RELATIONS BETWEEN THE CENTRAL INTELLIGENCE AGENCY AND AMERICAN ACADEMICS

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CIA-RDP90-00806R000100030005-2
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March 13, 1986
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roil Sanitized Copy Approved for Release 2011/02/02 : CIA-RDP90-00806R000100030005-2 ART!'? E r4 .r 1ED ON PAGE ~RELATIONS BETWEEN THE CEN- TRAL INTELLIGENCE AGENCY AND AMERICAN ACADEMICS ? Mr. DURENBERGER. Mr. Presi- dent, one of the great tragedies of the 1960's and 1970's was the withdrawal, by American academics, of cooperation with the analytic arms of U.S. intelli- gence. This country produces some of the finest research and writing on for- eign countries and foreign policy that the world has ever seen. American aca- demics, with their fine training and years of experience. frequently devel- op expertise on particular countries that no intelligence organization car match, despite its access to secret sources. U.S. intelligence agencies want and need the help of academic experts. They need the "reality check" that an outside expert can provide by critiqu- ing their analyses. They need the fresh ideas that an outsider can inject into the Intelligence process. Often, because of personnel turnover, they need the basic guidance that a sea- soned expert can provide to get a new analyst off to a good start . Intelligence is a vital part of the policy process. Academics should be proud to help make the policy process more rational by ensuring that it is based upon the best possible informa- tion and analysis. American academics. In turn, need some things from U.S. intelligence agencies. They need the freedom to state their views without censorship- except as required to delete sensitive intelligence sources and methods or other classified information. They need enough insulation from the oper- ational side of U.S. intelligence that their cooperation with analysts will not lessen their ability to conduct re- search in foreign countries. And they need the right and encouragement to be forthright with their employers and the public regarding any financial support received from U.S. agencies. The recent case of Nadav Safran. a truly distinguished professor at Har- vard University who was faulted for not disclosing CIA support for an sca. demic conference, illustrates very well both our need for academics to help U.S. intelligence and the need to guard against accidental harm to those aca- demics and to free academic enquiry everywhere. Professor Safran exempli- fies the type of insightful scholar who can really make a difference by apply- ing his rigorous analytic approach to problems of U.S. Intelligence. His res- ignation as director of Harvard's Center for Middle Eastern Studies is a good example of the harm that can come from keeping the service to his country go secret that it offends schol- arly canons or university rules: CONGRESSIONAL RECORD - SENATI 13 March 1986 The CIA has learned from this case; they are both changing their rules re- garding contracts with academics and reaching out to the academic commu- nity to exchange views on this issue. Recently, the CIA's Deputy Director for Intelligence, Robert M. Gates, pre- sented the CIA's latest position in a thoughtful address at Harvard's John F. Kennedy School of Government. His discussion may not be the last word, but it is well worth reading. Both the CIA and the Select Commit- tee on Intelligence would be most in- terested in hearing the reactions of American scholars, for we are serious when we say that America needs their contributions to the intelligence and policy processes. Mr. President. I ask that the text of Mr. Gate's address on "CiA and the University" be printed in the Rsconu. The address follows CIA AND THE UNrt-EP.StT? 1 welcome this opportunity to court to Harvard and speak about the relationship between the Central Intelligence Agency. especially its analytical/research arm. and the academic community. Recent events here have again sparked broad discussion of both the propriety and wisdom of university scholars cooperating in any way with Amen- can intelligence On December 3rd of last year the Boston Globe stated "The scholar who works for a government intelligence agency ceases to be an Independent spirit. a true scholar." These are strong word.. In my view they are absolutely wrong. None- theless. there are real concerns that should be addressed. My remarks tonight center on two simple propositions: First. preserving the liberty of this nation is fundamental to and prerequisite for the preservation of academic freedom: the uni- versity community cannot prosper and pro- tect freedom of inquiry oblivious to the for- tunes of the nation. Second. in defending the nation and our liberties, the Federal Government needs to have recourse to the best minds in the coun- try. Including those in the academic commu- nity. Tensions tnetitably accompany the re- lationship between defense. intelligence and academe, but mutual need and benefit re- quire reconciliation or elimination of such tensions. TEE KISTOPY Or CIA-u,RVIItS!TY RELATIONS In discussing the relationship between the academic community and Amencan intelli- gence. and specifically the research and analysis side of intelligence. it Is important u which coinciden? -"- n ship. The tp Liam L. Langer, was recruited as the Direc- tor of Research and he in turn, recruited some of the finest scholars in America for the OSS, many of them from Harvard, Yale. and Columbia Universities. When CIA was established by the Nation- al Security Act of 1947, this pattern was re- peated. Langer returned to establish the Board of National incumates. Robert Amory of the Harvard law School faculty was named CIA's Deputy Director for Intelli- gence in 2953, and served in that capacity for nearly ten years. Other academicians who Joined Included: Historians such as Ludwell Montague. Sherman Kent, Joseph Strayer and DeForrest Van Slyck; econo- mist Max Millikan. who organised the eco- nomic Intelligence effort: economist Rich- ard Bissell, who later headed the clandes- tine service; and even Willian Sloane Coffin who left the Union Theological Seminary to Join CIA for the duration of the Korean War before becoming Chaplain at Yale. He Is Quoted a reallint that he Joined th.- Apenr% because "Stalin made Hitler loot lu.r a Boy bbout - It was a common reasor. for academiuan~t to Jour, the Agenc) in the early years kelatioi' between the scholarly eommu nil'. ano CIA wart cordtr.! throughout tht 1950:, The cold war at Its height and faculty or student, rarely questioned the nations need for the Agency and Its activities. Some of the most noted university professors of the time served on a regular basis as unpaid consultant-. helping CIA to form its esti- mates of probable trends in world politics. These halcyon days were soon to change There was some criticism on campuses over CIA's involvement in the Bay of Pegs expe- dition in 1961. But the real deterioration in relations between CIA and the academe par- alleled the wrenching divisions in the coun try over the Vietnam War. despite continu? inf academic cooperation with the Director- ate of Intelligence. The decline in CIA-acs demia tier accelerated with the February 1907 disclosure in Ramparts magazine that CIA had been funding the foreign activities of the Nation:: Student Association for a number of year Sensational afiegations of wrongdoing by CIA became more frequent in the media in the early 1.970. culminating the establish men:: of tht Rockefeller Commission and subsequently boti- the Church Committee lr. the Senate and the Pike Committee in the House of Representatives Lien the Cnurch Committee, however. so critical of other intelligence activities. rec- otrnued that CL4 -must have unlettered access to the best advice and Judgment our universities can produce.' The Committee recommended that academic advice and judgment of acadertucs he openly sought. The Cornrtittet concluded that the pnnci- e to go back W an pal resporLibih*.: for setting the terms of tally, have important links to Harvard. In the relationship between CIA and academe persuaded saded Presiden1941- t nt of Roosevelt i t J. the need Donovan should rest with college administrators and to wadaenize d a coordinated iforeign the n other academic officials. "The Committee gence org Tice to inform o infthe ov nmint believes that it is the responsibility about fast moving world events. He pro- of ... the American. academic community about the professions'. and ethical standards posed fd that the service "draw on the upro- niver- to of its memr-rs ' shies for experts with long foreign expert- This, paralleled considerable debate within crave and specialized knowledge of the Mato- academia ranlts and numerous articles about ry. languages and general conditions of van relationship between the universities btu countries.' President Roosevelt agreed the and CIA In response tea letter from the and created the Office of the Coordinator of Preside.: of th< Amertcar. Association of information, later renamed the he Office of Special Services. under Donovan's leader- t nnerstty Professors. then CIA Director Contr,ued Sanitized Copy Approved for Release 2011/02/02 : CIA-RDP90-00806R000100030005-2 Sanitized Copy Approved for Release 2011/02/02 : CIA-RDP90-00806R000100030005-2 a taeorgf Bust replied that the Agency sought "only the voluntary and willing co- operation of individuals who can help the foreign policy processes of the United States." The Director stated that where re- lationships are confidential they are usually so at the request of the scholars. rather than the Agency. and he refused to isolate the Agency from "the good counsel of the best scholars in our cowuitry." Adopting this approach. Director Stan- field Turner engaged in a long and eventual- ly unsuccessful effort to reach agreement with President Bok of Harvard on relations between this university and the Agency. (Ironically, at this time, another Harvard Professor. Robert Bow-it. was my predeces- sor as head of the analytical element of the Agency.) Some academic institutions adopt- ed guidelines similar to the restrictive regu- lations established at Harvard. in most cases less severe guidelines were proposed. In a great majority of school where the issue arose, however, the faculty and administra- tion rejected any guidelines, usually on the grounds that existing regulations or prae- tices were adequate to protect both the in- stitution and individuals. The Agency's relations with the academic would have improved in recent years for a variety of reasons. including developments abroad and recognition In the academic community that CIA. together with the De- partments of State and Defense. has been an Important and useful supporter of area and regional studies and foreign language studies In the United States. The agenue:m of the American intelligence commune a well as the Department of State have' long been a primary source of employment for specialists in these areas The scademt- community also consulted closely with senior officials of the Intelligence con.-nuni- ty in their successful campaign to win sup port for a Congressional-approved endow- ment of Soviet studies. intelligence agencies informally strongly supported this endess- or. In some areas of research, such as on the Soviet Union. our cooperation for nearly 40 years has remained both close and constant This also has been the case often in the fields of economics and physical sciences. On the other hand. there have been much more pronounced ups and downs in our rela- tionships with political scientists and allied social sciences. particularly among those with expertise in the Third World. WHY CU NMS ACADi,Q There Is. however. one constant in the his- tory of this relationship and in its future as well, our need for your help. and the oppor- tunity you have to contribute to a better in- formed policymaking process by cooperating with us. Let me describe how and why. In just the last dozen years. we have been confronted with a large number of new Issues and developments and also have had to pay attention to problems too long ne- glected. The oil embargo of 1973. the subse- quent skyrocketing of oil prices and now their plunge; the related dramatic changes in the international economic system, the growth of debt in Third World countries and now repayment problems: revolutions in Iran. Ethiopia, and Nicaragua: the final pas- sage of European colonialism from Africa: new Soviet beachheads and surrogates In the Third World: changing patterns in international trade: and the growth of tech- nology transfer, international narcotics net- works and terrorism all have demonstrated vividly that our national security is greatly affected by developments and events in ad- dition to the number and capabilities of Soviet strategic weapons. Accordingly, the subjects we deal with today are staggering In their diversity. They include problems such as the implications of the enormous Indebtedness of key Third World countries: problems of political. eco- nomic and social instability and how to fore- cast them: human rights: narcotics: the illic- it arms market: the Implications of Immigra- tion flows in various regions of the world: population trends and their political and se- curity implications: the global food supply; water resources. energy: technology trans- fer. terrorism: proliferation of chemical/bio- logical and nuclear weapons: changing com- modity markets and their implications for Third World countries: and others too nu- merous to recount. But nearly all of these problems have something in common: while CIA has ex- perts in virtually all subjects of concern. there is a vast reservoir of expertise, experi- ence, and Insight in the community of uni- versity scholars that can help us, and through us, the American government. better understand these problems and their Implications for ?a and for international sta- bility. With this diversity of issues and problems in mind, the Directorate of intelligence sev- eral years ago initiated an intensified effort to reach out to the academic community, think tanks of every stripe, and the business community to, information. anal3?sL and advicf Senior manarers in charge of each of our substantive areas were directed to under. take a expand!?c program of sponsorship of eor!~rcnces or substantive issue- of cot. corr. tc us and tc encourage partic:patior: o.` our ar.a:ysts ir. such conferences sponsored by vhf private sector Since 1982. CIA ha sponsored more than 30(' conference, nearly all of them involving considerable participation, by the academic cominunu" and touching on many of the issues I noted In addition. we have recorded more than. 1.500 instances of our analysts attending conferences sponsored by the private sector-and doing so as openly acknowl- edged CIA employees. We have increasingly turned to the aca- deme community to test our assessments in ways consistent with protecting intelligence sources and methods. We have helped schoi ass get security clearance` so that they could examine the actual drafts of our stud les. A growing percentage of our work is re viewed by specialists outside the govern ment-in the academic community and war, ous think tanks and by retired senior mili- tary officers, independent specialists. and others We have established panels of security cleared specialists from business and the academic community to meet with us regu- larl. no: only to help improve specific re- search papers but to het, develop new re- search methods. review performance. and help uts test new approaches and hypoth- eses. Our analysts are required to refresh their own substantive credentials and expand their horizons by obtaining outside training at least every two years. This requirement can be met through taking university courses. Participating in business or other outside sponsored seminars and conferences. attending military training courses. and so forth. Our involvement with the academic com- munity takes several forms: Consulting: This is the most prevalent It can be formal. under a contractual arrange- ment in which the individual is paid a se; government rate. or it cats be informal and unpaid-an exchange of views between in- terested specialists. We are particularly in- terested in ideas that challenge convention al wisdom or orthodoxy. We know what we think. but we need to know what others think also. Sponsorship of conferences We generally organ_.e our owe.. but occasionally we con tract with others to organize a conference for us And, of course. our analysts attend conferences sponsored by business. academ- ic and professional organizations. this!: tanks. and universities. Research: In some areas scholars in uni versities have the experience and expertise to carry out basic research for us, for exam- ple. on demographic and economic subjects. The recent controversy at Harvard and the media have focused on this area of coopera- tion. In fact. it presently is a very minor ele- ment in our overall retionship with the academic community. It is hardly a pro- gram. as recently alleged. of "covert fees and fellowships" with which we can `buy scholastic priorities." Scholars in Residence: We have had a scholars-in-residence program for a number of years under which individuals from the academic world can spend a year or two working with us. with full security clear- ances. on topics of interest to them and us. Information: Finally, we are interested in talking with scholars who are willing to share with us their impressions after travel- inc to places of interest or participating in events of interest abroad A principal factor in our pursuit of con- tact with scholars is our perception that quality analysis on the Incredible range of Issues with which we must cop" requires not only dogged research but also imagination. creativity. and Insight large organizations. and particularly government bureaucracies. arc not famous for their encouragement of these characteristics-although there Is sur- prs:ngly more than you might think. Simi. larl.. to re1% solely on information funneled through government channels inevitably would constrict the range of views and In- formation needed. We are looking for people to challenge our views. to argue with us. to eritize our assessments constructively. to make us think and defend and to go back to the drawing board when we have missed something Important. In short. we don't want scholars to tell us what they think we want to hear. That would make our entire effort pointless. FtnaI s. this relationship is not necessarily a ono-way street. Just as we are conscious of our need for the injection of ideas and infor- mation from outside government channels. I believe you should concede that there is at least the possibility that you might learn something from discussion: with us. TOGA CONCtBTes Let mf now address some of the major concerns that have been raised by scholars. deals and institutions about dealing with iu I would note that certain of these con- cerns reach well beyond just CIA and In- volve the entire question of relations be- Continued Sanitized Copy Approved for Release 2011/02/02 : CIA-RDP90-00806R000100030005-2 Sanitized Copy Approved for Release 2011/02/02 : CIA-RDP90-00806R000100030005-2 tween outside sources of funds and the uni- versity community. 1. Doesn't research or analysis under CIA auspices of events abroad inevitably com- Promise academic freedom and the honesty of academic research? First of all. when we contract for research. we insist on honest work. We do not permit our analysts to cook the books and we would never consult or contract with a scholar a second time who did that. Our research and analysis must stand up to close scrutiny, not only by other intelligence agencies, but by other elements of the executive brunch. the oversight committees of the Congress. the Congress as a whole. the President's Foreign Intelligence Advisory- Board. and a variety of other panels and organizations that have axes: to our information. While we ac- knowledge we can be and have been wrong in the past, our very existence depends on our reputation for integrity and for reliable and objective assessments. Any research we use should have the same qualities. Second. it seems to me that academic free- dom depends on a scholar not being behold- en to any outside influence or rigid ideologi. cal conceptions but only to the pursuit of truth. The scholar should be free to search where he or she wishes and should not be constrained by any improper influences, in- cluding the preferences of colleagues or pre- vailing cultural winds. Actually, improper influence potentially can be exerted on a icholar in a number of ways: funding from contracts and consultantships with business. foundations and foreign governments-or ever, the threat of withholding tenure. American academics have long consulted with officials of foreign governments of all stripes. In light of this. singling out a US government agency as a particular threat to honest inquiry represents a double standard ii not outright hypocrisy. If a university re- quires public exposure of any relationship with CIA. then surely logic and equity re- quire a similar practice for relationships with foreign governments and. In fact, all other outside relationships. And, indeed, if our funding should be openly acknowledged. should not all outside funding. of whatever source. be openly acknowledged' You are rightly proud of your ability to do objective research. CIA does not threaten It Third. I agree with the proposition that it IF the responsibility of the university Itself to establish and monitor the rules governing all these relationships It Is both foolish and irresponsible to do so by Isolating the schol- ar from any outside contact under the guise of protecting academic freedom 2. Won't publicly acknowledged contacts with CIA hinder a schola's access and free- dom of inquiry overseas? I acknowledge this might be a problem for some Individuals. Indeed. in some places around the world, all Americans are suspected of working for CIA. However, many who have worked with us for years have not had any difficulty. 3. Can't a colleague's contacts even with CIA analysts compromise an entire depart- ment? 1 have been asked before about the danger of one scholar's association with us involving his or her faculty colleagues through some sort of guilt by association. I would simply offer two observations. First. the university community is a remarkably diverse one and I am sure that In many de- partments there are scholars who are In- volved in some sort of activity with which their colleagues disagree or which they do not support. So again. this problem is not limited just to CIA. Some form of reporting to the university on such relationships that could be kept confidential would seem to me an appropriate way to minimize this prob- lem- My second observation. however, is that at some point some courage is called for. The freedom of those who do wish to consult with us can be infringed upon by the fears of their colleagues. We do not be- lieve that working with your government to help bring about better informed policy is shameful; indeed, it should be a source of pride and satisfaction. Contributing to a better understanding of some of the most difficult and occasionally dangerous prob- lems of the world. In my view, is responsive to the scholar's highest calling. 4. Isn't prepublication review tantamount to CIA censorship of independent Ideas. opinions and judgments? No. Our review Is only to ensure that no classified informa- tion is included in a book or article and that the text does not reveal intelligence sources and methods. We have no interest in alter- ing the substance or conclusions of writings we review and take great care to avoid asking for such changes. And the fact Is: we don't. Where a consultant has no access to classified information. there is no prepubli- cation review. 5. What about the view that CIA engages in covert action as well as collection and analysis and a variety of "immoral" acts and therefore association with any part of CIA is unacceptable? Activities at CIA are car. ried out within the law with the approval of appropriate authorities. and with the over. sight of the Congress. They are activities mandated by the decisions of elected offi. cials in both the Executive and Legislative branches. As we have seen recently Con- gress can and does deny funds for legal in- telligence activities with which they dis- agree. thereby terminating such activities. The Central Intelligence Agency is a for. eign policy instrument of the elected repre- sentatives of the American people, just like the military, USIA or the Department of State. If you find some element of the gov- ernment's foreign policy or activity incon- sistent with your professional judgment. I would encourage you first to do all you can to test the validity of your position. You also can decline to have any association with us at all. But in the latter case, the de- cision whether to sseociat.e with us should be left to the individual One individual a freedom of association should not be denied because of another s persona! point of view A university steps on precarious ground and Itself endangers academic freedom If It starts making arbitrary rules about which organizations a scholar may participate in or talk with-arid. I would add espeeia, ly if one of those organizatiom It a branch of our society's own democratically choser government. ODR stirs Before I close, let me review the rules and policies of the analytical arm of CIA for dealing with the university community. We continually review our regulations and poli- cies In the light of new opportunities. new problems and pea issues. For example. well before the recent controversy here at Har- vard, we revised our contract language with respect to prepublication review, narrowing that review-which again. is simply to avoid the Compromise of classified Information- to the specific subject area in which a schol- ar had access to classified information. For example. U a scholar consult- with us about nuclear proliferation and has access to clas- sified Information. writings on unrelated subjects need not be submitted. 3 We have again looked at our rules and policies as a result of the controversy some modifications For example. the Directorate of Intelligence now explicitly tells any orga. nization or Individual organizing a confer- ence on our behalf that the participants in the conference should be informed in ad- vance of our sponsoring role. Quite frankly. because we organize the overwhelming ma- jority of Our conferences ourselves, this problem had not arisen before. Let we review three key policies of par- ticular interest to the university communi- ty: First. while the Directorate of Intelligence presently has no contracts for classified re- search at any academic institution. we can and will let contracts for classified research where u zuversity rules permit, where appro- priate facilities and circumstances allow and when a genuine need exists Second. when we contract for unclassified research, we spell out explicitly for the scholar the conditions governing use of tha: research. In some cases, the research will be done strictly for us, and we will be the only recipient. In other cases once we have re- ceived the research and assured ourselves that the terms of the contract have been carried out. we will acquiesce in a scholars request to publish a book or article drawing on that research. We do not communion or contract for books or articles. We are realis- tic about Pressures on scholars to publish. however, and, in order to attract some of the best people to work with us. we try to accommodate their desire to draw on un- classified research they have done for us for publication for their own purposes. And fi- nally, there are cases where we alloy re- search done for us later to be published under the scholar's name without any pre- publication review on our part. But In any of these circumstances, our review Is simply to ensure that the work we contracted to be done has been done. meets appropriate standards of quality and does not contain classified Information Taxpay- ers justifiably would be displeased if we were not to ensure that we had received true value for their money. Third. we also have looked again at the question of whether our funding of research that is subsequently used in a publication by a scholar should be openly acknowl- eared There are severs: good reason: that ari?u, stains: such ar, cep proact.. Including tt,f p(4 :busty of difficulty with a foralm so'errrnent by virtue Of acknowledged CIA kiteres: ir, its internal affairs, the possibility tt.at acknowieat:ed CIA Interest In a specific subirct-surd as the financial stability of a parti~uii.r country.-could affect the situp Lion iI elf, arc, finally, concern that reader, might assume the scholars conclusions wert. In tact- CIA a As a result of the controversy here at Har- vard and expressions of concern about this policy. we reexamined this issue with con- siderable care. In the firs: place, there are certain circumstances under which disclo? sure of our funding of research may be re- quired. and we of course eompb Beyond this. we have decided that our interest In obtaining the cooperation of this country's scholars and allaying the misunderstandings and suspicions that have grown out of our earlier approach warrants at least some change In our policy. Accrdingly. CIA will henceforth permit acknowledgement of our funding of research that is later independ- Sanitized Copy Approved for Release 2011/02/02 : CIA-RDP90-00806R000100030005-2 Sanitized Copy Approved for Release 2011/02/02 : CIA-RDP90-00806R000100030005-2 entry published by a scholar unless (1) the scholar requests pnvacy or (2) we determine that formal, public association of CIA with It specific topic or subject would prove dam- aging to the United States. Any acknOwl- edgement of CIA funding would be $UOfli parried by a statement to the effect that the views expressed are those of the author and do not necessarily reflect the views of CLA or of the US government. I assume. of Course. that universities also will press hard for public disclosure of other sources of funding for research. Fourth. we expect any scholar or Individ- ual who consults or works with us to abide fully by the rules of his or her home institu- tion in terms of reporting the relationship with us. But, in our view, It Is. in the first In- stance, the responsibility of the Institution to set such rules and to enforce them, and the responsibility of the scholar to comply. CONCLUSIONS The world is increasingly complex. The challenges to the security and well being of the American people are increasingly di- verse and subtle. Director Casey and 1. and others in the Executive Branch and our Congressional oversight committees believe that contacts with universities and others in the pnvate sector are imperative if we are properly and effectively to tam' out our mission of informing. improving under- standing, and warning the government about developments around the world-the same mission identified by General Dono van and President Roosevelt. Our ability to carry out our mission, as In the days of Langer and Donovan. depends on voluntary cooperation between those of us who carry this responsibility in Intelligence, and those in the university, business. retired military. and others who can help us understand these challenges better and forecast them more accurately. Our country Is the ulti- mate benefictary. Consultation and cooperation with CIA on the problems this nation faces abroad do not threaten academic freedom. However. I believe that freedom of inquiry is limited. a desire to render public service sometimes tragically thwarted, and our nation disad- vantaged. by those who would deny a schol- ar's willingness to work with the American intelligence service in assessing the world around us. The government cannot coerce any schol- ar to cooperate or work with the Depart- ment of Defense. Department of State. or CIA. By the same token, no scholar should be prevented by acedemic institutions or col- leagues from doing so. And none should hale le worry that ht: or her reput.tior wil: suffer because. of a public?speritec. patriotic willinpnt' to help us better understand and forecast developmentL, abroad affecting our nations: atli-being an., the fore that threaten our freedorr. Sanitized Copy Approved for Release 2011/02/02 : CIA-RDP90-00806R000100030005-2