DDI SPEECH ON CIA AND THE UNIVERSITY

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Document Number (FOIA) /ESDN (CREST): 
CIA-RDP88G01332R000800990018-7
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RIPPUB
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C
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28
Document Creation Date: 
December 27, 2016
Document Release Date: 
December 9, 2011
Sequence Number: 
18
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Publication Date: 
February 7, 1986
Content Type: 
MEMO
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Declassified in Part - Sanitized Copy Approved for Release 2011/12/09: CIA-RDP88GO1332R000800990018-7 IDD/ RA_,,,,eglst ROUTING AND RECORD SHEET STAT STAT SULIeCT: (owipia ) DDI Speech on CIA and the University TO: (. 6WAW, building) DATE AC/PMS/OL D/L STAT )E~~O ( 1) b-"& A DVtRo STAT STAT STAT TO. ; r 610 %=w Y FF$ 1986 11W 7 February 1986 CCM WS (Nwsbar oath comm.M N show hem wNa* to whom. Draw a New across ceh,mn oho, oath am-M".) qk~ .~ - 1 ~e / r / 44 Declassified in Part - Sanitized Copy Approved for Release 2011/12/09: CIA-RDP88GO1332R000800990018-7 Declassified in Part - Sanitized Copy Approved for Release 2011/12/09: CIA-RDP88G01332R000800990018-7 IOADICIDCAIT-ll All 7 FEB 1986 MEMORANDUM FOR THE RECORD SUBJECT: DDI Speech on CIA and the University REFERENCES: A. Memo for Multiple Addressees, fm DDI,? dtd 3 February 1986 Subject: Harvard Speech B. OL Procurement Note 181, dtd 30 Aug 85 1. I find three problems with the proposed speech attached to Reference A memo: a. Page 14 - Re the statement "Where a consultant has no access to classified information, there is no prepublication review." -- It should be noted that Reference B requires the prepublication clause in unclassified contracts unless certain conditions are met. This clause is effective in over 40 percent of the DDI contracts. The DDI's statement is technically correct if the word consultant is emphasized. Office of Personnel (OP) service contracts apparently do not have the same constraints as the Office of Logistics (OL). b. Page 16 - Re the statement "We are now stating explicitly to any organization or individual organizing a conference on our behalf that the participants in the conference should be informed in advance of our sponsoring role." -- This may be OP policy but there is no such direction within OL. 9 X1 25X1 Declassified in Part - Sanitized Copy Approved for Release 2011/12/09: CIA-RDP88G01332R000800990018-7 Declassified in Part - Sanitized Copy Approved for Release 2011/12/09: CIA-RDP88G01332R000800990018-7 CONFIDENTIAL SUBJECT: DDI Speech on CIA and the University c. Page 18 - Re the statement "CIA will henceforth permit acknowledgment of our funding research that is later independently published by a scholar unless (1) the scholar requests privacy, and (2) we determine that formal, public association of CIA with a specific topic or subject would prove damaging to the United States." -- This would be precedence setting; it is certainly not currently coordinated Agency policy. 2. I believe it may be dangerous to start setting Agency policy on the fly like this, but the things he wants to do are possible. Deputy Chief Procurement Management Staff Office of Logistics .CONFIDENTIAL Declassified in Part - Sanitized Copy Approved for Release 2011/12/09: CIA-RDP88G01332R000800990018-7 Declassified in Part - Sanitized Copy Approved for Release 2011/12/09: CIA-RDP88GO1332R000800990018-7 Administrative - Internal Use Only DDI #00032-86 3 February 1986--- MEMORANDUM FOR: General Counsel Deputy Director for Administration Director, Office of Congressional Affairs Director, Office of Security Director, Office of Logistics Director, Management, Planning and Services, DDI FROM: Deputy Director for Intelligence SUBJECT: Harvard Speech 1. Attached is a final draft of the speech I intend to give at Harvard on 13 February. Working with the DCI_and DDCI, I have made some adjustments to certain policies vis-a-vis the DI and universities. I would appreciateyouur reading it to ensure that you have no problem with these adjustments. 2. I call to your attention several specific positions in the speech: -- For consultants, where there is no access to classified information, there will be no prepublication review. jeer rp Where there is access to classified materials by a -JVkS consultant or contractor, prepublication review of OJ~ subsequent publication will be limited strictly to the narrow subject on which the scholar had access to classified material. -- On a case by case basis, we will waive prepublication review on a publication drawing on unclassified research done under contract for the Agency. -- We will permit formal, public acknowledgement of CIA funding for research when (1) the scholar involved \o' (requests it and (2) when we determine that public association of the Agency with the topic will not be damaging to US interests. -- An outsider organizing a conference for CIA-must advise participants beforehand of CIA sponsorship. Declassified in Part - Sanitized Copy Approved for Release 2011/12/09 : CIA-RDP88GO1332R000800990018-7 Declassified in Part - Sanitized Copy Approved for Release 2011/12/09: CIA-RDP88GO1332R000800990018-7 Administrative - Internal Use.Only DDI #00032-86 SUBJECT: Harvard Speech 3. I also attach a draft QUA on the relationship between non-DDI elements of CIA and the university, an area where I am sure to get a question. This answer is drawn from 0GC correspondence with Harvard in 1977. STAT Rob e M. Gates Attachments: As Stated 2 Declassified in Part - Sanitized Copy Approved for Release 2011/12/09 CIA-RDP88GO1332R000800990018-7 Declassified in Part - Sanitized Copy Approved for Release 2011/12/09: CIA-RDP88GO1332R000800990018-7 Administrative - Internal Use Only STAT DDI #00032-86 SUBJECT: Harvard Speech DDI/RMGates/del DISTRIBUTION: (all copies with attachments) 1 - OGC 1 - DDA 1 - D/OCA 1 - D/OS 1 - D/OL 1 - D/MPS/DDI 1 - DDI Registry 1 - DDI Chrono - 2 - Declassified in Part - Sanitized Copy Approved for Release 2011/12/09: CIA-RDP88GO1332R000800990018-7 STAT Declassified in Part - Sanitized Copy Approved for Release 2011/12/09: CIA-RDP88GO1332R000800990018-7 Declassified in Part - Sanitized Copy Approved for Release 2011/12/09: CIA-RDP88GO1332R000800990018-7 Declassified in Part - Sanitized Copy Approved for Release 2011/12/09: CIA-RDP88GO1332R000800990018-7 CIA AND THE UNIVERSITY I welcome this opportunity to come to Harvard and speak about the relationship between the Central Intelligence Agency, especially its analytical/research arm, and the academic community. Recent events here have sparked a broader discussion of both the propriety and wisdom of university scholars cooperating in any way with American intelligence. On December 3rd of last year the Boston Globe stated "The scholar who works for a government intelligence agency ceases to be an independent spirit, a true scholar." These are strong words. In my view they are absolutely wrong. Nonetheless, there are real concerns that should be addressed. My remarks tonight center on two simple propositions: First, preserving the liberty of this nation is fundamental to and prerequisite for the preservation of academic freedom; the university community cannot prosper and protect freedom of inquiry oblivious to the fortunes of the nation. Second, in defending the nation and our liberties, the Federal Government needs to have recourse to the best minds in the country, including those in the academic community. Tensions inevitably accompany the relationship between defense, intelligence and academe, but mutual need and benefit require reconciliation or elimination of such tensions. 1 Declassified in Part - Sanitized Copy Approved for Release 2011/12/09: CIA-RDP88GO1332R000800990018-7 Declassified in Part - Sanitized Copy Approved for Release 2011/12/09: CIA-RDP88GO1332R000800990018-7 The History of CIA-University Relations In discussing the relationship between the academic community and American intelligence, and specifically the research and analysis side of intelligence, it is important to go back to antecedents which, coincidentally, have important links to Harvard. In the summer of 1941, William J. Donovan persuaded President Roosevelt of the need to organize a coordinated foreign intelligence service to inform the government about fast moving world events. He proposed that the service "draw on the universities for experts with long foreign experience and specialized knowledge of the history, languages and general conditions of various countries." President Roosevelt agreed and created the Office of the Coordinator of Information, later renamed the Office of Special Services, under Donovan's leadership. The prominent Harvard historian, William L. Langer, was recruited as the Director of Research and he in turn, recruited some of the finest scholars in America for the OSS, many of them from Harvard, Yale and Columbia University. When CIA was established by the National Security Act of 1947, this pattern was repeated. Langer returned to establish the Board of National Estimates. Robert Amory of the Harvard Law School faculty was named CIA's Deputy Director for Intelligence in 1952, and served in that capacity for nearly ten years. Other academicians who joined included: historians such as Ludwell Montague, Sherman Kent, Joseph Strayer and DeForrest Van Slyck; MIT economist Max Millikan, who organized the economic intelligence effort; Yale and MIT economist Richard Bissell, who Declassified in Part - Sanitized Copy Approved for Release 2011/12/09: CIA-RDP88GO1332R000800990018-7 Declassified in Part - Sanitized Copy Approved for Release 2011/12/09: CIA-RDP88GO1332R000800990018-7 later headed the clandestine service; and even William Sloane Coffin who left the Union Theological Seminary to join CIA for the duration of the Korean War before becoming Chaplain at Yale. He is quoted by political scientist Richard Harris Smith as recalling that he joined the Agency because "Stalin made Hitler look like a Boy Scout." It was a common reason for academicians to join the Agency in the early years. Relations between the scholarly community and CIA were cordial throughout the 1950s. The cold war was at its height and faculty or students rarely questioned the nation's need for the Agency and its activities. Some of the most noted university professors of the time served on a regular basis as unpaid consultants, helping CIA to form its estimates of probable trends in world politics. These halcyon days were soon to change. There was some criticism on campuses over CIA's involvement in the Bay of Pigs expedition in 1961. But the real deterioration in relations between CIA and the academe paralleled the wrenching divisions in the country over the Vietnam War, despite continuing academic cooperation with the Directorate of Intelligence. The decline in CIA-academia ties accelerated with the February 1967 disclosure in Ramparts magazine that CIA had been funding the foreign activities of the National Student Association for a number of years. Sensational allegations of wrongdoing by CIA became more frequent in the media in the early 1970s, culminating in the establishment of the Rockefeller Commission and subsequently both 3 Declassified in Part - Sanitized Copy Approved for Release 2011/12/09: CIA-RDP88GO1332R000800990018-7 Declassified in Part - Sanitized Copy Approved for Release 2011/12/09: CIA-RDP88GO1332R000800990018-7 the Church Committee in the Senate and the Pike Committee in the House of Representatives. Even the Church Committee, however, so critical of other intelligence activities, recognized that CIA "must have unfettered access to the best advice and judgment our universities can produce." The Committee recommended that academic advice and judgment of academics be openly sought. The Committee concluded that the principal responsibility for setting the terms of the relationship between CIA and academe should rest with college administrators and other academic officials. "The Committee believes that it is the responsibility of ... the American academic community to set the professional and ethical standards of its members." This paralleled considerable debate within academic ranks and numerous articles about the relationship between the universities and CIA. In response to a letter from the President of the American Association of University Professors, then CIA Director George Bush replied that the Agency sought "only the voluntary and witting cooperation of individuals who can help the foreign policy processes of the United States." The Director stated that where relationships are confidential they are usually so at the request of the scholars, rather than the Agency, and he refused to isolate the Agency from "the good counsel of the best scholars in our country." Adopting this approach, Director Stansfield Turner engaged in a long and eventually unsuccessful effort to reach agreement with President Bok of Harvard on relations between this 4 Declassified in Part - Sanitized Copy Approved for Release 2011/12/09: CIA-RDP88GO1332R000800990018-7 Declassified in Part - Sanitized Copy Approved for Release 2011/12/09: CIA-RDP88GO1332R000800990018-7 university and the Agency. (Ironically, at this time, another Harvard professor, Robert Bowie, was my predecessor as head of the analytical element of the Agency.) Some academic institutions adopted guidelines similar to the stringent regulations established at Harvard; in most cases less severe guidelines were proposed. In a great majority of schools where the issue arose, however, the faculty and administration rejected any guidelines, usually on the grounds that existing regulations or practices were adequate to protect both the institution and individuals. The Agency's relations with the academic world have improved in recent years for a variety of reasons, including developments abroad and recognition in the academic community that CIA, together with the Departments of State and Defense, has been an important and useful supporter of area and regional studies and foreign language studies in the United States. The agencies of the American intelligence community as well as the Department of State have long been a primary source of employment for specialists in these areas. The academic community also consulted closely with senior officials of the intelligence community in their successful campaign to win support for a Congressional-approved endowment of Soviet studies. Intelligence agencies informally strongly supported this endeavor. In some areas of research, such as on the Soviet Union, our cooperation for nearly 40 years has remained both close and constant. This also has been the case often in the fields of economics and physical sciences. On the other hand, there have 5 Declassified in Part - Sanitized Copy Approved for Release 2011/12/09: CIA-RDP88GO1332R000800990018-7 Declassified in Part - Sanitized Copy Approved for Release 2011/12/09: CIA-RDP88GO1332R000800990018-7 been much more pronounced ups and downs in our relationships with political scientists and allied social sciences, particularly among those with expertise in the Third World. Why CIA Needs Academe There are, however, other constants in the history of this relationship and in its future as well. These include our need for your help, and the opportunity you have to contribute to a better informed policymaking process by cooperating with us. Let me describe how and why. CIA and the American government need your help today more than ever before. In just the last dozen years, we have been confronted with an incredible number of new issues and developments and also have had to pay attention to some problems too long neglected. The oil embargo of 1973 and subsequent skyrocketing of oil prices; the related dramatic changes in the international economic system and growth of debt in Third World countries; revolutions in Iran, Ethiopia, and Nicaragua; the final passage of European colonialism from Africa; a more aggressive Soviet Union (with its Cuban and other allies) in the Third World; changing patterns in international trade; and the growth of technology transfer, international narcotics networks and terrorism have demonstrated vividly that our national security is greatly affected by developments and events in addition to the number and capabilities of Soviet strategic weapons. Accordingly, the subjects we deal with today are staggering in their diversity. They include problems such as the 6 Declassified in Part - Sanitized Copy Approved for Release 2011/12/09: CIA-RDP88GO1332R000800990018-7 Declassified in Part - Sanitized Copy Approved for Release 2011/12/09: CIA-RDP88GO1332R000800990018-7 implications of the enormous indebtedness of key Third World countries; problems of political, economic and social instability and how to forecast them; human rights; narcotics; the illicit arms market; the implications of immigration flows in various regions of the world; population trends and their political and security implications; the global food supply; water resources; energy, technology transfer; terrorism; proliferation of chemical/biological and nuclear weapons; changing commodity markets and their implications for Third World countries; and others too numerous to recount. But nearly all of these problems have something in common: while CIA has experts in virtually all subjects of concern, there is a vast reservoir of expertise, experience, and insight in the community of university scholars that can help us, and through us, the American government, better understand these problems and their implications for us and for international stability. With this diversity of issues and problems in mind, the Directorate of Intelligence several years ago initiated an intensified effort to reach out to the academic community, think tanks of every stripe, and the business community for information, analysis and advice. -- Senior managers in charge of each of our substantive areas were directed to undertake an expanded program of sponsorship of conferences on substantive issues of concern to us and to encourage participation of our analysts in such conferences sponsored by the private sector. Since 1982, CIA has sponsored more than 300 7 Declassified in Part - Sanitized Copy Approved for Release 2011/12/09: CIA-RDP88GO1332R000800990018-7 Declassified in Part - Sanitized Copy Approved for Release 2011/12/09: CIA-RDP88GO1332R000800990018-7 conferences, nearly all of them involving considerable participation by the academic community and touching on many of the issues I noted. In addition, we have recorded more than 1500 instances of our analysts attending conferences sponsored by the private sector -- and doing so as openly acknowledged CIA employees. We have increasingly turned to the academic community to test our own assessments in ways consistent with protecting intelligence sources and methods. We have helped scholars get security clearances so that they could examine the actual drafts of our studies. A growing percentage of our work is reviewed by specialists outside the government -- in the academic community and various think tanks, and by retired senior military officers, independent specialists, and others). -- We have established panels of security cleared specialists from business and the academic community to meet with us regularly not only to help improve specific research papers but to help develop new methodologies, review performance, and help us test new approaches and hypotheses. -- Our analysts are required to refresh their own substantive credentials and expand their horizons by obtaining outside training at least every two years. This requirement can be met through taking university courses, participating in business or other outside sponsored seminars and conferences, attending military training courses, and so forth. Declassified in Part - Sanitized Copy Approved for Release 2011/12/09: CIA-RDP88GO1332R000800990018-7 Declassified in Part - Sanitized Copy Approved for Release 2011/12/09: CIA-RDP88GO1332R000800990018-7 Our involvement with the academic community is as follows: -- Consulting: This can be formal, under a contractual arrangement in which the individual is paid a set government rate, or it can be informal and unpaid -- an exchange of views between interested specialists. We are particularly interested in ideas that challenge conventional wisdom or orthodoxy. We know what we think, but we need to know what others think also. -- Sponsorship of conferences: We generally organize our own, but occasionally we contract with others to organize a conference for us. And, of course, our analysts attend conferences sponsored by business, academic and professional organizations, think tanks, and universities. -- Research: In some areas, scholars in universities have the experience and expertise to carry out basic research for us, for example, on demographic and economic subjects. The recent controversy at Harvard and the media have focused on this area of cooperation. In fact, it presently is a very minor element in our overall relationship with the academic community. To be specific, all this fuss has been over fewer than a dozen contracts nationwide amounting to less than $750,000 in 1985 -- and that represents a high water mark. It is hardly a program, as recently alleged, of "covert fees and fellowships" with which we can "buy scholastic priorities." Declassified in Part - Sanitized Copy Approved for Release 2011/12/09: CIA-RDP88GO1332R000800990018-7 Declassified in Part - Sanitized Copy Approved for Release 2011/12/09: CIA-RDP88GO1332R000800990018-7 -- Scholars in Residence: We have had a scholars-in- residence program for a number of years under which individuals from the academic world can spend a year or two working with us, with full security clearances, on topics of interest to them and us. -- Information: Finally, we are interested in talking with scholars who willingly to share with us their impressions after traveling to places of interest or participating in events of interest abroad. A principal factor in our pursuit of contact with scholars is our perception that quality analysis on the incredible range of issues with which we must cope requires not only dogged research but also imagination, creativity, and insight. Large organizations, and particularly government bureaucracies, are not famous for their encouragement of these characteristics--although there is surprisingly more than you might think. Similarly, to rely solely on information funneled through government channels inevitably would constrict the range of views and information needed. We are looking for people to challenge our views, to argue with us, to criticize our assessments constructively, to make us think and defend and to go back to the drawing board when we have missed something important. In short, we don't want scholars to tell us what they think we want to hear. That would make our entire effort pointless. Finally, this relationship is not necessarily a one-way street. Just as we are conscious of our need for the injection of ideas and information from outside government channels, I Declassified in Part - Sanitized Copy Approved for Release 2011/12/09: CIA-RDP88GO1332R000800990018-7 Declassified in Part - Sanitized Copy Approved for Release 2011/12/09: CIA-RDP88GO1332R000800990018-7 believe you should concede that there is at least the possibility that you might learn something from discussions with us. Your Concerns Let me now address some of the major concerns that have been raised by scholars, deans, and institutions about dealing with us. I would note that certain of these concerns reach well beyond just CIA and involve the entire question of relations between government, business and academe. 1. Doesn't research or analysis under-CIA auspices of events abroad inevitably compromise academic freedom and the honesty of academic research? -- First of all, when we contract for research, we insist on honest work. We do not permit our analysts to cook the books and we would never consult or contract with a scholar a second time who did that. Our research and analysis must stand up to close scrutiny, not only by other intelligence agencies, but by other elements of the executive branch, the oversight committees of the Congress, the Congress as a whole, the President's Foreign Intellience Advisory Board, and a variety of other panels and organizations that have access to our information. While we acknowledge we can be and have been wrong in the past, our very existence depends on our reputation for integrity and for reliable and objective assessments. Any research we use should have the same qualities. 11 Declassified in Part - Sanitized Copy Approved for Release 2011/12/09: CIA-RDP88GO1332R000800990018-7 Declassified in Part - Sanitized Copy Approved for Release 2011/12/09: CIA-RDP88GO1332R000800990018-7 Second, it seems to me that academic freedom depends on a scholar not being beholden to any outside influence or rigid ideological conceptions but only to the pursuit of truth. The scholar should be free to search where he or she wishes and should not be constrained by any improper influences, including the preferences of colleagues or prevailing cultural winds. Actually, improper influence potentially can be exerted on a scholar in a number of ways: funding from contracts and consultantships with business, foundations and foreign governments -- or even the threat of withholding tenure. Indeed, American academics have long consulted with officials of foreign governments of all stripes. In light of this, singling out a US government agency as a particular threat to honest inquiry represents a double standard if not outright hypocrisy. If a university requires public exposure of any relationship with CIA, then surely logic and equity require a similar practice for relationships with foreign governments and, in fact, all other outside relationships. And, indeed, if our funding should be openly acknowledged, should not all outside funding, of whatever source, be openly acknowledged? You are rightly proud of your ability to do objective research. CIA does not threaten it. Third, I agree with the proposition that it is the responsibility of the university itself to establish and monitor the rules governing all these relationships. It 12 Declassified in Part - Sanitized Copy Approved for Release 2011/12/09: CIA-RDP88GO1332R000800990018-7 Declassified in Part - Sanitized Copy Approved for Release 2011/12/09: CIA-RDP88GO1332R000800990018-7 is both foolish and irresponsible to do so by isolating the scholar from any outside contact under the guise of protecting academic freedom. 2. Won't publicly acknowledged contacts with CIA hinder a scholar's access and freedom of inquiry overseas? I acknowledge this might be a problem for some individuals. However, many who have worked with us for years have not had any difficulty. 3. Can't a colleague's contacts even with the analytical side of CIA compromise an entire department? I have been asked before about the danger of one scholar's association with us involving his or her faculty colleagues through some sort of guilt by association. I would simply offer two observations. First, the university community is a remarkably diverse one and I am sure that in many departments there are scholars who are involved in some sort of activity with which their colleagues disagree or which they do not support. So, again, this problem is not limited just to CIA. Some form of reporting to the university on such relationships that could be kept confidential would seem to me an appropriate way to minimize this problem. My second observation, however, is that at some point some courage is called for. Remember the adage that "I disapprove of what you say, but I will defend to the death your right to say it." The freedom of those who do wish to consult with us can be infringed upon by of the fears of their colleagues. We do not believe that working with your 13 Declassified in Part - Sanitized Copy Approved for Release 2011/12/09: CIA-RDP88GO1332R000800990018-7 Declassified in Part - Sanitized Copy Approved for Release 2011/12/09: CIA-RDP88GO1332R000800990018-7 government to help bring about better informed policy is shameful; indeed, it should be a source of pride and satisfaction. Contributing to a better understanding of some of the most difficult and occasionally dangerous problems of the world, in my view, is responsive to the scholar's highest calling. 4. Isn't prepublication review tantamount to CIA censorship? No. Our review applies only to cases where the author has had access to classified materials. And then, our review is only to insure that no classified information is included in the book or article and that the text does not reveal intelligence sources and methods. We have no interest in altering the substance or conclusions of writings we review and take great care to avoid asking for such changes. Where a consultan has no access to classified information, there ~,(g\ is no prepublication review. Finally. wa 1 pnoo 4t- ?,. "- % Q judgment of the scholar which of his or her writings are subject to review -- and we have had f ew occasions to ___-- %J L AN CP V9,11- 5. What about the view that CIA engages in covert action as well as collection and analysis and a variety of "immoral" acts and therefore association with any part of CIA is unacceptable? Activities at CIA are carried out within the law, with the approval of appropriate constitutional authorities, and with the oversight of the Congress. They are activities mandated by the decisions of elected officials in both the Executive and Legislative branches. Declassified in Part - Sanitized Copy Approved for Release 2011/12/09: CIA-RDP88GO1332R000800990018-7 Declassified in Part - Sanitized Copy Approved for Release 2011/12/09: CIA-RDP88GO1332R000800990018-7 As we have seen recently Congress can and does deny funds for legal intelligence activities with which they disagree thereby terminating such activities. -- The Central Intelligence Agency is a foreign policy instrument of the elected representatives of the American people, just like the military, USIA or the Department of State. If you find some element of the government's foreign policy or activity inconsistent with your professional judgment, I would encourage you first to do all you can to test the validity of your position. You also can decline to have any association with us at all. But in the latter case, the decision whether to associate with us should be left to the individual. One individual's freedom of association should not be denied because of another's personal point of view. A university steps on precarious ground and itself endangers academic freedom if it starts making arbitrary rules about which organizations a scholar may participate in or talk with -- and, I would add, especially if one of those organizations is a branch of its own democratically chosen government. Our Rules Before I close, let me review the rules and policies of the analytical arm of CIA for dealing with the university community. We continually review our regulations and policies in the light of new opportunities, new problems and new issues. For example, well before the recent controversy here at Harvard, we Declassified in Part - Sanitized Copy Approved for Release 2011/12/09: CIA-RDP88GO1332R000800990018-7 Declassified in Part - Sanitized Copy Approved for Release 2011/12/09: CIA-RDP88GO1332R000800990018-7 decided to revise our policy with respect to prepublication review, narrowing that review -- which again, is simply to avoid the compromise of classified information -- to the specific subject area in which a scholar had access to classified information. We have again looked at our rules and policies as a result of the controversy here at Harvard, and this too has produced some modifications. For example, we are now stating explicitly to any organization or individual organizing a conference on our behalf that the participants in the conference should be informed in advance of our sponsoring role. Quite frankly, because we organize the overwhelming majority of our conferences ourselves, this problem had not arisen before. Let me review three key policies of particular interest to the university community: -- First, while the Directorate of Intelligence presently has no contracts for classified research at any academic institution, the Directorate of Intelligence can and will let contracts for classified research where university rules permit, where appropriate facilities and circumstances allow, and when a genuine need exists. -- Second, when we contract for research to be done for us, we spell out explicitly for the scholar the conditions governing use of that research. In some cases, the research will be done strictly for us, and we will be the only recipient. In other cases, once we have received the research and assured ourselves that the Declassified in Part - Sanitized Copy Approved for Release 2011/12/09: CIA-RDP88GO1332R000800990018-7 Declassified in Part - Sanitized Copy Approved for Release 2011/12/09: CIA-RDP88GO1332R000800990018-7 terms of the contract have been carried out, we will acquiesce in a scholar's request to publish a book or article drawing on that research. We do not commission or contract for books or articles. We are realistic about pressures on scholars to publish, however, and, in order to attract some of the best people to work with us, we try to accommodate their desire to draw on unclassified research they have done for us for publication for their own purposes. And, finally, there are cases where we allow research done for us later to be published under the scholar's name without any prepublication review on our part. But in any of these circumstances, our review is simply to ensure that the work we contracted to be done has been done, meets appropriate standards of quality and does not contain classified information. Taxpayers justifiably would be displeased if we were not to ensure that we had received true value for their money. -- Third, we also have looked again at the question of whether our funding of research that is subsequently used in a publication by a scholar should be openly acknowledged. There are several good reasons why this has not been done in the past, including the possibility of difficulty with a foreign government by virtue of acknowledged CIA interest in its internal affairs; the possibility that acknowledged CIA interest in a specific subject -- such as the financial stability of a 17 Declassified in Part - Sanitized Copy Approved for Release 2011/12/09: CIA-RDP88GO1332R000800990018-7 Declassified in Part - Sanitized Copy Approved for Release 2011/12/09: CIA-RDP88GO1332R000800990018-7 particular country -- could affect the situation itself; and, finally, concern that readers might assume the scholar's conclusions were, in fact, CIA's. As a result of the controversy here at Harvard and expressions of concern about this policy, we reexamined this issue with considerable care. We have decided that our interest in obtaining the cooperation of this country's scholars and allaying the misunderstandings and suspicions that have grown out of our earlier approach warrants at least some change in our policy. Accordingly, CIA will henceforth permit acknowledgement of our funding of research that is later independently published by a scholar unless (1) the scholar requests privacy and (2) we determine that formal, public association of CIA with a specific topic or subject would prove damaging to the United States. Any acknowledgement of CIA funding would be accompanied by a statement to the effect that the views expressed are those of the author and do not reflect the views of CIA or of the US government. I assume, of course, that universities also will press hard for public disclosure of other sources of funding for research. -- Fourth, we expect any scholar or individual who consults or works with us to abide fully by the rules of his or her home institution in terms of reporting the relationship with us. But, in our view, it is the responsibility of the institution to set such rules and 1R Declassified in Part - Sanitized Copy Approved for Release 2011/12/09: CIA-RDP88GO1332R000800990018-7 Declassified in Part - Sanitized Copy Approved for Release 2011/12/09: CIA-RDP88GO1332R000800990018-7 to enforce them, and the responsibility of the scholar to comply. CIA cannot and should not monitor or enforce such compliance. Conclusions The world is increasingly complex. The challenges to the security and well being of the American people are increasingly diverse and subtle. Director Casey and I, and others in the Executive Branch and our Congressional oversight committees believe that contacts with universities and others in the private sector are imperative if we are properly and effectively to carry out our mission of informing, improving understanding, and warning the government about developments around the world -- the same mission identified by General Donovan and President Roosevelt. Our ability to carry out our mission, as in the days of Langer and Donovan, depends on voluntary cooperation between those of us who carry this responsibility in intelligence, and those in the university, business, retired military, and others who can help us understand these challenges better and forecast them more accurately. The country is the ultimate beneficiary. Consultation and cooperation with CIA on the problems facing our world are not threats to academic freedom. Some allege that "The craft of intelligence is rooted in secrecy and deception." What a tragic misunderstanding. The craft of intelligence is rooted in information, knowledge and understanding. We exist to provide these; if we fail at that, we will disappear. And, accordingly, I believe that freedom of inquiry is limited, a desire to render public service sometimes tragically thwarted, Declassified in Part - Sanitized Copy Approved for Release 2011/12/09: CIA-RDP88GO1332R000800990018-7 Declassified in Part - Sanitized Copy Approved for Release 2011/12/09: CIA-RDP88GO1332R000800990018-7 and the nation disadvantaged by those who would deny a scholar's willingness to work with the American intelligence service in assessing the world around us. The government cannot coerce any scholar to cooperate or work with the Department of Defense, Department of State, or CIA. By the same token, no scholar should be prevented by academic institutions or colleagues from doing so. And none should have to worry that his reputation will suffer because of a public-spirited, patriotic willingness to help us better understand and forecast developments abroad affecting our national well-being and the forces that threaten our freedom. Declassified in Part - Sanitized Copy Approved for Release 2011/12/09: CIA-RDP88GO1332R000800990018-7 25X1 Declassified in Part - Sanitized Copy Approved for Release 2011/12/09: CIA-RDP88GO1332R000800990018-7 Next 2 Page(s) In Document Denied Iq Declassified in Part - Sanitized Copy Approved for Release 2011/12/09: CIA-RDP88GO1332R000800990018-7