INTELLIGENCE REPORT MAO'S 'CULTURAL REVOLUTION' IN 1967: THE STRUGGLE TO 'SEIZE POWER'

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May 24, 1968
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Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875RO01000010039-4 SECRET RSS No. 0028/68 24 May 1968 ILLEGIB DIRECTORATE OF INTELLIGENCE Intelligence Report MAO'S "CULTURAL REVOLUTION" IN 1967: THE STRUGGLE TO "SEIZE POWER" (Reference Title: POLO XL) SECRET RSS No. 0028/68 24 May 1968 cQ .01 12 /It?d NQ.r*ti .- _ Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875R001000010039-4 Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875RO01000010039-4 SECRET MAO'S "CULTURAL REVOLUTION" IN 1967: THE STRUGGLE TO "SEIZE POWER" This Intelligence Report develops in broad outline the course of the "Cultural Revolution" in Communist China during 1967. It is written from the point of view that Mao either initiated or approved policies which shifted the direction and intensity of the "Cultural Revolution" during the year, and that he ordered the sharp reversal of policy from revolutionary action to moderation follow- ing the high level of economic disorder and violence of August. Mao was not forced, the paper argues, to reverse his revolutionary policy by pressure from a "moderate" faction, nor did the period of moderation which followed his August decisions mean that the "Cultural Revolution" was over; rather, it was a pause, a temporary shift in emphasis from revolution from below to revolution from above. Nevertheless, the net effects of events in 1967 were to diminish Mao's power to control developments and to create major, probably long term, political, social and administrative dislocations. This is one of a series of SRS staff studies based on continuing surveillance of the China scene. The research a for the preparation of this report was Chief, DI Special Research Staff SECRET Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875RO01000010039-4 Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875RO01000010039-4 SECRET MAO'S "CULTURAL REVOLUTION" IN 1967: THE STRUGGLE TO "SEIZE POWER" Page Introduction ....................................1 The "January Revolution" ........................2 Efforts to Restore Order (Early 1967)...........7 The Resurgence of the Left (Spring 1967).......13 Calls for Order Again (May-June 1967)..........17 The Wuhan Incident (July-August 1967)..........23 Moderation Again (September-December 1967).....28 Prospects ......................................36 SECRET Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875RO01000010039-4 Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875RO01000010039-4 SECRET MAO'S "CULTURAL REVOLUTION" IN 1967: THE STRUGGLE TO "SEIZE POWER" Summary In January 1967, Communist China's "great proletar- ian cultural revolution" entered a new stage--a stage of violent overthrow of all those in positions of authority in the party and government who refused to accept Mao Tse- tung's new "revolutionary" order. As originally envisaged by Mao, this revolutionary act of "seizure of power from below" was to have resulted in the creation of a new power structure dominated by his "revolutionary Leftist" support- ers and modeled after the Paris Commune. As the ultimate expression of Mao's "mass-line" approach to politics, this undertaking to rely on the "revolutionary masses" to create a viable substitute for a "bureaucratic" party and govern- ment apparatus was probably doomed from the outset. Erupting in Shanghai under the name of the "January Revolution," this frenzied drive to "seize power" initiated a period of nation-wide violence and disorder which required immediate and drastic countermeasures. The first of these was the decision of 23 January ordering the People's Libera- tion Army to intervene in the "cultural revolution" in order to support the outnumbered and disorganized forces of the "revolutionary Left." The second was a shift in policy toward party cadres, emphasizing more humane treatment and rehabilitation to make use of their administrative skills. The third was an effort to overcome the pronounced tendency toward "anarchism" which had characterized the "January Revolution," an effort to reorganize and rectify the ranks of the "revolutionary Left." Finally, the decision was taken to jettison the Shanghai example in favor of a new model for emulation SECRET Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875RO01000010039-4 Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875RO01000010039-4 SECRET' in the. "seize powe..; " movement: throughout China--that pro- vided by the formation of a three-way alliance to seize power-' in the province. of. Heilurgkiang, Whereas the "revolutionary rebe.ls'~ had played the dominant role in Shanghai, they were nov to share their power in fact, the g-,-eater part, of their power) with two new "allies," the People's Liberation Army and '`revolutionary party A-.adres The p,r n-,.ipai charactee.rist:ic of the next phase of the ul t:uxa,l r volution ' extending through March and much of April was the, resurgence of the "'evolutionary Left incited on..Fe again to criticize and attack the op- position and thus maintain 'revolutionary momentum. In -Mao's view, the pendulum had swung too far in the direction of order and stability imposed by the PiA and party cadres from above ano it was necessary once again to stress the role of the revolutionary masses" Senior party cadres in central government organs were the first to be attack- ed, charged with perpetrating "false power seizures" in order to ..-einstate all or most: o!: the old officials and systems of control. Tre fact that these false power seizures" bad also occurred in the g::'eat majority of China's provinces constituted a serious indictment of the Army's perform- ance since ordered to intervene in the "cultural revolu- tion." In view of this poor performance, a 6 April Mili- tary Affairs Committee directive (of crucial importance in understanding the subsequent course of the "cultural revolution" throughout 1967) stripped local military com- manders of all real authority in dealing with the "revo- lutionary Left," forbidding them to open fire on "mass organizations," to label these organizations "counter- revolutionary," to make mass arrests, or in general to "take any important action", towards these organizations without first receiving instructions from Peking. For their part, the "proletarian revolutionaries" were also enjoined not to use force against the Army, warned that "under no circumstances should the spearhead of struggle be directed against the People's Liberation Army." -ii- SECRET Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875RO01000010039-4 Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875RO01000010039-4 SECRET The main characteristic of the "cultural revolution" in the months which followed was increased antagonism and hostility between the Army and the "revolutionary Left." "Revolutionary mass organizations" in the provinces and major cities launched bitter attacks against local mili- tary control committees, both for having suppressed them in the past and for failure to support them in the present. Local military district commands continued to experience great difficulty, as Lin Piao had admitted earlier in a 30 March speech, in "finding )ut the difference between Left and Right" in their dealings with mass organizations. As a result, the original timetable for "seizure of power" in the provinces had, as admitted by a regime spokesman on 5 May, "to be postponed for some tima." Since Mao's directives governing the development of the "cultural revolution" were by definition correct, the failure of the revolution to proceed according to plan could only result from faulty execution of these directives. Given the premise of Mao's infallibility, the principal issue over which differences of opinion would arise within the central leadership in mid-1967 was whether to assign primary responsibility for this adverse development to the People's Liberation Army (its failure to identify and provide adequate support to the "Leftists") or to the "revolutionary Left" (its refusal to unite and observe revolutionary discipline as mani- fested in continuing "factionalism" and "anarchism"). The significance of what has come to be known as the "Wuhan Incident" (in essence, an act of insubordina- tion by leaders of the Wuhan Military Region Command) is that it afforded extremist elements in the central leadership an opportunity to focus once again on the "mistakes" of the PLA as the primary cause of failures and setbacks in Mao's "cultural revolution." One example of what might be called the over-reaction of the central leadership to the Wuhan Incident was the decision in early August to arm selected Red Guard and "revolutionary rebel" units. When combined with Madame Mao's earlier call to Red Guards "to take up arms" under the slogan "attack by reason, defend by force," the stage was set for a new form of "revolutionary rebellion" directed toward a second SECRET Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875RO01000010039-4 Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875RO01000010039-4 SECRET "seizure of power," this time from the military commanders and newly established "revolutionary committees" in a num- ber of provinces. Mao's "cultural revolution" was about to enter an "ultra-Leftist" phase, as it would be called when the violence and anarchy it unleashed would neces- sitate a hasty retreat. The results of this sharp turn to the left were nearly catastrophic. In foreign policy, a reign of ter- ror directed at foreign diplomats was instituted in Pek- ing, culminating in the ransacking and burning of the British Chancery. More alarming to the leadership in Peking was the discovery that, at a time of mounting violence and economic disorder, "factionalism" had spread from the Red Guards and "revolutionary rebels" into the Army. There was no choice in late August but to apply the brakes, pull back, assess the damage, and initiate a tend toward moderation in the "cultural revolution" which would last throughout the remainder of 1967. The unfolding of Mao's "cultural revolution" had brought China by the end of August to the brink of anarchy, featuring pitched battles by heavily armed factions in nearly all of China's provinces. Recognizing the gravity of the situation, Mao's new leadership team in Peking would seek to achieve two separate but related objectives in the remaining months of 1967: (1) to carry out a series of measures designed to restore minimum levels of public order and production; and (2) to dissociate Mao and his "cultural revolution" from responsibility for the violence and lawlessness endemic in China by finding new scape- goats. The gravity of the crisis was such that for the first time it was necessary to sacrifice a number of pro- minent members of the Cultural Revolution Group, holding them, rather than the policies they were administering, responsible for the "nation-wide disturbance" in China. This sharp reversal of policy was explained in a series of "supreme instructions" issued by Mao Tse-tung during the course of an extended tour in September through North, Central-South and East China. Perhaps the most important of these "instructions" was that the process of setting up a new governmental structure (the "revolutionary -iv- SECRET Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875RO01000010039-4 Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875RO01000010039-4 SECRET committees") in all the 29 provinces and major cities of China be speeded up and completed by the end of January 1968. To meet this deadline, it was no longer possible to rely on the long;di-awn-out, cumbrous and generally un- successful method of "seizure of power" from below. In- stead, it was necessary to impose solutions from above, hammering out agreements in Peking on the basis of Mao's directive "to solve the problems of various provinces one by one." Although the trend toward moderation initiated in late August continued, two major components of the effort to restore order had run into difficulty by the end of the year. First, the attempt to restore order from below by "establishing revolutionary great alliances on the basis of trade, profession, department or class in school" was foundering because of the refusal of "revolutionary mass organizations" in many areas to comply voluntarily with this directive. The undertaking to restore order from above by speeding up establishment of a new govern- ment structure had also fallen far short of the original goal. The principal reason this program had not pro- gressed faster was Mao's insistence that representatives of the "revolutionary Left" ne heard in the negotiating process and receive genuine representation in the new organs of revolutionary power. Given these setbacks and failures, it was a fair question to ask at the close of 1967 whether the "cultural revolution" was coming to an end. The answer to this question, however, depends upon the answer to another, more basic question: whether Mao Tse-tung still dominates the central party, government and military leadership in Peking. The record of developments in the "cultural revo- lution" in 1967 demonstrates, it is believed, that Mao remained in charge throughout, initiating or at least approving all changes in policy, including the sudden re- treat toward moderation in late August forced by objective circumstances. These circumstances--principally a damaged economy, a disturbed Army, a fragmented "revolutionary Left," a breakdown of party and government machinery, and the consequent threat of anarchy--forced Mao to call a halt to the destructive, rnasm phase of his "cultural SECRET Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875RO01000010039-4 Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875RO01000010039-4 SECRET revolution" and press ahead with the construction of a new "revolutionary" government and party apparatus. This shift in strategy should not be construed, however, as a change in basic goals. In the eyes of Mao, the "cultural revolution"--as the ultimate expression of his views on the nature of man and society--can never end. As long as Mao Tse-tung continues to dominate the leadership in Peking, the "great proletarian cultural revolution" will continue in Communist China. -vi- SECRET Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875RO01000010039-4 Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875R001000010039-4 SECRET MAO'S "CULTURAL REVOLUTION" IN 1967: THE STRUGGLE TO "SEIZE POWER" "The aim of every revolutionary struggle in the world is the seizure and consolidation of political power." --Mao Tse-tung In January 1967, Communist China's "great proletar- ian cultural revolution" entered a new stagle--a stage of violent overthrow of all those in positions of authority in the party and government who refused to accept Mao Tse- tung's new "revolutionary" order. Erupting in Shanghai under the name of the "January Revolution." this frenzied drive to "seize power" initiated a period of nation-wide violence and disorder which persists to the present day. Although implicit in what had gone before, the strident call to "seize power" suddenly transformed the "cultural revolution' from an effort to reform the exist- ing structure of power into an all-out assault against the power structure itself. As originally envisaged by Mao Tse-tung, this revolutionary act of "seizure of power from bdlpw" was to have resulted in the creation of a new revolutionary power structure dominated by his "revolu- tionary Leftist" supporters and modeled after the Paris Commune. As the ultimate expression of Mao's "mass-line" approach to politics,,'this undbrtaking to rely on the "revolutionary masses" to create a viable substitute for a "bureaucratic" party and government apparatus was prob- ably doomed from the outset. Factionalism, more than any other single factor, would undermine Mao's grand design to mobilize the forces of the "revolutionary Left" to "seize power" from his enemies in 1967. Explaining late in the year why th;i movement had failed, Premier Chou En-lai would point'to SECRET Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875R001000010039-4 Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875RO01000010039-4 SECRET alternating "seizures" and "counter-seizures" of power by contending "factions" as having produced a situation in which "seizure of power became surrender of power and power could not be retained." Because of "factionalism" in the ranks of tt,c; "revolutionary Left", it had bsen necessary to relinquish the power "seized" to military control committees set up in nearly all provin.'es and major cities by the People's Liberation Army. Although not mentioned by Chou, another important product of Mao's call to "seize power" from below would be to f.nculcate contempt among Red Guards and "revolution- ary rebels" for authority of any kind, including the authority of new "revolutionary" institutions and even that of the Party Center. The net effect of the struggle to "seize power" in 1967 would be to diminish, rather than increase, Mao's power to control developments in Communist China. The "January Revolution" "The central task of the great proletar- :an cultural revolution, in the last analysis, is the struggle by which the proletariat seizes power from the handful of people with- in the party taking the capitalist road." --Commentator Article in Red Fla , "Proletar- ian Revolutionaries, Unite, T January 1967. Al:itough the 8 August 1966 Central Committee deci- sion on the "cultural revolution" had predicted "relatively great resistance" once the Red Guards were turned loose on society, the extent and effectiveness of this opposi- tion was clearly beyond expectation. The nature of this SAIRCRET Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875RO01000010039-4 Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875RO01000010039-4 SECRET "opposition"* was analyzed and explained by Chen Po-ta (Head of the Cultural Revolution Group of the Central Committee) at an important party work conference held in Peking in October. The principal opposition, accord- ing to Chen, had come from provincial party secretaries who, "afraid of losing their positions and prestige..., instigated workers and peasants to fight against the students." The provincial party and government apparatus had been able to repulse the first attack by Red Gu:,rds in August and September by mobilizing workers and peasants in their defense? To prevent this from happening again, it was necessary for the Maoists to infiltrate and take over these opposition strongholds. This campaign began immediately after the October work conference, with the formation of new "revolutionary rebel" organizations in industrial and mining establishments, party and govern- ment organs, and, to a lesser extent, among the peasantry. The expansion of the "cultural revolution" into the govern- mentand the economy would engender increasing resistance which, in turn, would lead to a final test of strength when Mao would exhort his supporters to "seize power" in all those party, government and economic organizations which continued to resist. If the expansion of the "cultural revolution" in November and December to cover industry and the country- side was intended primarily to re-establish Mao's control over the provinces, there was a parallel escalation and *The term "opposition" is an unfortunate one, since it suggests conscious resistance to Mao's directives con- cerning the "cultural revolution." Much of the "opposi- tion", however, has came from those who consider them- selves loyal supporters of Mao but who either have mis- understood the vague and contradictory guidelines laid down to govern the "cultural revolution" or have acted in self-defense. -3- SECRET Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875RO01000010039-4 Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875R001000010039-4 SECRET extension of the revolution at the center encompassing the party, government and military control apparatus in Peking. In a major spee::h to a Red Guard rally on 18 December, Chiang Ching (Deputy Head of the Cultural Revo- lution Group and, of greater importance; Mao Tse-tung's wife) charged that the municipal public security bureau had been largely responsible for recent bloody clashes in Peking. Describing the bureau, along with the Supreme People's Pro curatorate and the Supreme People's Court, as "bourgeois" in nature, she then called upon the Red Guards in her audience to 'rise up in rebellion" and "take over' these government organs. she movement to "seize power" from below by calling upon the 'revolutionary Left" to take over government and party organs nad begun. On 26 December, addressing the newly-organized "All China Red Workers General Rebellion Corps," Madame Mao (together with Chen Po-ta) endorsed the recent "sei- zure" of the Ministry of Labor by this "revolutionary rebel" organization, as well as its intention to take over the All-China Federation of Trade Unions. With this call to the "revolutionary Left" to seize control of China's labor organizations, the stage was set for the outbreak in Shanghai of what has come to be known as the "January Revolution"--the Maoist drive to "seize power" in the party and government apparatus on a nation-wide scale. The "January Revolution" in Shanghai resulted in a Pyrrhic victory. Instead of winning over Shanghai's million-odd workers, it antagonized a large proportion of them, precipitating a large-scale strike which for a time crippled the economy of Shanghai_ This in turn re- sulted in the complete paralysis and breakdown of local government and necessitated a premature, disorderly "sei- zure of power" in Shanghai for which Mao's "revolution- ary rebels" were ill-prepared, It is important to understand the nature of the "opposition" generated in Shanghai at this time for it was to be duplicated in nearly all major cities and pro- vinces, becoming so widespread and tenacious that the "seize power" movement in China would soon grind to a halt. Although depicted in every case as the product SECRET Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875R001000010039-4 Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875R001000010039-4 SECRET of "base and sinister tricks" played by the "handful" of Mao's enemies, the actions of the "opposition" at this time were in most cases taken by organizations and groups who considered themselves to be loyal supporters of Mao and the "cultural revolution." This was true even of the general strike carried out in late December by Shang- hai's railroad, harbor and public utility workers, a strike motivated primarily by political grievances directed not at Mao but at the violence and radicalism of young "revo- lutionary rebel" workers in that city. Other strikes in Shanghai and elsewhere at this time were motivated by economic grievances. But instead of being provoked by "reactionary elements" (as alleged in the important 12 January Red Flag editorial, "Oppose Economism and Smash the Latest Counterattack by the Bour- geois Reactionary Line"), these strikes were the direct result of exhortations by Madame Mao (in the 26 December speech noted above) to large numbers of contract workers, temporary workers, and apprentice workers to rise up against the "political oppression and economic exploita- tion" to which they had been subjected by Liu Shao-chi and Teng Hsiao-ping and all others responsible for foist- ing these revisionist, capitalist systems on China's work- ing class. As Madame Mao put it, these "contract and temporary workers have suffered the most...and therefore their spirit of revolt is the greatest." But when they rose in revolt, demanding an end to the low-wage policy which was a common feature of all these systems, they were then told that they had been "deceived" and "hoodwinked" into following the "evil road of economism" and were "pur- suing only personal and short-term interests." Another form of "economism" (defined as "the con- spiracy of using the 'sugar-coated bullets' of economic ben_efits...to corrupt the masses revolutionary will") at this time in Shanghai and elsewhere was the payment of year-end bonuses and of travel allowances to enable large numbers of "revolutionary workers" to go to Peking to engage in the "large-scale exchange of revolutionary experience," as the student Red Guards had done before them. The responsibility for this unexpected development must also be borne in large part by'.the Maoists themselves. -5- SECRET Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875R001000010039-4 Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875RO01000010039-4 SECRET On the one hand, party and government cadres in the indus- trial (also agricultural) sector were accused of "exploit- ing" and suppressing the workers. On the other hand, the workers were invited to rise up in rebellion against these revisionist, capitalist systems of "exploitation" and, if need be, to carry their grievances to higher authorities. Having effectively undermined the authority of the local cadres (who quickly succombed to worker demands for travel funds and economic benefits), the Maoists then accused them (in the words of Chou En-lai) of engaging in a "big lot to pass the burden of all kinds of contradictions ~i.e. problems] up to us." The Maoists were confronted with a number of serious problems as they took stock of the "cultural revolution" in mid-January 1967. First, more than a million workers had descended on Peking to protest their "exploitation" by local party and government cadres. Next, there were reports of widespread disorder and bloody clashes in a number of cities and provinces where "revolutionary rebels" were rising up to "seize power" in response to Mao's call to emulate the example of Shanghai. Also, the prelimin- ary results of the "new stage" of extending the "cultural revolution" into factories and mines were at hand, results which showed that both revolution and production in the industrial sector had been adversely affected by sending in "revolutionary students" without adequate preparations. Finally, reports on the progress of the "seize power" movement in Shanghai revealed growing chaos follow- ing the breakdown of party and government controls in that city. What had been hailed just a few days previously as a "brilliant example" was now repudiated as a model for general emulation. Addressing a workers rally on 15 Janu- ary, both Chou En-lai and Chen Po-ta stressed that "sei- zure and control of everything... as has been done in Shang- hai" was "not good" and was not to be repeated in Peking. Indeed what had happened in Shanghai was now depicted as but another example of "plotting" by the enemy, who wanted "to wreck the social order and the process of production and thereby make us a laughing stock" by "withdrawing behind the scenes while allowing you to place all organi- zations under your seizure and control." Rather than -6- SECRET Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875RO01000010039-4 Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875RO01000010039-4 SECRET the formula of "seizure and control," Chou and Chen ad- vocated the "supervision formula" as "much better and' 'more practical"--that is, keeping party-and government cadres on the job under "supervision" by the "revolutionary rebels." Another of the difficulties involved in taking over power in Shanghai (as noted by Chou in an 18 January speech) was the inability of "revolutionary workers, peas- ants and intellectuals" to achieve "unity." Indeed, the failure of the "revolutionary Left" to achieve "great unity" was denounced in a series of statements at this time, not only by Chou and Chen Po-ta but also by Madame Mao and even by Mao himself, statements decrying the phenomena of "anarchism," "departmentalism," "sectarian- ism," "splitting," "small-group mentality" and "ultra- democracy" which characterized the behavior of "revolu- tionary rebels" generally throughout the country. Having succeeded in the destructive task of overthrowing the party and government control apparatus, the "revolution- ary rebels" had failed in the constructive task of estab- lishing a "new revolutionary order." Efforts to Restore Order (Early 1967) "Originally the Army was not to intervene in the Cultural Revolution...but now that the class struggle has sharpened,;. the Army must support the 'Leftists' ..Most old cadres still do not understand the Cultural Revolution." --Mao Tse-tung, Speech at Military Affairs Committee Plenum, 20 or 21 January, 1967. The havoc created by Mao's "revolutionary rebels" in their frenzied drive to "seize power" during the "Jan- uary Revolution" required immediate and drastic counter- measures. The first of these was the decision of 23 Jan- uary ordering the Peoplels Liberation Army to intervene in the "cultural revolution," directed to support the out- numbered and disorganized forces of the "revolutionary SECRET Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875RO01000010039-4 Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875R001000010039-4 SECRET Left." The second was a shift in policy toward party cadres, emphasizing more humane treatment and rehabilita- tion to make use of their administrative skills. The third was an effort to overcome the pronounced tendency toward "anarchism" which had characterized the behavior of the "Revolutionary Left" during the "January Revolu- tion", an effort to reorganize, retrench and rectify the ranks of the "revolutionary rebels." Finally, the decision was taken by Mao personally to jettison the Shanghai example in favor of a new model for emulation in the "seize power" movement throughout China--that provided by the "formation of a three-way al- liance to seize power" in the province of Heilungkiang. Whereas the "revolutionary rebels" had played the dominant role in Shanghai, they were now to share their power (in fact, the greater part of their power) with two new "al- lies," the People's Liberation Army and "revolutionary party cadres." The new, dominant role of the military in the govern- ment and administration of China would be revealed in dis- cussions of the course of the "seize power" movement in February. Although at first the fiction was maintained that "revolutionary rebels" were leading the way in form- ing the new "three-way alliance to seize power," (d.g. in Heilungkiang province), this pretense was dropped in a 23 February Red Flag article describing the "seizure of power" in Slians rovince. Here it was made clear that the PLA had taken the initiative throughout, dictat- ing'its will and imposing the cadres it had selected upon the representatives of the "revolutionary Left." In those provinces (the great majority) where for various reasons the "seize power movement" had bogged down, the PLA was directed to establish military control commissions charged with maintaining law and order. As the only remaining nation-wide organization still intact, the PLA perforce had to step in to replace the now largely defunct party and government control apparatus. For the same reason, the PLA was soon deeply in- volved in administering China's economy. On 22 February, the Army was directed to restore order in the countryside SECRET Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875R001000010039-4 Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875RO01000010039-4 SECRET by supervising the organization of peasants and rural cadres to carry out spring planting. A month later the Central Committee directed workers and cadres in factories and mines to "cooperate effectively with the comrades from the PLA" who were being sent to'lgupport their work in industrial production." The further disclosure in March that PLA personnel had been sent in large numbers to conduct military and ideological training in univ6r- sities and schools showed the extent of influence and control exercised by the military in China in the early months of 1967. The problem of finding "new leaders" or "revolu- tionary leading cadres"--the second component of the "three- way alliance"--was an acute one, described by a leading member of the Cultural Revolution Group (Wang Li) in early February as "the biggest problem now." In successive Red Flag editorials of 3 and 23 February drafted under the personal supervision of Mao himself, the problem of "treat- ing cadres correctly" received priority attention. As emphasized in these editorials and accompanying comment- ary by regime spokesmen, the "revolutionary rebels" in Shanghai and elsewhere had gone too far, "opposing, ex- cluding and overthrowing all cadres indiscriminately." In the graphic description by Wang Li, "all that remained after the 'seizure of power' were some vacant offices and stamps." The most serious problem facing the Maoists in the wake of the "January Revolution" was that it had suc- ceeded too well, destroying the party and government con- trol apparatus without providing an effective substitute. The end result, as regime spokesmen emphasized, was "anarchy", a situation aggravated by rivalry and clashes between "revolutionary mass organizations" acting (as the 23 February Red Flag editorial put it) like "a host of dragons without -a-leader." To deal with this alarming situation, the regime instituted what would subsequently be referred to as Mao's "mild cadre policy." Reaffirming the original line taken in the central committee decision of 8 August on the "cultural revolution," this policy called first of all for "correct treatment" and "support" of "revolutionary SECRET Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875RO01000010039-4 Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875RO01000010039-4 SECRET leading cadres," defined as "those leading cadres who fol- low the proletarian revolutionary line represented by Chairman Mao." The examplar of this category in the pro- vinces was Pan Fu-sheng, the former party first secretary in Heilungkiang province who had stepped forward to join the "revolutionary Left" during the "cultural revolution" and had been rewarded by a position of leadership in the new "revolutionary committee" established there. Described as "more mature politically...,more experienced in strug- gle..., and having greater organizational skill" than the "young revolutionary fighters," these revolutionary cadres were "to act as the core of leadership" both in the "sei- zure of power" and in the exercise of this power by the new "revolutionary committees." Indeed, the time had come for the young militants of the "revolutionary Left"--the third component of the "three-way alliance"--to take their lumps, now blamed for the chaos of the "January Revolution" which they had been incited to carry out. They were attacked and criticized from all directions, not just by the relative moderates (like Chou En-lai) but also by the zealots in the Cultural Revolution Group and even by Mao himself. Among the crit- icisms leveled by Mao at his "little revolutionary gen- erals" at this time were (1) that they were being "cor- rupted" by "money" and "cars;" (2) that they "called for criticism after criticism and took part in too many ral- lies;" and (3) that they had been guilty of "sectarianism" and "splittism" and must endeavor to "achieve unity" even with those who held "contrary opinions." Adding to this inp$ctment, Chi Pen-yu of the Cultural Revolution Group criticized Kuai Ta-fu and Nieh Yuan-tzu (the two most prominent Red Guard leaders in Peking) for "hanging out the signboard of the Peking Revolutionary Rebel Commune" prematurely and without permission, a charge which would serve to explain the disappearance at'this time of the ill-fated and short-lived Shanghai Commune. In addition to these verpal attacks, a number of measures were instituted at this time in a concerted ef- fort to retrench, reorganize and rectify the unruly ranks of the "revolutionary Left." SECRET Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875RO01000010039-4 Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875R001000010039-4 SECRET Next, reorganization of the Red Guard s was effected in Peking by merging the three former.1y independ- ent Red Guard "headquarters" into a single "ReC Guard Congress." Speeches at the rally proclaiming this Con- gress, moreover, suggested an intent to establish similar congresses in all major cities and provinces, with the ultimate goal of forming a national organization. Finally, it was announced that Red Guards on re- turning to their schools would have to undergo "rectifi- cation"--"a painful process of protracted ideological struggle"--in order to overcome their "tendencies of departmentalism, small group mentality, ultra-democracy, individualism and anarchism..." And with the disclosure that the PLA would supervise this "rectification" campaign in China's schools and universities, it was clear that the "revolutionary Left" was being disciplined for the excesses it had committed during the "January Revolution." As a result of the urgent need to restore order and maintain production, the "seize power" movement in China at the end of February was in a state of suspended animation. Only Shanghai and the four provinces of Heilung- kiang, Kweichow, Shansi and Shantung had succeeded in set- ting up "revolutionary committees" approved by the central leadership as fulfilling the requirements of a genuine tripartite alliance of revolutionaries, party cadres and the army. In a major summing up of the progress of the "cultural revolution," a 9 March editorial in Red Flag entitled "On the Revolutionary 3-in-1 Combination" revealed what these requirements wore. Citing a directive by Chair- man Mao that these "provisional organs of power" would have to be "revolutionary and representative and have pro- letarian authority," this editorial discussed candidly the problems which had obstructed, and would continue to obstruct, the effort by Mao's "proletarian revolutionaries" to "seize power" in China. SECRET Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875R001000010039-4 Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875R001000010039-4 SECRET The dominant theme of the editorial was that all three components of the alliance--the leaders of revolu- tionary mass organizations, representatives of the PLA, and revolutionary leading cadres--were essential, as expressed in the injunction not "to overlook or under- estimate the role of any one of them." Of particular concern was the practice of "excluding" or "regarding as secondary" the role of "leaders of the revolutionary mass organizations," who, although guilty of "shortcomings and errors," still constituted "the base of the revolu- tionary 3-in-1 provisional organ of power." Reiterating the policy on party cadres laid down the preceding month, the editorial stressed the importance of the role of the "revolutionary cadres" (that of providing "the nucleus and backbone" of the new "revolutionary committee") while holding forth the prospect of redemption and "proper jobs" for the broad mass of cadres who had made "mistakes". What was new In the discussion of cadre policy, however, was a call for vigilance against "class enemies" who were "distorting" the principles governing the formation of "3-in-1" organs of power to "impose" on the masses cadres who "persisted in their mistakes" and thus "carry out counterrevolutionary restoration." The editorial's discussion of the PLA revealed that it too was experiencing difficulties in playing its "extremely important role" in the struggle to seize power. Admitting the existence of "dissension between the revo- lutionary masses and the PLA," the editorial attempted once again to blame this on the "intrigues" of class enemies. More to the point, it revealed that the PLA was having a hard time carrying out the ambiguous directive by Chairman Mao "to actively support the revolutionary Leftists," conceding that "some comrades in the local army units may commit temporary mistakes in giving their sup- port because of the intricate and complex conditions of the class struggle." -12- SECRET Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875R001000010039-4 Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875R001000010039-4 SECRET The Resurgence of the Left (Spring 1967) "A big question now confronting the people of the whole country is whether to carry the great proletarian cultural revo- lution through to the end, or to abandon it halfway." --Red flag Editorial, "On the Revolutionary Tnree in One Combination," 9 March 1967. In the same editorial's allusion to mounting op- position lies the explanation, it is believed, for the next phase of Mao's "cultural revolution" which would extend through March and much of April. The principal characteristic of the new phase would be the resurgence of the "revolutionary Left," incited once again to criticize and attack the opposition and thus maintain revolutionary momentum. In Mao's view, the pendulum had swung too far in the direction of order and stability imposed by the PLA and party cadres from above and it was necessary once again to stress the role of the revo- lutionary masses. The first target of attack by militant Red Guards and "revolutionary rebels," unleashed again in early March, was what was termed the "countercurrent of counter- revolutionary restoration" in central government organs. This referred to the practice of "false power seizure" whereby senior party cadres or revived party committees had exploited, so it was charged, Mao's "mild cadre policy" to reinstate all or most of the old officials and systems of control, at the same time ignoring and suppressing the opinions of the "revolutionary Left." The ring-leader of the new "counterrevolutionary current" was Vice Premier Tan Chen-lin, charged with perpetrating sham seizures in agricultural departments, but heavy criticism was also leveled at three more "Vice Preiiers--Chen I, Li Fu-chun and Li Hsien--nien, specialists in foreign affairs, econom- ics and finance respectively. Although defending the last three of his Vice Premiers against these charges, Chou En-lai, in addressing a March rally of "revolutionary rebels" -13- SECRET Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875R001000010039-4 Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875RO01000010039-4 SECRET in industry and transportation, also attac!ced this "tend- ency of rehabilitating all cadres, disregarding their previous offenses,' characterizing it as an "extremely grave" mistake and as the "main danger" at that time. Chou also revealed in this speech that this phenomenon of "false power seizures" had appeared not only in "cen- tral offices" but in "the p ovinces" as well. The fact that these "false power seizures" had been widespread, occurring in the great majority of China's provinces, constituted a serious indictment of the Army's performance since ordered to intervene in late January to "support the Left" in the "cultural revolution "` What had happened was that the "revolutionary Left," instead of forming a "great alliance," had split into two "factions." When the first of these had "seized power" and been recognized and supported by the local military command, the other faction had then attempted a "counter-seizure," attacking not only the newly-established "revolutionary" regime but the People's Liberation Army as well. Reacting to this attack, the local military commander had opened fire in self-defense and suppressed the attacking faction as a "counter-revolutionary organization." SECRET Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875RO01000010039-4 Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875RO01000010039-4 SECRET At the same time that its power was being sharply curtailed, the PLA was ordered to establish military con- trol committees and thereby assume responsibility for exercising "the provincial leadership power" until such time as new Revolutionary Committees approved by the Cen- ter (i.e. genuine "power seizures") could be created. Regional and provincial military commands were also directed at this time to "rectify immediately" all of their previous errors in dealing with the "Left," releas- ing all those previously arrested, rehabilitating all those previously labeled "counter-revolutionary" and, in general, seeking the forgiveness of the "revolutionary masses" for their wrong conduct. The net effect of this series of decisions in late March and early April was to place an almost intolerable burden on the PLA, subjecting it to severe pressure and strain at the very moment it was being ordered to take over the responsibility for governing the country and administering the economy. A key ingredient in this new revolutionary upsurge, as in earlier ones was to escalate the attack against Liu Shao-chi, to launch (according to an important 8 April People's Daily ed'torial) "a powerful general offensive against the number one party person in authority taking the capitalist road." New features of this intensified campaign in early April were (1) public humiliation at a struggle rally where, nevertheless, Liu continued to deny his guilt as a criminal or counter-revolutionary; (2) wall-poster demands (allegedly citing Kang Sheng and Chi Pen-yu) that Liu be put to death for his "betrayal and collusion with a foreign power;" and (3) a barrage of criticism of Liu's leading theoretical work "How To Be a Good Communist," condemned by Mao, Lin Piao, Chou En-lai and other top leaders at this time as "anti- Marxist." The basic purpose of this "general offensive" against Liu Shao-chi was an attempt once again to form a "great alliance" of the "revolutionary Left" (which had split into rival factions in the disorderly struggle to "seize power" in January) and, following this, an attempt once again to form genuine "three-way alliances" (which had been dominated by the Army and old-line cadres -15- SECRET Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875RO01000010039-4 Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875RO01000010039-4 SECRET at the expense of the "revolutionary Left" in February and March). The first objective of "great unity" was to be achieved by inciting the revoluticnary masses to undertake "great criticism and great struggle" not only against Liu but also against the "handful" of Mao's enemies in "each area, department and unit" throughout the country, depicted as the supporters of Liu who had to be overthrown in order to bring him down. The second objective was to be achieved by leashing the Army and exerting new pressure on party cadres to step forward in support of the revolution, both by offering a way out for repentant cadres (by joining in the attack against Liu Shao-chi and his alleged supporters) and by threatening dire consequences should they refuse. Political and ideological struggle against a common target would serve, it was thought, to unify and strengthen the ranks of Mao's "proletarian revolutionaries." Instead, the result of leashing the PLA while un- leashing the "revolutionary Left" was renewed violence and disorder. Serious, large-scale clashes were soon reported not only in the provinces but in Peking as well. Developments in Peking provide a good case study of the chaos and disruption attending the new violent phase of Mao's "cultural revolution" in April and May. In brief, what happened was that the Red Guards and "revolutionary rebels" utilized their new freedom of action to attack one another and, for good measure, the PLA as 'ell. According to wall-poster reports, a large force of Red Guards invaded Peking University to demon- strate against Nieh Yuan-tzu, chairman of the recently tnified Peking Congress of Red Guards, charging her with incompetence and a selfish desire "to gain high office." When an "armed clash" developed and Peking garrison troops were sent to restore order, the Red Guards then directed their attack at the Peking garrison deputy commander. Instances of worker "revolutionary rebels" defying and even seizing PLA representatives were also reported in Peking at this time. As a result, leaders of the Cultural Revolution Group headed by Madame Mao convened a series of meetings in mid-April between feuding Red Guard and "revolutionary rebel" groups to chastize them for attack- ing the PLA and for engaging in "unprincipled civil wars." -16- SECRET Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875RO01000010039-4 Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875R001000010039-4 SECRET The fact that these "unprincipled civil wars" broke out on the eve of the establishment of the Peking Municipal Revolutionary Committee goes far to explain the nat"ire of this new type of warfare in China. As opposed to -st1e "principled" variety fought largely on ideological and political grounds, these wars are fought to determine who gets what share of the spoils in the new revolutionary order. It was ironic that the formal proclamation on 20 April of the new Peking Revolutionary Committee--in theory representing the achievement of a genuine and harmonious "three-way alliance"--should have been the occasion for intensified conflict within and among the components of this alliance. Calls for Order Again (May-June 1967) "Recently our great leader Chairman Mao instructed us that we should trust in and rely on the masses, trust in and rely on the People's Liberation Army, and trust in and rely on the majority of the cadres. Chairman Mao also called on us to support the army and cherish the people." --People's Daily Editorial, "Further Strengthen the Unity Between the Army and the People," 12 May 1967 The disclosure in a 12 May People's Daily editorial that the People's Liberation Army was 'resolutely carry- ing out the five tasks of supporting the Left, support- ing industry, supporting agriculture, exercising military control, and helping in military and political training" merely confirmed what had already become abundantly clear--that the Army was now governing most of China in ? place of the discredited, largely defunct party and government apparatus. In its party role, military con- trol committees at all levels (provincial, county, muni- cipal and even down to the level of individual enterprises and communes) were charged with leading the "cultural revolution," held responsible for the creation of "true proletarian revolutionary great alliances" and of revolu- tionary "three-way alliances." This was a delicate SECRET Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875R001000010039-4 Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875RO01000010039-4 SECRET political task for which, lacking guidance from Peking, it was singularly ill-prepared. In its government role, the Army was responsible for administering the economy and for maintaining order, the latter task rendered ally impossible by prohibiting the use of force. the Army in dealing with the revolutionary masses was "to learn to do mass work, trust the masses, rely on them and con- sult with them on important matters...to skillfully adopt means of persuasion and education instead of adopting simple and crude means of issuing orders." For their part, the "proletarian revolutionaries" were also enjoined not to use force against the Army (e.g. the demand in the 8 May Red Flag editorial that "On no occasion and under no circumstances should the spear head of struggle be directed against the People's Liberation Army.") Instead of mutual trust and cooperation, however, the principal characteristic of the "cultural revolution" in the months which followed was increased antagonism and hostility between the Army and the "revolutionary Left." In fact, neither performed according to Mao's high expectations. Instead of increased strength through greater unity, there was a further splitting of the revo- lutionary ranks, a split brought on (according to Hsieh Fu-chih in a 7 May speech) by those demanding "a great shakeup, great differentiation and great reorganization inside the Left wing." Instead of supporting Army com- manders, "revolutionary mass organizations" in the pro- vinces and major cities launched bitter attacks against local military control committees, both for having sup- pressed them in the past and for failure to support them. in the present. For their part, local military district commands continued to experience great difficulty, as Lih Piao had admitted earlier in a 30 March speech, in "finding out the difference between Lett and Right" in their dealings with mass organizations. Mao's solution to this problem, the single most important cause of tension between the military and the "revolutionary Left," was typical. On 7 May, the dhairman -18- SECRET Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875RO01000010039-4 Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875R001000010039-4 SECRET directed Lin Piao to carry out an intensive two week "recti- fication" campaign in the Army, a summin up (according a 15 June Liberation Army Daily editorial) of itsex- perience in the struggle to "support the Left" during the previous stage "in order to develop new merit, correct mistakes, and carry on the battle." Central to this campaign was the demand that local military commanders atone for their past errors by engaging publicly in "self- criticism," thereby securing the forgiveness and winning the trust of those "proletarian revolutionaries" whom they had previously wronged. Responding to this demand, the Shantung Provincial Military District Party Committee is- sued a public "self-criticism" on 31 May, a document which Mao enthusiastically endorsed as a model for general emula- tion. Of particular interest was the admission in this document that the decision to issue the "self-criticism" had sparked a "heated argument," with some arguing that such an action "would dampen the morale of the armed forces... might upset the armed forces...[and]...that the masses might use it against us." An a guide for the prevention of new "mistakes" by the Army, the Tsinghai military district commander Liu Hsien-chuan published a lengthy article in People's Daily in early June summarizing his successful experience in identifying and supporting the "Left" in Tsinghai Province. Although admitting that there had been "complicated strug- gle" and "all sorts of factions," Liu asserted that there were basically only "two kinds of factions" which could be clearly differentiated--a "Leftist" faction which "wants to revolt" and a "conservative" faction which "wants to conserve." Having conducted "investigation and study among the masses," he had been able to identify as genuinely "Leftist" those organizations which had first rebelled against, criticized and attacked "the handful of persons in the provincial party committee who were in authority and taking the capitalist road." The "conservative" or- ganizations, on the other hand, had been "controlled by" and had sought -to protect this "handful' of Mao's oppon- ents within the Party. SECRET Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875R001000010039-4 Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875RO01000010039-4 SECRET Liu's account of developments in Tsinghai had om- mitted one important fact--that his predecessor in command of the Tsinghai Provincial Military District had arrived at exactly the opposite conclusion in his investigation work and had been singled out for attack in the 6 April Military Affairs Committee directive as a "counter-revolu- tionary" who had "carried out savage, armed repression of revolutionary mass organizations." That it was danger- ous for a provincial military commander to decide on his own which mass organizations were "Leftist" was the most important lesson of the Tsinghai experience the disclosure in early May that fighting between rival mass organizations had entered a new stage of "armed struggle." The extent of the new disorder in Peking was revealed by Hsieh Fu-chih, in a speech on 14 May. As reported in a wall poster, Hsieh disclosed that production had declined seven precept in April, a decline due chiefly to "armed struggles" but also to worker protest strikes. In the first ten days of May, according to Hsieh, there had been 133 armed struggles and bloody incidents involving more than 63,000 people of which a "two-figure" number were killed. In addition, cases of beating, destroying, looting, searching houses and illegal arrest had been common and were increasing. Not long before, on 5 May, Hsieh Fu-chih had revealed in a speech to students at Peking University that "armed struggles at factories, schools and various organs" were taking place not only in Peking but in many provinces as well. Despite the fact that "conservative factions" (the opposition) had not yet been defeated in various provinces, the "Leftists" there (as in Peking) had begun to "break -20- SECRET Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875RO01000010039-4 Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875R001000010039-4 SECRET up" by fighting among themaelvea timetable for "seizure of power" ginally scheduled to be realized had to be extended. Hsieh concl of the status of the "seize powe the admission that the timetable poned for some tine." Hsieh's pessimistic view vinces was confirmed by wall pos clashes and serious disorder in out May, even to the point of di major rail lines. So serious wa was necessary for the Central Co Military Affairs Committee and C to issue a joint circular on 6 J gle, assaults, destruction, pill authorized arrests and calling o ganizations" to comply. Althoug sibility to the PLA for implemen did not authorize the use of for ing "revolutionary organizations of authority, the Army remained and in fact disorder continued t out much of China. The contradictory element sued by Mao at this time for dea of spreading violence and disord trast. On the one hand, he warn discipline and trends toward ana places must be overcome with out "crucial problem bearing on the proletarian cultural revolution" petty bourgeois thought in our r of proletarian revolution,' In a nouncement, the principal manife --"conducting struggle by force, ing, robbery, search and arrest" in June and July. On the other capable of restoring order, the to use force, reminded once agai tion Army Daily editorial) that SECRET Sanitized Copy Approved for Release 2009/12/03: CIA- RDP85T00875 R001000010039-4 . An a result, the original in the provinces--"ori- between February and May"-- uded his gloomy assessment r" movement in China with would have "to be post- of conditions in the pro- ters reporting violent many parts of China through- srupting service on several this disorder that it a mmittee, State Council, ultural Revolution Group une forbidding armed strug- age, houseraids and un- n all "revolutionary or- h assigning general respon- ting this circular, it ce against these contend- ." Lacking this grant powerless to restore order o spread unchecked through- a in the prescription is- ling with this situation er stood out in sharp con- ed that "disregard of rchism existent in many fail," and cited as a victory of the great the need "to guide the ank and file to the orbit ccordance with this pro- station of "anarchism" such as assault, wreck- --was condemned repeatedly hand, the one instrument PLA, was still forbidden n (in a 27 June Libera- the only proper response Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875RO01000010039-4 SECRET to criticism and attack by the masses was "to do poli- tical and ideological work patiently among them." As viewed from Peking, the status of the "great proletarian cultural revolution" in mid-1967 was far from encouraging. Since February, only one new area, Peking, had been "liberated" by Mao's revolutionaries. The new revolutionary upsurge initiated in April had come to naught, the "seize power" movement had bogged down, and, even more alarming, the forces of the "revolutionary Left" had, as admitted by Hsieh Fu-chih in a 12 June speech to Red Guards, grown weaker rather than stronger in many places, even in those provinces (such as Heilungkiang) where new "revolutionary" organs of power had already been estab- lished. Since Maors directives governing the development of the "cultural revolution" were by definition correct, the failure of the revolution to proceed according to plan could only result from faulty execution of these directives. Given the premise of Mao's infallibility, the principal issue over which differences of opinion would arise within the central leadership at this time, then, was whether to assign primary responsibility for this adverse development to the People's Liberation Army (its failure to identify and provide adequate support to the "Leftists") or to the "revolutionary Left" (its refusal to unite and observe revolutionary discipline as manifested in continuing "factionalism" and "anarchism.") The disclosure that differences of opinion had arisen within the central leadership was made by Hsieh Fu-chih in the 12 June speech noted above, when he referred to "heated discussions within the Central Committee in- ner circle occurring every day." Although Hsieh did not reveal the substance of these discussions nor identify the participants, it is a fair inference (based both on the previous record of the "cultural revolution" and on subsequent developments) that these differences concerned the conflicting claims of restoring order and and main- taining revolutionary momentum, with one group (i.e. Chou En-lai representing the government and presumably spokes- men for the military) arguing the need to restore order and another group (i.e. such leading members of the Cul- tural Revolution Group as Madame Mao, Chen Po-ta, and SECRET Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875RO01000010039-4 Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875R001000010039-4 - SECRET Kang Sheng) advocating a more militant policy in support of the "revolutionary Left." One outcome of this debate was the decision to send a number of high-level government and military delegations to investigate and provide guidance on the conduct of the "cultural revolution" in the provinces. A major objective of the delegations sent out at this time was to put an and to the armed struggle which had broken out between contending factions and between these factions and local military commands. The means for achieving this objective was a six-point formula advanced by the Central Committee under which representatives of both factions agreed (1) to stop breaking into military organs, assaulting Army of- ficials, stealing weapons, and attacking each other; and (2) by means of "rectification" and "self-criticism," to form "great revolutionary alliances." When agreements to this effect were negotiated in Yunnan and Anhwei in late June and early July, it appeared that Mao's "cultural revolution" had once again entered a more moderate phase, marked by a concerted effort to damp down violent struggle and reduce the antagonism which had arisen between Army commanders in the provinces and the "revolutionary Left." The Wuhan Incident (July-August 1967) "At present a large-scale movement for criticizing and repudiating the handful of top party and military persons in authority taking the capitalist road is sweeping over the whole country. This is the general orientation of the struggle." --Red Flag Editorial, "The Proletariat Must firmly Grasp the Barrel of the Gun," 31 July 1967 The significa::ce of what has come to be known as the "Wuhan Incident" is that it sharply reversed this trend toward moderation, precipitating a short-lived "ultra- Leftist" phase of the "cultural revolution" extending from late July through most of August. The Wuhan Incident -23- SECRET Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875R001000010039-4 Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875RO01000010039-4 SECRET afforded extremist elements in the central leadership an opportunity, which they were quick to exploit, to focus once again on the "mistakes" of the People's Liberation Army as the primary cause of failures and setbacks in Mau's "cultural revolution." it was seized upon as a pretext for launching another great revolutionary upsurge from below, for exhorting the Red Guards and "revolution- ary rebels" to rise up against their oppressors wherever encountered, whether in the military, the new "revoluion- ary committees," or in the central government. The end result of this ill-advised venture was near anarchy and a further discrediting and weakening of the forces of the revolutionary Left. In bare outline, the story of the Wuhan Incident which unfolded during a seven day period in mid-July concerns the failure of a high-level mission, headed by Hsieh Fu-chih and Wang Li, to persuade the two factions in this large central China city to stop fighting and ac- cept the six-point formula for achieving unity recently issued by the Central Committee. As applied in Wuhan, however, this formula called for the preferment of one faction (designated an authentic "revolutionary rebel" organization) over the other (labeled a "conservative" organization) and, in so doing, reversed an earlier deci- sion made by the local military. What is more, the lead- ers of the Wuhan Military Region Command were then ordered to make a public confession of error and conduct "self- criticism" before the revolutionary masses. SECRET Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875RO01000010039-4 Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875R001000010039-4 SECRET As noted above, extremist elements in the Cultural Revolution Group of the Central Committee appeared deter- mined to exploit this incident to further their own goals. Addressing representatives of contending factions from Honan in Peking on 21 July, Kang Sheng attacked the Wuhan Military Region for having committed a "mutinous act" and warned of the possibility of "another Wuhan" occurring in Honan Province in the near future. In an even more inflammatory speech on the same occasion, Madame Mao exhorted her audience of "young revolutionary fighters" not "to be naive", as their comrades in Wuhan had been, but rather "to take up arms to defend yourselves" when attacked by the "handful" using "pistols, rifles, spears or swords." On 25 July, Hsieh Fu-chih and Wang Li re- ceived a frenzied heroes' welcome at a million-strong mass rally in Peking, and throughout the following week Mao's propagandists mounted a series of editorial attacks on "capitalist roaders" in the People's Liberation Army, culminating in the shrill call in the 31 July Red Flag editorial to "bring down" and "sweep the handfUrof party and military persons in authority taking the capitalist road completely and totally into the junkyard." Reflecting this tough line toward dissident or potentially dissident military commanders in the provinces, Lin Piao delivered a major policy speech on 9 August to a gathering of top political and military leaders (both central and regional) in Peking. As he had on earlier occasions, Lin defended chaos or "upheaval" as essential to achieve the objectives of the "cultural revolution" (to "expose" reactionary things and reactionary persons) and counseled those present, even when unjustly attacked, "to stand up to it and restrain your anger." Lin's speech was directed primarily, however, at those "comrades" who, through lack of understanding of the "cultural revolution," had made "mistakes" in various military regions, reacting to attacks on their "Military District Commands" by "sup- pressing the masses." The remedy, as Lin reiterated for emphasis, was for these local military leaders to quickly admit their "mistakes" by carryi:g out public "self- criticism" (as the Wuhan Military Region Commander Chen Tsai-tao had refused to do), "so that the revolutionary rebels may be their teachers and their own mistakes their SECRET Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875R001000010039-4 Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875RO01000010039-4 SECRET own teaching materials." If not, the fate of these mili- tary leaders would be the same as that of Chen Tsai-tao --"to have their pigtails grabbed." Additional evidence of what might be called the over-reaction of the central leadership to the Wuhan Incident was the decision in early August to arm selected Red Guard and "revolutionary rebel" units, both in Peking and the provinces, to assist in safeguarding property, maintaini!.ng order and "assuring the smooth development of the cultural revolution." Authorization for this potentially explosive move was attributed to Mao Tse-tung himself, quoted in a wall poster at this time to the effect that "everyone should be prepared to take up bayonets." When combined with Madame Mao's earlier call of 22 July to Red Guards "to take up arms" under the slogan "attack by reason, defend by force," the stage was set for a new form of "revolutionary rebellion" direct- ed toward a second "seizure of power," this time from the military commanders and newly established "revolution- ary committees" in several provinces. Mao's "cultural revolution" was about to enter an "ultra-Leftist" phase, as it would be called when the violence and anarchy it unleashed would necessitate a hasty retreat. The rationale for this attempt to seize military power was, given the premises of the "cultural revolu- tion," quite logical. As revealed in Red Guard publica- tions of the time, the reason why "revolutionary rebels" had been "suppressed" in various areas was that "mili- tary power" in these areas had been "usurped" by "persons of the Liu Shao-chi-Teng Hsiao-ping headquarters." In terms of the dialectics of the "cultural revolution," the "main contradiction" was no longer one with "the handful in the Party" (who had been "dragged out" in the preceding year) but with "the handful in the Army." Aided by Red Guards sent out from Peking, local "revolu- tionary rebels" were, according to one plan, "to unite with the broad masses of People's Liberation Army cadres and fighters, drag out these executioners and reca ture the military power usurped by them." -26- SECRET Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875RO01000010039-4 Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875RO01000010039-4 SECRET Paralleling this drive in the provinces, "revolu- tionary rebels" in the Ministry of Foreign Affairs were also incited by extremist members of the Cultural Revolu- tion Group to seize a greater share of power over the conduct of China's foreign relations. In part a function of the continuing attack against Foreign Minister Chen I, this struggle within the Foreign Ministry also reflected pressures exerted by militants to inject a new "revolu- tionary" content into China's diplomatic relations, to convert foreign ministry and foreign service officials into "red diplomatic fighters." Exemplifying this new type of revolutionary diplomat was Yao Teng-shan who had returned in glory after being expelled from Djakarta it April and who, it was subsequently charged, headed the drive to "seize power" in the Foreign Ministry in August. The results of this sharp turn to the left were nearly catastrophic. In foreign policy, a reign of ter- ror directed at foreign diplomats was instituted in Pek- ing, culminating in the ransacking and burning of the British Chancery and the manhandling of the British Charge on 22 August. In domestic policy, although no single incident served to dramatize the damaging effects of the new militance of the "revolutionary Left," the consequ- ences were more serious, threatening the unity and stability of Mao's "proletarian headquarters," of the newly established "revolutionary committees" in the provinces, and also of the People's Liberation Army it- self. The discovery that, at a time of mounting violence and economic disorder, "factionalism" had spread from the Red Guards and "revolutionary rebels" into the Army was most alarming of all. There was no choice in late August but to apply the brakes, pull back, assess the damage, and initiate a trend toward moderation in the "cultural revolution" which would last throughout the remainder of 1967. SECRET Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875RO01000010039-4 Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875R001000010039-4 SECRET Moderation Again (September-December 1967) "This nation-wide disturbance is the last of its kind. The Army is also dis- turbed this time. After this disturbance, the whole country will be in peace and be- come the regime of the revolutionary rebels. It is the Party Central Committee that allows this nation-wide disturbance." --Mao Tse-tung, Quoted in Canton Hung Wei-ping (Red Guards), 23 October 1967 The unfolding of Mao's "cultural revolution" had brought China by the end of August to the brink of anarchy, featuring pitched battles by heavily armed factions in nearly all of China's provinces. Recognizing the gravity of the situation, Mao's new leadership team in Peking would seek to achieve two separate but related objectives in the remaining months of 1967: (1) to carry out a series of measures designed to restore minimum levels of public order and production; and (2) to dissociate Mao and his "cultural revolution" from responsibility for the violence and lawlessness endemic in China by finding new scapegoats. The gravity of the crisis was such that for the first time it was necessary to sacrifice a number of prominent members of the Cultural Revolution Group, holding them, rather than the policies they were administering, responsible for the "nation-wide disturb- ance" in China. The vehicle for announcing the sharp reversal in policy was a 5 September speech by Madame Mao in Peking which was subsequently disseminated for "study" to all "revolutionary committees, military control committees, and revolutionary mass organizations" throughout the coun- try. As a confirmed extremist and a confidante of Mao, Chiang Ching was no doubt selected as a spokesman whose pronouncements would be accepted as authoritative by the "revolutionary Left," the more so since most of the policies she now criticized in this speech were ones with which she was formerly associated. The central theme of her SECRET Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875R001000010039-4 Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875RO01000010039-4 SECRET speech was a vigorous defense of the central leadership, the newly formed provincial "revolutionary committees," and the People's Liberation Army against the recent at- tack ("a gust of foul wind") launched by "wicked people... appearing either as 'ultra-Leftist' or Rightist"' who were attempting to undermine the "cultural revolution." Exemplifying this new threat by "ultra-Leftists" was the "May 16 Corps", a "counter-revolutionary organization" which sought "to undermine the Party Central Committee headed by Chairman Mao" by "centering its opposition on Premier Chou En-lai." Another objective of these "bad people" was "to dissolve all the revolutionary committees" which hid been set up in the provinces "with the approval of the Central Committee," thus depriving the revolution of its vital "leadership organs." The bulk of Madame Mao's speech, however, was de- voted to repudiating the "armed struggle" by Red Guards and "revolutionary rebels" ?ncited by the slogans "seize a small handful in the Army" (which had appeared in the 31 July Red Fla editorial) and "attack by words, defend by force~w is she herself had advanced in a speech of 22 July.) The wide-ranging assault of the PLA which had taken place in response to these exhortations was revealed in her statement: "Everywhere we seized their guns, beat them up and scolded them. But they did not strike back or argue." Although praising the forebearance of the military under this attack, Madame Mao made clear that there were limits to this forebearance, warning repeat- edly of the d " anger of creating chaos" in "our field armies." And to ensure that these attacks would cease, she stressed that it was no longer permitted for Red Guards to travel about the country "kindling the fire of revolution and exchanging revolutionary experience" as they had done a year earlier. -29- SECRET Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875RO01000010039-4 Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875R001000010039-4 SECRET Other measures indicating a firm resolve td put an end to "armed struggle" appeared in a 1 September reso- lution passed by the Peking Municipal Revolutionary Com- mittee. The first of these forbade payment of wages to workers who had left their production posts to engage in "armed struggle." The resolution also demanded that Red Guards who had gone out to the provinces to take part in these struggles "must return to their original units immediately and unconditionally." As stressed in a Libera- tion Army Daily editorial of 7 September, these steps were necessary in order to carry out "Chairman Mao's great strategic plan." This plan was expounded in a series of "supreme instructions" issued by Mao Tse-tung during the course of an extended tour in September through north. central- south and east China, the tour itself an indication of the gravity with which Peking viewed this crisis in the "cultural revolution." Although somewhat vague and oracular in tone, these instructions showed that Mao not only approved the series of measures under way to restore order but viewed them as necessary to make further progress toward the goals of his "cultural revolution." Most of the principles outlined in these instruc- tions were not new, having been enunciated in earlier stages of the revolution. What had produced the recent "nationwide disturbance" was not the principles them- selves, but rather, as Mao took great pains to demonstrate, that these principles had been misunderstood and mistak? enly applied. In fact, the principal lesson which Mao appeared to derive from his September review of develop- ments in the "cultural revolution" was that all three components of the new revolutionary organs of power--the PLA, the revolutionary cadres, and the "revolutionary rebels"--had made "mistakes" and would therefore (as pointed out by Lin Piao in a 1 October National Day speech) once again have to undergo "rectification" and "ideological education." SECRET Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875R001000010039-4 Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875RO01000010039-4 SECRET The most pressing problem was "educating" the Red Guards and "revolutionary rebels" in order to prevent, as Mao put it, their "turning to the extreme Left." This, of course, had already occurred, creating; what Mao refer- red to elsewhere as "the chief danger at the moment"--" that some people want to beat down the PLA," to "incite the soldiers to oppose their officers" and t+' create "chaos in the Army." Another manifestation of this phenomenon of "ultra-Leftism" was "factionalism," a problem which had bedeviled the "cultural revolution" from the outset and to which Mao now turned his attention. First were the Olympian pronouncements, widely pub- licized, to the effect that "there is no reason whatso- ever for the working class to split into two great ir- reconcilable organizations" and "there is no conflict of fundamental interests in the ranks of the Red Guards and revolutionaries." Next was the admission, made more explicit in speeches by other top leaders at this time, that radical Red Guard organizations in Peking had been responsible for spreading "factionalism" into the ranks of the workers in July and August. As stated by Kang Sheng on 20 September, the "two great factions struggling in factories have been influenced by the two factions struggling in colleges and universities." The solution to this problem appeared in another "instruction" by Chairman Mao given wide publicity in mid- October--"to build revolutionary great alliances on the basis of trade, profession, department or class in school." It was necessary to break up the mass "proletarian revolu- tionary organizations" (consisting of students, workers, peasants and cadres) which had become unmanageable, dis- solving these organizations into their separate components which then would become easier to control. A prime ob- jective of this reorganization was to get student Red Guards, carriers of the virus of "factionalism," out of the factories and the countryside and return them to the class room where they would once again (as had happened in February and March) undergo "rectification," a course of "military-political training" conducted by the PLA. -31- SECRET Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875RO01000010039-4 Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875RO01000010039-4 SECRET How to promote "great unity" and establish "great revolutionary alliances" between formerly feuding "factions" was the theme dominating discussion of the "cultural revo- lution" in September and October. As explained by Chair- man Mao, there were "two prerequisites for a great alli- ance," prerequisites embodied in his call addressed to the "revolutionary Left" at this time "to combat selfish- ness and criticize and repudiate revisionism." Exemplify- ing the first, three prominent leaders of contending Red Guard organizations in Peking engaged in "self-criticism" at a 20 September meeting of the Peking Red Guard Congress of Colleges and Universities and pledged to form a "great alliance" in advance of National Day. The second prerequisite referred to the launching of still another "campaign of mass criticism and repudia- tion directed at China's Khrushchev," redirecting "the spearhead of struggle" away from internecine strife toward "the handful of top party persons in authority following the capitalist road." As spelled out in a 17 September Liberation Army Daily editorial, the intent was to "guide the revolutionary masses to look forward instead of back- ward," to dissuade them from demanding a settling of "old accounts." As this editorial also made clear, the PLA was assigned the main responsibility for promoting "revo- lutionary great alliances" in both schools and factories. Although assigned the responsibility for restor- ing order in the ranks of the "revolutionary Left," the PLA was still denied the authority necessary to carry out this assignment. In addition to the general prohibition against use of force in dealing with the "revolutionary masses," the PLA received specific instructions at this time not to suppress "revolutionary mass organizations." Limited to the instrumentality of ideological and poli- tical training, the PLA's authority was further restricted by the requirements that only "a handful of bad persons" in these organizations were to be held responsible for "factionalism", and that it was necessary (as pointed out by Chou En-lai in a 9 October speech) "to rely on the revolutionary masses in these organizations to expose and deal with them." Compounding the difficulty was the admission (in an article discussing the problem of the -32- SECRET Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875RO01000010039-4 Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875R001000010039-4 SECRET "ultra-Left" in Hunan at this time) that "the broad revo- lutionary masses...find it more difficult to distinguish clearly the class enemy coming from the Left." Forbidden to use force and unable to secure voluntary compliance, the PLA was powerless to carry out its assigned mission. After a temporary lull in September and October, the problem of "factionalism" would once more become acute, threatening by the end of the year to engulf China once again in anarchy. Further complicating their task, PLA cadres were informed at this time that they too would have to under- go "training and education" to atone for and prevent the repetition of "mistakes" they had committed in "support- ing the Left" in the previous stage of the "cultural revolution 25X1 Mao during his September tour of the pro- vinces, he Chairman was very concerned over this ques- tion and repeatedly asked the comrades of various units how and why they made mistakes." The most important reason, according to Mao, was that "Army cadres have not been educated over a long time and have no experience in this connection." To help correct this deficiency, "train- ing classes" for senior military cadres from the provinces were held in Peking beginning in September and extending through the remainder of the year. A quicker, more effective remedy for these "mis- takes" committed by the PLA in "supporting the Left" (i.e., supporting "conservative" rather than "revolutionary" mass organizations) was to order the Army to disengage from factional struggles altogether. This order appeared in a 17 September Liberation Army Dail editorial in the injunction to Army troops "not to involve themselves in struggles among groups" and, more succinctly, in the slogan enunciated in speeches the same day by Chou En-lai and Madame Mao: "support the Left and not just factions." An important ancillary purpose of this directive, of course, was to prevent the virus of "factionalism" from spreading further into the Army. Civilian party and government cadres--tike third component of the "three-way alliance"--were to be given -33- SECRET Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875R001000010039-4 Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875R001000010039-4 SECRET still another chance "to correct their mistakes" by taking part in this "training" program in the fall of 1967. As suggested by another Maoist instruction ("it is necessary to expand the area of education and diminish the area under attack"), however, the principal concern of the "training" program this time was to protect these cadres from the punitive, wholesale attacks to which they had been subjected by "revolutionary rebels." The time had come to reassert Mao's "mild cadre policy," as exemplified in his admonition that "it is not good to beat the cadres, punish them by making them kneel on the ground, hang sign boards on their necks and put dunce caps on them." As discussed in an authoritative People's Daily editorial of 21 October, this new policy was asea on the recognition that "correct treatment of cadres" was "the key to realizing the revolutionary three-way alliance, consolidating the revolutionary great alliance and making a success of the struggle-criticism-trans'formation move- ment in each unit." There was an urgent need to recruit "revolutionary cadres" who, because of their "richer experience...better organizing and working ability and higher understanding of policy," would "serve as the core and backbone in the revolutionary provisional organs of power"--the "revolutionary committees." And since, the editorial asserted, "the ranks of our cadres have become purer, stronger and more vigorous," it would be possible "to let large groups of revolutionary cadres ...join the provisional power organs for a three-way alliance on all levels." The final and perhaps most important "instruction" conveyed by Chairman Mao during his September tour was that the process of setting up a new governmental structure (the "revolutionary committees") in all the 29 provinces ani major cities of Chin; be speeded up and completed by the end of January 1968. Whereas only seven of these had been formed in the first nine months of 1967, it was now intended to create 22 in the ensuing four-month period in order (in Mao." s words) that "problems of the whole country could be solved basically and the whole situation put into the normal track before the Spring Festival." To meet this deadline, it was no longer possible to rely -34- SECRET Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875R001000010039-4 Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875RO01000010039-4 SECRET on the long, drawn-out, cumbrous and generally unsuccess- ful method of "seizure of power" from below. Instead, it was necessary to impose solutions from above, hammer- ing out agreements in Peking on the basis of Mao's direc- tive "to solve the problems of various provinces one by one." As reported by Chou En-lai on 26 September, dele- gations from 12 provinces had come to Peking for just this purpose, a development which Chairman Mao had hailed as "good", because ''they have all come to look to the Central Committee to solve their problems." Chou's prediction in this speech that "it is not possible to solve very quickly the problems of the 12 provinces" was an accurate one. Emphasizing that "we must seriously discuss these problems in a responsible manner" with the representatives of the army, revolution- ary leading cadres and representatives of revolutionary mass organizations assembled in Peking, the Premier in- dicated a major stumbling block which would prevent rapid establishment of these "revolutionary committees"--that the composition and membership of these committees could not be arbitrarily decreed from above but would have to be approved by all three groups comprising these revolu- tionary organs of power. This meant that top leaders of the Party Center (notably Chou himself) would be forced to spend night after night in protracted and exhausting negotiating sessions lasting a month or more, during which the two "factions" from the province concerned wrangled over the degree of representation and share of power to be allotted each. As a result of the delay imposed by this time-consuming and laborious process, only seven additional provinces and major cities had suc- ceeded in proclaiming "revolutionary committees" by or near the time of the Spring Festival. Although the trend toward moderation initiated in late August continued, two major components of the effort to restore order had run into difficulty by the end of the year. First, the attempt to restore order from below by "establishing revolutionary great alliances on the basis of trade, profession, department or class in school" was foundering because of the refusal of "revolutionary mass organizations" in many areas to comply voluntarily -35- SECRET Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875RO01000010039-4 Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875R001000010039-4 SECRET with this irective. Forbidden by Mao to use force and "to suppress revolutionary mass organizations," the PLA was powerless to cope with the fresh outbreak of "faction- alism" in November and December which threatened once again to plunge large areas of China into "armed strug- gle" and anarchy. The undertaking to restore order from above by speeding up establishment of a new government structure had also fallen far short of the original goal. Here again the principal reason this program had not progressed faster was Mao's insistence that the representatives of "revolutionary mass organizations" be heard in the negotiating process and receive genuine representation in the new organs of revolutionary power. Despite the reverses encountered in 1967, Mao Tse-tung appeared determined at the close of the year on carrying his "cultural revolution" through to the end. Prospects "The Chairman has called for setting people in motion the first year, winning vic- tory in the second year and finishing the work in the third year." --Hsieh Fu-chih, Speech on "Fight Self, Repudiate Revisionism," 5 October 1967 The announcement in the fall of 1967 that the time- table for completing the "cultural revolution" had been extended to mid-1969 reflected a new appreciation of the difficulties involved in carrying the revolution through to the end. Central to this new appreciation was the realization that the struggle to "seize power" in 1967, which had started so exuberantly in the "January Revolu- tion," had been a failure. The admission of failure in the "seize power" move- sent appeared in a remarkably candid speech by Chou En- lai delivered in Peking on 8 November to representatives -36- SECRET Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875R001000010039-4 Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875R001000010039-4 SECRET of rival worker and Red Guard groups from Canton. With the exception of Shanghai, Chou explained, the "rebels" had not been able "to seize power in a proper way" be- cause of their inability to form "great alliances," a result in turn of their inability to understand and act upon "Chairman Mao's revolutionary line." What had hap- pened in most cases was that "power was seized by only one faction," which'invited counter-seizure by another facti',,.., so that "seizure of power became surrender of power and power could not be retained." After the Army had been called in to exercise this power temporarily, a second attempt (beginning in April) had been made to unite the revolutionary masses into "great alliances" under the slogan "take the Left as the core." But this attempt also had failed--"no matter which group you took as the core, things did not work out"--because it too had promoted "factionalism," leading to the indiscriminate labeling of "mass organizations" as "Rightist," "conservative" or "royalists with guns." The way to overcome this "factionalism" in the new stage of the revolution, Chou emphasized, was to recognize that all "mass organizations" were "revolutionary," that "all the masses are determined to make revolution." As was to be expected, the Premier spent little time explaining why the "seize power" movement had failed, merely point- ing out that the "question of power seizure" was a new one (Marx, Engels, Lenin and Stalin had never discussed it) which "Chairman Mao" had brought up and therefore required "study in the course of practice." The failure of Mao's grand design to mobilize the forces of the "revolutionary Left" to "seize power" from below necessitated a fundamental change in strategy in the fall of 1967 to one emphasizing control from above. An important part of this effort to re-establish centralized control over the political and economic life of the coun- try was the decision at this time to convene the long de- layed "Ninth Party Congress" in 1968. As revealed by Hsieh Fu-chih in a 26 October speech and in surrounding commentary, this decision reflected an intention to bring to an end the chaos which the practice of "extensive democracy" had produced in the preceding year, a situation -37- SECRET Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875R001000010039-4 Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875RO01000010039-4 SECRET in which party leadership had consisted largely of bring- ing "Mao Tse-tung's thought into direct contact with the masses." It also reflected disenchantment with the per- formance of the People's Liberation Army in 1967, speci- fically its failure to recognize and provide adequate support to the "revolutionary Left." Hsieh's speech suggested that another important reason for resurrecting the Party was the need to recruit experienced cadres quickly in order to restore orderly processes in the government and economy of China. This goal was to be achieved by organizing the party congress "from the top downward," by having the Central Committee select those who would attend. With the inducement of a chance to resume positions of authority within the party, government and economic apparatus, it could be expected that a large number of veteran party cadres would step forward to denounce Liu Shao-chi and join the ranks of the Maoists. Although there was some uncertainty as to the timing (Hsieh mentioned both May and September as possible dates), convening of the Ninth Party Congress in 1968 attended by carefully selected delegates would permit the voting out of office of the "handful" of Mao's opponents within the Party,* the formal investiture of Mao's new leadership team, and the proclamation of another great victory achieved in the "great proletarian cultural revolution." The creation of a revitalized Chinese Com- munist Party'staffed by trustworthy "revolutionary suc- cessors" has, of course, been a primary objective of Mao's "cultural revolution" from the outset. *Although only a rough estimate, the "handful" (the term employed in the original 8 August 1966 Central Com- mittee decision on the "cultural revolution") had probably grown by the end of 1967 to encompass several thousand leadership cadres at the central, regional and provincial levels of the Party, including nearly two-thirds of the Politburo, half of the full members of the Central Com- mittee, and three-fourths of the provincial party first secretaries. -38- SECRET Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875RO01000010039-4 Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875RO01000010039-4 SECRET Progress toward the original goals of the "cultural revolution" in 1967 was minimal and achieved only at great coat. The first goal--that of discrediting and overthrow- ing Mao's major opponents within the Party--was achieved readily enough, but in most cases the power "seized" from these opponents had then to be relinquished to the Army. Another important result of Mao's call to "seize power" from below had been to inculcate widespread contempt among Red Guards and "revolutionary rebels" for authority of any kind, including the authority of new "revolution- ary" institutions and even that of the Party Center. For these reasons,Mao's power to control developments in China --like that of other leaders--probably declined in 1967. Progress toward the second goal--that of identify- ing and training trustworthy "revolutionary successors"-- was limited and uneven. At the outset, many youthful Red Guards and "revolutionary rebels" appeared to be enthusiastic in their support of the revolution. After more than a year of violence and bloodshed and especially after their recent demotion to a position of secondary importance, it is likely that many among the younger generation in China have grown cynical and would welcome the opportunity to resume their studies in a quieter and better ordered society. Failure to make progress toward the third and final goal--that of achieving an ideological revolution-- was most noticeable of all. Instead of smashing the "four olds" (old ideas, culture,'customs and habits) and creating a new Chinese man devoted to Mao's conception of the good society (featuring class struggle, heroic poverty and collective enthusiasm), the end result of the "cultural revolution" in 1967 was to make the "four olds" more prevalent than ever, to revive traditional relation- ships and intensify the pursuit of narrow, selfish inter- ests (the most basic, of course, being personal survival) by both legal and illegal means. Given these setbacks and failures, it was a fair question to ask at the close of 1967 whether the "cultural revolution" was coming to an end. The answer to this question, however, depends upon the answer to another, SECRET Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875RO01000010039-4 Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875R001000010039-4 SECRET more basic question: whether Mao Tse-tung still dominates the central party, government and military leadership in Peking. The record of developments in the "cultural revolution" in 1967 demonstrates, it is believed, that Mao remained in charge throughout, initiating or at least approving all changes in policy, including the sud- den retreat toward moderation in late August forced by objective circumstances. These circumstances--princip- ally a damaged economy, a disturbed Army, a fragmented "revolutionary Left," a breakdown of Party and government machinery, and the consequent threat of anarchy--have forced Mao to call a halt to the destructive, mass phase of his "cultural revolution" and press ahead with the construction of a new "revolutionary" government and Party apparatus. This shift in strategy should not be construed, however, as a change in basic goals. In the eyes of Mao, the "cultural revolution"--as the ultimate expression of his views on the nature of man and society--can never end. As long as Mao Tse-tung continues to dominate the leader- ship in Peking, the "great proletarian cultural revolu- tion" will continue in Communist China. -40- SECRET Sanitized Copy Approved for Release 2009/12/03: CIA-RDP85T00875R001000010039-4