military-revolutionary action (as in Russia, China and Greece), or it may have to wait for such an inter- national crisis as World agar II, during which the regime suppressing the Party is destroyed. Approved For Release 1999/08/24: CIA-RDP78-02546R000100080001-9 - 34 - Approved For Release 1999/08/24: CIA-RDP78-02546R000100080001-9 II, CASES OF COMMUNIST PARTIES UNDERGROUND This section contains analyses of six Communist Parties during periods of illegality, showing the particular organizational and operational problems which each of them faced and how they tried to solve them. Approved For Release 1999/08/24: CIA-RDP78-02546R000100080001-9 Approved For Release 1999/Otulzm2ro." DP78-02546R000100080001-9 ORGANIZATION OF THE BOLSHEVIK PARTY FOREIGN BUREAU TECHNICAL ORGANIZATION CENTRAL COMMITTEE EDITORIAL BOARD RUSSIAN BUREAU (after 1910) REGIONAL ORGANIZATIONS PROVINCIAL ORGANIZATIONS CITY ORGANIZATIONS TECHNICAL ORGANIZATION MILITARY ORGANIZATION MILITARY TECHNI- CAL BUREAU FINANCE COMMISSION LECTURING AND LITERARY BOARD SUB- DISTRICTS CELLS MOSCOW DISTRICT ORGANIZATIONS I Bolshevik fraction in the Central S-D Students Organiza- tion.- - - - - - Moscow Trades- Union Bureau. Approved For Release 1999/08/24: CIA-RDP78-02546R000100080001-9 Approved For Release 1999/0 -1 K DP78-02546R000100080001-9 THE ODESSA BOLSHEVIK ORGANIZATION (1905) ODESSA PARTY COMMITTEE (5 members, headed by a Secretary, with organizers for each of 3 Districts, and an Agitprop functionary) ORGANIZATIONAL COMMITTEE TECHNICAL APPARATUS CITY DISTRICT COMMITTEE_ PERESYPSKY DISTRICT COMMITTEE BOLSHEVIK STUDENT ORGANIZATION DALNITSKY DISTRICT COMMITTEE SUB-DISTRICTS (No sub-- districts) FONTANSKY CELLS VOKZALNY~ 666 66666 66 6 666 Approved For Release 1999/08TZ~-RDP78-02546R000100080001-9 Approved For Release 1999/08AQS"MtDP78-02546R000100080001-9 THE BOLSHEVIK TECHNICAL MECHANISM FOREIGN BUR EAU OF' THE C.C EDITOR'IAL BOARD TBCHNIAL SERVICE Instructions, copy, literature; organizers, couriers, etc. TR 4NSPORT EEIV'ICE Reports, refugees, couriers, etc. TRANSPORT SERVICE Bolsheviks O in factories O and shops PASSPORT PROCUR MEN AND PRO... ORGANIZATION PUBLISHING AND DISTRIBUTION MECHANISMS (Decentralized) 11 ENGRAVING SHOPS COMPOSING PRINT SHOPS CENTRAL STORAGE LOCAL STORAGE BORDER CROSSING STATIONS Copy from the local Bolshevik organization Dissemination Copy from the local Bolshevik organization RU SI'' N in-r where supplies could be got PRINT SHOP STORAGE PLACE a .1 \~ QQQQQ FUNCTIONARIES RESPONSIBLE FOR DISTRICT D ISTRIBUTION Dissemination (Centralized) Paper Mill TECHNICAL SERVICE '' Approved For Release 1999/08/24: CIA-RDP78-02546R000100080001-9 Approved For Release 1999108/24 CIA-RDP78-02546R000'100080001-9 THE BOLSHEVIK PARTY UNDERGROUND In setting up the basis of the Bolshevik Party, it was Lenin's view that its organization must be stable, solid and continuous, and that the personnel engaged to take part in the enterprise must be pro- fessionally experienced in revolutionary activity -- so well 'trained in subterfuge and c.pnspiratorial devices that the police would not be able too undermine their organization. From 1900 to 1917, Lenin never swerved from this concept of the Party; and in 1917, when the big chance came, only the Bolsheviks among the several opposition factions possessed the necessary self-confidence and organizational efficiency to enable them to take power and to hold it. The development of factions within the original Russian Social- Democratic Labour Party (RSDLP), which was comprised of a large number of local Marxist organizations $aroso over organizational differences in 1903. Lenin insisted on restricting Party membership to a relative- ly small group of devoted, single-minded, well-disciplined militants, leaving sympathizers and revisionists to the Party's auxiliaries and mass organizations. He wanted a "monolithic and militant party with a cloarlT defined organization." Following the split, Bolsheviks and Mensheviks constituted two separate parties in fact, if not in name. They vied with each other for control over loading organs and over local organizations in Russia. They held separate congresses in 1905; and finally in 1912, the schism, which had continued to widen during the 1905 Revolution and the reaction which followed, was made permanent. Until Stolypin's death in 1911 all opposition parties were severe- ly repressed except for a brief period in 1905. Against the Bolsheviks, the Government wqs, if anything, inclined to be less severe, because it underestimated the capabilities and staying powers of the Party and because it correctly believed that Lenin's splitting would weaken the other revolutionary parties. Those others, along with the bourgeois reformist parties, were considered by the Government to be much more dangerous than the Bolsheviks. The Tsarist police made mass arrests and kept the'Bolshevik Party under close surveillance, of course, and police agents penetrated all major Party organizations. Trade unions, Jii.~?, l I ST Approved For Release 1999/08/24: CIA-RDP78-02546R000100080001-9 36 - Approved For Release 1999/08/24 CIA-RDP78-02546R000100080001-9 the proper subject for Party work, were tolerated only when organized on a local basis, Among those measures of the Government which hinder- ..ed Bolshevik activity were internal passport requirements and the registration laws, Travellers and people changing residence were re- quired to sign the register at new lodgings. However, lower police functionaries, when they were not ignorant, v~~;..re likely to be corrupt- ible. It was often no great task to bribe a prison guard, frontier patrol, or local police chief, or to "talk"onoself.out of situation. a tight Other difficulties faced by Lenin in the building of the Party along the highly centralized lines he had laid down, were imposed by the long distances over which command channels were stretched, both from abroad and within Russia itself. Transport networks sot up by the ,Party's technical services, the employment of couriers, and the use of special communications devices overcame such troubles in some measure. Considerable aid was rendered local Russian organizations from abroad, not only by the Partyts Foreign Centers, with their propagandizing- indoctrinating-money-raising auxiliaries, but also by foreign Social- Democratic Parties ( particularly the German) and by the International Socialist Bureau, Within Russia, bandit gangs ("Expropriators") operated for Lenin's benefit, sending him funds with which he could construct his system of organizers, couriers, and agents, who succeed- ed in taking over the control of many previously non-Bolshevik Marxist groups in Russia. Stolypinxs death brought some relief from repression. Prima, a general propaganda paper, and Zvezda~ a weekly political journal, both Bolshevik organs, began to appear legally, along with several others. These were tolerated as long as they veiled their revolutionary intent, subject to a relatively liberal censorship. Violating those conditions, Pravda was repeatedly suppressed, but each time reappeared with only small changes in name, none in content. The Bolsheviks elected six members to the Duma in 1913, They formed a coalition with Menshevik deputies at first; but they soon broke away to form their own fraction? With its legal press and its Duma fraction, and with some influence on Approved For Release 1999/08/24: CIA-RDP78-02546R000100080001-9 - 37 - Approved For Release 1999/08/24: CIA-RDP78-02546R000100080001-9 a number of labor, social, and welfare organizations, the Party pursued legal activities. It continued its illegal work at the same time, build- ing up its Party organizations, issuing illegal, inflammatory leaflets, carrying on secret revolutionary work among the masses. The Party was again forced wholly underground with the outbreak of the War in 1914. It devoted its energies to preserving what remained of its own strength and to sabotaging the Russian war effort, to which end it formed cells and committees in the armed forces for agitation,, encouraged insubordination and fraternization among t he troops, etc. When the March 1917 ("bourgeois") Revolution overthrow the Tsar, the Bolshevik Party emerged into full legal status and resumed publi- cation of its various periodicals. In April, Lenin hastened to Russia from Switzerland, through the charity of the German Government. By November, what with the incompetence of the Provisional (Kerensky) Government, the chaos brought about by Russian military defeats, and general economic and social debilitation within Russia, the Bolsheviks found their small, well-disciplined machine able to achieve a now Revolution, from which the Party emerged victorious. 1. Organization. (See Chart, "Organization of the Bolshevik Party.) The Bolshevik apparatus was marked by a high degree of centraliza- tion of'comma.nd and decentralization of structure. It consisted of those organs of the RSDLP which the Bolsheviks controlled at any given time. During most of the period to 1912, and from then until 1917, those were the Central Committee, the Foreign Bureau of the Central Committee, and the Editorial Board of the successive central newspapers of the Bolshevik faction. After 1911, the Bolsheviks were able to cen- tralize their machinery inside Russia through a Russian Bureau of the Central Committee, and were able to develop command channels running down from the Russian Bureau through territorial echelons -- Provincial, Regional, City, City District, and Cell organizations. The Latvian and one section of the Polish Social-Democratic Parties suppor''.:ed the Russian Bolshevik Party. Some of the other independent Communist Croup: in the Empire sided with the Mensheviks, whose leading organ was an Organization Commission. Approved For Release 1999/08/24 :3CIA-RDP78-02546R000100080001-9 Approved For Release 1999/08/24: CIA-RDP78-02546R000100080001-9 Most important of t heBolshevik organizations inside Russia wore those of St. Petersburg, Moscow, Odessa, and a few other large cities. Those received some direction, when communications permitted, from the Russian Bureau of the Central- Committee. However, the Foreign Bureau and the Editorial Board, headed by Lenin, carried the decisive weight with the local organizations inside Russia, The Central Committee was elected by occasional Party Congresses, most of which were hold abroad and to which delegates were sent by local organizations according to their numerical strength. The Central Committee elected at the Prague ,Conference in 1912 consisted of six members and five alternates. Stalin was coopted into membership after the Conference. Membership of the Editorial Board varied between three and seven, but the Board was always headed by Lenin. All Bolshevik organizations enjoyed the right to co-opt new members into their com- mittees. The following analyses of the Moscow and Odessa Bolshevik organi- zations show the structural principles followed by the Party during these years, a. The Moscow Organization. In Moscow, three Party units worked practically independently of each other, although their activities sometimes overlapped. The Moscow City Committee worked exclusively within the city; the Moscow Regional Committee administered the Pro- vince of Moscow; and the Provincial Bureau of the Central Industrial Region comprised sovoral Provincial organizations. The Moscow City Committee, consisting of a Secretary and several District organizers and one trade union organizer, administered the work of several city Districts, which, in turn, were divided into Sub-Districts and factory coils, Auxiliaries and Party organizations attached to the City Committee included: 1) Moscow Central Trade Union Bureau, a Bolshevik organization with some strength in many of the illegal labor unions; 2) Central Social-Democratic Students' Organization; 3) Lecturing and Literary Board; 4) Finance Commission; 5) Central . Tochnical,Or anization for production of passports and production and distribution of literature; ONE* Approved For Release 1999/08/249, CIA-RDP78-02546R000100080001-9 Approved For Release 1999/08/24: CIA-RDP78-02546R000100080001-9 6) Military Organization, actually independent of the City Committee, but with interlocking membership with the. latter. 7) Military Technical Bureau, also independent of the City Committee except through liaison with the Secretary: responsible for the procurement and preparation of arms and other weapons. b. The Odessa Organization (See Chart.) Osip Piatnitsky, the veteran organizer, has described the organization of the Odessa Party for the. benefit of post-Revolutionary comrades and for foreign Parties who were, at the time of writing, "in great straits because they cannot find a suitable guise in which to clothe their local or- ganizations under illegal conditions...." "The organization of that t ime, in?Odossa as well as in the rest of Russia, was built from top to bottom on the principle-of co-optation; in the plants and factories and in the workshops, the Bolsheviks who worked there invited (co-opted) workers whom they considered to be class-conscious and who were devoted to the cause. The regional committees of the large towns had divided among; its members the work of uniting all the Party cells of a given district (or sub-district), and of organizing now cells where there were none. The organizers of the sub-districts in- vited the best elements of the cells to the sub-district commit- tees. V;'hen a member of the sub-district commAttee dropped out (if he had boon arrested or had Cone away) , the remaining mem- bers co-opted another with the consent of the district committee. The district committees in turn wore. composed of the best ele- ments of the sub-district committees. The city committees wore formed by the union of the various groups and cells of a given city and were subject to the approval of the Central' Committee. City committees had the right to co- opt now members. When a city committee was arrested as a body, the Central Committee of the Party designated one or more members to form a new committee and those appointed co-opted suitable comrades from the workers of that region to complete the new committee..!, Piatnitsky was himself co-opted into the Odessa Party Committee. The Central Committee had notified the Odessa organization of his ar- rival from Germany, and the co-optation had boon effected even before he reached the city. He was appointed organizer of the city District. The Odessa Committee possessed a large illegal printing plant in the city, and was able to publish numerous leaflets on political events. The Committee also distributed literature received from.the Central Committee and Technical Apparatus abroad, sent speakers to factories and meetings, and chose leaders for advanced circles in the districts. Piatnitsky gives the following description of the way in which the Odessa organization functioned: Approved For Release 1999/08/24: CIA-RDP78-02546R000100080001-9 -40- Approved For Release 1999/08/24: CIA-?RDP78-02546R000100080001-9 f1Each member of the District Committee was connected with the groups and cells of the trade in which he worked at the tine; and through the groups and cells he got in touch with the workers of that same trade. Thus there was-direct contact between the Odessa Committee and the workers of the plants, factories and work- shops at Odessa; the district organizer connected the city commit- tee with the district committee, the members of the district com- mittee in their turn were connected with the groups and calls, the members of which carried out the instructions of the Odessa comit- tee and the district committee among the workers; they in their turn informed the Odessa committee and the district committee of the mood of the Odessa workers. The district committee met at least once a week; often more frequently. The members of the district committee wore sufficient- ly well qualified. All questions were discussed fully and in detail.' 2. Operational Problems,. Security measures and communications techniques for cutting, across the difficulties imposed on the Party by the Government developed slow- ly, through painful experience. Some of them were taken over from the practice of older revolutionary groups, such as the Narodnaya Volya, which had been crushed in the 1880'so a. Security Measures, Security precautions wore directed to two chief ends: to prevent exposure and imprisonment of cadres, and to prevent exposure of plans and police interference with Party activi- ties. Some of the devices used in maintaining security were: 1) Codes, cyphers, and other communications techniques; 2) Assumption and frequent changing of false identities; 3) Secrecy of meeting; places and lodgings, which were changed frequently to avoid registration with police; 4) 'Restriction of contacts among members (letters of intro- duction, intermediaries, restriction of plans to minimum circula- tion); 5) Techniques of avoiding police surveillance (wearing of inconspicuous clothing, dodging police shadows, etc); 6) Careful disposition of records (encoding, safekoepingA committing facts to memory, provisions for quick destruction, etc); 7) Uso of contacts within police as counter-intelligence producers, (ineffectual and very limited, as it turned out). 8) Compartmentalization: especially applicable to comraes engaged in "conspirative" work (as in the-technical organizations), who loft "day-to-day" work severely alone. Meeting places and safehouses. Large meetings were held with a minimum of publicized preparation, usually in the woods several miles Approved For Release 1999/08/211 CIA-RDP78-02546R000100080001-9 Approved For Release 1999/08/24: CIA-RDP78-02546R000100080001-9 I'then it was necessary to call more or less general meetings they were arranged under the guise of excursions to the country in the name of some educational society. After leaving St. Peters- burg a couple of dozen versts behind, we would go 'for a walk' into the depth of the forest., '1e would then place patrols who would direct the way only by a previously arranged password and then we would hold our meeting." (Krupskaya, Memoirs of Lenin, II, 129) Measures taken by functionaries in the carrying out of organiza- tional business were more strict. Piatnitsky (Memoirs of a Bolshevik) describes those adopted in Odessa: I/Comrades arriving in the city usod'to report to'the secretary of the Odessa Committee, Comrade Gusev. He himself, except on days when the committee itself met, had a different meeting place every day where we, the members of the committee, could find-him." These meetings were in cafes, restaurants, private dwellings, etc:. Com- mittee meetings were very frequent, at least once a week. They took place at the private houses of sympathizing intellectuals. At these meetings the instructions of the Central Committee,-the political situation, and the progress of political campaigns, were discussed..., Decisions passed by the committee were communicated to the district meetings by district organizers. The Odessa organ- ization maintained several safe meeting places where members of the Central Committee, of the central organ- of the RSDLP, and of Party organizations in neighboring tovms could stay and moot./l Police restrictions on travel called for the expenditure of consi- derable energy and ingenuity. Piatnitsky emphasizes the time and effort wasted in changing lodgings every night to avoid being discov- ered through the regular police inspections of residential registers. Fake and doctored passports were prepared by technical units serving Party organizations in most oft he large cities. Coirmunications. Codes and cyphers, some of them quite complicated, were employed for written communications. Piatnitsky recounts two- day struggle to decyphor addresses sent to him in one letter by the Secretary of the Foreign Bureau of the Central Corm-attee. Other tech- niques included the use of invisible ink (cobalt and sulphuric acid solutions, milk, lemon juice) written in the margins and between t he lines of innocent books, letters, bills, etc.; the marking of words and letters in innocuous literature; hiding of letters in picture frames, in the spines of books, etc. Written communications were carried safehand by couriers or sent through the posts addressed to reliable sympathizers or to goncral delivery. More important communications wore transmitted orally. Penetration bey Police. Extensive penetration of t he Party by police agents did.much to destroy the effectiveness of the most WW" Approved For Release 1999/08/24: CIA-RDP78-02546R000100080001-9 -42-. Approved For Release 1999/08/24.: CIA-RDP78-02546ROO0100080001-9 careful observance of security measures: ".... there was'not a single local organization into which some provacateur had not crept. Every man regarded his comrade with suspicion, was on his guard against those nearest to him, did not trust his neighbor." (Zinoviev, History of the Communist Party of Russia) While recognition of the danger of police penetration undoubtedly helped to keep Party members security-conscious, the suspiciousness engendered must certainly have impeded efficient operation. There is little doubt that the Tsarist police knew practically all important details of Party business, and it was only because of their incident- al belief that the Bolsheviks were not nearly so clangorous as the other revolutionary parties that even more severely repressive meas- ures were not taken. Roman Malinovsky, Lenin's trusted intimate, member of t he Cen- tral Committee, and Vice-Chairman of the Social-Democratic Duma Fraction, was a police agent for years, and caused the arrest of in. numerable Party members. So well did he conceal his purposes that Lenin refused to believe charges levelled against him. Even Burtsev, 'who had several good police contacts and who acted as a one-man counter- espionage service for the various revolutionary parties, failed to find him out, and a special Party commission created to investigate rumors against Malinovskycould not uncover any real evidence. Malinovsky was only the most prominent of many police agents within the Bolshevik Party. b. Technical Services. As noted above, the Moscow City Comittee maintained a Central Technical Organization for the procurement and preparation of false passports, and for the production and distribution of illegal literature, including the regular Party press and occasional pieces. Similar technical mechanisms were supported by other city com- mittees and by the Foreign and Russian Bureaus of the Central Committee. The Central Committee operated border-crossing systems as part of their technical sorvices,(See Chart, "The Bolshevik Technical Mechanism"). ,Passports, The procurement of passports was a continuing pro- blem. The following were the types of passports used by the Party members with police records: Approved For Release 1999/08/24+: CIA-RDP78-02546ROO01 OOO8OOO1-9 Approved For Release 1999/08/24: CIA-RDP78-02546R000100080001-9 1) False passports with fort;od seals, in which all details wore fictitious; 2) Copies of genuine passports of persons without police records; 3) Genuine passports bolont;in-,, to persons without police records. The third type, called "Iron," was. considered the most reliable, but w.^6 the most difficult to obtain with descriptive data appropriate to the illegal bearer. Another important function of the technical organ- ization was to exchange passports and copies with other centers. Production and distribution of Party literature. In 1906 Piatnitsky was put in charge of the contral technical organization of the P:Soscow Com mittee, The printing establishment produced about / 0,000 copies each of various leaflets, broadsides, posters, and, at the time of a Duma election, a list of candidates for t he voters. Located in the basement of "The Caucasian Fruitshop," the printing plant was equipped with an American press.. A bell was rigged to give warning of the entrance of customers to the fruitshop, which was licensed fictitiously. The operators of.t he fruitshop were registered under false passports. Procurement of newsprint and distribution of the literature pro- ducE.d were, serious problems. Piatnitsky was given a letter, of intro- duction to the man or of a papormill, from which he received credit and large quantities of paper. A recommended book-binder cut the paper, which was stored in an intermediate warehouse, then taken to a second storehouse (a "depository"), from which it was taken as needed to the printing plant. Printed matter was carried from the shop.diseuised as fruit in wicker baskets, and was taken to a bakery operatod by a sympathizer; there it was called for by a functionary responsible for distribution, who took it to a house where distribution couriers from all the Moscow Districts picked it up. The Moscow Committee, through Party members in various factories, was able to s upply the technical organization with needed production materials. After t he Caucasian Shop had boon raided by police, a make- shift establishment was set up with typo and other accessories supp;io by members working in commercial printshops. Approved For Release 1999/081'14~ CIA-RDP78-02546R000100080001-9 ' Approved For Release 1999/08/24: CIA-RDP78-02546R000100080001.-9 Pi^tnitsky recounts techniques of distribution of printed matter received by the Moscow organization from St. Petersburg: "Tfle asked..,. the St. Petersburg comrades to pack the litera- ture in'boxos and send it as merchandise, and to send us only the receipts. As soon as wo received the receipts we picked out two comrades to Set the boxes. One of them would hire a carter, to whom he gave the receipts for getting the merchandise out of the station. The carter was given a fictitious address to which he was to deliver the boxes. Another comrade would keep an eye on the driver, following him, about wherever he went with the receipts. If overythin-1 locked safe, the second comrade would inform the first comrade of this, and than the latter would moot the carter on the road and direct him to the right address. If we suspected that the comrades wore bein?; watched, three comrades wore selected: one hired the carter; the second followed him all the way, to tho station, in the station itself, and, on the way back; the third acted as a courier for the second comrade. He informed the first comrade whether it was safe for him to moot the carter. The fol- .lowine precautions were also taken: evon'if the two comrades dis- covered nothing suspicious at the station, they nevertheless chan';-od the address riven at first for another fictitious address. (In such cases we used to give the'addross of some acquaintance..,, The driver was dismissed, and later, if there was no hitch, the literature was sent to the depository and from there to the various districts.) It sometiaos happened that the carter would be called to the gendarme office at the station after he had produced the lug,Lae receipt. In such cases the comrade who was watching him warned the other comrade not to meet the c^ rtor on the road; and he him- self stayed to find out what would happen. Occasionally the ,gendarmes let the driver pass with the merchandise but send a de- tachment of spies and gendarmes at his heels. However, in view of the fictitious address given the carter, their labours were in vain. Several eonsignmonts of literature fell into the hands of the authorities, but nobody was ovary arrested." The printing plant operated by the Tiflis organization was even more elaborate, ovontually bccominf the largest underground plant in Russia. It served both Menshevik and Bolshevik factions of tho RSDLP. It was set up by Leonid Krassin, m^nacor of the Government power station in Baku, who served as a member of the Central Comm:ittoc of the RSDLP and who carried on i1logal activities so successfully that for four years neither the management of the power company, nor the police, nor the workers suspected his real role. He arranger, for the smuggling of literature, forging of passports, raising of funds, and the sotting up of tho clandestine printing shop. Krassin was able to find reliable printers who would not only work long hours, but live in the plant as well,clispite its discomforts. Through an arrange- ment with Krupskaya, who was Secretary of the Foreign Bureau, ho ro- ecived each issue of the RSDLP o1^;an, Iskra, from abroad, and managed to publish 10,000 copies of it in Russia. The secret plant also Approved For Release 1999/08/24: CIA-RDP78-02546R000100080001-9 -45 Approved For Release 1999/08/24 : -CIA-RDP78-02546R000100080001-9 produced the Communist Manifesto, Kautsky's Erfurt Program, and over a million copies,in all of leaflets, pamphlets and periodicals. A deluxe edition of one hundred copies of the Efurt Program was made up for sale to wealthy sympathizers at a high price. Illegal literature was also produced by more primitive means by individuals and small organizations -- handwritten tracts circulated a few copies at a time, and, on a slightly larger scale, those rum off home-made hectographs. After 1912 the Parties were permitted legal organs, subject to a partial censorship. Revolutionary literature presented transportation problems be- cause of its bulk. i']hcn the censorship was partially lifted, printed material could sometimes be sent through the mails, disguised as in- nocent material.. During most of the pre-revolutionary period, how- ever, it was customary to smuggle literature in false-bottomed suitcases, in "breastplates" (false bosoms), or sewed into skirts. All travelling members and sympathizers were pressed into the service of this "express transport." The problem of bulk was later resolved by printin on onion skin paper with narrow margins. As the underground organization developed, Russian editions of papers printed abroad were run off from imported copies or matrices. Bow r-Crossiny. Communications with foreign centers necessitated elaborate border-crossing establishments. In preparation for the establishment of a transport service operating out of Berlin, Piatnitsky made arrangements for the lodging; of visiting Russian functionaries with German Social-Democratic elements, for the storing and processing of smuggled literature, and for the creation of border- crossing stations. The transport service in Germany had its counter- part on the Russian side of the frontier. A second such system, operating out of Leipzig in 1910 and also set up by Piatnitsky, illus- trates the methods employed. The Leipzig Social-Democratic organization supplied him with sovero:.'. addresses to which communications could be safely sent and where visit- in- Russians could moot and find lodging. He was Given the use of the attic in the building of the Leipzig Social-Democratic newspaper Approved For Release 1999/08/24: CIA-RDP78-02546R000100080001-9 46 - Approved For Release 1999/08/24: CIA-RDP78-02546R000100080001-9 for storing and packing literature. Two reliable comrades living near the frontier were hired to do the actual smuggling. Both systeris worked', with a very small staff. This organization, as well as the persons who acted as connecting links, remained unchanged until 1913, although the legal daily, Pravda, was already being published in Prussia, c. Finances, Funds for both legal and illegal Party activities were secured by conventional moans: donations by well-to-do Party mem- bers and symp^thizers, and contributions by foreign Social-Democratic parties and the International Socialist Bureau. Support auxiliaries, such as Committees of Aid for skra,were set up abroad. Lenin's bene- fits from organized banditry ( "expropriations") and counterfeiting also Cave him access to large amounts of money which enabled him to,build up and strengthen Party organizations under his ovm authority. Approved For Release 1999/08/24, CIA-RDP78-02546R000100080001-9 Approved For Release 1999/0 RDP78-02546R000100080001-9 %Wd ORGANIZATION OF THE PCF CENTRAL COMMITTEE "TRIANGLE DIRECTEUR" (A Triad, possibly consisting of chiefs for Political, Organization, Propaganda work.) Political Cadres Technical Youth Propaganda INTER-REGIONAL ORGANIZATIONS "PR 61 "Clandestine Action in ti)e ? Public Servroe PR 6 bis" CONTROL COMMISSION Soldarite REGIONAL ORGANIZATIONS I I ? I I I "s ' 11 m11 "F" "D" "H"" uxu SECTORS I I _ SECTIONS . Sub-Sections L___ --I-- I CELLS 666 ADMINISTRATIVE SECTIONS "WI' Approved For Release 1999/0 -RDP78-02546R000100080001-9 Approved For Release 1999/0$L9-RDP78-02546R000100080001-9 TECHNICAL SERVICES OF THE PCF Political- Apparatus National Responsible for Propaganda Inter-Regional Responsible for Propaganda PARTY CENTER = Intermediary (Courier, cut- out, etc.) Technical Apparatus NATIONAL RESPONSIBLE FOR TECHNICAL SERVICES INTER-REGIONAL RESPONSIBLE FOR TECHNICAL SERVICES TYPOGRAPHICAL MAKE-UP RESPONSIBLE PHOTOENGRAVING SHOP for photo- (plates prepared) engraving a composing 0 PRINT \ / PRINT SHOP / \ SHOP RESPONSIBLE for print shops and central depots, Sections a Cells CENTRAL DEPOT DISTRI- ISTRI- BUTION BUTION DEPOT DEPOT CENTRAL DEPOT ISTRI- DE POT -DISSEMINATION MILITANTS in charge of transport a procurement of paper, ink, & other sup- plies. Approved For Release 1999/08/24: CIA-RDP78-02546R000100080001-9 Approved For Release 1999/08/24 CIA-RDP78-025468000100080001-9 T Or B. CP 'fl iNCE UNDERGROUND CP France (PCF), supporting the Soviet-German non-aggression pact of 24 August 1939 anti pursuing an anti-war policy, was legally dis- solved by decree of the French Government in September 1939. With the Armistice of 22 Juno 1940, the Party entered a brief period of "semi- legality," during which it collaborated to some extent with the Ger- rains and was tacitly permitted a limited activity, including the regular publication of Party literature. It was again suppressed when Hitler invaded the USSR in Juno 1941. The ambiguity in its policy removed, the Party hastened to take the load in the resistance movement. Uarxist demands were soft-pedalled in favor of "National Liberation" -- harassing; the German occupation forces, discrediting Vichy, and cooperating with the British and the Free French of General Do Gaulle. Large numbers of enthusiastic patriots were drawn into the movement through such auxiliaries as the guerrilla Francs-Tirours, The Comitos Populairos, and the Socours Populaire. Party propaganda called for a now National Front and for sabotage of the sections of French economy which supported the Germans. During the years of active resistance the Party completely rehabilitated itself, strengthening its cadres, perfecting its organization and tactics finding wide mass support. It emerged from the period of illegality stronger than ever before. 1, Or nizzatti on, (See Chart, "Organization of the 'CF") In the spring of 1939, the Partyls Central Committee decided to take precautionary measures against the inevitable period of illegality. Felix Cadras, heat, of the Organization Section, was instructed to Group the seventy+Regions under a number of Inter-Fogional organizations. For some reason, the work was not completed until the Party had already been declared illegal, a failure which contributed to the general clemoraliza- tion of the ranks which the flagrantly anti-nationalistic policy of the Party had already begun. Given a second chance during the period of semi-legality, the reorganization was apparently carried through. Approved For Release,1999/08/24 :' CIA-RDP78-02546R000100080001-9 Approved For Release 1999/08/24: CIA-RDP78-02546R000100080001-9 a, The Party Center. The Central Committee was reduced to a small illegal Center that Liovuci fro,.i one city to another. Directing authority, in the hands of a "Directorate of Three" (Triangle Directeur) , c,. rsistin~ of chiefs for Policy, Organization, and Agitprop, aci inis- tere:?. Party affairs through the following, rational Res,ponsibles (see Chart): 1) Political Responsible and -Assistant (Felix Cadras and Andre Pican-in 1942): charged with over-all supervision, and, in parti- cular, with the political education of cadres. 2) Responsible for Cadres and Assistant (Pierre Brossard and Gilbert Delhaye at the end of 191,.2): charged with supervision and ' protection of cadres (frustration of ,police actions and penetration, disciplinary measures, etc.). The Assistant was, in particular, charged with furnishing ration cards, false identity papers and other docu;_~ents to Party militants. 3) Technical Responsible and Assistant (Roger Payen and Leon Ka~:~rnoney in 1942 charged with all questions of- f Aprintin materials and equipment. The Assistant was, in particular, responsible for purchasing supplies an. for paying; salaries, 4) Responsible for Youth (Danielo Casanova at the beginning of 1942)_. Propaganda Responsible and Assistant (Geo 5) ~r6es a'olitzer and Daniel Decourte i.anche at the ber;innin; of 1942) : responsible for the editing of literature at the national level, 6) Responsible for' clandestine action in the public services (T.;arcel Paul, and later, .Emile; 'asquierT 7). Resj)onsihle for "Solidarite" (uric-Claudc Jaillant Couturier at the beginning; of 1942): supervised the technique and activities of the regional Responsibles for "Secours Populaire." 8) Rcs2onsible for Internees (Depollior 1n-1942): concerned with all questions relating; to PCF internees and, in particular, with the preparation of escapes. In addition, the following functionaries have been identified at the Inter-Ro~ion level: !Les2onsibles for 17omc;n, Immigrant Laborers, Peasants, and Enterprises. It is not known whether their counterparts operated at the national level, or whether the functions were directed by the eight L s)cnsibles already enumerated. The majority of the old, well-known leaders of the PCF, unlike their oppo`sito numbers in Germany , did not flee the country. Instead, they apparently retired from active leadership in the illegal Party. Real Party work was delegated to less well-known figures -- an invisi- ble cadre. For example, Jacques Duclos delegated political responsi- bility to T.arccau until 1941; later to Catholas, thcri to Felix Cadras, Approved For Release 1999/08/24: CIA-RDP78-02546R000100080001-9 49 -. Approved For Release 1999/08/24: CIA-RDP78-02546R000100080001-9 Benoit Frachon, Organization Chief, turned this work over to Cadre, and then to Desire. Administration of Cadres devolved upon ITaurice Troand, p . Leon Dallidet, and Pierre Brossard. Pierre Villon., Responsible for the Northern Zone, gave this work to .:aucherat. Georges Cogniot, Cadre .Responsible for the Southern Zone, delegated his functions to Gerard Beslay. b. Territorial Levels. The territorial echelons of the Party i%icre ranged by Intor-11erions, legions, Sectors, Sections, Sub-sections (in some cases), and Cells. Paris was divided into two Intor-Reg=ions (desig:;natec 6" arid "Pit 6 bis") , each comprisin . four Regions, each of which was designated by a letter. Outside Paris, a Region corresponded to d Do- partment of t he Civil Government. A Regicn comprised five or six Sectors., each of which was further divided into three or four Sections, (In Paris a Section corresponded to an arro,n',isser..ont) . Sub-sections were sometimes intercalated between Coll and Sec- tion. During the legal, pre war period, cells normally numbered from twenty to thirty members. From September 1939 until the 191+0 Armistice, they wore reduced to Three-T`an Grou ~.s. During the period of semi- legality the coil size was again expanded to eight or ten members, ox- copt in ~''~lgeria, whore unrelieved suppression forced the continuance of Three-T.Ta n Groups. In the fell of 1940, with increasing pressure being brought to boar on Party activities, size was again reduced -- to six members in September, and to five in October. Finally, in January'1941, the three-man cell was reinstated. In the FCF pamphlet, Comment so dofendre, circulated at the beginning of 1941, the following instructions were set out for the or- ganizational basis of the Party- "Vie must decentralize our coils with method and intelligence, in such away as to facilitate the work of the masses of Our adherents. Specifically, this means that, in-the factory, decen- tralization should proceed by war of the shop, part of'thc shop, or even by bench. It means that, in the neighborhoods, decentral- ization should be by groups of streets, by street, by groups of households, and even by apartment. With such decentralization, the organizations at the base of the Party, small in membership, and immersed in the masses, are able to influence them, to gauge their temper, and to enable the Party to understand their thoughts and feelings," Approved For Release 1999/08/24 5- PCIA-RDP78-02546R000100080001-9 Approved For Release 1999/08/24 CIA-RDP78.-02546R000100080001-9 One Regional organization of the Party circulated the follow- ing instructions to its Sectors and Sections: "In order to have strict control over the members, to avoid repression, and to achieve the greatest activity, it is necessary, in spite of resistance (on the part of militants unwilling to ro- vise their way of thinking), to organize the Party according to the principle of Groups of Three." The Groups of Three were pyr ided, doubtless in the same man- ner, as the following directive circulated in September 1941 for the formation of Womcnts Comites PopulairS proscribes: 'The first task for the Responsible and Secretary of the Com- mittee is to find two other comrades to help her; thus is the first triangle constituted. Each of the two comrades should find two other women for the propaganda of our committees; thus, two now triangles are const ituted. These three triangles form the first link.of the chain which should bo extended throughout the city. Each now adherent should know only the two other members of her triangle and the two friends whom she loads. It is th6 Responsible of the triang1e'61ono who receives the directives, the' literature, the dues.... From triangle,to'triangle, the instructions circulate throughout the committee." Centralization of command and compartmentalization of work was represented at all levels by the institution of the Triad, which com- J i prised RRes'oonsibles for political, organization, and either trade union or agitprop work. The following scheme was set forth in Con ont so defondre for the division of, work in the Sections: 1) Political Responsible, charged with the application of the Party line by organizations and by the press. In addition., he concerns himself with matters relating to youth, to women, and to the fight against capitalist repression. 2) Organization Ros?onsible, charged with Party organization at the factory and in the neighborhood. He has charge of prepara- tion and, distribution of .propaganda, and is 'also concerned with' various mass movements -- peasants, middle-classes, old workers, local Popular Committees. 3) Trade Union Responsible, charged with supervision of the work of Comrnwriists in the syndicates, and with factory and riiners' Popular Committees. IAs a further measure to centralize control over Party elements, "Democratic Centralism" gave way to "Centralism," with suspension of elections to Party organs, Functionaries were now appointed from above, and wore co-opted into loading Party organs. Command channels operated in a strictly vertical direction, with instructions passing from a Rw~ponsible to his opposite number at the next lower level. Liaison between functionaries and between organizations at the same level was reduced to a minimum, Lin 51 - Approved For Release 1999/08/24: CIA-RDP78-02546R000100080001-9 Approved For Release 1999/08/24: CIA-RDP78-02546R000100080001-9 .. .. W Wr fY{ w Functionaries at the Party Center also directed the activities and organization of separate technical and military mechanisms. These were ortanizod and opergted independently of the PCF political appar^- tus, with which they had contact only at top levels, 2. Technical Services (See Chart, "Technical Services of the T,-'CF") Preparation and distribution of Party literature was effected by a special technical mechanism, which w as kept entirely separate frorr the political :zpparatus except at those points where contact between them was indispensable. The political line of all literature was, of course, controlled by rankin- functionaries in the political orLaniza- Lion, and a :LZesnonsible for the technical apparatus served on the national 'CF staff. The chart shows the pints of contact between the two networks and the. high de.r;ree of c ecentralization obtainin` in the technical service. The Party published L-fIumari.te, its central or ;n, re ularly. L IAyant-raz de, orr-an of the Young; Communists, and the trade union publication, La L Ouvriore, appeared fairly regu.iaarly. In addition, no loss than 38 local and regional publications were put out by lower Party echelons between June 1940 and December 1941, lany of these were ephemeral, in some cases appearinc for only a sinL;le issue. V'lith the reimposition of illoUality, all but the central organs and those of the lamest regional units were abandoned. Some of the lat- ter appeared only in irregular "special editions.tt Enerj..es, cadres, and rmiaterials were now too precious to be expended on any but the most important publications. The importance of the central, official party publications as m cans of liaison and direction carrot be overemphasized. Every issue carried the "mots diorder" -- indications of the -eneral political line of the Party Center -- clown to the smallest com>artmentalizccl unit. The normal aCitrpron function was fulfilled as much by the enormous volume of pamphlets, broadsides, posters, and wall-writin,s as by the central press. Simplicity in preparation and distribution made the occasional piece much less hazardous a medium than the rnoro elaborate Approved For Release 1999/08/245aCJA-RDP78-02546R000100080001-9 Approved For Release 1999/08/24: CIA-RDP78-02546R000100080001-9 periodical. The hectograph was a favorite for this reason. Vie du Pa~ rtti printed detailed instructions on its manufacture. It made no noise, was easily concealed, and supply of ink and paper was a rela- tively simple matter. The mimeograph was somewhat loss favored be- cause of t he difficulty in securing special paper, Presses neces- sitating elaborate installations and security measures were generally used only for the large editions of the central organs. It was occasionally possible to print pieces clandestinely on legal presses, sometimes with,, sometimes without the cooperation of the owner. The problem of getting paper in sufficient quantities wLs diffi- cult. Small quantities could be pilfered by members at their offices or factories. 'But it eventually became necessary to organize burgling; expeditions among the largest available stockpiles, local governmental offices being favorite tart ets. Distribution of literature was somewhat simplified by the printing of small editions and by an increased use of the mails. 3. Security, Police measures against the Party.;took two main directions: (a) Systematic' subversion of members e,ncl penetration of Party organizations, including the utilization of spies, pro- vocateurs, and informers; (b) Direct suppressive action, including mass arrests, assassination and other terroristic ::reth6ds aimed at paralyzing Party activities and immobilizing cadres. To court: r those, the Party adapted its policies end structure and took steps to perfect its control of cadres and their activities, to maintain security, and to prevent provocation. a. l.iodification of Structure. As noted above, the PFC ro- organized itself on the basis of the Triad, or Group of Three. 1'.s further security, control passed in a vortical direction, and contact among functionaries and between organizations was reduced to a minimum, The following; instructions for the implomontation of these principles were published in Vie du Parti for the second quarter of 1941: "All efforts of a group of three to establish contact with a similar group will be considered su,spoct and sanctions in conse- quence will be taken. Liaison between organizations of the same echelon is absolutely forbidden. (The groups of three should not know each other; Bolls should not know each other; there should be no horizontal liaison.) Approved For Release 1999/08/24: CIA-RDP78-02546R000100080001-9 53 - Approved For Release 1999/08/24: CIA-RDP78-02546R000100080001-9 No meeting of more than three comrades should be hold. The groups of three constitute the basis of organization of the Party Coll, and all efforts to establish groups of more than three mem- bers should be treated as violating Party discipline. This principle of compartmentalization should be applied to thy Party in all instances. The group of three should be the basic compartment of the Party. The groups of three should be hermetically insulated, one from another. The -comrades of `one group of three should he familiar only with their own work. Groups comprising more than three adherents should be decentralized immediately." ','hen t he PCF became wholly iliogal, it even became necessary to divorce regular Party work from that carried cut by the mass organiza- tins. Those served as excellent cover for members, and it was con- sidered relatively safe for those who were known to the police as Com- munists to work within them. Emol_oymoni of known comrades - rithin the Party itself, however, carried hazards which the Party sought to mini- by strict enforcement of security rules. Es; ecially, partici- pation of known members in the Party's technical apparatus was dis- coura.god. In general, known mor;bors wore to avoid contact with other comrades who had no police record, and the latter wer;'. to reciprocate, being especially careful riot to be observed at or near the residence of a known mer.?ber. b. Comnartmerital9.zation. This has already been discussed the section on organization. Briefly, it involved a prohibition of horizontal liaison between Party units at the same level, a reduction in the size of units, restriction`of contacts among; individuals, and various rules surrounding the security of meetings which are discus- sed below. c. Security Rules. "To be a good Communist," declared Vie du Parti, "it is first of all necessary to apply scrupulously the rules of illegal work," Party -,publications reminded members periodically of the dangers of falling into "legal cretinism." mules were laid down in various pamphlets and periodicals for personal conduct, for meetin ;s, contacts, and other co. rx n.ications, and for the safeguarding of documents. 1) a2ostriction o f Contacts. The separation of "legal" from "illegal" Party work, a standard practice for all Communist Parties, was complicated when the 'CF was declared illegal in all respects. } Comrades engaged in activities which would be illegal under any Approved For Release 1999/08/243LC4A-RDP78-02546R000100080001-9 Approved For Release 1999108/24': CIA-RDP78-02546R000100080001-9 circumstance such as sabotage, espionage, strong-arm self- defense, etc. , -- continued to operate within organizations which wore separate from the Party's political mechanism. They left :Political work severely alone; kept their identities and activities apart from all Party political units; did not engage in the work of the. Party's mass organizations. The purpose of this separation was to preserve, not only their own security, but also that of any "log,aln' comrades with whom they might come in contact. 2) Security of Meetings. The following regulations governing clandestine meetings were posted in Vic du Parti and in the pan- phlets Comment so defondre and Soyons hardis,soyons prudents early in 1941: a) Never more than three comrades at-a meeting; (two, in the case of very important functionaries), which should never last more than an hour. b) Be on time; To be ahead of time at a rendez-vous is to call attention to one's self. To be late is to call atten- tion to'the comrade who must wait for you.. To arrive on time is the first condition for food clandestine work. c) Never arrange meetings in cafes or at the residences of known comrades. Hest at the cinema; in t he street, in the country, at the sea-shore, out fishing. d) Do not use the same rectin place repeatedly. Sooner or later it will become a trap. Rather, change the place as often as possible. e) Beware the mails, beware the telephone: hover arrange a rleeting, by telephone, and, as a general rule, do not use the telephone at all. The telephone and the post should be banished as means of transmitting meetin arrangements. I.J f), A-mooting should not take place in the presence of outsiders. g) A militant Comounist..... should never ego to a rendez- vous without being,. certain that he is not 'king followed. Take little frequented streets, in which . "shadow" must reveal hL-Lself. You cannot be sure that you are not being; shadowed until you know that no one is behind you, Never ;o into the house of a comrade, never o to a moetin; without being sure you are not being followed. The police do not always arrest immediately those comrades revealed by their spies; they orient themselves with the first information received, to discover and round up the whole organization. 3) SafeLuardin Party 1Zecords and Materials. The location of Party records should be a closely guarded secret, restricted to the smallest possible number of persons, warned the tract, Renforcons la survoill nce: "Ttiro comrades only should know where Approved For Release 1999/08/24 CIA-RDP78-02546R000100080001-9 Approved For Release 1999/08/24: CIA-RDP78-02546R000100080001-9 nT the materials and presses are kept." The keeping of records was discouraged, but when this was unavoidable, it was required that lists of names and locations of Party units and other details of organization should be encyphered: "The compiling of lists in free text is rigorously prohibited by the Party and should be con- sidcred an act of provocation." T{atcrial of this nature should never be kept in the regular residence of a Party member. Provi- sion must be made for quick and easy destruction o f all records. 4) Personal Conduct. In addition to scrupulous observance of the rules which have already been outlined, the militant was con- stantly adrionishecl to preserve t he security of the Party organiza- tion by keeping himself inconspicuous and refusing to answer any. quest-ions which might compromise the Party or other comrades it any wqy, incase of arrest. Vic du Pa ti denounced those militants who, "although little known before the war, instead of preserving a strict anonymity with persons with whom they carte in con- tact, behaved like pretentious, irresponsible bourgeois." Other publications carried these instructions: "An illegal militant should never describe his i.,work, either to his wife, or his friends, or to anyone. Still less should he make known his meeting places or where he works. Never toll anyone any more than he must know to carry out his work. 11 "Militants have no choice between family and Party," one phamphlet declared. At the first sign of ;'anger, he must change his residence and give up seeing his family, who are likely to be under pol_,~ce surveillance. Inconspicuous dis uisos, such as modifying the style of onets dress or coiffure, affecting a different gait, otd,, were recom- mended in case of necessity, and even more elaborate disguises in certain instances. "It is better to err by an excess of vigilance than by imprudence," militants wore tole:. However, the best de- meanor was to '.ho natural, "to resemble the rest of the crowd." Co-mm-mists c-:ore warned against drawing attention to therrmelvos by too conspiratorial a manner; "Don't slink. Be natural," The conduct which a militant should follow in case of arr. st was described in detail in the Party press during 19!1,. The burden Approved For Release ! 999/08/if CIA-RDP78-02546R000100080001-9 Approved For Release 1999/08/24: CIA-RDP78-02546R000100080001-9 of tho'c instructions was that nothing should be revealed which would lead to further arrests. First of all, the militant should keep his head: "Dontt be panicky. Every militant knows that he may some clay be arrested. The event should not surprise him." He must reveal nothin; which could help the police in any way. Until brou4ht before a court, he should preserve a strict silence. Like Goor;i Dimitrov at Leilazi[11, the PCF member on trial should take advantage of the opportunity to turn the proceedings into a "veritable indictment of capitalist society." He should not attempt to defend himself against specific charges, leaving that "delicate" function to his lawyer. The lawyer should be chosen from among those recommended by the Party, and under no circum- stances should he be permitted to ar`ue the case in such a way as to throw discredit on the Party or to compromise any of its members, d. Control of Cadres New organizational. f crms imposed by il- le ;ali ty worked in the Party's favor in the develop silent of new cadres and in their control. Decentralization of structure, based on the Triad system and corresponclinniy smaller superior units, stimulated the development of previously untrained militants who emerged to assume command of the many now units. Centralization of direction ensured rigorously close supervision of their work by experienced superiors, an irimodiatciy personal surveillance which entailed con- tinuous investi~,'ation and verification of character and of qualifica- tions. There was an endless search for talents and patient training; a constant reshuffling of functionaries and refinement of technique. Finally, illogality forced a close attention to detail and to planning, as well as a clear roco-nition of the necessity for strict discipline, for personal safety, as well as for Party security. It is testimonial enough to the flexibility of structure, to tho ability of individuals, and to the effectiveness of principles followed, that the Party was able, within a few months, to reconstitute a strong, disciplined cadre structure from what had boon badly de- moralized elements. Approved For Release 1999/08/24: CIA-RDP78-02546R000100080001-9 57- Approved For Release 1999/08/24: CIA-RDP78-02546R000100080001-9 The task of controlling the cadre and its activitios fell immediately to the Cadre Section in the FCF Center, which exercised this control throu;h the Cadre 2esnsibles at all Party levels. Those were ch^rgod with the selection and supervision of functionaries, with, checking their work, and with the vital task of verification. The constant threat of police infiltration -was too great and the im- portance of the selection of cadres on Party morale too profound to trust to chance. The Cadre ibesponsiblos theriselvos could not be expected to carry on the work alone. The Political y~esp onsible at each level was specifically chared with double-checkin;:; his Pes?onsil lefor Cadres: "The Problem of the cadres is infinitely large. It is the problem of the whole ;party. Each Aosponsible dust know the com- rades who work directly under his supervision.... A. RoEional i~tesponsible should be acquainted with his ca-workers in the Sec- tors and Sections, but with discretion. He should seek out the "reserve!, who will replace him should he fall, or become sick. He must help' the ides ponsiblos who work under hi.-,,, to select their replacements.. The Cadre Res;2onsible seconds him in this task and accomplishes the myriad particular tasks of selection and verifi- cation. It - C r (lu bolchevisrie, 1st Quarter 1941) Cadre tiea,~onsibles also ke .:t close tabs on the political a;_)- paratus, The Cadre iLes pns~,ble for one of the Paris Inter-lied;ions attended some of the meetings of the "Trian,-;le Diroctour" of that Inter-peCion, reporting on those to the National Political lies,onsible. Prosunably, the reports dealt with the efficiency and ideological security of the loaders of the political mechanism. The Party Center was in this way pivon a double check on the caliber and into-;city of its milidle and lower cadres. Of the devices at the command of the Cadre Zesponsiblos in the execution of this work, not the least important were the card files and statistical surveys which they compiled from autobiographical reports and periodic or;anizational reports. From those, it wag easy to deter- mine the status and condition of the Party organization at any given time. It was also possible, by having on hand a militant's sworn statement as to his family and his personal and political back round, to check those statements with confidential reports by other comrades and with facts of public record. Thus, the Cadre Commission and lower Approved For Release 1999/08/24: CIA-RDP78-02546R000100080001-9 - 58 - w Approved For Release 1999/08/24: CIA-RDP78-02546R000100080001-S , Cadre 4osponsibles came close to performing functions of counter espionage, such a s were set aside by CP Germany during this period to its Abwehr Wossort of the illegal "Apparat. ";; zational deport follow. AUTO BIOGAAF HI CAL SCHFL examples of the Autobiographical Report and periodic Organi- Family Status 1, Date (year only) and department of birth. Do not give name or address, 2. 1`-,'hat education do you have? Whore did you study?' 3. What is your occupation? Where have you Worked since leaving school? 4. What is the occupation of your parents, brothers, sisters, uncles? Have they en,ag;od in political activities and do they belong to any organizations? 5. Are you married? `61hat is the occupation and nationality of your wife? Of her parents? flat are their opinions? 6, Have you any children? How many? Their ages? Do they belong to any organizations? 7.: In your family or in that of your wife are there any Nazis, Socialists, or Trotskyites? 8. In your family or in that of your wife, are there any policemen, ,gendarmes, or police informants? Persons with ques- tionable means of existence? If so, what arc your relations with them? Political Backe:round 9. How diet you become a Communist? At what date? 10. Dave you boon -a member of any other party or organization? l1. Have you over been a Free-Mason? How and when did you quit that organization? The Abwehr was reportedly transferred to the Control Commission after the disbanding of the "Apparat," which apparently took place in 1935. Thus came to an end a p articulra.r separation of a normal Party function under an independent :arty mechanism. The KPD was the only- CP in our knowledge to have made this precise separation. CP France, like other CT's in similar circumstances, delegated the normal, con- tinuing work of verification, .along with such counter-espionage pur- ,suits as this involved, to its Cadre Commission. It is recognized that this account, containing references to the unique KPD organization is some*hat out of glace here. However, it would seem worthwhile to clear up confusion which appears to exist in certain. quarters over the pro- blem of verification as a normal function of all CP's, whether legal or illegal. Approved For Release 1999/08124 CIA-RDP78-02546R000100080001-9 Approved For Release 1999/08/24: CIA-RDP78-02546R000100080001-9 the 12. That have boon your successive Party functions? What is nature of your current Party work? 13. Did you militate actively during the war? i`'Ihere? 14. Have there boon any interruptions in your Party or syn- dical activity? when and why.? 15. Have you attendod Party schools? -Which ones? I'dhat books have you read of ,'Iarx, Engels, Lenin, Stalin? Have you studied the History of the Bolshevik Party? Do you read the pamphlets and hooks of the Party? 16. Have you had contact with Trotskyites? With the Barbe- Color group? Have you had any relations with Doriot, with Gitton, or any other excluded person? Have you any acquaintances in their camps? Of what kind? 17. What disciplinary measures have been taken against you in the Party or in other organizations? ?',:den and why? lg. Do you have a police record? Have you been sentenced under the common law? When and why? 19. Have you been subjected to political repression? Have you been arrested? Condemned? ?hen? After how lone and how were you liberated? 20. Have you ever been to the colonies or abroad? When and why? 21. Have you previously filled in a biography? Do not pro- serve the duplicate copy of this. Do not sign it. A note accompanying the form forbade its reproduction or retention and warned that false answers to the questions would render the off on-, der liable to action by the Control Commission. Party organizations wore required to return weekly reports on their activities and the general conditions under w hick they worked. A model report circulated in February 1941 suggested the following as worthy of filing:' Situation: current public temper; signs of unrest; demonstrations; movements, etc.; Pro:~a anda: literature received and produced; status of printing ap )aratus; Or nization: expansion or contraction of units and their consti- tution; collections; etc, I?bss Work: pro ros,s in the struggle of the workinuman, in the formation of women's and ether auxiliary groups, and in penetra- tion of bourgeois institutions; repression: arrests of members and functionaries; nature of charges and evidence; morale, etc.; Solidarite; collections and methods for relief; liaison with. prisoners and their families and with camps and prisons. Approved For Release 1999/08124 EIA-RDP78-02546R000100080001-9 Approved For Release 1999/08/24: CIA-RDP78-02546R000100080001-9 Instructions for filing; the report called for brevity, security in preparation (including the use of numerical designations for re- spondent organizations and preservation of anonymity of personnel) and transmission, and for quick destruction in the likelihood of police "The weekly reports should be brief and concrete. It is use- less to go into detail over steps taken or activities pursued in connection with a particular task of a temporary nature. Tell us only of actual'facts and ha-openings of the week, along with're- sults obtained. For greater clarity, classify the subjects. Avoid givinY names and Party names in the clear or in full. Re- read your report always, checking it with this in mind: What would happen if it were exposed? Take the necessary stops to minimize dangers: put names and identifiable landmarks into cypher. Force yourself to reduce your text to the smallest pos- sible volume. Never give any indication of your own name, nor of that of a town or Sector. Use the number assigned to'you. Your number is .-...,. , Keep in mind that, .in case of necessity; the liaison agent should first of all try to save the report, to'pre- vent its falling into the hands of the police, to destroy it, if necessary ( usually, by eating it). 4. Finance With the end of the period of semi-legality, Ithe PCF underTrent a financial crisis. Clandestine operation entailed difficulties in the way of collections, and abnormal expenditures.. Lar,e-scale money- drives were temporarily out of the question. Militant cadres, driven underground, could no longer be expected to earn their own liv- ing by normal pursuits and had to be put on the Party pay-roll. To maintain their morale, it was necessary to guarantee some financial support to their families in case of imprisonment or execution,, Large sums were expended an organizing; escapes from concentration camps. Maintenance of safe houses and a courier system were expensive. The police seized quantit.i.es1 of agitprop materiel, including expensive printing presses, which had to be replaced, with a corresponding drain on the Party t r-, ci's1 l.r ,i An economy drive: was ordered. A circular at the beginning of 1941 had this to say: "t''Je must cut expenses. Economies must not-fall on the propa- ganda apparatus (purchases of paper, equipment, etc.), or on travel or the courier system, which lie at the heart of the whole ' organization. They must, then, be imposed on salaries. Henceforth, the following rule shculd',ovcrn our budgets at all levels: half for propaganda expenses ,.., half for organizational expenses (salaries, indemnities, travel, rents, etc..) The question of Approved For Release 1999/08/24 :-CIA-RDP78-02546R000100080001-9 Approved For Release 1999/08/24: CIA-RDP78-02546R000100080001-9 mutual aid (solidarite) is independent of the others. Eilthough restrictions here are painful, they must he made in order to se- cure maximum efficiency: for example, by placing militants so that they can earn part of their living while continuing to work for the Party. We can furnish them with supplementary aid. ie;- ister with us your proposed budget, bearing in mind the above consideraa.tions. '''e will settle upon whatever subsidy is possible to give you, and lot you know by the next courier." It is in terosting?to note that such subsidies from the Center amounted to two-thirds of the income of the local organization hypo- thetically stipulated in a model monthly financial report published for the guidance of local secretaries. Other receipts of local organizations were derived largely from duos, special assessments, c ontributions, etc.. The Party Center re- ,.especially after the British Kogan to ceived some aid from abroad subsidize. the Free French and other resistance elements. . What the extent of Soviet aid was is not known. The model report mentioned above is appended here in order to show how the Party imagined various sources of revenue and objects of expenditure, MODEL OF ; MONTHLY FINANCIAL IMPORT On Hand as of 1 December 1940 5 000 cceipts 5ucs, contributions, recovered losses,otc. 3 000 Subsidy from X .6 000 14 000 14 000 Salary for X..., secretary 2 000 for X..;, typist 1 500 Aid for family, PX 500 Lodgings. Clothing for security. Disguises, MX; rent, BX, etc. 1 000 Travel and food, purchase or repair of bicycles, etc. 1 000 Propag nda. Materials. Equipment. Establishing stock, purchase of press. 5 000 Aid to prisoners and their families 1 000 Expe - nitures Total On Hand as of 31 January 1941 12 000 12 000 Approved For Release 1999/0844' CIA-RDP78-02546R00010OQ80001-9 Approved For Release 1999/0801111911M DP78-02546R000100080001-9 CENTRAL COMMITTEE (Z K) POLITBURO REICHS- TECHNIKUM ORGANIZATION OF THE K PD UNDER CENTRALIZED CONTROL ORGBURO DURCH- GANGSTELLE REICHSLEITUNG (A triad, consisting of Polleiter, Org- leiter, Agitprop- lei,ter.) NORTH- WEST SECRE- TARIAT INTER-REGIONAL ORGANIZATIONS I(OBERBEZIRKE) I BERLIN- BRANDENBURG SOUTH GERMANY MIDDLE GERMANY REGIONAL ORGANIZATIONS ~BEZIRKE) L _ I I I i I 1 , I I I , I DISTRICT ORGANIZATIONS (UNTERBEZIRKE) SUB-DISTRICT ORGANIZATIONS Stadtteile, Ortsgruppe CELLS aaoao CONTROL COMMITTEE Approved For Release 1999/08/24: CIA-RDP78-02546R000100080001-9 Approved For Release 1999/0 DP78-02546R000100080001-9 THE KPD FOREIGN DIRECTORATE NETWORK ct~~rtza~scHr~orr. Approved For Release 1999/08/24: CIA-RDP78-02546R000100080001-9 Approved For Release 1999/08J RDP78-02546R000100080001-9 OPERATIONS OF A KPD FOREIGN DIRECTORATE (AUSLANDSLEI TUNG) ~kw "Responsible' for Security "Responsible' for Finances "Responsible' for Youth "Responsible' for Trade-unions "Responsible for Rote Hilfe ;TGH Approved For Release 1999/08/24: CIA-RDP78-02546R000100080001-9 Approved for Release 1999/08/24: CIA-RDP78-02546R000100080001-9 ?4 'n UwI6 CP GEP . NY UNDERGP.OUND The case of Cs Germany (KPD) is of special interest because it illustrates the various ways in which -a highly-centralized, supposed- ly "mature" Party may attempt to adapt its structure to illegal con- ditions. The fact that, of the attempts of the KPD to maintain its organization under Hitler, none succeeded is testimony, both to the effective repressive measures which a police state can command, and to the debilitating effect which a long period of bureaucratic com- fort may produce on Party cadres. The failure of the KPD cannot be laid to a failure to explore all possible devices. Centralized control exercised by a central authority inside Germany failed; cen- tralized control exercised by a Party Center abroad v ins no more suc- cessful. Decentralized direction through a number of foreign support centers was somewhat more rewarding, but was spiked by the Nazi advance into countries from which such centers could operate. The failure lay less in the principles which the Party projected, than in its inability, from both internal and external causes, to carry the projects through. 1. Organization. The KPD leadership passed through a period of confusion following the rise of Hitler to complete power in the Spring of 1933. Internal factionalism and a totally wrong estimate of the political situation played directly into the hands of Nazi security services. Though out- lawed and suppressed, the Party could not believe that Hitler was in to stay. As late as May 1933, the.Central Committee (ZK) passed a resolution reaffirming the interpretation which the Comintern had put upon the Nazi phenomenon, namely, that a revolutionary situation ex.sted and that the new regime was purely transitory. The KPD would, as Piecl~ put it, ride to power on Hitler's shoulders: "Nach Hitler unsero Zoit" The Social-Democrats remained the chief enemy, and the KPD actually abetted the Nazi rise to power on the strength of this notion, - 63 - - ornftUftfsts 'wore dispatched, on Comintern orders to instruct the Party on underground work. One was an organizer, the other, a specialist STCE T Approved For Release 1999108,4_ CIA-RDP78-02546R000100080001-9 Approved For Release 1999/08/24: CIA-RDP78-02546R00010008OQ01-9 in underground' press work. They accomplished nothing. In may, John Schohr returned to Berlin from Moscow with Comintern instructions to ;set up a central directorate (iteichsleitunc) in the form of a Triad (Dreierkopf), consisting of himself as Polleiter, and two others as Ore,leitor and a1gitpropleiter. This system was reproduced at all lower Party levels. (Soo Chart, "Or ,anization of the ',,PD under Centralized Control,") Schohr was arrested in November, and a now Dreierkopf appointed. Several such triumvirates followed in rapid succession. Finally, with the arrest of the entire 'doicihisloitung, in March 1935, the idea of a centralized leadership within Germany was given up as impractical. The territorial organization of the KPD was decentralized by. the intercalation of eight Inter-regional units (Oberbezirko) between RReichsleitung and Bezirke. The other levels were rot e.ined as they had been, except for reduction in size. In reality, e.s result of 1-1 Nazi suppression, local Party units functioned independently and often in ignorance of each other's existence. Gradually, whatever direction they received come largely from the foreign support centers sot up in adjacent countries. Meanwhile, the loading organs of the KPD (Central Committee, Politburo, and Secretariat) had boon removed abroad for safety? The Central Coimmittoe and Secretariat mot in Prague; the Politburo met occasionally in Paris. In 1936, headquarters were established in Paris. In 1937 the Central Committee dissolved the Politburo, concentrating authority in the Secretariat The latter development represented a shift of emphasis from policy-making to organizational work, for by this time the foreign support centers had practically taken over control of KPD affairs within Germany. Liaison between the Party Center at Prague and units within Germany was maintained through two separate courier systems: the Poichstechnikum and the Durchgangstolle network, The lei ichstechnikum engaged in typically technical pursuits -- production and distribution of illegal literature -- and in the opera- tion of a chain of couriers. Its lleichskurioro carried instructions Approved For Release 1999/081242 CIA-RDP78-02546R000100080001-9 Approved For Release 1999/08/24: CIA-RDP78-02546R000100080001-9 back arc' forth between the Foreign Center and Berlin, as well as literature and copy for local reproduction by the Berlin Technikuma The German security services understood that the Peichskuriere smuggled instructions, materiel, and funds into Germany from neigh boring Soviet diplomatic osta'.elishmcnts, The Durchrstelle (transit stations) offered an alternative courier system, Lj.ko the eichstechnikum,-Durchgargstelle headquarters were. originally in Saarbruclcen; later they moved to Holland. The Durchgangstolle opcratod its own couriers, one for each of the eight zones of Germany. ,1c.ch reported weekly to the Oberbozirl.sloitor to whom he was assignel for materials and communications s Monthly ro- ports wore made to ')urchgangstolle headquarters. Communications abroad wore effected largely through the German branch of the International of Seamen and Harbor W r-kers (ISH) under 'Ernst Wollweber. The de4,roe to -.hich centralized control disintegrated during the early years of ill.ogalit`, is illustrated by the case of Heinrich Wiatrek. Comrade ~.iat:-ek, a KPD militant since 1922, trained at the Lenin School in Moscow, was dispatched to Berlin as an organizer by the head of the Foreign Directorate (Auslandsleitung) at Prague in 1934, At Berlin he met his contact, a Communist from Wupporthal who offered him the post of Bezirksleiter Niedorrhein. I'Ho met the two tadvisorst (Obcrbdrtor) for Western Germany at Dusseldorf: One of .these advisers was responsible for Party activities, and the other for trade'unions. They came to the con- clusion that Wiatrek was too inexperienced and placed him in the No. 2 position (Orgieiter)'tc a man from Hamburg; knoti^an only as 1tFritzt. fiatrok, however, became Bozirkslcitor a month later when ?'Fritz ! was summoned to Prague. According to VTiatrok, there was no clear-cut delineation of functions within the Bozirksleitung. In his position, he was re- sponsible for D{zsselddorf and Solingen. His Nos. 2 and 3 wore assigned to other areas; and apparently a ctcd very much on their' own. Within his own area, ?;iatrok took charge of all activities, producing a paper which he wrote largely himself, and even acting as cashier. A courier from Berlin visited him regularly up to February 1935, a fact which indicates that the Reichsleitung man- aged to keep contact with at least one Bozirk until within a few weeks of its extinction. After that, he received his instructions from Amsterdam, via a woman courier who left them with the Bezirksleiter of I ittoirhein, from whom tiiatrok picked them up every Monday. He also had a weekly meeting with his Instrukteur from the ?uslandsleitung, Approved For Release 1999/08/2: CIA-RDP78-02546R000100080001-9 Approved For Release 1999/08/24: CIA-RDP78-02546R000100080001-9 The Instrukteur showed him an illegal publication which originated from the region and established the existence of a Communist group with which Wiatrek should be in touch. When Wiatrek (ad succeed after some yreeks in making contact with its leader, it proved to be the Leiter of the Untorbezirk Dusseldorf- Bilk -- one of his subordinates. This man, however, was extreme- ly suspicious, and Wiatrek had great difficulty in establishing that he and the instrukteur, who was also present, wore not Gestapo agents. They succeeded in obtaining his cooperation only after Vliatrok had agreed to a~number of conditions,., whose substance was that ho'would leave the Dusseldorf-Bilk area completely to its own devices." c. Decentralized Control. The failure to maintain a centralized direction of the K'D in Germany i.as recognized at the "Brussels" Con- ference, which was actually hold in ioscow in October 1935. A new and enlarged Central Committee was elected, and it was decided to de- centralize control by means of the Foreign Directorates, the Auslandsleitungen. The Auslands leitLinf;en. (See Charts, 'The'-KPD Foreign- Directorate Network;" and "Operations of a KID Foreign Directorate.." The SL's, which had been sot up in various neighboring countries from the beginning of the illegal period to serve as intermediate super- visory-communications centers between the Central Committee and Party elements in Germany, had assumed increasing importance as the structure in Germany disintegrated. Central Committee supervision over the work. of the ALts was assured by 477-VTertreter (representatives) who sat on them until January 1937, at which time the Triad system was introduced. By 1934, each AL was responsible for a specific area of the Itcich, to which it (ispatched Instruktoure, each assigned to a particular district, The following 1LIs have been. described: 1) AL-Zentrum, located first at Prague, then in Goteborg, and in Stockholm from 1939. It covered Borlin, Saxony, Hanover, and Brunswick. 2)' AL-!'lest, Amsterdam. Covered Niederrhein, Aachen, Hagen, Siegon, Fuhrgobiet, and Bielefeld. 3)' AL- Nord Copenhagen. Covered Hamburg, Schleswig-Holstein, Bremen, and the Baltic coast. Was also responsible for Communist refugees in Denmark, Norway, Sweden, and Iceland. 4) AL-Sud. Covered South Germany. 5) AL-Saar;ebiet. Covered the Saar. 6) AL-Sudwest established at Brussels in 1936. Covered Tlittelrhein, Approved For Release 1999/08/24: CIA-RDP78-025468000100080001-9 -"67 - Approved For Release 1999/08/24: CIA-RDP78-02546R000100080001-9 AL composition Varied from place to place, but generally in- cluded the following personnel: ZK Representative, acting as chief Chief ,of the Technical A,pparat Chief of the Border Station (Grenzstelle) Chief of the Emigrant Directorate (Emigrantenloitung) Representative of the German zone being serviced Representative of the Red j"iid (:tote Hilfo) In AL 1 s Holland, Belgium, and Denmark, the International of Seamen and Harbor Workers (ISH) was also represented. Although under nominal Central Committee supervision, the AL's necessarily acted with a?fair amount of. independence. As the AL1s gained in importance after 1935, and especially, from 1937, they built up extensive organizations. AL-Nord, headed from 1937 by `Ziatrek, consisted of the following; functionaries: No. 1 (P olloitor) ("7iatrek) No. 2 (Orgleiter) No. 3 (Agitpro??^lcitcr) Transit Agent (Gronzrl