NEW DIRECTIONS IN JAPANESE SCIENCE AND TECHNOLOGY POLICY: OPPORTUNITIES FOR U.S. PARTICIPATION

Document Type: 
Collection: 
Document Number (FOIA) /ESDN (CREST): 
CIA-RDP86T01017R000201540001-8
Release Decision: 
RIPPUB
Original Classification: 
S
Document Page Count: 
38
Document Creation Date: 
December 22, 2016
Document Release Date: 
April 1, 2011
Sequence Number: 
1
Case Number: 
Publication Date: 
September 30, 1986
Content Type: 
MEMO
File: 
AttachmentSize
PDF icon CIA-RDP86T01017R000201540001-8.pdf1.64 MB
Body: 
Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 1::::::/LL Central Intelligence Agency l 1=l L DATE /a 1 C13 I E DOC NO & Mr- Washington, D. C. 20505 OIR DIRECTORATE OF INTELLIGENCE P&PD 3 0 SEP 1986 Assistant Director for International Affairs Office of Science and Technology Policy ie , Technology and Industrial Competitiveness Divis ion Office of Global Issues SUBJECT: New Directions in Japanese Science and Technology Policy: Opportunities for U.S. Participation The attached report, prepared by members of my staff, is in response to the request from the Committee on International Science, Engineering and Technology (CISET) for information on opportunities for US researchers to participate in Japanese government funded research. Changes in Japanese science and technology policy--particularly an increased stress on fundamental research--open opportunities for increased Japan-US joint research. This report describes some of these opportunities. If you or members of your staff have questions concerning the report, please call Attachment: New Directions in Japanese Science and Technolo Polic : Opportunities for U.S. Participation GI M-20232, September 1986, 25X1 25X1 25X1 25X1 25X1 25X1 Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 25X1 SUBJECT: New Directions in Japanese Science and Technology Policy: Opportunities for U.S. Participation OGI/TICD/CFj I (30 Sept 86) Distribution: 1 - Dr. David R. Kincaid, Agriculture 1 - Dr. William H. Tallent, Agriculture 1 - Ms. Elizabeth Werner, Agriculture 1 - Mr. Joseph Allen, Commerce 1 - Dr. Edwin Shykind, Commerce 1 - Dr. John C. Williams, Defense 1 - Dr. W. Steven Piper, Defense 1 - Dr. Leo Young, Defense 1 - Dr. Kenneth E. Horton, DOE 1 - Mr. John Metzler, DOE 1 - Dr. Lyle C. Wilcox, DOE 1 - Mr. Conrad Kleveno, EPA 1 - Dr. Robin Brett, U.S. Geological Survey 1 - Ms. Margaret Finarelli, Nat'l Aeronautics & Space Admin. 1 - Dr. James R. Morrison, Nat'l Aeronautics & Space Admin. 1 - Mr. John Sakss, Nat'l Aeronautics & Space Admin. 1 - Ms. Ann Keatley, National Academy of Sciences 1 - Dr. Stephanie J. Bursenis, NIH 1 - Dr. Craig K. Wallace, NIH 1 - Dr. John H. Moore, NSF 1 - Dr. William Blanpied, NSF 1 - Ms. Jennifer Bond, NSF 1 - Dr. C. T. Owens, NSF 1 - Dr. Frances Li, OSTP 1 - Mr. Lee Rivers, OSTP 1 - Ms. Deborah Wince, OSTP 1 - Mr. Jack Blanchard, State 1 - Mr. Donald Jameson, State 1 - Mr. William McPherson, State 1 - Mr. Robert Reis, State 1 - Ms . Pamela Smith, State 1 - Dr. Glen Fukas h ima, USTR 1 - SA/DDCI 1 - ExDir 1 - Executive Staff, 1 - DDI 1 - DDI/PES 1 - NIO/S&T 1 - NIO/Econ 1 - DD/OGI, D/OGI 1 - CPAS/ISS 3 - OGI/EXS/PG 5 - CPAS/IMC/CB 1 - 1 - OEA/Japan Branch 1 - Ch/TICD 1 - TICD/CF Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 Central Intelligence Agency Washington, D. C.20505 DIRECTORATE OF INTELLIGENCE 1 October 1986 New Directions in Japanese Science and Technology Policy: Opportunities for U. S. Participation Summary An evolutionary shift in Tokyo's science and technology policy from encouraging short-term, development-oriented work to sponsoring more' fundamental research offers increased opportun- ities for United States researchers to cooperate on research in Japan. Recent government White Papers stress that government agencies should conduct more fundamental--or "non-proprietary"-- research to provide support for industries of the 21st Century. As agencies such as MITI, STA and MPT undertake more fundamental research, we believe they will be less concerned about protecting proprietary results and more open to foreign cooperation than in the past. Moreover, Japan admires the US basic research system and, we believe, will seek help from foreign researchers in establishing an R&D infrastructure. Areas where fundamental research is being encouraged are: new materials, electronics, biotechnology, and robotics. We believe that the programs offering the most opportunity for cooperation at this time are fundamental research projects at the large agencies, and the new projects designed to encourage foreign participation. Fundamental research projects are now being sponsored by almost all the S&T ministries and agencies of the Japanese government. Moreover, the Ministry of International Trade and Industry has recently established three programs that specifically seek foreign cooperation in Japanese research: Key TEC Research Center; Human Frontiers Program; and the Centers for Cooperative This paper was prepared by Competitive Factors Branch,' Technology an Industrial Competi- tiveness Division, Offi lobal Issues with research assis- tance Comments should be directed to. Chief, Competitive Factors Branch 25X1 25X1 25X1 25X1 25X1 Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 New Directions in Japanese Science and Technology Policy: Opportunities for U.S. Participation Recent action on the part of Japan's ministries to encourage more fundamental research afford an opportunity for increased US- Japan cooperation in science and technology activities. The move towards "fundamental" -- or non-proprietary -- research reflects Tokyo's belief that its R&D infrastructure must be strengthened if Japan is to maintain state-of-the-art technology. Moreover, Tokyo feels that its position as a world economic power brings responsibility to advance human knowledge. The Council for Science and Technology (CST) -- Japan's panel of experts to oversee major directions in S&T policy (see Figure 1.) -- recently recommended an increase in government funding dedicated to fundamental research, an increase in the "creativity" of research, and an effort to break down barriers to cooperation among sectors of the Japanese S&T community. As agencies such as MITI, STA and MPT undertake more fundamental research, we believe they will be less concerned about protecting proprietary results and more open to foreign cooperation than in the past. All the S&T ministries and agencies are taking part in the new push to conduct more fundamental research, but the shift is most significant in the agencies that have traditionally been closed to foreign participation -- such as MITI and MPT. Both ministries have excellent labs conducting advanced research that would be very attractive to US scientists and engineers. Moreover, we believe that science and technology will continue to receive priority funding in a time of budget austerity. (See Figure 2 . ) The major players in Japan's S&T scene are : o The Ministry of International Trade and Industry has traditionally concentrated on commercial development by funding and coordinating joint goverment-industry product development efforts, but more recently shifted its activities to include fundamental research. 0 The Science and Technology Agency's major efforts are large-scale development projects which are not commer- cially attractive in space, nuclear energy, marine science and the environment. 0 The Ministry of Education, Science and Culture (MOE) funds "basic" research in a broad range of scientific disciplines at the national, regional and private 25X1 25X1 Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 Figure 1 Selected Japanese Science and Technology Agencies Prime Minister Science and Technology Council MAFF M of Int'l Trade & M of Posts and Industry (MITI) Telecommunications Life Systems Special Key Tech Industrial Technology R&D Promotion Structure M of Education Science and Tech Agency I L7 I Nat'l Nat'l Inter- JRDC Universities University Research Institutes Gov't Research Special Institutes Corporations 1 --1 AIST Patent Office 1~ NGPO ETL ALIT Agency for Science and Technology ETL Electrotechnical Laboratories JAERI Japan Atomic Energy Research Institute JRDC Japan Research Development Corporation MAFF Agriculture, Forestry and Fisheries NAL National Aerospace Laboratory NASDA National Space Development Agency NCPO Next Generation Planning Office NIRIM National Institute for Research in Inorganic Materials NRIM National Research Institute for Metals NTT Nippon Telegraph and Telephone PNF Power Reactor and Nuclear Fuel Development Corporation RIKEN Institute of Physical and Chemical Research. NRIM JRDC NIRIM RIKEN NAL NASDA JAERI PNF Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 Figure 2 JAPANESE GOVERNMENT SPENDING (Billion Yen) -32000 I- 28000 I- 20000 600 1975 1976 1977 1978 1979 1980 198'1 1982 1983 1984 1985 1986 1987 JFY' Japan's fiscal year Is from 1 April to 31 March of the next year. - 16000 0 SW ExpendHvn ^ 0 ..ro endllvre Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 Figure 2A S&T Budget by Agency 0 -{- 1978 1979 1980 1981 1982 JFY MOE: Ministry of Educatlon. Science, and Culture STA: Selene* and Technology Agency MITI: Ministry of International Trade and Industry MAFF: Ministry of Agriculture, Forestry. and Flshertes Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 Figure 3 MINISTRY OF INTERNATIONAL TRADE AND INDUSTRY - 'S "MAP" OF TECHNOLOGICAL DEVELOPMENT Pace of Techno,og cal Change ? Electronics ? Biotechnology ? New materials technologies ? Telecommunications i ? Steelmaking techniques ? Wireless communications ? Automobiles ? Internal combustion engines ? Airplanes ? Steam engines ? Spinning machinery Age Characteraal on Early Age of Age of Establishing 2Ot -century Tethr Bogies 2000 ZZ.: ,~.r r t8 *: Source Technological Progress as it Relates to Society and the Economy. by NIRA (National Institute for Research Advancement) ? Computers ? Television ? Rocketry ? Jet engines ? Nuclear power ? Nylon ? Antibiotics Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 Other ministries with much more limited mandates and budgets operate research labs and fund R&D: o The Ministry of Posts and Telecommunications (MPT) has increased responsibility for communications R&D in the wake of the privatization of Nippon Telegraph and Telephone (NTT) . o The Ministry of Agriculture, Forestry and Fisheries (MAFF) is increasing funds to biotechnology. MITI SHIFTS ITS SUPPORT POLICY The Ministry of International Trade and Industry (MITI) has historically conducted large scale industrial development projects aimed at developing and commercializing state-of-the-art products. As the industries that MITI has promoted have become competitive, MITI has begun to shift its support to encourage fundamental research in areas that it sees as key to industries of the 21st Century: electronics, biotechnology, new materials and robotics. (See Figure 3.) MITI's extensive network of contacts with business, its international outlook, its 16 laboratories, and its influential position in the Japanese government make it an excellent agency to approach for the purposes of international cooperative research in areas within MITI's jurisdiction. In addition to sponsoring increasing amounts of fundamental research, MITI has recently announced the establishment of three programs that will specifically seek foreign researchers to work on MITI's new fundamental research projects. International Programs. In FY86, for the first time, MITI opened its research cepters to foreign participation, setting aside about $2 million to bring foreign researchers to Japan. Although the foreign research fund is still very small, we believe that MITI has a genuine interest in incorporating foreign researchers into its operations. This offers a good opportunity for the United States to tap into MITI's extensive R&D capabilities. (See box on current international efforts.) The new international programs are: o The Key TEC Center. o The Human Frontiers Program. o The Centers for Cooperative Research. Key TEC. The Key Technology Center (Key TEC) -- a Center dedicated to cooperative, long-term R&D in the technologies of the 21st century -- is a joint**MITI - Ministry of Posts and Tele- communications (MPT) program. Key TEC will: The exchange rate of 175 yen to the dollar was used throughout the paper. ** Key TEC was included in a package of measures to encourage more "fundamental" research in a 1985 "Law for the Facilitation Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 o Contribute funds and make loans at favorable interest rates for R&D conducted on the fundamental key technologies by private industry. o Facilitate joint research between private industry and government laboratories. o Conduct' research on behalf of private industries. o Invite and fund researchers from overseas to work in Japan. o Collect information on research results from 16 government labs and disseminate to private industry. Key TEC will contribute up to 70 percent of the caRital needed to conduct R&D in a "strategic, technical area." While promoted originally as a "basic" research center, Key TEC litera- ture states that projects are chosen on the basis of their long- term commercial or practical application. The Center has so far provided $11 million to 25 long-term research projects in elec- tronics, biotechnolggy, optoelectronics and communications sys- tems and software. (See Appendix, Table 1 for list of projects.) The Japan Trust -- a joint government-business fund -- is Key TEC's program to fund foreign researchers with expertise in Key TEC technologies. (See Attachment 1.) Despite high level political commitment to the Trust, however, Embassy reporting indicates that corporate contributions have not been sufficient to support the 100 foreign researchers envisioned by the designers of the Trust. MITI is proposing a tax incentive to encourage corporate contributions, and has set aside $500,000 for an initial international technical exchange. Human Frontiers. In April, 1986, the Japanese government announced the impending formation of the MITI-sponsored "Human Frontiers Program," envisioned as an international center for research in the life sciences. The program was never formally proposed, however. Even so, MITI has already established two offices -- the Human Frontiers Program Promotion Center and the Human Frontiers Policy Office -- to manage the program. Accord- '_ MITI has traditionally provided 50-percent of funding to R&D projects. We believe that the increase to 70-percent reflects MITI belief that the Key TEC projects will be more fundamental, and therefore less attractive to industry participation than past ** Under the new law creating Key TEC, businesses and individuals participating in cooperative research are allowed to use MITI patent and industrial rights without charge. Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 ing to the Japanese press, MITI is collaborating on a formal proposal with STA and MOE and hopes to present it at the next Summit of Industrialized Nations in 1987. Centers for Cooperative Research. A law was passed in 1985 authorizing MITI to establish a series of regional core R&D centers to bring together government, industry, academic and international researchers. A major objective of the Centers is to increase industry-university collaboration on long-term research with industrial applications. MITI has set aside $130 million for an international industrial technology research project, some of which will go to the development of the Cooperative Centers in FY86. The Centers have been strengthened by a 1986 law allocating money and creating incentives for industry to participate in the Cooperative Centers. Domestic Programs. Of the 10 large-scale R&D projects currently funded by MITI, most are development-oriented and therefore unlikely to be open to foreign participation. (See Table 1.) The Next Generation Technology Research and Development Program, however, concentrates on medium- to long-term technology developments that are important for industries of the 21st Century. Its long-term orientation makes the Next Generation Program a good candidate for international cooperation. Moreover, it is receiving top funding priority -- a factor that makes it attractive to groups seeking cooperation with Japanese S&T operations. (See Figure 4.) (See Appendix, Tables 3, 4 and 5 for a full list of projects.) Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 25X1 Dates Project Title Total Funding 1981 1982 1983 1984 1985 1986 1987 1980-1987 Monocarbon Molecule Chemical Technology 65 9.2 10.5 11.5 10.6 7.5 1981-1989 Manganese Module Mining System 87 2 3.6 5.5 7.2 5.6 4.7 4e 1981-1991 Next Generation Industrial Technology R&D 425 10 23.2 24.8 25.7 26.9 25.6 30e 1982-1991 Scientific Caiputing System (Supercomputer) 150 - 3.3 7.1 10.2 11 11.7 13s 1982-1989 Automatic Sewing System 57 .008 .1 1.8 3.3 4 6 1982-1990 Advanced Robot Technology (Hazardous Work) .2 3.6 8.3 12 l5e 1982-1992 Fifth Generation Computing System 400 - 7 12.4 23.4 27 18 15e 1985-1991 Interoperable Database System 60 .1 3.4 12e 1985-1990 Software Industrialized Generator and Maintenance Aids Project 103 20 24 270 1987-1990 Superprecision Processing Technology for Semiconductors Project Description Research and development for a new production technology to produce such basic chemicals as ethylene glycol by use of catalytic agents and gas membrane separation techniques as a means of making radical changes in raw materials needs in the petrochemical industry. Research and development of a hydro- dynamic dredging system which will suction up nickel, copper, cobalt and other important metal-impregnated maganese nodules from ocean depths of 4,000-6,000 meters. Research and development into the basic technologies imperative for the industries that are expected to develop in the 1990s, in particular: new materials, biotechnology and new functional elements. Research and development of a high- speed computer system using such high-speed elements as HEM and parallel processing to undertake large volume scientific and technical calculations such as pictorial informa- tion data retrieved from satellites. Research and development of an automatic sewing system which, by introducing mechatronics technology into the apparel industry, will enable it to efficiently produce products in small volume in a wide range of items. Research and development of a robot with quick and precise response mechanically and having a wide spectrum of capabilities responsive to both direct and remote guidance for use in the nuclear and oceanographic sectors. Research and development into advanced artif r cra t ' 1 11' ro e rgence computer desig n and application, including R&D on gallium arsenide, high electron mobility and inference systems. Research and development of a computer technology. that will be multicompatible in order to bring in to a cannon data base system widely dispersed informa- tion and to be able to respond to multimedia, voice, printing and graphics instructions. Research and development into automated production methods for software to increase productivity and efficiency of design. Utilizing biotechnology and membrane separation technology, to research and develop a radically different general water recycling system from those in use as a response to the mid-to-long range social problem of decreasing water supplies. Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 Current MITI Sponsored Programs (Mil $US) 30-1 r 1982 25 15-i 10- 0 -t- 1981 1983 1984 -T- 1985 1986 il.d ?.*.rMl.a wpm 41 T.Mw.I er no $.4 ,,,. Isrr.twd i...r.t.r mad e1.IMM.n.. AIM M.1.M Ilf0 a...rufl.n Adv.nsd ! e"t T..M .1. y ($ .rd... s.1.ntN1e Gwap~etlw~ $Ts+sm (1Na..n.naiirt.rZ In1.r.p.r.bI. a.f.-... 1987 Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 ***************************************************************** Current International Activities Sponsored By MITI At the Summit of Industrialized Nations in 1985, Japan joined other advanced countries to sponsor international advanced technology research projects. Japan takes the lead on "Frontier Robots" -- a project to implement flexible manufacturing systems in areas of hazardous work -- along with Canada, West Germany, Italy, Britian, the US, the EC, and Austria. MITI has contributed $14 million to this project in fiscal year 1986. In addition to this project, MITI also contributes funding and manpower to the following international research cooperatives: o International Biotechnology Research. o New Materials and Their Standards. o Social Acceptability of New Technologies. o Bioscience. o High Energy Physics. o Probe Into the Solar System. o Remote Sensing from Space. In 1985, Japan signed agreements to work on specific research projects with West European governments on the following topics : o Synthesis technology for VLSI. o Laser sensing technology. o Ceramic composites. o Micro gas sensor for robots. Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 SCIENCE AND TECHNOLOGY AGENCY The Science and Technology Agency (STA) is responsible for coordinating the Japanese government R&D activities and conduct- ing R&D in "big science" projects. This coordinating role, coupled with its excellent research resources and openness to foreign participation, makes STA a very good agency to approach for cooperation.' STA controls a large portion of the government's R&D budget (See Figure 2A) as well as access to a number of government labs. The largest proportion of STA's research budget (60 percent) is devoted to nuclear energy and space, and the remainder is spent on a range of R&D topics, notably life sciences and materials. STA is committed to improving cooperation among Japanese research sectors -- government, universities, industry -- and developing new methods of promoting fundamental research. Since 1980, STA's budget has grown most rapidly in fundamental research -- as funding for this sector grows, we believe new opportunities will open for US researchers. Opportunities for cooperation with STA-sponsored activities lie primarily within the Japan Research Development Corporation (JRDC) and the Institute for Physical and Chemical Research (RIKEN). Both organizations currently accept foreign researchers, and with STA's increasing emphasis on fundamental research, these two research centers offer significant possibilities for cooperation. The JRDC has been among the first in Japan to successfully organize the work of university, government and industry researchers under one program. The Exploratory Research for Advanced Technology Program (ERATO) has recruited foreign researchers in the past, and STA has proposed a new law to allow foreigners to hold senior positions in govern- mentllaboratories. RIKEN has also traditionally favored hosting ERATO. The JRDC's fundamental research effort is mainly embodied in ERATO, conducting research in electronics, ceramic materials, biology and chemistry. In contrast to MITI's product- oriented development and the unfocused nature of Ministry of Education research, ERATO is charged with conducting "fundamental research." ERATO is awarding funding for projects through 1987, with the emselves running up until 1992. ERATO has funded a project to aggressive y recrui researchers to work in their materials and biotechnol- ogy research programs. We believe that this offers an excellent opportunity for US researchers. (See Appendix, Table 6.) RIKEN. RIKEN is sponsoring the "Frontier Research Program" -- a program that we believe may be open and attractive to US researchers. RIKEN itself is a multidisciplinary institute with projects ranging from basic to development activities in the physical and biological sciences. RIKEN has traditionally sought foreign participation in its research programs but the number of Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 foreigners at RIKEN has been small (about 5-10 a year). Efforts could be made to increase the number of researchers sponsored under the Frontier Research Program which has a rising research RIKEN's Frontier Research Program started in 1985 as a 15-20 year fundamental research program in new materials and biology (See Appendix, Table 7 for list of projects.) Funds allocated for FY86 top $6 million and RIKEN is expected to spend about $200 million over the 20 year life of the project. In addition to providing research grants and contracts, the Frontier program is expected to have a staff of 35 full time researchers, with about one-third of these from abroad. RIKEN plans to build a housing project to accommodate foreign researchers. THE MINISTRY OF POSTS AND TELECOMMUNICATIONS TAKES ON RESEARCH In the wake of the privatization of the Nippon Telephone and Telegraph Company (NTT), government-sponsored R&D in telecommuni- cations and information has been decoupled from commercializa- tion, with the Ministry of Posts and Telecommunications (MPT) assuming the role of guiding fundamental R&D. MPT's new role may offer opportunities for the United States to cooperate with Japan in information R&D -- a sector where Japan has conducted extensive research in the past, ~ e establishment of a new research center sponsored by Key TEC -- the Advanced Telecommunications Research Institute (ATR) -- dedicated research needed to advance tele- communications technology. Embassy sources report that a major component of the ATR research labs is the development of automatic interpreting telephone equipment. The US Embassy in Tokyoreports that at least two US firms are already working at _ In addition to funding ATR, Key TEC will provide $86 million to R&D in telecommunications, offering potential cooperation in: o Regional information services development. o Basic telecommunications research. Communications for space-based use. Wide-band multiplexer systems. o Highly functional wide area network systems. o Intelligent communications technology. 25X1 25X1 25X1 Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 MINISTRY OF EDUCATION: PROMOTING BASIC RESEARCH Of the ministries supporting research, the Ministry of Education, Science and Culture (MOE) has the largest overall budget for the support of research, much of which is basic research. (See Figure 2A.) Most of the research that MOE funds is conducted at its network of laboratories and research institutes. The Ministry is emphasizing research in areas similar to the priorities of its sister ministries, although conducting more basic research in smaller scale projects. Research priorities include materials science, biology, chemistry, and electronics. (See Appendix, Table 8.) The MOE has been the ministry most open to international cooperation in the past. MOE has an International Cooperative Division for Science and International Affairs that processes and aids foreign researchers and manages international research projects such as the Middle Atmosphere Joint Observation Program. Moreover, MOE currently has agreements with the French and the West German governments to pay the salaries and expenses of researchers from these countries while they work in Japan. Although MOE has been open to foreign research participation in the past, US researchers have found it difficult to tap into MOE research in large part because of the language barrier. Moreover, under the Japanese university system of "chairs," a few professors control most research projects. Senior university staff hand-pick their associates, sometimes making it difficult for foreign researchers to break into the system. While academics from abroad are eligible as of 1982 for long-term positions with Japanese universities, by 1985, only five foreigners have accepted such positions in Japanese national universities. Moreover, according to press reports, foreign researchers feel isolated at Japanese universities. In addition, critics say that the "chair" system, coupled with the civil servant status of Japanese staff, stifles creativity by blocking contact and mobility across academic disciplines. MOE is changing to be more hospitable to foreign researchers and has stated that it will seek more foreign participation in the future. Tsukuba University, for example, has an on-going project to train foreign researchers in technical Japanese. To date, however, no US researchers have been trained under this program. This type of program offers an excellent opportunity to help US researchers over a major barrier to successful cooperation with the Japanese. Moreover, we believe that MOE is open to foreign participation in some of its short-term and special projects because its available work force of civil servants is not easily transferred for short periods of time. Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 MINISTRY OF AGRICULTURE CULTIVATES BIOTECHNOLOGY The Ministry of Agriculture, Forestry, and Fisheries (MAFF) -- traditionally the farmers' voice in Tokyo with little interest in fundamental research -- is becoming a leader in biotechnology R&D related to agriculture. Its interests center on the application of new techniques to plant and animal breeding, with secondary emphasis on food processing, production of agricultural chemicals, small-scale biomass conversion, and development of livestock pharmaceuticals. The MAFF is making three major changes that may provide opportunities for international cooperation: o Expanding fundamental research in its own central laboratories. o Attempting to improve cooperation with industry and the univers ities. o Establishing an agricultural biotechnology support center similar to MITI's Key-TEC program. The MAFF ranks a distant fourth in research spending among Japanese agencies (See Figure 2A). The bulk of this spending continues to be on regional research institutes supporting farmers, foresters, and fishermen. Cooperation between the private sector and the universities has generally been weak in these areas -- some 90 percent of the research budget has been spent in MAFF institutes. In an effort to expand fundamental research and improve contacts with other sectors, the MAFF has been reorganized to include a program of cooperative research with industry and universities. This program has been integrated with its system of 5 to 10-year projects (See Appendix, Table 9, Sections I and II.). The scale of this program is small -- approximately $.5 million for support of university research and $3.5 million for support of private research. MAFF recently established the Center for R&D on Bio- Industrial Technologies with $21 million funding for FY86, expanding possibilities for cooperative research. (See Appendix, Table 9, Section III.) Like MITI's Key-TEC Center, the bulk of the new funds is provided from the dividends of state enterprises (NTT and Japan Tobacco). For FY86, approximately $2.8 million will be available for financing, and $7 million for loans to groups undertaking agricultural research. The Center will also provide industry with access to gene banks, information on research in government laboratories, and information on oppor- tunities for cooperation abroad. Projects proposed for financing through the center have generally been of a very practical The Ministry's principal fundamental research laboratory is the National Institute of Agro-Biological Resources (founded 1983) in Tsukuba Science City. With a budget of $8.5 million in FY85, the NIAR specializes in basic plant biology. According to Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 press reports, the MAFF plans to expand the NIAR to enhance its role as the hub of MAFF biotechnology plans. The NIAR is also the Ministry's participant in international cooperative breeding research with the United States, West Germany, and France. We believe that opportunities for Japanese - US cooperation are expanding in the Japanese science and technology community because of an increased emphasis on fundamental research and a related interest in welcoming foreign researchers. Programs offering the most opportunity for cooperation at this time are: 1. Those designed to welcome foreign participation: o Human Frontiers. o The Japan Trust. o Cooperative Research Centers. o ERATO. o RIKEN's Frontier Research Program. 2. Domestic programs and centers conducting fundamental R&D: o Ministry of Education's international research programs and joint use laboratories. o RIKEN's laboratories. o MITI's Next Generation Research Program. o MAFF's Center for R&D in Bioindustrial Technologies. Opportunities for cooperation will be greatest in areas where fundamental research is viewed as important to Japan: materials, electronics, life science, and robotics. Moreover, life sciences and materials have been identified as two areas of fundamental research in which Japanese would be attractive to US researchers at this time. Because of Japanese budget constraints, we believe the greatest opportunities for cooperation are in existing programs. Our research shows that budget constraints and turf battles among the ministries are likely to be obstacles in creating new cooperative projects or arranging a government-wide cooperative activity. Moreover, we believe that these obstacles within Japan will break down slowly. Ministry-specific on oing projects, however, should be open to cooperation. Perhaps the greatest barrier to cooperative research is slowly being lowered -- in the past, ministries had no office to process foreign requests for cooperation. Prior to 1985, only MOE had such an office. With the recent push for fundamental research and cooperation, MITI and STA have added offices and facilities to process, and in the case of STA, to house foreign researchers. The existence of offices for international research cooperation will provide an excellent opportunity for joint Japanese - US research. Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 Following is the list of the 25 projects and participating research organizations of the Key Technology Research Center: 1. Non-Oxide Glass Nippon Sheet Glass, Hoya Glass 2. Second Generation Optical ICs NEC, Oki Electric and 11 others 3. General R&D on Space Use Ishikawajima-Harima Heavy Industries, Toshiba and 4 others 4. Coherent Optical Communication Measuring Technology Yokogawa Hokutatsu Electric, Advan Test and 3 others 5. Gene Manipulation of Active Peptide, Manufacturing Process with Chemical Compounding and Active Screening Methods Meiji Confectionary, Daicel Chemical Industry 6. Protein Engineering Mitsubishi Chemical Industry, Kyowa Hakko plus 3 others 7.. High-Level Information Processing-Type Image Information System Sumitomo Electric Industrial, Fujitsu plus One 8. Synchrotron Radiating Ray Use Technology Mitsubishi Electric, Toshiba plus 11 others 9. High-Performance Surface Metals Nippon Kokan, Kawasaki Steel plus 15 others 10. Language Processing Electronic Dictionary Fujitsu, Toshiba plus 6 others 11. Human Science Audio/Visual Structure International Advanced Telecommunications Technology Lab (ATR), NTT plus 39 others 12. Automatic Interpreting Telephones Same as above 13. Intelligent Communications KDD, Sony plus 41 others 14. Optical Wave Communications ATR, Toshiba plus 39 others 15. Integrated Information/Communication Systems for Buildings Fujitsu, Shimizu Construction, Taisei Construction 16. Voice Activating Associative-Type Information Storage Communication System Applicable to Minicomputers Carry Lab plus 3 others Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 25X1 17. Joint Backup Communications Structure System Brain, Seibu Information Center plus 3 others 18. Industrial Park Information System Gunma Bank plus 7 others 19. Kumamoto Prefecture Information System Kumamoto Prefecture, City Offices plus 40 others 20. Regional Information System to Reinvigorate Hometown Shimane Prefecture Office, Sanin Godo Bank plus 7 others 21. Integrated Information System for Greater Suwa Teletopia Nagano Prefecture Office, Seiko Epson plus 31 others 22. Yamaguchi Triangle Teletopia Information System Yamaguchi Prefecture, City Offices plus 17 others 23. INF Information System NTT, Fukushima City plus 160 others 24. -Kurume Teletopia Information System Kurume City, Western Lease plus 41 others 25. Kagoshima Videotex System Kagoshima Prefecture, City Offices plus 27 others Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 MITI has proposed the following research programs for the initial phase of Human Frontiers: 0 Biometic-related R&D projects to produce new substances and make production processes more efficient. o The study and creation of enzymes with sophisticated catalytic capabilities for possible energy resource and environmental applications. o The study and explanation of human physiological mechan- ism to develop materials and new physiological active substances such as anticancer drugs and antibodies. o The study of the brain and nervous system to develop information processing and control systems. 0 The study and imitation of living organisms' motor func- tions to develop robot technology that incorporates humanlike movements. o The study and patterning of muscles and flagella to develop a bioengine--a device with a revolutionary non- fuel-based propulsion system that would be non-polluting and operate under normal heat and pressure. Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 25X1 (Million $) Total Research Area Dates RLD funds Project Description High-Efficiency 1981-1990 55 High-Polymer Separation Membrane Materials Electrical 1981-1990 28 Conductive High Polymer Materials High-Crystalline 1981-1990 35 High Polymers Crnpound 1981-1988 60 Materials Light-Responsive From 1985 Materials Mass Cell Cultivation Technology DNA Reformation Utilization Technology Ultra Latticed Elements Three-Dimen- 2 signal Circuit Elements ~ High-Strength z Elements to withstand Environment 1981-1989 28 1981-1990 55 1981-1990 45 1981-1990 50 1981-1988 45 Development of structural materials having abrasion resistance, high precision, high resistance to corrosion and high strength in a high-temperature environment. Development of a high-efficiency liquid arc)/or air separation membrane to enable separation, concentration and refining of materials difficult to separate except at high energy cost. Development of high polymers with high electrical conductivity, good stability and easy to fabricate and having new function not found in current electrical and electronic materials. Development of high heat resistant alloys with specific character- istics of heat resistance, pliability and light weight. Development of high-polymer material having a high crystal- linity and with a respresentative dynamic bending elasticity of more than 100GPa. Development of metallic compounds (FRM) and resin compounds (FRP) which are light and strong, for use as high-strength structural materials. Development of materials for possible use of memories because of changes in their structures (absorption/refraction) due to light. Development of a bioreactor that will conserve resources and energy in sectors of the chemical industry. Along with the development of a substitute for tallow and blood serum, which are essential in animal cell cultivation, develop- ment of basic technology for high-density cell cultivation using this substitute. Using the vector strain approval by DNA experimental guidelines as a host, the development of a new production technology to produce new microorganisms using DNA reformation technology on an industrial basis. National Laboratories Participating Fine Ceramics Asahi Glass, Toshiba Osaka Ind Tech Exp Lab, Technical Research Electro-Chemical Ind, Chemical Tech Has Inst. Association Japan Specialty Ceramics Machinery Tech Has Inst. Ind, Kyocera Kurosaki Nagoya Ind Tech Exp Lab, Kurosaki Ceramics Inorganic Materials Res Inst High Polymer Basic Tbray, Toyo Spinning, Chemical Tech Res Ctr, Technology Research Daicel Chemical Ind. Products Science Res Ctr, Association Kuraray Fiber High Polymer Materials Has Ctr Asahi Kasei, Sumitomo Fiber High Polymer Chemical Ind, Materials Res Ctr Sumitomo Electrical Electronics Tech General Ind, Teigin Res Inst Next-Generation Ishikawajima Marina Hvy Machinery Tech Has Ctr, Metals, Compound Ind, Kobe Steel, Metals Tech Res Ctr Materials R&D Assn Mitsubishi Metals, Nagoya Ind Tech Exp Inst Hitachi Metals, Sumitomo Elec Ind High Polymer Basic Teijin, Tbray, Fiber High Polymer Technology Research Mitsubishi Kasai Materials Has Ctr Association Mitsubishi Petrochemical Next-Generation Tbray, Teijin, Metals, Compound Mitsubishi Hvy Ind, Materials R&D Kawasaki Hvy Ind, Japan Carbon, Toshiba Machinery, Toyota Auto Tbray, Mitsubishi Elect, Sony, Hitachi, Kasai Biotechnology Dev Mitsubishi Kasai, Chem Tech Has Ctr, Technology Research Mitsubishi Gas Chemical, Fiber High Polymer Association Kao, Mitsui Petro- Materials Res Ctr chemicals Sanitary Products Industries Tech Has Inst Biotechnology Dev Tbyo Brewery, Kyowa Tech Res Assn Fermentation, Ajincmoto, Takeda Pharmaceutical ' Development of ultra structural New Function Elements latticed elements made from ultra- R&D Assn thin film crystals uniformly arranged in multi-latticed form and semiconductor film crystals. Development of a multifunctional integrated element having sensor capabilities, signal changing capabilities. Development of an element to withstand extreme environmental changes depending on use, i.e. radiation, heat, integration. Mitsui Tbatsu, Sumitomo Chemical Ind, Life Research Inst Fujitsu, Hitachi, Sumitomo Elec Ind, Sony Chemical Tech Res Ctr, Fiber High Polymer Materials Res Ctr Sanitary Products Ind Tech Res Inst Nippon Electric, Toshiba, Mitsubishi Elec. Matsushita Elec. Toshiba, Hitachi, Mitsubishi Elec. Electronics Tech General Research Inst 25X1 Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 25X1 NEXT GENERATION RESEARCH PROJECT PRIVATE SECTOR PARTICIPANTS New Materj.als High-efficiency separation membranes Toray Industries, Inc. Teijin Limited Asahi Chemical Industry Co., Ltd. Kuraray Co., Ltd. Toyobo Co., Ltd. Conductive high polymers Sumitomo Electric Industries, Ltd. Daicel Chemical Industry, Ltd. Asahi Glass Co., Ltd. Mitsubishi Chemical Industries, Ltd. Crystalline high polymers Toray Industries, Inc. Teijin Limited Asahi Chemical Industry Co., Ltd. Sumitomo Electric Industries, Ltd. Sumitomo Chemical Co., Ltd. Toshiba Corporation Kyoto Ceramic Co., Ltd. Ishikawajima-Harima Heavy Industries Kobe Steel, Ltd. Showa Denko K.K. Sumitomo Electric Industries, Ltd. Asahi Glass Co., Ltd. Denki Kagaku Kogyo K.K. NGK Insulators, Ltd. NGK Spark Plug Co., Ltd. Kurosaki Refractories Co., Ltd. Toyoda Machine Works, Ltd. Shinagawa Refractories Co., Ltd. Inoue JAPAX Laboratory Toyota Motor Co., Ltd. High-performance, crystal-controlled alloys Hitachi, Ltd. Kobe Steel, Ltd. Daido Steel Co., Ltd. Mitsubishi Metal Corporation Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 :5X1 I I Hitachi Metals, Ltd. Sumitomo Electric Industries, Ltd. Ishikawajima-Harima Heavy Industries Processing technology Mitsubishi.Heavy Industries, Ltd. Fuji Heavy Industries, Ltd. Toyota Motor Co., Ltd. Toshiba Machine Co., Ltd. Ishikawajima-Harima Heavy Industries Mitsubishi Electric Corporation Kawasaki Heavy Industries, Ltd. High polymer compound materials Toray Industries, Inc. Teijin Limited Mitsubishi Chemical Industries, Ltd. Nippon Carbon Co., Ltd. Biotechnology Asahi Chemical Industry Co., Ltd. Ajinomoto Co., Inc. Kyowa Hakko Kogyo Co., Ltd. Takeda Chemical Ind., Ltd. Toyo Jozo Co., Ltd. Kao Soap Co., Ltd. Daicel Chemical Industry, Ltd. Denki Kagaku Kogyo K.K. Mitsui Petrochemical Industries, Ltd. Mitsubishi Gas Chemical, Ltd. Mitsubishi Chemical Industries, Ltd. Recombinant DNA utilization technology Sumitomo Chemical Co., Ltd. Mitsui Toatsu Chemicals, Inc. Mitsubishi Chemical Industries' Life Science Institute New Functional Elements Super lattice devices Fujitsu Limited Hitachi, Ltd. Sumitomo Electric Industries, Ltd. Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 25X1 I I Nippon Electric Co., Ltd. Oki Electric Ind. Co., Ltd. Toshiba Corporation Mitsubishi Electric Corporation Sanyo Denki Co., Ltd. Sharp Corporation Matsushita Electric Ind. Co., Ltd. Toshiba Corporation Hitachi, Ltd. Mitsubishi Electric Corporation National R&D laboratories participating in the 12 R&D projects are: Fine ceramics -- Government Industrial Research Institute, Nagoya; Mechanical Engineering Laboratory; Government Industrial Research Institute, Osaka; National Institute for Research in Inorganic Materials. Separation membranes -- National Chemical Laboratory for Industry; Industrial Products Research Institute; Research Institute for Polymers and Textiles. Conductive high-polymers -- Electrotechnical Laboratory; Research Institute for Polymers and Textiles. 25X1 Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 25X1 I I Table: UNIVERSITIES TAKING PART IN THE NEXT GENERATION RESEARCH PROJECT Technopolis Region Prefecture Name of Principal Target Industrial Sectors Measures Taken to Strengthen R&D Capacity Region University(ies) Hokkaido Hakodate Hokkaido University Marine-related industries and those making Expansion of the Hakodate Industrial Re- use of natural resources (electronics, search Institute; establishment of the mechatronics, biotechnology, etc.) Hokkaido Prefectural Center of Industrial Technology Akita Akita Akita University Electronics, mechatronics, new materials, Expansion of the Akita Prefectural Institute natural resources, energy, biotechnology of Industrial Technology Niigata Nagaoka Nagaoka College of Higher systems industries, urban indus- Establishment of the Nagaoka Center for Science and tries (design, fashion), industries utilizing the Promotion of Regional Technological Technology - local natural resources Development and the Nagaoka Center for Information Studies Tochigi Utsunomiya Utsunomiya Univer- Electronics, mechatronics, fine chemicals, Establishment of the Utsunomiya Techno- sity new materials, software polis Information Center Shizuoka Hamamatsu Shizuoka University/ Optoelectronics industries, advanced Establishment of the Institute for Research Hamamatsu College mechatronics, home sound culture (elec- on Electronic Machine Technology and the of Medicine tronic musical instruments), etc. Institute for Research on Medical Appliance Technology; expansion of the Shizuoka Prefectural Industrial Research Institute Toyama Toyama Toypiama Univ./ Mechatronics, new materials, biotech- Relocation of the Toyama Prefectural Toyama College of nology (medical, etc.), information Institute of Industrial Technology; establish- Medicine and industries ment of the Center for Research on Life Pharmacology/ Sciences and the Center for Exchange in Others Advanced Technology Okayama Kibikogen Okayama University/ Biotechnology, electronics, mechatronics Reorganization of the Okayama Prefectural Okayama College of (medical and pharmaceutical industries), Institute of Industrial Technology; estab- Science - etc. lishment of the Center for Research on Biotechnology Hiroshima Hiroshima Hiroshima University Electronics, mechatronics, new materials, Establishment of the Center for Research on Chuo biotechnology, etc. Frontier Technologies; expansion of the Hiroshima Prefectural Industrial Research Institute Yamaguchi Ube Yamaguchi University Electronics, mechatronics, new materials, Expansion of the Yamaguchi Prefectural ocean development, biotechnology, etc. Industrial Research Institute; establishment of the Yamaguchi Prefectural Institute of Industrial Technology and the Institute for Research on New Materials Fukuoka- Kurume- Kurume College of Mechatronics, fine chemicals, fashion, Creation of the Information Center of the Saga Tosu Engineering/Kurume next generation (bio) industries, etc. Center for the Promotion of Local Industry University , Oita Kenhoku- Oita Univeristy/Oita Electronics; mechatronics, bioindustry, Establishment of the High Technology Re- ' Kunizaki College of Medicine/ software search Institute and the Training Center; Others expansion of Oita Prefectural Industrial Research Institute Kumamoto Kumamoto Kumamoto Univ./ Applied machinery industry, biotech- Establishment of the Center for Research on Kumamoto College of nology, electronic equipment, information Applied Electronics Machinery Technology; Engineering/ Others systems industry expansion of the Kumamoto Prefectural Industrial Rcsarch Institute Miyazaki Miyazaki Miyazaki Univ./Miya- Local-oriented (bio), introductionoriented Establishment of the Joint Research and zaki College of (electronics, etc.), and urban-oriented Development Center: expansion of the Medicine (urban systems) industries Miyazaki Prefectural Industrial Research Institute Kagoshima Kokubu. Kagoshima Univ./ Electronics, mechatronics, new materials, Establishment of the Center for Research hayato Kyushu Gakuin Univ. biotechnology, etc. on the Development of Fine Ceramics Products and the Kagoshima Prefecture General Institute of Industrial Technology Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 25X1 Summary of ERATO Projects Jun'ichi Nishizawa (Tohoku University) on making perfect crystals. Works with Mitsubishi Electric Corp., Hamamatsu Photonics Co., Mitsubishi Metal Industries Co. (1981-86) Ken Matsumoto (Tohoku) on amorphous compounds, new inorganic materials for industrial use. (1981-86) Kazumitsu Hayashi (Japan Vacuum Metallurgical Co.) on ultra-fine particles of metal compounds. (1981-86) Naoya Ogata (Sophia University -- Tokyo) on fine synthetic polymers imitating natural fibers. (1981-86) Den'ichi Mizuno (Teikyo University) bioholonics project on coordination of body functions. (1982-7) Osamu Hayaishhii (Osaka Medical College) on information transfer between cells. (1983-86) Horikoshi (RIKEN) on "superbugs," microorganisms with special properties. Work at RIKEN and Hamamatsu Photonics Co. (1984-89) Shoichiro Yoshida (Nikon) nano-mechanism project on micro-analysis of matter. (1985-90) Haruo Kuroda (University of Tokyo) on chemical nature of solid suraces. (1985-90) NEW: Hirokazu Hotani (Kyoto University) on how organisms react to changing environments at the molecular level. (1986-91) NEW: Humio Inaba (Tohoku University) on how microorganisms absorb and emit photons. (1986--91) NEW: Quantum magnetic flux in cryogenic environments as an information carrier (1986-91). Three projects from ERATO have been selected as candidates for the "High Technology R&D Consortium" system, to begin in JFY86 (1 April 86 through 31 March 87), for extension of results toward application and patentability. These are: fine polymers, ultra-fine particles, and amorphous compounds. Also selected, from STA's National Institute for Research in Inorganic Materials is project Perovskite Functional Ceramics. The final selection is by JRDC, including invitations to private sector. Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 25X1 I I International Frontier Research System (STA) Projects Frontier Materials -- new materials for electronics Quantized Elements and Devices Molecular Electronic Elements and Devices Bioelectronic Elements and Devices Biological Background of Homeostasis -- aging and plant improvement Plant Homeostasis Chromosomes Biomedia Intestinal Flora Research is to be conducted at Institute for Physical and Chemical Research (RIKEN). Staff is to be 35 full time scientists. Announced objective to hire one-third from abroad. Construction includes domestic facilities for foreign staff. Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 25X1 Ministry of Education Grants for Specially Promoted Distinguished Research (Selected in JFY85) Theoretical and Corroboratory Studies on Universality and Individuality of Japanese Language. Establishment of Methodology for Archaeo-Historical Studies Based on Analyses of Data of Chronological Variation Patterns of Old Tree Growth Rings. Development of New Systems for Observation of Surface Atomic Configurational Structure, and Studies on Semiconductor Surface Superlattice Structures. Search for Magnetic Monopoles and Other New Super Heavy Particles. Quantum Hall Effects & Localization of Valence Electrons: Quantum Effects in Electrical Conduction. Studies of Physical Characteristics of Interfaces Between Chemical Compound Semiconductors and Insulators, and on Their Applications. Dynamic Structure and Functional Regulation of Protein Synthesis Systems. Control Mechanisms in Biosynthesis of Blood-sugar-reducing and Blood-pressure-lowering Peptides. Elucidation of B-Lymphocyte Hyperplasia and Differentiation Mechanisms and Studies on Their Anomaly Control Molecular Biological Studies on Functions and Regulatory Mechanisms of.-Enzymes in Higher Animals. Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 25X1 MAFF Biotechnology Projects for JFY 1986 I. Breeding through biotechnology for the 21st century 1. High technology plant breeding (for increased energy efficiency) 2. Aiding regional biotechnology development 3. Development of basic technologies Research on cultured seeds Mechanisms of gene manifestation Analysis of gene structure in agronomic biology (new)* New organism development by cell fusion and nucleus transplantation Improvement of microorganisms and plant cells through cell fusion* Production of seeds and seedlings through tissue culture* Breeding by gynogenesis of fish and shellfish 4. Improvement of the gene bank II. Technological innovation in food and related industries Development of bioreactor systems in the food industry* Development of basic technology for agricultural drugs* Immuno-diagnostic methods of livestock diseases* Basic technology for new fertilizers (new)* Biomass conversion Dynamics of root environment (new) III. Center for R&D on Bio-Industrial Technologies 1. Financed Projects Development of potatoes suited to manufacturing Disease-resistant tomatos for year-round cultivation Agricultural machines using artificial intelligence New materials for coating crops Damp-proof greenhouse heater Measurement technology for surface water and soil using biosensors Decontamination of agricultural waste water with microorganisms Forestry machinery using forest biomass resources for power 2 Investment Projects Biotechnology Research Center -- development of new breds New food distribution systems Sources: TOKI NO UGOKI, 15MAR86; NIHON KEIZAI SHIMBUN, 13AUG85 * Projects being conducted cooperatively with industry. 25X1 Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 International Research Cooperation JAPAN TRUST JAPA1 TRUST JAPAN KEY TECHNOLOGY CENTER Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 1. Introduction The JAPAN TRUST international research cooperation service is one of the activities undertaken by the Japan Key Technology Center. The Japan Key Technology Center is a specially approved legal organ inaugurated. in October 1985 as a key institution for promoting experimental research of basic technology in the private sector. This center was established with a total capital of 14 billion yen, of which 5 billion yen was invested by more than six hundred private enterprises upon approval of the Ministry of International Trade and Industry and the Ministry of Posts and Telecommunications in accordance with the Law for the Facilitation of Research in Fundamental Technologies (promulgated and enforced in June 1985). So far, the promotion of experimental research in the basic and application stages of technology in the private sector of Japan has not been sufficient. Therefore, it is the role of this center, as an overall service institution, to promote the research and development of key technology by taking advantage of the technology development capabilities of the private sector, and further implement the research and development of key technology in cooperation with the industrial, academic, and government sectors. The main business lines of this center are as follows: (1) Invitation of researchers from overseas countries (the JAPAN TRUST international research cooperation). (2) Promotion of joint research and others, and development through collaboration between industrial, academic, and government sectors. (3) Collection, distribution, and investigation of information for research. (4) Investment or loaning of capital required for experimental research pertaining to key technology carried out by the private sector. Note: The "key technology" implied here refers to the technology for the mining, manufacturing, telecommunications, and broadcasting industries (including the cable broadcasting industry), and other technology for the utilization of radio waves pertaining to telecommunications, which are under the control of the Ministry of International Trade and Industry and the Ministry of Posts and Telecommunications and which are expected to contribute substantially to reinforcing the foundations of the national economy and the people's standard of living. The majority of the major technology development themes are considered to be included in fields under the responsibility of the Ministry of International Trade and Industry and the Ministry of Posts and Telecommunications. Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 2. Objectives of the JAPAN TRUST International Research Cooperation Service The objectives of the JAPAN TRUST international research cooperation service is to invite overseas re- searchers who are engaged in experimental research pertaining to key technology and to promote international research cooperation. (1) Our country, Japan, has been incessantly directing its efforts to acquire overseas technology. However, it is considered necessary for Japan, in the future, to return the benefits obtained so far from various overseas countries. (2) For promoting the development of creative technology, however, it is considered highly important to broaden the mutual exchange of researchers of various countries with different cultural and spiritual backgrounds and different ways of thinking. (3) From the above-mentioned points of view, it is considered essential to invite researchers from overseas countries and promote international research cooperation in wide ranging fields of key technology. Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 3. Outline of the Invitation of Overseas Researchers Any overseas researcher to be invited under the JAPAN TRUST international research cooperation service is, in principle, required to have a Ph.D. or equivalent qualifi- cation, and will take part mainly in the research and development of private enterprises. In principle, the invitation period will last up to one year. (1) Any overseas researcher to be invited is required to have been engaged in research in that field of key technology, and have a Ph.D., or else be deemed to have equivalent research capability. (2) The 'res'earcher to be invited will be recruited publicly by the Key Technology Center. (3)-Researchers will be selected from those recruited publicly by the center, and all -necessary invitation proceedings will be handled by the center. (4) The invited researcher will take part in research and development mainly at the research institutes of private enterprises (or government/national research laboratories, as required). (5) In principle, the invitation period can last up to one year, providing that the period may be extended. (6) The following allowances and expense's will be provided for the invited researcher: a. Travelling expense b. Living expenses c. Preparation allowance d. Premium for damage insurance (For inquiry regarding the JAPAN TRUST international research cooperation service, refer to Page 6) Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 4. Financial Source of Expenditures Necessary for Invitation Incurred invitation expenditures will be covered by the operation profit of the public trust fund established by a number of private supporters (benefactors) (1) In order to invite researchers from overseas countries, the money contributed - by-the. benefactors (private organizations and individuals) who support the objectives of this project is first established as the JAPAN TRUST, a public trust fund. (2) The expenditures necessary for invitation will be covered by the operation profit of this public trust fund. (3) The mechanism of the' JAPAN TRUST international research cooperation service is as presented in the reference diagram of Page 5. Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8 Declassified in Part - Sanitized Copy Approved for Release 2011/11/21 : CIA-RDP86T01017R000201540001-8 Responsible government agencies Reference Diagram Mechanism of the JAPAN TRUST International Research Cooperation Service Beneficiary Grant of promotional subsidy r Ministry of International Trade and Industry (MITI) Ministry of Posts and Telecommunications (MPT) Administrative planning 1 F- Administrator Invited overseas researcher Subsidy from operation profit / Approval and supervision Trustee: Council for Administration of Invitations Selection of guest researcher to b e invited eliberatior and advice r application, notification (report), etc. Public trust: JAPAN TRUST (collected type) ) Public trusialJt: APAN TRUST Public trust: Memorial JAPAN TRUST Report Public trust: Memorial JAPAN TRUST Petty contributor Petty contributor Petty contributor Consent and Contribution approval Declassified in Part - Sanitized Copy Approved for Release 2011/11/21: CIA-RDP86T01017R000201540001-8