DOMESTIC STRESSES IN THE USSR

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CIA-RDP87T00787R000200180006-0
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RIPPUB
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S
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102
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December 22, 2016
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March 29, 2011
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6
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Publication Date: 
April 1, 1986
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REPORT
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Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 Directorate of Intelligence met Domestic Stresses in the USSR SOV 86-10017X April 1986 350 Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 Directorate of Secret Intelligence Domestic Stresses in the USSR Domestic Policy Division, SOYA, This paper was prepared by I DOffice of Soviet Analysis, with a contribution fromSOVA. Comments and queries are welcome and may be directed to the Chief, Secret SOV 86-10017X April 1986 25X1 25X1 25X1 25X1 25X1 Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 Domestic Stresses in the USSR I 25X1 Key Judgments Gorbachev's ability to achieve his ambitious economic and social goals Information available depends critically on his success in dealing with the wide array of inter- as of 24 February 1986 related domestic problems that have accumulated over the past decade. As was used in this report. consumption growth tapered off in the 1970s and the population became less isolated from the outside world, popular discontent grew, especially among youth, religious believers, and national minorities. Leadership ineptitude and bureaucratic corruption exacerbated these problems and eroded the system's legitimacy in the public mind. Partly as a result of growing popular morale problems, the spectrum of antisocial behavior-crime, alcohol abuse, and sporadic unrest-widened. These problems are not likely to produce a fundamental challenge to regime control during the remainder of the 1980s, although spontaneous large-scale localized disturbances may occur. Nor are tensions within the elite itself likely to grow to the point of destabilizing the system. Domestic pressures, however, will probably exert a more significant influence on regime policy than at any time since the period after Stalin's death. Concern to prevent unrest, limit the economic costs of societal malaise, and shore up popular and elite confidence in the system will be a major factor in leadership decisions about a wide range of issues-investment strategy, economic reform, social policy, and perhaps even foreign policy. The leadership has long known that corruption, popular cynicism, and various social pathologies adversely affect the regime's economic and social goals. More recently, there has been increased recognition that at some point domestic problems could combine to produce political instability. Andropov, Chernenko, and Gorbachev have stated in public speeches that internal problems, if unattended or mishandled, could spiral out of control and produce social "collisions" or a political "crisis." Growing concern within the Soviet establishment about the USSR's vulnerability to outside pressures has fed these fears. Many officials are worried that increased access to information from the West, especially through foreign radiobroadcasting, is intensifying the frustrations of many citizens about Soviet living standards and enabling them to evaluate regime propaganda more critically. Officials are also concerned that the war in Afghanistan is damaging morale within the elite and heightening popular pessimism about the future. Most important, the crisis in Poland has brought home to Soviet elites the potentially disastrous consequences of an attitude of equanimity toward domestic problems. iii Secret SOV 86-10017X April 1986 Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 Secret Although aware of the problems, Brezhnev did little to address them, both because he was reluctant to make the politically tough decisions and because of his own disability. Gorbachev, however, has set for himself the ambitious objective of reviving Soviet Communism-by revitalizing the economy, the society, the ideology, and the party itself. Partly because his vision and aspirations are broader than Brezhnev's, he sees the same domestic situation in more alarming terms. He has been critical of past re- gime failure to take timely action, and clearly believes that continued unwillingness to attack the problems could eventually lead to a more unstable and threatening situation. The General Secretary, building on initiatives started under Andropov, has moved vigorously to address the societal and economic ailments confront- ing the regime. Although his program is still in the developmental stage, Gorbachev apparently intends to avoid sharp swings toward repression or liberalization while utilizing elements of both approaches. Likely steps, many of which are extensions of current initiatives, include: ? Tightening labor discipline, increasing rewards for productive workers, and imposing heavier penalties on laggards. ? Employing harsher measures against dissent and religious activism, while increasing radio jamming and taking other steps to limit Western influences on Soviet society. ? Stiffening penalties for criminal offenses and upgrading the law enforce- ment apparatus. ? Appearing more responsive to public opinion, discussing problems with greater candor, and more openly using Russian nationalism as a prop to the system. ? Infusing the elite with younger and more competent individuals, while moving to reduce official corruption. ? Increasing efforts to indoctrinate youth through an educational reform, adopting a set of measures to bolster the family as a pillar of social stability, and continuing the campaign to restrict alcohol consumption. ? Improving consumer welfare through more efficient organization and greater budgetary allocations. These policies-if enacted and pursued as vigorously as those now under way-will increase turbulence within society and the elite. Within official- dom, powerful vested interests will attempt to slow the pace and limit the scope of change. Competition for prerogatives and position will be height- ened by the replacement of older and less competent party workers with Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 younger and better qualified men, the move to attack entrenched regional networks by giving more preferential treatment to Russian elites in non- Russian republics, the campaign against official corruption, and the limitations on job security. Shifts in resource allocation policy will pit bureaucracies against one another. The adoption of controversial new social policies such as the antialcohol campaign will intensify elite debate over whether a new course will disrupt the truce between state and society. Within society, a tougher work ethic, stricter discipline, and more differen- tiated wages will strain relations between high and low performers at the workplace. Some types of economic reform, by undercutting worker job security and removing subsidies for basic commodities, could provoke labor strikes. Ordinary citizens will find the campaigns against crime and economic illegality, alcoholism, religion, and draft dodging increasingly cutting into their personal lives and constraining their public behavior. The educational reform will be resented by those whose opportunities for upward social mobility are restricted by it. Intensified Russification may lead to more extreme forms of protest among disaffected minorities. Gorbachev is counting on the support of the "strong" elements of both the elite and the society to make his program work. Indeed, the regime may well be able to achieve some marginal upswing in economic performance, arrest the erosion of instruments of control and mobilization, and generate somewhat greater popular respect for the power and capabilities of the regime. Even so, Soviet leaders will face continuing problems throughout the 1980s and beyond. Soviet societal problems result from fundamental contempo- rary conditions that the regime is unable or unwilling to alter. The growing sophistication of consumer demand is a natural consequence of the very process of economic modernization that the regime wants to further. The growing size of the critically thinking public is the result of expanded education, which is essential to the country's progress. The exposure of the population to external influences is partly due to technological advances in communications beyond the regime's control. Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 It is by no means certain what combination of policies the Gorbachev regime will adopt or how far change will reach. Some of the moves he has made thus far were unexpected, and further unconventional changes and surprises will probably follow. But extreme moves toward broad liberaliza- tion of the system or toward sharply increased repression would probably not become options unless the leadership decided domestic problems had reached crisis proportions. Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 - Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 Key Judgments Shift in the Mood of the Population 5 Discontent Over the "Quality of Life" 5 Materialism, Privatism, and Ideological Cynicism 8 Human Rights Dissent 18 Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 The War in Afghanistan 37 Leadership Assessment of the Situation: Perceptions of Problems 39 Passive Approach: The Brezhnev-Chernenko Stance 49 Regime Response to Domestic Problems: Charting Policy and Strategy 52 Improving Propaganda and Public Relations 59 Strengthening the Social Fabric 61 Pressures and Opportunities for Change 65 Near-Term Strategy and Outlook 68 Future Options and Alternative Courses 72 Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 - Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 Secret Preface This Intelligence Assessment, 25X1 25X1 provides 25X1 expanded analysis and fuller elaboration of evidence regarding the political and social dimensions of domestic stresses in the USSR. Accurate assessment of societal issues suffers from severe data problems. The Soviets regard information on many social pathologies, such as crime rates, as state secrets. They rarely publish overall statistics on social trends and conduct little sociological research. Many of their published surveys on public attitudes suffer from methodological flaws, as do informal polls conducted by Radio Liberty. Emigre reporting and Soviet dissident literature, although important sources, may suffer from problems of bias. Much embassy reporting is impressionistic or anecdotal. Moreover, many of the trends being examined are attitudinal ones that cannot be readily quantified. Consequently, while all of the conclusions in this paper can be supported with documentation, few can be rigorously "proved." Nevertheless, we are confident that the analysis presented here is on target. We can discern the general direction of trends in regime-society relations even if we cannot determine precisely the extent of the change observed. This assessment thus constitutes a baseline for future collection and analysis on a subject that will merit frequent reexamination in the years ahead. Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 i Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 - Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 Secret Summary Domestic Stresses in the USSR I 25X1 The Soviet regime of General Secretary Mikhail Gorbachev faces an array of serious political and social problems that are closely interrelated with adverse economic stresses. Although many of the strains in the system and society have been present for decades, some of them have become worse since the mid-1970s, making it increasingly difficult for Gorbachev's activist regime to steer a course that avoids both social unrest and economic stagnation. Over the past decade, social cohesiveness and ideological faith have declined, and bureaucratic corruption has mounted. Erosion has been evident in the regime's basic values and norms, and its le- gitimacy in the eyes of the population has suffered. How Kremlin leaders cope with accumulated domestic difficulties will affect the vitality and stability of the system in the years to come and will significantly influence the growth of Soviet power. There are strong pressures for change to restore dynamism, direction, and discipline to the elite and the society at large. At the same time, change itself, even if carefully managed, could prove economically hazardous, socially disrup- tive, and politically contentious. Sources of Stability Since World War II Soviet society has been one of the most stable and po- litically quiescent in the world. There have been three main reasons for this. First, the Soviet regime has powerful instruments of control and indoctri- nation. These include a huge propaganda and censorship apparatus, an educational system that inculcates children with "socialist values," mass organizations like the Komsomol that serve the same function, and an internal political police force that has vast repressive capabilities and maintains a network of informers in all institutions and enterprises. The top political leadership has been able to ensure the loyalty and obedience of key elites by manipulating a system of privileges to tie elite interests closely to the successful functioning of the system and by using institutionalized mechanisms for monitoring and controlling elite activities. Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 Secret Second, for most of the time since Stalin's death in 1953, the regime has provided its citizens with what most of them cherish above all-peace, public order, personal security, and a gradual improvement in the standard of living: ? The diet has improved considerably and become more varied over the past 25 years. The quantity and quality of consumer goods has improved markedly as well. ? The system guarantees education, medical care, jobs, and pensions for all. However deficient these welfare services may be, many Soviet citizens derive comfort from the feeling that they do not have to fear the unemployment, periodic depressions, ruthless competition, and prohibi- tive medical expenses they associate with capitalism. ? Until recently, the state kept violent crime at a minimum, at least in pub- lic places. Most Soviet citizens believe that strong law and order is an in- herent advantage of socialism over Western capitalist countries-which Soviet propagandists portray as violent, degenerate, and morally bank- rupt societies. ? Until the invasion of Afghanistan, the regime kept Soviet soldiers out of foreign wars-important to a population that lost 20 million lives in World War II. Third, habits and attitudes that are deeply rooted in Russian history have made it easier for the regime to maintain social control: ? Most of the population lacks any tradition of individual rights or political democracy. Never having participated in political life, Soviet citizens see the regime as a world apart and are extraordinarily apathetic toward "high politics." Identifying Western liberty with social anarchy, and lacking any democratic heritage, many of them perceive no alternative to authoritarian rule. ? Until recently, Soviet consumers had relatively simple aspirations. The country has only recently emerged as an urban, industrial society, and many city dwellers are only one generation removed from the farm. Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 Secret Never having enjoyed material prosperity, the population has exhibited a high tolerance of deprivation. ? The great psychological gulf separating the educated classes from workers and peasants has effectively prevented any convergence of worker and intelligentsia dissent and made it easier for the regime to use "divide and rule" tactics. The intelligentsia has traditionally seen the lower classes as a "dark" element, fearing that any "revolt of the masses" would turn into an uncontrollable orgy of destruction. Most workers distrust the intelligentsia as a privileged, self-interested stratum. ? Until now the continuing vitality of Russian nationalism has been a major asset for the regime. Most Russians oppose any significant increase in autonomy for the non-Russian nationalities who now make up over half the population. Many fear that any major reforms could unleash separatist strivings of the minorities. As a result, they have accepted strong central control as necessary to maintain Russian hegemony. ? Moreover, strong patriotic impulses cause many Russians and other Slavs to take pride in the USSR's superpower role and in Soviet hegemony over Eastern Europe. To a considerable degree, the regime has succeeded in conditioning the population to believe that any internal opposition plays into the hands of foreign enemies. Growth of Discontent and Tension Despite these strong forces for stability, developments over the past decade have weakened several props to the system and given rise to greater public discontent about internal conditions: ? Most important, beginning in the mid-1970s, growth in the economy began to slow, leading to a virtual stagnation of consumption. Since this came on the heels of rapid advancements in consumer welfare in the Khrushchev and early Brezhnev years, many people had the feeling that their material circumstances were actually deteriorating and that the country was going backward. Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 Secret ? Over the past two decades there has been a hardening of class lines. In the early decades of Soviet rule, rapid industrialization, the Stalin purges, and the manpower losses of World War II had enabled huge numbers of enterprising individuals to vault themselves from one class into another, to rise "from peasant to commissar." In today's middle- aged system, opportunities for upward social mobility are more limited. ? During the 1970s the population became less isolated from the outside world. With detente there was a modest increase in trade with the West, tourism and emigration grew, and the regime temporarily stopped jamming some Western radiobroadcasts into the USSR. At the same time, the spread of mass communications brought Finnish television into Estonian homes and Polish television into Ukrainian homes. As the regime's monopoly of information loosened, Soviet citizens were better able to compare their lot with that of peoples enjoying a much higher standard of living, and to gain access to foreign news that enabled them to evaluate regime propaganda more critically. ? The passage of time has had an effect on the population's outlook. The regime tries hard to keep memories of World War II alive both as a sym- bol of national unity and as a reminder of how much life has improved since those days of hardship. But many young people today are compar- ing their situation not with the difficult Soviet past but with contempo- rary conditions in Eastern Europe and even in the capitalist West. Even many older citizens say that in the absence of a national crisis they are tired of waiting for a tomorrow that never comes. Moreover, there has been a decline in the level of fear, especially among young people who have no personal memories of the Stalin purges. They are speaking out more readily in criticism of current internal conditions. ? Since the 1960s, ideology has atrophied as a force for mobilizing the work force. Unfulfilled regime promises (such as the promise in the 1961 Communist Party Program of attaining the world's highest living standard by 1980) have made most citizens extremely cynical about regime propaganda. In fact, not many Soviets any longer believe in the Communist "tomorrow." Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 Secret 25X1 ? During Brezhnev's tenure, corruption grew at all levels of officialdom, increasing popular resentment of the abuses of office of the ruling elite and eroding respect for law and authority. Moreover, the general "stability of cadres" and the ability of elite members to secure education and positions for their children have given the privileged elite some characteristics of a hereditary aristocratic class and generated resent- ment among nonelite elements. ? In recent years, the decrepitude of the senior party leadership and the sense of policy drift and absence of firm direction at the top have damaged the regime's image and made the Politburo itself the butt of nu- merous popular jokes. The mood of the Soviet population has clearly shifted. The optimism of the 1960s has given way to a more demanding, less believing, and less pliable society, as manifested in a variety of related ways: ? Worker morale has fallen, increasing labor productivity problems. Many workers appear to think there is little point in exerting themselves since wages are low even for high performers and there is a shortage of quality goods to buy. ? Much of the population has become more materialistic, infatuated with Western goods and fashions, and inclined to denigrate Soviet merchandise. ? More citizens are "dropping out" of public activities and pursuing more rewarding private affairs, such as trafficking on the black market. Subcultures beyond the regime's purview, such as rock music, have expanded. ? Soviet youth are increasingly engaging in various types of "deviant" and "delinquent" behavior-drifting, dodging the draft, rejecting marriage. A few have even experimented with prostitution and Hare Krishna. ? Crime appears to have grown significantly in the late 1970s, and teenage gangs have even made their appearance in some cities. Widespread theft from the state is accepted as normal and even regarded as legitimate by many people. Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 Secret ? Alcohol abuse, Russia's national pastime and historical plague, has assumed alarming proportions. This "monstrous phenomenon," as the Politburo recently called it, is a major reason the USSR is the only industrial nation in the world with a declining male life expectancy. ? The USSR faces an emerging drug problem, partly because of the exposure of soldiers in Afghanistan to drugs. Most Soviet conscripts in Afghanistan use drugs, and some carry their habits back to the USSR. ? Religion is attracting increasing numbers of people, reinforcing anti- Russian nationalism among many ethnic groups, enhancing youth alien- ation even in major cities of the Russian heartland, and graphically demonstrating the failure of official ideology to compete with "vestiges of the past" for the hearts and minds of the Soviet population. ? The growth in the proportion of the non-Slavic population, the shrinking of available resources for allocation to competing regional groups, and the influence of external developments in Poland and Afghanistan on some nationalities have produced new sources of friction among ethnic groups. ? During the 1970s, emigration campaigns began among several religious and ethnic minorities-Germans, Pentecostals, Armenians, and Greeks, as well as Jews. A few dissident elements are advocating more radical tactics of protest, such as the formation of opposition groups with political action programs. ? Sporadic labor strikes, nationality demonstrations, and protests over food shortages have increased somewhat over the past decade-although the regime has in each instance been able to isolate the unrest and prevent its spread. Over the past decade morale problems within the Soviet elite have also increased. Before Gorbachev's accession, many officials feared the party had grown so effete and preoccupied with preserving its privileges that it Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 had lost its ideological bearings and capacity for governing effectively. Problems within the elite in many respects parallel those within society as a whole: ? Some elite members exhibit a lower sense of social purpose than in the past, a weaker commitment to serving the party and the country as opposed to bureaucratic and especially private interests. ? The elite's vision of the Soviet future, to judge from reporting, has become gloomier. Many middle- and lower-level officials fear the economy is "played out" and seem more apprehensive about the potential for popular unrest than at any time since the period immediately following Stalin's death. ? Elite discipline eroded during Brezhnev's final years and during the brief tenures of the aged and ill Andropov and Chernenko, when many elites came to see the Politburo as a geriatric group out of touch with reality and lacking any long-range vision or strategy for dealing with accumulat- ed problems. Political and Economic Costs Growing dissatisfaction within society and within the elite itself has had significant adverse consequences for the regime. The economic price is especially high: ? Disgruntled workers shirk their jobs to moonlight on more profitable second jobs in the unofficial economy. The absence of quality goods to purchase, combined with price controls and the trend toward wage leveling, has reduced the effectiveness of wage incentives. ? Rates of labor turnover are high. The low standard of living in many ar- eas targeted for priority development makes it difficult to retain workers. Many young people "roam" from one unsatisfying job to another. The flight of the young and able bodied from dreary and impoverished villages has seriously depleted the rural work force. ? The shortage of housing and other amenities creates frustrations that contribute to a climbing divorce rate and a declining birth rate in Slavic areas, thus compounding the labor shortage. Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 Secret ? Alcohol abuse contributes to adverse demographic trends and is partly responsible for high rates of worker absenteeism and industrial accidents. ? Many man-hours are lost in the daily ordeal of shopping, yet the consumer's refusal to buy shoddy goods has led to a buildup of personal savings accounts and high inventory losses as unsalable goods accumulate. The shift in popular and elite attitudes has potentially significant political implications. Mounting friction between different elements of the elite- both self-interested conflict over privilege and position, and bureaucratic debate over policy issues and resource allocations-have increased the chances that counterelites could emerge along institutional, generational, or ethnic lines. Moreover, with the widening of the spectrum of antisocial behavior, of private activities not sanctioned by the regime, and of unofficial mechanisms for "working" the system, the formal institutional structure has become less relevant to the average citizen's daily life: ? Some skilled workers who know their jobs are secure in a period of labor shortages have become less malleable and more inclined to "bargain" for improved working conditions by threatening to change jobs. ? In some respects, the second economy is undermining the official economy by creating a rival marketplace to which human and material resources are diverted. Although the second economy helps to satisfy consumer demand for products and services the official economy does not supply, it subverts centrally established priorities and challenges central- ized control over prices and income distribution. ? Similarly, corruption robs the state coffers of revenue that passes to private hands and leads to the accumulation of personal fortunes. By providing lower-level officials with alternative sources of income, it makes them somewhat less dependent on privileges bestowed by the party, and consequently harder to keep in line. Corruption has also reduced the effectiveness of regime instruments of social control, such as the police. Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 Moscow must also contend with the possibility of increased manifestations of ethnic tension: ? Ethnic tensions in the military could somewhat impair troop reliability in future unpopular military interventions. ? Russian national feeling at some point could turn against the regime. Large numbers of Russian intellectuals disillusioned with what they see as the impoverishment of Soviet culture are attracted to the writings of emigres and conservative nationalist authors who oppose the party establishment. ? In some republics, especially in the Baltic area, the chances of a convergence of intellectual dissent and popular protest over economic deprivation and Russian domination has increased. Prospects Domestic problems are not likely to bring about economic collapse or political instability for the foreseeable future: ? In particular, the threshold of sustained, widespread, and coordinated mass unrest (as in Poland) will probably not be crossed. Spontaneous, large-scale localized disturbances-involving demonstrations, strikes, and violence-may well occur, but the regime will most likely be able to suppress them and to prevent any snowball effect. ? Within the top leadership, it is unlikely that conflict will emerge of such a serious nature as to bring into question the institutional mainstays, core beliefs, and party-dominated formula of the Soviet system. The very act of choosing a relatively young and activist leader as General Secretary indicates that the Politburo has not lost its will to rule or capacity for un- dertaking changes in order to preserve power. ? Unless the Kremlin blunders very badly or settles once again into a pattern of prolonged inertia, most officials within the broader elite will continue to see their interests best served by defending rather than abandoning the regime. Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 Secret Internal pressures, however, will exert a greater influence on regime policy than they have since the period immediately following Stalin's death. Top Soviet leaders seem increasingly aware that they cannot afford to ignore public opinion and increasingly concerned to redress what they see as negative trends in society and within segments of the elite. Soviet leaders for some time have been seriously concerned that conditions giving rise to popular discontent are growing stronger while regime instruments for maintaining social control and motivating the work force are growing weaker. Several international developments have fed these concerns: ? The Polish crisis of 1979-82 was an object lesson of major proportions, a wrenching experience that sent shock waves throughout the Soviet establishment. In Poland many Soviet elites saw a mirror of their own so- ciety. They saw that the shortcomings of the regime there bore a striking resemblance to deficiencies of the Soviet system and that the conditions that gave rise to unrest in Poland were similar in kind if not in degree to conditions in the USSR. ? Some Soviet officials believe the current US administration is attempting to undermine the USSR internally-by appealing to the Soviet popula- tion through radiobroadcasting and other "subversive" activities, by upping the ante in military spending, and by selective use of economic sanctions. ? Soviet officials are also worried that the war in Afghanistan is becoming a source of increased frustration within the elite and aggravating an array of problems in society-intensifying ethnic friction, feeding youth cynicism, leading to pervasive bribery to avoid the draft, damaging the regime's reputation, and heightening pessimism about the Soviet future. While Soviet leaders since the late 1970s have been increasingly aware of domestic problems, they have not agreed among themselves on how best to deal with them. During most of his tenure, Brezhnev adopted a policy of relative indulgence toward key elements both of society and of the elite in an effort to reinforce passive popular compliance and elite satisfaction. He lowered performance standards and provided job security for party offi- cials, avoided economic reforms that would threaten vested bureaucratic Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 - Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 interests, reinforced social security guarantees for workers, was relatively lenient in enforcing labor discipline, and permitted an expansion of de facto freedom in private affairs in exchange for political quiescence. He probably feared that more vigorous measures to redress internal problems could prove counterproductive, by stirring up popular criticism and heightening tensions within the elite. Brezhnev's strategy of temporizing, however, fell into ever increasing disfavor among his Politburo colleagues. Andropov was critical of Brezh- nev's approach, and Gorbachev even more so. Gorbachev has set for himself the ambitious objective of reviving Soviet Communism-by revital- izing the economy, the society, the ideology, and the party itself. Partly be- cause his vision and aspirations are broader than Brezhnev's, he sees the same domestic situation in more alarming terms. He evidently believes that so many areas of Soviet life have slipped beyond direct regime regulation that an overall threat to control could develop, and that, even short of a threat to control, the economic costs of societal problems have become intolerable. Given this diagnosis, it is not surprising that Gorbachev-building on initial steps taken by Andropov-has moved rapidly and aggressively in defining a coherent program for dealing with domestic problems. While he is avoiding sharp swings toward either repression or liberalization of the system, he is utilizing elements of both approaches in tackling accumulated social and economic ailments. His program is still in the developmental stage, but probable steps over the next several years include: ? Tightening labor discipline, increasing rewards for productive workers, and imposing heavier penalties on laggards. ? Employing even harsher measures against dissent and religious activism, while increasing radio jamming and taking other measures to limit Western influences on Soviet society. ? Further stiffening penalties for criminal offenses and upgrading the law enforcement apparatus. ? Attempting to shore up regime legitimacy and to combat popular cynicism by refining propaganda, appearing more responsive to public opinion, and more openly exploiting Russian nationalism as a prop to the system. Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 i Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 ? Using personnel changes to tighten central control over the bureaucracy and to infuse the elite with younger and more competent individuals, while moving to reduce official corruption. ? Increasing efforts to indoctrinate youth through an educational reform, adopting a set of measures to bolster the family as a pillar of social stability, and continuing the campaign to restrict alcohol consumption. ? Attempting to improve the lot of the consumer through more efficient organization and a limited diversion of resources, while widening the scope for private economic activity somewhat. If these policies are put into practice and pursued as vigorously as now seems likely, they will increase turbulence within society and within the elite. Within Soviet officialdom, powerful vested interests will resist Gorbachev's efforts, attempting to slow down the pace and limit the scope of change. Competition for prerogatives and position will be heightened by the replacement of older and less competent party workers with younger and better qualified men, the move to attack entrenched regional networks by giving more preferential treatment to Russian elites in non-Russian republics, the campaign against official corruption, and the limitations on job security. Shifts in resource allocation policy will pit bureaucracies against one another. The adoption of controversial new social policies such as the antialcohol campaign will intensify elite debate over whether a new course will disrupt the truce between state and society. Intensified moves to clean out and shape up the party ranks will strain internal party unity. Within society, a tougher work ethic, stricter discipline, and more differen- tiated wages will strain relations at the workplace between high performers who stand to gain from greater inequality and low performers who stand to lose. Some types of economic reform, by undercutting worker job security and removing subsidies for basic commodities, could provoke labor strikes. Extremely repressive measures to tighten discipline could kill worker incentive. Ordinary citizens will find the campaigns against crime and economic illegality, alcoholism, religion, and draft dodging increasingly cutting into their personal lives and constraining their public behavior. The educational reform will be resented by those whose opportunities for upward social mobility are restricted by it. Intensified Russification may lead to more extreme forms of protest among disaffected minorities. The degree to which the regime succeeds in implementing its strategy will depend to some extent on its ability to manage these conflicts and tensions. Essentially, the regime is putting a wager on the "strong" elements of both the elite and the society at large. Gorbachev is counting on the support of the most patriotic, sober, industrious, honest, and socially conservative Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 - Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 citizens and officials, who combine an acceptance of authoritarian rule and a belief in the Soviet system with a concern to purge the country of "alien" influence and to make the economy more productive. Under Gorbachev's more dynamic leadership, the regime may be able to achieve some marginal upswing in economic performance, to arrest the erosion of instruments of control and mobilization, and perhaps to generate somewhat greater popular respect for the power and capabilities of the regime. Even so, Soviet leaders will face continuing problems throughout the 1980s and beyond. Soviet societal problems are not merely "vestiges of the past" that have endured, but the results of fundamental contemporary conditions that the regime is unable or unwilling to alter. The growing sophistication of consumer demand is a natural consequence of the very process of economic modernization that the regime wants to further. The growing size of the critically thinking public is the result of expanded education, which is essential to the country's progress. The exposure of the population to external influences is partly because of technological advances in commu- nications beyond the regime's control. Gorbachev's program will aggravate tensions in society and may create a problem of unfulfilled expectations. Inherent weaknesses in the Gorbachev program-as well as the pressures and tensions produced by it-could lead the regime to take more extreme steps. Neither liberalization nor a return to some form of neo-Stalinist orthodoxy would be a panacea and, in fact, would entail even greater risk and conflict. Broad liberalization of the system would threaten the party's monopoly of political power and alienate the military. Most leaders would also view a sharp turn toward repression as politically disruptive, economi- cally uncertain, and dangerous to them personally. Consequently, these more extreme policies would probably not become options unless the leadership decided domestic problems had reached crisis proportions. It is by no means certain, however, which combination of policies the Gorbachev regime will adopt or how far change will reach. Some of the moves he has made thus far were unexpected, and further unconventional changes and surprises will probably follow. Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 Secret Domestic Stresses in the USSR Introduction The Soviet regime of General Secretary Mikhail Gorbachev faces serious political and social problems. Many of these problems have existed to some degree since the birth of the Soviet state and are inevitable in a system that represses individual liberties and places a higher priority on military power than on consumer welfare. They have deepened in recent decades under the impact of secular trends-the maturation of the economy, the growth of mass education, and the partial opening of society to outside influences.F_ During the past decade, domestic stresses became particularly pronounced. Adverse economic trends aggravated societal problems, and Brezhnev's basic approach to domestic policy made matters worse. Brezhnev, reacting to the disruptive organizational and personnel changes of the Khrushchev years, adopted what might be called a laissez faire policy of relative indulgence toward key elements of both soci- ety and the elite. To pacify the elite, he lowered performance standards and provided job security for party officials, avoided economic reforms that would threaten vested bureaucratic interests, and attempted to balance the resource allocation demands of major institutional groups. To reinforce passive popular compliance, he maintained what has been called an unofficial social contract, whereby the population remained politically quiescent in exchange for the provision of material security and the toleration of a de facto expansion of private activities beyond the regime's purview in areas considered apolitical.F- In trying to rectify Khrushchev's excesses, Brezhnev overcorrected and produced a "surplus of stability." In the relatively lax domestic environment of the 1970s, Soviet elite and society at large grew self- indulgent and soft by earlier standards. At the same time, as consumption growth tapered off and as the population became less isolated from the outside world, popular morale worsened. Erosion was evident in the regime's basic values and norms, the viability of its institutions, and the quality of executive authority. Decline in system vitality was manifested in a weak- ening of social discipline and a mounting of bureau- cratic corruption and inertia. Neither Andropov nor Chernenko possessed the time, the political strength, or the stamina to mount a comprehensive program to arrest these negative trends in society and in the system, leaving the new Gorbachev leadership under increased pressure to come to grips with internal problems. The Economic Slowdown Overall Growth Rates. During the Brezhnev years the Soviet economy continued its long-term trend of decelerating growth since World War II. Our calcula- tions (based on 1970 factor costs) indicate that aver- age annual growth of GNP dropped from 5.3 percent in the period 1966-70 to 3.7 percent during 1971-75 and to 2.6 percent in 1976-80. The slowdown was unusually sharp from 1979 to 1982, when GNP growth averaged only 1.6 percent per year Since Brezhnev's death the economy's performance has been mixed. GNP grew by 3.6 percent in 1983 but by only 2 percent in 1984, due to a sharp drop in the rate of growth in agriculture. Disappointing farm output again held GNP growth in 1985 to about 2 percent. Industrial production in 1985 rose by more than 3 percent, slightly below the 1983-84 pace, but averaged nearly 4 percent during the last three quar- ters. A combination of better weather, improvements begun under Andropov, and such Gorbachev initia- tives as increased discipline, personnel changes, and added workdays turned what began as a bad year for industry into a respectable performance. It remains to be seen whether the recent momentum can be sustained. Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 Secret Two fundamental factors will continue to constrain growth, as they have since the late 1970s. These are the slowing growth of the labor supply, rooted in demographic factors, and the rising costs of extract- ing, processing, and transporting raw materials. The Soviets can do little to ease these constraints during the remainder of the decade. The recent leadership decision to boost investment could have some impact on GNP growth, but its principal effects would fall in the 1990s. This is because of the lag in converting new fixed investment into plant and equipment, and be- cause the existing capital stock is so immense and obsolescent that increments in investment would have to be very large to accelerate growth substantially through net additions to the capital stock. Thus, although Soviet economic performance has improved in recent years from the low levels of growth of 1979-82, the economy cannot simultaneously main- tain rapid growth in defense spending, satisfy demand for greater quantity and variety of consumer goods and services, invest the amounts required for econom- ic modernization and expansion, and continue to support client-state economies. Gorbachev, in our view, has a clear understanding of these limitations, but the exact balance he will strike among competing resource claimants during the rest of the decade remains uncertain. Declining Growth in Living Standards. The USSR has made significant improvements in consumer wel- fare in the post-Stalin period. During this time, real consumption per capita has nearly tripled. In overall nutritional terms the Soviet diet now nearly matches that in the United States, and most households have electrical appliances. But this growth has not been enough to offset the mounting demand for goods and services. As average income and expectations have risen, widespread gaps between the demand for con- sumer goods and their availability have become in- creasingly evident. Brezhnev's last year, 1982, was particularly bad; per capita expenditures on food, soft goods, and durables actually declined from their 1981 levels. From the point of view of the Soviet citizen, accustomed to rapid gains in the first two decades after World War II, the economy looked stagnant. many Soviet consumers have had the impression that their stan- dard of living has remained the same or actually deteriorated since the late 1970s. Indeed, one of the most serious casualties of the Soviet slowdown in overall growth has been consump- tion. After increasing by 4.3 percent per year in the late 1960s, by 2.6 percent per year during the first half of the 1970s, and by 1.8 percent per year during 1976-80, per capita consumption grew at an average annual rate of only 0.7 percent in 1981-82. Although it rebounded somewhat in 1983 and 1984, rising by 1.3 and 2.0 percent, respectively, per capita consump- tion slowed in 1985.' For the 1981-85 period as a whole, growth in consumption averaged only 1.3 percent per year. Moreover, if the recent upturn of the economy is not maintained, improvements in living standards for the rest of the 1980s will be harder to achieve. The most serious consumer problem is the food supply. According to Soviet data, the availability of quality foods increased sharply in the Soviet Union between 1965 and 1975, but a series of poor harvests checked this progress in the late 1970s and early 1980s. Shortages across the entire range of quality food- stuffs-meat, dairy products, and fruits and vegeta- bles-were particularly acute in the 1980-82 period. Although supplies of starchy staples were always readily available, rationing was instituted in 1981 for the first time in several major Soviet cities. With the help of agricultural imports and better harvests in 1982 and 1983, food availability increased in 1983 but declined slightly in 1984 and 1985. Meat and milk output reached new highs in 1983 and again in 1984. Reporting of emigres indicates that queuing declined somewhat, and, after earlier rapid increases, prices in the free collective farm markets leveled off. Overall, per capita consumption of food increased by somewhat less than 2 percent per year in 1983-84, after stagnating in 1982. Due to the agricultural shortfall and Gorbachev's antialcohol campaign, however, per capita food consumption de- clined somewhat in 1985. ' These growth rates are based on 1970 factor cost weights. Somewhat higher rates-by about one-tenth-generally result when consumption is measured in established prices.F_ 25X1 25X1 25X1 25X1 25X1 Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 - Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 Secret Figure 1 USSR: Average Annual Growth Rates in Per Capita Consumption 4 2 ' Ma ?~fg i Y` ,fig . WA- substantially less. In general, living quarters are very cramped. In some of the republics the housing space per person is still below the minimum standard for "health and decency" that the Soviets set back in the 1920s. Conditions are worse in rural areas. Most urban housing comes equipped with electricity, indoor plumbing, hot water, gas, and central heating; but in rural areas the typical privately owned one-story wooden home still lacks indoor plumbing and central heating, although it now has electricity. According to published Soviet statistics for 1980, for example, only 38 percent of state-owned rural housing units in the Russian Republic were connected to central water supply systems and 22 percent to sewer lines; 26 percent had central heating. In both urban and rural areas, the quality of new construction in general is shoddy; for example, only approximately 40 percent of housing turned over for occupation in the Russian Republic each year is rated "satisfactory" or better. Although the food problem does not seem to be getting worse, it is not getting appreciably better. Rising incomes continue to push up demand, especial- ly for quality foods. Despite somewhat improved availability, from increased production and continuing high levels of imports, food supplies remain taut, according to Soviet public statements.' Housing is another critical area. Despite a continuing large construction program, an estimated 20 percent of city dwellers still share their living space with unrelated families or single persons. The Soviets appear to have ceased making progress on reducing communal apartments. The wait for an apartment can be as long as 10 years, although the average is 2 The strained economic situation continues to exacerbate the normal frustrations associated with everyday Soviet life-above all, the shopper's gauntlet to put food on the table. According to a study by the Institute for Sociological Research, reported in Izvestiya in February 1985, Soviet citizens spend 65 billion man-hours shopping each year or the equivalent of full-time employment of 35 million people. Moreover, 80 percent of that time is spent shopping for Health care, which had made substantial gains, now appears to be deteriorating. Moscow has been unwill- ing to devote a larger share of the budget to medical services, despite the increasing medical problems of an older, more urban, and more industrial population. The net result is that: ? The USSR is the only major industrial nation in the world where the life expectancy now is lower than it was 20 years ago. Moscow stopped publishing these statistics in the early 1970s, but we estimate that since 1965 life expectancy for Soviet males has fallen from 66 years to 62 years. By contrast, in the United States it has risen from 67 to 71 years during the same period. ? Death rates have risen significantly for every age group since the mid-1960s. Soviet infant mortality, which declined substantially between 1950 and 1970, rose by more than 50 percent during the 1970s, so that by 1980 it was the highest of any industrial society. Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 Secret ? Morbidity rates for five communicable diseases- diptheria, hepatitis, scarlet fever, whooping cough, and measles-are increasing sharply. The growing problems of combating infectious diseases in the Soviet armed forces led to a January 1984 an- nouncement of the formation of "extraordinary antiepidemic commissions" in all military units and on ships. ? In December 1985 Moscow publicly acknowledged that the Acquired Immune Deficiency Syndrome, or AIDS virus, exists in the USSR. The USSR's difficulty in controlling communicable diseases, its lack of modern medical equipment such as dispos- able needles, and its reportedly poor screening of blood supplies increase the country's vulnerability to a spread of the disease beyond the high-risk group identified in the United States. Deficient health care thus has a negative effect on demographic trends and consequently on manpower shortages. Soviet demographers have recently indicat- ed to their American counterparts that the quality of health care has for this reason begun to receive wide attention from state planning officials. Everyday personal services that make life livable are the backwater of the Soviet economy. Workers pro- viding such consumer services constitute only a frac- tion of the state-employed labor force and are among the lowest paid and most poorly trained. Private contractors who moonlight take up some of the slack, but they lack a legal and regular flow of supplies and are unable to hire labor to assist them. The USSR has made little progress toward its offi- cially announced goal of surpassing the US standard of living. Over the last two decades, real Soviet per capita consumption inched up relative to that in the United States, but it is still only about one-third the US level. Living standards in the USSR remain low by Western standards and even compare unfavorably with those in much of Eastern Europe. to find jobs in their fields of expertise. Social Mobility and Stratification. With the matu- ration and slowing of the economy and the "stability of cadres" policy of the Brezhnev regime, class lines have been hardening and opportunities for upward mobility shrinking. In the early decades of Soviet rule, changes in social structure, rapid industrialization, the Stalin purges, and World War II manpower losses created huge numbers of openings at managerial levels. The existence of broad opportunities for indi- viduals to vault from one social class to another softened the deprivations suffered by those at the bottom level of society. Today, as one Soviet publica- tion acknowledged, "the times for soaring careers are past." The expansion of education without a concomi- tant expansion of employment opportunities has pro- duced a large number of disgruntled specialists unable The whole society has become more highly stratified, with everyone placed in a particular category of privilege or deprivation. At some factories, for exam- ple, employees may order meat and other commod- ities unavailable in state stores. High party officials are entitled to shop at special stores closed to the general public, where stocks of imported and scarce goods are sold at relatively low prices. Housing, especially, is allocated on the basis of employment, bureaucratic position, personal connections, and brib- ery. Moreover, low mobility in the leadership system and the ability of its members to secure education and positions for their children have given the privileged elite some characteristics of a hereditary aristocratic class. Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 - Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 Secret The wealth gap between income groups in the USSR has widened. According to Western scholars, inequal- ity of Soviet wages declined after World War II until the late 1960s. In the last decade, however, this trend was checked, and inequality in pay may have in- creased. According to the results of two independent surveys of emigres (mostly Jewish) who left the USSR in the early and late 1970s, respectively, inequality of household income (from public and private jobs) was probably greater in 1979 than in 1973 or in 1968. Moreover, total wealth (including possessions and savings) is even more unequally distributed in the USSR than wages and household income. A survey of 2,800 Soviet households who recently emigrated to the United States suggests that for the Soviet popula- tion as a whole by the end of the 1970s: ? Thirty percent of households had no savings. ? Forty-five percent of all savings were in the hands of the top 10 percent of households. ? Five percent of households received 25 percent of total income, while 20 percent of households gar- nered nearly half the income. ? Twenty-five percent of the population owned two- thirds of the total wealth. Consumer shortages, of course, have affected some groups of the population more adversely than others. Peasants and many workers have been hit harder than the privileged elites, who have access to special stores and services. The welfare of elderly pensioners, the sick and disabled, and women with dependent chil- dren has particularly suffered. Shift in the Mood of the Population Because of these and other factors, the mood of the Soviet population shifted in the late Brezhnev period. The optimism of the 1960s and early 1970s gave way to a deep social malaise. A plethora of anecdotal material and survey results suggests that there was a feeling of life going stale and sour for many. Both pessimism about the future and dissatisfaction with the present condition of Soviet society fed the negative mood. With the recent rebound of the economy and Gorbachev's coming to power, public morale has generally improved. Yet, it remains to be seen how lasting the upswing in the mood of the Soviet elite and populace will be. The basic problems and objective conditions at the root of domestic ills have been building for years and are not amenable to quick This does not yet mean that regime control is threat- ened. To a considerable extent, the population's mem- ory of the purge years serves as a restraint on unorthodox behavior. Many people, either as a result of experience or socialization within the family, retain an instinctive fear of the police that inhibits noncon- formity. But, at the same time, the political and psychological leverage of the regime over the popula- tion has weakened. The inclination to cheat or get around the system is pervasive, and little penalty is expected short of the most provocative behavior. Many citizens, especially youth who did not live through the Stalin era, are criticizing domestic condi- tions more openly than in the past. Preliminary findings of the Soviet Interview Project suggest that the young are not only the most disaffected but are also less fearful of police authority and less inhibited in complaining about regime shortcomings than are the older generations. Discontent Over the "Quality of Life. "The Soviet population has historically exhibited a high level of endurance of material deprivation, but expressions of popular discontent over a perceived decline in the quality of life have increased in recent years-accord- ing to emigre reports, journalists, embassy contacts, would sometimes voice complaints and cynicism in public when drunk but now frequently do so when sober. Consumer dissatisfaction represents an espe- cially serious challenge for the Politburo, because improvements in popular welfare have been the re- gime's most important basis of legitimacy since Sta- lin's death in 1953 Most important, over the past several years the evidence suggests that the Soviet population has perceived trends in living standards as being even more negative than they actually have been. The primary reason for this may be that the current slowdown in consumption growth was preceded by fixes. 25X1 25X1 25X1 Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 Secret A Soviet Survey of Public Attitudes on Living Standards A major survey conducted by the Institute of Socio- logical Research of the USSR Academy of Sciences in 1981-82-but not reported on in Soviet open sources until 1985-dealt with popular perceptions of living conditions. The survey was based on a sample of 10,500 adults in eight republics. Although the Soviet media did not indicate the number of nonre- spondents or whether the sample was random- factors that could affect the results significantly-the survey was said to have shown that three fourths of those polled believed they were better off than they had been five years earlier, but one-fourth thought that their living standard had not improved at all during this period. The poll indicated satisfaction was relatively higher among collective farm workers and other low-income citizens, suggesting that discontent was relatively greater among better educated citizens and those who live in urban areas. The previously mentioned survey of 2,800 Soviet emigres-conducted by the Soviet Interview Project centered at the University of Illi- nois-also revealed that city dwellers and middle- class citizens-whose attitudes are more important to the regime-were relatively more unhappy with their lot. In addition, the 1981-82 Soviet survey reported that 45 percent of the respondents felt that their diet had not improved during the preceding five years. Many Soviet citizens have also become dissatisfied with working conditions. Data published in Soviet scholar- ly studies indicate considerable discontent not only about wage levels but also about itifrastructural conditions-the quality of housing available at many job sites, poor dining facilities at factories, inade- quate child-care facilities, the absence of safety pre- cautions, and hazardous environmental factors (radi- ation, chemicals, pollution). more rapid advances in the 1960s and early 1970s. The progress of the Khrushchev and early Brezhnev years and the ambitious goals for further progress that the regime publicized (including the party's 1961 pledge to attain the world's highest living standard by 1980) stimulated popular expectations beyond the regime's capacity to satisfy them. When consumption growth tapered off, many citizens apparently believed the downturn was absolute rather than relative. The sense that the material circumstances of life were stagnating or deteriorating led to disillusionment among different elements of the population in the period up to Gorbachev's election, In many cases, dissatisfaction with living conditions is compounded by a loss of faith in the ability to rise into a higher social class through hard work. As the gap has widened between the occupational ambitions of Soviet youth and the capacity of the system to satisfy them, many young people have become demoralized. The "shattering" of career plans, in the words of one leading Soviet sociologist, contributes to "attitudes of skepticism" and a "weakening of belief in ideals." 25X1 25X1 Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 - Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 Secret A Soviet in her late teens described to Leningrad Consulate officials in February 1985 the range of citizens' reactions to the poor quality of Soviet life and their methods of coping with it. Many turn to drink and drugs "to deaden somehow the dead-end feeling and the sense of our impotence. " Most adults-unlike Soviet youth-have already learned to adapt in order to survive. Many have simply stopped paying any attention to the moral degradation, being surrounded with the daily cares of existence-of which there are more than enough. Moreover, it is so much simpler and easier to accept rather than fight the situation. As she explained, "Why worry yourself with problems you can't solve? We only live once and it is better to live it in satisfaction than to go through moral and physical suffering for the sake of some kind of justice. " F_ The source said "thinking" Soviets have it much worse than the rest. She described their reaction and plight as follows: When you see yourself surrounded only by "filth," you cannot possibly feel satisfied and happy. Hav- ing recognized and rejected the hypocrisy and mercenary relations between people that arise in such a false society, we cannot also live the same life. Having taken up a stand in opposition to Popular dissatisfaction with the quality of life has had a negative impact on the Soviet economy: ? In various ways, dissatisfaction with the living standard lowers economic productivity. City dwell- ers take long lunch hours to shop, for example, in order to avoid longer lines after working hours. People from the countryside clog the transportation network by traveling to cities to shop on the weekend. society, we are condemned to solitude. We do not believe in Communism, and we were never taught another "religion." Each of us tries somehow to shut out reality, to forget, to distract ourselves. We build our own world, within our- selves, the kind we would like to see. We live in this world and are happy only there. Unfortunately, we are so frightened, and separated by distrust from one another, that only a few of us are capable of fighting openly. I would so much like to believe in a bright future for my country- but where will I find the strength to believe in ? Consumer discontent also contributes indirectly to demographic problems. Soviet studies indicate that the housing shortage discourages large families. The difficult life of Soviet women-who must cope with inadequate nurseries and a paucity of labor-saving devices, as well as the onerous burden of shopping- creates frustrations that contribute to a climbing divorce rate, a declining birthrate, and a trend toward the breakdown of the family in Slavic areas. anything at all? Moreover, workers may have developed a greater degree of working-class consciousness. A reportedly confidential study (the so-called Novosibirsk Report) for the Kremlin leadership by a group of reform- minded Soviet economists in the Academy of Sci- ences, leaked to the Western press in 1983, indicated workers have become acutely aware of their interests 25X1 and inclined to "stand up for themselves." Emigre testimony and Soviet data on industrial conflict point to greater assertiveness in particular among young, skilled manual workers and worker-technicians who along with white-collar professionals make up the "new" Soviet working middle class. Like their par- ents, second-generation blue-collar workers take for granted the old security-oriented rights-guaranteed jobs, a minimum wage, and welfare benefits. But to a far greater extent than their parents they also demand more interesting jobs, better wages, and higher living standards-expectations typical of a better educated 25X1 generation raised in a climate of promises of plenty. Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 i Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 Secret ? The consumer's refusal to buy shoddy goods, com- bined with the regime's fear of the social conse- quences of raising prices on heavily subsidized basic commodities, leads to imbalances in the consumer goods market. The chronic shortages of some highly desired goods and services, as well as serious prob- lems in product mix and quality, have contributed to lackluster performance by Soviet workers. The typi- cal Soviet citizen must still work to live, but harder work is not likely to lead to a proportionate gain in well-being when the desired better quality goods are not available. Although such consumer problems and economic inef- ficiencies are not new to the Soviet scene, and indeed may not have worsened dramatically in recent years, the leadership may view them as more costly to the system in terms of the losses of increasingly scarce labor resources. For example, extensive lines for con- sumer goods and services have long been a character- istic feature of the Soviet system. However, the losses of worktime, while perhaps no greater than before relative to total hours worked, have become more costly now that there is only slow growth in the labor force and the regime has proclaimed itself increasing- ly dependent on increases in labor productivity for improvements in economic growth. In a similar vein, the impact of the housing situation on birthrates may have assumed a higher cost in recent years as the labor shortage has raised the marginal cost of each additional unit of labor. In some ways, however, the effects of consumer problems may make it easier for the regime to control the population. Many people spend so much time dealing with the inconveniences and hardships of the daily "rat race" that they have no time or energy to get involved in active dissent. Moreover, the overpro- duction of specialists and the resulting tight job market for professionals have increased the intelli- gentsia's dependence on the regime, which can deny a professional job to anyone whose behavior is suspect. Materialism, Privatism, and Ideological Cynicism. The fact that many people have not internalized Marxist-Leninist ideology does not necessarily render it ineffectual as an instrument of external control. Ideology continues to serve the function of defining the limits of legitimate political discussion. Whether the population accepts the official belief system, most people recognize the necessity of formal adherence to the ideology. Nonetheless, over the past decade ideology has atro- phied as a tool to galvanize social energies. The Brezhnev regime abandoned Khrushchev's ideological reformism and his attempt to establish a bond be- tween the party and the people based on a broad set of popular values. It sought a narrower legitimacy based more exclusively on attention to the population's material well-being. This made it difficult for the regime to ask the population to sacrifice for the sake of lofty ideological considerations once the economic growth slowdown decreased the regime's capacity to deliver on its promises to consumers. they laugh at it." A wide assortment of evidence indicates that most Soviet citizens today consider official ideology irrele- vant to their daily lives. Saturating the media with the party line undoubtedly has a cumulative impact on the thinking of many citizens, but there is also considerable cynicism about regime propaganda and even questioning among some about whether the regime represents a perversion of true socialism. The vision of Communism as a final social goal is no longer taken seriously. One emigre described the attitudes of Soviet young people: "They neither fight against Communism, argue against it, nor curse it; something much worse has happened to Communism: The loss of idealism is most evident in the growth of what the regime denounces as "consumerism." As a Soviet contact of the US Consulate in Leningrad observed in February 1985, material well-being has become the meaning of existence for many, and the basic desire is "to be no worse off than anyone else." According to the Soviet press, "property-loving con- sciousness" and the chase after consumer goods have been elevated to a "cult of things" symptomatic of a "petit bourgeois" psychology. Soviet society increas- ingly exhibits the attitudes of both a me generation and a now generation. In this regard the evidence suggests that the population in general has no desire to postpone the satisfaction of material desires in the name of a tomorrow no one any longer believes in. 25X1 25X1 Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 Secret More generally, Soviet sociological data indicate that occupational choice in the USSR has been increasing- ly shaped by concern for an easy job in a location with relatively high living standards. Surveys conducted in the 1970s and 1980s indicated people were becoming less interested in the job itself or the prestige it offered, while various occupational conditions and access to semilegal or even illegal deficit goods and services were becoming more important factors in job As disillusionment with regime promises has in- creased, large numbers of Soviet citizens-within the working class, middle class, and even officialdom-in effect have "dropped out" of political activities. They divert their energies and ambitions into more reward- ing private concerns-their families, leisure, and ma- terial well-being-and pursuits not sanctioned by the regime, such as religion. Low Worker Morale. The malaise of society is also reflected in increasingly negative attitudes toward work. The 1983 Novosibirsk Report cited above said the "common qualities" of the worker produced by the Soviet system were "low labor and production discipline, an indifferent attitude toward work, low quality of work, social inertia, a well-pronounced consumer mentality, and a low code of morality." This decription matched that provided by exiled Russian writer Alexander Zinoviev, who said that "Communist society is a society of people who work badly." In particular, now more than in the past, people want to avoid physical labor. In the world's first "workers' state," virtually no one wants to be a worker or peasant. According to Soviet studies conducted in 1980, 94 percent of 10th graders sought to continue full-time higher education rather than getting a job. Soviet sociological surveys on youth attitudes in 1984 indicate that "young peoples' perceptions of what they will be in the future sometimes convey a romantic character and do not correspond to the needs of production." attractiveness. Alienation from work and laziness on the job are to a large extent due to an ineffective system of economic rewards and penalties. Under Brezhnev, the regime virtually guaranteed even unproductive workers jobs and wages sufficient to buy basic necessities, while a trend toward wage leveling reduced incentives to work hard. Many workers take the view that there is little point in exerting themselves because the basics of food and shelter are cheap and the luxuries that could be bought with extra money are largely unavailable anyway. Thus, many idle along, doing just enough to stay out of trouble and demonstrating the, accuracy of the quip that "they pretend they're paying us and we pretend we're working." 25X1 25X1 Soviet wage system had reached such a state of crisis that ambition and effort on the job had radically declined. Indeed, the results of a nationwide public opinion poll, published in Izvestiya on 3 May 1985, revealed that only 25 to 35 percent of the 10,150 25X1 questioned workers claimed they made a consistent effort to do their jobs as well as they could. Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 Secret At the same time, the shortage of labor has led to greater demands for improved working conditions on the part of skilled workers who know they cannot easily be replaced. Izvestiya, discussing the problem of labor discipline, quoted one skilled worker: "You can't scare me.... There's no sense trying to influence me with threats. That would be all right if there were 10 unemployed workers standing in line for a job-then fear is the best teacher." Poor labor discipline also finds expression in high worker absenteeism. One significant cause of absen- teeism is the inconvenient shopping hours kept by Soviet stores and other retail outlets. Such businesses often are closed during the lunch hour and in the evenings. Because in the large majority of Soviet families both husband and wife work full-time, many people-women in particular-are left with no alter- native but to slip away from their desks and work- benches during working hours if they are to keep their families fed and clothed. The result, according to Soviet statistics, is that for every 100 workers there are 30 incidents of absenteeism every day. Each period of absence averages 1.6 hours. Before Andro- pov launched his worker discipline campaign, an investigation carried out in Moscow Oblast, for exam- ple, found that in some factories and offices no more than 10 percent of the workers were at their work- places during the final hour of their shift, and that throughout the region 73 percent of the work force regularly took time off during working hours to take care of personal business. Worker dissatisfaction produces high rates of labor turnover and internal migration. The party's theoreti- cal journal Kommunist in March 1983 reported that over 20 million Soviet workers-one out of every five workers-were changing their jobs every year. At the same time, the secretary of the Moscow city Komso- mol committee noted in a Soviet youth newspaper that, nationwide, 60 percent of those quitting their jobs were young people. "In effect," he wrote, "such people are voting with their feet." Though labor turnover is not new and, indeed, may not have worsened seriously over the past decade, leadership concern about such behavior has risen. Soviet economists regard much of this turnover to be economically counterproductive; they state that peo- ple are moving out of areas that suffer from manpow- er shortages and into areas that have labor surpluses. In particular, it is precisely new projects in remote areas targeted for priority development that lack the housing facilities and consumer conveniences needed to induce workers to remain on the job. Managers in such new industrial areas complain that "people are running away" and worry about finding ways to "fix the personnel." Many young people, disdainful of blue-collar jobs and reluctant to accept conditions that older people are willing to endure, "roam" from one low-level and unsatisfying job to another. More- over, the flight of the young and able bodied from dreary and impoverished villages has seriously deplet- ed the rural work force and produced in the cities a lower working class whose members frequently be- come involved in crime or other antisocial behavior. Youth Alienation. Official surveys, together with emi- gre reports, indicate that large segments of Soviet youth are especially disenchanted with work, bored with life, alienated from the political system, im- mersed in private concerns, and driven by material interests. A major Western study undertaken after World War II, which attempted to gauge Soviet public attitudes on the basis of interviews with large numbers of people who left the USSR during the war, concluded that Soviet young people were more favor- ably disposed toward the regime than their parents. Preliminary results from a similar project based on the briefing of large numbers of Soviet citizens who emigrated during the 1970s and 1980s indicate that the opposite is true today. Soviet youth are less inclined than their parents to have a favorable atti- tude toward the regime. Never having experienced the ravages of Stalinism or the ordeals of World War II, they are less tolerant of current regime shortcomings. However, emigre data also indicate that there is relatively higher acceptance by the "new generation" of Soviet foreign policies and pride in its superpower status. Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 Figure 3. Drifting through a day-to-day exis- tence, teenagers quaff beer at a Moscow pub. I In a poll conducted by Sotsialisticheskaya industriya in February 1982, Soviet youth clearly indicated the high priority they place on a stable career and material comfort. Success was defined by 34 percent of the respondents as the "quantity and prestige of their possessions," such as a new car or a summer house, and not as contributions to the "collective welfare." Youth alienation is manifested not only in the preoc- cupation with accumulating material possessions but also in the involvement of large numbers of young people in various types of deviance and delinquency- drugs, prostitution, drifting, draft dodging, the rock culture, black-market trafficking, even Hare Krishna. Soviet authorities have expressed concern that youth are increasingly rejecting marriage in favor of a more carefree lifestyle. In short, there is a growing gap between the outlook and behavior of youth and offi- cial Soviet mores. Recently, there have been indications of increased regime attention to problems of extreme depression among youth. frequently takes forms that are-from the regime's standpoint-innocuous. Sports, for example, provide a major diversion that enables many bored youth to "let off steam" and keeps them from turning to noncon- formist behavior. disciplined. Social Pathologies In recent years the spectrum of antisocial behavior- alcoholism, crime, corruption-has widened, demon- strating that some areas of social life are slipping beyond regime control. The growing scale of illegal economic activity also reflects erosion of political regulation of important sectors of economic life. Sovi- 25X1 et society as a whole has become less cohesive and society from top to bottom. Mass Corruption. Corruption has long been a fact of life within the Soviet bureaucratic elite, but under Brezhnev it became a mass phenomenon enveloping Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 25X1 25X1 25X1 25X1 25X1 25X1 25X1 Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 Secret Whether or not these assessments are exaggerated, it is clear that corruption so permeates everyday life that the ordinary citizen typically finds himself un- able to avoid theft and bribery in procuring even basic necessities, such as food, housing, and medical care. sovieticus is forced to resort to bribery is as inexhaust- ible as life itself, from a bed in a maternity ward to a cemetery plot." Even in prisons and labor camps, one can get almost anything for a bribe, The rampant scale of corruption is connected with the growth of the second economy, which also came into full bloom in the Brezhnev period. Because the official economy has failed to provide sufficient quantities of goods and services, many Soviet citizens have turned to private enterprise to advance their personal welfare and interests. In fact, the findings of the Soviet Interview Project indicate that those not engaging in private economic activity-because of conscience or lack of skills-may find themselves impoverished. The survey found that the wealthiest citizens supplement their state-set salaries with income from private work. These include doctors and dentists with private prac- tices, college-level teachers who tutor on the side, and drivers who take money for private trips. Overall, the hourly personal income return on private economic activity was eight times that in the state sector in 1979, and for doctors the ratio was 42 to 1 for the relevant categories included in the survey. A large percentage of certain types of economic activity may be conducted on the black market. in late 1982 estimated that some 30 percent of the labor force under the age of 30 in the republic of Azerbai- jan had opted to get out of the regular economy. A recent Izvestiya article reported that 17-20 million people were moonlighting as repairmen and that they accounted for about half of all shoe repairs, 45 percent of apartment remodeling, 40 percent of car repairs, and 30 percent of household appliance re- pairs. Illegal speculation (the purchase and resale of goods for profit) is now so widespread that as much as two-thirds of the population is probably involved, more than 60 percent of the some 300,000 prisoners in Moscow jails today are there because of economic crimes, ranging from overcharging customers to oper- ating underground private factories to stealing state property. The sheer scale and openness of corruption both reflect and feed the popular attitude that many forms of corruption are normal, even legitimate. In a Janu- ary 1985 Izvestiya interview, a Soviet legal expert acknowledged that a defensive reaction-"That's what everybody does"-has taken hold among the population at large. Moreover, according to emigre reporting, skillful maneuvering in the complicated system of commercial crimes and activities evokes from some members of society "praise of the business- man." Successful speculators appear to be popular and respected for their talents. Stealing from the state, in particular, has virtually become a matter of course and is not regarded by the public as a criminal act. Soviet sociological data indicate that practically all Soviet workers pilfer from their enterprises, and it is extremely rare that one will blow the whistle on another. A survey of Moscow workers, reported in a 1983 Soviet publication, found that nearly 80 percent opposed punishment for pilfer- ing from state enterprises. 25X1 25X1 25X1 25X1 25X1 25X1 25X1 Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 Declassified in Part - Sanitized Copy Approved for Release 2011/12/01: CIA-RDP87T00787R000200180006-0 Secret This toleration has not been cost free, however. The existence of the "second economy" subverts centrally established priorities and challenges centralized con- trol over prices, income distribution, and allocation of manpower and capital. To some extent, growth of the second or black economy over time could generate new sources of economic and political power. F__1 Moreover, since much of ordinary Soviet life is envel- oped in vast areas of illegality, the whole concept of crime has become blurred. Soviets in conversations with US diplomats and Western correspondents have suggested that Soviet society is moving toward a moral vacuum and a weakening of ethical norms and legal rules to regulate individual behavior. The gener- al atmosphere fostered by corruption-of doing things on the dark side of the law and getting away with it- fuels the growth of other forms of criminal behavior. /{o ro