"SOVIET ACTIVE MEASURES: FORGERY, DISINFORMATION, POLITICAL OPERATIONS"

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CIA-RDP84B00274R000100040004-8
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October 1, 1981
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Approved For Release 2007/03121 :CIA-RDP84B00 ROUTING AND RECORD SHEET SUBJECT: (Optional) FRO EXTENSION NO. PCS/PGLO DATE 8 February 1982 TO: (ORicer designation, room number, and building) DATE OFFICER'S COMMENTS (Number each comment to show from whom RECEIVED FORWARDED INITIALS b whom. Draw a line across column after each comment.) 1. C/PCS/PGLO ~ Attached is a paper entitled "Soviet 'Active 2? Measures': Forgery, Disin- formation, Political Operatio which is an unclassified Stat 3. C/EPDS ~ /~' Department summary of a cla by IAD The a. Sta e epartment re ease the paper at a press conference in October 1981. s. SA/ODDO J/ ~ '~-~ As rec{uested by the DCI U (see attached reference) the 6. attached copy of "Soviet 'Active Measures" is for transmittal to Representative ~. William Dickinson (R. Al.), egzs ative Liaison the ranking minority member of the House Armed Services B. Committee. The two other papers rec{uested by the DCI are DDI papers. 9. 10. il. 12. 13. 14. ts. PCS/PGLO FORM ~ ~ O USE PREVIOUS I-79 EDITIONS ".5X1 5X1 Approved For Release 2007/03121 :CIA-RDP84B00274R000100040004-8 Special Report No. 88 The following paper was prepared by the Department of State in response to requests for information from a number of individuals, private groups, and foreign governments. In late 1979, agents of the Soviet Union spread a false rumor that the United States was responsible for the seizure of the Grand Mosque of Mecca. In 1980, a French journalist was con- victed by a French court of law for acting as a Soviet agent of influence since 1959. In August 1981, the Soviet news agency TASS alleged that the United States was behind the death of Panama- nian leader Omar Torrijos. These are three examples of a stream of Soviet "active measures" that seek to discredit and weaken the United States and other nations. The Soviets use the bland term "active measures" (aktivnyye meropriyatiya) to refer to operations in- tended to affect other nations' policies, as distinct from espionage and counterintel- ligence. Soviet "active measures" include: ? Written or spoken disinformation; ? Efforts to control media in foreign countries; ? Use of Communist parties and front organizations; ? Clandestine radio broadcasting; ? Blackmail, personal and eco- nomic; and ? Political influence operations. None of this is to be mistaken for the open, accepted public diplomacy in which virtually all nations engage extensively. Public diplomacy includes providing press releases and other information to jour- nalists, open public broadcasting, and a wide variety of official, academic, and cultural exchange programs. By contrast, Soviet "active measures" are frequently undertaken secretly, sometimes violate the laws of other nations, and often in- volve threats, blackmail, bribes, and ex- ploitation of individuals and groups. Soviet `Active Measures Forgery, Disinformation, Political Operations October 1981 United States Department of State Bureau of Public Affairs Washington, D. C. Soviet "active measures" do not al- ways achieve Moscow's objectives. In some cases, Soviet operations have failed because of ineptitude or because targeted individuals or governments have re- sponded effectively. However, Soviet "ac- tive measures" have had some success, and they remain a major, if little under- stood, element of Soviet foreign policy. The approaches used by Moscow in- clude control of the press in foreign coun- tries; outright and partial forgery of documents; use of rumors, insinuation, al- tered facts, and lies; use of international and local front organizations; clandestine operation of radio stations; exploitation of a nation's academic, political, economic, and media figures as collaborators to in- fluence policies of the nation. Specific cases of Soviet "active measures" included here are: the Soviet anti-theater nuclear force (TNF) cam- paign in Europe; the Soviet anti-"neutron bomb" campaign; Soviet activities in sup- port of the leftists in El Salvador; the Soviet campaign against the U. S.-Egypt relationship and the Camp David process. "Active measures" are closely inte- grated with legitimate activities.and Soviet foreign policy. Decisions on "active measures" in foreign countries are made at the highest level of authority in the U.S.S.R. -in the Politburo of the Com- munist Party Central Committee-as are all other important decisions of Soviet foreign policy. The activities are designed and exe- cuted by a large and complex bureaucracy in which the KGB and the International Department of the Communist Party of the Soviet Union (CPSU) Central Com- mittee are major elements. The Interna- tional Information Department of the CPSU Central Committee is also deeply engaged in such activities. Actual opera- tions abroad are carried out by official and quasi-official Soviet representatives, including scholars, students, and jouri nalists, whose official Soviet links are not always apparent. The highly centralized structure of the Soviet state and the state's pervasive control and direction of all elements of society give Soviet leaders impressive free use of party, government, and private citizens in orchestrating "ac- tive measures." The open societies of the industrial democracies and many developing na- tions, and the ease of access to their news media, often give Soviets open season for "active measures." Many Western and developing countries ignore or downplay Soviet "active measures" until Soviet blunders lead to well-publicized expul- sions of diplomats, journalists, or others involved in these activities. The Soviets are adept at making their policies appear to be compatible or parallel with the interests of peace, environmental, and other groups active in Western and de- veloping societies. By contrast, the Soviet Union denies access to its mass media for foreigners who might criticize Soviet society or the foreign policies of the U.S.S.R. While the United States remains the primary target, Moscow is devoting in- creasing resources to "active measures" against the governments of other indus- trialized countries and countries in the developing world. Moscow seeks to dis- rupt relations between states, discredit opponents of the U.S.S.R., and under- mine foreign leaders, institutions, and values. Soviet tactics adjust to changes in international situations but continue, and in some cases intensify, during period.; of reduced tensions. "Active Measures" Trchniques The tactics and emphasis of Soviet "ac- tive measures" change to meet changed situations. For instance, Soviet use of Marxist-Leninist ideology to appeal to foreign groups often turns out to be an obstacle to the promotion of Soviet goals in some areas; it is now being deem- Approved For Release 2007/03121 :CIA-RDP84B00274R000100040004-8 phasized though not completely aban- doned. At the same time, some religious themes-notably the Soviet assertion that the Islamic religion occupies a favor- able position in the U.S.S.R. -have as- sumed greater significance, as Moscow courts Islamic countries in Africa and the Middle East. Similarly, while Soviet-dominated in- ternational front groups still are impor- tant in Soviet "active measures" abroad, Moscow is broadening its base of support by using more single-interest groups and fronts formed for particular purposes to promote its goals. Soviet "active measures" involve a mix of ingenious and crude techniques. A brief sample of types of activities includes the following. Efforts to Manipulate the Press in Foreign Countries. Soviet agents fre- quently insert falsely attributed press matE~rial into the media of foreign coun- tries. In one developing country, Soviets used more than two dozen local jour- nalists to plant media items favorable to the U.S.S.R. Soviets have also used the Indian news weekly Blitz to publish forgeries, falsely accuse Americans of being CIA personnel or agents, and dis- seminate Soviet-inspired documents. In another country, the Soviets used local journalists to exercise substantial control over the contents of two major daily newspapers. Forgeries. Soviet forgeries-com- pletely fabricated or altered versions of actual documents-are produced and cir culated to mislead foreign governments, media, and public opinion. Recent Soviet forgeries are better and appear more fre- quently than in the past. Among forgeries that Soviet agents have pro- duced and distributed are bogus U.S. military manuals and fabricated war plans designed to create tensions be- tween the United States and other coun- tries. In some cases, the Soviets used ac- tual documents passed to the KGB by U.S. Army Sergeant Robert Lee Johnson (who was eventually arrested and con- victed as a Soviet agent) as models for style and format in Soviet forgeries. In one case, Soviet agents, seeking to dis- rupt NATO theater nuclear force modern- ization, circulated a forged "top secret" letter from Secretary of State Cyrus Vance to another Western foreign minister. Disinformation. Soviet agents use rumor, insinuation, and distortion of facts to discredit foreign governments and leaders. In late 1979, Soviet agents spread a false rumor that the United States was behind the seizure of the Grand Mosque of Mecca. In another case, Soviet officials "warned" officials of a West European country that the CIA had increased its activities in the country and that a coup was being planned. Some- times these disinformation campaigns ap- pear in foreign media suborned by the Soviets, enabling Moscow to cite foreign sources for some of the distortions and misstatements that often appear in the Soviet media. A recent and particularly egregious example was the August 1981 TASS allegation that the United States was behind the death of Panamanian General Omar Torrijos. Control of International and Local Front Organizations. Moscow controls pro-Soviet international front organiza- tions through the International Organi- zations Section of the International Department of the CPSU Central Com- mittee. Front organizations are more effective than openly pro-Soviet groups because they can attract members from a broad political spectrum. Prominent among these fronts are the World Peace Council, the World Federation of Trade Unions, the World Federation of Demo- cratic Youth, and the Women's Interna- tional Democratic Federation. Moscow's agents use Soviet "friendship" and cul- tural societies in many countries to con- tact people who would not participate in avowedly pro-Soviet or Communist or- ganizations. The function of front, "friendship," and cultural groups is to support Soviet goals and to oppose policies and leaders whose activities do not serve Soviet interests. To complement organizations known for pro-Soviet bias, the Soviets some- times help establish and fund ad hoc front groups that do not have histories of close association with the Soviet Union and can attract members from a wide political spectrum. Clandestine Radio Stations. The Soviet Union operates two clandestine radio stations: the National Voice of Iran (NVOI) and Radio Ba Yi, which broad- cast regularly from the Soviet Union to Iran and China. Moscow has never pub- licly acknowledged that it sponsors the stations, which represent themselves as organs of authentic local "progressive" forces. The broadcasts of both of these Soviet stations illustrate the use of "ac- tive measures" in support of Soviet for- eign policy goals. For instance, NVOI broadcasts to Iran in 19790 consistently urged that the American diplomatic hostages not be released, while Soviet of- ficial statements supported the hostages' claim to diplomatic immunity. Economic Manipulation. The Soviet Union also uses a variety of covert economic maneuvers in "active measures" operations. For example, a Soviet am- bassador in a West European country warned a local businessman that his sales to the U.S.S.R. would suffer if he went ahead with plans to provide technical as- sistance to China. In another industrial- ized country, Soviet agents sought to in- crease local concern over the stability of the dollar by driving up the price of gold. This was to be accomplished by manipu- lating aflow of both true and false infor- mation to local businessmen and govern- ment leaders. The gambit failed because the Soviet officials who attempted to carry it out did not fully understand the financial aspects of the operation. Political Influence Operations. Political influence operations are the most important but least understood aspect of Soviet "active measures" activities. These operations seek to exploit contacts with political, economic, and media fig- ures in target countries to secure active collaboration with Moscow In return for this collaboration, Soviet officials offer inducements tailored to the specific re- quirements or vulnerabilities of the in- dividual involved. In 1980, Pierre-Charles Pathe, a French journalist, was convicted for acting as a Soviet agent of influence since 1959. His articles-all subtly push- ing the Soviet line on a wide range of in- ternational issues-were published in a number of important newspapers and journals, sometimes under the pseudonym of Charles Morand. The jour- nalist also published a private newsletter which was regularly sent to many news- papers, members of parliament, and a number of foreign embassies. The Soviets used Pathe over a number of years to try to influence the attitudes of the promi- nent subscribers to his newsletter and to exploit his broad personal contacts. In other cases, Soviet officials estab- lish close relationships with political fig- ures in foreign countries and seek to use these contacts in "active measures" oper- ations. Capitalizing on the host govern- ment official's ambition, his Soviet con- tact claims to be a private channel to the Soviet leadership. To play upon his sense of self-importance and to enhance his credibility within his own government, the host government official may be in- vited to meetings with high-level Soviet leaders. The Soviets then exploit the local official to pass a mixture of true, distorted, and false information-all cal- culated to serve Soviet objectives-to the host government. Use of Academicians and Jour- nalists. Soviet academicians, who often are accepted abroad as legitimate coun- terparts of their non-Soviet colleagues, frequently engage in "active measures." Unlike their free world counterparts, Approved For Release 2007/03121 :CIA-RDP84B00274R000100040004-8 they must play two roles-their legiti- mate academic pursuit of knowledge for its own sake and their political activities on behalf of the Kremlin. Soviet aca- demicians are obliged to obey instructions from bodies which plan and control Soviet "active measures" activities. Similarly, Soviet journalists often engage in "active measures" operations in addition to serv- ing as representatives of Soviet news agencies. One KGB officer in an industri- alized country used his journalistic cover to pass forgeries, as well as to publish numerous propaganda articles aimed at influencing the media of the host country. Case Studies The Soviet Anti-TNF Modernization Campaign in Europe. The Soviet cam- paign in Europe against NATO TNF modernization is a good illustration of Soviet use of "active measures." After a long and unprecedented buildup of Soviet military strength in Europe, including the deployment of new SS-20 nuclear mis- siles targeted on Western Europe, the NATO ministers in December 1979 de- cided to modernize NATO's TNF capabili- ties. The Soviets immediately began an ongoing, intensive campaign to develop an environment of public opinion opposed to the NATO decision. (Of course, not all opposition to the TNF modernization de- cision is inspired by the Soviet Union or its "active measures" activities.) In this campaign, Soviet diplomats in European countries pressured their host governments in many ways. In one European country, the Soviet ambassador met privately with the Minister of Com- merce to discuss the supply and price of oil sold by the Soviet Union to that coun- try. During the discussion, the ambas- sador gave the minister a copy of Leonid Brezhnev's Berlin speech dealing with TNF. He suggested that if the host gov- ernment would oppose TNF moderniza- tion, the Soviet Ministry of Foreign Af- fairs might persuade the Soviet Ministry of Foreign Trade to grant more favorable oil prices. Moscow has spurred many front groups to oppose the TNF decision through well-publicized conferences and public demonstrations. To broaden the base of the anti-TNF campaign, front groups have lobbied non-Communist par- ticipants, including antinuclear groups, pacifists, environmentalists, and others. In some cases, the activities of these broad front groups have been directed by local Communist parties. Soviets have predictably devoted the greatest re- sources to these activities in NATO coun- tries where opposition to the TNF mod- ernization decision is strongest. cial wrote that "the political campaign against the neutron bomb was one of the most significant and successful since World War Two." The propaganda cam- paign did not end in 1978; it was incorpo- rated into the anti-TNF effort. With the recent U. S. decision to proceed with ERW production, the Soviets have begun a new barrage of propaganda and related "active measures." Soviet "Active Measures" lbward El Salvador. Complementing their overt public support for the leftist insurgency in El Salvador, the Soviets have also en- gaged in a global "active measures" cam- paign to sway public opinion. These ac- tivities include a broad range of standard techniques, including forgeries, disinfor- mation, attempted manipulation of the press, and use of front groups. The obvi- ous dual purpose has been to increase support for the insurgency while trying to discredit U.S. efforts to assist the Government of El Salvador. In 1980, Salvadoran leftists met in Havana and formed the United Revolu- tionary Directorate (DRU), the central political and military planning organiza- tion for the insurgents. During the same period, the Salvadoran Revolutionary Democratic Front (FDR) was estab- lished, with Soviet and Cuban support, to represent the leftist insurgency abroad. The FDR and DRU work closely with Cubans and Soviets, but their collabora- tion is often covert. The FDR also supported the estab- lishment of Salvadoran solidarity commit- tees in Western Europe, Latin America, Canada, Australia, and New Zealand. These solidarity committees have dis- seminated propaganda and organized meetings and demonstrations in support of the insurgents. Such committees, in cooperation with local Communist parties and leftist groups, organized some 70 demonstrations and protests between mid-January and mid-March 1981 in West- ern Europe, Latin America, Australia, and New Zealand. The FDR and DRU are careful to conceal the Soviet and Cuban hand in planning and supporting their activities and seek to pass themselves off as a fully independent, indigenous Salvadoran movement. These organizations have had some success in influencing public opinion throughout Latin America and in West- ern Europe. The effort of the insurgents to gain legitimacy has been buttressed by intense diplomatic activity on their be- half. For example, at the February 1981 nonaligned movement meeting in New Delhi, a 30-man Cuban contingent, coop- erating closely with six Soviet diplomats, pressed the conference to condemn U. S. policy in El Salvador. In the Netherlands, for example, the Communist Party of the Netherlands (CPN) has set up its own front group- Dutch Christians for Socialism. In November 1980, the Dutch "Joint Com- mittee-Stop the Neutron Bomb-Stop the Nuclear Armament Race," which has ties to the CPN, sponsored an interna- tional forum against nuclear arms in Amsterdam. The forum succeeded in at- tracting support from a variety of quar- ters, which the CPN is exploiting in its campaign to prevent final parliamentary approval of the TNF decision. The Soviet Campaign Against En- hanced Radiation Weapons (ERW). The Soviets, throughout 1977 and early 1978, carried out one of their largest, most ex- pensive, and best orchestrated "active measures" campaigns against enhanced radiation (neutron) weapons. (Again, not all opposition to the U.S. decision to pro- duce the enhanced radiation weapon is Soviet inspired.) ' This Soviet campaign has had two objectives: first, to halt deployment of ERW by NATO; second, to divide NATO, encourage criticism of the United States, and divert Western attention from the growing Soviet military buildup and its threat to Western Europe and the world. ? Phase one occurred throughout the summer of 1977. The Soviets staged an intense propaganda blitz against ERW and the United States, involving numer- ous demonstrations and protests by vari- ous "peace councils" and other groups. This phase culminated in a Soviet- proclaimed international "Week of Action." ? Phase two began in January 1978 with Soviet propaganda exploitation of a letter from Leonid Brezhnev to Western heads of government warning that pro- duction and deployment of ERW consti- tuted aserious threat to detente. A bar- rage of similar letters from members of the Supreme Soviet went to Western par- liamentarians. Soviet trade union officials forwarded parallel messages to Western labor counterparts. ? Phase three came in early 1978 with a series of Soviet-planned confer- ences, under different names and covers, designed to build up the momentum of anti-ERW pressure for the U. N. Special Session on Disarmament of May-June 1978. These meetings and conferences, held throughout February and March, were organized either by the World Peace Council or jointly sponsored with estab- lished and recognized independent inter- national groups. The Soviet campaign succeeded in complicating allied defense planning and focusing criticism on the United States. A top Hungarian Communist Party offi- Approved For Release 2007/03121 :CIA-RDP84B00274R000100040004-8 At another level, the Soviet media have published numerous distortions to erode support for U. S. policy. For exam- ple, an article in the December 30, 1980 Pravda falsely stated that U. S. military advisers in El Salvador were involved in punitive actions against noncombatants, including use of napalm and herbicides. In another particularly outrageous dis- tortion, aJanuary 1, 1981 article in the Soviet weekly Literaturnaya Gazeta falsely stated that the Unified States was preparing to implement the so-called centaur plan for "elimination" of thou- sands of Salvadorans. Campaign Against the U.S.- Egyptian Relationship and the Camp David Process. In the Middle East, Moscow has waged an "active measures" campaign to weaken the U.S.-Egyptian relationship, undermine the Camp David peace process, and generally exacerbate tensions. A special feature of Middle East "active measures" activities has been the use of forgeries, including: ? A purported speech by a member of the U. S. Administration which insulted Egyptians and called for "a total change of the government and the governmental system in Egypt." This forgery, which surfaced in 1976, was the first of a series of bogus documents produced by the Soviets to complicate U.S.-Egyptian relations. ? A forged document, allegedly pre- pared by the Secretary of State, or one of his close associates, for the President, which used language insulting and offen- sive to President Sadat and other Egyp- tians and also to other Arab leaders, in- cluding King Khalid of Saudi Arabia. This forgery was delivered anonymously to the Egyptian Embassy in Rome in April 1977. ? A series of forged letters and U. S. Government documents, which criticized Sadat's "lack of leadership" and called for a "change of government" in Egypt. These forgeries surfaced in various loca- tions during 1977. ? A forged dispatch, allegedly pre- pared by the U. S. Embassy in Tehran, which suggested that the United States had acquiesced in plans by Iran and Saudi Arabia to overthrow Sadat. This forgery was sent by mail to the Egyptian Em- bassy in Belgrade in August 1977. ? A forged CIA report which criticized Islamic groups as a barrier to U.S. goals in the Middle East and sug- gested tactics to suppress, divide, and eliminate these groups. This forgery sur- faced in the January 1979 issue of the Cairo-based magazine Al-Dawa. ? A forged letter from U. S. Ambas- sador to Egypt Herman F. Eilts, which declared that, because Sadat was not prepared to serve U. S. interests, "we must repudiate him and get rid of him without hesitation." This forgery surfaced in the October 1, 1979 issue of the Syrian newspaper Al-Ba`th.. Conclusion The Soviet Union continues to make ex- tensive use of "active measures" to achieve its foreign policy objectives, to frustrate those of other countries, and to undermine leadership in many nations. On the basis of the historical record, there is every reason to believe that the Soviet leadership will continue to make heavy investments of money and man- power in meddlesome and disruptive op- erations around the world. While Soviet "active measures" can be exposed, as they have often been in the past, the Soviets are becoming more sophisticated, especially in forgeries and political influence operations. Unless the targets of Soviet "active measures" take effective action to counter them, these activities will continue to trouble both in- dustrialized and developing countries. ^ Published by the United States Department of State Bureau of Public Affairs Office of Public Communication Editorial Division Washington, D. C. October 1981 This material is in the public domain and may be reproduced without permission; citation of this source is appreciated. Bureau of Public Affairs United States Department of State Washington, D.C. 20520 Postage and Fees Paid Department of State STA-501 If address is incorrect please indicate change. Do not cover or destroy ~ this address label. Approved Far Release 2007103/21 :CIA-R?P84B00274R000100040004-8