PROTECTION OF HUMAN SUBJECTS IN RESEARCH

• Document Type: CREST
• Collection: STARGATE
• Document Number (FOIA) /ESDN (CREST): CIA-RDP96-00789R002500260005-2
• Release Decision: RIPPUB
• Original Classification: U
• Document Page Count: 5
• Document Creation Date: November 4, 2016
• Document Release Date: February 26, 2003
• Sequence Number: 5
• Publication Date: March 8, 1994
• Content Type: NOTES

Approved For Release 2003/05/1&jR 96-007, 2R*q 5ggj* qpq~
-ACTION: PAG SUSPENSE: 1200 10 MARCH 1994
COLLAB: PAA/PAE/PAM/'PAN/PO/PGI/PGT/P-AS/P-FM SUSPENSE: 0900 08 MARCH 1994
PO-4C 1100 10 MARCH 1994
INFO: PC-HQ/PA/PG/PO-2A (FILE)
GUIDANCE:
PAG: 1. TAKE THE LEAD FOR PC. COORDINATE/CONSOLIDATE INPUTS FROM PC COLLABS
(LISTED ABOVE) AS WELL AS INPUT FROM CC, OC, DA, PS, J2, SC AND MC.
2. PREPARE A MEMORANDUM FOR, FOR THE DR SIGNATURE, REPORTING THE STATUS
OF AGENCY PARTICIPATION IN RESEARCH INVOLVING HUMAN SUBJECTS. IF
RESPONSE IS NEGATIVE, A WRITTEN RESPONSE IS REQUIRED.
3. A STAFF SUMMARY SHEET, FOR DIRECTOR NMIPC SIGNATURE, SHOWING THE
APPROPRIATE COORDINATION, SHOULD BE INCLUDED AS PART OF THE COMPLETED
PACKAGE.
4. COORDINATE THE COMPLETED RESPONSE WITH GC PRIOR TO FORWARDING TO
PO-4C.
5. FORWARD COMPLETED PACKAGE TO PO-4C FOR EDITING NLT 0900 10 MARCH.
6. WHEN THE PACKAGE IS RETURNED FROM PO-4C, FORWARD IT TO PC HEADQUAR-
TERS FOR SIGNATURE NLT 1200 10 MARCH.
7. UPON COMPLETION, PLEASE PROVIDE CLOSEOUT INFORMATION, VIA HIGGINS, TO
SG1J PO-2A/MS;ATE/TIME TO CLEAR SUSPENSE: TASKER
NUMBER, COMPLETED, ACTIUV , ACTION OFFICER, AND COR-
RESPONDENCE CONTROL NUMBER.
PAG/PAA/PAE/PAM/PAN/PGI/PGT/PO/P-AS/P-FM:
1. PREPARE A WRITTEN RESPONSE INDICATING THE STATUS OF ANY KNOWN NMIPC
PARTICIPATION IN RESEARCH INVOLVING HUMAN SUBJECTS. IF RESPONSE IS
NEGATIVE, A WRITTEN RESPONSE IS REQUIRED.
SG1J 2. FORWARD RESPONSES TO PAG POC, NLT 0900 SG1B
S G 1 J 8 MARCH.
PO-4C: EDIT/FORMAT THE CONSOLIDATED, DIA RESPONSE AND RETURN TO PAG NLT 1100 10
SG1B MARCH.
1500/3MAR94)
********************* GUIDANCE FOR CC ELEMENTS *******************************
SG1J
TCN
: 94-002605; SUBJECT: RECORDS SEARCH - PROTECTION OF HUMAN SUBJECTS IN
ACTION : C-AS (C-AS2A2,
POC TO BE DETE
TAKE FOR ACTION AS NOTED ON 311. PC
T NEGATIVE REPORTS ARE
Approved For Release 2003/05/15 : CIA-RDP96-00789R002500260005-2
 FILESgS15E1~SON (~~~ITFORCTHEE
SEARCH. SEARCH SHOULD FOCUS ON, BUT NOT BE LIMITED TO SPECAT/RODCA
TRAFFIC HELD. SAFE SEARCH IS NOT REQUIRED.
SG1J
COLLAB : C-AS/C-FM/CMO/CL/CH PROVIDE NAME TELEPHONE NUMBER OF ACTION
OFFICER TO C-AS2A2 F- I UPON RECEIPT. EACH COLLAB
SG1J (TO INCLUDE C-AS) IS REQUIRED TO PROVIDE A WRITTEN RESPONSE IN
THF F01 UTLINED IN THE TASKER. FORWARD SIGNED RESPONSES TO
NEGATIVE RESPONSES ARE REQUIRED IN WRITING. VERBAL
RESPONSES OR RESPONSES FROM COLLAB SUBORDINATE ELEMENTS WILL NOT BE
ACCEPTED.
SG1 B
S: 8 MAR 94
CC/JRF/3MAR94/1004HRS/
SG1J
SG1 B
*******?*? *********** ?***? **C-AS GUIDANCE****?********************.**********? ***
TCN: 94-002605, qup-T.* RECORD SEARCH-PROTECTION OF HUMAN SUBJECT IN RESEARCH
ACTION: C-AS2 , C-AS2B3, TAKE FOR ACTION. CC GUIDANCE
SG1J
COLLAB: C-AS1, C-AS2, C-AS2A, C-AS2B, C-AS2C, C-AS3 - EACH COLLAB (TO
INCLUDE C-AS) IS REQUIRED TO PROVIDE A WRITTEN RESPONSE IN THE FORMAT OUTLINED
IN THE TASKER. FORWARD SIGNED RESPONSES TO. C-AS2B3, 0 SG1B
NEGATIVE RESPONSES ARE REQUIRED IN WRITING. VERBAL RESPONSES OR RESPONSES
FROM COLLAB SUBORDINATE ELEMENTS WILL NOT BE ACCEPTED.
SG1 B
SUSPENSE:7 MAR 94
C-AS/DJL/3MAR94/:L555HRS
******************************PS GU:IDANCE*************************************
PSP: PLS PROVIDE COLLAB SUPPORT FOR PS. SEE SCANNED PAGES. PROVIDE INPUT TO
PC POC. SEND HIGNOTE TO WITH CLOSING INFORMATION. DUE: 11 MAR.
************************* ********************************************
SG1J P-FM GUIDANCE SG1J
P-FM1/2/3 GUIDANCE SUSPENSE: 1200/7 MAR 94
DIVISIONS ARE ASKED TO PROVIDE A SHORT SUMMARY, INDICATING STATUS OF ANY KNOWN
P-FM PARTICIPATION IN RESEARCH INVOLVING HUMAN SUBJECTS. SUBMIT VIA HIGGINS
(WP 5.1) TO P-FM ACTION OFFICER, NLT SUSPENSE INDICATED
ABOVE. NEGATIVE RESPONSE, IF AP , D.
P-FM GUIDANCE:
RECEIVE, CONSOLIDATE AND FORWARD P-FM RESPONSE TO
? 00/8 MAR 94
SG1J
SG1J
$%$%$%$%$%$%$%$%$%$%$%$%$% PGT GUIDANCE $%$%$%$%$%$%$%$%$%$%$%$%$%$%$%$%$%$%$ %
PGT-1,2,3 IF THERE ARE ANY INPUTS PLEASE SEND THEM TO
VIA HIGGINS 5.1 ENCLOSURE NLT COB 7 MAR. PLEASE ROUTE A COPY TO S
WELL SO SHE CAN CLOSE. IT OUT ON THE ATS.
Approved For Release 2003/05/15 : CIA-RDP96-00789R002500260005-2
 Approved For Release 2003/05/15 : CIA-RDP96-00789R002500260005-2
DELEGATED OFFICES
Office
Suspense Time Type
P-AS
03/08/94
0900
CL
P-FM
03/08/94
0900
CL
PA
03/15/94
IN
PAA
03/08/94
0900
CL
PAE
03/08/94
0900
CL
PAG
03/10/94
1100
PA
PAM
03/08/94
0900
CL
PAN
03/08/94
0900
CL
PC-HQ
03/15/94
IN
PG
03/15/94
IN
PGI
03/08/94
0900
CL
PGT
03/08/94
0900
CL
PO
03/08/94
0900
CL
PO-4C
03/10/94
1100
CL
Approved For Release 2003/05/15 : CIA-RDP96-00789R002500260005-2
 SGFOIA
SG1 B
ApproW&?W M&V@LDA C9I&gRPP a 9gAig002600055?64,027/PAG-TA
ROUTE TO
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TELEPHONE NO
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SUBJECT
Protection of Human Subjects in Research (U)
REMARKS
1. (CINF) PURPOSE: To provide the status of DIA's participation in the conduct or support of intramural or extramural
human subject research.
2. (U) BACKGROUND: The memorandum opposite provides the DIA response to requirements set forth in ESO tasker
#710.
2. (U) DISCUSSION:
a. (U) DIA has determined that only one program (Project STAR GATE) falls within the definition of human
subject research. This research is conducted in two areas: in-house activities conducted by DIA civilian personnel and
external research activities conducted under DIA contract with the Science Applications International Corporation (SAIC).
b. (S/NF) Both the DIA and DOD General Counsels have determined that the STAR GATE Project constitutes
experimentation on human subjects. As required by Procedure 13 of DOD Directive 5240.1-R, approval for project
activities has been granted by the Deputy Secretary of Defense. DIA personnel involved with in-house investigations are
required to sign a Statement of Consent form approved by the DIA General Counsel. External research conducted by
SAIC is in full compliance with all applicable laws, Federal regulations and DoD instructions.
3. (U) RECOMMENDATION: Request the Director sign the enclosed memorandum.
WARNING NOTICE-INTELLIGENCE CLASSIFIED BY MULTIPLE SOURCES
SOURCES OR METHODS INVOLVED DECLASSIFY ON OADR
NOT RELEASABLE TO FOREIGN NATIONALS
DIA FORM 1 OCTOBER 1962 Approved For Release ul0lg78gYir u"dYAn-g 'WgB60789R002500260005-2 DIAR 12-8
 TASKING CONTROL FORM
UNCLASSIFIED . Approved For Release 2003/05/15 : CIA-RDP96-00789R002500260005-2 Validated
Task Control No.: Slant No.: Subject. Subject Classification: UNCLASSIFIED
..94-002605 0 PROTECTION OF HUMAN SUBJECTS IN RESEARCH
Consumer:
No. Of Scanned Pages:
ASD/HA
2
Office Of Entry:
Primary Action:
Tasking Authority:
Validator.
ESS
PC
ESS
II SG1J
DIA Suspense:
Consumer Suspense:
Reference No.:
Document Control No.:
03/15/94
03/16/94
ESO #0710
Guidance:
Guidance Classification: UNCLASSIFIED
1. TASKER CONTAINS TWO PAGES SCANNED MATERIAL: OSD/ENVIRNOMENTAL AND LIFE
SCIENCES MEMORANDUM ON PROTECTION OF HUMAN SUBJECTS IN RESEARCH
2. PER SCANNED MEMO, DIA HAS BEEN REQUESTED TO INDICATE WHETHER THE AGENCY
CONDUCTS OR PROVIDES FUNDING SUPPORT FOR INTRAMURAL OR EXTRAMURAL RESERACH
WHICH INVOLVES HUMAN SUBJECT PARTICIPATION. IF SO, A STATUS REPORT OF THE
.AGENCY PARTICIPATION IS REQUIRED. IF NOT, A WRITTEN NEGATIVE REPLY IS
NECESSARY.
3. ESS OBTAINED THE REQUESTOR'S APPROVAL ON EXTENDING SUSPENSE FROM
4 MAR 94 TO 15 MAR 94.
3. PC SHOULD TAKE THE LEAD, AND PREPARE A CONSOLIDATED AGENCY RESPONSE FOR DR
SG1J SIGNATURE.
4. ESS POC: F
SG1 B
** EST SHOULD
SCAN TWO PAGES. **
Collab:
C 03/11/94 ---- DA 03/11/94 ----
J2 03/11/94 ---- MC 03/11/94 ----
C 03/11/94 ---- PS 03/11/94 ----
SC 03/11/94 ----
Coord:
C 03/14/94 ----
Info:
TS CS-XO DR-XA ES ESO
IG MD
SG1J
Tasking Authority:
F
ESS,
SG1 B
Form BecomesUNCLASSIFIED
Approved For Release 2003/05/15 : CIA-RDP96-00789R002500260005-2