THE GUARULHOS POLTERGEIST: A REASSESSMENT OF ANDRADE S (1984) MONOGRAPH
Document Type:
Collection:
Document Number (FOIA) /ESDN (CREST):
CIA-RDP96-00792R000700350001-2
Release Decision:
RIFPUB
Original Classification:
U
Document Page Count:
8
Document Creation Date:
November 4, 2016
Document Release Date:
August 25, 2003
Sequence Number:
1
Case Number:
Content Type:
OPEN
File:
Attachment | Size |
---|---|
CIA-RDP96-00792R000700350001-2.pdf | 1001.85 KB |
Body:
Approved For Release 2003/09/10 : CIA-RDP96-00792R000700350001-2
THE SOCIETY FOR PSYCHICAL RESEARCH
1, Adam and Eve Mews, London W8 6UG
Telephone: 071 937 8984
The office and library are open to members on Tuesday, Wednesday and
Thursday afternoons only from 2 to 5 pm.
The Society for Psychical Research was founded in 1882. Its purpose is to
examine without prejudice or prepossession and in a scientific spirit those
faculties of man, real or supposed, which appear to be inexplicable on any
generally recognized hypothesis. Inquiries about membership should be
addressed to the Secretary at the above address. The annual subscription to the
Journal is #20.00/$36.00 which includes four issues.
Any well-attested information bearing on subjects within the Society's field of
interest will be gratefully received, whether from members or from others. The
Society does not hold or express corporate views. Any opinions expressed
in its publications are, therefore, those of the authors alone.
OFFICERS 1989-1990
President
Dr Alan Gauld, M.A., Ph.D.
Vice-Presidents
Dr John Beloff, B.A., Ph.D. Professor A. J. Ellison, D.Sc. (Eng), C.Eng.
Mrs K. M. Goldney, M.B.E. Renee Haynes, M.A. Mr Andrew MacKenzie
A. T. Oram, F.C.A., Professor D. J. West, M.D., Litt.D., M.R.C. Psych.
Professor Ian Stevenson, M.D.
Hon. Secretary Ralph Noyes B.Sc.
Hon. Treasurer A. D. Cornell, M.A. Secretary Eleanor O'Keeffe
Honorary Computer Research Coordinator Betty Markwick, B.Sc.
Honorary Spontaneous Cases Liaison Officer John W. Stiles
Honorary Education Officer Bernard Carr PhD.
Local Centres and Research Coordinator Jane Henry, B.A.
0037-1475/90 $3.00
Editor: John Beloff
Review Editor:
THE GUARULHOS POLTERGEIST: A REASSESSMENT OF
ANDRADE'S (1984) MONOGRAPH
by MIcuIiI.-ANGi, AMORIM
A presentation is made of an RSPK investigation conducted over several years, in
the suburbs of Sao Paulo, Brazil. A monograph describing the case, and
interpretations of the phenomena, was published in Portuguese by H. G. Andrade
and his collaborators at the IBPP, in 1984. Based on the phenomena reported
during the interviews of family members and other witnesses, Andrade interprets
the case in terms of discarnate agents and black magic rites. The purpose of the
present pages is to describe the Guarulhos poltergeist in some detail, and to explore
an alternative interpretation of the phenomena, one based upon the living agStrf
hypothesis, and related factors, such as religious context, expectancies;-and
possible personality disorders.
While recently some Western authors,from foreign countries seem to be more
and more interested in `Brazilian Psi' wbtethcr from a clinical, anthropological
or research perspective, some local investigators are also active in the field. For
50 years H. G. Andrade, director of the Brazilian Institute of Psychobiophysical
Research (IBPP), and his collaborators have dealt primarily with spontaneous
cases like poltergeists. In 1984 he published an extensive review of a case, taking
place in the Greater Sao Paulo, in a monograph entitled `O Poltergeist de
Guarulhos'. Andrade and his collaborators did not witness the RSPK events
themselves but visited the family 7 times (between 1973 and 1984) and collected
about 6 hours of tapes from various witnesses, some of whom were members of
the family and some not. They also took numerous photographs of damaged
objects and people who had been physically attacked. The aim of this paper is to
present this RSPK case, apparently rich in macro-PK events, to the larger
parapsychological community and also to present alternative interpretations of
the reported events. As we shall see, Andrade opts for a `spiritist' account; yet the
living agent hypothesis, which he considers `a reductionist hypothesis' (p. 69),
may be more parsimonious.
The investigated poltergeist is of special interest on several accounts. First, the
disturbances extended over a period of I I years (a chronological summary will
follow outlining the main events). Second, they seemed to follow part of the
family despite several relocations. Finally the RSPK case involved particularly
dramatic phenomena, like spontaneous fires, apports, possession trances,
apparitions and cut phenomena on furniture and persons.
THE PROTAGONISTS
Marcos a plumber, aged 29 years, inhabitant of Guarulhos.
Noemia his 21 year old wife, the mother of baby Ruth (18
months).
I n Brazil, there is a relative absence of the academic
secular parapsycholog
of North America
,
y
Kathleen Wilson Korner and Western Flom), in m t all schools of the Catholic Church and the Spiritist
Approved For Release 2003/09/10 : CIAl 96-sQ ,,i For an analysis of this situation, see Hess (1987).
? Society for Psychical Research 193
Approved For Release 2003/09/10 : CIA-RDP96-00792R000700350001-2
- , ---? --vi- ~ jyuueac nesearcn [Vol. 56, No. 820 July 19901
Eliza
Adauri
Antonia
The parents of Noemia
Lamartine Ribeiro
Maria
father of Marcos, a builder and amateur exorcist,
aged 55, who lives with his family in a house on the
back plot of Marcos's house.
Pedro's wife, aged 54, the mother of three daughters
and two sons whose ages range from 11 to 20, none
of them are married.
a 15 year old girl who came to stay with Marcos
family.
a 16 year old boy who witnessed some of the
incidents.
a married woman and a Catholic who lives next
door to the Marcos family.
who live in Artur Alvim.
minister of the Pentecostal Church (Assembleia de
Deus) to which the Marcos family belongs.
his wife.
The Guarulhos Poltergeist
as well. They stopped after the intervention of the Church minister. But, in mid-
September 1976, after four months of calm other phenomena began to recur
sporadically (throwing of objects and stones, disappearance of money,
spontaneous fires and Ruth's possession fits). These grew suddenly in intensity
during a two week stay of a 15 year old girl (named Elza) with the family; she also
contracted the possession-fits. Finally (beginning October 1976), following an
especially troubled night, the family asked for help from the Church and from
Pedro, and, apparently, an effective exorcism ended the outbreaks.
From this day on (Stage 4) until the seventh and last interview of the witnesses
by Andrade and his collaborators on 21 April, 1984, the only occurrences noted
were an occasional disappearance of money and the movement of objects.
Meanwhile Pedro died on 29 July, 1979. The disturbances seemed to have
definitively ceased when Noemia had a vision of an invisible assailant (not
dated), and had a dialogue with him; as a result of this `encounter' she decide,c"to
adopt a more spiritual life style.
REPORTED PHENOMENA
CHRONOLOGICAL LANDMARKS
(1) Gutting phenomena. Stage 1 began with extensive parallel cuts in the upholstery
The first set of disturbances (Stage 1) started on 27 April, 1973 and ended, of the furniture and in the mattresses, as if these were being ripped apart by a
apparently by itself, on I May, 1973. It consisted mainly of the cutting of pocket knife or enormous claws. Initially, it was thought that the cuts were being
furniture and of monster-like apparitions. The focus of the poltergeist activity produced by a three year old boy, Pedro's grandson. The little boy was taken
was Marcos's family. away but the activity didn't stop (P4). The phenomenon happened either in the
~
The second set of events (Stage 2) started at the end of April 1974 with the presence or in the absence of people. The opening of the upholstery was
stoning of the house and the cutting of people, and ended on 25 October, 1974. In witnessed at least by: Pedro (p. 5), Noemia (p. 5), and Adauri-a boy (sixteen)
the meantime Pedro and his family moved temporarily to Guaianazes leaving from the outside (p. 7); none of them could see who or what was producing the
only Marcos, Noemia and Ruth in the front house. However, Pedro did return to cuts. In Stage 2, cuts were found many times in the form of a cross, on pillows,
Guarulhos to do an exorcism against the `invisible agent' which seemed to stop clothes hung out, purses, slippers, blankets-even those folded in the
all RSPK phenomena there for two months. In the same period Marcos, Noemia wardrobe-on Marcos's document case (p. 12) and on two Bibles (pp. 26-27);
(pregnant at the time) and Ruth went to Noemia's parents home (in Artur but in these cases the cuts were not witnessed while they occurred. People also
Alvim) where the troubles began again (cutting phenomena, the disappearance began to be cut. Marcos awoke with his left arm bleeding on 2 May, 1974
of money and breakage of objects). After the birth of their second child Raquel (3 (between 2 and 3 a.m.). On the same afternoon, an 18 months old daughter of a
July) they left the house in August and stayed some days in Pedro's house in friend's wife was cut on the calf of her leg (pp. 14-15) while she was inside the
Guaianazes before returning to a new house in Guarulhos. After two weeks of house with Ruth, at the bedroom doorway and the adults were chatting in the
peace some of the RSPK phenomena resumed, consisting essentially of Ruth yard. From this day on (Stage 2), Marcos suffered one more cut on the left side of
going into possession-like trances. Marcos, who took a job for one month in his forehead whereas Noemia had her face cut practically every morning. These
Taubate, left his family in Suzano at Noemia's sister's home; the outbreaks cuts were extemely thin, three or four at a time, and she noticed them by feeling a
continued here too. On an especially troubled night (involving movements of burning sensation on her face (pp. 15-16). During the time the family stayed in
objects, etc.) the family decided to return to their house in Guarulhos. However Guaianazes (August 1974) Noemia had her face repeatedly cut while she went at
once again the RSPK outbreaks continued to occur. Finally they decided to go to night to Pedro 's Church. On October 1974 another child suffered a deep cut in
home, Church and ask for help: an evangelic exorcism was performed in the family's his thigh, while his mother was praying with Noemia in the bedroom of Marcos's
, and the phenomena ceased. house in Guarulhos. They looked for a blade on the bed where the boy sat but
The third set of events (Stage 3) began on 28 March, 1975 and consisted of didn't find one (pp. 27-29). In Stages 3 & 4 no such phenomena occurred.
movements, breakages, removing and `apports' of objects and of stoning. On 30 (2) Apparition phenomena occurred during the entire RSPK case under different
August, 1975 Marcos's family moved into a new house (the third) located in forms. In Stage 1, during one cutting event Pedro stated he had the vision of the
Guarulhos which Marcos himself had built with his father; nevertheless `a ort'- forearm `of a wild beast a monster, not a man. It was very strong and big; sharp-
like phenomena involving rosemary branch qteCLjF0rrpAL
9/10 :CIA-
71q QAQ @AgOP1i cm, black, shiny and curved. The fur was
194 195
:
Journal of the Society for Psychical Research For Release 2003/09/10
[Vol. 56, No. 820
red, thin, shiny and short as that of a cougar' (p. 4). Noemia, while feeling some
shivers, saw a shadowy form, an animal similar to a gorilla. Pedro called his
neighbours, Mrs. `Zina' and her husband, in order to witness the cuts. The
woman was quite skeptical. But as she was questioning Noemia about the
apparition, she saw an enormous hand passing in front of her and she fainted.
She declared having seen in the twinkling of an eye this hairy and dark thing,
dark brown like a monkey fur. She didn't notice any claws but the fingers seemed
quite long to her (pp. 5-6).
During the Stage 2 incidents Noemia perceived, on three occasions, a
wolfhound shape on the wardrobe as she went to sleep while Marcos only felt
some shivers. She also stated having seen a hairy hand trying to seize her
husband by his neck (pp. 59-61). In Stage 2 at the same moment as Marcos had
his left arm cut (2 May, 1974) Noemia saw a `hairy beast, like a cougar, or it was
a gorilla, a monkey', something horrible with a face in fire and big teeth (p. 11)).
In Stage 3 she saw once a shape passing in the house towards the bedroom where
after this Marcos was hit by a brick as they prayed there (pp. 44-46). And in
Stage 4 according to Marcos (pp. 67-68) she started `to have a dialogue with-the
entity, in the guise of Satan, of a man, with a totally distorted face, teeth outside,
and throwing fire when he spoke'. Ruth, during the period of her fits, also
described having seen a beast, a cat, a dog (p. 21). In Stage 3 she still saw it and
Raquel (2 years) said she saw a horse (p. 37) which description corresponds with
the one the sensitives of the Church gave during an evangelic exorcism in the
house by reporting the presence of an animal shape `in the form of a horse' (p.
62). On another occasion (Stage 2), as Pedro was praying with his wife and their
son-in-law, he saw `a figure 1.5 m high, with a strong thorax, in a not black color,
but half-caste,'very dark' two meters from them (p. 55). Finally Pedro led a
`magical struggle' against an invisible assailant (May 1974), one abundantly
described in the monograph (pp. 50-56). He claimed indeed having won this
struggle by killing the entity with an `imaginary' sword, all this while in a trance-
like state: which Pedro considered to be `the management of God Spirit' (p. 55).
(3) Possession-like trances began in Stage 2, two weeks after the moving of Marcos's
family into their new house (the second) in Guarulhos. At 2 a.m. Ruth woke up
very scared saying that she was seeing beasts on the wardrobe, a wild cat, a dog
(p. 21). From this day on the child would have attacks, once or twice a day. She
would become speechless and her face would turn purple. She was taken to a
hospital were an EEG was made, but nothing abnormal was found: no signs of
epilepsy. In Stage 3, Ruth (now four years old) still had her fits; during these her
face, hands and feet would become twisted. Again she screamed that she had
seen a dog, a cat (p. 37). Later during Eliza's stay in the family (September 1976)
she too displayed the possession symptoms; her eyes and face would seem to
become contorted p. 38). Of interest here is that when Ruth was at her
grandmother's home, she had no such fits; similarly, Elza showed no abnormal
behaviour outside Marcos's house (p. 67).
(4) Stoning of the house was the first occurrence of Stage 2. It typically occurred in
the daytime till 7 or 8 p.m. It consisted o p0]YWdl ~ptCi~@ Q ~10
CIA-RDP96-00792R000700350001-2
The Guarulhos Poltergeist
July 1990]
400 and 700 g. According to Pedro `the stones didn't seem to be thrown but
dropped on the house'. In February 1975, during this interview, Pedro estimated
that about 20 kg of such materials had been taken off the roof (p. 9). Witnesses
could only perceive the stones when these were over the roof, at approximately
one meter from the tiles; they never actually saw a trajectory of these stones. In
Stage 3 (11 April, 1975) a fall of stones began at 11 a.m., consisting of 26
fragments of gravels and bricks of which some (2 or 3) landed on the neighbour's
side. Mrs. Antonia, the (catholic) neighbour, thought it was a kid who was
throwing the stones, Marcos `knew' it was not but didn't want to argue with her
(pp. 33-34). Marcos noted that the intensification of the phenomena coincided
with the detonations of a distant quarry, but the stones were not coming from
there (p. 33). On some occasions stones hit people: Marcos was hit as he repaired
the roof in Stage 2 (p. 11) and on another occasion, while he was in his bedroom
(p. 37); Elza was hit twice, while she was in the house in Stage 3, 28 March, 1~7-5
(p. 30). Finally some of the missionaries of the Church, after an e ?t`cism
(October 1976) in stage 3, were also hit (p. 41). Marcos noted however that these
stonings of people didn't actually hurt anyone (p. 37).
(5) Movements of objects really began in Stage 2 while Marcos's family still lived in
the front house of Guarulhos. After a knock in the wall, pieces of broken cups and
glasses were found on the floor.(p. 18). The phenomenon continued in Noemia's
parents home, where on a wall was `the mark of a glass broken there in a corner'
(p. 19). In Suzano also (Stage 2) objects were broken or thrown, like a Bible
(p. 22). As stated by Pedro, during the outbreaks they used to read Psalm 91,
then the Bible was removed from its place and was thrown (p. 26). Once (28
March, 1975), as Elza was handing Raquel to Noemia, a purse left the closed
drawer of the dressing-table in the bedroom and hit the back of the adolescent
(p. 30). The same afternoon (at 3 p.m.) the family was in the kitchen praying
with their Church Minister, Lamartine Ribeiro and his wife Maria when a glass,
among other cups and glasses, left a basin and crashed near Maria's feet. As the
two guests were going, a Bible placed on a little table, among other books,
`jumped' and fell on the floor (pp. 30-31). In Stage 2 as the disturbances
continued in the new house in Guarulhos, Marcos witnesses his shoe levitate and
forcefully hit the bedroom ceiling stucco where it left a mark and then fell on the
bed; this recurred several times during the night (pp. 21-22). In Stage 1 the front
door lock broke twice while the key was removed from it 8). At the beginning
of October 1976, as the family returned (8 p.m.) from Marcos's parents home,
during this short journey, `an invisible agent' seemed to pursue them and taunt
them by overturning Noemia's bag on the floor, pulling Marcos's purse and
throwing it in the sewer. When they arrived home a stoning began while Raquel
screamed (p. 40). After an exorcism (end of Stage 3) as the missionaries walked
out of the house, a glass was thrown, hit the back of one of them and then crashed
on the ground (p. 41). On 20 April, 1975, part of Noemia's family visited her. As
everybody was in the couple's bedroom one of five cups left the next room, went
through the window-people inferred-then hit a bed, jumped below the radio
set and crashed on the floor (pp. 32-33). As stated by Andrade `breakage of cups
onsucceeded
and lasses coming out of closed cupboards
ly heard
aken out and damaged. They nobody
CIA-R[ QA?t 2tI ~kQji( 50001
197
Approved For Release 2003/09/10 : CIA-RDP96-00792R000700350001-2
journal of the Society for Psychical Research [Vol. 56, No. 820 July 19901
The Guarulhos Poltergeist
the noise when they fell down and crashed! During prayers such occurrences (8) Noemia's strange dream (p. 44). In Stage 3 (summer 1976) Noemia dreamt one
I. incisor) pulled with the help of her
were common' (p. 32).
night about having one of her teet (an
husband. Next morning her tooth was really missing. She found it later whole
(6) `Apport' like phenomena seemed to occur during the whole poltergeist case. with half-root red (sic)!
Disappearance of money was especially frequent. Once (Stage 1) they found in
E PHENOMENA AND ALTERNATIVE
ANDRADE'S INTERPRETA
its place a piece of paper with a red cross drawn on it (p. 8). Sometimes, after a
certain period (the same day or some days later) a part of the-'stolen' money or
all of it would reappear (Stage 2) in places hard to get to, following a knock on the
wall (pp. 18, 31-32). At Artur Alvim (Stage 2), money which had been taken was
ostensibly thrown (folded in a paper red on one side and white on the other) on
the floor near the sink in the kitchen where the mother-in-law, the spouse of
Marcos and he himself were present. As Andrade states `the money was thrown
on the floor or on some furniture, within everybody's sight; but it wasn't seen
from where nor how it came' (p. 20). In Stage 3 Elza's purse disappeared and
was found some days later at the roadside near the house, with all her documents
but without the money (pp. 42-43). Marcos noted that the money didn't
disappear if he kept it with him in his pocket or at his mother's home (p. 36). In
Stage 2 branches of rosemary also appeared (May 1974) in Marcos's jacket
pockets and on the window sill (pp. 12-13). Some months after (August 1974)
when they moved into their second house, Marcos found under the bed some
plates which had disappeared in the first house; then the poltergeist activity
began again (p. 20). In Stage 3 when they first moved into their third house
(September 1975) they found crossed knives and rosemary (the plant) under
their bed and the mattress (pp. 46-49). These occurrences ceased after the
Church minister's intervention but recommenced two months later. They also
found in the same period lit white candles in their bedroom (pp. 35-36). This
coincided with the visit of two women who came twice to bless the house, but
Noemia didn't let them come in the house. Once Noemia saw that one of these
unknown persons had white candles and rosemary in her transparent bag
(pp. 46-49).
(7) Spontaneous fires also occurred during the poltergeist events. In Stage 2 (May
1974) two floor-polishers (their own and the neighbours') exploded into flames
while Noemia and Judite were using them. Marcos stated that it wasn't a short-
circuit (p. 13). While the whole family had definitely left the first house in
Guarulhos, Marcos had left behind some of his belongings. Included among
these were his working tools and materials and a bedside table; these latter
caught fire (Stage 2, n.d.) while nothing belonging to the new occupants had
been touched. They claimed to have perceived the fire when Marcos's belongings
were already completely burned (p. 25). At about the same time, Pedro, living in
Guainazes, was told by a sensitive that she saw in the bedside table a `bad
element' (p. 26). The first `true' parapyrogenesis (PPG) occurred, during the
family's stay at Artur Alvim, behind a meat safe. It was Marcos's father-in-law
who ran up and extinguished the fire (p. 20). Some clothes within`a closed
wardrobe (p. 42, n.d.) also caught fire in that house. In the third Marcos's house
in Guarulhos (Stage 3) PPG often occurred behind the wardrobe where some
newspapers were kept, which were the fire target (pp. 35-36) near Marcos's tools the individual's personality. According tour. _inS e... o-
(p. 42). Approved For Release 2003/09/10 : CIA-Ri?R 6' OG7, 92 OC93'5Ot36i 122rsonon in her scio economico-cultural environment .
TION OF TH
HYPOTHESES
Andrade interprets the different types of occurrences present in this case as
supportive of a spiritist world view in the Umbanda tradition. The Umbanda
religion has several million adherents especially in the bigger cities. It combines
African, Catholic, Indian, and spiritist elements and may be characterized as a
relatively recent extra-ecclesiastic consolidation of popular Catholicism 9it
ancient Afro-Brazilian sects. Some authors (Greenfield, 1987; Bronson, 1986;
Montagno, 1985) have recently emphasized the importance of this Braziliap.-
Spiritist tradition healing practices both within and outside hospitals. ,,+?`?
Andrade accepts (p. 63 ...) the central belief of this religion, i.e., the existence
of all sorts of spirits like Exus ans Umulums (Pagliuchi, 1974a & 1974b); he also
believes that the sorcerer would be able to employ magic practices within the
`terreiros' (place specialized in these procedures) to trouble someone according
to Quimbanda laws (black magic side of Umbanda). Thus, he rejects the usual
attribution of RSPK outbreaks to a living agency. In defense of his position he
points to the fact that a psychological examination of Noemia, the most probable
RSPK agent, was conducted by two psychologists belonging to the IBPP team2.
He states `Mrs Noemia didn't display any form of psychical abnormality that
could justify viewing her as belonging to the `psychokinetic agent of a poltergeist'
category, in conformity with the theoretical patterns suggested by the current
hypotheses' (p. 70). He adds that his macro-PK tests (which are described
below) of her capacities were also negative (p. 71).
(1) For Andrade there's little doubt that the cutting of people and furniture is
the result of a disruptive discarnate agent able to interact with objects of our
world (pp. 73-76). This is the only case investigated by the IBPP presenting such
r
phenomena
more (Andrade, were woundbut in five ed or slapped by sometunkno v nagenc9y7o)
`one or r m perrsons
,one
stigmata appeared on their bodies' (p. 397).
But let us consider other `explanations': the first cuts on the furniture
happening in the absence of people could have been the result of fraud, yet have
led to a growing expectancy from the occupants of the house. This expectancy
based upon apparent PK could, in turn, have led tTsome genuine
phenomena-the cutting actually witnessed by people p y yna
n
here would be analogous to the one reported by he tche 'fuzziness' d r (984) and others, in
case of a collective PK agency, whereby t
contributes to the evocation of true paranormal phenomena.
2 In a recent letter exchange, Andrade (1989) specified that Dr. Julika Kishos (one of the two ofcolor preferences. It is claimed
psychologists) used Pfister'' projective T ` developed verbal skills, gives a 'normative' assessment of
198 199
Journal of the Society for Psychical Research Approved For Release 2003/09/10
(Vol. 56, No. 820
Thc: use of the Batcheldorian Irarnework seems appropriate f'or several
reasons:
(a) `Belief' in psi (or the supernatural), a necessary psychological condition, is
present since Pentecostal churches emphasize Spiritual Gifts (charismata) such
as glossolalia, prophetic utterance, healing, etc. (Gentz, 1986).
(b) In Stage 1, some individuals in the Church (including the daughter of Pedro)
had `a message from the Holy Spirit' (p. 54) warning of the occurrence of a future
`great event' in Pedro's family, in which there would be blood. This itself could
have established an expectancy set (Hastings & Krippner, 1961) for `bleeding'
events (e.g., cutting of people in Stage 2).
(c) The absence of an epicentre of the phenomena (a PK-agent) may -lave freed
members of the family from `ownership resistance' (the reluctance to identify
oneself as the source of a paranormal event); the protagonists of the present case
tended to attribute the RSPK events to supernatural (spiritual or magic-related)
intervention.
The cutting of Noemia could have been either hypnotically-induced self-
mutilations (Malon et al., 1987) or stigmata. Implicit and explicit suggestions
are part of the Batcheldorian framework (Isaacs, 1984) and group hypnosis,
which is expectancy-related, can lead to psychosomatic changes (Azuma &
Stevenson, 1988). As we shall see in item (2) hypnosis may well have played a
role in the present case. And Marcos's cut on his arm, while he was sleeping
(Stage 2), may itself have been caused by Noemia, while she was in a dissociated
state; the fact that she had a vision of a supernatural creature immediately after
supports this `dissociative' interpretation.
(2) For Andrade, the apparitions and visions reinforce the Spiritist
explanation (pp. 50-65). Right from the start of the monograph (p. 4) he writes
that `some (people) saw enormous claws belonging to a strange being, perhaps
an inhabitant of another dimension', referring to the fashionable fourth
dimension idea (Rucker, 1984). He uses the idea of lycanthropy to account for
the transformation of these spirits into the witnessed black dogs, gorilla,
cougar ...; given that the first descriptions of the monster coincide with those of
an Umbandist author he cites (p. 68). However lycanthropy-the reputed
ability of certain individuals to take on the external form of a wild animal -has
been largely demystified by Rawcliffe (1959)3 and Andrade chooses not to
discuss the question of the reality and of the presumably crucial issue of the
origin of such beliefs (p. 57). Andrade does refer to the ectoplasmic
materializations produced by the 1920's European mediums (pp. 64-65), but
finally opts for the discarnate agent explanation.
3 `In Africa such beliefs have been turned to hideous advantage by secret societies. [...] Such
secret societies were often cannibalistic-they practiced devouring parts of the human anatomy such
as the heart, eyes and liver and the more tender parts of the flesh. The trails leading away from the
scene of the crime would be those of a hyena or leopard or crocodile, but after some distance the
tracks of human feet would supplant them to leave no doubt that it was the leopard-men or hyena-
men who had been at work. The terror created by such methods in the minds of the primitive blacks
can well be imagined' (p. 263). Approved For Release 2003/09/10
CIA-RDP96-00792R000700350001-2
July 19901
From a psychological perspective one must note that the apparitions had the
characteristics of eidetic imagery" (EI),.i.e., they were autonomous, constructive
and dynamic, displaying natural progressions and movement. The fact that they
weren't collectively witnessed (e.g., Marcos never saw one) points to the
subjective (rather than consensual) nature of the experience.
In the case of Noemia, we can notice that she was predisposed to such an event
since at the age of 17 she already experienced it. She indeed often saw a black, big
dog on her bedside; she would shout for help from her mother and when the light
would be turned on there would be nothing. As we have seen this particular
vision recurred during the RSPK events years later (cf. the wolfhound shape on
the wardrobe, Stage 2). Of course in the case of Noemia, these visions seem at
times to have been quite elaborate, as in her dialogue with the `Satanic creature'
(Stage 4). However this latter fact could simply underline her proneness to
fantasy or dissociation (Marks, 1988). Similarly, Pedro's struggle against tbee*
'monster' could have been the result of expectancies, autosuggestk i' or
dissociation. It is conceivable that his choice to become an exorcist was
motivated by a dissociative personality syndrome similar to Noemia's.
If in this poltergeist case there reallytwas a sorcery component, as seems
reasonable to suppose (p. 12), then we can hypothesize that the sorcerer, via
MOBIA5 (Mental or Behavioral Influence of an Agent), contributed to the
triggering of El in the witnesses' minds. Insofar as eidetic images are evoked by a
thought, suggestion, idea, or memory image (Marks & McKellar, 1982) it seems
plausible to entertain that they could be evoked by a `psi-based' idea, also
especially when such images are consistent with the culturally shared stereotypes
of the people involved (Evans, 1984). The work of Janet, Richet, Myers and
Vasiliev about telepathic or PK-induced hypnosis (Leloup, 1978) and the
presence of a particular expectancy set are helpful in accounting for such events.
However it would have been interesting to conduct a quantitative
investigation of the recurrent apparition (Maher & Schmeidler, 1975) in order to
bring more useful information.
(3) The possession symptoms of the children remind Andrade of the
mediumistic. `incorporation' of spirits frequenting `Quimbanda sessions'f (Exu
& Umulum). As he put it `By our personal experience in this field (more than 50
years of observation in mediumistic sessions), we have strong reasons to support
such an occurrence' (p. 66). Lack of evidence for epilepsy in the EEG
examination certainly is consistent with the spiritist interpretation. Moreover
the symptoms displayed by the victimized children don't point to a specific
physiologically-based neuropathology of spiritual possession (Beyerstein, 1988).
Still, alternative explanations are possible. It could be that the `possession'
symptoms constitute a culture-bound neurotic disorder, as suggested by Ward &
EI is defined as any mental imagery projected onto the sensory environment which cannot be
attributed to a material change in sensory input and which is known to the imager to be subjective.
The relevant work of Marks & McKellar (1982) applies the concept of El to account for reports of
apparitions collected by Sidgwick, Gurney and Myers.
Term suggested by Rex G. Stanford (1974) as a new term for `active-agent telepathy'. He
proposes that the agent can play an active role in telepathy and that such `telepathy' is really a form
of psychokinesis. MOBIA is regarded and the most common PMIR function of PK.
CIA-ROTA 6PQ&1792R?O`?YBA35o#0infrazilian Umbanda, see Figge (1975).
Approved For Release 2003/09/10 : CIA-RDP96-00792R000700350001-2
Journal of the Society for Psychical Research [Vol. 56, No. 820
Beaubrun's (1981) psycho-anthropological investigation of spirit possession in a
West Indian Pentecostal group. Besides the authors noted: `It is significant that
the Pentecostals themselves view possession as spiritual disorder and offer
treatment by means of exorcism'.
Or, we could adopt E. Bourguignon's (1976) stress on the therapeutic
component of possession trances, the `cathartic aspects of the experience'. In the
present case, the interpersonal event of the possession trances could be a
culturally (Pentecostalism) sanctioned method of conflict resolution related to
the persons involved (Marcos's family) and the situation (RSPK outbreaks).
However that may be, in a recent article Pattison et al. (1986) described a
variety of trance and possession states, in terms of modes of consciousness,
behavioral manifestations, and contextual interpretations. They concluded that
such states, per se, are not pathological, but may be experienced and interpreted
as either normal or pathological personal experiences'.
(4) Andrade, by citing another case (p. 33), stressed the fact that `strong noise'
seems to stimulate the RSPK activity. Another interesting fact is that the stones
hitting the persons didn't hurt them: in many RSPK cases this seems to be a
frequently related effect (Roll, 1977)8. Stone-throwing RSPK episodes are not
rare and can even constitute the main occurrence of a poltergeist (Rogo, 1987).
This is quite interesting, for throughout human history (and particularly in the
monotheistic religions) stoning has been related to punishment. Likewise here,
Pedro explained (February 1975) the disturbances as a punishment of his son
who was `drifting away from Evangelical principles' (p. 53), this was `revealed
by visions' before. But later (October 1976) Marcos was persuaded by sensitives
of his Church and by certain clues that a `trabalho' (magic work) had been done
against his family (p. 72). However, if we consider Pedros's interpretation of the
events, the stone-throwing symbolic occurrence makes much sense. Especially if
we agree that `paranormal phenomena correspond to or have some relation with
laws associated with symbolic language' (McCully, 1981). It should be added
that Stage 3 started on Good Friday with a stoning: is that simply a coincidence
or is that laden with meaning? If genuine one can classify such events as a
`classical' RSPK phenomenon, if not its symbolic aspect remains of importance.
Of course it's understandable that Andrade would infer that the stones flung at
people involved an `invisible agent', a stone-thrower. Surely such inferences are
not sufficient ground to invoke a spiritist explanation, After all, Andrade's
remark that `nobody succeeded in seeing the trajectory of the targeted damaged
objects' points to trickery.
(5) On the other hand we must not forget that sometimes people did directly
witness moving objects phenomena, e.g., Marcos's `shoe levitation' (Stage 2),
the `invisible agent' pursuit of Marcos's family at night, and especially the
`crockery-throwing episode' with the Church Minister and his wife Maria. The
fact that h
h
ere t
e Bibles seem to be focal I b (Roll,
e oca objects 1977 is interesting:
.July 19901
the two books were moved and cut on different occasions. Pedro attributed this to
the fact that they used to read Psalm 91 `a powerful prayer in the fight against
such kinds of disturbance'. Andrade quotes another case with persons belonging
to an evangelical sect too: the poltergeist `pulled out and just removed the page
containing Psalm 91' (p. 27). Such a focal object is predictable in a family where
the Evangelical principles outline the conduct of all members!
According to Andrade such macro-PK events were the product of a discarnate
agency; but it's curious to see how Noemia's failures at showing any PKMB
ability (while the family was watching a TV show presenting Uri Geller) or of
some PK influence upon a compass are interpreted by him as proof that she
could not be the RSPK agent, though he states that `this single session with
negative results is meaningless' (p. 71). Anyway even if there was really no
epicentre or focal person here, one could explain the witnessed movement of
objects phenomena by an unconscious PK collective agency (Owen & Sparrow,
1976).
(6) In Andrade's perspective the `4pport' phenomena suggest that `the
incorporeal agent has direct access to any`~place of our space' (p. 74) from its own
parallel dimension. The last events, with the two visiting women and their
`materials', are very suggestive of evil action at a distance by means of sorcery,
according to him. On the other hand, it may suggest more mundane happenings.
The women's second visit coincided with Ruth's birthday (4 October, 1976).
They came back trying to enter the house by offering a piece of cake for Noemia
and the children (p. 47) but unsuccessfully. This points to their precise
knowledge of the family's life. The two women didn't belong to the same Church.
During their first visit indeed they came by saying that `someone' had sent them
to bless the house (p. 46), and Noemia refused to let them in, for in her Church
they anoint, they do not bless. It seems plausible that the women had some
precise knowledge of the family's life, and may have been behind some of the
seemingly paranormal phenomena. The similarity with other cases investigated
by the IBPP led Andrade to the sorcery-related conclusion, even while stating
`we're aware of the unorthodox aspect of such an assumption, which could incur
discredit for this work' (p. 49). Certainly there is some evidence for a sorcery
component in this case, as suggested by the appearance of rosemary, used in
sorcery rituals (p. 12). But to state that the appearance of crossed knives, plants
and lit candles are really the result of teleportation, simply because Marcos
asserts that this occurred while the house was closed and nobody could enter, is
to underestimate the possibilities of skeleton keys or the dexterity of certain
housebreakers! After all despite being so categorical Marcos couldn't explain on
this occasion the incense smell he found when coming into his house (p. 49).
During these apport-like events, the fact that a knock in the wall preceded the
ostensibly paranormal events (p. 18) is interesting, being consistent with Roll
esting that `a greater number of [RSPK] cases with movements were
(1977) su
gg
preceded by sound'. As for the disappearance of money or of Elza's purse or of
' Fora brief account of the issue of exorcism in the present case, the Reader should refer to some plates (which had disappeared in the first house and were found in the
Alvarado (1985).
8 'Objects are often flung about with great violence, but people are rarely hurt. The missiles may second, p. 20), there could be other explanations than teleportation. Even if
seem to be aimed at someone, and to move with gri p t s e t r 's family could pick up the money because
(P. 396)- li/ ` 1 ~i' Y~ fs m/09i 10 : CIA-'r} ' ,%i q,p 6q
t ey a 1 are s rt n ccordance with the evangelical precepts'
202 203
,7o?109//1~ CyRRrM6-007928000700350001-2
Journal of the Society for Psychical Resea cproved For ReleaTe
(p. 8). If Noemia did have dissociative episodes, we could suppose that, while in
a dissociated state, she could have `spirited away' the properties and returned
them after a time; given an amnesia between the dissociated personality and
Noemia's normal self, this seems quite plausible. At any rate for the events which
were not directly witnessed, if we dismiss the RSPK perspective, then the one
responsible for this kind of occurrence could easily be an outsider: e.g., a
sorcerer' .. .
(7) It's curious to notice that the first PPG-like events took the appearance of
two floor-polishers breakdowns, one of which belonged to the neighbour. If we
disregard the short-circuit possibility as did Marcos (p. 13), this event plus the
breaking of the front door's lock (p. 8) twice are suggestive of the presence of (one
or more) malfunction-linked person(s) (MLP) in the Family. And what a
coincidence, it was then Noemia who was using the machine with Judite! Of
course situational stress, like in the present case, tends to favour MLP activity
(Morris, 1986). However, there seems to be legitimate PPG cases: for example,
the `Suzano poltergeist' case attested by police officers (Andrade, 1982) and
which has been recently reviewed by Carlos S. Alvarado (1984). But, contrary to
that case, in the present one-where the PPG events are still, for Andrade
(p. 12), `blackmagic related'-the actual initiation of the fire was not directly
witnessed (except with the machines): that's where his interpretation stumbles;
because there could be here a possibility of fraud, conscious (the `sorcerer') or
not (Noemia-or someone else-possible dissociative episodes).
It should be noted that, in 12 of the 32 cases (37%) directly studied by the
IBPP, PPG occurred (Andrade, 1988).
GENERAL DISCUSSION
One wonders whether there are any cases as complicated and dramatic as the
present one. In fact, Gauld & Cornell (1979) quoted two cases with no apparent
sorcery component: the Naples (1696-7) and the Rerrick (1695) cases, where,
among other disturbances, there occurred apport phenomena of diverse kinds,
incendiary phenomena, persons were hurt by an invisible assailant, phantasms
were seen, and, in the Naples case, the subject talked with a demon `dressed in
white with a face the colour of fire' (p. 162) almost as did Noemia! Two other
cases presented a sorcery component: the Fewston (1621-2) and the Bristol
(1761-2) cases, where witches claimed responsibility for the death of children
who were subjected to divers bodily afflictions.
Another well-known case is that of Eleonore Zugun (1925-7) investigated by
Harry Price. Eleonore was a Rumanian girl victimized by a poltergeist in a
manner similar to what happened to Noemia, i.e., scratching (and biting) her
skin. The RSPK activity (stone-throwing, removal or delivery of apported
objects ...) also followed her wherever she went, from Vienna to London and
right into Price's own laboratory (Price, 1926).
More recently, the Mulhouse case (1977-81), France, investigated by Hans
Bender and his team (Bender & Jacquey, 1984) presented similar characteristics
to the Guarulhos's. There were also apparitions (of a black shape), cuts on a
person and on sheets, moving of books including a Bible, disappearance of
money and of papers that were found under a mattress in the new family house,
The Guarulhos Poltergeist
If we consider now the whole Guarulhos case in the light of Stevenson's (1972)
pattern analysis devised in order to help the investigator discriminate living from
discarnate agents, we may find a kind of mixing between effects supposed to
belong to both types of agency (pp. 248-249). Indeed, features belonging to the
discarnate agency occurred: heavy objects e.g., stones and bricks were moved,
sometimes in a complicated trajectory (cf. NOemia's family visit), movements of
objects suggested purpose (e.g., throwing a brick or a glass at someone), a
subject (e.g., Noemia) was the object of destructive and injuring impulses, there
was a communication (of Noemia) with an apparent discarnate personality,
phenomena were localized around family members and places (e.g., PPG in the
fse several
first house though the family had moved) and exorcism offered
struggle as a
resolution of the physical disturbances (e-g., in the first house after
Pedro with the `monster' during Marcos's family stay there). Features belonging
to the living agency also occurred: the short range of distance over which objects-,
were moved, breakage of objects were common, they seemed to land forcefully,
there was no meaningful communication by raps, collective apparitional
phenomena didn't occur and phenomena seemed to be localized around a
particular person (Noemia).
Some would say that to resort to the Bata' ieldorian framework and to MOBIA
in the present case is basically speculative. But one must wonder how such a
complex case, with neither a specific living nor a discarnate agency pattern,
could be explained otherwise, especially if we dismiss a massive fraud as a
hypothesis (Hyman, 1989). It's worth noting that this RSPK case is clearly laden
with a psi-conductive religious and magic content (Winkelman, 1982).
Moreover the sensitives of the Church with their `prophetic utterance',
preceding several RSPK events, could have led to the establishment of growing
expectancy set which triggered some of the paranormal outbreaks.
The Guarulhos case is certainly one of the richest poltergeist cases in recent
parapsychological history. Whether the phenomena reported are culturally.,
psychologically or paranormally based (or some combination of the above),
however, is not clear. Perhaps what is most clear is that a complex case like this is
open to different interpretations. Indeed, the case could serve as a projective test:
one could read into it whatever one wishes, the result reflecting more perhaps
about that person's own beliefs, predispositions, and biases, than about the facts
themselves. We still have much to learn from cross-cultural studies not only
about the peculiarities of psi manifestations but also about the limits of our own
understanding.
ACKNowI.EDGEMENTS help
C-1 t Mario Varvoglis for his suggestions and
I am very grate o
improving my English. Special thanks are due to Professor Robert L. Morris and
his staff at the Koestler Chair of Parapsychology, for having allowed me to use
their library there; also to K. Morgan, C. Watt and L. R. Gissurarson for the
stimulating discussions we had, during my brief stay at Edinburgh in October
1988.
11, rue du Pont Hardy
77400 Lagny sur Marne
Approved For Release 2003/09/10 : CIA- d-00792R000700350001-2
Approved For Release 2003/09/10 : CIA-RDP96-00792R000700350001-2
Journal of the Society for Psychical Research [Vol. 56, No. 820 July 19901 The Guarulhos Poltergeist
REFERENCES
Price, H. (1926). Some account of the poltergeist phenomena of Eleonore Zugun. JASPR, 20,
Alvarado, C. S. (1984). 0 `Poltergeist' de Suzano-Book reviews. JSPR 52, 392-395. 449-471.
Alvarado, C. S. (1985). Poltergeist phenomena in non-English language literature. A review of two Rawcliffe, D. H. (1959). Occult and the Supernatural Phenomena. New York: Dover. See Chap. 15
books. JP, 49, 371-377. `Lycanthropy: Were-Wolves and Tiger-Men', pp. 261-271.
Andrade, H. G. (1982). 0 Poltergeist' de Suzann-Monograph N?5, Institute Brasileiro de Pesquisas Rogo, D. S. (1987). A case of mysterious stone-throwing in Arizona. JSPR, 54, 16-37.
Psicobioffsicas (IBPP), Rua Dr. Diogo de Faria n?239, 04037 Vila Clementino, Sao Paulo, S.P. Roll, W. G. (1977). Poltergeists. In Wolman, B. (Ed.), Handbook of Parapsychology pp. 382 413. New CuarulhOs Brazil. York: Van Nostrand Reinhold.
Andrade, H. G. (1984).0 Poltergeist de communication.
Andrade, H. G. (1988). Private communication.. -Monograph N?6-IBPP. Rucker, R. (1984). The Fourth Dimension. Boston: Houghton Mifflin.
Andrade, H. G. (1989). Private communication. Stanford, R. G. (1974). An experimentally testable model for spontaneous psi events. H.
Azusa si& Stevenson, I. (1988). `Psychic Surgery' in the Philippines as a Form of Group Psychokin. (1 events. JASPR, 68, 321-356.
Hypnosis Am. J. of Clinical Hypnosis 31, 1, 61-67. Stevenson, I. (1972). Are Poltergeists living or are they dead? JASPR, 66, 233-252.
Batchelder, K. J. (1984). Contributions to the theory of PK induction from Sitter-G Ward, co C.mmun n (1972). M. H. (1981). Spirit possession and neuroticism in a West Indian Pentecostal
JASPR, 78, 105-122. coity. Brit. J. Clinical A Psychology, 20 Theoretical , Reassessment. Current Anthropology, 23, n?l, 37 66.
62 St
Bender, H. roup work.
& Jacquey, S. (1984). Poltergeist a Mulhouse. Un cas recent. Revue Metapsychique, 17, 51- Winkelman, M. (1982). . Magic: . Paris.
XIIBeyerstein, B. L. (1988). Neuropathology and the Legacy of Spirital Possession. Skeptical Inquirer,
, n?3, 248-262.
Bourguignon, E. (1976). Possession. San Francisco: Chandler & Charp.
Bronson, M. C. (1987). Healing through spirits: an experiential account of disobsession in the
Brazilian Spiritist tradition. RIP 1986, 156-157.
Evans, H. (1984). Visions *A
Press pparitions * Alien visitors. A Comparative Study of the Entity Enigma. Aquarian
..
PsyFigge,cH. H. (1975). Spirit Possession and Healing Cult among the Brasilian Umbanda. Psychotherapy
hos. 25: 246-250.
Gauld, A. & Cornell, A. D. (1979). Poltergeists. London: Routledge & Kegan Paul.
Gentz, W. H. (1986). The Dictionary of Bible and Religion. Nashville: Abingdon Press; see `Pentecostal
churches' (p. 797).
Greenfield, S. M. (1987). The return of Dr. Fritz: Spiritist healing and patronage networks in urban,
industrial Brazil. Social Science and Medicine, 24, n'12, 1095-1108.
Hastings, A. & Krippner, S. (1961). Expectancy set and `
General Semantics, XVIII, n-3, 349-360. phenomena. Etc.: A Review of
.
Hess, D. (1987). Religion, Heterodox Science and Brazilian Culture. Social Studies of Science, 17,
465-477.
Hyman, R. (1989). The psychology of deception. Ann. Rev. Of Psychol. 40: 133-154.
Issacs, J. (1984). The Batcheldor Approach: Some Strengths and Weaknesses. JASPR, 78, 123-132.
Leloup, J. M. (1978). Pierre Janet et `l'hypnose
Madame Lennie B. M.D. Thesis, University a of Tours, etude critique des experiences de telepathie avec
ours, France.
McCully, R. S. (1981). Parapsychology and Symbol Formation. J. of Indian Psychology, 3, n?1, 8-19.
Maher, M. & Schmeidler, G. R. (1975). Quantitative Investigation of a Recurrent Apparition.
JASPR, 69, 341-352.
Malon, D. W. et al. (1987). Hypnosis with Self-Cutters. Am. J. of Psychotherapy, XLI, n?4, 531-541.
Marks, D. F. (1988). The psychology of paranormal beliefs. Experientia, 44, n?4, 332-337.
Marks, D. & McKellar, P. (1982). The Nature and Function of Eidetic Imagery. J. of Mental Imagery,
6, n?l, 1-124.
Montagno, E. de A. (1986). Clinical Parapsychology: the Spiritist Model in Brazil.
17I
RIP 138
-I72.
Morris, R. L. (1986). Psi and human factors: the role of psi in human-equipment interactions. In B.
Shapin and L. Coly (Eds.), Current Trends in Psi Research (pp. 1-19; discussion: pp. 19-26). New
York: Parapsychology Foundation.
Owen, I. M. & Sparrow, M. (1976). Conjuring up Philip,- an adventure in psychokinesis. New York: Harper
and Row.
Pagliuchi, V. L. P. (1974a). Le spiritisme d'Umbanda. I-Analyse structurale de la doctrine.
Psychopathologie Africaine, X, 2, 229_277.
Pagliuchi, V. L. P. (1974b). Le spiritisme d'Umbanda. II-Analyse structurale dune seance.
Psychopathologie Afrieaine, X, 3, 381-422.
Paulson, E. M. et al. (1986). Trance and Possessi ~~t it l~ @taa~11Q3/ ~10 : CIA-RDP96-00792R000'700350001-2
Handbook of States of Consciousness, pp. 286-310. Net ork: Van Nostrand Reinhold.
206 207