STRUCTURAL CHANGES AND INSTITUTIONAL REFORMS

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Document Number (FOIA) /ESDN (CREST): 
CIA-RDP91M00696R000800020002-5
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RIPPUB
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S
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35
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December 16, 2016
Document Release Date: 
May 19, 2005
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2
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Publication Date: 
February 11, 1976
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MF
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Approved For F (ease 2005/0;6 O6i~ A-RDP91 M00696R000800020002-5 11 February 1976 MEMORANDUM FOR: The Director SUBJECT Structural Changes and Institutional Reforms 1. Over the past several months, many have engaged in discussion and thought (often more of the former than the latter) about structural or organizational changes in the intelligence community. The basic decisions may have already been made, hence several of the suggestions outlined below may have been overtaken by events; but I thought you might find these observations of some interest and use. 2. Structure should be keyed to function. The DCI has three major sets of continuing responsibilities -- clearly interrelated, but nonetheless both distinguishable and distinct: a. Being the Government's senior substantive intelligence officer and advisor. b. Being the Government's principal advisor on intelligence resources. . c. Managing the CIA. 3. Each of these three sets of responsibilities has its own complexities. a. Being the fount of national intelligence is clearly the DCI's primary responsibility, since establishing such a fount was clearly the 80th Congress' primary objective in passing Section 102(d) of the National Security Act of 1947.* Jha -Congress wanted was a mechanism through which all of the information available to the US Government bearing on national security problems (with a foreign dimension) could be collated andA tec lEarJReiiras r2OOSIOB/b6atI-2bP$1MO6ObRR 0 b2 3ontro1 of any cabinet department or military service. Approved For Reuse 200510606'"CI~-RDP91 M006961440800020002-5 -- The primacy of this set of responsi- bilities is further underlined by the fact that the DCI's other major responsibilities (advising on resource allocation and managing the CIA) really have to do with the mechanisms which enable him to discharge this function of being the Government's principal substantive intelligence officer and fount of national intelligence. -- The DCI's broader substantive responsi- bilities logically evolved from this statutory base, including his present responsibilities for providing a broad range of current intelli- gence reports and assessments and for providing national estimates. - The key aspect of this set of responsibilities is the latter's national scope. As applied to intelligence, "nazi naltt has come to mean intelli- gence which draws on all information available to all components of the Government, is assessed by the best analytic talent available throughout the Government, and is presented to the President and his senior advisors with a reflection of significant dissenting judgments where the latter exist and are of material consequence. -- Over the last year or so there has been a rising amount of debate over the extent of the DCI's responsibility for providing substantive intelligence support to the Congress. This added complexity, however, does not alter his clear obligation to provide support to the President and the NSC, or his primacy as the Government's principal foreign intelligence officer. b. The resource "advisory" role was only implicitly adumbrated in the 1947 Act. It has evolved by pragmatic precedent and was explicitly stated in President Nixon's November 1971 letter. The precise dimensions of that role,-however, and the DCI's degree of authority in resource matters are still vague, and disputed (especially in the Department of Defense). Approved For Release 2005/06/06 : CIA-RDP91 M00696R000800020002-5 2 ~~jj'~y~Lj'A e^V Approved For Reuse 2005/06lW' ::1A-RDP91 M006960%0800020002-5 c. The CIA is an instrument set up to help the DCI discharge the responsibilities with which he was vested by statute. -- Over time, it was given -- under the DCI's management -- certain other institu- tional responsibilities, notably the covert collection (espionage) function (a "service of common concern"), the covert action function (one of those "other functions and duties related to intelligence affecting the national security" directed by the NSC), and certain responsibilities for the development and management of technical collection programs (ditto). -- Despite the language of the 1947 and 1949 Acts and the pragmatic precedents of almost three decades, there is still some debate within the Executive Branch -- and within the Intelligence Community -- over what CIA is, and what it is not. In part, this debate is rooted in what may sound to to a layman like a philosophical connundrum: whether there is (or is not) a valid dis- tinction between "national intelligence" and "non-departmental intelligence". CIA's production -- i.e., the published output of the DDI and parts of the DDS?IT -- is clearly "non-departmental", since CIA is not under the control of any cabinet department. Many CIA analysts -- and managers -- would and do argue that, ergo, what CIA produces is national intelligence. This contention, however, is by no means universally accepted throughout the rest of the Intelligence Community or the Executive Branch, where it is argued (often stridently) that reports/ assessments/appreciations/estimates are not national intelligence unless and until they reflect (and, in some cases, clearly identify) the views of all concerned components of the Intelligence Community, not just those of CIA. Approved For Release 2005/06/06 : CIA-RDP91 M00696R000800020002-5 3 Approved For Release 2005/06/06 CIA-RDP91 M00696RO 0002Q002-5 -- This debate, in turn, is at the root of what some, indeed many (outside CIA), perceive as an inherent conflict of interest in the dual roles of the DCI (as his office is now structured) as the Government's senior substantive intelligence officer (the fount of national intelligence) and -- simultaneously the head of one of the Intelligence Community's analytic and production com- ponents, i.e., the CIA. 4. In addition to the three sets of continuing responsibilities outlined above, the DCI also has a fourth set of responsibilities which are latent or intermittent: providing intelligence support to national decision-making in times of crisis. These are clearly related to his con- tinuing responsibilities, but have several special features. -- They bring into sharp focus the ambiguities in the relationship between and responsibilities of (on the one hand) the DCI and (on the other) the Secretary of Defense and Chairman of the Joint Chiefs of Staff. They also bring the complex "national/ tactical" question into sharp focus. -- They give added intensity to the debate over the role and functions of the CIA. 5. The Present Structure. At present, the DCI is supported by a command structure which was developed during the tenure of your two immediate predecessors. It includes: a. A Deputy DCI -- appointed by the President with the Senate's advice and consent -- who serves as Acting DCI in your absences, is the CIA member of the USIB, performs a variety of special missions and functions, but who (under present arrangements) is not really in the line of command. b. Two staff Deputies to the DCI who assist him in the discharge of his two -- and it is important to remember that there are two -- sets of community Approved For Release 2005/06/06 : CIA-RDP91 M00696R000800020002-5 4 Approved For Release 2005/0 DP91 M00696R0(O00020002-5 responsibilities: substance (the D/DCI/NIO) and resources (the D/DCI/IC). c. Four line Deputies -- DDS&T, DDI, DDO and DDA -- through whom the DCI runs the CIA. 6. The present system runs with the grain of the DCI's major responsibilities. It is not bad. Actually, it is fairly good. It does not -- nor can it -- alleviate the problems engendered by the DCI's limited and ambiguous authority (especially in the resource field); but apart from that, it has only one serious flaw: within it there is no overall, day-to-day manager of the CIA, other than the DCI himself. This, in turn, -- Sets up a great drain on the DCI's time. -- Compounds the perception of "conflict of interest" between the DCI's Community and Agency roles, noted above. ?-- Creates an anomalous and often awkward situation: when the DCI is wearing his "Community" hat adjudicating Community disputes, the CIA has no single advocate to explain and defend its legitimate institutional equities. 7. The flaws in the present structure, however, could be quite easily remedied by either of two. approaches: a. Changing the present concept of the role of the DDCI, charging him with being the day-to-day manager of CIA (and letting him be it), or b. Re-constituting and perhaps enhancing the now abolished position of Executive Director. Approved For Release 2005/06106 : CIA- DP91 M00696R000800020002-5 Approved For Release 2005/06/06 CIA-RDP91 M00696R000800020002-5 8. Thu "Two Deputies" Approach. Another, super- ficially appealing way to go at the structural problem is to follow the "two deputies" approach: i.e., give the DCI one Deputy DCI to manage the CIA and another to handle the Community. I understand that this is the approach now being favored downtown; but before any final decisions are taken (if they have not already been made), careful consideration ought to be given to the fact that. this approach would be likely to create more problems than it solves. -- This is because the DCI does not have just one set of Community responisibilities, he has two: substance and resources. -- In solving the "CIA problem" It would compound the "Community problem." -- If the Community deputy were a civilian (especially a non-Defense Department civilian) there would be great -- and under- standable -- concern within the DOD, the JCS and the military services that Defense's resource equities and requirements would not be properly understood or adequately protected. -- Conversely, if the Community deputy were a serving military officer (or a civilian with a Defense Department background) there. would be serious, again understandable, concern -- within other componenents of the.Executive Branch, in the Congress, in the 6 Approved For Release 2005/06/06 : CIA-RDP91 M00696R000800020002-5 Approved For RelVe se 2005/06/06 CIA-RDP91 M00696R0d600020002-5 public (and, for that matter, within CIA) about the objectivity of national intelligence production. -- If the two Community responsibilities -- substance and resources -- are combined under a single deputy, one of them would be bound to suffer. Given the American fascination for the concrete and quantitative -- especially in light of the amounts of money involved -- said single Community deputy would almost inevitably be inclined to focus primarily on resources, which would probably soon come to drive substance. 'Hence, substance -- i.e., the responsibilities the DCI was primarily set up by statute to discharge -- would almost inevitably suffer. -- The chances of serious friction between the two deputies would be great. Even in the unlikely event that both were always saints, there would be an inescapable pecking order problem: one would have to be Acting DCI on your absence, and he would be seen throughout the Government, Congress and public as being your principal Deputy. Giving primacy to the CIA Deputy would generate one set of unavoidable problems; giving primacy to the Community Deputy (especially if -- under this arrange- ment -- he was a military officer) would generate another. 8. Conclusion. In sum, I believe strongly that the two- deputy approach is a loser, almost guaranteed to crate more problems than it solves. Others (including Bill Colby) may and do disagree, but I am convinced that the present, rather easily modified framework offers a much more promising line of approach within which you can fairly easily solve the "CIA problem" without compounding and conplicating the Community one. 25X1 Georg A. Carver, Jr. Deputy for National Intelligence Officers Approved. For Release 2005/06/06 ? CIA-RDP91 M00696R000800020002-5 Approved For Kelease 2005/06/06 : CIA-RDP91 M00696R000800020002-5 U 51 , Q-1, _) Cf-o 4 ct wZL-. 51D G, moo Approved For Release 2005/06/06 : CIA-RDP91 M00696R000800020002-5 Approved For Reuse 2005/06/06`C- ADW1'JM_' 00696'008O0020 W I:Z I1r...x 1. The attached graphic is the one we submitted to Colby and he used to brief the President. You will remember I deliberately omitted the NIB and the pro- duction flow in order to avoid committing us to the NIO role that Colby would have insisted on. The pen- cilled additions show the way I think it ought to be. 2. Unfortunately, with George present at the Management Committee meeting that discussed our ori- ginal proposal (18 December), the game went the other way. It contains a statement that "The NIO's would act as the DCI's staff for the NIB. The Board would be chaired by the DCI, with his Agency Deputy as CIA Member. The latter would serve as chairman in his absence." It is the concept of the NIO's as staff for the NIB that we must jettison, or at least blur enough to keep the NIO's out of the production line. 3. I see a use for a reconstituted NIO staff in three ways: --As a substantive staff for the DCI, bridg- ing collection and production, troubleshooting, etc. Half a dozen area-oriented officers would suffice. Approved For Release 2005/06/06 : CIA-RDP91 M00696R000800020002-5 Approved For Release 2005/06/06 : CIA-RDP91 M00696R600800020002-5 --As a link between the substantive mechanism lodged in the NIB and the program management mechanism lodged in EXCOM. We are talking here inter alia about some humanized version of KIQ- KEP. --As a mechanism for product review. These officers might well serve as the staff for EXCOM when it wears its NSCIC hat. Approved For Release 2005/06/06 : CIA-RDP91 M00696R000800020002-5 Approved Fo?"Welease 2005/06/06 : CIA-RDP91 M0069bcR000800020002-5 OPTION IV MODIFIED 9 NSC tXCOM (I) e DEPUTY SECRETARY OF DEFENSE DCI, CHAIRMAN DEPUTY SECRETARY OF STATE, (INTEL), MEMBER MEMBER I I a___ 1 (floc:i/A Fie- scy~ a DDCI/C EXEC.SECY. O D I NIO V -c~ 6 m oti o c=, a 'cI 6 C7 Z. c G v O 60 - V o O a I e --~ DIA NSA NRO CIA INR QPERATIONAL CONTROL --- POLICY AND RESOURCE GUIDANCE TOP SECRET SENSITIVE Dona nc-(7ionrPA L /u76LLl~rSNGCS ( iabot7" e+J Approved For Release 2005/06/06 : CIA-RDP91 M00696R000800020002-5 Approved For Rrease 2005/06/06 : CIA-RDP91 M00696Fb0800020002-5 1. Divide between FIC and DCI/NIB on basis of directive modified by DCI's authority. FIC handles matters that are management-oriented (resources, pro- grams, systems, etc), DCI/NIB handles matters that are substance-oriented (including such things as STIC, WSSIC, EIC, JAEIC). Deputy responsibilities divides the same way. This fits with Act: CIA to correlate and evaluate and perform services of common concern; management functions assigned to FIC were not envisaged in 1947. 2. Divide on basis of directive as it stands. FIC handles present responsibilities of USIB. In this case Community Deputy responsibilities must extend into field of DCI/NIB. Agency Deputy would, however, remain responsible for substantive matters. Could DDCI/C staff Committees and DDCI/A provide chair for substantive ones? 3. Divide as in 2, but make Community Deputy responsible for all Community matters including sub- stantive ones. DDCI/A would then be confined strictly to Agency matters. Approved For Release 2005/06/06 : CIA-RDP91 M00696R000800020002-5 IAJ .c J t)( c n1 t IZA c U c,V 1-1 Approved For Release 2005/06/06 : CIA-RDP91 M00696R000800020002-5 O P'7r ~,Apprgv d FoMe& Napo, ef2OQV&i/06 : CIA-RDP91 M00696R0'800020002-5 N ot-ri a..s sir L Co:~rr~s L t o i .%w..-r"1cs1 ~! IVPrT'r~rlRb- inir h. F'ti~lac?$i..~ Approved For Release 2005/06/06 : CIA-RDP91 M00696R000800020002-5 Approved For Release 2005/06/06 : CIA-RDP91 M00696R0'800020002-5 creL.sr_ b ct i Approved For Release 2005/06/06 : CIA-RDP91 M00.696R000800020002-5 Approved For'Iease 2005/06/06 : CIA-RDP91 M00696 000800020002-5 OPTION IV MODIFIED g ET# YR OF DEFENSE C I I SECRETARY OF STATE EXCOM (I) DEPUTY SECRETARY UF UttLNSt O1 TEL), ?11EMBER DCI, CHAIRMAN DDCIIC EXEC. SECY. DEPUTY SECRETARY OF STATE, MEMBER ---.OPERATIONAL CONTROL -- - POLICY AND RESOURCE GUIDANCE Approved For Release 2005/06/06 : CIA-RDP91 M00696R000800020002-5 Approved For Relse 2005/06/06 : CIA-RDP91 M00696R0800020002-5 .tt Sc I C Ur `..~ Ns c 25X1 cTt .S k Llr r Approved For Release 2005/06/06 : CIA-RDP91 M00696R000800020002-5 Approved For-Release 2005/06/06: CIA-RDP91 M006000800020002-5 25X1 To me, the present USIB committees (or the activities they represent) can be most easily aid logically related to your Opti?-a IV (modified) diagram by separati+,, them into three groups. --The first group includes just two committees, the Security Committee and the Critical Collection Priorities Committee. I think tla -se should berth be associated directly with the EXCOM(I). EXCOM should face both these issues directly and without intermedi;ry bodies. The Security Committee has been an emasculated body because it never has been able to engage the hierarchy of State and Defense directly. New is an opportunity to put it in a position to do s?, and it should have a senior membership. The CCPC is in my view a candidate for EXCCM association because it also needs t;z be able to get the most senior intelligence body to face up to critic-l Caps and the kinds of programs required to fill them. --The second reup wrulw include those committees involved in co^rdinati?x of community analysis and production on substantive problems. They include the EIC, SIC, WSSIC, and JAEIC. The forum for their taskixi? and their reports wuuld logically fall into the chain of command of National Ixtell- igence production, and I pr-sum!r the National Intelligence Board with the DCI as Chairman w-uld be the most reasonable reporting point. Finally, the committees for coordination of community collection! and tasking wruli lava a -natural locus of activity thrnu. k the DDCI(C) and the IC Staff mechanism api the policy and resource giidance arm of the DCI. These committees, or the activities they are involved ix, include the Sigixt Committee, Couirex, Human Sources Committee, Committee -n Exchanges, ~PyU G Deeetr C'_amittes, and--for the lack *f a better place to nut it--thee Information Handling Committee. I thing that about exhausts the group of present committees. The particular committee names and organizations might usefully be reexamined and rationalized, but that is a problem you ien't have to face at this point. Of course, placement of these committees in a wiring diagram greatly over- simplifies the operational problems. Each of the committees is concerned with the interface (sorry, no better word comes easily) between collection problems and analytical problems, but I think the arrangement I spelled out above places the oversight responsibility in a sensible manner. You asked me net to make a big production out of th-,is. I didn't even ask for typing a,-sibiaeee. v c A {pr~v Ar die se 2005/06/06 : CIA-RDP91 MOO ----------- ----- - 25X1 Approved `For Release 2005/06/06 : CIA-RDP91 M096R000800020002-5 EXCOM(I) Deputy Secretary of Defense NIOs as Personal Substantive and Coord. Staff of DCI IC Staff Deputy Secretary of State r XCOM LEVEL` OMMITTEES: Security CCPC ,Z~ " 1~ ,~, 11~ d?~ AYp edl Ror ReVa e2110 %t 6/06 : CIA-RDP91 M00696R000800020002-5 Director of Central Intelligence Approved For Release 2005/06/06: CIA-RDP91 M00696R 00800020002-5 ~ P le, C- --, C4a -- (i L_... ('?,S.,Y rr a rt Committees for- Coord-ination of Community .Collectio.x.Tasking a*i Exploitation:' Sigint Comirex ..Humax' Sources Comm. on Exckanges Def.ec.tor.....Com .. Inf o.. Handing i SGT=a.,s'I!a