DISSEMINATION OF AND HANDLING OF SENSITIVE INTELLIGENCE MATERIAL

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CIA-RDP80M01082A000100280001-4
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March 30, 2004
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1
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November 26, 1974
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Approved For Release 2004/04/01 CIA-RDP80M01082A000100280 UNITED STATES INTELLIGENCE BOARD SECURITY COMMITTEE SECOM-D-15 26 November 1974 STAT MEMORANDUM FOR. The Director of Central Intelligence SUBJECT Dissemination of and Handling of Sensitive Intelligence Material 1. As of 19 July 1974 all members of the USIB concurred in the Security Committee recommendations for "Dissemination of and Handling of Sensitive Intelligence Material" with the exception of DIA. 2. DIA expressed concern with three of the ten recommendations. The first two objections relate to the contention that participation of the NIOs in the domestic and overseas dissemination process of NIEs (as recommended by the Security Committee and as currently exercised) is not warranted. NIOs now exercise a simple overview of the total number of NIEs requested. DIA's third objection is to the recommen- dation that NIEs no longer be disseminated to military or civilian training facilities. 3. The D/DCI/NIO reviewed DIA's expressions of concern and proposed changes. He agreed with DIA that NIOs should not be super- imposed on the departmental determination of which overseas installa- tions should receive copies. He recommended that you override DIA's other two objections. 4. 1 attempted to work out these problems informally with DIA and the D/DCI/NIO. While the D/DCI/NIO found my compromise pro- 11 November 1974 that he continues to hold to the objections presented by Adm. de Poix. DIA's proposed changes and my compromise pro- posals are located on facing pages at the Tabs. I have attached also Adm, de Poix's original memorandum containing his objections, George Carver's memorandum to you addressing them and a routing slip re- flecting the D/DCI/NIO's acceptance of my proposed revisions. 5. Three alternatives are suggested: Attached is Chairman, Security Committee handout for USIB (20 January 1975) Approved For Release 2004/04/01 : CIA-RDP80M01082A000100 80001-4 Approved For Release 2004/04/01 : CIA-RDP80M0l082A000100280001-4 (A) That the item be scheduled for discussion at a USIB meeting. George Carver and I believe this is the best alternative. (B) That you override the DIA dissent and approve the Security Committee recommendations as modified by me and accepted by George Carver. (C) That you approve the DID. suggested changes. 6. In the case of alternative (A), the USIB Secretariat could circulate Adm, de Poix's memorandum to the USIB with a note explaining subsequent actions of the Chairman, Security Committee, and stating that the subject will be scheduled for USIB consideration at a Board meeting. If you approve alternative (B), a memorandum from you to I lexplaining why you elect not to accept DIA's proposal would be advisable. If you elect alternative (C), a memorandum to USIB to inform the members of the changes would be required. Chairman: Attachments APPROVE:.. Alternative (A) Alternative (B) Alterna~i(C 7 DEC 1974 W. E. Colby Director of Central Intelligence Approved For Release 2004/04/01 : CIA-RDP80M0l082A000100280001-4 MEM ANDUM F0 pro FF W6ase AA - 4/04/01: CIA-R Re attached memo from USIB Security mmittee on Dissemination and Handling of Sensitive Intelligence Material, recommend you approve Alternative A -o Air opposing views at a meeting of USIB. For whatever weight this may have I tend to go along with DIA on dissemination of selected' NLE1s to Senior Service Colleges - My experienc has been that they (the colleges) are much more careful and circumspect in handling sensitive documents than those of us who live with _ classified material d f ery day. 3 .Dec `:. (DATP FORM NO. REPLACES FORM 10-101 1 AUG 54 101 WHICH MAY BE USED. Approved For Release 2004/04/01 : CIA-RDP80M01082A000100280001-4 JAN 1975 Approved For Release 2004/04/01 CIA-RDP80M0l082A000100280001-4 In connection with the disagreement noted by the Director, DID., the Chairman, Security Comn ittee,proposes that: a. Recommendation No. 1, which originally read: That the dissemination of NIEs be considered on a case by case basis by the appropriate National Intelligence Officer acting in coordination with USIB Principals or their designees and that their considerations include the special needs of senior government officials and commanders below the NSC policy-making level as necessary to accomplish their missions and functions in support of NSC decisions.. be changed to read: "That departmental needs for NIEs be considered on a case by case basis by the USIi3 Principals or their designees in coordination with the appropriate National Intelligence Officer as to the total number of NIEs required by the departments and that their considerations include the special needs of senior government officials and commanders below the NSC policy-making level as necessary to accomplish their missions and functions in support of NSC decisions. " Approved For Release 2004/04/01 : CIA-RDP80M0l082A000100280001-4 Approved For Release 2004/04/01 : CIA-RDP80M0l082A000100280001-4 b. Recommendation No. 2, which-or! inallread: "That the appropriate National Intelligence Officer acting in coordination with USIB Principals evaluate requirements for dissemination of NIEs overseas to ensure that they are limited to those which are essential." be changed to read: "That the USIB Principals or their designees carefully evaluate requirements for dissemination of NIEs overseas to ensure that they are limited to those which are essential. " Approved For Release 2004/04/01 : CIA-RDP80M0l082A000100280001-4 Approved For Release 2004/04/01 : CIA-RDP80M01082A000100280001-4 c. Recommendation No. 6, which originally read: "That the practice of disseminating NIEs to military or civilian training facilities for reference use by students be discontinued. be changed to read: "That the practice of disseminating NIEs to military or civilian training facilities for reference use by students be discontinued. Any exception where use of NIEs is deemed essential for a special course or for continuing courses at a military or civilian training facility must be submitted to for approval. " Approved For Release 2004/04/01 : CIA-RDP80M01082A000100280001-4 Approved For Release 2004 gBa . 1- RDP80M01082A000100280001-4 Memorandum for Holders USIB-D-9. 1/25 12 December 1974 MEMORANDUM FOR HOLDERS OF USIB-D-9. 1 /25 SUBJECT Dissemination of and Handling of Sensitive Intelligence Materials REFERENCE USIB-D-9. 1/25, 14 May 1974 1. As of 12 July 1974, all USIB agency members had concurred in the Security Committee recommendations for Dissemination of and Handling of Sensitive Intelligence Material with the exception of DIA. 2. The attached memorandum from the Director, DIA, expresses concern with three of the ten recommendations. The first two objections relate to the contention that participation of the NIO s in the domestic and overseas dissemination process of NIEs (as recommended by the Security Committee and as currently exercised) is not warranted. DIA's third objection is to the recommendation that NIEs no longer be disseminated to military or civilian training facilities. These objections were reviewed by the Chairman, Security CormTdttee, the D/DCI/NIO and Director, DIA. After further examination, dvises that he continues to hold to the objections presented by Admiral de Poix. 3.. It is planned to schedule the reference, along with the Director, DIA' s memorandum, on a USIB agenda for discussion at. an early date to consider the objections raised by DIA. J 25X1 25X1 25X1 Approved For Release 200w l -C A-RDP80Mg1082A000100280001-4 ~JL Executive Secretary 25X1 Approved For Release 2004/04/01 : CIA-RDP80M01082A000100280001-4 Next 1 Page(s) In Document Exempt Approved For Release 2004/04/01 : CIA-RDP80M01082A000100280001-4 Approved For Release 2004/Ok C 4k bP80M01082A000100280001-4 USIB-D-9, 1/25 14 May 1974 UNITED STATES INTELLIGENCE BOAR D MEMORANDUM FOR THE UNITED STATES INTELLIGENCE BOARD SUBJECT : Dissemination of and Handling of Sensitive Intelligence Materials REFERENCES a. USIB-D- 9. 1/21, 7 September 1973 USIB-M-650, 20 September 1973, Item 4 25X1 1. The enclosed report and reference c. above were prepared for Board consideration in response to a Chairman, USIB, request that the Security Committee survey the dissemination and handling of National Intelligence Estimates (NIEs) and inputs to National Security Study Memoranda (NSSM) and examine current practices with respect to the handling of certain sensitive materials (references a. and b. ). 2. Because of its security classification, the second report (reference c.) was prepared and circulated separately. USIB ACTION REQUESTED 3. Board Members are requested to advise the Secretariat by close of business 24 May of their concurrence in or other views on the Security Committee recommendations that USIB: a. Note the attached report and approve the Security Committee recommendations 1-10 and the Findings which are contained in pages 7 through 17 of the report. b. Note reference c. , which is circulated under separate cover, and approve its findings (paragraph D. , page 6). 25X1 Executive Secretary Approved For Release 2004 k:JcI -RDP80M0 25X1 Approved For Release 2004/ j QQ- CIA-RDP80MO1082# ~ ?~Oq1~,, 14 May 1974 UNITED STATES INTELLIGENCE BOARD SECURITY COMMITTEE MEMORANDUM FOR: Chairman, United States Intelligence Board SUBJECT : Dissemination of and Handling of Sensitive Intelligence Materials REFERENCE : Memorandum for the Chairman, United States Intelligence Board, Security Committee, 24 September 1973; Same Subject 1. In accordance with your request as outlined in reference, the Security Committee has prepared two separate reports of survey. The attached Report of Survey: The Dissemination and Handling of National Intelligence Inputs to National Security Study Memoranda has been approved by the Committee and responds to that portion of your request contained in paragraph 2a of referent memorandum. A second Report of Survey dealing with the dissemination and hand- ling of materials within sensitive and narrowly-held sub-classifications of the major compartmented systems (IBSEC-T-2-73) is subject to special security controls and, therefore, is being forwarded under separate cover. 2. It is recommended that the U. S. Intelligence Board note the attached report and approve its findings and recommendations. Acting Chairman Security Committee, USIB Approved For Release 2004/04/01 : CIA-RD -4 CRET 25X1 25X1 Approved For Release 20 Attachment ffi4f014 F W2DP80M01082A00dibR8DT& ~-41' 2 5 14 May 19-4 UNITED STATES INTELLIGENCE BOARD SECURITY COMMITTEE REPORT OF SURVEY: THE DISSEMINATION AND HANDLING OF NATIONAL INTELLIGENCE ESTIMATES AND INPUTS TO NATIONAL SECURITY STUDY MEMORANDUM S E C R E T Approved For Release 2004/04/01 : CIA-RDP80M01082A000100280001-4 Approved For Release 20R4/Q4LOl G AIRDP80MO1082A000100280001-4 This report responds to a request by the Chairman, United States Intelligence Board, that the Security Committee survey the dissemination and handling of National Intelligence Estimates (NIEs) and inputs to National Security Study MemDranda (NSSM). The report is divided into two Parts: Part I addresses the matter of NIEs, and Part II deals with the .matter of inputs to NSSMs. Ten recommendations are included. In the conduct of its survey, the Security Committee concen- trated on the Departments of State and Defense, and the Central Intelligence Agency, because these proportionately receive the greatest numbers of copies of such materials. Approved For Release 2004/04/01 : CIA-RDP80M01082A000100280001-4 Approved For Release 2004/04/01 : CIA-RDP80M01082A000100280001-4 IBSEC-T-1-73 Approved For Release 2004/04/01 : CIA-RDP80M01082A000100280001-4 S E C R E T Approved For Release 2004/04/01 : CIA-RDP80M01082A000100280001-4 National Intelligence Estimates A. General National Intelligence Estimates (NIEs) are constructed to serve the requirements of those high policy-making individuals and groups that formulate national security policy: the President and members of the National Security Council, and various ad hoc interdepart- mental task forces. Until recently, the Director of Central Intelli- gence was assisted in the preparation of NIEs by the CIA Office of National Estimates and a Board of National Estimates. During October 1973, the DCI appointed a Deputy to the Director of Central Intelligence for National Intelligence Officers (D/DCI/NIO) and National Intelligence Officers to replace the ONE and the Board of National Estimates. The process of constructing an NIE necessitates examining relevant intelligence information and arriving at the best judgment of the intelligence community. This requires considerable research at the departmental levels; the preparation and coordination of draft NIEs throughout the community; and the attempt to resolve divergent S E C R E T Approved For Release 2004/04/01 : CIA-RDP80M01082A000100280001-4 Approved For Release 2004/04/01 : CIA-RDP80M0l082A000100280001-4 points of view. According to Mr. Sherman Kent, a former chairman of the Board of National Estimates, more than a thousand individuals have been involved in the preparation of a single NIE. NIEs have been produced at the rate of approximately forty a year for CYs 1970-72 (32 at the SECRET level, two at the TOP SECRET level, and six subject to special codeword controls). Of the above six produced at the codeword level, four were sanitized for non- codeword dissemination. A number are produced on a regularly scheduled basis, and thus represent an updating of a prior NIE. B B. Individual Access to NIE s It was found that regulatory procedures applicable to the protec- tion of classified intelligence information and materials, including compartmented intelligence information and materials, are adequate to prevent access by individuals not possessing the appropriate security clearance and/or access approvals; or, in the event of inadvertent disclosure to unauthorized individuals, to take corrective action. Consequently, the Security Committee has no recommen- dations in this area. The construction of NIEs necessarily involves considerable Approved For Release 204 04/01 : CIA-RDP80M0l082A000100280001-4 S E C R E T Approved For Release 2004/04/01 : CIA-RDP80M0l082A000100280001-4 expression of divergent principles and positions which must be reconciled. It is these divergent viewpoints which the mass media find of great interest. An example was the 18 June 1969 article appearing in the New York Times titled: "U. S. Intelligence Doubts Soviet First-Strike Goal. " The article reported an alleged difference of opinion between the intelligence community and the Department of Defense over Soviet "first- strike" capabilities. Although the article was suspected of having been based upon NIE 11-8-68, subject: Soviet-Strategic Attack Forces, an analysis of the article's contents by an ONE official suggested that the article had been based upon a draft version. The survey found that draft NIEs are controlled at the depart- mental level by officials serving as focal points for the NIE input and coordination processes. A sufficient number of copies are requested to achieve the necessary internal staffing, and the draft copies are disseminated on a case by case basis consistent with the need-to-know principle. D. Dissemination of NIEs The USIB previously expressed concern about the apparent broad dissemination of NIEs in October 1969 and again in May 1973. - 4 - S E C R E T Approved For Release 2004/04/01 : CIA-RDP80M0l082A000100280001-4 Approved For Release 2004/"/L1 pC~A DP80M01082A000100280001-4 In response to the Chairman's expression of concern in 1969, CIA, NSA, and DIA significantly reduced their dissemination. Since that time, however, dissemination has again reached the pre-1969 levels. In 1973 it was suggested that USIB Principals tailor the distribution of NIEs on a case by ease basis, and DIA and State were specifically asked to reduce the number of NIE copies they normally request. DLA reports that it has reduced standard dis- tribution from 212 SECRET and TOP SECRET NIEs to an average of 145 copies and that distribution of codeword NIEs is less than half that number. State advises that it has long considered dis- semination of NIEs on a case by case basis; therefore, the number of copies it requests is not in excess of basic departmental needs. As one basis for its examination of NIE dissemination prac- tices, the Security Committee used two recent estimative reports: SNIE 11-4-73 (TOP SECRET codeword) and NIE 11/13/6-73 (classified SECRET). Beginning with dissemination lists provided by ONE, the Committee then proceeded to ascertain further dissemination of the reports made from the departmental levels of the Department of Defense, State, and CIA. The full dissemination of these NIEs is provided in two attachments to this report. Approved For Release 20A/6491 044.DP80M01082A000100280001-4 S E C R E T Approved For Release 2004/04/01 : CIA-RDP80M01082A000100280001-4 Through the results of this exercise, combined with questioning of individuals involved in the NIE dissemination process, the Com- mittee identified four conditions which influence the extent of NIE dissemination. 1. Intended to assist NSC-level policy-making officials, NIEs are also serving as an informational vehicle for officials in policy support activities below the NSC level. 2. Dissemination below the departmental level is a departmental decision. 3. Habit has led to considerable reliance upon standard dissemination list and a dissemination philosophy which tends to include rather than exclude in cases of doubt. 4. Internal departmental dissemination is influenced by internal pressure for broader dissemination. In the opinion of the Committee, condition (1) results from a valid requirement for senior government officials and commanders below the NSC level to have access to certain national intelligence in order to accomplish their missions and functions in support of NSC decisions. Despite the fact that the NIE, by definition, is not Approved For Release 2004/04/0: CIA-FDP80M01082A000100280001-4 S E C R E T Approved For Release 2004/04/01 : CIA-RDP80M01082A000100280001-4 intended for this purpose, the Committee feels that in the dissemina- tion of NIEs the special needs of such officials and commanders should continue to be taken into consideration. Nevertheless, the Committee believes that the current dissemination of NIEs could be reduced con- siderably if the topical interests of the prospective recipients were taken more fully into consideration in each case. In the further opinion of the Security Committee, the continuation of conditions (2), (3), and (4) above will perpetuate the erratic dissem- ination patterns of the past. It is considered desirable to establish a procedure for review of the dissemination requirements for NIEs. This procedure should be exercised by the USIB Principals or their designees and by an external officer associated with the material. Recommendation No. 1: That the dissemination, of NIEs be considered on a case by case basis by the appropriate National Intelligence Officer acting in coordination with USIB Principals or their designees, and that their considerations include the special needs of senior government officials and commanders below the NSC policy-making level as necessary to accomplish their missions and functions in support of NSC decisions. Approved For Release 2004/O4/0 RC14-DP80M01082A000100280001-4 S E C R, E T Approved For Release 2004/04/01 : CIA-RDP80M0l082A000100280001-4 The dissemination of NIEs to U. S. overseas installations consti- tutes a particular security risk because of the proximity of these installations to hostile foreign intelligence services. It was found that, except in cases of certain especially sensitive NIEs, there is dissemination of NIEs overseas--to U.S. Ambassadors, CIA Station Chiefs, and U.S. military commands headquartered abroad--whenever the subject matter appears to be in any manner germane to the officials' areas of responsibility. The decision to disseminate to particular U. S. overseas installations is, in practice, left to the departments concerned. In some cases, departmental dissemination procedures involve levels of review; however, such reviews fre- quently result in additions, rather than deletions, to the list. To l some extent, such overseas dissemination appears to be prompted by considerations not immediately related to the NSC policy-making function, and as necessary to support NSC decisions. Recommendation No. 2: That the appropriate National Intelligence Officer, acting in coordination with USIB Principals, evaluate requirements for dissemination of NIEs overseas to ensure that they are limited to those which are essential. Dissemination of NIEs to foreign governments is a matter con- sidered by USIB on a case by case basis, and the Committee has no recommendation concerning this subject. Approved For Release 2004/04/01 :gC.JA-RDP80M01082A000100280001-4 Approved For Release 2004/04/01 : CIA-RDP80M01082A000100280001-4 E. Copying Practices Other than as provided for in departmental interpretation of Executive Order governing the handling of classified information, there exists no explicit prohibition against reproduction of NIEs. No evidence was developed that final NIEs are being copied or re- produced. This may be because it is convenient to request additional copies. The Security Committee noted that there was no caveat appearing on the NIE prohibiting reproduction. Recommendation No. 3: That security instructions accompanying NIEs include the statement "NOT TO BE REPRODUCED. " F. Extracting Information from NIEs At the 2 October 1969 meeting of the Board, the members con- curred in the Chairman's request that the Executive Secretary be informed in advance of any proposal to quote or extract information from an NIE in any other document or mess age which is to be dis - seminated, particularly overseas, to an individual who would not otherwise have access to the basic NIE. The Executive Secretary was to record and coordinate each request as appropriate, checking particularly into the possibility of any sensitive problems which might be involved (USIB-D-2. 1/21, dated 6 October 1969). The Chair- man stated that the request was not intended to apply to the Secretary _ 9 _ Approved For Release 2 0 ( # / P _ 4 k 0 1 Q DP80M01082A000100280001-4 S E C R E T Approved For Release 2004/04/01 : CIA-RDP80M0l082A000100280001-4 of State or the Secretary of Defense, if they felt the need was urgent. He concluded by noting that hard and fast rules were difficult to apply in this regard and that the rule of reason should prevail. The Executive Secretary of USIB advises that only four requests have been received and considered pursuant to this request, the last being on 6 July 1973. Perhaps in partial explanation of this paucity, it is noted that DoD and State instructions implementing this request exempted information extracted from an NIE which was paraphrased, properly caveated, and not attributed to the NIE. Recommendation No. 4: That the United States Intelligence Board reaffirm the guidance in USIB-D-2. 1/21 (attached as C) and that each USIB Principal review the implementing instructions of his department or agency to ensure that the sense of this guidance is being applied. G. Library or Reading Room Access DIA reports that dissemination to and access at library and/or reading room facilities of NIEs is severely restricted. When dis- seminated to such facilities, they are not displayed or provided voluntarily for research. State Department advises that there was no indication that NIEs are available in any library or reading room type of operation. ONE reports .that copies of "sensitive" estimates Approved For Release 2004/a4/01 rCI-I2DP80M01082A000100280001-4 SECRET Approved For Release 2004/04/01 : CIA-RDP80M0l082A000100280001-4 are not sent to the Agency's library service, but others are, and that "need-to-know" is generally presumed based upon a requestor's interest in seeing the report, provided he possesses the appropriate security clearance(s) controlling the particular estimate. Recommendation No. 5: That controls be established at library and/or reading rooms where NIEs are maintained to ensure a need-to-know determination is made by senior officials prior to providing individual access. H. Access at Military Training Facilities and Similar Civilian Institutions DIA policy provides for the use of NIEs as reference material for student theses at the military joint colleges. This policy states that joint colleges are provided copies of NIEs for background use and information. When the faculty of the college determines that a U. S. student has the requisite clearances and need-to-know, he may be given access to an NIE for background study in the preparation of a thesis or other study projects. Information may be extracted, in paraphrased form and without attribution to an NIE, when per- mitted by the classification and caveats of the NIE. In this connection, the policy states that all NIEs. shall be treated as NOFORN DISSEM Approved For Release MAW: bI4RbP80M01082A000100280001-4 Approved For Release 2004/04/01 : CIA-RDP80M0l082A000100280001-4 and CONTROLLED DISSEMINATION, which would prohibit the dissemination of any theses containing material derived from an NIE to any non-governmental activity. State Department official staff representatives at joint colleges also receive one copy of NIEs for their information. As demonstrated by the attached dissemination list, other military training facilities also receive NIE s . CIA's Office of Training also receives SECRET and TOP SECRET NIEs routinely, and by special request, codeword NIEs. In most instances, these are used only for faculty reference purposes and to demonstrate a national intelligence product for the benefit of students. In at least one course, however, the students are assigned study projects which require working with an NIE and other national intelli- gence publications. The Committee believes that the practice of allowing student access to NIEs at military training facilities and similar civilian institutions greatly increases the problem of limiting access. While sympathetic to the needs of such institutions, it, is believed that other substitute materials should be found. Recommendation No. 6: That the practice of disseminating NIEs to military or civilian training facilities for reference use by students be discontinued. - 12 - Approved For Release 20(b4/p4/@1CLhADP80M01082A000100280001-4 Approved For Release 2004M4/D1P'6ATRDP80M01082A000100280001-4 National Security Study Memoranda A. General The National Security Study Memoranda process is a system- atized procedure by which the President directs the attentio i of the Executive Branch of Government to national security issues. Topics addressed by NSSMs range from broad ("U. S. Policy Toward X Country") to narrowly focused studies ("Chilean Debt Renegotiations"). There were 85 NSSMs issued in 1969; 26 in 1970; 32 in 1971; 23 in 1972; and 23 issued to November 1973. NSSMs issued over the signature of the Assistant to the President for National Security Affairs are sent to members of the Senior Review Group (Secretary of State, Secretary of Defense, Director of Central Intelligence, and Chairman, Joint Chiefs of Staff) and to other entities when the subject matter is appro- priate. For example, NSSM 149, "U. S. - PRC Trade, " was also sent to the Secretary of the Treasury, Secretary of Agriculture, and the Secretary of Commerce. NSSMs are prepared upon direction of the National Security Council. Action is assigned to either a National Security Council Interdepartmental Group or to an Ad Hoc Committee. The response is submitted to the National Security Council Staff for review and is Approved For Release 2004/04/01 : CIA-RDP80M01082A000100280001-4 Approved For Release 2004/04/01 : CIA-RDP80M01082A000100280001-4 then forwarded to the National Security Council Secretariat for con- sideration by the Senior Review Group. The Senior Review Group examines the paper and determines further disposition of the NSSM response. This disposition may be a request for additional input; the forwarding of the NSSM response to the NSC; issuance of a National Security Decision Memorandum (NSDM) by the President; or referral to the Under Secretaries Committee for follow-up action. The Director of Central Intelligence serves as the intelligence advisor to the National Security Council. In this connection, his primary role is to provide the National Security Council, its mem- bers and its supporting mechanisms, with the information and judg- ments about foreign developments which they need to formulate and implement national security policy. The DCI is a member of most of the committees within the NSC structure: the Senior Review Group, Under Secretaries Committee, 40 Committee, Intelligence Committee, Defense Programs Review Committee, and the Verification Panels on SALT and on Mutual and Balanced Force Reduction. The DCI uses the expertise of the Central Intelligence Agency to provide intelligence inputs to any of the National Security Council Groups. Because NSSM tasking papers are addressed by the Presi- dent's Advisor for National Security Affairs to the Secretaries of S E C R E T Approved For Release 2004/04/01 : CIA-RDP80M01082A000100280001-4 Approved For Release 2004/04/01 CIA-RDP80M01082A000100280001-4 Sate and Defense in addition to the DCI, the task representatives from State/INR and DIA are designated by their respective depart- mental heads. Unlike the NIE process, the intelligence inputs to NSSMs involve only a limited number of individuals, all working in the Washington, D.C., area. B. Findings The Security Committee found that NSC procedures governing the tasking and intelligence responses to NSSMs are well documented and generally adhered to. A major problem, however, exists in the area of the production of inputs to the NSSM process. Departmental and agency procedural statements and regulations governing the production of intelligence inputs to NSSMs are in need of revision, because they have been outdated by reorganizations and reassignment of functions. Consequently, the production of intelli- gence inputs to NSSM has come to be handled more and more on an ad hoc basis. This lack of a systematized approach to the production of NSSM intelligence inputs creates administrative and procedural problems which spill over into the matter of security. Individuals are fre- quently given tasks for which they do not possess appropriate Security Access Approval to handle; individuals are given tasks Approved For Release 2004/04/01 : CIA-RDP80M01082A000100280001-4 SECRET Approved For Release 2004/04/01 : CIA-RDP80M01082A000100280001-4 without stated authority to task other elements for inputs, thus resulting in the involvement of a greater number of individuals to justify the requirements than would be necessary under a more regularized, streamlined management approach; and ad hoc proce- dures of questionable security practice are frequently resorted to, i. e. , the use of unsecure telephones and the excessive and uncon- trolled reproduction of draft reports to achieve coordination. C. Recommendations Recommendation No. 7: That USIB Principals effect a revision and updating of departmental and agency instructions and regula- tions related to the production of intelligence inputs to NSSMs, and that such revisions provide for central authorities responsible for coordinating NSSM intelligence inputs, vested with authority to task other such departmental and agency elements as may be required. Recommendation No. 8: That each department and agency participating in the production of intelligence inputs to NSSMs establish registries responsible for controlling all draft copies, with sole authority to duplicate and control reproduction. Approved For Release 2p(~4/(~4/W1 CIA-RDP80M01082A000100280001-4 Approved For Release 204&4/& ~C -IZDP80M01082A000100280001-4 Recommendation No. 9: That each department and agency participating in the production of intelligence inputs to NSSMs maintain a roster of individuals assigned to the response task or otherwise made privy to the activity. Recommendation No. 10: That telephone discussions related to the production of intelligence inputs to NSSMs be restricted to secure voice communications systems or secure long-distance zerography, and that working groups be provided secure working environments for their activities. Approved For Release 2004/04/01 : CIA-RDP80MO1082A000100280001-4 S E C R E T Approved For Release 2004/04/01 : CIA-RDP80M01082A000100280001-4 ATTACHMENT A DISSEMINATION LIST NIE 11/13/6-73 POSSIBLE CHANGES IN THE SINO- SOVIET RELATIONSHIP S E C R E T Approved For Release 2004/04/0118CIA-RDP80M01082A000100280001-4 Approved For Release 2004/06'1-: &A-fDF80NT01082A000100280001-4 OVERALL EXCLUDING CIA Copy I The President 2 Henry A. Kissinger Assistant to President, National Security Affairs 3 President's Foreign Intelligence Advisory Board Attn: Mr. Wheaton B. Byers 4 Secretary of State 5 Assistant Secretary of State for European Affairs Room 6 Assistant Secretary of State for East Asian & Pacific Affairs 7 Secretary of the Treasury Attn: Special Assistant for National Security Affairs 8-12 Department of the Treasury Attn:* Special Assistant for National Security Affairs 13 -17 Secretary of Defense 18-24 National Security Council 1 - Mr. Andrew Marshall 1 - Mr. Robert R. Ratliff 5 - Information Liaison 25 Office of Management and Budget Attn: Mr. Arnold Donahue Approved For Release 2004/04/01 : CIA-RDP80M0l082A000100280001-4 Approved For Release 2004 04/21 :CCIARyP8gM01082A000100280001-4 26 Department of State Director, Bureau of Intelligence & Research 27-131 Bureau of Intelligence & Research 132-196 DLA ATTN: DS-4C 197-203 Department of the Army Assistant Chief of Staff for Intelligence (ACSI) 204-223 Department of the Navy Naval Intelligence Command (NIC) 224-230 Department of the Air Force Assistant Chief of Staff, Intelligence (AF/INA) 231-235 National Security Agency Director, NSA (CREF/CDE) 236-237 Atomic Energy Commission Division of International Affairs 238 Federal Bureau of Investigation Assistant to the Director 239-240 Director, National Indications Center 241-248 Department of Defense Assistant Secretary of Defense (International Security) 249-250 Assistant Secretary of Defense, Systems Analysis 251-252 Director of Defense Research & Engineering 253-272 Joint Chiefs of Staff Approved For Release 2004/04/01 :JA-RDP80M01082A000100280001-4 Approved For Release 2004/g4/q4 :IADf80V101082A000100280001-4 Copy 273 DCI 274 DDCI 275 O/PPB 276-278 D/DCI/IC 274-280 Special Asst for SAL 281 USIB/S 282-286 DD/I 287 DDI/Special Research Staff 288 DD/O 289 DD/M&S 290 DD/S&T 291 Inspector General 292-315 Office of National Estimates 25X1 316 S E C R E T Approved For Release 2004/04/01 ?- lA-RDP80M01082A000100280001-4 S E C R E T Approved For Release 2004/04/01 : CIA-RDP80M0l082A000100280001-4 318-320 321-323 324-356 Office of Basic & Geographic Intelligence (OBGI) 2 USIA (awaiting USIB approval) 9 stockpiled 357-359 360-366 367-371 372-373 374-375 376-397 OCI/OPSCEN Attn: Mr. V. Heyman OER OSR DDI/IRS NPIC/Ref 398-399 DDM&S/Off. of Joint Computer Support 400 Office of Logistics /PS 401 Office of Medical Services 25X1 25X1 22 Approved For Release 2004/04/01 : CIA-RDP80M0l082A000100280001-4 E E Approved For Release 2004/04/01: CIARDP80M01082A000100280001-4 402-409 Office of Training 410 Archives 411 Presidential Library.A-18 412-471 Records Center (Stock copies) 472-474 Office of Weapons Intelligence (OWI) 475 OEL 476 OSA 477-479 OSI S E C R E T 23 Approved For Release 2004/04/01 : CIA-RDP80M01082A000100280001-4 Approved For Release 200/0/01q C4-FbP&M01082A000100280001-4 DEPARTMENT OF DEFENSE DISSEMINATION No. of Copies 'Secretary of Defense 7 *Assistant Secretary (International Security Affairs) 8 =Director of Defense Program Analysis and Evaluation 2 'Deputy Director for Research & Engineering 2 'Office of the Joint Chiefs of Staff 20 *Assistant Chief of Staff for Intelligence, Department of the Army "Director of Naval Intelligence Department of the Navy ,Assistant Chief of Staff, Intelligence, Department of the Air Force Defense Intelligence Agency 65 Deputy Chief of Staff for Military Operations 3 Assistant Chief of Staff for Force Development 1 Chief of Research and Development 1 US Army Material Command 1 JFK Center - Military Assistance 1 US Army Foreign Science & Technology Center 1 US Army Forces Command 1 Continental Army Command Tactical Intell Center 1 US Army Air Defense Command 1 US Army Alaska 1 US Army Pacific 2 US Army Europe (Heidelberg, Germany) 2 US Army Southern Command (Quarry Hts., Panama CZ) 1 Army War College 1 "Direct dissemination by CIA. 2.4 Approved For Release 2004/04/01 : CIA-RDP80M0l082A000100280001-4 Approved For Release 29044Q4/81 :RCIARpf80M01082A000100280001-4 Missile Intelligence Agency 1 SAFEGUARD System Manager 1 Commander in Chief US Navy Europe (London, England) 1 Commander in Chief US Pacific Fleet 1 Commander Second Fleet (Afloat) I Commander Seventh Fleet (Afloat) I Commanding General Fleet Marine Forces Pacific 1 Atlantic Intelligence Center I Fleet Intelligence Center Europe I Fleet Intelligence Center Pacific I Naval War College I Marine Corps Development & Education Command, Quantico I Air. Force Systems Command I Pacific Air Force 1 US Air Force Europe (Ramstein AFB, Germany) 1 Air Force Security Service I Foreign Technology Division I Air University I Commander in Chief Alaska I Commander in Chief US European Command (Heidelberg, Germany) 2 Commander in Chief Continental Air Defense Command I Commander,.in Chief Strategic Air Command 2 Defense Nuclear Agency I Joint Strategic Target Planning Staff 1 Armed Forces Staff College I Industrial College of the Armed Forces I National War College I DIA (Deputy Director for Collection & Surveillance) I DIA (Secretary, External Affairs Division, USIB & CIA Office) 3 DIA (Deputy Director for Intelligence) 5 DIA (Deputy Director for Estimates) 4 5 (STOCK) S E C R E T Approved For Release 2004/04/01?SCIA-RDP80MO1082A000100280001-4 Approved For Release 2004/04/01 : CIA-RDP80M01082A000100280001-4 S E C R E T DEPARTMENT OF STATE DISSEMINATION Copy No. Secretary of State Assistant Secretary of State for European Affairs Assistant Secretary of State for East Asian and Pacific Affairs Director, Bureau of Intelligence and. Research 6 26 Bureau of Intelligence and Research (Intelligence Analysts) Planning and Coordination Staff 42 to 44 Department Duty Officer, Operations Center 45 Bureau of Politico-Military Affairs 46 to 47 U. S. Arms Control and Disarmament Agency 48 to 49 Bureau of European Affairs 50 to 54 Soviet Affairs NATO and Atlantic Political -Military Affairs Bureau of East Asian and Pacific Affairs 55 to 57 Bureau of Near Eastern and South Asian Affairs 58 Bureau of African Affairs 59 Bureau of International Organization Affairs, Office of united National Political Affairs 60 Office of the Legal Adviser 61 Bureau of Economic and Business Affairs 62 Foreign Service Institute 63 Office of the Secretary 64 to 67 Approved For Release 2004/04/01 Z61A-RDP80M01082A000100280001-4 25X1 Approved For Release 2004/04/01 : CIA-RDP80M01082A000100280001-4 Approved For Release 2004/04/01 : CIA-RDP80M01082A000100280001-4 S E C R E T Approved For Release 2004/04/01 : CIA-RDP80M01082A000100280001-4 25X1 SOVIET STRATEGIC ARMS PROGRAMS AND DETENTE: WHAT ARE THEY UP TO? S E C R E T Approved For Release 2004/04/01 : CIA-RDP80M01082A000100280001-4 Approved For Release 2004 0401 cCIA-RbP8TOM01082A000100280001-4 OVERALL EXCLUDING CIA Copy 1 The President VIA: Dr. Kissinger 2 Special Assistant to the President for National Security Affairs (Dr. Kissinger) 3 The Vice President VIA: Brig. Gen. J. M. Dunn 4-16 The President's Foreign Intelligence Advisory Board VIA: Mr. Wheaton. B. Byers 17 Office of Management and Budget 18 Mr. Andrew Marshall National Security Council 154 L. G. Robertson National Security Council 19 The Secretary of the Treasury 20 The Secretary of State (INR/RCI) 21-25 The Department of State The Director of Intelligence and Research (INR/RCI) 26-27 United States Arms Control and Disarmament The Director (INR/RCI) 172 State, for Ambassador Johnson 29 Approved For Release 2004/04/01 : CIA-RDP80M01082A000100280001-4 Approved For Release 2004/04/01 : CIA-RDP80M01082A000100280001-4 S E C R E T 28-39 The Secretary of Defense 30-31 The Joint Chief of Staff 32-81 Defense Intelligence Agency 181-190 83-84 National Security Agency 85 Atomic Energy Commission 86 Federal Bureau of Investigation Assistant Director (via DDI) Approved For Release 2004/04/01 : CIA-RDP80M01082A000100280001-4 Approved For Release 2004/04/01 : CIA-RDP80M0l082A000100280001-4 S E C R E T INTERNAL CIA Copy 82 Chairman, GMAIC 87 Director, National Indications Center 88 89 -90 91-92 149 93 94-96 97-98 Pentagon Director, DDI/I.AS NPIC Chairman, COMIREX COMIREX Staff 99 DCI 100 DDCI 101 Inspector General 102-103 D/DCI/IC 171 104-105 DDS&T 106 ODE /DDS& T 107-110 O/WEAPONS INTELLIGENCE S E C R E T Approved For Release 2004/9+/01 : CIA-RDP80M0l082A000100280001-4 Approved For Release 2004/04/01 : CIA-RDP80M01082A000100280001-4 S E C R E T 111-113 OSI 114-115 O/DDI 116-121 CRS/ADD/SS 122-125 OER 126-142 OSR 152 155 168 173 143 -144 OCI 145-146 DDI/IRS 147 DDI/SRS 148 Chief, PPI3 150 Scientific Intelligence Committee 156 Chairman, JAEIC 157-161 OPS CEN (Attn: 153 162-166 ONE Staff 170 167 ONE/RR Development File 169 Assistant to DCI 151 175-179 ONE Reading Room S E C R E T Approved For Release 2004/04/01 : CIA-RDP80M01082A000100280001-4 32 25X1 Approved For Release 2004/04/01 : CIA-RDP80M01082A000100280001-4 191-198 Supplementer Distribution to Records Center 199 Pres. Library 200 Archives 33 Approved For Release 2004/04/01 : CIA-RDP80M01082A000100280001-4 Approved For Release 20&/(4/6: 6IA-DP80M01082A000100280001-4 DEPARTMENT OF DEFENSE DISSEMINATION Copy No. CINCSOUTH - Panama 58 CINCEUR - Europe 61 CINCREDCOM - Florida 62 CINCLANT - Norfolk 63 CINCALCOM - Alaska 64 CINCPAC - Hawaii 65 CINCONAD - Colorado Springs, Colo 66 CINCSAC - Offut AFB, Neb 67 Army 181-183 Navy 69-76, 60, 28 USAF 184-189 CINCUSNAVEUR - London 68 Foreign Technology Division - Ohio 77 Foreign Science & Technology Center - Charlottesville, Va. 81 Missile Intelligence Agency - Alabama 80 USAFE - Germany 78 USAREUR ,- Germany 79 AFSC - Andrews AFB 190 SALT - Geneva 55 DoD and DIA ( Internal) (All other copies) SECDEF DEPSECDEF ASD/Intell ASD/AE DDR&E DDPA&E CJCS DJS (29_ thru 54) J-3 J-5 OSD DI-Approved For Release 2004/04/01 :ICI -RDP80M01082A000100280001-4 S E C R E T Approved For Release 2004/04/01 : CIA-RDP80M0l082A000100280001-4 DEPARTMENT OF STATE DISSEMINATION 20 The Deputy Secretary of State 21 The Under Secretary for Political Affairs The Under Secretary for Security Assistance 22 The Assistant Secretary of State for European Affairs The Deputy Assistant Secretary for European Affairs 23 Director Bureau of Politico-Military Affairs Deputy Director Bureau of Politico-Military Affairs Director Planning and Coordination Staff Deputy Director Planning and Coordination Staff 24 Director Bureau of Intelligence and Research Three Deputy Directors Bureau of Intelligence Research 25 Various Intelligence Analysts in the Office of Current Intelligence 26 & 27 Sent to U. S. Arms Control and Disarmament Agency for retention 172 Ambassador at Large Johnson S E C R E T 35 Approved For Release 2004/04/01 : CIA-RDP80M0l082A000100280001-4 ~,-,rr, Attachment C Approved For Release 2004/04~~ 1 ~P80MO1082A000100280001-4 USIB-D-9. /2 USIB--D-2. 1/21 6 October 1969 UNITED STATES INTELLIGENCE BOAR D MEMORANDUM FOR THE UNITED STATES INTELLIGENCE BOARD SUBJECT : Dissemination of National Intelligence Estimates REFERENCE : USIB-D-2. 1/20, 29 August 1969 (Memorandum for USIB Principals) 1. In opening the discussion on this sv.bject during the executive session at the 2 October Board meeting the Chairman noted that in August (see reference) he had requested each USIB Principal to review two questions regarding this subject: a. The large number of copies of estimates being disseminated. b. The practice of quoting or extracting information from national intelligence estimates in other documents or messages, particularly those going overseas. 2. In regard to question a. above, the CIA, NSA and DIA Members reported that they would be able to reduce significantly the number of copies distributed within or by their respective departments or agencies. Mr. Helms commented that these reports were most encouraging and thanked the Board Members for their cooperation. In order to hold down the distribution of NIEs he requested that each USIB Principal continue to. give attention to this problem, and that the Board review the situation periodically. Subsequent to the meeting Mr. Abbot Smith asked the USIB Secretariat to transmit his request that each USIB Principal furnish the Secretariat within a few days their requirements for normal distribution for the follov=;-ing: (1) SECRET NIEs, (2) SECRET SNIEs, (3) TOP SECRET NIEs, (4) TOP SECRET SNIEs, (5) ALL SOURCE NIEs and (6) NIPPs. Mr. Smith noted that special restricted dissemination will continue to be determined on an ad hoc basis. Approved For Release 2004/04/01 : CIA-RDP80MO108 SECRET 25X1 SECRET Attachment C Approved For Release 2004/04/01 : CIA-RDP80M01082A000100~ fX4- 9. ! /7-5 USIB-D-2.1/21 6 October 1969 3. Regarding question 1. b, above the Chairman indicated that he wished to achieve better coordination and control over this practice, but that he did not intend that it be prohibited. Specifically, he requested that each USIB Member department or agency check with the Office of the DCI in advance, even by telephone if necessary, regarding any quotations or extracts from NIEs which they proposed to use in documents or messages to individuals who would not otherwise have access to these estimates. Mr. Helms explained that this pro- cedure would be helpful in making it possible to: a. Know what was being done. b. Raise the flag if there were any particularly sensitive problems involved. He stated that this request was not intended to apply to the Secretary of State and the Secretary of Defense if they felt the need were urgent. Mr. Helms concluded his remarks by noting that hard and fast rules were difficult to apply in this regard and that the rule of reason should prevail 4. The Board then concurred in the Chairman' s request that the Executive Secretary of USIB should be informed in advance of any proposal to quote or extract information from a National Intelligence Estimate in any other document or message which is to be disseminated, particularly overseas, to an individual who would not otherwise have access to the basic NIE. The Executive Secretary will record and coordinate eac . request as appropriate, checking particularly into the possibility of any sensitive problems which might be involved. Approved For Release 2004/04/01 : CIA-RDP80M01082A000100280001-4 SECRET