THE INTELLIGENCE--POLICY RELATIONSHIP

Document Type: 
Collection: 
Document Number (FOIA) /ESDN (CREST): 
CIA-RDP93T01132R000100030024-5
Release Decision: 
RIPPUB
Original Classification: 
K
Document Page Count: 
22
Document Creation Date: 
December 23, 2016
Document Release Date: 
May 9, 2012
Sequence Number: 
24
Case Number: 
Content Type: 
MISC
File: 
AttachmentSize
PDF icon CIA-RDP93T01132R000100030024-5.pdf1.39 MB
Body: 
Declassified in Part - Sanitized Copy Approved for Release 2012/05/09: CIA-RDP93T01132R000100030f~024-5 From arm's length to love-hate THE INTELLIGENCE-POLICY RELATIONSHIP` Hans Heymann, Jr. If we in intelligence were one day given three wishes, they would be to know everything, to be believed when we spoke, and in such a way to exercise an influence to the good in the matter of policy. But absent the Good Fairy, we sometimes get the order of our unarticulated wishes mixed. Often we feel the desire to influence policy and per- haps just stop wishing there. This is too bad, because to wish simply for influence can, and upon occasion does, get intelligence to the place where it can have no influence whatever. By striving too hard in this direction, intelligence may come to seem just another policy voice, and an unwanted one. at that. Sherman Kent " In the catechism of the intelligence officer, the thesis that intelligence is and should be strictly separate from policy is taken as axiomatic. It is as hal- lowed in the theology of intelligence as the doctrine of the separation of church and state is in the US Constitution. For much of our early history we tended to view intelligence somewhat self-righteously as objective, disinter- ested, and dispassionate, and to regard policy somewhat disdainfully as slanted, adulterated, and politicized. And we strove mightily to maintain the much-touted arm's length relationship with policy, believing that proximity to policy would corrupt the independence of our intelligence judgments. Indeed, legend has it that members of the Board of National Estimates of the 1950s and 1960s systematically discouraged analysts and estimators from going downtown to have lunch with policymakers, for fear that such exposure would make them policy advocates and tempt them to serve power rather than truth. Whatever the validity of this legend, such strictures were quite in keeping with the traditional view of a proper intelligence-policy relationship. By en- forcing this kind of rigorous separation, the old Board no doubt hoped to protect the policy neutrality of intelligence; what it did, of course, was to impose a splendid isolation upon intelligence that assured its eventual policy irrelevance. The vanishing applause for its product coming from the policy side caused intelligence to reexamine its assumptions, and a new, unconven- tional wisdom came to be heard. Its message was that our faith in the arm's length relationship was misplaced, that no such relationship really ever existed, and that close ties between intelligence and policy are not only inevitable, but essential if the policymaker's needs are to be served. Adapted (min a Presentation at the -(:on(erence on Intelligence Pnlie and Pr(K?ess" at the United States Air Force .Academy, ('edorado Sprinter. June 1984. ?? "Estimates and Influence,' originally presented ill London. SeptemlN'r I9tifi. snhseeiuentl puhliAled in Foreign Service Journal. XI.VI. (April I969), i Declassified in Part - Sanitized Copy Approved for Release 2012/05/09: CIA-RDP93TO1132R000100030024-5 ,, i Declassified in Part - Sanitized Copy Approved for Release 2012/05/09: CIA-RDP93TO1132R000100030024-5 Relationship A new way of thinking about intelligence and policy began to emerge, seeing the two communities as awkwardly entangled and intertwined in what might be described as a competitive and often conflicting symbiotic relation- ship. Thomas Hughes put it most aptly, when he spoke of the relationship "as a two-way search: of intelligence in search of some policy to influence and of policy in search of some intelligence for support." ' Suddenly, out is the com- forting illusion that intelligence stands outside of and above the policy fray; that it can load its analytic and estimative ammunition on its wagon and let the wagon roll down in the general direction of the battle without worrying where it will come to rest, whether the ammunition is of the right caliber and how it will be used-to say nothing of whether someone might shoot it back. And in is the less comfortable notion that intelligence, if it is to be at all relevant to policy, is very much a participant in the battle; that it must be attuned to the strategy and tactics being pursued; and that it is by no means invulnerable to being seesawed and whiplashed in the sociopolitical tug of war known as the policymaking process. How this process unfolds in the real world and the intricate ways in which intelligence interacts with it have, within the past decade, been the subject of some first-rate analytic writing. Three contributions to this intelligence-foreign policy literature are particularly worthy of note: 1. One is the observation, vividly illustrated by Thomas Hughes," that the intelligence community is no more a unitary actor than the policy com- munity; that it should be seen, rather, as a hydra-headed agglomoration of competing institutions often at odds with each other, and not necessarily in predictable patterns. Observing the budgetary, organizational, and substantive struggles within this community, Hughes notes that the cross-cutting complexities were striking: position disputes within agencies, alliances shifting with issues, personal strayings from organ- izational loyalties, hierarchical differences between superiors and sub- ordinates, horizontal rather than vertical affinities, and much ad hoc reaching for sustenance somewhere outside. Thus, while the struggles within the intelligence community sometimes mirrored simultaneous struggles in the larger policy community, they did so by no means invariably and never symmetrically. It should not be astonishing, therefore, to find that policymakers perceive the intelligence process with as much ambivalence and suspicion as intelligence makers perceive the policy process and that the interactions among them tend to be contentious and rivalrous. To quote again from Hughes: Tom Hughes deserves great credit for lining the first, and surely most art icnlate IC0n111CIAti1 111pp11 ng the old cenps'elltlollal wlselnnl. His two Fare'ssell Ie'C'lllres as (Ieparling Director of the Rllre'all (If Intelligence and Research of the l) arluu'nl of State in July 1969 contain the aisive quotation. The leetlures were subse-ctuently reprinted in Thomas L. I lughes, The Fate of Facts in a World of Men-Foreign Polley and Intelligence-Making (New York. Foreign Pelhc) .Asseg?iatlan, Headline Series No. 2:33. I)ecenllle'r 1976). Thomas I. Ilughes, "Tire Passer to Siw'ak and tire Power to Listen in Thomas St Frank and others, eels., Secrecy arid Foreign Policy (Ness York! Orford Oniversit) Press 1974), 1). 15 ~ Declassified in Part - Sanitized Copy Approved for Release 2012/05/09: CIA-RDP93TO1132R000100030024-5 - I Declassified in Part - Sanitized Copy Approved for Release 2012/05/09: CIA-RDP93TO1132ROO0100030024-5 Relationship Viewed from above by the ranking policymakers, the intelligence community often seemed cumbersome, expensive, loquatious, prob- ing, querulous, and at times axe-grinding. Viewed from below by the intelligence experts, the policy community often seemed determined to ignore evidence plainly before it-or (even worse) to mistake the intelligence managers for the experts. Viewed from in between at the intelligence-policy interface, it looked like controlled chaos-and not surprisingly, for here was where means and ends were brokered, ju- risdictional rivalries compromised, contentious controversies delineated.' 2. Another is the thesis, persuasively argued by Richard Betts," that intelligence failures, so-called, are more often than not policy failures; or to put it more gently, that it is usually impossible to disentangle intelligence failures from policy failures, since (intelligence) analysis and (policy) decisions are interactive rather than sequential processes. Betts sees the intelligence role as seeking "to extract certainty from uncertainty and to facilitate coherent decision in an incoherent environment." In seeking to reduce uncertainty, intelligence is often forced to extrapolate from evidence that is riddled with ambiguities. Inability to resolve these ambiguities leads to intelligence prod- ucts that oversimplify reality and fail to alert the policy consumers of these products to the dangers that lurk within the ambiguities. Critical mistakes are consequently made by policymakers who, faced with ambiguities, will substi- tute wishful thinking and their own premises and preconceptions for the as- sessments of professional analysts. As Betts puts it: Because it is the job of decision-makers to decide, they cannot react to ambiguity by deferring judgment.... When a welter of fragmentary evidence offers support to various interpretations, ambiguity is ex- ploited by wishfulness. The greater the ambiguity, the greater the impact of preconceptions."' 3. A third example is the recent revelation by a former Chief of Israeli Military Intelligence and Advisor to the Israeli Prime Minister, ' ehoshafat Harkabi,"" that the tensioned and ambivalent relationship between intelli- gence and policy is not a uniquely American phenomenon. These dilemmas and foibles of the intelligence-policy interface are hardly novel or startling to seasoned intelligence practitioners, especially those senior officers charged with "brokering" the intelligence-policy relationship-the communicators and interactors who reside in the twilight zone between intel- ligence and policy. For them, this is familiar terrain. As managers and stimu- lators of intelligence production, they know with what difficulty a crisp, lucid analytic product is extracted from a dissentious community; as participants in Idem. P19 Richard K. Betts. "Analysis, War and Decision Why Intelligence Failures are Inevitable." World Politics. XXXI (October 1978) "' Idem. p. 70 "" Yehoshalat Harkabi. "The Intelligence-I'nlicymaker "f:urglc, in Tlu Jeru,a!enr (hmrlerlu. \nmlw?r 30, Winter 1984. (The article was reprinted in the Son finer 1984 issue of Studies in Inlelligenee. plume 28. Number 2 ) Declassified in Part - Sanitized Copy Approved for Release 2012/05/09: CIA-RDP93TO1132ROO0100030024-5 -F I Declassified in Part - Sanitized Copy Approved for Release 2012/05/09: CIA-RDP93TO1132R000100030024-5 Relationship the interagency policy process, they observe with what ease that product can be selectively utilized, tendentiously summarized, or subtly denigrated. But for these privileged practitioners who move readily from the world of analysis to the world of action, familiarity with policy does not breed contempt. Rather, an appreciation of the murky and frenetic policy environment tends to evoke a certain sympathy for the policymakers' plight. Such knowledgeable, involved practitioners, however, represent only a very small fraction of the intelligence population. The vast majority of that population-collectors, operators and analysts-is essentially isolated from the hurly-burly of the policy process. The intelligence services at large, therefore, are often mystified and frustrated by the policymakers' perennial unhappiness with their product. Given this puzzlement, it seems worthwhile to try to delve a little more deeply into the reasons for the unhappiness. The View from the Bridge It should be clear from what has been said that policy does not speak with a single voice..Policies have multiple authors. The numerous players who take part in policy formulation differ in temperament, education and experience, as well as in personal and institutional loyalties. Their attitudes toward intelli- gence, therefore, and their propensity to accept or reject its assessments will also vary widely. Nevertheless, although generalizations are always hazardous, we can discern some common attributes and concerns of volicymakers, espe- cially the "national security principals" '-the key players at the highest levels of government-that predispose them to react to intelligence offerings in pre- dictable ways. First, it is well to remember that the key decision makers are political leaders who have risen to their positions by being decisive, aggressive, and self-confident rather than reflective, introspective, and self-doubting. They at- tribute their success at least in part to their tried and proven ways of thinking, their simplified models and paradigms that explain to them what makes the world go 'round. They often regard themselves as their own best analysts and hence tend to be distrustful of the untested and often counterintuitive judg- ments of the intelligence professionals. Second, they have a strong vested interest in the success of their policies and will, therefore, be disproportionately receptive to intelligence that "sup- ports" these policies. They bear the burdens of great responsibility and find themselves perpetually embattled with a host of critics, competitors, and op- ponents, all eagerly looking for chinks in their armor. They thrive on optimists and boosters, but encounter mostly alarmists and carping critics. Festooned in this way, and operating in so hostile an environment, these highest level consumers of intelligence can hardly be blamed for responding to its product with something less than boundless enthusiasm. In fact, it can be documented that every President since Eisenhower, and virtually every Sec- retary of State since Acheson, has expressed dissatisfaction and irritation with They include. at a rniniminn, the President, Vice President, National Serurit' .Adsisor. Secretary of State, and Secretary of Ikdrnsr Declassified in Part - Sanitized Copy Approved for Release 2012/05/09: CIA-RDP93TO1132R000100030024-5 i Declassified in Part - Sanitized Copy Approved for Release 2012/05/09: CIA-RDP93T01132R000100030024-5 'II'I Relationship intelligence analysis, either in his memoirs or in public or semipublic state- ments. The best-remembered and widely quoted expostulation was reported to have been delivered by Lyndon Johnson to his Director of Central Intelligence at a White House dinner: Policymaking is like milking a fat cow. You see the milk coming out, you press more and the milk bubbles and flows, and just as the bucket is full, the cow with its tail whips the bucket and all is spilled. That's what CIA does to policymaking.' Is intelligence at fault for creating this unhappiness? Should it alter its ways to court greater popularity? Or is the problem integral and endemic to the intelligence-policy relationship? The answers to these questions may be- come clearer as we look at some of the concrete ways in which the frictions arise. Why Policy Resents Intelligence: Five Ways to be Unpopular Presidents and their senior advisors will be unhappy with intelligence when it is not supportive of their policies. They will feel particularly frustrated when: 1. Intelligence fails to reduce uncertainty- Policymakers operate under a burden of pervasive uncertainty, much of it threatening the viability of their policies. They are forever hopeful that someone will relieve them of some of this uncertainty, and so they look to intelligence for what common sense tells them should be reserved to augury and divination. Forecasting, to be sure, is the life's blood of the intelligence estimator. But there is a world of difference between a forecast (an analytic judgment resting on carefully defined assumptions) and an oracular prophecy (secured by divine inspiration). Unfortunately, much of what is expected of intelligence by policymakers lies in this latter realm. A good example is the perennial complaint that intelligence failed to predict a coup d'etat-a coercive regime change or palace uprising-but, of course, a coup is typically a conspiratorial act that depends for its success on preservation of absolute secrecy. If intelligence gets wind of such an event, it means that secrecy has been compromised and the coup is almost certain to fail. Intelligence forecasting is actually done quite respectably by the commu- nity, and can be of real value to the thoughtful policy analyst. When it stays within its legitimate bounds of identifying and illuminating alternative out- comes, assigning subjective probabilities to them, and exploring their possible implications for US policy, the decision maker is well served. But he will rarely think so. For such a forecast, rather than narrowing uncertainty, will make him aware of the full range of uncertainty he faces and make his calculations harder rather than easier. Indeed, much intelligence estimation is and must be Ilrnry Brandon. The Retreat of An?nean Power (Garden City. N 'i : Doubleday, 1973). P. 103 Declassified in Part - Sanitized Copy Approved for Release 2012/05/09: CIA-RDP93T01132R000100030024-5 i Declassified in Part - Sanitized Copy Approved for Release 2012/05/09: CIA-RDP93TO1132R000100030024-5 Relationship of this nature. Precisely because it seeks to reflect complex reality, its product often renders the harassed decision maker's life more difficult. 2. Intelligence restricts their options- Every new administration comes into office with a national security agenda of its own, bent upon putting its mark on the nation's foreign policy. It believes that a significant shift in that policy is both desirable and possible. It will encounter a foreign policy bureaucracy (including intelligence) that be- lieves it is neither. Intelligence professionals will greet the administration's new policy initiatives with cogent analyses showing how vigorously allies will oppose these new policies, how resolutely neutrals will pervert them to their own ends, and how effectively adversaries will blunt them. At every step, it will appear to the policy leaders that intelligence fights them, seeks to fence them in, and, indeed, helps them fail. And the pattern persists. As the policy leadership begins to face unex- pected foreign challenges, its quick responses will often be met with more intelligence assessments that seem to be saying "it didn't work" or "it will almost certai->Jy not succeed." The decision makers will conclude that intelli- gence not only constricts their room for maneuver, but also arms their political opponents. Worst of all, it constantly and annoyingly reminds them of their limited capacity to influence events. No matter how well the' interaction may serve the interests of sound policy, there is no question that it builds tension between the two sides. In these encounters, we should acknowledge that intelligence does not always "know better." There are times when intelligence is unaware that stated objectives are not the real objectives of policy, and will leave out of its analysis elements of the picture that may be important to the decision makers. Presidents paint upon a canvas far broader than the particular segments on which intelligence tends to focus. Its assessments, therefore, may be quite' valid for those segments, but may miss broader considerations that Presidents care about. A vivid example is provided by the Carter Administration's proposal to impose sanctions-including a grain embargo-on the USSR, in response to the Soviet invasion of Afghanistan. The stated objective was to penalize the offender by imposing political and economic costs on Min. When intelligence was asked to assess the potential impact of the sanctions package, it responded with a judgment, the thrust of which was that the sanctions package would not be an effective instrument. Absent solid participation by our allies, sanctions would do no serious damage to the Soviet economy nor impair the leaderships objectives in any significant way. Not surprisingly, President Carter gave the assessment a rather frigid reception, but its negative judgments turned out not to be a decisive factor in his calculus. From the ('resident's perspective, the sanctions package wvas just right. lie considered a highly visible response to Afghanistan as imperative, but it had to be low-risk. A military undertaking was ruled out as far too hazardous. Inaction was ruled out, because it would be read in the rest of the world as a signal of US irresolution and condonement. The sanctions, though unsatisfying in terms of direct effects, would convey a strong signal of disapprobation and censure, without engendering worrisome Declassified in Part - Sanitized Copy Approved for Release 2012/05/09: CIA-RDP93TO1132R000100030024-5 Declassified in Part - Sanitized Copy Approved for Release 2012/05/09: CIA-RDP93TO1132R000100030024-5 Relationship consequences. It would satisfy the popular need to express the nation's sense of outrage and would portray the President as willing to take the political heat of angering an important domestic constituency-the farmers-for the sake of a foreign issue of principle. It goes almost without saying that intelligence could not then, and cannot ever, be expected to take such considerations into account. 3. Intelligence undercuts their policies- Administrations have often found intelligence analyses appearing at times and in ways unhelpful to the pursuit of policies on which they had embarked. This can happen in two ways: (1) Through a genuine and protracted diver- gence of intelligence judgments from publicly stated Administration views of a given situation, and (2) Through fortuity or inadvertence. An example of the first phenomenon was provided by the stubborn independence displayed by the intelligence community in the early phases of the Vietnam escalation in 1964-65, when its national estimates consistently offered up a far more pessi- mistic assessment of North Vietnamese staying power than was reflected in the Johnson Administration's public assertions. While this divergence between in- telligence and policy did not become public knowledge until the appearance of the Pentagon Papers in 1971, the mid-1960s intelligence performance evoked considerable disquiet and chagrin among policy insiders at the time. The days of such protracted differences of view between intelligence and policy are probably over. In the intelligence-policy environment of the 1980s, it seems highly unlikely that a divergence of assessment could be sustained for very long. Congressional oversight and its intimate access to intelligence anal- ysis would bring any significant disparities quickly to the surface and thus cause them to be resolved. The other cause, policy-undercutting by fortuity and inadvertence, is more likely to survive, as it is a matter of human frailty. Sometimes it is merely a question of miserable timing-as in the classic case of the intelligence reas- sessment of North Korean military forces that credited then) with substantially greater capabilities than had been previously appreciated. The estimate was fine, but it just happened to ''hit the street'' within a week of President Carter's announcement of his controversial decision to begin withdrawal of US forces from South Korea. A pure coincidence, but it caused understandable conster- nation. At other times it is a matter of inattention-as in the so-called discovery of the Soviet brigade in Cuba which, it turned out later, had been there, in one- form or another, all along, but had simply been lost sight of. Issues of this kind, seemingly unimportant, can suddenly escalate into heated public controversy and make life difficult for the policy leaders. However minor the transgression, they will regard intelligence less fondly. 4. Intelligence provokes public controversy- From time to time, routine differences within the community over how to interpret ambiguous intelligence evidence turns into heated, and perhaps even acrimonious debate. When the competing interpretations clearly affect impor- Declassified in Part - Sanitized Copy Approved for Release 2012/05/09: CIA-RDP93TO1132R000100030024-5 Declassified in Part - Sanitized Copy Approved for Release 2012/05/09: CIA-RDP93TO1132R000100030024-5 Relationship tant policy issues, the internal controversy can easily spill out into the public arena. In the 1950s and 1960s, when what transpired in the world of intelli- gence remained largely opaque, such disputes could be easily contained within the Executive Branch. In more recent times, with the progressive "opening up of intelligence through the Congress and the media, and through its more visible involvement with policy, a disputation within the community is soon drawn into and exploited by the public debate, often in ways that make life more difficult for the national security policymaker. Examples of policy-relevant debates that have been stimulated or inten- sified by intelligence controversy come quickly to mind: - Whether the Tupolev Backfire bomber is an intermediate-range or an intercontinental-capable bomber; - Whether extensive Soviet civil defense preparations add up to en- hanced "survivability" for Soviet society; - How significantly Western technology contributes to the growth of the Soviet economy and its military power; - Whether Western calculations of Soviet military spending adequately reflect the real size and burden of Soviet defense; - To what extent the Soviet natural gas pipeline will aggravate Western Europe's dependence on imported energy. This brief sampling is probably sufficient to suggest that the issues in dispute often bear on strategic, budgetary, arms control, or economic police decisions importmit to an Administration's overall strategy. To the extent that intelligence controvers~.helps arm the opposition in such disputes, its contri- bution is not exactly appreciated. 5.- Intelligence fails to persuade- Ever,since John F. Kennedy's tour de force in unveiling photographic intelligence on the presence of Soviet missiles in Cuba to a hushed 11N audi- ence, successive.atlin inistrat iorrs have sought to emulate that feat. Though the results have been mixed at lest, hope springs eternal that a release of intelli- gence findings or a'public display of exotic evidence will enlighten an unin- formed or risinfgrmed public, win over a cynical journalist, or convince a skeptical congressman. At one time limited to an occasional State Department White Paper and a private briefing here and there, the intelligence product now finds its way into the public domain through more and more channels and in ever greater volume-most of it, of course, at the instigation and under the aegis of the policy community. It moves through such vehicles as press confer- ences, media briefings and backgrounders, testimony on the Hill, formal Ile- ports to Congress, and official glossy publications. In a general way, this sea change in public access to intelligence has undoubtedly had its beneficial impact on public understanding of often com- plex and murky situations. It is far more questionable, however, whether in- telligence can be used effectively as an instrument of public persuasion; whether the marshalling of intelligence evidence on one side or another of a Declassified in Part - Sanitized Copy Approved for Release 2012/05/09: CIA-RDP93TO1132R000100030024-5 Declassified in Part - Sanitized Copy Approved for Release 2012/05/09: CIA-RDP93TO1132R000100030024-5 Relationship sharply debated issue ever succeeds in gaining solid converts. In a tactical situation, say, when a heated debate moves toward a crucial vote, a well- focused, lucid intelligence briefing can often sway a wavering agnostic and stiffen an irresolute supporter. But the record suggests that the conversion will not stick, that the gnawing doubts soon return. Reasons for this phenomenon are not hard to find: - Time was when public disclosure of intelligence was a rare and nota- ble event that summoned tip an aura of mystery and miracle, endow- ing the product with uncommon authority. That is no more. As dis- closure became ever more routine, the gloss wore off, and an inevita- ble "debasement of the currency" set in. - Intelligence assessments, when lifted out of their context, fuzzed and diluted ("sanitized") to protect sources and methods, lose much of their authenticity. To the intelligence professional who has built his mosaic from a welter of carefully evaluated raw data, often accumu- lated over years, the evidence may be totally compelling. To a public audience, coming to t9e issue cold and exposed only to the sanitized version, the evidence will often seem ambiguous and the judgments inadequately supported. - Intelligence evidence is brought into public play often in situations of deep controversy, where the contention usually is not over observable facts, but over points of principle. The physical things that intelli- gence is best at recording are often not much help in settling points of principle. Central America offers a good example: Divergent views of that threat center on the conceptual question of whether the revolu- tionary situation in El Salvador is fundamentally endogenous, i.e., rooted in and fueled by internal, historic forces, or exogenous, i.e., externally stimulated and sustained. That conceptual issue cannot be resolved by displays of intelligence evidence, however persuasive, that Soviet arms do indeed flow through Nicaraguan ports to the Salvado- ran rebels. The impact that intelligence can have on public perceptions is further constrained by the understandable tendency of people to reject bad news-what social psychologists used to call "cognitive dissonance.' Many of the issues on which intelligence is brought to bear publicly do indeed have unhappy implications. Acceptance of the had news means having to draw costly, risky, or generally unsettling conse- quences. A classic example is the case of "Yellow Rain," the discovery of lethal toxins being used under Soviet tutelage in Southeast Asia and Afghanistan. In spite of the overwhelming weight of confirmatory evidence accumulated over eight years, extensively published, briefed and shared worldwide, the findings continue to be challenged and contested, sometimes with offerings of bizarre scientific counter- explanations that defy common sense. The extreme reluctance to ac- cept the evidence at face value cannot be attributed simply to the fact that intelligence can never meet the rigorous laboratory standards for evidence that scientists like to insist upon. The explanation for the itf 3 Declassified in Part Sanitized Copy Approved for Release 2012/05/09 : CIA RDP93T01132R000100030024 5 I Declassified in Part - Sanitized Copy Approved for Release 2012/05/09: CIA-RDP93TO1132R000100030024-5 Relationship continued questioning must surely lie in the unpleasantness of the implications, insofar as they seem to raise doubts about the viability of arms control agreements. In sum, for all the reasons enumerated above, policy leaders are bound to develop a rather ambivalent view of the support they can hope to get from their intelligence community. From what has been said, it should be clear that the resulting "love-hate" relationship is endemic to the situation and that there is not much that intelligence can do, or should do, to alter it. Indeed, a greater effort to "serve policy well" could lead to even greater ambivalence and dis- cord on the part of those we seek to serve. Which takes us back to Sherman Kent's admonition in the leitmotif at the beginning of this paper: By striving too hard in this direction, intelligence may come to seem just another policy voice, and an unwanted one at that. 66 Declassified in Part - Sanitized Copy Approved for Release 2012/05/09: CIA-RDP93TO1132R000100030024-5 I Declassified in Part - Sanitized Copy Approved for Release 2012/05/09: CIA-RDP93TO1132R000100030024-5 offprint THE JERUSALEM QUARTERLY 30vinter 1984 ~ Declassified in Part - Sanitized Copy Approved for Release 2012/05/09: CIA-RDP93TO1132R000100030024-5 I Declassified in Part - Sanitized Copy Approved for Release 2012/05/09: CIA-RDP93TO1132R000100030024-5 The Intelligence-Policymaker Tangle Yehoshafat Harkabi The publication of the Kahan Commission report, with its indictment of the IDF Intelligence Chief, reopened the debate on the relationship between the Intelligence services and their clientele, the policymakers. The formal description of how Intelligence supplies the policymakers with information and evaluations as a for molding policy 1s slms .'.:c and incomplete. The relations between these echelons are complex and WOwn-ridden, as evident when one looks bey onrmof al hierz~structures and processes at the influence of informal relations on the workings of administrative bodies. The study of the functioning of Intelligence services, which has greatly developed in recent years, does not focus only on how the Intelligence service produces its reports - information gathering and analysis. It also deals with the crucial area where the usefulness of the service is put to trial: namely, the transmittal of the Intelligence service's product to the policymaking bodies, the 'interface' between Intelligence and policy. Intelligence is not an autonomous operation whose raison d'ttre Has in itselL Intelligence activities depend on having a clientpIw rn- ser_ve. However, its clients are not n v recentive t Intelligence, for what they often look for is not so much data on the basis o w ' to shape policy but rather support for m-e-formed political and ideological cone ns. The Intelligence service finds ? Y. Barkrabi FS Haattr PrOfQWW of Inttnadmal Itdadom and Middii Eastern Smdio at tbs Hebrew University of .Jenasaism. He unred as ChW of Jrasa Military IntalilIgaoa (1955-19591 wd as Advise for Intallijeam to bads Prima Minister I1977). Thin ardda was arlgtnally pubbabed kin Hebrew) in tba BWIedn of the Hebrew Udv.*y Facuky of Sodal Scenes (M Jwumb G wt *y. Number 30. Winer 19649 Declassified in Part - Sanitized Copy Approved for Release 2012/05/09: CIA-RDP93TO1132R000100030024-5 Declassified in Part - Sanitized Copy Approved for Release 2012/05/09: CIA-RDP93T01132R000100030024-5 itself in difficult straits, for it is aware that many of its efforts will not be utilized or appreciated, and the use made of its assessments and reports will differ from its expectations. Matters get worse the more ideologically motivated is the regime, for then policy is d more on the basis of ideological inputs than on the basis of Intelligence reportings on reality, which to the extent that they contradict the ideology may be discarded, and the Intelligence service ends up frustrated. Policy can be judged according to the extent of its 'sensitivity' to Intelligence - will it change if a certain evaluation requires such a change? As a concrete example, what intelligence reporting could V induce a change in Israel's present policy on Judea and Samaria? U Does the rigidity of a political position make r G r ' In ence? An ideological regime may revel in exotic covert "JiM A' operations, encourage them, and still keep Intelligence evaluations at arm's length. Nor is there simple transitive between the quality of the Ia as of policy. te ence no guarantee of good whcy and vice versa. Even Intelligence portrY reality correctly and its evaluations were accepted, policy, also includes other components, such as goals, objectives, and assumptions about causal relations between policy and outcomes, which are not necessarily Intelligence products. Policymakers too have their legitimate complaints against Intelligence, UM-itsupplies them with a motley catchall collection of information, containing everything but what a a e timeat it expresses itself in equivocal and reserved language that leaves them ; or still worse, that its evaluations not reliable and excessively opinionated. The Intelligence service should enter the policymaking process twice: first, by providing data and assessments of the situation, which will contribute to the shaping of policy; and secondly, after the policy has been formulated, Intelligence should also evaluate theely reactions of adversaries and third parties to that policy and its success or failure. Owever, it often happens that statesmen ;ZM from seeking the Intelligence service's opinion on this, for basic reasons. For by making such a request of the Intelligence elevate it to the position of policy. Thus a taugle is created whereby the In arm which is a body. subordinate becomes an arbiter a kin of supervisor over its masters. What is more, the statesmen may harbor suspicions that the Intelligence services may cite the difficu= and wweaknesses of their policy. Not fortuitously has the Inte negativistic', a discourag- ing factor, for it may tend more to poin w d wbacks than call attention to opportunities. Hence, Kissinger stigmatised the Intelligence service for pushing towards 'immobilism'. The Intelligence service itself will not volunteer for the role of v /S 5 Declassified in Part - Sanitized Copy Approved for Release 2012/05/09: CIA-RDP93T01132R000100030024-5 Declassified in Part - Sanitized Copy Approved for Release 2012/05/09: CIA-RDP93TO1132R000100030024-5 policy-monitoring, fearing that it may mar its relations with its superiors. the policymakers, and may cause it to collide with conceptions sacred to than, or with their dreams. For example, once the idea of getting the Phalanges into action in Beirut became a desire, almost an obsession, among the Israeli policy. makers. a presentation of the hazards of such a policy placed the Intelligence in an uncomfortable position. Similarly, it may be supposed that an organization like the KGB would be inhibited from presenting evaluations that clash with Marxism and with Soviet policy. The Intelligence service, therefore, will not volunteer to serve as a traffic signal light flashing red and green alternately to the advancing policy carriage. There is an exaggerated tendency to present the Intelligence service as if it were an aninstitutioa for the sounding of tocsins. The Intellige ce service is~pnm l institution for the provision of information which is mlead to knowledge and un and is not m y a warming mechThe principal line of defense against surprises is'understanding', not 'warning'. Warning is in order in times of emergency and before the onset of calamity - but those are few and far between. And if indeed the Intelligence service is expected to warn about impending dangers stem ming o sic ion initiated the enenr , it is hard to ex that it aL w1 an institution that warns unous .aLbe outcomes of our own po cy, or our home-made surprises. That is an important difference, which it seems, the Kahan Commission was not alive to. Certainly the Intelligence service would do well were it itself, on its own, to point out the probable consequences of policy, but it is advisable that the chiefs-of-state understand the Intelligence's reluctance to become overseers, august or meek, on their policy and address it with explicit queries, as an invitation for the Intelligence's intervention. People are not aware of how complicated and difficult is the Intelligence service's work of collecting, analyzing and evaluating information. The Intelligence service will not willingly seek out additional troubles for itself. It is not sheer squeamishness In short, the Intelligence service is an institution more for the giving of answers than for sounding warnings, especially about z-liicy. It is the task of the leaders to put questions to it, an they o not ask let it not be said that they assumed that the service would inform them of its own accord. True, since the Intelligence service provides reports on an ongoing routine basis, the impression might be formed that it offers its opinions on every relevant issue automatically. That is an error, and it would have been helpful to Israeli policymaking had the Kahan Commission been alert to it and drawn attention to these aspects. It may be argued that the Intelligence service does not- fully discharge its duty by providing the policymakers with information and assessments, and that precisely because its product may be Declassified in Part - Sanitized Copy Approved for Release 2012/05/09: CIA-RDP93TO1132R000100030024-5 Declassified in Part - Sanitized Copy Approved for Release 2012/05/09: CIA-RDP93TO1132R000100030024-5 critical for policy, the service must we to it that its reports are property understood. However, the Intelligence service will refrain from testing whether the policymakers have properly understood the material that has been passed on to it, that it will shrink from taking the role of a pedantic teacher correcting misunderstandings an the part of the policymakers. Indeed, a pretension on the part of the Intelligence service to be the policymakers' 'mentor' is liable to be counterproductive. It may come to pass that senior Intelligence functionaries may differ with the policymakers' policy. Their critical stance vis-d-vis the adopted policy may be based on an evaluation of the historical trend, yet they may not be able to adduce factual proof for their position. In most instances, the error of the policy line emerges in a clearly decisive way only in the long range, for the feedback circuit in such matters is slow. In the short range a mistaken policy line does not necessarily entail outcomes that refute it. It may then ap- pear to the policymakers that their course is succeeding. and that the facts abet it. Hence. the Intelligence service cannot use such facts to validate its criticism of policy, for in a confrontation with the policymakers it can avail itself only of facts whose message is clear and evident; and thus its assessments of long-range trends may not, in such cases. be serviceable for it. The Intelligence criticism of policy may then appear as arbitrary and irksome, even as stemming from lack of sympathy towards the policymakers themselves. Thus, here too, the Intelligence service may choose to withhold counseL Later, when the error of the policy becomes clear, there will be those who will protest that the Intelligence service should have warned in time about the mistaken policy, and an inquiry commission may even find the service culpable. The Intelligence service is aware that it treads on precarious ground and is liable to be singled out for blame in any error, since in every political or military decision there is an assumption on the situation or a component of knowledge, the lack of which can be imputed to Intelligence. For instance, a commander can decide to outflank and attack from the left, not because the Intelligence service advised him to do so. Were decisions based only an Intelligence data, decisions and policy would simply 'follow' from it and there would be no need for policymakers. If his attack fails, the commander can shift the blame to Intelligence by contending that it did not warn him that the left flank was strong and could not be gushed. Any military action can fail, either because our troops were not good or because the enemy's troops were. There is no institutionalized body whose job is to evaluate our troops, and thus it is easy to transfer the blame for a military failure to Intelligence, which, as it were, slighted the enemy's ability. The Tatelli ence service has been frequently described as the staff's 'w ' ' boy'. In many fields a human error of evaluation or judgement is Thus, Declassified in Part - Sanitized Copy Approved for Release 2012/05/09: CIA-RDP93TO1132R000100030024-5 ,,, Declassified in Part - Sanitized Copy Approved for Release 2012/05/09: CIA-RDP93TO1132R000100030024-5 considered as agenuating ci cumrtances; however, it is the fate of Intelligence that ertvr devaluation is always enshrined in Is bill d' sot.:Was the popular saying has it that 'to err is human';c an aLwa superhuman_trafection In apected of Intelligaocs W. ana . living. among our own people with no W Siam of aoosssion to knowledge and still we stunned -by domestic political develcpmonts. But if Intelligence does not mo- cesdulky forecast a political dent in a foreign counts y, brows are wrinkled: how is that possible? What inefdencyt After the oe service has failed in reporting an some information err evaluation, it is likely to take out insurance for itself by way of enlarging the quantity of its reports and including everything in them, so that it may not be found wanting in reporting. It will than tloo the policymakers with Iatell aooe r gore. However, over-repeating may be detrimental for the Intelligence service Mumma as important items maybe lost in the multitude of the lees important and trivial ones. This, what will eventually prove important does not always immediately catch the eye. The statesman may be able to defend themselves against overabundance of Intelligence reporting, by employing an aide to sift and summarise the material for them . Such an aidefilstherole of Intailigance waiter' who marks for his superior what is worth his attemion. What is significant in the eyes of the Intelligence waiter' and the Inteligenos service is not necessarily identical. Despite thevitakrole such anasdstaotfulSLforhismaster, such an intermediary arrangement may also complicate things, for the Intelligence service does not know what information has reached the policymakers, of who they an aware and of who not. Furthermore, tateamen may tend to look or rather browse over Intelligence material, often at the and of an exhausting day when they are fatigued or half drowsy. Presumably, it In good that the chiiaf the Intelliaeaoe service be an dose terms with the policymakers and have their trier. E ft=, such boom companionship too has its draw 'hue, the more be is a part of the inner Byzantine court that develo as a matter course state Ma'greatarishb_ influence: and his indepe and gradually stceumbs to the 2299MINIL,7HO is than unable to detech festivities of pacymakiOg just like the other sal[ gratified members tithe courtwho bask Jim their connections with power. Thomas Hughes urged that Intelligence should give the pokTmakers ' utmot support with utmost reservation. That sure- ly is no simple combination. In its reports the Intelligence service must differ lute between Y state? of fact and evaluanoos concerning the Future, w are alw a menu of cogdect re. It is an error to present as evaluation of future fiends as if they were facts. The desire of the A Declassified in Part - Sanitized Copy Approved for Release 2012/05/09: CIA-RDP93TO1132R000100030024-5 Declassified in Part - Sanitized Copy Approved for Release 2012/05/09: CIA-RDP93TO1132R000100030024-5 I> IatelUgance pmplo to present a cb nvt unqualified oploion is caenmsndaW bgtit may mjdmd them to preseirt thou hypotheses . about,: tba4tlrajm.#