COMMENTS OF THE INTELLIGENCE DIRECTORATE ON CERTAIN RECOMMENDATIONS IN THE INSPECTOR GENERAL'S SURVEY: FOREIGN INTELLIGENCE COLLECTION REQUIREMENTS

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CIA-RDP85G00105R000100130012-7
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RIPPUB
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S
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18
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December 12, 2016
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July 30, 1998
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12
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March 10, 1967
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REPORT
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Approved For Release 2002/06/18 : CIA-RDP85GO0105R000100130012-7 25X1A COMMENTS OF THE INTELLIGENCE DIRECTORATE ON CERTAIN RECOMMENDATIONS IN THE INSPECTOR GENERAL'S SURVEY: FOREIGN INTELLIGENCE COLLECTION REQUIREMENTS (Note: Pages on individual recommendations are prepared. in three columns--the left-hand. column contains the original recommendation; the center column, the proposed. restatement of the recom- mendation; the right-hand column) comments and, background on the recommendation and. its restate- ment.) 10 March 1967 USE ONLY Approved For Release 2002/06/18 : CIA-RDP85GO0105R000100130012-7 SECRET Approved For Release 2002/06/18 :.CIA-RDP85GO0105R000100130012-7 SUMMARY OF DDI COMMENTS ON CERTAIN RECOMMENDATIONS IN IG SURVEY, "FOREIGN INTELLIGENCE COLLECTION REQUIREIVENTS" Rec. No. Subject 1 DCID 1/2 CNIO DCID 1/3 PNIO Rescind annual revision DCID 1/3 CIA rep on IPC; direct use of IPC List Revise RQM Form 986 Analyst-collector communications Common role for CGS in re DDI and. DDS&T Rotate CGS and. FI Staff pers CIRL notice CIRL preface CIRL background. statements A program for col- lection guides Accept Yes Yes Yes, but... Yes Yes ) 10 March 1967 Restatement is necessary to define committee task and objective, without prejudging out- come. Guidelines are suggested, including Recommendation No. 2. Incorporated in restatement of Rec. No. 1 as a guideline to committee. Rec. No. 3--for DDP action--is the major recommendation. It directs revision of DCID 5/5 and passage by USIB, revision of IPC procedures, and early completion of IPC List. DDI action on No. 4 will have to await some accomplishment of at least first two steps. In meantime, steps under Nos. 8, 24, 25, 26 will help with problem. A possibly helpful detail; related. to No. 8 in particular. Restated to shift focus to general area of analyst-collector communications, rather than limited one of "levyingof new requirements upon CIA collectors by CIA analysts," as in original recommendation. Rec. No. 8 and Rec. No. 26 are basic to accomplishing the objectives of the survey. Any progress on most of the other recommendations depends on what is done in response to Nos. 8 & 26. Furthermore, the two recommendations are complementary in their implications for management. For these reasons, they have been combined and amplified. The restatement affirms the responsibilities of the intelligence producing offices in DDI and DDS&T and of CGS toward each other, proposes creation of a Collection Guidance Advisory Group (CGAG) to help translate responsibilities into action, and defines the authority of Chief, CGS. Rotation proposed by IG report probably costs more than it buys us. Recommend instead periodic meetings of appropriate CGS and FI Staff personnel to discuss mutual problems. The restatement combines Rec. Nos. 10, 11, 12 into one. It recommends undertaking No. 11 on a trial basis. The restatement redefines objective of No. 12 and broadens responsibility to include the other intelligence producing offices contributing to the questions included in the CIRL; OCI is not the only office, nor is it even the most important in terms of this particular problem. The restatement calls on Chief, CGS, in collaboration with CGAG, to prepare collection guides as needed on selected intelligence problems Approved For Release 2002/06/18 : CIA-RDP85GO0105R000100130012-7 SECRET 17 25X1 D1 a 20 Subject A trial collection guid.ance program for DCS Access for CGS SIGINT Group to NSA collectors Duplication between human sources and, on Free World. SECRET Approved For Release 2002/06/18 : CIA-RDP85G00105R000100130012-7 Accept Restate Comment Yes, but... No The trial should be postponed until other recommendations--such as Nos. 1, 8, and. 26-- have had. a chance to work and. their effect on DCS has been measured.. Yes Yes Recommends that action be transferred. from DDI to CIA SIGINT Officer. SIGINT, COMOR and. multi- Yes sensor reconnaissance requirements CIA position on over- Yes head. recce require- ments Responsibilities of Yes division chiefs Responsibilities of Yes Office chiefs DDI support to CGS Yes Training on collection guidance Yes Yes The problem does not appear to be large. Yes Recommendation restated. to make it the complement, at the working group level, of Rec. No. 23, which is aimed, at the coordination of CIA position on problems coming before COMOR. Yes The restatement in effect prescribes continuation of present process--involving DDI and. DDS&T components and CGS in a continuing series of meetings culminating in one with ADDI and other senior persons--which operates to alleviate the problem noted. in the original recommendation. Yes The restatement combines Rec. Nos. 24 and. 25, which are detailed., programmatic listings of tasks, into a single comprehensive directive to CGS and CGAG to initiate a methodical attack on the problems of management in the collection requirements process. Yes See comment on No. 24, above. Yes Combined with Rec. No. 8. Yes Action transferred. to Director of Training, under general guidance of DDI, DDS&T, and. DDP, and, with assistance of CGS. Training is OTR's business, not that of CGS. Approved For Release 2002/06/18 : CIA-RDP85GO0105R000100130012-7 SECRET It is recommended that: SECRET ApproveccgpriR%le a 2002106118: CIA-RDP85G00105R000100130012-7Comment: It is recommended that: No. 1 is a major recommendation, No. 2 is a detail. In restating the recommendations, the two can be 1 An ad hoc committee of senior represent- atives of CIA production and collection components, chaired by the Deputy Director for Intelligence, undertake a review of the purpose and use of DCID No. 1/2, "Comprehensive National Intelligence Objectives," and DCID No. 1/3, "Priority National Intelligence Objectives," and develop a CIA posi- tion with respect to their content. Z.( The committee then prepare revisions of the two DCID's for proposal by CIA to USIB. In preparing the revisions, the..Committee should. con- sider the desirability of the following: (Qa That DCID No. 1/3 contain a short list of specific, unequivocal Objectives defined as those questions upon which our national survival depends. (a) The Deputy Director for Intelligence chair an ad. hoc committee of senior representatives of the production and collection components of CIA to develop a firm, authoritative CIA position with respect to the proper contect of DCID No. 1/2, "Comprehensive National Intelligence Objectives," and. DCID No. 1/3, "Priority National Intelligence Objectives." (b) This committee prepare a revision of DCID No. 1/3, for porposal by CIA to USIB, which will contain a short list of specific, unequivocal Objec- tives defined as those questions upon which our na- tional survival depends. (c) The committee prepare such a revision of DCID No. 1/2, for proposal by CIA to USIB, as w?11 appropriately cover other subjects of proper con- cern to intelligence which do not affect our na- tional survival It is recommended that: The Agency position include, for presentation to USIB, proposals that USIB rescind its require- ment for a strict annual schedule for revising DCID No. 1/3 and that USIB abolish the quarterly supplements to DCID No. 1/3 as serving no necessary or even useful purpose. (Jr) That DCID No. 1/2 appropriately define those subjects d goographie are"3to which normal and continuing intelligence collection and researeb are applicable, and those which do not warrant the development or allocation of intelli- gence resources. (e,) That the CIA proposal include a recommendation for establishing a suit- able mechanism to review the efforts of the member agencies with respect to PNIO's, and to recommend. to the USIB the specific collection, processing, and analytical actions that appear necessary to ensure most effective coverage of the problems. (A) That the CIA proposal include aboli- tion of the present schedule requiring annual revisions of the DCID No. 1/3 and the issuance of quarterly supple- ments to it. Approved For Release 2002/06/18 : CIA-RDP85G00105R000100130012-7 SECRET combined. The restatement is intended to do several things: {Air It places the responsibility for action on the committee, rather than on its chairman. This appears to be the intent of the report. While assigning the chairmanship to the DDI is proper, the problem is Agency-wide and so is the responsi- bility. It sets the committee's objectives with- out unnecessary adjectives (obviously the com- mittee is not going to develop a position which it regarded as unfirm or non-authoritative) and without prejudging the committee's conclusions. For example, revising DCID No. 1/3 so that it con- tains a 'j~hort list of specific, unequivocal Objec- tives defined as those questions upon which our national survival depends" is one way to solve the problem. It may be the most desirable way. But the committee should be free to consider other ways before it makes up its mind.. It suggests that the committee consider attempting to define, in DCID No. 1/2, those sub- jects-area] which are not sufficiently impor- tant to warrant the expenditure of intelligence resources. A statement of those subjects C"d- areec considered by the leadership of the intelli- gence community to be at the margin could help control the proliferation of requirements and. reduce the effects of the "information explosion." JW It also suggestSthe committee consider recommending that some mechanism be established to monitor community-wide implementation of the revised PNIO's and to recommend appropriate action. No. 1 No. 2 SECRET Approved For Release 2002/06/18 CIA-RDP85G00105R000100130012-7 No. 4 The Deputy Director for Intelligence instruct the Collection Guidance Staff to draft, and coor- dinate with all elements of CIA which produce clandestine collection requirements, a notice for Agency publications which: a. Defines the function and. responsibilities of the CIA member of the IPC. b. Defines the function and scope of the IPC List and. directs Agency originators of requirements to consult and. cite it in formulating their needs for clandestine collection. No. 4 Action on this recommendation Is critically dependent upon the action taken by the Deputy Director for Plans with regard to Recommendation No. 3. Once DCID No. 5/5 has been revised and passed by USIB, IPC procedures have been revised to make them responsive to the new DCID, and work has begun on the IPC List, then the action called for in Recommendation No. 4 can take place. In the meantime, the steps being taken in response to restated Recommendations No. 8, No. 24, No.'25, and No. 26 should. be helping to improve the per- formance of the producing offices in formulating their needs for clandestine collection. Approved For Release 2002/06/18 : CIA-RDP85G00105R000100130012-7 SECRET No. 6 SECRET Approved For Release 2002/06/18 : CIA-RDP85GO0105RO00100130012-7Comment: No. 6 It is recommended that: It is recommended that: The Deputy Director for Intelligence The Deputy Director for Intelligence charge the Chief, Collection Guidance Staff, in collab- a. Direct the Chief, Collection Guidance Staff, oration with the Collection Guidance Advisory to revise Form 986. Group (see Recommendation No. 8), with reviewing Form 986, "Collection Requirement," revising it b. Take measures to ensure that Form 986, as as necessary, and taking measures to ensure revised, is correctly and consistently used by all its correct and consistent use, including the CIA writers of collection requirements. issuance of an appropriate notice of instruction for supervisors and analysts. c. Issue a notice instructing analysts and their supervisors on the preparation of requirements. It is recommended that: The Deputy Director for Intelligence direct the Chief of the Collection Guidance Staff to develop, in collaboration with requirements officers of the Clandestine Services and the Domestic Contact Service, a means whereby the levying of new require- ments upon CIA collectors by CIA analysts is preceded by an inquiry as to the feasibility of satisfying such a requirement with current assets, to the end that formal ad hoc requirements be limited. to those of immediate practical value as collection guidance. It is recommended that: The Deputy Director for Intelligence direct the Chief, Collection Guidance Staff, in collabora- tion with the Collection Guidance Advisory Group and the requirements officers of the Clandestine Services and Domestic Contact Service, to develop appropriate measures that facilitate communication and exchange of information between CIA analysts and CIA collectors regarding the effect of analyst requirements on collector capabilities. A major objective is to increase the amount of analyst- collector interchange that takes place in advance of the submission of formal ad hoc requirements. It is possible that some changes in the form will help. However, the problem is not the inadequacy of the present Form 986, but the fact that few persons along the line-- from the analyst who writes the requirement, to the supervisor who reviews and endorses it, to the collection guidance officer who transmits it to the collector-- have felt compelled to meet the validation criteria conscientiously. Progress achieved under restated Recommenda- tions No. 8, No. 24, No. 25, and No. 26 is probably more important for obtaining the results sought by the IG than revision of Form 986. This recommendation concerns one of the details that will need attention as the Agency moves to incorporate the ideas of the IG report into its operating procedures. This recommendation is of a piece with Recommendation No. 6 and the restate- ment is meant to give the two a common action base. The only substantive change in restating the recom- mendation is that the focus has been shifted to the general area of analyst-collector communications, and not limited, as in the original recommendation, to "the levying of new requirements upon CIA col- lectors by CIA analysts." Approved For Release 2002/06/18 : CIA-RDP85GO0105R000100130012-7 SECRET No. 6 No. 7 No. 8 It is recommended that: M SECRET Approve&lxorRs20b~106118 : CIA-RDP85G00105R000100130012-7 Comment : The Deputy Director for Intelligence, in coor- dination with the Deputy Director for Science and. Technology, issue a statement describing the mission and functions of the Collection Guidance Staff in identical terms for each directorate. No. 26 The Deputy Director for Intelligence furnish all necessary support to the Collection Guidance Staff in its efforts to: (a) Mitigate the deleterious effects of the Information Explosion that are already being felt. (b) Apply strict selective criteria to all foreign intelligence requirements in order to prevent the Information Explosion from getting completely out of hand.. (c) Introduce progressively more order and system into human-source requirements. Approved For Release 2002/06/18 : CIA-RDP85G00105R000100130012-7 appropriate. The Group will meet to review problems arising in the collection guidance process and to take specific actions, or develop programs, to re- solve the problems. A first item of business for the Chairman and. the Group will be to prepare for following offices: FMSAC, OBI, 0 , ONE ORR, and OSI. Representatives of collet ions c ivi s may be invited to attend. meetings of the Group as .7:: nd.er the chairmanship of the Chief, Collection waste motion. So disparate and complex are the Guidance Staff. The Group will be made up of the problems involved that it is necessary to have Deputy Directors, or their representatives, of the specialists who give their full time and attention It is recommended that: 1. The Deputy Director for Intelligence and the Deputy Director for Science and Technology direct the Chief, Collection Guidance Staff, to provide assistance in support of the intelligence producing offices in matters relating to collection guidance, particularly with respect to those measures necessary to: (a) Apply strict selective criteria to all foreign intelligence requirements in order to prevent the Information Explosion from getting completely out of hand. (b) Introduce progressively more order and system into the preparation and, levying of requirements, especially those affecting human sources. (c) Take other necessary steps to mitigate the deleterious effects of the Information Explosion that are already being felt. The intelligence producing offices in turn are responsible for utilizing the assistance of and cooperating with the Collection Guidance Staff in matters concerning collection guidance, parti- cularly those bearing on (a), (b), and (c), above. We believe that Recommendations No. o and No. 26 are so basic to accomplishing the objective. of the survey and so complementary in their impli- cations for management that they should be com- bined. and amplified.. The restatement of the combined. recommendation: affirms the responsibilities of the intelligence producing offices and of CGS toward each other in matters relating to collection guidance, proposes creation of an Advisory Group to help translate these responsibilities into action, and, defines the authority of. the Chief, Collection Guidance Staff. The language of original Recommendation No. 8 tends to suggest that there should be a relation- ship between DDS&T and CGS that can be represented on a table of organization. The organizational aspect is, in fact, largely irrelevent. CGS is now located within the proper organizational con- text and at the proper organizational level to do its job. What is important is the ability of CGS to play an important role for the intelligence produci offices in the process of collection requirements and guidance. This process exists and will go on whether CGS exists or not. It is clearly to the advantage of all concerned., producers and col- 2. To facilitate effective common action on lectors, to see that communications between them collection guidance problems and. measures, a and the interrelatiozf their needs and capabilitie collection Guidance Advisory Group will be established are handled. effecien ly and with a minimum of to making the process work. These are the people who make up CGS, and this is its role. The problems posed by the collection require- ments process are not DDI problems. Nor are they DDS&T problems. They are the common problems of intelligence producers attempting to make the col- lection machinery work effectively for their needs. No. 8/No. 26 SECRET SECRET Approved. For Release 2002/06/18 : CIA-RDP85G00105R000100130012-7 issuance a notice that states the mission and. It is not necessary for CGS to intrude upon functions of the Collection Guidance Staff the chain of command. in any Office of either in identical terms for both directorates. Directorate for it to carry out its responsibi- 3. The Chief, Collection Guidance Staff, in collaboration with the Collection Guidance Advisory Group, will keep the performance and needs of the two Directorates in the field. of collection requirements under continuing review. Where deficiencies or inadequaies are identified., the Chief, Collection Guidance Staff, is authorized. to make recommendations for appropriate action to the office directors or to the Deputy Director for Intelligence and. the Deputy Director for Science and. Technology, as necessary. lities for specialized assistance in the field of collection requirements. It is necessary, however, for the producing offices to have confidence that their substantive interests will be understood and fully considered by CGS in any recommendations or judgments it makes in handling the collection requirements process. One way to give the producing offices a voice in how CGS plays its role in the process is to create an Advisory Group made up of one senior sub- stantive representative from each of the offices. The group, meeting under the chairmanship of the Chief of CGS, would hear the problems that arose within the offices or between the offices, the collectors, and CGS, and assist in their resolution. CGS would have a forum within which to communicate its judgments on what actions were important and what were marginal in the collection requirenn nts process. If these were adverse to the stated re- quirements of the analysts in a producing office, its representative would be present to amplify on the priority the office attached, to the requirement or to take other appropriate action. As indicated in Paragraph 3, the recommendation as restated makes explicit the authority of the Chief, Collection Guidance Staff, to have recourse to the office directors and. to the heads of the two Directorates when necessary to the solution of identified deficiencies. Under this arrangement, the Directorate heads can relate deficiencies in In short, we believe that the combined. restate- the collection guidance process (and. the steps or ment of recommendations No. 8 and No. 26,. if accepted. resources necessary to solve them) to the total and. implemented, will enable the intelligence pro- responsibilities and resources of the Directorates. ducing offices and. the Collection Guidance Staff to move progressively toward a more balanced. con- cern for requirements problems and. a more rational and effective handling of the collection require- ments and. guidance process. Approved For Release 2002/06/18 : CIA-RDP85G00105R000100130012-7 SECRET No. 8/No. 26 ? No. 9 The Deputy Director for Intelligence, in coordination with the Deputy Director for Plans, arrange for the regular exchange of officers between the Requirements and. Evaluation Branch of the Intelligence Group of the Foreign Intel- ligence Staff and the Human Resources Group of the Collection Guidance Staff. SECRET Approved For Release 2002/06/18 : CIA-RDP85G00105R000100130012-7 No. 9 Comment: The Deputy Director for Intelligence and the Deputy Director for Plans charge the Chief, Col- lection Guidance Staff and the Chief, Foreign Intelligence Staff with holding periodic meetings of the Human Resources Group/CGS and the Require- ments and Evaluation Branch of the Intelligence Group/Fl Staff to discuss mutual problems and. needs in bridging the gap between the producer and the Clandestine Services collector. Approved For Release 2002/06/18 : CIA-RDP85GO0105R000100130012-7 SECRET No one questions the desirability of improving the ability of CGS and Fl Staff to communicate on the problems they have in common. We do question, however,whether the gains to be realized. from exchanging persons for a six- month period would offset the loss of those persons' services throughout that time. It is unlikely that the exchangee could become productive in the new location in such a short period of time. Nor should he be under pressure to do so because he is there to learn. At the same time, if he is being trained properly, he is requiring the time of the profes- sionals in the office, thus detracting from their ability to concentrate on collection requirements tasks. For these reasons, we believe that the two organizations should periodically schedule meetings in part to get to know one another better, and also to discuss the kinds of problems they share and what can be done to improve their ability to handle them. No. 9 It is recommended that: SECRET Approved For Release 2002/06/18 : CIA-RDP85G00105R000100130012-7 Nos. 10, 11, and 12 Comment: The Deputy Director for Intelligence, in coordi- nation with the Deputy Director for Science and Tech- nology, issue a notice explaining the status and use of the CIRL. It is recommended that: The Deputy Director for Intelligence, in coordi- nation with the Deputy Director for Science and Tech- nology, direct the preparation for each issue of the CIRL of a preface identifying the most important needs listed. therein. The Deputy Director for Intelligence direct the Director for Current Intelligence to assume responsi- bility for the regular production of background statements for the CIRL. The Deputy Director for Intelligence and. the of the total effort being undertaken to improve Deputy Director for Science and. Technology direct understanding of the collection guidance program the Chief, Collection Guidance Staff, in collabo- on the Agency. By itself, it would have little ration with the Collection Guidance Advisory Group, effect. take the following measures to improve the Current Intelligence Reporting List (CIRL): Para 2: The idea proposed in Recommendation No. 11 should. be undertaken initially on a trial 1. Prepare and issue to recipients of the basis. Singling out a small number of questions CIRL a notice explaining its purpose and use. could. draw attention away from the main body of questions and cause collectors to ignore, or at 2. Initiate on a trial basis the preparation least discount, all but the "important" ones in of a preface to each CIRL that would identify the the preface. Also, there is some danger that the most important needs listed. in that issue. Some process of selection and. coordination, if it be- arrangement like the following could be considered.: came too elaborate or burdensome, might impair each contributing office would nominate several the effectiveness of the CIRL as an informal channel questions from their total list as ones of particular for direct communication between producer and col- current interest; after all lists had. been submitted, lector. an informal meeting of representatives from each office would be convened under CGS auspices to make Para 3: The original statement of Recommendation the final selection of questions for the preface. No. 12 has two defects: it does not define "back- If the selection process proved satisfactory and. ground statement" and. it limits action to only one the results useful, the preparation of a preface of the contributing offices. The terms used in the could be instituted as a regular feature of the text to talk about background statements ("pre- CIRL. sentations of the intelligence base" and Washington's "viewpoint on field. situations") indicate that the 3. Require that brief introductory comments authors have in mind something far more comprehensive are prepared as necessary to clarify and give proper than we believe is desirable, necessary, or practi- context to questions submitted. for the CIRL. cable. We believe the purpose will be served. if pains are taken to see that questions requiring some explanation or background to be understood are accompanied by brief introductory comments. OCI is an important office for this aspect of the CIRL but it is by no means the only one; ORR and OSI also prepare numerous questions that may benefit from the addition of brief introductory comments. Approved For Release 2002/06/18 : CIA-RDP85GO0105R000100130012-7 SECRET It is recommended that: Para 1: The action called for in this restate- ment of Recommendation No. 10 is viewed. as one part No. 10 No. 11 No. 12 No. 13 The Deputy Director for Intelligence, in coordination with the Deputy Director for Science and Technology, direct the preparation and. implementation of a program for the produc- tion and. periodic revision of comprehensive guides on selected. intelligence subjects. SECRET Approved For Release 2002/06/18 : CIA-RDP85G00105R000100130012-7 No. 13 Comment: It is recommended that: The Deputy Director for Intelligence and the Deputy Director for Science and Technology direct the Chief, Collection Guidance Staff, in collabo- ration with the Collection Guidance Advisory Group, to initiate the preparation of collection guides as need.ed. on selected. intelligence problems. We detect a certain ambivalance in the IG Report's discussion of this minor recommendation. On the one hand., the report soundly observes that "the collection guide is busy work unless it is likely to lead to useful collection action or realistic operational planning." But then it goes on to find virtue in the fact that the col- lection guide, "like the CIRL, can be issued to several collectors without regard to specific capabilities," a concept that is excoriated with- out mercy in the chapter on the Information Explosion. Because collection guides have proved useful on occasions in the past, particularly where they were carefully molded to match a specific collec- tion need with a certain collector's capabilities, we believe that the core idea contained in the original recommendation whould be retained. The restatement eliminates the word "program" and all that it conjures up of an institutionalized way of performing the function, with a stylized format, submission of program calls, formal annual or semi-annual reviews, etc. This way lies busy work. Approved For Release 2002/06/18 : CIA-RDP85G00105R000100130012-7 SECRET SECRET Approved For Release 2002/06/18 : CIA-RDP85G00105R000100130012-7 No. 14 No. 14 The Deputy Director for Intelligence direct the preparation, on a trial basis, of a collection guidance program for the Domestic Contact Service. No restatement needed., but see Comment. In the absence of more compelling reasons for going ahead on this immediately, we believe that action on this recom- mendation should be postponed until other, more fundamental recommendations--such as No. 1, No. 8 and No. 26--have been implemented and their effects on the collection efforts of DCS measured. The IG Report shows that, despite the absence of an IPC-like guidance document, the Domestic Contact Service has been successful in responding to substantive requirements, often more successful than collectors who possess such documents. By itself, the recommendation will not remedy the tendency to give first preference to clandestine or technical collection methods rather than. overt human sources. Nor will the recommendation by itself remedy the so-called lack of guidance to DCS on Free World subjects. Any attempt to write a two-year program for DCS before the PNIO's and CNIO's are revised probably would result in an enumeration of the majority of the countries of the world. Recommendation No. 11, on the preparation of a preface of "most important needs" for the CIRL, probably will be as useful for providing DCS with guidance as the proposed program. In short, the changes resulting from other recommendations should directly benefit DCS and. may eliminate the need. for any further consideration of preparing, on a trial basis, a formal two-year collection guidance program for DCS. Approved For Release 2002/06/18 : CIA-RDP85GO0105R000100130012-7 SECRET No. 14 No. 16 SECRET ApproveocF. ori6telease 2002/06/18 : CIA-RDP85G00105R000100130012-Xomment : The Deputy Director for Intelligence pro- vide for the members of the SIGINT Group of the Collection Guidance Staff such technical training and access as will facilitate their mission of fostering communications between CIA intelli- .gence analysts and. community COMINT collection specialists. It is rec9mmend.ed that: The Deputy Director for Intelligence, in coordination with the Deputy Director for Plans, ensure that duplication between COMINT and human- source requirements on the Free World is reduced. to the necessary minimum. The CIA SIGINT Officer arrange with the National Security Agency for the members of the SIGINT Group of the Collection Guidance Staff to have continuing access, through appropriate SIGINT channels, to NSA collection components to facilitate more effective communication between CIA intelligence analysts and. COMINT collection specialists. It is recommended that: The Deputy Director for Intelligence direct the Chief, Collection Guidance Staff, to take measures, in coordination with representatives The essence of the problem is access, not indoctrination. If access can be gained., in- doctrination will follow. Comment: If in fact a problem exists (and the report cites no evidence that it does, only that "over- lap between collection systems is much less desir- able in the Free World,".and that "duplication of requirements is likely to be a waste"), then the of the Deputy Director for Plans, to reduce unneces- recommendation as restated. should. assist in its sary duplication between COMINT and. human-source solution. requirements on the Free World. Approved For Release 2002/06/18 : CIA-RDP85GO0105R000100130012-7 SECRET Action responsibility rests with the CIA SIGINT Officer, not the Deputy Director for Intelligence. The personnel involved. happen to be in the Intelligence Directorate, but the arrangements to realize the recommendation will have to be made between the CIA SIGINT Officer and NSA. No. 16 No.17 Approve$O SECRET or Release 2002/06/18 : CIA-RDP85GO0105RO00100130012-7 No. 20 1~0. 20 Comment: It is recommended that: The Deputy Director for Intelligence, in coordination with the Deputy Director for Science and Technology, direct the Collection Guidance Staff to advise the CIA members of the COMOR SIGINT Working Group and of the COMOR on coordination of CIA requirements in connection with SIGINT and multi- sensor national reconnaissance operations. The Deputy Director for Intelligence and the Deputy Director for Science and Technology direct their producing offices to assist the Collection Guidance Staff in establishing coordinated Agency positions on all overhead reconnaissance requirements for the CIA members of COMOR and SIGINT Committee working groups. The real substantive problem in the area addressed by this recommendation is how to get COMOR, with its concentration on photography, out of the SIGINT business. The report recognizes this and notes, on page B-28, that the SIGINT Working Group of COMOR "has no connection with the SIGINT Committee of USIB. . . CIA management, the USIB SIGINT Committee, and COMOR are all well aware of this problem and are considering various possible solutions." Nevertheless, the recommendation would be useful and appropriate if it was broadened. Since the question is requirements, and since requirements is the reason for being of the Collection Guidance Staff, we believe that the recommendation should be equally applicable to all COMOR working groups, and all SIGINT Committee working groups. This recommendation as restated is the complement, at the working group level, to Recommendation No. 23, which is aimed at the coordination of the Agency's position on prob- lems coming before COMOR itself. Approved For Release 2002/06/18 : CIA-RDP85GO0105R000100130012-7 SECRET No. 23 It is recommended that: SECRET Approved For Release 2002/06/18 : CIA-RDP85GO0105R000100130012-7 It is recommended. that: The Deputy Director for Intelligence formu- late and coordinate a CIA position on require- ments for overhead reconnaissance in such a way as to identify those disagreements which may require resolution by higher authority. The Deputy Director for Intelligence and the Deputy Director for Science and Technology direct their appropriate components to assist the Col- lection Guidance Staff in establishing a coordi- nated Agency position on overhead reconnaissance requirements for the CIA member of COMOR, subject to the review and direction of higher Directorate authority. In the event of interdirectorate disagreement that cannot be resolved by the Deput; Directors, the Deputy Director for Intelligence shall ensure that the issue is raised with the CIA member of the USIB for decision (per Paragraph 9 of RR 51-9, 12 Jan 1965). The restatement describes how the system that has been evolved "to formulate and coordinate a CIA position on requirements for overhead-recon- naissance in such a way as to identify those dis- agreements which may require resolution by higher authority" now works. That is, the CIA Member of COMOR contacts the appropriate components of all Directorates (including DDP) to obtain the infor- mation and advice necessary to synthesize an Agency position on matters coming up in the interagency COMOR forum. The process involves a continuing series of meetings starting at the working level in the individual offices and working progressively up the ladder until it culminates in an informal intra- Agency meeting involving the Assistant Deputy Director for Intelligence and. other senior com- ponent representatives. The present system does in fact alleviate the problem of concern to the IG group. It enables a CIA position to be developed out of the diversity of needs and views of the interested components, and it provides for resolution at the appropriate level of the inevitable component differences. Approved For Release 2002/06/18 : CIA-RDP85GO0105R000100130012-7 No. 23 Comment: No. 23 SECRET c No. 24 It It is recommended that: SECRET ApprovecvorRelkawo.20 2106118: CIA-RDP85GO0105R000100130012-7 Comment : The Deputy Director for Intelligence and the Deputy Director for Science and Technology instruct the chiefs of their substantive divisions to assume these responsibilities: a. He should validate all requirements coming from his division, certifying that the information is needed. to fill a gap in the national intelli- gence,, is not already available, and is not likely to be collected by a mechanism other than the one to which the requirement is addressed. b. He should stimulate personal communication between his analysts and representatives of appro- priate collection mechanisms both before and after a requirement is written and delivered in order that: (1) analysts may learn better how to word their requirements in a manner appropriate to the mechanism; (2) analysts may supply prompt and efficient operational support; and (3) analyst and collector may work together as a team, with prompt feedback from the latter and prompt evaluation from the former. c. He should be prepared to certify that the analytical resources of his division are sufficient to deal with the foreseeable answers to all ques- tions being asked by it at any one time and. to produce useful finished intelligence therefrom. d. He should ensure that informal requirements and evaluation requests are recorded as soon as possible for purposes of managerial control. e. He should review all requirements issued by the division at least twice a year to ensure that they are up to date, that they concentrate on the most important gaps in the division's information, and that they are receiving attention in accordance with the relative priorities among the various sub- jects within the division's competence. (continued, on next page) The Deputy Director for Intelligence and the Deputy Director for Science and Technology charge the Chief, Collection Guidance Staff, in collabo- ration with the Collection Guidance Advisory Group, with devising and implementing practical measures to assist the directors of the substantive offices Recommendations No. 24 and No. 25 are essen- tially the same and should be combined. Each charges a different management echelon in the DDI and the DDS&T--division chief and. office chief-- with the need to translate their responsibilities for management of the collection requirements needs of their components into action. and. their division chiefs in carrying out their The problem with the two recommendations is responsibilities for control, validation, and. re- that they are unduly specific in the absence of any cording of all requirements; for communication on machinery to make the actions called. for work. For needs with collectors and the Collection Guidance example, telling a division chief that he must Staff; and. for periodic audit of office and division validate all requirements coming from his division performance in the field of collection guidance. without considering what needs to be done to help him do this invites a pro forma response that has no effect on the problem. Approved For Release 2002/06/18 : CIA-RDP85GO0105R000100130012-7 SECRET The restatement is intended to set the stage for a methodical attack on the problems of manage- ment raised by the two original recommendations. It is an old axiom that an organization does well only those things the boss checks. There is no system now in being that enables the division chief or the office chief to check systematically the performance of his component in the field. of col- lection requirements. Just "making people respon- sible, dammit" is not going to solve the problem. Working together the Advisory Group and. the Collection Guidance Staff can devise those measures and procedures that enable the managers to check the performance of their units, perform the reviews at the times and in the detail necessary, and still meet their other responsibilities. This is not a program that can be completed overnight. Like the other activities called into being by the IG report, it will take time and. con- centration to make the managers more aware of their responsibilities in this area and more inclined to meet these responsibilities head on. The recommen- dation as restated represents a practical way to start moving in the right direction. No. 24 No. 25 SECRET Approved For Release 2002/06/18 : CIA-RDP85GO0105R000100130012-7 f. He should ensure that analysts are fully informed about all elements of the collection re- quirements system, how they relate to one another, and how they are related to the division's work. No. 25 It is recommended that: d. He should compile, not less often than twice a year, an extremely brief list of the most important gaps so identified., and arranged in order of their importance to his office. This list could serve the double purpose of keeping top management systematically informed and. of forcing the chain of command below it to give hard thought to hard subjects now often sloughed off onto committees and. into catch-all catalogues. The Deputy Director for Intelligence and. the Deputy Director for Science and Technology instruct the directors of their substantive offices to assume these responsibilities: a. He should keep himself generally aware of all the requirements levied by his office, as to type, quantity, appropriateness to the various col- lection mechanisms, and expected effects upon the work loads and production schedules of his office. b. He should set priorities among the gaps in information which most affect the work of his office and discuss these priorities with represen- tatives of the various collection mechanisms. c. He should keep sufficient watch on the requirements of his office, as expressed either by his divisions or by USIB committees, to be able to assure himself and higher authority that his most important gaps have been cleaxt y identified and expressed in practical terms to the collectors. Among other things this means assuring himself that methods appropriate to his office have been devised for screening out the trivial, the impractical, and. the inappropriate. e. He should use the knowledge of gaps thus acquired to develop the ability of his office to cooperate with the collectors in the fields of collection guidance and operational support, as distinct from the mere listing of requirements or gaps. This would especially mean encouraging subordinates to propose practical suggestions for acquiring the information desired. Approved For Release 2002/06/18 : CIA-RDP85GO0105R000100130012-7 SECRET SECRET Approved For Release 2002/06/18 : CIA-RDP85G00105R000100130012-7 Comment: No. 27 The Deputy Director for Intelligence, in coor- The Director of Training, under the general dination with the Deputy Director for Science and. guidance of the Deputy Director for Intelligence, Technology and. the Deputy Director for Plans, arrange the Deputy Director for Science and Technology, briefings on the collection guidance system for and the Deputy Director for Plans, ani with the analysts in the Agency's intelligence production assistance of the Chief, Collection Guidance offices. Staff, take the measures necessary to increase training of Agency personnel on the collection requirements process in line with the IG report's conclusions and. recommendations, insofar as they are approved. and. adopted.. Approved For Release 2002/06/18 : CIA-RDP85G00105R000100130012-7 SECRET Implementation of this recommendation will over time assist in developing a better under- standing of the collection requirements process and the responsibilities of the producing offices in making it work. The report calls for "briefings by CGS officers with the assistance of representatives of the DCS and the Clandestine Services." We believe that the long-term and continuous undertaking implied. by the recommendation is more properly a function of the Office of Training, operating under the technical advice of the Collection Guidance Staff. It would be an improper use of manpower, given the pressing need to "mitigate the deleterious effects of the Information Explosion," to turn collection guidance specialists into briefers and. trainers.