JPRS ID: 10233 USSR REPORT LIFE SCIENCES BIOMEDICAL AND BEHAVIORAL SCIENCES
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~ JPRS L./ 10233
4 January 19~2
USSR Re ort
p
LIFE SCIENCES
BIOMEDICAL AND BEHAVIORAL SCIENCES
CFOUO 1/82)
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JPRS L/10233
, 4 January 1982
USSR REPORT ~
- LI~E $CIENCES ~
BIOMEDICAL AND BEHAVIORAL SCIENCES
c,FOUO 1/82)
CONTENTS
szocx~zsTxY
Iiandbook Describes Rapid Microbial Identification Methods......... I
- BIONICS
~'~lgorithms of Intellectual Activity 5
Bionic Modeling of Fish Electric Com~munication and Location
Systems 9
Cybernetic Approach to Man-Machine Interaction Ar.alyzed........... 24
~IOTECHNOLOGY
Respiration and Oxygen Patternts of Dolphins............s.......... 35
ENVIRONMENT
, Animal Ecology Assists in Betiav:tor Control 39
MEDICAL DEMOGRAPHY
Life I~cpectancy: Analysis and ~Iodeling . ~ 45
- The Environment ~nd Health 47
- PHYSIOLOGY
Aviation Medicine 51
Regulating Mechanisms of Memory 90
- a- [III - USSR - 2].a S&T FOUO]
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1~OR (ll~l~l('lAl. 1151~'. ON11'
Objective Method for Evaluating Vestibular ~t~.bility From
Trend of Nystagmic Indices After Exposure to Cumulative
Coriolis Acceleration 94
Problems of Space Biology, Vol 39: Effects of Hyperbaric
En~ironment on Man and Ani.mals 103
Book Explores Advanced ~heory of Extracellui.ar Brain Currents..... 107
HUMAN FACTORS
Problea~s of Space Biology, Vol 41: Biological Rhythms...,........ 112
Textbook An~lyzes Western Projective Personality Measurement
Techniques 119
Decision Making and Air Traffic Control......������~������~��~���� 123
PSYCHIATRY
Medicinal Preparations Used in Psychiatry 131
Indivin~a~ Distinctions of Human Memory (Psychophysiological
- Study) . lk3
Electrophysiological Correlates of Mutual Relationships
_ Existing Between Desynchronizing and Synchronizing
Brain Structures During Sleep and Wakefulness~ 146
New Book Sub~ects Brain-~Stress Correlates to Quantitative
Analysis 155
PSY'CHOLO(sY
- Emotions and Thought...~ 157
~ F'sychology in Physical Education and Sports....~....���������~��.� 160
; Development of Psychological Science at tiie Psychology '
164
- Department of Moscnw University
_ Psvchologiral Studies of Intellectual Se1f~Regulation and 171
- Activity
b -
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BIOCHEM?STRY
HANDBOOK DESCRIBES RAPID MICROBIAL IDENTIFICATION METHODS
Kishinev USKORENNYYE :yIETODY ENZIMOIND.T,v.ATSII MIKROBOV in Russian 1979 (signed to
. press 9 Jan 79) pp 2-4, 170-171
[Annotation, table of contents, and foreword from book "Rapid Enzymatic Methods of
Microbial Identification", by Valentin Mikhaylovich Nikitin ard Stepan Vasil'yevich
Plugaru, Kishinev State Medical Institute, Nbldavian SSR Ministry of Iiealth~
Izdatel'stvo "Shtiintsa", 1,525 copies, 172 pages]
[Text] This mcnograph presents rapid methods of enzymatic identification and,
biochemical differentiation of microorganisms. For the first time, a t~icrobiological
classification, developed by the authors, of rapid methods for studying the bio-
chemical act:ivity of microbes is presented. 2'he book illuminates the theoretical,
methodological, and technical problems associated with rapid enzymatic methods of
microbial identification, and it examines the influer.ce of ~arious factors on the
rate of bacterial enzymatic reactions.
, The monograph is intended for a broad range of speci.alists--microbiologists, bi-
ologists, biochemists, epidemiclogists, specialists in infectious diseases, and
laboratory technicians.
Contents Page �
Foreword . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
Classification of Microbiological Methods of Rapid Determination of
the Biochemical Properties of Microbes . . . . . . . . . . . . . . . � . . . 4
Chapter. I. Rapid Enzymatic Methods of Microbial Identification on Media
~ Containing a Fermentable S~abst~ate . . . . . . . . . . . e . . � � � � � � � ~
Drop Methods of Rapid Determination of the Enzymatic Activity of
Microbes on Solid Media . . . . . . . . . . . . . . . . . . . . . . . . . 8
Tube Micromethods of Rapid Determination of Microbial Enzymatic Activity 12
Capillary Methods ~f Rapid Determination of the Enzymatic Properties
- of Microbes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23
An Electrophysical Method of Rapid Enzymatic Identification of
Microbes on Liquid Media . . . . . . . . . . . . . . . . . . . . . . . . 28
Enzymatic Methods of Microbial Identification on Polycarbohydrate
Nutrient Media . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 34
1
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Chant~r II. Rapid ~nzymatic Methods of Microbial Identi�ication ~n Carbo- ;
hydrate-less Media Using ~pPcial Test Media Containing a Fermen~able Substra~ke 60 ~
Enzymatic Methods o~ Microbial Identification Using Tabletized ~
Carbohydrates . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 60
Enzyma~ic Methods of Microbial Identific:ation Ffitploying Polymer Films ~
- Centaining Casbohydraies . . . . . . . . . . . . . . . . . . . . . . . . . 63
Rapid Enzymatic Methcds of Microbial Identification Using Carbohydr.ate-
Impregnated Paper Discs . . . . . . . . . . . . . . . . . . . . . . . . . . 66
1. Method~ Employing Carbohydr.~te-Impregnated Paper Dis:s Without
a ~H Indicator . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 67
2. Methods Emplcying Carbohydrate-Impregnated Paper Discs Wiih a
pH Indicator . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 71
3. V. M. Nikitin's and S. V. Pl~igaru's Methods Emploging Carbo-
_ hydrate-Impregnated Paper Discs With a pH Indicator, Covered by
a Protective Film . . . . . . . . . . . . . . . . . . . . . . . . . . . 76
Rapid Enzymatic~ Methods of Microbial Identification Em~loying
V. M. Nikitin's and A. P. Kalancha's (1974) Rapid ]Enzymatic Methods
of Microbial IdentiFication Using Carbohydrate-Impregnated Paper Floats 99
The 'rest Strip Metho3 for Rapid Detection of Ferm~entation of Organic
Acid Salts by Micro4rganisms (Nikitin, Kalancha, Ruseykina, 1978) 109
Chapter III. Influence of Different Factors on the Rate and Results of
Determining Biochemical Properties of Microbes . . . . . . . . . . . . . . . . 112
- Effect of Carbohydrate Concentration in a Paper Disc on the Results and
Rate of Determi.ning Microbial Enzymatic Activity . . . . . . . . . . . . . 1Z2
Effect of the Type and Concentration ~f pH Indica.tor in Carbohydrate-
IznpregnatPd Paper Discs on the Results of Determining Bacterial
Enzymatic Activity . . . . . . . . . . . . . . . . . . . . . . . . . . . . 119
Effect of the Type and Concentration of Polymer in the ProtPCtive FiLn
of a Carbohyrlrate-Impregnated Paper Disc on the Results of Determining
Microbial Enzymatic Activity r . . . . . . . . . . . . . . 124
Effect of t:he Concentr.ation of�the�Microbial�Culture on the Time of
~ Sugar Fermentation on Carbohydx,..te-Impregnated Discs . . . . . . . . . . . 3-28
Effect of the Inoculation C~ncentration of a Microbial Culture on the
Time of Carbohydrate Fermentation in the Carbohydrate-Impregnated
- Paper Float Method . . . . . . . . . . . . . . . . . . . . . . . . . . . . 132
- Effect of the Growth Phase and Age of a Microbial Culture an the
Time of Sugar Fermentation on Carbohydrate-Impregnated Paper Discs 134
Effect of Incubation Temperature ~n the Results and Rate of I~etermining
the Enzymatic Activity of Microorganisms . . . . . . . . . . . . . . 140
Effect of the Composition and Quality of the.Nutrient Medium on Rapid
- Determination of the Enzymatic Properties of Microbes Using Carbohydrate-
:'mpregnated Paper Discs . . . . . . . . . . . . . . 147
Effect of the Nutrient Content�of the Lir~uirl.Phase on Rapid Determination
cf Microbial Enzymatic Properties Using Car.�bohydrate Floats 153
Effect of Carbohydrate-Impregnated Paper Disc Storage Time on Quality 158
~ Bibliograpny . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 161
2
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F(1R l)FN1('IA1, l(tiH: nNi.Y
Foreword
The biochpmical activity of microorganisms can be studied by determining their
capabilit-y for breaking down various chemical compourids (organic, inorganic, and
synthetic) by me~ns of specific exo- and endoenzymes released by them. Such deter-
m:.nations play an important role in identification of such microorganisms in the
laboratory, and they are broadly employed as a means for descri.bing the pathogenic
- properties of ;nicroorganisms. Moreover industrial microbiology uses methods to
determine the spectrum of enzymes and their activity in its search for micro-
~ organism~ that actively produce specific enzymes which are used in directed
catalysis with the purpose of obtaining useful biological products and various
bacterial cultures, which are in. turn used to break down various wastes and
toxic ch~micals.
Meciical nucrobiologxsts interested in identifying pathogenic microorganisms and
determining the properties of differAnt populations of bac*_eria study their bio-
-.j chemical activity, inasmuch as this activity is the basis of bactErial classifications,
and it is always used to establish the generic m~mbership of disease agents, an~ as
a means for their specific and typological differentiation.
The longest and ~st laborious stage of microbiological analysis performed in the
course of laboratory diagnosis uf a given infectious disease is that of studying
the biochemical properties of pathogenic microbes (especially when 8-10 and more
specific enzymes produced by the disease agen~ must be revealed).
It takes 24-48 hours and longer to analyze 5-7 enzymes by the commonly accepted,
universal serial differentiation technique, used to study the biochemical propertieG
' of microbes. This length oi time ~or determi.ning ~he biochemical traits of microbes
fails to satisfy the demands of microbiological practice and the epidemiological
service today.
New methods of rapid determination af the biochemical properties and enzymatic
activity of mi~roorganisms have been developed, and existing methods have been
improved in the last 20-30 years in *he Soviet Union (Adamov, 1964-1972;
Andreyeva, 1960; Andreyeva, et al., 1976; BlinkiYZ, 1963; Blokhina, 1977; Kalina,
19%3-1976; Kiktenko, 1953-1966; Kichenko, 1948; Nikitin, 1964-�1978; Plugaru, 1970-
1g77; Ravich-Birger, 1955-1970, and others) and abroad (Closs, 1971; Matsen, 1970;
Schwartz, 1968; Z'hiry, 1974). Owing to L�heir quickness, and the negligible out~ay
of labor and materials, rapid enzymatic methods for detsrnuning t.he p.resence of
microbes and identifying them has significant advantages over Hiss's commonly
accepted classical serial differentiation technique, and chemical meth~ds. They
are distinguished by high specificity, simplicity c;f execution, and high informa-
tion content; moreover they may be used to study fern~entation of substances with
_ chemical nature that is unknown or insufficiently revealed.
A large number of diverse rapid micro- and macromethods of determining the enzymatic
activity of microbes have been developed and praposed. But most of them have not
enjoyed broad application in bacteriological laboratories. Z'his can be explained
_ by a number of reasons: imperfections in many rapid methods that seriously limit
their use; lack or Pxtreme scarcity of a number of chemicals and preparations
necessary for quick enzymatic identification of microorqani.sms, aiid absence of a
= scientific classification of these methods, and of the required scientific references
.
and manuals.
3
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M'i)K Uh'MIt:IAI. UJL: UIVLY
A real necessity has arisen for testing a r_umber of the most promising rapid and
economical methods of fast enzymatic identification of microbes; information ob-
t.ained from experiments with these methods would permit us to select one (and ~
possibly two), and recommend it for introduction into microbiological practice.
This monograph will promote broader and fuller use of the possibilities of rapid
enzymatic methods of bacterial identification, and further developmer~t of the
theory and improvement of the microbiological methods of rapid detection of the
biochemical properties of microorganisms. ~
COPYRIGHT: Izdatel'stvo "Shtiintsa", 1979
11004
CSO: 1840/191
~
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BIONICS
UDC; 153.001.57+621.391
- ALGORITHMS OF INTELLECTUAL ACTIVITY
Tashkent ALGORITMY INTELLEKTUAL~NOY DEYATEL'NOSTI in Russian 19:9 ($igned to press
20 Dec 79) pp 2-6, 132
~ [Annotation, foreword, introduction and table of contents from book "Algorithms of
Intellectual Activity , b; Adyldzhan Akhmedovich Usmanov and Anatoliy Viktorovich
Napalkov, Uzbek Scientific-Produc*ion "Cybernetics" Association,. Uzbek Academy of
Sciences, Izdatel'stvo "Fan", 100 copies, 132 pages]
[Text] This monograph is the result of ~oint research of specialists in the area
- of algorithmic analysis of brain function and theoretical cybernetics. It des-
cribes the methods for the study of higher nervous activity in ~nan.and some models ~
related ~o analysis of thinking while playin~ chess. Analysis is made of the
learning process; an algorithmic description is given of man's orit~nting and
exploring jresearch] abilities undex difficult environmental conditions. Analysis
is made of the process of decision making in new situations that are not known to
man. There is discussion of the means of using algorithmic descriptions of
intellectual activity to solv~~ practical problems.
This book is intended for a wide circle of scientists, students, school children
~ and all those concerned with problems of development of cybernetics and creation
; of artificial intelligence. Illustrations 7; bibliography lists 185 items.
Foreword
~ Development of cyberneti~s opened up vast new opportunities to study brain function.
The period that has elapsed since the publication of the works of N. Wiener re-
i vealed that most efforts to analyze the mechanisms of intellecttial activity on
the basis of existing methods of formal description did not lead to perceptible
, res~~lts. Until recently, ti~ere has been a rift bet~een neurophysiological studies
j re?ated mainly to accumulation of facts and development of theory in t~ie field of
= cybernetics. The rich opportunities for der~?onstration of the mechanisms of brain
: function, which were created on the basis of development of cybernetics and computer
i technology, have remained unused. For this reason, the ideas of V. K. Kabulov
; concerning the algorithnic direction in c:ybernetics are considered to be ~xtremply
relevant .
The problem of app?ying theory of ir.formation processes to the study of Y,rain
function is of special importance. Thinking i~ an example of the most contplex
and refined information prucessing. Many studies are presently being pursued in
this direction. Many questions are the subject of seriuus discussion,
5
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This book reflects one of the directions whose goal is to provide an integral
~ description ~f the mechanisms of higher nervous activity on the basis of the method
of algorithmic anal.ysis. The material is arranged in accordance with the principle
of advancing from simple processes and means of their formal description to more
complicated ones. This mode of presentation also conforms with the history of
formation of theory of information processes. First, there is discussion of the
general conception of information-related activity as a phenomenon of construc-
- tion, transformation and transmission of images, then there is analysis of different
mechanisms of brain function. T~.e methods, which are based on use of cybernetic
theory, are compared to the results of psychological and neurophysiological studies.
Introduction
The main function of the brain is to process informatian. There are amazing
properties in information and its processing. While they do not exist by themselves,
in a"ptzre form," they are always expressed by some ph~sical or chemical systems,
they move from one system to another, retaining their main "content" (remaining
unchanging). Thus, it is well-known that messages can be transmitted over radio
waves, expressed in the fo.rm of sunic oscillations, written on paper, etc. The
essence of information cannot be reduced to any of its physical "carriers.~' The
same properties were found in a study of information processing, in particular,
in development and use of computers. The program as a description of information
activity cannot be reduced to the physical arrangement of a computer. The same
computer, as a physical system, can be used for different: information-related
activity, for example, the capacity to play chess or contr.ol melting of steel.
These properties create great difficulties in the study Qf information processes~
if they are expressed in living organis~s. They have the capacity to emerge in
the form of various physical and chemical manifestations, altering their ~~extertial
imsge . "
Information processes are organized in the form of social structures and construc~
tions, which do not have an unequivocal conformity to the structure that ex-
presses their basis. For this reason, isolat~on of physicochemical elements p],ay~
ing an informative role does not make it possible to analyze integra7. in~ox~tna,t3on
activ_ty as such. When a resear_cher tries to study information act~v~,ty on the
basis of isolation of physical or chemical elements that express it, ~or exazqpJ.e,
he determiaes the structural formula for insulin, effect of reni,n on blood
pressure, or examines bioelectrical phenomena in neurons of the brain~ he ineyitabl.y
- overlool~s integral information processes. On1y physicochemica~ phencmena are the
~ ob~ect of his observation.
In the past, the above-mentioned di�ficulties were underesti;mated, ~ox t~.~;s
reason, as has been recently shown, a substantia7, gap developed in the system
of man's knowlPdge about phenomena in nature. Assurance that sc~ence has su~~~;~
cient information about information processes in living organisms turned ok~ to
be a great and dangerous illusion. The extent of the miscalculations made ir.
science is determined by the great significance of infox'mation processes i:n
differeat arEas of man~s life.
In our times, it became apparent that, wh~.1e science had a power~u~, ax'mlamentax'ium
of resources in the area of investigat~.on o~ chemical and physical. ph~nqme.na~
6
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in nature, including the feasibility of formal description of processes (for example,
in the form of structural formulas and systems of chemical equations), it has far
from modern resources for the study of information activity of living systems and,
in particular, the study of brain function. There, studies are essentially on a
primitive le~~el, and they do not rise above the simple collection of facts. On the
one hand, it has become apparent that the previous attempts at studying informa-
tion activity on tr,e basis of analysis of physicochemical processes were doomed ta
failure. On the oth~r hand, efforts made to artificially construct information
~ systems within the framework of "artificial intelligence" were in the nature of
an intuiti~e search, similar to some extent to the search for the means of synthesiz-
ing compler. c:hemicals during the alchemy peri~d. Of course, they could not laad
- to results that would become the foundation for investigation and comprehension of
mechanisms of brain function. For this t�eason, in our times a new and pressing
~ nroblem emerged, that of organizing research of information processPS as such, on
the basis of isolaring them from the obscuring physicochemical systems.
First of all, the question arose of the possibility of isolating and "cultivating"
information activity outside Ziving systems. We know that until chem'_cal processes
were studi~d in "test tubes" and microorganisms were cultivated on nutrient media
it was not possible to study the complex phenomena occur.iing in Iiving organisms
under normal co:zditions and in the pr~sence of pathological deviations. This
problem became even more acute in the study of information processes since, in
addition to the task of isolating the essential main process from complex systems,
the problem emerged of separating them from the effecting physicochemieal basis.
Then it was necessary to express rhe isolated information processes in dynamic
systems, where they could ~e "preserved" for a long time and studied. In this
connection, a need arose for special symbols and rules of construction of informa-
tion structures and their elements.
Just as it was necessary to start with the reproduction in test tubes of the
- most elementary reactions in the field of chemistry, in the study af information
processes one had to artificially renraduce, at the first stages, the -nost
elementary information structures and their ~orrelations. Then it became possible
to reproduce in models and to study the properties of complex information systems.
After the foundation of abstract theory of information processes was l~id in this
manner, it was possible to analyze c:~ its basis the complex, complicated infoi-ma-
tion systems existing in nature, for ~xample, the thinking of a designer, investi-
gator, information processes at the basis of control of development ef an organism
and biocenoses, pathogenic information system$ reGponsible for development ~f
diseases.
The correlation between the~ry of infor:nation processes and mathematics is very
important. Apparently, the formal means ~f describing information processes
cannot be reduced to any of its existing parts. They resemble most the means
of abstract description (systems of formulas) that ar.~ used in chemistry. At .
the same time, since mathematics is part of information activity, there is the
prospect of constructing a single, integral system of modern mathematical means
of formal descriptic-n.
Contents Page
Foreword 3
Introduction 4
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Chapter 1. Elements of Theory of Intellectual Act~,yzty 7
1. The ro7.e of cybernetics in the study of lt~v~,ng organ~sms $
_ 2. Means o~ using cybernetics 23
- Chapter 2. Development of Theory of Information Processes 35
1. Construction of abstract system 35
: 2. Means o~ investigating information mechanisms 42
3. Modern approaches to the use of cybernetics in studies of bra~.n ~
function 65
Chapter. 3. Algorithms of Orienting and Exploratory Activity 77
1. Formulation of the ta.sk. Specif~.cs of orient~ng and ~xploratory
activity �
2. Results o~ Experimental research 83
_ Chapter 4. Algoritluns of Decision Ma~king in New Situat3.ons 99
1. Mechanisms of decision raaking 99
2. Methods of investigation 101
3. Discussion of results 107
4; c~lgorithms of making plans and decfsion making in specialist work 118
Libliography 122
COPYRIGHT: Izdatel~stvo "Fan" UzSSR, 1979
10,657
CSO: 184~1999
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BIONIC MODELING OF FISH ELECTRIC COMMUNICATION AND LOCATION SYSTEMS
Moscow VESTNIK AKADEMII NAUK SSSR in Russian No 1, Jan 81 pp 99-110
[Article by V. M. Ol'shanskiy, A. A. Or1Q~~, and Dr Biol Sci V. R. Protasov]
[Text] The methods of creating bionic models differ from methods usually employed
in biological research to model any processes or phenomena. Every biological
object is typified, on one hand, by universality in relation to the functions
it performs and, on the other hand, unique features inherent only to a livinq
organism. Using technical devices to directly copy biological structures per-
forming certain functions fails to produce optimum solutions. Therefore when
bui~ding a bionic model, it would be best to use only the general phenomenological
characteristics typifying a particular asgect of the activity or function of a
living organism, applying in this case the sum total of presently available
knowledge and technical devices.
Information on Electric Fish
About 300 of the 20,000 presently existing fish specips possess special electricity
generating tissues and are capable of generating elect7:ic fields. Among thFSe,
only the electric eels, electric catfish, electric skates, and American stargazers
have distinctly pronounced electric organs with which they create intense electric
fields ~bout themselves, used in attack or defense. The electric or.gans of the
skate, for example, generate discharges having an amplitude of up to 50 w and a
current intensity of up to 50 amp in sea water. The energy of such a discharge
may be estimated as 1 mj per gram of electric organs. 7.'he frequency of discharges
in response to stimulation attains 150 Hz, each discharge lasting 3-5 msec.
The rest of the species make up a second group of so-called weakly electric fish,
which generate relatively weak electric fields with amplitudes on the order of
. 5-10 w in water.
Weakly electric fish are divided in terms of the sort of discharges generated in~o
wave and pulsating species. Puisating species include all Mormyriformes (except
for gymnarchids) and the bulk of the gymnotids. The duration of discharges pro-
duced by pulsating species is much shorter than the time interval between discharges;
in this case the fish may vary the discharge frequency within broad limits. For
- most pulsating species, this range is 1-60 pulses/sec. Wave species generate
9
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quasisinusoidal discharges of practically constant frequency. Z'hese frequencies are
species-specific , and they fall within the 50-2,000 Hz ranqe.
- Fields generated around fish differ from electric fields around dipole sources ~
(Figure 1) mainly due to nonuniform distribu~:ion of a fish's electric skin resistance.
The electric organs of fish consist of specialized cells (electric plates) trans-
formed, as a rule, out of muscle fibers and, in some species, out of nerve fibers.
A typical feature of these cclls is functional differentiation of cell membranes,
taking the form of innervation of just one side. At the moment of stimulation,
the potential difference across an electric plate attains 40-120 mv. Electric
plates in electric organs are stacked into col~ns, which are in turn connected in
parallei. Owing to this the emf and current produced by the whole electric organ
significantly exceed the corresponding outputs of a single electric plate. Z'he
orientation of these columns in electric organs located in the fish body predeteraiines
the polarity of the discharge and the current direction.
- f
� ~ o /
- ~ i ~ ? I
, /
1 ~ ~ ~ ~
, / ~ ~ 1 0 .
~ + ~ O''. ~ 250
~ ~ d ~'ol ~ t J ~
\ j ~ 1 1 1000 b4~ /
~ ~
~ ; ~ 4~001 ~ .
'l ~ ~ 1 % f ~
Z~ ~ ~ i~~,~/~ ~ ~ ~
. .~r---- p_o._o
o o~~~ ~~C *C
~3, pl~ ~.O d +t Q 1
~ ~ ~~O`` ~t
� ~ ?
f' I ~~~w 2500 ~ 1
j ~ + ~ o ( ~ 1000 ; 1 ~
~ 1 ` y 600 2b0 `
t OI ~r ~ 100
_ ~ ~ ~ r i 1
{ ~
, 4~` c~7~ /
~ ~rt~~I' ~
Figure 1. Electric Field of a 22 cm Long Apteronotu8 in Water With Specific
Resistance Equal to 3.2 kohm�cm (From Knudsen, E. I., '�Spatial
Aspects of the Electric Fields Generated by Weakly Electric
Fish," JOURN.. COMP. PHYSIOL., Vol 99, 1975, pp 103-118): Field
potentials are indicated horizontally in uv on the equipotential
lines corresponding to them. Field intensities are indicated
vertically in uw/cm near the vectors associated with them.
Al1 weakly electric and many strongly electric species have electroreceptors exhi.bit-
inS high electric sensitivity. Z'hey evolved fxom fisla lateral line organs, and
they are situated in the skin, communicating to the body surface through pores.
~ 10
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Ttieir density is usually greatest in the anterior parts of the body and the head.
In terms of their physiological properfi.ie~, elactroreceptors are divided into two
basic types--tonic and phasal. Tonic electroreceptors adapt slowly, and they are
sensitive to low frequency electric fields in the 0.5-20 Sz range. Receptors of
this type have also been found among both freshwater and marine electric fish,
as well as among some nonelectric species. Phasal electroreceptors have b~en
found only in freshwater weakly electric sgecies and in the electric eel. These
quickly adapting high frequency receptors exhi.bit their greatest sensitivity in the
- 60-2,000 Hz range--that is, in the frequency range of electric organ discharges.
The joint operation of electric organs and electroreceptors of weakly electric
fish supports electrolocation and electrocommunication functions. Because tonic
electroreceptors are insensitive to the discharges of electric organs, their basic
purpcse is apparently associated with so-called passive location and orientation--
tha~ is, with registration of external electric fields of biotic and abiotic origin.
- The ways fish use their bioelectric fields in their vital activities are diagramed
below (Diagram 1).
Diagram 1
Fish Bioelectric Fields
Power Applications Signals
- For For For For For Maintenance
Attack Defense Location Communication of School Inteqrity
Interspecific ~
Defensive and Intraspecific
Feeding
Territorial Int~r- Group
sexual
Modeling Electrocommunication Systems
The principal carrier frequencies of the discharges of the electric organs of weakly
electric fish are species-specific as a rule, and therefore we can hypothesize that
electric fields are used by fish mainly for intraspecific com�nunication. Experi-
ments have demonstrated the existence of electroco~t?unication in a large number
of weakly electric fish, anci that such communication has dominant significana~'a in
sexual and territorial mutual relationships. The range of electrocomatro,nication
detected by R. Bauer in experiments with a 15 cm long C~i2athonemus peteraii is
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30 cm, which agrees with the th.~oretical estimate of this value for most weakly
electric species.
Inv~estigation of fish electrocommunication requires thorough physicotechnical
analysis of close electromagnetic low frequency commnunication in conducting media.
~ Without clear physicotechnical premises, we cannot perform conepetent experiments,
theoretically predict the possibilities of fish electrocommunication systems, re-
veal the mechanisms of their operation, adequately describe the paratneters of
electrocommunication systems, and assess their optiunum paramPters from different
points of view. Moreover it would doubtlessly be interesting to develop electro-
conductive communication devices of direct practical significance. From a fiistori-
- cal standpoint, most pioneering efforts in thi$ direction were started under the
influence of ideas suggested in the biological literature.
Examining the problems associated with short-range underwater electrocommunication,
' we should distinguish the following physicotechnieal aspects:
propagation of electromagnetic fields in oonducting media; effectiveness of trans-
mitting and receiving antennas, and matching antennas to the apparatus; factors
restricting transmission and reception possibilities; desi~n of the system as a
whole--selection of the operating frequency a~nd type of modulation, estimation of
the range and dependability of communication in relation to given overall dimensions
of the apparatus and its power supply possibilities, and so on.
Let us examine these problems briefly.
Propaqation
In most technical situations, the required ranges of communication significantly
exceed the necessary depths of communication. It would be advantageous in this
- case to select the working frequency of communication such that the electromagnet:~c
_ signals would propagate as a so-called "surface wave", which may be arbitraxily
imagined as a signal propagating upward from its source to the water surface, then
through air along the surface and, finally, downward through water to the receiver.
_ The nature of propagation is basically defined as the product of two terms:
1 ,
~ and e o ,
where r--range of cornmunication, z+h--total depth of communication~, 8--magnitude of
_ skin layer in water. Approximations describing propac~atian of an electromagnetic
field in practically all real comanunication situations have been published.*
* Bannister, P. R., "Quasi-Static Fields of Dipole Antennas at the Earth's Surface,"
RADIO SCI., Vol 1, No 11, 1966, pp 1321-133Q; Kraichman, M. B., "Handbook of
Electromagnetic Propagation in Conducting Media," NAVMAT, 1970.
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In bio~ogical and so:~e technical applicat~~ns, meanwhile, the surface wave assump-
, tion (the assumption that the total depth of the source and receiver is much less
than the range of communication) is unacceptabl,e. In these cases the simplest
approxi.mati~n is used in tYle estimates as a rule--equations for the field of a
dipole source in a boundless, uniform conducting medium.
In a conducting medium (in distinction from dielectric medi:a), the polar diagrams
of a dipole source may be plotted only on the condition that the orientation of
the receiving antenna is determined. The receiver's polar diagram may also be
plotted only on the condition that the coordinates of the reception point relative
to the source and the magnitude of the skin layer at the operating frequencies in
water are given. At ranges from the source commensurate with the magnitude of the
skin layer in water, elliptical polarization of the electric field's intensity
vector is significant, and the polar diagram does not possess a zero point, no
matter what the orientation of the receiving dipole antenna in the polarization
plane.
Assessment of Antenna Effectiveness
An electric dipole source can be fully described by the dipole moment IZ. If we
represent IZ as
_ Ic-~ Ipl .t-ya~N.
2~
where P--power, z--total impedance, and Z--e~fective antenna length, coefficient
_ ae = Z2/(Ize~) may be used as a measure of the effectiveness of an electric dipole
antenna: Of two ia.entically situated and identically oriented antennas of equal
power, that having the greater ae will emit the greater signal at any distaat
point.
If the class of antennas is giuen, we can optimize them--that is, we can find the
- antenna with the greatest ae. For example in the class of dipole antennas with a
fixed total length L, those antennas having electrodes with longitudinal dimensions
on the order of 1/3L are optimum.
~ ae may be increased by glacing an insert made from insulating or fully conducting
material between the el~ctrodes. Tnis raises the effective length of the antenna.
ae may be used to assess the effectivenESS of dipole antex~nas in terms of not only
emission but also reception: The greater ae is, the greatEr is the signal to noise
ratio. However, this is valid only if two conditions are observed:
- the length of the receiving antenna is much less than the range of communication;
The sensitivity of the receiver depends on the antenna's thermal noise, and not
_ some other factors (for example the level of atmospheric disturbances).
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- There are many practical situations in which the~e con@~tions are not satisfie3.
Such situations require development of ways to suppress o�stside interference;
therefore it would be suitable to use multi-electrode antennas, which would require
subsequ~ent correlation processing of th e recorded potentials (recall that the number
of electroreceptors in fish is very large). Multi-el~ctrode antennas require a funda-
mentally new approach to assessment of the effectiveness of rece~ving antennas.
Developing such an approach is a prESSing prok;iem of engineering and bionics.
The Electromagnetic Background
Z'he electromagnetic background in water is the product of sources of different
origins (Diagram 2). Each component in the diagram may domi.nate under certain con-
ditions. However, at the frequencies used for underwater electrocommunication,
fields produced by thunderstorms (atmospheric disturbances) are dominant as a rule.
A large niunber of papers devoted to them not only cite experimental data but also
thoroughly a:~alyze the origin and propagation of atmospheric disturbances.* A
knowledge of the theory of atmQSpheric disturbances pernu.ts us to approximate
experimentally measured levels and spectrums at other depths, explain the temporal
and spatial features of the background, and predict the unique features of the given
region. It is i.mportant to study the electromagnetic background both from the
standpoint of practical engineering problems and from the standpoint of biological
problems (electro-ecological in particular). Investigation of fields of biologi-
cal origin is an important part of the study of electromagnetic fields in water.
The Design of Concrete Electrocommunication Systems
In contrast to the situation with most known communication systems (radio, acoustic,
optical?, the desi.gn and parameters of underwater electrocomnunication devices
- depend to a significant extent on tha concrete applicatian, and, as a rule, if
communication is to be maintained with a different object, a new device of a differ-
ent sort would have to be developed. nesigning such devices entails determining ,
the coirnnunication fr~quency (f), signal intensi.ty (E~) at the reception point re-
quired f~r communication, and transmitt~�r power (P); the most suitable types and
designs of antennas are revealed, and their ae are computed. If the particular
communication problem is fundaYnentally soluble, the dependability of communication
may be assessed with a consideration for the possible mutual orientations of the
transmitting and receiving antennas. The computations are usually made in several
stages, in each of which the values of the parameters and the desiqns a.r.P ^.a~rowed
down more specifically.
We will go through t`~e motions of making a tentative assessment of the operating
frequency of communication as an illustration of the whole computation process.
Because there is an exp~nential term in the equations for propagation in a con-
ducting medium, elect:~magnetic communication is impossible at frequencies at which
* M3Xwe11~ E. L.~ "AtmOSpheY'1.C NOl.s2 From 20 HZ t0 30 kHZ~" JOURN. RES. NBS~ VO1 2~
I1o 6, 1957.
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I
Diagram 2
Sources of Electric Fields in an Aquatic Envirorunent
I.
Abiotic Sources
Telluric and Diffusion Convection Fields of Thunder-
Induction Sea Swell Suspension storm Origin (At-
= Currents
Currents Currents Currents mospheric Distur-�
bances)
_ II. '
Biot.i~ Sources
Strongly Weakly Lone Nonelectric Schools of Accumulations
Electric Electric Fish and Some Nonelectric of Zoo- and
- Fish Fi~h and Other Aquatic Fish Phytoplankton
Their Schools Organisms
III.
- Anthropogenic Sources
High-Power
Electric Power Electric Fish Electric Superlo~a Radio Sets,
Transmission Traps Reconnaissance Frequency ~tadar Sets,
Lines Electro- Direction
com�nunication Finders
and Electro-
navigation
Systems
the de~th of the skin layer in the medium is significantly lower than the range
o~ communication (or, in the case of a surface wave, lower than the tatal depth of
the source and receiver). '
On the other hand the low information content typicai of cotmnunication at low fre-
quencies and the usually observed decr~ase in the level of the electromagnetic
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background in water in response to growth in frequency indicate to us that it would
be unsuitable to use frequencies.so low that the depth of th~ slein Iayer in the
- medium would significantly exceed the range of commuxiicat~.on (or, corrPSpondingly,
thP total depth of the source and rec~iver).
Consequently it would be suitable to ;~elect the operating frequency such thafi. the
maximum communication range would be er;uivalent to several (three to five for
example) skin layers in water. Correspondingly, in the case of a surface wave
the operating frequency must be such that the total depth of the receiving and
transmitting apparatus would be equivalent to two or three skin layers. Thus if
commands must be transmitted from a vessel t~ fishing gear located up to 400 meters
below the surface in ocean water, the specific electroconductivity of which is
4 ohm'1 m-1, then, considering that a skin layer of 100 meters corresponds here
to a frequency of 18 Hz, we can reco~nd this frequency as the one to be used.
In addition to these considerations, when selecting the operating frequency of
- communication we also accot~nt for the nature of the signa]. (for example, speech),
the need for suppressing the industrial frequency (50 or 60 Hz) and its harmonics,
and the possibilities and convenience of practical realization of the device.
- Thus if we are dealir.~- with weakly electric fish commun~cating in fresh water (the
specific electroconductivity of which is about 10-i ohm-1 m'1) at ranges on the
order of several meters, frequencies on the or:der of hundreds o� N~iz would be the
most advantageous. F~ut the known frequency rttnge used by weakly electric fish
does not exceed units of kH z, which is app~.rently associated wa.th the difficulties
of achieving high frequencies in biological structures.
We computed the parameters for several concrete systems on the basis of these
considerations.
They included ~~:~ipboard device to control apparatus mounted on a trawl (Figure 2),
' a system permitting com�nunication among SCUBA divers (Figure 3), and "shore-to-
water" and "water-to-air" communication systems. Z'he computation results were
checked out by natural experi.ments conducted in the Sea of Japan. The parameters
of the systems are presented below.
For the shipboard device controlling apparatus mounted on a trawl: communication
range--1 km,.depth--up to 400 meters, operating frequencies--10-16 Hz, dipole
moment--10,000 amp�m.
For electrocommunicdtion between SCUBA divers: communicati~n range--70 meters,
depth--up to 50 meters, operating frequenci.es--300 Hz to 2 kHz, dipole r.ioment--
2 amp�m.
For"water-tu-air" co~nunication: commun.ication range--200 meters, transmitter
- depth--50 meters, altitude of reception point--70 meters, communication frequency--
300 Hz, dipole moment--7.5 amp�m.
For "shore-to-water" communication: commu:aication range--2 km, communication
depth--50 meters, working frequencies--16 Hz to 2 kHz, dij''ole moment--1,000 amp�m.
These devices are now being introduced for practical use.
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FnR O~'FI('IAI, l1fiF (1Ni,Y
0
000
1 .
- lQBTyNN
/ ~ '
Ha6enb-Tpoc
(2~ 6yHCHpyeMaN
sneMTpoA
~ 3A8MTPOQd I~IPY.LiINNM
f~) (5)
Figure 2. Shipboard Device Controlliny Apparatus Mounted on a Trawl
K,ey :
1. Transmitter 4. Electrodes
2. Cable 5. Receiver
3. Towed electrode
2- - - - - - - - - - -
_ ~ - - _ - - - - - _
- - 3 - - - - - - - - - -
- - - - - - - - - - .1. -
- - - - - - - - - ' t~Z'
- _ - - _ - - -
- - - - - - - - - - ~ - - - - -
Figure 3. Electrocommunication Bztween SCUBA Divers: 1--apparatus,
~ 2--leg-mounted electrode, 3--shoulder-mounted electrode
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Discussing the prospects and limitations of bionic modeling of fish electro-
co~nunication systems, we should point out the following basic differences between
~ these systems a.nd the undenuater electrocoiranunication devices known to3ay.
Biological electrocommunication involves 3istances commensurate with the di.mension~
of the object imTolved. At the location of a receiving partner, the electric
field is significantly nonuniform, and it is picked up by a large quantity of
electroreceptors located all over the body of the fish. In a technical application,
meanwhile, communication entails distances significantly exceeding the dimensions
of the object involved,. the field near the receiving partner is quasiuniform,
and the signal is picked up by dipale antennas. Fuller uti_lization of the spatial
structure of a signal and interferenr.e, and transition to dipole antennas from
~ multi-electrode receivers woulci be promising from the standpoin~ of solving the
most important problems of underwater electrocommunication, such as raising the
information content of communication, raising the signal to noise ratio, improving
electromagnetic compatibility, and improving interaction with other systems
, (electric lncation and orientation systems).
~ On the other hand, in distinction from the situation in the biological world, ~
technical applications permit the use of components with specific electroconduc-
tivity significantly exceeding the specific electroconductivity of water---components
= made of superconducting metals. Such components make it possible to employ con-
- cepts that are inapplicable to living nature--that is, ones outside the scope of
bionic ros~deling.
Modeling Electrolocation Systems
Active electrolocation is defined as registering changes in the electric field
produce3 by weakly electric fish dse to distortion of this field by objects
characterized by conductivity di.fferent from the conductivity of ~the surrounding
medium. Almost all known weakly electric fish of both wave and pulsating species
have an electrolocation capability. It should be noted in this ca,se that the
two basic taxonomic groups of weakly electric fish--African Mormyriformes and
South American gymnotids--reside in the turbid waters of rivers and streams.
The capability for detectxng and discriminating between objects by means of an
electric field is a remarkable adaptation of a livixig organism to an environment
in which conventional visual erientation is difficult and often impossible. This
is precisely why a fish's electx~olocation system~ which to some extent substitutes ,
for the animal's vision, represents a new sensory system--"electrovision".
The electrolocation function was first discovered in 1958 by G. Lissmann and
K. Meychin in a representative of the African Nbrmyriformes, Gt~r~max~hus p2Zot2ezt8.
Using a conditioned reflex technia~~~, the scientists revealed that the fish are
capable of d~_ inguishing between metal.lic and dielectric objects enclosed in
porous cases, and distinguishing between fresh and salt water contained in these
cases. It wa:~ also demonstrated that the distri.bution of the potential of the
electric fie13 on the surface of the fish's skin, created by electric organ dis-
charges, becoiles distorted when objects having electrocond~ctivity different from
that of water come near the fish body. It was hypothesized that channel-like
structures located in the skin--mormyromasts--are responsible for picking up
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thus~ ~1.LS~v~ti~us, ai~cl thus that thc:y ar~ electroreceptors--a new class of sensory
units discovered among repres~ntatives of the animal world. Numerous studies sub-
sequ~ntly performed*in this direction were devoted to the physiology and morpholoqy
of elec~roreceptors and electric organs, as well as to the principles and mechanisms
of their joint work.
t
3 3
;
.
' ~ ' ~ 5
~ ~
~ 2 ~ ~
~ ~ ~ ~
~
~ ~ ~ ~
~
8
4
Figure 4. Active Electrolocation: 1--central nervous system~ 2--electric
organ command (triggering) center, 3--electroreceptors,
4--electric organ, S--object of detection, 6--electric field
- flux lines
Figure 4 provides a c,eneral diagramatic approximation of active electrolocat~on.
The field generated by the electric organ and distortions within it are picked up
by phasal electroreceptors located in the fish's skin (the density of electro-
receptors in ~~ome species attains 80 per square millimeter). Then information is
successively transmitted by a system of nerve tracts to different divisions of the
central nervous system. In addition to processing signals structurally associated
with the lateral lobes of the medulla oblongata, the central nervous system monitors
the work of the command center controlling the electric organ. There are intra-
' central associations directly associated with the elECtrolocation function . One
of them manifests itself as avoidance of jamming signals by changing the fundamental
carrier frequency of the electric organ's discharges.
- Electroreceptor sys::ems participating in active location must react in the best way
possible not to the electric field itself but to changes within it, thus manifesting
a capability for so-called rela~ive sensitivity. Z"he general functional character-
istics of any electroreceptor are:
~ passive conduction of electric c~irrent through the tissues of the electroreceptor
to the ~urface of the receptor cell;
*Bennett, M. V. L., "Electric Organs. Electroreception," in Hoar, W. S., and Randall,
~ D. J. (Editors), "Fish Physiology," New York, 1971; Protasov, V. R., "Bioelektri-
cheskiye polya v zhizni ryb "[Bioelectric Fields in the Lif~ of Fish], Moscow, 1972;
Heiligenberg, W., "Principles of Electrolocation and Jammi.ng Avo~dance in Electric
Fish," Berlin-Heidelberg-New Xork, Springer-Verlag, 1977.
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the activity of the receptor cell itself~, e.cpressing itself as generation of a
� reception potential and synaptic transmission af a stimulus tc~ nerve endings;
the capability for encoding signals in a form convenient for subsequent transmission
by an afferent fiber.
- An adequate stimulus acting upon a receptor would consist of a potential difference
- between the opening of the receptor pore on the skin surface and the basal metnbrane
of the receptor cell. T'he mechanism of action of the receptor is as follows:
Current geiierated either r~ an outside source or by the electric organ itself first
_ passes.through th~~ highly conductive tissues of the channel, and then through the
apic~l nonconductive membrane of the receptor cell, which acts as a high frequency
filter, and through the basal membrane. If the voltage drop across it reaches
the absolute threshold, the cell generates a regenerative receptor potential, which
is responsible for activation of the nerve fiber innervating the cell. This activity
carries information on gradual changes in the electric current p.assing through the
receptor, and it is responsible for one.of the types of codes carried by the fi.ber.
Mention should be made of the great diversity of information encoding methods
(four or five basic types are conditionally distinc~uished) correlating approx~mate'ly
with this type of electroreceptor. The advantages of a particular type of encoding
used by fish are to a great extent hypothetical, though they are discussed in
~ ~etail in many papers. Incidentally, the large number of functional types of
electroreceptor units is obviously associated with the need for differentiating
their properties so as to permit their use in electrolocation and electrocommunica-
tion. In this case even r~ceptor units intended solely for location are character-
ized by different adaptat:.on times in relation to a varying stiunulus, which indi-
cates that they are predisposed for detecting either motionless or moving objects.
Some phasal electroreceptors (the T-units of gymnotids) exhibit so-called phasal
sensitivity--that is, they respond differetitly to sti:nuli, producing either an .
ohmic or a capacitive load of the same impedance. 7.'his is believed to ve associated
~ with the capability fish have for identifying plant and animal objects which, as we
know, have significant capacitive properties.
- Electrosensory inf~rmation undergoes primary processing in the lateral lobes of
the medulla oblongata, when si.qnals from a tremendous number of receptors covering
the entire surface of the animal's body experience temporal and spatial integra-
tion. Just at the level of the lateral lobes, a fish's sensitivity to objec~s
rises by about one order of magnitude in comparison with tYie sensitivity of a
single electroreceptor, which agrees with data from conditioned reflex experiments
performed to determine the threshold sensitivity of fish.
We can condition~lly distinguish two directions in contemp~rary research on fish `
electrolocation systems. The first concerns itself with the spatial aspects of
electrolocation and deals with the follow~ng problems:
investigation and numerical modeling of the geometry of fields generated by electric
organs, and fields associated with introduced objects;
study of the spatial orientation of the electroreceptors with the purpose of re-
vealing how important it is to assessment of the dimensions of an object and the
range to it, and to precise determiiiation of the object's conductive properties.
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_ The second direction is associated with the temporal aspects of electrolocation.
- It deals with the following problems:
clarification of the way t.he rate or frequency of eleetric organ discharge
affects whether or not the electrolocation system is optimtm~;
investigation of the ways and means of functional differentiation of electro-
receptor uni~s perniitting their simultaneous participation in electrolocation,
~ using a single processing center in this case;
study of the electrolocation capability of fish in the presence of noise.
- ~ne advances that have bPen made in both directions provide a sufficiently full
impr..ssion of the general peripheral phenomenology of fish electrolocation systems,
and thus allow us to construct its ~ionic model. It is also obvious that further
study of the mechanisms and principles of inforn~.ation processing in the central
nervous system will make it possi.ble to significantly update this model.
In its physical interpretatxon, the problem of modeling fish electrolocation
systems boils down to building an electrolocation system which can detect an
object on the basis of the amount of distortion it creates in the primary electric
field, and to seeking optimum circuits for the emitting and receiving cievices.
For practical purposes this problem should be divided into two. 2'he fixst con-
cerr.s close-range electrolocation, or "electrovision", which permits detailed
identification oi the object, to include its structure, shape, and dimensions.
- Certain advances have already been made in this direction in our country by
A. I. Bondarchilc (Minsk Radiotechnical Institute), but the resolution of his
system is satisfactory only when the array of ineasuring electrodes is located
right aext to the object. The second problem, which will be examined below, con-
sists of building a model capable of detecting objects at greater range. The first
step in this problem is to try ta formalize the basic principle of electrolocation,
so as to permit sensitive assessment of the object size which the m4dt1 could de-
- tect and the ranges within which it can function.
Simple mathematical expressions may be obtained, for example, for the case of a
metal ball located within the field of a dipole emitter (Figure 5). If the
= distance d from the emitter to the object is much greater than the length Z of the
~ dxpole and the diameter 2a of the ball being detected, a dipole approximation may
- be used to describe the field of the emitter, and near the object the field itself
may be assumed to be uniform. If, moreover, the object is located orl the axis of
the emitting dipole, then the intensity of the distorting field at the location
- of the emitting antenna is
11 a' .
Ei = 'Lrcol ' d6 ' .
In order to register the maximum difference of potentials, the measuring electrodes
must obviously be located as far apart as possible. But because the entire
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electrolocation model must obviously be contained within the same carrier and
occupy a limited volume, the maxi.mum spread between the measuring electrodes would
- have to be limited to the length Z of the emitting dipole. In this case the
maximum potential difference bearing information about the ~bjeat is
QaI~ .
pl = ~ 2~1d~ '
' Thus if prior to introduc*_ion of the object the potential difference at the
emitting electrodes was U(assuming no change in current), then after the objec~
is introduced, we observe an ,increment in the potential difference across the
electrodes, U1, which depends on the dimensions of the object and the distance
to it. It is easy to see that the term
-aal~
2na,d�
has electric resistance as its unit, and th.e inclusion of an object in the circuit
of the emitting electrode changes the external load R, defined by the value of
interelectxode resistance, by the amount
a~l~ f
dR = 2n~1 ' d� '
Simi.lar expressions may be obtained for any soli8 having a shape different from
spherical.
C
az
1~
d
e ~B I
A � E;I ~
Figure 5. Emitting ElECtrodes A and B, Separated by Distance L, are
Contained in the Circuit of a Generator With an emf of E:
I--current in the emitting circuit; a spherical object of
detection with radius a and its center at point C is separated
from the emitting dipole by distance d; 0--angle between dipole
axis and a radius-vector extended from the center of the dipole
to point C; al, a2--specific electroconductivity of the medium
ar~d the object
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In addition to a useful component bearing information on the object, dR would
also include all sorts of noise-producing fluctuations in electric resistance.
Z'hey include:
F~uctuations in interelectrode resistance occurring due to temperature changes
_ in the mediinn, changes in salinity, and so on;
noise-caused changes in electrode resistznce assor.iated with instability of the
double elec~ric layer and fluctuations of electric potential;
noise produced by the motion of water masses, particul~rly by waves on the water
~ surface.
; The expression for U may thus be rewritten as:
,
~ a,l~ 1
, Vi = ~ ( 2nald' + dR I / '
i '
~ where dR' represents the total noise-caused fluctuations of impedance. In this
, case the maximum possible electrolocation range would be defined by the ratio
dR/dR', and it would not be.affected by an increase in the power of the system,
~ as is the case in electrocommunication. In order to plan and tentatively assess
i the possibilities of an electrolocation system, we would need to know the values
~ of all known noise parameters, and account for them.
I One of the first systems based on this principle is a highly simple electrolocation
system* intended for installation aboard small vessels and yachts. Such a system
is capable of detecting underwater obstacles within a range equi.valent to 1.5-3
vessel lengths, and determining the direction of their movement.
Research aimed at improving this electrolocation system involves theoretical and
experiment~l determination of all noise components. From the design aspect, this
means seeking optimum electrode systems characterized by minimum impedance fluctua-
' zions.
- As far as the prospects of bionic modeling of fish electric systems in general are
~ concerned, electrocommunication models are now the nearest to immediate practical
- use in this vast area, and the most enticing direction is that of creating '�electro-
vision", which would have great significance iiot only to engineering but also to
biology, cybernetics, and medicine.
* See Swain, W. H., "An Electric Field Aid to Underwater Navigation" in "IEEE Int.
r Conf. on Engineering in Ocean Environment. Panana, Florida," Vol 1, 1970,
pp 122-124.
CO1'YRIGHT: Izdatel'stvo "Nauka", "Vestnik Akademii nauk SSSR", 1981
. 11004
- CSO: 1840/161
.c~~`~
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FUR Oh'~'1~'IAL U~~: UlVLY
. ;
CYBERNETIC APPROACH TO MAN-MACHINE INTERACTION ANI+yYZED
Moscow MYSHLENIYE CHETAVEKA I PERERABOTKA INFORMATSII EVM in Russian 1980 (signed
to press 20 Jun 80) pp 2-16, 288
[~lnnotation, table of contents, and introductory article by Academician A. I. Berg,
Doctor of Philosophical Sciences B. V. Bivyukov, and Doctor of Psychological
Sciences N. I. Zhinkin from book "Human Thinking and Computer Information Pro-
cessing", by Samuil Iosifovich Shapiro, Izdatel'stvo "Sovetskoye radio", 8,000
copies, 288 pages]
[Text] Z'his monograph is devoted to human thinking and its relationship to com-
puter programming, and to joint work with a computer in mutually advantageous
dialogue. Another aspect of the book has to do with computer simulation of indivi-
dual fragments of the thinking process with the purpose of identifying its laws.
- Zfiis book is intended for psychdlogists, educators, mathematicians, cyberneticists,
and specialists in artificial intelligence.
Contents Page
Man and Computer: Simulation of Thinking and Man-Machine Dialogue 3 ~
From the Author . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
1. Problems in Thinking Simulation . . . . . . . . . . . . . . . . . . . . 19 ,
1. Man and Computer in a Control System (19). 2. Problem
Solution by Man and Computer (22). 3. Models in Mathematics and
_ and Applied Sciences (24). 4. The Logical Operator Nbdel (LOM).
Research Tasks ;27). 5. The Single-Channel Nature of Conscious-
ness (29). 6. Logical-Psychological Coordinates (LPC) (36).
7. LPC in Learning (39). ~ .
2. Logical-Psychological Coordinates in Human Decisions and
Computer Programs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 41
1. The "Revolving Barrel" Problem. LPC's for Excluding ,
Repetitions and Minimizing Distance to Gual (41). 2. Informa-
tion Coding by Man and Computer. The "Tianoi Tower" Problem
(53) . 3. The "Path Game" Problem (671 . 4. Mechanisms of
Concept Recognition by Man and Computer (77). 5. Man Evaluates
a Situation (83).
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_ 3. Man and Computer in Goal Tree Problems . . . . . . . . . . . . . . . . . � 93
1. The Derivability Problem. LPC's in Goal Tree Problems (93).
2. Limitation of the Goal Tree by Logical Coordinates (98).
3. 2'he "13th Labor of Heracles" Problem (Continuation) (113).
4. Solution of Logical Problems by Man (120). 5. Optimizing
Computer Programs by Means of Psychological Coordina~es (125). ~
4. Man and Computer in Dial~ogue . . . . . . . . . . . . . . . . . . . . � 135
1. The Permutations Problem. Initiation of Dialogue.
Individual Psychological Features of Man (135). 2. The
- "Visible Squares" Maze Problem. The Dialogue Continues
(148). 3. The "Alliance" of Computer and Man in Solution
of Topological Problems (153). 4. Z"he Computer "Uses"
_ Man's Psychological Coordinates (163). 5. Problems Asso-
ciated With Filling in Numbers in Arithmetic Operations
(168) .
5. Assessment Functions in Human Thinking and Computer Programs 181
. 1. The "Game-8" Problem (181). 2. Comparison of the Methods
and Results of Solution Organization by Man and Computer (188).
3. Ordering Numerical Arrays by Man and Computer (194). The
Theoretical Information Model of the Ordering Problem (TIM)
(202). An Experiment With Man, Computer, and TIt~ (209).
6. Z'he Computer in the Psychological Experiment . . . . . . . . . . . . . . . 223
1. "Voting" Programs (223). 2. Taxonomic Programs (226). ,
3. Taxonomy in Different Metric Spaces (238). 4. Taxonomic
Programs in the Psychological Experiment (245).
Appendices . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 250
Bibliography . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 280
Name Index . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 286
Man and Computer: Simulation of Thinking and Man-Machine Dialogue
As we know, the main objective of cybernetics is to study the mechanisms by which
intricate dynamic systems are controlled--information-logical mechanisms primarily.
In two ways, this objective is inseparably associated with th? "human factor". First,
man's participation is a distinguishing trait of a broad spectrum of such systems
' (in engineering and technology, in economics, in communications, in military affairs,
and so on) (sometimes referred to as "htmianistic" systems) ; this trait of intricate systems
~ is closely associated with the modern scientific-revolution, typified by growth in
; the importance of intellectual labor in all spheres of culture, in the broad inter-
pretation of this word. Second, control of intricate dynamic systems, optimization
~ of which is the principal aim of cybernetics, has the goal of raising the effective-
' ness of k:uman activity. Considering that the scale and rate of processes and systems
that must be controlled are ranging ever-further beyond the "natural" possibilities
~ of human intelligence, automation of a number of intellectual procedures on the basis
- ~ of the ideas and resources of cybernetics (as well as mathematics and logic) is be-
coming an acute necessity.
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The problem of broadening the possibilities for cognitive and practical control
activity by creating "cybernetic amplifiers" of the human brain requires that wE
conduct intense inte3rated research at tne interface of cybernetics, psychology,
and logic. 2'his is a grandiose problem, apparently much more so in its complexity
than that of describing physics in mathematical terms--a problem which has been
addressed since the times of Kepler and Newton. Z'he reason for this lies in
the fact that solution of this problem depends on progress in cybernetic simula- .
tion of perception and thinking, and on advances in psychological analysis of those
phenomena which characterize man's internal world. This is so because we would
- first need to understand the nature of these processes and phenomena, their course,
and their properties before we can repr~duce certain manifestations of these processes
and phenomena with modern computers.
At the dawn of cybernetics, it seemed to some scientists that simple application �
of mathematical methods and the resources of cybernetics to the area of intelligence
would insure success in discovering the "secrets of thinking". The work of the
brain began to be interpreted as operation of a giant computer, and it seemed that
this nc~tion, which was theoretically grounded by the concepts of information and
algor~thms, model and feedback, and so on, was in and of itself a guarant~e of
success. But one of the founders of cybernetics, Claude Shannon, himself warned
in 1956, in connection with the "information fad", that the premises of information
theory would not be intrinsically productive in psychology.l They might turn out
to be productive, but if this is to be so, then we would need to meticulously study
the appropriate factual material, interpreting it from a new point of view.
It is now fully recognized that a knowledge of mathematics and logic and use of
the hardware of cybernetics cannot compensate for insufficient knowledge of the
essence of the processes to which the new theoretical and technical resources are
applied. Nbreover these resources are still a long way from taking full account of
the "human factor": The "cybernetic paradox" of our times is that while man has
~ invested the computer with that which is not inherent to his own "information pro-
- cessi.ng" apparatus--high speed in successi.ve performance of elementary operations
leading to solution of computation problems, a speed beyond the reach of the
"natural" human computer, he has not imparted that which is specifically "human"
to the computer--wisdom, int~~ligence, thinking, and recognition. Human thought,
which has created so many things in the world of sciance--from a model of the gene
- to pictures of the boundless universe, itself remains dramatically incomprehensible:
Our scientific knowledge of the intimate mechanisms of the mind, of the ?aws of
human behavior, and of the essence of the processes by which man solves complex
problems and learns, is still extremely incomplete, and in many instances fragmentary,
and most importantly, in terms of its determinacy, the language of this knowledge is
far from that of that ideal scientific rigorousness which has evolved in mathematics
and logic and which expresses itself practically in computer programs.used in the
processing of digital an~ symbolic information. Thus it is no surprise that the
notion, which r,ame into L ing back in the 1950's, of making computer operations and
complexes of operations analogous to corresponding acts of human behavior,continues
to be an unreachable goal---even despite the fact that the intensity of efforts in
this area is growing. As Bongard validly noted in his i:ime, the reason for this
lies in the shortcomings of the idea "of the means for devising programs with which
to simulate complex human behavior".2 The reason for this is that modern experiments
in computer simulation of intellectual processes and solutian of complex "noncomputa-
tional" problems are compelled to borrow from man's "experience" of perception and
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thinking, and reproduce, in computer programs, only some elementary mPthods of
- human actions.
'I'he fact remains, however, that cybernetics has graphically demonstrated that it
is possible to describe a number of aspects of intellectual and cognitive activity
in formal terms. Although there is still much t:~at is unclear and debatable in
the prospects and li.mits of such foxmal description, one thing cannot be~doubted:
The bounds of "humari" attributes that can be invested into a computer, though they
- may not embrace the latter in their "entirety", will continue to expand more and
more.
Researchers attempting to envision the boundari2s af cybernetic simulation
of intellectual procedures sometimes cite the limitations of logical formal
description, as follows from Godel's well known theorems suggesting that our rather
substantial scientific theories, beginning with the arithmetic of natural nu[nbers,
are incomplete, and that it is impossible to prove the consistency of such formal-
ized systems by the resources formalized by these systems themselves. Such
suggestions must be approached with great caution, since describing the rules
of human behavior in complex problem solving in formal terms is not the same
thing as describing an arithmetic axiom in formal terms. But inasmuch as some ~
real methods by which people reason can be expressed by the machinery of matkie-
matical logic and formal arithmetic, Godel's results are an indirect argument in
favor of the impossibility of "infinitely complete" formal desc�ription of perception
and thinking--this is true even despite the fact that at the moment no one is able
to indicate the "upper boundary" of the corresponding achievements of cybernetics.3
However, sticking with the facts, we would have to assert that mr~re and more forms
of human intellectual labor are being transferred to the computer.
It would be an obvious mistake to interpret reproductions of certain manifestations
of the mind in model form--as computer programs--as transgressions upon the "purity"
of ~sychological science, upon the object of psychology, or to interpret this
as "substitution", by cybernetics and mathematics, of the psycholoqical methods of
studying the phenomena of perception, thinking, memory, and learning. To reason
this way would mean viewing "descriptiveness", which is in many ways still inherent
to psychological research, as sometimes positive in psychology as a science. In fact,
"descriptiveness" and "analytical rigorousness" are not opposites in scientific
thought--they are only different stages of development typical of one science or
- another. Every science, ever? mathematics, begins with ''simple descriptions" in
order that it could subsequently rise to theoretical generali.zations. For many
sciences, this ascent turns out to be associated with the use of the machinery of
analytical formulas. This is true not only for mathematics but also physics, and
not only logic but also psychology. Logic rose to the matliematical level in the ~
latter half of the past century, while psychology is experiencing this metamorphosis
today. The analytical method was part and parcel of all aspects of logic: In
logic, that which is theoretical is inseparable from that which is described in
formal mathematical terms.
Not being a deductive science, psychology could t~.~ver become similar to logic in
this respect. To it, mathematics will apparently always be a modeling tool, which
will consequently presuppose presence of a vast library of empirical knowledge on
the behavioral and psychological side of man.
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The mathematization of psychology is a difficult process, inasmuch as we are dealing
with penetration of the ideas and methods of mathematics and cybernetics into areas
that are far removed from the ideal of "rigorousness" and "constructiveness" which
mathematics and logic have brought into being, and which cybernetics has assi.milated.
Bellman was right when he wrote: "Classical mathematics is base.d on methods re-
quiring complete universality.... In the course of its evolution, the brain ,
arrived at methods of operation which are 'correct' only in general terms, ar.3
w;~ich are not at all 'rigorous'."4
Development of "mathematical psychology" would be possible only on the basis of
integrated research conducted at the interface of psychological knowledge with
cybernetics on one hand and mathematics and logic on the other. This research,
it would seem, must be based on a unique compromise: "relaxing" the ideal af
- precision with the goal of bringing it closer to the "imprecision" of human
, thinking, learnir.~g, and understanding.
We know that usage of ioos:=;ly defined (indistinct, fuzzy) concepts and sets plays
an important role in man's .~:agnitive activity and in his practical, orientational
and controlling activity. If a concept is strictly defined, and if a set is dis-
- tinct, then for each object in relation to ~�hich it would make sense to raise the
question as to its membership within this set, we could answer this question by an
"either-or" approach: The object either belongs to the given set (it falls within
the strictly defined concept), or it does not belong. But when we :?eal with in-
distinct sets, we can refer not only to (total) membership and (total) nonmembership
of an element in a set, but also to different degrees of inembership. Formalization
of this interpretation of the relationship between particular objects and fuzzy
concepts led to development of the cybernetic theory of fuzzy sets and algorithms;5
in this case, fuzzy algorithms have found their natural place on tne "scale of
algorithmicity", being a"transitory form" between structures of the algorithmic
type and structures of heuristic nature.6
Although the ideas of "fuz~y ~ogic" hact ~i.:.sen in mathematics before t'~^~~ ?id
so in cybernetics (an example is the description given at the beginning of our
century of the so-called sieve of Brun4--a generalization of the well-known sieve
' of EratosthenPS--making it possible to select, from the set of natural members,
those which are prime or "al~r,ost" prime) and in logic (in particular, in co;~nection
with the theories of multivalent and infinite-valent logic, developed in the 1920's),
the ideas of precise handling of imprecise ideas on the basis of a special "logic
of nonri~orous objects arose mainly in response to the need for modeling complex
and ~~humanistic" systems. This ~an be explained by the fact that models containing
fuzzy sets and algorithms of the same sort may be used successfully to describe
processes and systems, for which the application of the conventional formal terms
of mathematics and logic (ones reproducing the world through spatially defined con-
cepts and rigid constructs) would not be very effective. In this case, the proper-
ties of such systems yield to analysis by fully rigorous methods.
Development of "fuzziness" theories is one of the manifestations of the growing
effort to apply formal mathematics and logic to man, which is a product of the in-
fluence o� cybernetics and the need for simulating intellectual processes.~ But
- of course, this is not the only manifestation. Others we can name include the
obvious yearning to account for, in "precise knowledge", the contradictory phenomena
of htunan thinking (note in this connection that fuzzy concepts indirectly con~ain
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~ within themselves a"(Kucha)" paradox and reliability (the property of thinking
that allaws mistakes to be made in the acquisition of results).
- * *
_ *
There is an Eastern fable about three blind men who came across an elephant and
tried to determine what it was. The one who grasped the elephant by its tail said
that the elephant was a rope. "No, it is like the trunk of a tree," objected the
one who held the elephant by its leg. "Both of you are wrong," declared the
- third. "An elephant is a snake." He was holding the animal by its trunk....
This fable is not a bad account of the present situation in cybernetic simulation �
of cognitive psychological processes. Scientists develop various "intellectual"
models, but they are unable to persuasively answer the following questions: How
do these models "in fact" relate to the htnnan mind7 How can we prove that these
"nonpsychological" programs are adequate, in a certain sense, to that which is
being modeled--the mind?
Of course, we could simplify the problem by assuming the stance of "cybernetic
behaviorism"--by adopting the thesis that man is a certain finite automaton. From
a"psychological" standpoint this simplifying thesis takes the form of the "maze
hypothesis" of thinking, according to which think:ng entails a search fc~r the path
to a goal within a maze of possibil~ities given in some particular form, a search
directed by certain criteria; and, as we know, maze problems can be represented in
the terms of an automaton without difficulty. Both approaches are simi.lar in that
, the work of the brain and the f.unction of ht:man intelligence are interpreted as
algorithmic activity.
The significantly simplifying nature of these approaches was quickly recognized
by cyberneticists and psychologists. At the very first symposium on "mechanization
of thinking" (Taddington, England, 1958) the American cyberneticists (M. L. Minskiy)
= and (D. M. Mak-Key) said that logical thinking is not exhausted by algorithms.
Some Western psychologists contrasted the behaviorist-algorithmic conceptions of
thinking with the point of view of Gestalt psychology: ~iere is no such thing as
a mechanism of "iriformation processing", a processing mechanism involving discrete
steps. Man "sees", "grasps" a situation integrally, and he envisions the path to
solution of a problem just as integrally.
In terms of modeling cognitive processes, however, we can assume a position inde-
pendent of these psychological conceptions--a position that is "psychol4gically
neutral", one which is often associated with the "artificial intelligence" direction.
~ The essence of this position is to create computer systems for soZving complex
problems without making simulation of "artificial intelligence" a mandatory pre-
requisite: The main thing is for the computer programs to produce results that
are no worse than th~se obtained by man.8 Such an approach is fully possible,
since research efforts in the "artificial i;itelligence" direction are in fact
direrted not at simulating the essence of cognitive processes in and of themselves,
but rather at automating complex forms of activity, at automatic,n, for which de-
script:~.n of the "external" behavior of the individual would be sufficient.
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But this "artificial intel.ligence" approach does have its limits as well. Beyond
a certai~ point, a knowled~~e of the properties of the process which we wish to
_ automate becomes increasinyly more desirable. But at this point, we encounter the
difficulty which was metaphorical?y presented in the fable of the elephant and
blind men presented above. 2':ie inconsistency between the enormous amount of
facts accumulated in psychology and that modest fraction of these facts which are
reflected in cybernetic models is obvious. Nbreo~rer the cognit.ive activity of an
indiviaual operating in "cooperation" with modern automatic devices has been poorly
studied. In particular, not enough research has been conducted on the psychological
aspects of the relationship between human thinking and computer programming. Work
in this area is or:ly just beginning. '1'he results obtained in this area thus far
make it all the more obvious i.hat we need to answer the complex of questions per-
- taining to man-machine control systems. .
It is in light of these ronclusions that we sh~uld approach S. I. Shapiro's mono-
graph. It analyzes a question of importance to cybernetic s ~~ulation of cognitive
mental processes and human behavior--the nature of the qualitative differences
existing between human thinking and informa~ion processing by a computer. Z'he
author sheds light on the dialectical unity of the process and result of thi~zking;
- he analyzes the ambiguous nature of the relationship betwePn me:ital phenomena and
their logical, "formal" des~ription. 2'he book quite rightly emphasizes the funda-
mental role played by the principle of hierarchical organization in the work of the
human nervous system and mind; i�: makes mention of the significance of techniques
for ~.~ducing, encoding, and recoding psychological material--all that justifies the
need for analyzing human mental activity at different levels.
- One of the book's main points of e~hasis is the problems associated with studying
thinking from the standpoint of comput~r programming and joint work of man and
computer in dialogue mode. These problems are precisely what make it so necessary
to develop formal descriptions of the individual aspe~ts and parts of intelleatual
processes, and to reveal the laws of human heuristic activity, so that effective
computer programs for solving complex problems of one class or another could be
written. The book demonstrates how computer simulation imparts concreteness to
experimental study of the individual aspects of thinking.
In his examination of all of these questions, the author rests on the traditions
of dor~estic psychological science, which reject both the one~sidedness of the
behavioristic "maze" conceptions of thinking and the extremism of the approach of
Gestalt psychology to intelligence, in which mental phenomeiia are viewed as somehow
being unyielding to analysis in strict terms.
The general aim of the author's analysis may be stated as follows: Creating com-
puter programs for solving complex ("noncomputational") problems on the basis of
intellectual procedures which, at the given stage of development of psychology,
cybernetics, and logic, yield to fox~ma~ description, and concurrently reproducing
certain manifestations of thinking in these programs. According to the author's
main idea, the "bridge" should be built From both sides: from the human side--
from the logical and psychological processes relative to which we can establish
that they "participate" in human problem solution, and from the computer side--
creation of computer models aiding the study of thinking. In this case both
approaches--but especially the first--when vie;~~d from their applied aspect, are
aimed at raising the effectiveness of the "art" of proqramming.
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Shapiro's book is the first in domestic literature to systematically study the
question of "psychological" computer software. Development of such software, the ~
author believes, may be defined as the "zone of immediate programming developmerit".
But this "zone" may be very important to psychology: Psychologically substantiated
progr.~,�.G can serve as limited computer models of intellectual procedures which,
through "coniparison" with human mental actions, could lead us step by step closer
to their prototype, and predict the mental process being simulated.
"Mutually advantageous" dialogue between man and computer was chosen in the book ~
as the principal method of analyzing the problems noted above. In this case
attention is centered on the distribution of functi~ns between the participants
of the dialogue, on the basis of the principle of the unity of psychological and
mathematical support to the dialogue systems.
As we know, psychological experimentation is the ~rincipal means of studying human
thinking. Being himself a teacher of mathematics in high school and college, the
book's author is, so ta speak, at the "starting point of the development of human
thought", and he makes competent use of this method, and of the data that have
been accumulated with its help. Relying on an original logical-psychological
conception of thin}-ing, as d~scri.bed in his previous book,9 in the present mono-
graph the author develops his logical operator model of intelligence further, from
the aspect of organizing man-machine dialogue systems. 'I'hus he introduces the con-
cept of logical-psycholoqical coordinates, which are a further development of the
concept of logical coordinates used in the book "Ot algoritmov--k suzhdeniyam"
[From Algorithms to Conclusi~ns]; Shapiro demonstrates the function of logical-
psychological coordinates in terms of general heuristics, and he examines their
role in human thinking and learning, and the possibilities for their "extension"
into computer information prc~Qssing programs.
Shapiro centers his research on developing programming approaches hased on informa-
tion on the process of logic and creativity, derived from psychological experimenta-
tion.l~ The author successfully solves ~he problem of "bringing to the surface"
these landmarks of human activity in problematic situations. As Shapiro's work
- shows, logical-psychological coordinates are concurrently both a prerequisite for
understanding the corresponding mental mechanisms and a means for developing the
"psychological software" ~f computer systems.
Logical-psychological coordinates are a tool of heuristic activity; however, this
tool is associated with algorithmic behavior. This is why the book undertakes the
study and formal description of some psychological mechanisms of man's kncwledge
assimilation in terms of the al.qorithmic approach. Such description is necessary
because if we are to process the obtained data, we would need to build logical
information models which are corrected in a computer experiment on the basis of
data from a psychological experiment, one revealing the appropriate logical-
psychological reference point. In this case a dialogue is established between :nan
and computer, in such a fashion as to capitalize on the strong aspects of each of
the "partners". As Shapiro's results show, this approach makes it possible to
study some questions associated with the relationship between conscious and un- �
recognized components of the strategy followed by the individual, with the way in-
formation is encoded, and with the way heuristic and algorithmic symbolic struc-
~ tures are used in thinking and neurodynamics.
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Th~ concept of logical-psychological coordinates may be a productive basis for
further research on the mechanisms of inental aetivity. As we know, control of
purposeful hwman behavior is inseparable from speech, which follows the rules of
language; in this case the dynamics of speech are "automatic", while the goals of
language are comprehended. This process of comprehension involv~s complex inter-
action between meaning expression and the objective ("denotative") aspect of ~
linguistic constructs, and discrete and continuous ("analog") structures partici- i
pating in mental processes. It would seem that the logical-psychological coordi-
nate conception would be capable of making a significant contribution to the study
of problems associated with all of this, on the condition that this conception is
refined =urther, particularly from the aspect of broadening its psychological
foundation. .
Shapiro validly notes that the special methods for studying thinkinq must rely on
a corresponding theoretical conception of thinking activity. And such a conception
is developed by the author, in which case two hypotheses are placed at the basis of
this conception--a "gnoseological"-operational model of thinking: The assumption
that consciousness has a"single-channel" nature and descriptive intuition has a
- "multichannel" nature, and the premise that there is "reciprocity" (incompatibility)
in the conscious part of the intellectual operational (associated with the fulfill-
ment of operations) and logical-psychological (conceptual) components of the
thinking process.
What the "single-channel--muitichannel nature" hypothesis means is that several con-
currently occurring mental processes cannot simultaneously serve as the focus of
consciousness; only one of them is fully realized; the stronger it is and the more
active the process of recognition is, the more significant is the complex of pro-
cesses proceeding in parallel in the unconscious sphere. The hypothesis of "reci-
procity" declares that concrete mental actions ("operators") and the logical-
psychological reference points which control them are processes of different types,
in which case (according to the premise of the "single-channel" nature of con-
sciousness) domination of one of these processes leads to displacement of the other
~ from the center of c~nsciousness. It is impossible for man to clearly recognize
both his own mental actions and the loyical-psychological mechanism controlling them
simultaneously.
~ As Shapiro shows, the operational-"gnoseological" model of thinking he proposes is
supported by concrete psychological facts, and it is consistent with the con-
clusions of logic and cybernetics. Z'hus the "reciprocity" hypothesis places a
psychalogical foundation beneath the logical-somatic model of human information
processing,ll while the hypothesis of the single-channel nature of consciousness
sheds additional light on a numbex of inechanisms of perception, thinking, an~
_ learning; in particular it provides some explanation to the phenomena described by
Bruner (growth in the concreteness of cognitive activity in respo~nse to extreme
stimuli) and P. A. Shevarev ("displacement", from the consciousness of subjects
under certain conditions, of the rules o~E algebraic action in order to validate
the appropriate behavioral acts), and so on. Shapiro's conception leads to an
interesting approach to interpreting the psychological naturz of Hick's law, which
establishes a dependence between the latent time of the choice reaction on the
amount of information contained in a stimulus. It reveals new ways for building
information mod~ls ~f problematic situations formally describing (to a certain
extent) not only recognized but also the unconscious components of thinking.
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The monograph develops ar.d utilizes, in various classes of programming problems,
- an entire series of logical-psychological reference points revealed through psycho-
logical experiments; by taking this ap~roach the author excl~ides repeat "moves",
miniirizes the distance to the goal--both final and intermediate, creates the basis
for planning behavior and counterproposing "coordinates", and so on. Studyinq the
relationship between the algorithmic and heuri.stic components o:E tt'.inking in the
way that they are ~epresented in different variants of computer programs, the author
thus investigates the actions of an individual directed by algorithms described from
without: As Shapiro stiows, the mr~re fully the logical-psychological reference
_ points borrowed from the individual's "repertoire" are employed, the more effective
is the program.
The sort of interaction occurring between man and computer depends on the nature
of the problems being solved. Thus in the case of the "director problem" (and its
generalization--"the circular conveyor problem", which is a variant of the classical
three machines problem), it would be suitable to have the computez first thin the
branches of the gca] tree, a~.nd for man tu prune the "dry branches" on the basis of
logical-psychological coordinates. In problems of another type ("visible squares",
' and others), it would be better for the solution to begin with the individual, who
would plan the general course of the work, relega~ing to the computer the task of
s~rting through the largest set of variants, ones equally remote from the extreme--
most and least probable--.3lternatives..
There is no single rule of object recognition in problc:ms of the "classification of
numbers" type. Thes~ ar~ prob.lems with ambiguous conditions, ones often encountered
in life, in sciEnce, and in day-ti~-day experience. In each case, man does somehow
solve th~m. Analyzir~g these solutions, the author distinguishes two levels of
logical-psychological reference points: "univexsal" coordinates wl~ich remove the
"upper" layer of uncertainty, and coordinates permittir.g closer tuning, a closer
approach to the givnn type of probl~ms. Shapiro demoiistrates now these reference
points interact with each other, how they fal'. into order in response ta partial
sorting, and how the~e processes could be embodied within programs promoting an
Effective search for solution.
We can see here that the operational--"gnoseological" conception of thinking is
consistent with the logic of nonrigorous objects, discussed above. We can presume
that further synthesis of both approaches will make it possible to ok~tain new,
interesting results in the simulation of cognitive proces~~s. But even in its
present form, Shapiro's work signifies a new step in the development of the methods
of cybernetics representation of complex "humanistic" systems. Many of the author's
conclusions may be laid at the basis of further research on heuristic programming
and on "artifical intelligence", and therefore they should be of interest to psycho-
logists, logicians, cyberneticists, and developers of man-machine complexes.
FOOTNOTES
I. Shennon, K., "Ra.boty po teorii informatsii i kibernetike" [Studies in Informa- ~
tion Theory and Cybernetics), Moscow, Izd-vo Mir, 1963, 668 pp. .
2. Bongard, M. M., "Problema uznavaniya" [The Recognition Problem], Moscaw,
Izd-vo Nauka, 1967, p 6.
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3. For more information, see Dreyfus, Kh., "Chego ne mogut vychislit~l'nyye mashiny.
Kritika iskusstvennogo ra2uma" [What Computers Cannot Do. A Criticism of
Artificial Intelligence], "rloscow, Izd-vo Progress, 1979, and the postscript
to the Russian translation of this book, v~zitten by one of the present authors.
4. Bellman, R., "Kibernetika i meditsinskaya diagnostika" [Cybernetics and
_ Medical Diagnosis], Nbscow, Izd-vo Nauka, 1967, p 25. ~
5. The reference is primarily (though not exclusively) to the conception L. Ae
Zade developed in the mid-1960's. Of the numerous works of this scientist
and his school, we cite only a few: Zade, L. A., "The Principles of a New
Approach to Analyzing Complex Systems and Decision Making Processes," in
"Matematika segodnya" [Mathematics Today], Moscow, Izd-vo Mir, 1974; Zade, L. A.,
"Ponyatiye lingvisticheskoy peremennoy i ego primeneniye k prinyatiyu
priblizhennykh resheniy" [The Conc2pt of the Linguistic Variable and Its
Application to the S2aking of Approximate Decisions], Moscow, Izd-vo Mir, 1976.
6. Biryukov, B. V., "The Algorithmic Approach in Science, and the Conception ~f
Fuzzy Algorithms," in "Kihernetika i sovremennoye nauchnoye poznaniye"
[Cybernetics and Nbdern Scientific Knowledge], Nbscow, Izd-vo Nauka, 1976.
_ 7. See Biryukov, B. V., "The Problem of Abstraction of Infalliba.lity in Logic,"
VOYROSY FILOSOFII, No 11, 1973.
8. Pospelov, G. S., and Pospelov, D. A., "Artificial Intelligence Research in
the USSR," in Berg, A. I., (Editor), "Kibernetiku--na sluzhbu kommunizmu"
~ [Cybernetics in the Service of CommunismJ, Vol 9, "Control and Information,"
Moscow, Izd-vo Energiya, 1978.
9. Shapiro, S. I., "Ot algoritmov--k suzhdeniyam. Eksperimenty pc> obucheniyu
elementam matematicheskogo myshieniya [From Algorithms to Conclusions. Easperi.ments
on the Elements of Mathematiral Thinking], Moscow, Izd-vo Soc. radio, 1973.
10. See Berg, A. I., Biryukc~v, B. V., and Sto~yar, A. A., the "Operational-Logical
'Model' of Z'hinking and Learning, an8 Cybernetic Pedagogics," in Shapiro, S. I.,
"Ot algoritmov--k s~.xzhdeniyam" [From~ Algc-~rithms to Conclusions] , M~oscow, Izd-vo
Sov. radio, 1973. ~
11. Shreyder, Yu. A., "Semantic Aspects of. Information Theory," in "Informatsiya
i kibernetil;.a" .(Information and Cybe�rnetics] , Moscow, Izd-vo Sov. radio, 1967;
- see also Piryukov, B. V., "Kiberne#:ika i metodoTogiya nauki" (Cybernetics and
the Metr.odology of Science], Mosc~~w, Izd-vo Nauka, 1974, Chapter 3.
COPYRIGHT: Izdatel'stvo "Sovetskoye radio", 1980
11004
CSO: 1840/187
34
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~
~l
BIOTECFLNOLOGY
UDC 612.2:599.5
RESPIRATION AidD OXYGEN PATTERNS OF DOLPflINS
Kiev DYKHANIYE I KISLORODNYYE REZHIMY ORGANIZM~ DEL'FINOV in Russian 1980
(signed to press 3 Apr 80) pp 2-5, 331
[Annotation, introduction ar.d table of contents from book "Respiration and
Oxygen Yatterns of Dolphins", by Asya Zelikovna Kolchinskaya, Irina Nikitichna
Man'kovskaya and Anatoliy Grigor'yevich Misyura, Izdatel'stvo "Naukova dumka",
' 1,000 cop~es, 332 pagesl
[Text] The monograph presents the authors' ideas on the respiratory system, patterns
of gas mass transfer, and control of these processes in the body of mammals. Experi-
mental data and information are presented that are available in the literature on
the functions of the organs of external respiration, circulation, the respiratory
function of blood, the features of capillarization of cardiac and skeletal muscles,
the content and distribution of myoglobin in the musele fibers, and on tissue
- respiration of dolphins. Experimental and therretical (on mathematical models)
studies are de~cribed on mass transfer of ga~,es, oxygen patterns of the body and
oxygen patterns of the muscle tissue of these animals.
It is designed for physiologists, specialists in the field of mathematical modeling -
of ~iological processes, engineexs, zoologists, biochemists, biologists, physio-
logists and veterinarians.
Contents Page
Introduction 3
_ Chapter I. General Ideas on the Respiratory System and the Process
of MasG Transfer of Gases in Mar~mals 6
Chapter II. Oxygen Patterns of the Body and Control of them 76
_ Chapter III. Ecological Factors That Govern the Uniqueness of the 89
Dolphin Respiratory System
Chapter IV. Anatomical-Histological Features of Individual Components 99
in the Dolphin Respirat~ry System 114
Chapter V. Respiratory Rhythm and Its Control in Dolphins
Chapter VI. Pulmonary and Ventilator S~aces. Respiration Mechanics 148
of Cetaceans
Chapter VII. Ventilation and Diffusion Capacity of Dolphin Lungs 168
Chapter VIII. Cardiac Rhythm, Electrical Activity of Heart and
Features of Dolphin Hemodynamics 181
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Chapter IX. Blood of Dolphins and Its Respiratory Function 218
Chapter X. Oxygen Patterns of Dolphins 240
~ Chapter XI. Process of Mass Transfer of ~xygen, Carbon Dioxide and .
Nitrogen in Dolphins 26~
Conclusion 287
- Bibliography 291
Appendix 325
Ir..troduction .
A st~sdy of the dynamics of marine mammals attracts the attention of an ever greater
number of domestic and foreign researchers. The increased interest in this question
is explained, first of all, by the fact *_hat the respiratory system with its com-
plicated mechanisms that guarantee gas exchange in the lungs, gas transport by the
blood, and oxidation processes in the tissues plays an excepfionally important role .
in the adaptation of marine animals to underwater conditions. Since the lungs;
cardiovascular system and respiratory function of the blood in different species
of narine mammals have undergone the deepest and most general changes during adap-
tation to an aquatic medium, their study is of undoubted value for basic sciences,
- evolutionary physiology, biochemistry, zoology and bionics.
For physiologists and specialists in the field of mathematical modeling, the
respiratory system of Cetaceans, and of dolphins in particular, is not only an
interesting, but also a rewarding object of research. The approach to studying the
respiratory system from the position of the theory of control on this original
bialogical subject is somewhat simplified by a number of circumstances. Under
natural conditions the main links in the dolphin respiratory system are seemingly
separated. During submersion to depths over 100 m the gas exchange in the lungs
of these animals is practically missing and gas transport by the blood is isolated
both from external respiration, and from the respiration of a.large group of
tissues, support, muscle, et~. ThF: powerful and short respiratory act that is
in~plemented on the sea surface in Cetaceans is replaced by a respiratory.pause of
incommei~sUrable duration. During this pause, as during a slow-motion movie, events
unfold that occur in the respiratory cycle. The ventilation-perfusion ratios, the
general blood flow and the blood supply to the greater part of the body change
significantly. This governs drastic alterations in the rate of gas streams through
the alveolar-capillary membrane. These and other features of the functioning of the
respiratory system and the process of gas mass transfer in the dolphins sec::a to
suggest to the researcher engineering solutions for controlling this~:complicared
physiological process. The authors of the prasented monograph,therefore, did not
refrain from attempzing to create a mathematical model for the dolphin respiratory
system. They present for the reader's judgment the results of their experimental
and theoretical research on this system.
Currently the world literature on marine mammals 1?as less than a thousand sources.
A major contribution to the ecology, morghology, physiology and biochemistry of
Cetaceans has been made by our domestic and foreign scientists summed up in mono-
graphs and surveys [1,2,21,23,45,61,86-88,116,117,125,126,144,184,198,206,208,
234,237,249,262,269,279,282,293,374,404,527,530,590,680,?21,722,752,755,774,788].
Certain surveys and secti.ons of monographs cite information about the rsspiration
of marine mammals [6,45,86-88,117,126,207,269,279,282,516,527,530,533,534,539,
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556,560,574,576,758,785,798, and others]. However there are as yet no special
monographs on the physiology of dolphin respiration. In addition, the. works that
discuss external respiration, the respiratory function of blood, circulation, the
adaptation mechanisms that permit marine animals to withstand oxygen deficiency,
hypercapnia, high pressure and its drops are primarily based on morphological data.
The extreme lability of the oxygen patterns in dolphins (transition from hyperoxic
to very pronounced hypoxic states) cannot help but stir the interest of physiologists
in a study of the oxygen supply system, and investigation of the oxygen pattern of
Cetaceans, and the mechanisms controlling them.
Oxygen def iciency that develops during prolonged diving is considered the main
fac~or restricting the diving depth and the time for the animals' stay underwater.
Therefore, starting with the end of the last century up to our time, determination
of the oxygen reserves of diving animals and study of the adaptive mechanisms that
guarantee their least expenditure underwater have been at the center of attention
of many researchers. The publications on this subject present calculations of
oxygen reserves in diving animals of various species. It is a significant short-
coming uf these calculations that they take into account the condition of the animal
tl~at was recorded at a certain time periad in a stationary pattern that does not
exist in reality, i.e., the oxygen reserves are defined as if in an unchanging
- system. In reality, a constant redistribution of the oxy~en reserves and change in
the demand f.or them by groups of tissues that are considerable in weight occur in
the Cetaceans. The complex interaction be~tween different physiological adaptive
mechanisms requires a new approach, the application of a different principle for
computing the reserves and the possible expenditure of oxygen, an approach that is
based on a description of the dynamics for the functioning of the entire respiratory
system and the system of regulating the body's oxygen patterns. Such an approach
was used in the joint work of the scientific collectives of the A. A. Bogomolets
_ Institute of Physiology (department of hypoxic states, headed by Doctor of Medical
Sciences A. Z. Kolchinskaya) and the Institute of Cybernetics of the Ukrainian SSR
Academy of Sciences (department chairman--Doctor of physical-mathematical sciences
B. N. Pshenichnyy). The results of the joint studies are presented in this mono-
graph. It also surveys the published data on these que~tions. Individual results
of experimental studies described in the monograph were obtained by the authors
jointly with V. M. Alekseyev, V. V. Belenikin, P. V. Beloshitskiy, L. N. Sogdanova,
M. G. Bukhman, S. A. Gulyar, K. A. Dzb~,charadze, V. P. Dudarev, K. F. Zhikhareva,
B. A. Zhurid, V. A. Zaboluyev, M. I. %apopad'ko, V. F. Zelenskaya, 0. G. Karan-
- deyeva, Yu. N. Korolev, 0. G. Koshev, S. K. Matisheva, T. D. Minyaylenko, V. S.
Mishchenko, L. L. Levchenko, N. P. Ocheretnaya, Ye. V. Prudnikova, I. F. Soko-
lyanskiy, A. S. Spakhov, Yu. V. Stepanov, Yu. T. Strelkov, V. I. Fedorchenko, M. M.
Filippc~v, V. M. Snap~inov, N. V. Shtuchenko. References for these works are given
in the appropriate sections. The development and realization of the mathematical
model described in the book for the respiratory system on the digital computer
- BESM-6 and studies on the model were done by A. Z. Kolchinskaya, and A. G. Misyura
jointly with B. N. Pshenichnyy, Yu. N. Onopchuk, D. I. Marchenko, D. V. Shevelo,
I. S. Rappoport. The stud',es of P~ distribution in the dolphin muscle tissue were
done by A. Z. Kolchinskaya, I. N. Man'kovskaya and Ye. G. Lyabakh [108] on the model
[148].
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iJe consider it our pleasant duty to express our sincere gratitude to all col- . .
_ leagues who participated in our joint research, as well as the director of the
Georgian branch of the VNIIRO (expansion unknown] of the USSR Ministry of the Fish
Industry, Candidate of biological sciences~L. E. Tsuladze, scientific coworker
K. A. Dzhincharadze, and the entire collective of this branch where a considerable
_ portion of the experimental work was-c~~
COPYRIGHT: Izdatel'stvo "Naukova dumka", 1980 ~
9035
CSO: 1840/144
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ENVIRONMENT
ANIMAL ECOLOGY ASSISTS IN BEHAVIOR CONTR(JL
- Nt~scow EKOLOGICHESKIYE OSNOVY UPRAVELNIYA POVEDENIYEM ZHIVOTNIIQi in Russian 1980
(signed to press 11 Jul 80) pp 2, 188-191
[Annota~ion and ~stracts of articles from book "Ecological Principles of Animal
Behavior Control", edited by Doctor of Bioiogical Sciences D. S. Pavlov and
Doctor of Biological Sciences V. D. I1'ichev, USSR Academy of Sciences Institute
of Evolutional Morphology and Ecology of Animals imeni A. N. Severtsov, Izdatel'stvo
"Nauka", 2,700 copies, 192 pages]
(Text] This collection is devoted to control of the behavior of animals in different
taxonomic groups. Development of the biological principles of controlling animal
behavior and creating, on their basis, a strategy for wise behavior control would
make it possible to solve the highly complex problems of exploiting natural and
artificial ecosystems. Thus the problems discussed iz~ articles contained in this
collection are very timely.
UDC 591.511
BIOLOGICAL PRINCIPLES OF ANIMAL BEHAVIOR CONTROL
[Abstract of article by B. P. Manteyfel', D. S. Pavlov, V. D. I1'ichev, and
L. M. Baskin]
(Text] Development of the biological principles of animal behavior control is �
significant to many areas of science and economics. Three directions of work are
distinguished: I--utilization of the laws of animal behavior, closely associated
with behavior prediction; II--stimulation of animals to display reactions in their
repertoire, III--changa of behavior by genetic methods or by interference in the
ontogenesis of behavior. The first direction unites the passive methods of control,
while the last two deal with the active methods. Four groups of control methods
are distinguished among the latter: 1--creation of a certain motivation of be-
havior; 2--influence by effective stimuli; 3--interference in the ontogenesis of
behavior; 4--change in normal animal reactions by genetic methods.
- Bibliography--55 references.
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- UDC 591.51:595.511
PRTNCIPLES AND APPROACHES TO INSECT BEHAVIOR CONTROL
[Abstract of article by G. A. Mazakhin-Porshnyakov]
[Text] The mechanisms and informational organization of insect behavior are ~
examined. A di~~inction is made between prograncttaed behavior controlled by neuron-
detectors, and ,uodifying bshavior, which is subordinated to lower and higher
associative schemes of internal behavior control supported by feedbacks and indi-
vidual memory. Sensory inputs are analyzed, and a scheme of signal-assisted con-
trol of insect behavior is given. Signal-assisted control of the behavior of
harmful and useful species (by man) is denionstrated with various examples of
successful chemical., optical, and acoustic signaling methods, and of exposure of
insects to an artificial electric field.
Bibliography--73 references. .
' UDC 591.51:597:639.2
CONTROL OF FISH BEHAVIOR DURING FISHING
[Abstract of article by B. V. Vyskrebentsev and M. P. Arononov]
[TextJ A combination of defensive ~d exploratory reactions is typical of the
behavior of fish in a trawl, as are orientation reactions. Fish behave differently
in different zones of a trawl. Bottom-dwelling fish would ~est be i,lfluenced by
stimuli eliciting an exploratory reaction in zone one of a trawl. MEChanical
devices and acoustic and electric fields may be used as the controlling stimuli.
Pelagic fish require development and use of stimuli which also elicit an explora-
tory reaction in zones one and two of a trawl, preventing their exit from the
fishing zone into zone two. Stimuli for pelagic fish may include electiric and
optical fields, as well as various mechanical devices.
UDC 591.51:597.639.2
BASIC MECHANISMS AND PRINCIPLES OF CONTRULLING FISH SCHOOLING BEfiAVIOR
(Abstract of article by V. V. Ger~simov, A. A. Darkov, and D. V. Radakov (deceased)]
[Text] The basic laws governing fish schooling behavior and mechanisms insuri.ng
contact and coordinated actions between individuals in a school are described on .
the basis of the authors'~and published data. A number of ideas are suggested on
the principles of controlling fish schooling behavior. ~
Bi.bliography--14 references.
40
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i
' UDC 59I.51.597.639
! SOME ASPECTS OF INUTRECT LEARNING BY FISH IN A GROUP
i [Abstract of article by T. S. Leshcheva;
~ [Text] Experimental studies are used as the basis for descri.bing the unique features
of first- and second-order indirect learning among schooling and nonschooling species
of fish. The dependence between indirect learning and the tendency for schoolinq is
established; it manifests itself especially distinctly in second-order indirect
learning.
Bi.bliography--34 references.
UDC 591.185:597.639
OLFACTION AND THE PROBLEMS OF FISH BEHAVIOR CONTROL '
[Abstract of article by G. A. Malyukina, Ye. A. Marusov, and A. O. Kasw~ayan]
[Text] Intra- and interspecific communication of fish based on olfaction is com-
plex and diverse. Its siqnificance is also extremely great in certain periods
in the life of species exhibitinq a relatively low level of olfactory development--
microsmatic species. It is experimentally deaanstrated that the olfactory organ
of fish is highly sensitive to many~natural odors. More so than other substances,
these stimuli are behaviorally active; their attractant or repellent acti~n is
the basis for developing methods to control fish behavior.
Bibliography--116 references.
UDC 591.51:597.639
CONTR(JL OF THE BEHAVIOR OF FISH IN FLOWING WATER
[Abstract of article by D. S. Pavlov]
[Text] The bioloqical principles of controlling the behavior of fish in flowing
water are analyzed with the example of freshwater, semi-migratory, and migratory
fish. Z'he rheo-reaction ("rheotaxis") is the basis for the be?havioral reaction
of fish living in flowing water. In the course of evolution, fish developed two
basic behavioral stereotypes in flowing water--the behavioral stereotypes of
pelagic and bottom-dwelling fish. Among pelagic fish, the dominant orientation
mechanism is. visual, and they are typified by low threshold and high critical
flow rates for the rheo-reaction. Among bottom-dwelling fish, the tactile orienta-
tion mechanism has the greatest significance, and they are typified by high thresh-
old and low critical flow rates. Ztao principles of control of the behavior of
fish in flowing water are distinguished--active and "passive".
Bibliography--14 references.
41
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UDC 591.51:598:599
ADAPTATION OF THE BEHAVIOR OF BIRDS AND MAMMALS TO TfiE ANXIETY FACTOR
_ [Abstract of article by A. D. Vladyshevskiy and D. V. Vladyshevskiy] ~
[Text] The ontogenetic sequence of formation of behavior directed at minimizing
the negative consequences of anxiety and direct~pursuit is analyzed. The followi.ng
types of behavioral adaptations are distinguished: higher intensity of reactions,
withdrawal or covert movement, and differentiation. It is concluded that adapta-
_ tion of animal behavior to anxi.ety is directed on one hand at the most effective
assurance of security possible and, on the other hand, at minimization of time and
effort expended on defensive reactions. ~
Bibliography--14 references.
UDC 591.51:598.334
CONTROL OF THE BEHAVIOR OF FISH-EATING BIRD6 AT MANMADE WATER BASINS
[Abstract of article by B. M. Zvonov]
[Text] Intensive development of pond fish culture has made it necessary tc~ protect
water basins from fish-eating birds. Direct observations at fish farms in
Astrakhanskaya and Odesskaya oblasts led to development of the rules of acoustic
repulsion of birds from wa`cer basins using tape recordings of the alarm and distress
signals of different species of seagulls and wading birds.
UDC.591.51:598
THE ORIENTATIONAL NATURE OF REINFORCEMENT STIMULI IN THE CONTROL OF BIRD BEHAVIOR
- [Abstract of article by V. D. I1'ichev]
[Text] Analysis of practical experience accumulated in the use of bird repellents,
and of field experiments permits recomnendation of combined repellents as a new
means of behavior control. Combined.repellents have been developed on the basis of
an analogy with the natural reactions of birds having signaling importance, to in-
clude, besides warning cries, cues indicating a situation dangerous to birds (danger
cues). Combined repellents presuppose simultaneous use of acoustic alarm or dis-
tress signals and imitations of a factor mortally dangerous to birds, creating a
situation of extreme danger.
Bi.bliography--13 references.
~ UDC 591.51:598
BTRD GROUP BEHAVIOR AND THE EFFECTIVENESS OF ACOUSTIC REPELLENTS
[Abs.tract of article by A. V. Tikhonov.j
TTextJ Experimental material is used as the basis for discussi.ng the unique features
of the defensive reactions '(flight, dispersal) of colonial birds and birds forming
~ 42
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temporary flocks. The principal attention is devoted to the adaptive features of
defensive reactions in different taxonomic and ecological groups of birds (web-
footed, wading, gulls, Corvidae) having important significance to further develop-
ment of inethods to control their behavior. Some geographic and interspecific as-
- pects of the effectiveness of acoustic repellents are examined. Practical recommenda-
tions are given on repelling birds from agricultural materials and fish culture
basins with the help of acou'stic repellents.
- Tables--4, bibliography--24 references.
. UDC 591.51:598
CONTROL OF BIRD BEHAVIOR BY ACOUSTIC REPELLENTS AT AIRFIELDS OF THE LITHUANIAN SSR
[Abstract of article by V. S. Shevyakov]
[Text] The ornithological situation at airfields of the Lithuanian SSR was studied
in joint research conducted by representatives of airfield services. The effective-
ness of acoustic reYellents upon different species compositions and upon nesting
and migrating birds, and the action of repellents in different seasons and times
of the day were determined. Recommendations are given on organizing bioacoustic
measures emplaying acoustic repellents to frighten birds away from airfield landing
strips. Concrete descriptions are given of a permanent acoustic device at a landing
strip, and movable devices installed aboard motor vehicles.
Tables--l.
UDC 591.51:599.6
USE OF DEFENSIVE BEHAVIOR IN UNGULATE CONTROL
[Abstract of article by L. M. Baskin]
(Text] Ungulate defensive reactions are basically species-specific, while effective
stimuli are specific to populations. Formation of defensive behavior is associated
with assimilation of the experience of the mother and companions. The relationship
between defenses and social behavior is significant. These principles lie at the
basis of control of defensive behavior. The control methods differ in the case of
a defensive dominant and the case of a combination of fear with other stimuli.
Bibliography--14 references.
UDC 591.636.599.6
CONTROL OF THE BEHAVIOR OF AGRICULTURAL ANIMALS Am INDUSTRIAL COMPLEXES
[Abstract of article by T. N. Venediktova, Ye. A. Karavayev, and V. G. Pushkarskiy]
[TextJ 'Phe prospects and basic principles of controlling the behavior of agricul-
tural animals at industrial livestock complexes are discussed. Methods for con-
trolling the motor reactions of pigs and cattle are proposed. .Ways for reducing
aggressiveness and decreasing arousal of animals at times of regroupings and re -
locations are developed.
Tables--1, bibliography--10 references.
43
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UDC 591.5T:599
LOCAI, DIALECTS, (~OGRAPHIC VARIABILITY, AND HEREDITARY TRAITS OF THE ACOUSTIC
SIGNAIS OF NIAMNIAL PROGENX
(Abstract of article by A. A. Nikol'skiy]
[Text] The traits of acoustic signal$ produced by mamanals are subject to geographic
variability. However, the local specificity of these traits may be a consequence of
two processes--genetic inheritance and learning. T'he capability for imitati~n is
the basis of learning. Z'he simplest case of imitation involves monatonous execution ~
of a group species-specific signal. The imitation capability of mammals has b+een ~
studied very poorly. The signals of hybrids possess intermediate traits in rela-
tion to tha traits of the signals produced by the initial species (or subspecies),
which confirms the genetic inheritance of these traits. Mutual imitation of acoustic
signals (merger of individual traits) may be a compromise between the genetic
stability of species-specific traits and the need for creating isolation between
different groups.
Bibliography--21 references.
UDC~591.34:599.323
PHEROMONES AND MAMMAL BEHAVIOR. THE ROLE OF OLFACTORY STIMULI IN THE
AGGRESSIVE BEHAVIOR OF HOUSE MICE
[Abstract of.article by V. Ye. Sokolov, Ye. V. Kotenkova, and E. P. Zinkevichj .
[Text] The results of many authors, including those of this article, on the effect
of volatile components ~.iberated by house mice upon the agqressive behavior of
individuals (mainly males) of the satae species are generalized. 2'he following
problems are examined: Tlie influence of experimental anosmia in~house mice on
aggressive behavior; hormonal control of excretion of the pheromone causing ,
aggressive behavior, and of its sources;"repellent" pheromone and its relati~n-
ship to the pheromone of aggressive behavior; effect of prior exposure to olfactory
signals on aggressive behavior; the complexity of the structure of the aggressive
behavior pheromone, data on its chemical composition, and the role of olfactory
signals in the aggressive behavior of other rodent species.
~ Tables--4, bibliography--72 references.
CppYRIGHT: Izdatel'stvo "Nauka", 1980
iioo4
CSO: 1840/175
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- MEDICAL DEMOGRAPHY
LIFE EXPECTANCY: ANALYSIS AND MODELING
Moscow PRODOLZHITEL'NOST' ZHIZNI: ANALIZ I MODELIROVANIYE in Russian 1979 (signed
to press 8 Jun 79) pp 2, 156-157 ,
[Annotation and table of contents from book "Life Expectancy: Analysis and Modeling",
edited by Ye. M* Andreyev and A. G. Vishnevskiy, Department of Demographics,
Scientific Research Institute of Planning Computer Centers and Systems of
Economic Informatioa, Central Statistical Administration of the USSR,
Izdatel'stvo "Statistika", 11,000 copies, 157 pages, illustrated]
[Text] As a result of lowering of the mortality rate, there has been a significant
it~crease in mean life expectancy in m~st countries of the world. However, the .
lowering of mortality differed in different countries, and even in different regions
of the same country. Analysis of these differences helps demonstrate the main
socioeconomic and biological factors, upon which the mortality level depends, and
to define the main directions of control for further decline thereof. The authors
of the articles in this collection explore the most important trends and patterns
of mortality in the USSR and foreign countries; they propose new methods for ana-
lyzYng it and mathematical modeling.
_ This book is of interest to demographers, social hygienists, sociologists and
economists.
Contents Page
~
Foreword 3
Life Expectancy in the USSR: Differential Analysis (Ye. M. Andreyev) 7
1. Goal and tasks of investigation 7
2. Differentiation of mortality levels 9
3. Differentiation of mortality curves 13
' 4. Link between shape of mortality curve and ;nortality level 21
S. Factors determining the shape of the mortality curve 22
Typological Approach to the Study of Infant [or Child] Mortality
(K. Yu. Shaburov) 31
The Causes of Decline of Infant [Child] Mortality During the Years of
the Great Patriotic War (R. I. Sifman [deceased]) 50
Cardiovascular Diseases and Life Expectancy (V. L~. Biryukov) 61
One Method of Studying Survival Curves (Ye. M. Andreyev, '
V. M. Dabrovol'skaya) 80
1. Method of linear approximarion 82
2. Choice ~f standard 85
k5
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3. Nature of time-related trend of parameters a and b ~ 86
4. Dynamics of parameters a and b in different countries of the world 87
S. Correlation between parameters a and b to describe male and
female mortality 98 ~
6. Analysis of the present situation in the area of mortality using
parameters a and b 99
Principles of Mathematical Description of the Essence of Mortality
Processes (V. F. Shukaylo) ~ 104
Construction of Simulation Model of Survival Time o~ a Real Generation
(A. Yu. Kardash) 124
1. Streler-Mildvan theory ~ 128
2. Construction of simulation model on.the basis of Streler-Mildvan
theory 136
Obituary of R. I. Sifman 148
Principal published scientific works by R. I. Sifman 152
_ COPYRIGHT: Izdatel'stvo "Statistika", 1979
10,657
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�
UDC: 312.432/437
THE ENVIRONMENT AND HEALTH
Moscow OKRUZHAYUSHCHAYA SREDA I ZDOROV'YE CHELOVEKA in Russian 1979 (signed to
press 19 Oct 79) pp 4-7, 213--214
[Annotation, foreword and table of cor;ents from book "The Environment and Human
Health", edited by A. D. Lebedev, Institute of Geography, USSR Academy of Sciences:..._...-
- Izdatel'stvo "Nauka", 4250 copies, 215 pages]
[Text] This monograph describes, for the fi�rst time in Soviet literature, the
principles and methods or geographic investigation of human ecol.ogy; severai
theoretical concepts were developed on this sub~ect. The conception was ~.ntro~
duced of territorial anthropoe~ological systems. It was demonstrated that
various types of environments can affect human health, and analysis was ~aade o~
- geography approachES to optimization thereof.
Illustrations 32, tables 20; bibliography lists 459 ~.tems.
Foreword .
I Among problems of Soviet consiructive geography, the ma3,nsteni o~ wh~,ch. ~s xesea,~c~,
~ on the scientific prerequisites for opt3mizing ~nteract~on between ~qan, soc3~,ety~ a~1d
the environment in the presence of the progressive scientific and technological
re~~lution, the problem of environment and health holds a special place. This is
not simply a pressing problem; preservation and improvement of man's health is one
of the impor~ant goals of a fully developed socialist society. It is related to
the search of criteria of optimum interaction between society and the environment,
to assure the environmental qualities needed by man.
- The new Constitution of the USSR, which recognizes that the`supreme goal of
social production is to meet the needs of the Soviet people, directly states
that a healthy environment is a guarantee of health of the citizens. Under condi-
tions of developed socialism, there is ample room to implement this conception.
The decisions of the 23d, 24th and 25th CPSU congressQS are directed toward this.
In accordance with the importance of this problem, ge:.eral humanization of science
became ev:ident in the early 1960's, includin~ the system of geographic sciences.
- Along with traditional studies of natural resources and conditions of placing
industries, there was a drastic increase in importance of studying man~s environ-
ment, both natural and altered by industrial endeavors, including the markedly "
urbanized environment. A new direction of research in medical geography was one
of the manifestations of this process; at one time it had devoted much attention ~
47
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to infectious pathulogy of man, where the links between human diseases and the
environment are the simplest ~md easiest to study. At present, studies of eco-
logical geography of noninfectious diseases and pathological states of man began
to gain increasing significance in that branch of geography.
- Studies in medical geography started as far back as 1962 at the Institute of
Geography, USSR Academy of Sciences. At first, they dealt with specific medico-
geographic investigations of a regional geographic nature. Gradually, there was
intensification of geographic investigation of human ecology, on the basis of
methodological interpretation of ~he demonstrated correlations between human
diseases and the environment. There was substantial expansion of .the range of
research. Of course, the characteristics ~f man's living and working conditions
do not merely refer to demonstration of environment-caused diseases and patholo-
gical states. We are dealing here with the need to investigate various features
of both th~ natural and urbanized environment, upon which depend, more or less,
favorable or unfavorable living conditions, and then to relate them to social,
biological, engineering or o~her needs of people. And it is important to do
this, not only for a single individual, but for different population groups, so-
cieties and mank.ind as a whole.
A new scientific direction, the study of geographic aspects of human ecology,
began to form in 1971 at the Institute of Geography. It was based on concep-
tions of integration of heterogeneous phenomena in specific parts of earth,
the possibility of society having an active influence on the environment in
accordance with set goals.
The constructive sets of modern geography enable us to formulate the question of
tasks and means of protecting and improving man's environment, to develop prob-
lems of optimization thereof. At the same time, the question of objective cri-
teria of quality of the environment, as well as range of human capacity to adapt
to unfavorable states thereof in general and individual changes in particular, ,
is acquiring speciai meaning to constructive formations.
It is apparent from the foregoing that studies of geographic aspects of human
ecology, which accumulated many of the achievements of modern medical geography,
developed expressly within the framework of constructive geography.
The scientific conception of this new direction, which is being developed at the
Institute of Geography, USSR Academy of Sciences, was formulated in articles by
A. D. Lebedev, V. S. Preobrazhenskiy and Ye. L.Aaykh (Lebedev et al., 1972;
- Preo~razhenskiy, Raykh, 1974; Raykh, 1976). In addition, the main theses dealing
with research on geographic aspects of human ecology were discussed at a large
- conference, which convened in 1974, of the Institute of Geography, USSR Academy
of Sciences, together with the Institute of Human Morphology, USSR Academy of
Medical Sciences. A collection, "Theory and Me~hods of Geographic Studies of
- Human Ecology" (1974), with the complete text of papers, was published for this
conference.
In view of the fact that the questions raised at the conference inspired much
interest in the community, it was decided to continue to discuss them and
elaborate them further in the collection, Geographic Aspects of Human Ecology"
(1975), whic}~ was prepared at the Institute of Geography, with the participation
of geographers, medical specialists, philosophers and other specialists.
48
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Thus, the monograph offered to the reader, "The Environment and Human Health~" so to
speak, completes a certain stage of work on this complex and vast problem. As they
began to work on the monograph, the authors' objective was not so much to answer
comprehensively all questions th'at arose (which could not be dane, not only because
of the limited size of the book, but current depth of work on the problem), as to
flut?ine the main aspects of the problem. For this reason, the contents of this mono-
graph are limited primarily to discussion of those problems of human ecology, for
which the existence of geographic aspects is the most apparent. The autl.'iors also
took into consideration the fact that the most general theses of the close link
between human health and nature of social relations, which must serve as the founda-
tion for analysis of this problem, have already been 3iscussed in the book,
- "Society and Human Health" (1973), which was written by an international team of
authors, with G. I. Tsaregorodtsev as the general editor.
~ The structure of the monograph reflects both conceptual theses of the new direc-
tion and specific studies. Among the latter, the sections dealing with the
effects on health of various socioeconomic changes in the presence of the scientific
and technological revolution, urbanization, pollution ar..d effects on man of the
technogenic environment are probably referable to more traditianal aspects of
recent literature, related to consideration of the state of man~s environment. The
auth~rs were aware of the fact that questions of man's life and endeavor under
urban conditions and development of cities in the interests of man were discussed
in the monograph by Yu. V. Medvedkov, "Man and the Urban Environment" (1978), which
is also in the "Problems of Constructive Geography" series.
The sections o~ the book dealing with adaptation to the environment, including
extreme states thereof, and ecology of nutrition against the background of food
resources are more unusual.
_ The monograph ends with sections, in which an effort was made to outline the geo-
graphic aspects of th~e problem of opttmizing the environment in their more general
- form, as well as in one of the more special, but specific variants, pertaining
to regions of new economic development.
Extensive use was made in working on this book of the 10 years of experience of
several of its authors in research in the field of inedical geography of the African
continent~ and this was partially reflected in the choice of specific examples to
confirm general scientific theses.
Most of the work on writing and preparing this monograph was done by a team of
staff inembers of tt~e Institute of Geography, USSR Academy of Sciences, consisting
of L. V. Maksimova, Ye. L. Raykh, L. I. Saravayskaya, M. P. 5tradomskaya and P. A.
Frumkin under the ~eneral guidance of Ye. L. Raykh, A. D. Lebedev and V. S.
Preobrazhenskiy. In addition, some sections of the book were authored by V. P.
Alekseyev (Institute of Ethnography, USSR Academy of Sciences), B. B. Prokhorov
(Institute of Geography of Siberia and the Far East, Siberian Department of the
, USSR Academy of Sciences) and V. I. Rusanov (Tomsk State University).
Contents Page
Foreword 5
Chapter 1. The Environment and Human Ecology (Ye. L. Raykh) 8
Human ecology and geography 9
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Anthrup~~~~c~togic~i] criter3;i o.f qu~lity of tha environmene ~2
Th~ environment and human health ~5
- Chapter 2. Methodological Approaches to the Study of Anthropoecological
Systems (Ye. L. Raykh) _ 20
MedicoQeo~raphic territorial differentiation (B.B.Prokhorov, Ye. L. Raykh) 26
Anthropoclimatic territorial differentiation (V. T. Rusanov) 41
Chapter 3. Adaptation and Acclimatization (L. V. Maksimova) 52
Conception of human adaptation 52 .
Mechanisms of adaptation 55
- Conditions affecting adaptation 5~
Approaches to evaluation of adaptation 63
Chapter 4. Adaptation and Heredity ('V. P. Alekseyev) 69
The concept of acclimatization and adaptation in general biology 69
Adaptation and man . ~l
Morphophysiological variability of the human body 74
Standard reactions and geographic environmental conditions 77
Chapter 5. Extreme Natural Living Conditions (L. V. Maksimova, Ye. L. Raykh) 80
Approaches and methods of isolating territories with extreme conditions 82
Characteristics of some regions with extreine natural conditions 97
Extremely cold regions 9~
_ Extremely hot, dry regions ~ 103~
Extremely hot, humid regions 108
Chapter 6. Urbanization and Human Health (M. P. Stradomskaya) 113
Urbanization as a process that forms the urban environment 113
Effect of urban environment on health 117
= Changes in demographic indicators 121
Chapter 7. Environmental Pollution and Human Health (M. P. Stradomskaya, .
Ye. L. Raykh) 126
~ Environmental pollution as an ecological process , 126
Geography of pollutants and location of industry and motor vehicles 130
Effect on human health of pollution of superficial water, and noise
pollution of the urban environment 141
Population pathology 144
- Means of improving the environment _ 145
Chapter 8. Nutrition and Human Health (P. A. Frumkin jdeceased],
L. I. Saravayskaya) 150
Food resources 150
Resources of plant origin 155
Resources of animal origin 158
~ Typical diets 162
5tatus of public nutrition 166
Chapter 9. Optimization of the Environment (Ye. L. Raykh) 171
Chapter 10. Design of Optimum Environment in New1y Developed Regions
(B. B. Proldzorov) 183
Problems of optimization of the environment at different stages of
land development 184
Elements of social adaptation directed at optimizatio~: of processes
of vital function of the public 187
Problems of optimization of the environment in specific medico-
geogr.aphic s~udies 191
Conclusion (Ye. L. Raykh) 195
Bibliography 200
COPYRTGHT: Izdatel'stvo "Nauka", 1979 .
1A,657
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PHYSIOLOGY
AVIATION MIDICINE
Moscow AVIATSIONNAYA MEDITSINA in Russian 1980 (signed ta press 5 Nov 79)
pp 2-4, 54-95, 247
[Annotation, foreword, chapters 4 and 5, and table of contents from book "Aviation
Medicine", edited by Prof. A.N. Babiychuk, doctor of inedical sciences, Izdat el`stvo~
DOSAAF SSSR, 17,000 copies, 248 pages]
[Text] This book deals with questions of aviation medicine as they relate to the
features of inedical support for flights~aboard aircraft of the civil aviation and
DOSAAF. Measures for creating optimam workl.ng conditions for aircrew personnel
are examined, the complex of ineasures insuring a high leve], of health among aircrew
personnel and their psychophysiological capacities is presented, and other top
priority ma~ters of inedical support to insure f light safety are examined.
Foreword .
. As a result of scientific and technical progress in the field of aviation technology,
the inventory of aircraft available to civil aviation is being constantly enlarged
with the Tu-134, Tu-154, I1-62, I1-76, Tu-144, I1-86 and other airliners that
handle passengers and freight on a massive scale; and with the Mi-6, Mi-8, Mi-10
and Ka-26 helicopters that are used extensively in the various sectors of the
national economy. Aviation materiel is also being improved in the civil aviation
flying schools and the DOSAAF flying clubs.
Today's aircraft and helicapters are complex flying machines equipped with the
latest autornat:': and semiautomatic devices, but, as before, man plays the leading
role in the man-machine system.
The control of modern aircraft is regarded as a comprehensive task including, on
the one hand, the human operator, and on the other, the technical control devices,
with both elements interlinked.
Good reliability and eff icient operation of this system can be insured only if
the specifications of the elements of the aircraft interacting directly with the
human operator conform to his physical and psychological capacities, and if f light
factors do not adversely affect the operator by lowering his work capacity.
i
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, In this connection, medical backup for flight safety in the civil aviation and
DOSAAF is organized in two directions. ~
The first direction provides for the creation of the most favorable working
conditions for aircrew personnel in the broad sense of the concept. ,
- These measures are realized directly in the design of the flight deck and its
equipment in accordance with special medical engineering requirements, and they
include rational layout of working places and equipment in them, devices that
_ insure the proper cabin endironment, protection of the cabin environment from
- pollution by noxious chemicals, protection against noise and vibration, observance
of lighting standards and so forth.
The second direction in medical backup f or flight safety provides .~or the set of
measures, whose main object is the human operator, that insures a high level or
health in aircrew personnel and their psy chophysiological and psychological
capacities, such as to guarar.tee high reliability in the human element of the
system by which an aircraft or helicopter is controlled.
The medical measures in this direction cover candidate selection for civial aviation
flying schools and DOSAAF flying clubs in respect of candidates' state of health
and observation of their health during t raining and flight activities; evaluation
of candidates' personal qualities also n lays a certain role.
An important place is assigned to questions of work, rest ~r:~ eating sctiedules,
arid also to observation of the physical preparedness of aircrew and flight engineer
personel and other special aviation medicine matters.
One special area in insuring flight safety is medical analysis of the causes and
conditions of flying accidents and aircrew errors in order to prepare medical '
- recommendations to prevent them.
The most topical questions of inedical b ackup for flight safety in civil aviation
and DOSAAF aviation are discussed in the relevant chapters.
This book is intended for aviation doctors and other aviation specialists, and
its aim is an attempt to offer a systematized presentation of questions of aviation
medicine as they apply to the features of inedical backup for flight safety in aircraft
of th~ civil aviation and DOSAAF.
- Contents Page
~
' Foreword 3
Chapter 1. Development of Aviation Medicine in the USSR
(Prof. A.N. Babiychuk, doctor of inedical sciences) 5
= Chapter 2. Medical Aspects of Work and Rest Schedules for Aircrew Personnel
(V.F. Onishchenko, F.V. Babchinskiy, candidates of inedical
sciences) 21
Chapter 3. Physiological.and�Hygiene�Characteristics of the Flight Deck
and Passenger Sections (G.A. Demidov, candidate of inedical
sciences) 41
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, The pilot's working position 42
Cabin microclimate in passenger aircraft 45
Barometric pressv.rz 45
Air temperature in pressurized cabins 49
Relative humidity in pressurized cabins 50
Atmospheric ozone 52
Chapter 4. The Role of Vision in Flight Activity
(I.D. Semikopnyy, candidate of inedical sciences) 54
Visual acuity and vision correction in flight activity 55
Correction of vision 57
Aircrew personnel vision in night flying 58
Spatial orientation in flight 61
- Significance of color vision iM flight 64
Studies of pilot visual functions in an aircraft cabin 65
Studies of visual perception of instruments .........e 66
Chapter 5. Effects of Altitude Factors on the Body and Physiological-Hygiene
Features While in a Rarefied Atmosphere
_ (Prof. Ye.M. Peshkov, doctor of inedical sc:iences) 68
Main altitude factors characterizing high-altitude flight, and their
biological significance 68
Change in barometric pressure and its effect on the body 69
Causes of and conditions for the onset of changes in barometric prassure 69
Effect on the body of gas expansion in the pneumatic cavities 71
Changes in the body during liberation of gases dissolved in the blood
and tissues 73
V~.~or for.mation in the fluid amd semif luid media of the body 74
' The role of partial pressure in supplying oxygen to the tissues at
high altitudes ......................................................e.. 76
Features of beathing atmospheric air at altitude 76
Features of breathing an air-and-oxygen mixture 82
Features of breaching pure oxygen (excluding air supplied via a mask) 83
FeaturQs of breathing hyperbaric oxygen 87
Features of breathing hyperbaric oxygen with the use of comp~nsation
(counterpressure) 93
Chapter 6. Accelerations in Flight and Their Effect on the Human Body
(I.A Tsvetkov, doctor of inedical sciences). 96
Physical characteristics of accelerations and conditions in which
they occur 96
Accelerations during takeoff and landing 103
Accelerations in flight 114
Ctiapter 7. Aviation Noise and Its Effect on the Body
(V.M. Kozin, candiate of inedical sciences) 122
Sources of noise and their characteristics 123
Effect of noise on the body 126
Ways of reducing noise and means of protection against noise factors 129
= Chapter 8. Vibration (Yu.N. Kamenskiy, candidate of inedical sciences) 133
Sources. Physical characteristics 133
Effect of vibration on the k?uman body 134
Symptoms of vibration sickness 137
Prevention of vibration sickness 142
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- Chapter 9. Basic Principles in Medical Flight Examinations in the Civil
Aviation (B.L. Gel'man, candiate of inedical sciences) 146
Medical monitoring in the periods between examinations 147 '
Annual certification of aircrew personnel by the flight medical board 148
_ - Preflight medical monitoring 150 '
Medical monitoring during flying 151
Chapter 10. Medical Support for Flying at Aviation Schools
(Prof. A.N. Babiychuk, doctor of inedical sciences, A.G. Gridchin,
M.A. Palamarchuk) .o 153
Differences between visual flight and instrument flight 154
Introductory, training, test and solo flights 156
Instrument flight 156
Chapter 11. Medical Support for Parachute Jumping
(I.A. Tsvetkov, doctor of inedical sciences) 164
The parachute as a means of descending from altitude and the classification 164
of parachute jumps
The effect of parachute jumping on the human body 170
Medical support for parachute jumping and the prevention of traumatism 172
Emergency escape from high-performance aircraft 175
G-loads developing in emergency escape for an aircraft and their effect ,
on the body 1~7
Prevention of traumatism during ejection �180
Chapter 12. Medical Support for Aviation Sportsmen in the USSR DOSAAF
(Prof. A.N. Babiychuk, doctor of inedical sciences,
M.A. Palamarchuk) 184
Chapter 13. Search and Rescue for. Aircrew Personnel and Passengers
- (Prof. Babiychuk, doctor of inedical sciences) 188
Chapter 14. Questions of Aviation Toxicology
(T.A. Drobyshevskaya, candidate of inedical sciences) 196
The degree and nature of the effects of noxious chemicals ............o... 197
Noxious chemicals in the air on the flight deck and in passenger sections 200
and monitoring the status of the air
Atmospheric ozone 203
Radiation background from cosmic radiation 204
Aviation fuel, lubricants, and products from their thermal-oxidative
breakdown. Preventive measures when servicing and repairing aviation
equipment . 206
Aviation fuel. Kerosene. Gasoline 20G
Chronic pofisoning; effect on the skin; first aid 207
Prevention of poisoning 208
Lubricants. 208
A. Mineral oil 209
B. Synthetic lubricants 209
C. Prevertive measures 210
Polymers used in the cabins of airliners 217
Noxious chemicals in atmospheric air at airports, and monitoring them 218
Chapter 15. Medical Support in Crop-Spraying Operations
(L.D. Derevyanko, candidate of inedical scisnces) 222
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Chapter 16. Physiological-Hygiene Principles for Protecting Crews (or
Passengers) against Shortage of Oxygen in the Air
(Prof. Ye.M. Peshkov, doctor of inedical sciences) 229
Basic principles in group protection against reduced barometric pressure
and insufficient oxygen in the air 229
Basic principles in individual protection against the effect of reduced
partial pressure for oxygen 230
Basic principles and features of physiological-hygiene requirements for
oxygen equipment and for the amount of oxygen needed for crew meiubers 231
Basic principles and features in determining physiological-hygiene
requirements for oxygen equipment and the amount of oxygen needed for
passengers and stewards 241
Bibliography 245
Chapter 4. The Role of Vision in Flight Activity.
_ In order to insure normal flight both by day and at night, pilots should have
vision good enough to read the instruments quickly; their eyes should focus well
when looking outside the aircraft cabin, particularly against a background of the
unfocused fi~ld of vision; they should be able to distinguish correctly any light
or colored orientation devices and light signals; they shoul3 be able to adapt
quickly to bright or dim illumination; they should be able to see instrument
_ readings in emergency and pre-emergency situations, that is, in time-deficit
conditions. It has been shown that in aircrew personnel the organ of sight is
under great stress when flying an aircraft in both clear and difficult weather
conditions.
According to both Soviet and foreign publications, about 90 percent of all information
the pilot receives comes through the visual analyzer. This has also been confirmed
by the fact that in today's aircraft there is a large number of flight instruments
which the pilot must constantly monitor. In individual types of aircraft there
are now as many as 600 instruments and symbols carrying various kinds of visual
information. In addition, the instruments combine readings for several parameters
characterizing the aircraft's position in the air.
During flight, the visual analyzer is subjected to the effect of various adverse
factors, as for example the speed of flight, which is frequently combined with
a time deficit in observing the readings of the flight instruments and evaluating
the spatial position of the aircr~ft. Time deficit is seen particularly in emergency
situations when the pilot does not manage to perceive instrinnent readings correctly;
this can lead to pilot error.
Considerable significance for visual work in flight attaches to the layout of
instruments and control panels. It is common knowledge that many of them are
located not in the center of the pilot's f ield of vision but way above his head,
or on the side, to the left and right �relative to his position in the cabin. In
order to maintain constant and simultaneous visual observations on all instruments
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and the various symbols within his working area, the pilot must not only turn his
head to either side but also change the position of his trunk within his seat,
as a result of which he is under constant stress.
In addition to his work on the flight deck the pilot must at the same time observe
the situation outside the cabin. This means that he frequently flies with unfavorable
light conditions in the cabin. At night, lighting conditions in the cabin are
not usually optimum since if illwnination fs normal the pilot will be able to
orient himself only poorly with respect to the situation outside. This is why
during night flying, illumina~ion of the instrument panel and control console
should be minimal but at the same insure that instruments can be read. Irrational
lighting at the pilot's position can lead to premature visual fatigue.
In civil aviation many aircrew personnel are aged 45-50 or more. Efficiency 3~~
their work depends not only their general physical condition but also on the status
of the visual analyzer, and iri particular, its functional reserves. There is good
evidence that in pilots in the older age group, during the process of flying work
these reserves are rapidly depleted, and during intense and prolonged stress they
may be completely exhausted. In this connection, great significance attaches not
only to the status of the visual analyzer at any given moment but also to its
reserves for insuring further visual work at a sufficiently high level. Therefore,
in evaluating the status of the visual functions in aircrew personnel, particular
significance attaches to special examination methods that must be adequate for
flying work and sensitive enough to detect visual fatigue. Moreover, they should
assist the aviation doctors in detecting the early signs of pathologic and functional
disorders in the visual analyzer during the process of flying activity. It is
very important to conduct these studies in time-deficit condit~ons, and this is
- achieved by giving subjects special tests.
Among the large number of visual functions there are some on which flight procedures
and ultimately flight safety depend directly. These include visual acuity and
- accommodation, night vision, spatial orientation, color vision and so forth.
Visual Acuity and Vision Correction in Flight Activity ~
Visual acuity is determined by the resolution of the retina. The centraZ part
of. the retina, called the macula lutea retinae, insures the highest level of visual
acuity (1.0-1.5 and more). On the periphery, retinal resolution falls off sharply.
Thus, for example, at a distance of 10� from the macula lutea retinae, visual acuity
is 30 percent of the maximum, and at a distance of 20�, only 15 percent. Visual
stress in a pilot when monitoring instruments on the flight deck of an aircraft
and other orientation devices outside it is put mainly on the central vision.
Visual acuity is' a quite stable function, but under flying conditions its level,
when acted upon by various adverse internal and external factors that the pilot
frequently encounters during flight, can be altered. Enhanced flight stress affects
visual acuity in pilots. As a result, as a rule there is fatigue of the ocular
muscles that insure ocular accommodation. Accommodation disorders in pilots are
observed most frequently at ages 45-50 or older. In most cases they cannot read
- the text ~f flight documents rapidly and correctly at the usual distance without
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appropriate correcting glasses. At the same time, given only a small degree of
age-related hyperopia (of the order of 1.0-1.5 diopter) they can distinguish the
instruments and other symbols on the control panel, located at a distance of some
60-80 centimeters from their eyes, quite satisfactorily. With a large degree of
presbyopia (for example, 3.0-3-5 diopter), and in maximum magnitudes of hyperopia
in refraction, which are regarded as serious medical conditions, instrument readings
can be seen with difficulty, while small symbols or slight deviations in needles
on scales of instruments cannot be seen at all. The or.set of visual fatigue is
rapid in pilots aged 45-50, and in this connection they are forc~d more frequently
to take breaks in order to rest. At a greater distance, however, that is, outside
the aircraft cabin, as a rule these pilots are utell oriented. The only exceptions
are those pilots who are found to have a high degree of hyperopia (1.5-2.0 diopter)
during medical flight examinations.
Vision acuity studies during medical flight examinations by boards are usually
done with the aid of the Golovina-Sivtsev chart, which consists of 12 rows of
symbols. This chart has serious shortcomings since the difference between the
rows of symbols on the test chart corresponding to vlsual acuity of 0.1-0.2 is
100 percer~t, 0.2 to 0.3, 50 percent, 0.3 to 0.4, 33 percent, and so forth. This
method allc~ws error in evaluating visual~.acuity when doing studies on individuals
- with lowered visual acuity. This defect is eliminated in visual acuity studies
with the aid of the Kholina chart, which consists of 33 rows of Landolt`s rings.
Visual acuity is determined with an accuracy down to 10 percent at all stages in
loss of acuity.
. Thus, in cases where it is necessary to clarify visual acuity through conclusions
reached by a board, or for the purpose of prescribing prophylactic measures, the
use of the Kholina chart can be fully recommended as an additional method during
visual acuity studies.
Visual acuity studies can also be done with the aid of just one symbol, by using
a broken Landolt's ring. By moving it toward and away from the subject the threshold
distance can be determined for the correct response; which, given the appropriate
recalculation, will characterize visual acuity.
The ability of pilots to make observations outside the aircraft cabin during flight,
particularly during takeoff and landing, that is, when there are time constraints
on tracking ground and air orientation devices, is evaluated from the status of
' dynamic visual acuity.
At a rate of movement for an object at up to 20�/second at an exposure time of
_ 1.0 seconds, dynamic visual acuity is static (M.G. Kozyr'kova). Each subsequent
increase in the rate at which an object moves relative to the preceding 20�/second
reduces dynamic v~GUal acuity by 0.1 to 0.2 As a rule, as exposure time is reduced,
dyanmic visual acuity falls off. An individual ability to distinguish maving objects,
and arso age-related changes in dynamic visual acuity, have been established. The
].owest indexes for it occur in individuals older than 40. In order to determine
the relationship between static and dynamic visual acuity so as to clarify individual
and age-related features in the perception of moving objects, it is advisal~le to
- conduct studies on dynamic visual acuity with objects moving at a rate of 80�/second
at an exposure of 0.25-v.5 seconds.
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Correction of Vision
The u~e in flight of correcting glasses by individuals with age-related weakening
of accommodation is provided for by the existing regulations on medical certification
for aircrew personnel in civil aviation.
Aircrew personnel with abnormal refraction are not permitted to fly when using
correcting glasses.
Compared with other countries that are members of the ICAO, in the Soviet Union,.
standrad requirements for permitting aircrew personnel to fly are considerably
more stringent in terms of the status of the main visual functions (visual acuity,
refraction accommodation). Thus, for example, minimum requirements for visual
acuity for pilots of classes 1 and 2 aircraft within the civil aviation system
are 0.6-0.7, while abro~d, these functional requirements have been lowered to 0.1-
0.3, that is, by a factor of 2 or 3.
Correcting glasses designed for aircrew personnel shoul'd possess a number of advantages
- over regular. correcting glasses made for the general public in our country. First
of all, flying glasses should be unbreakable, fireproof and dustproof to a certain
extent, fit closely on the pilot's face, and have reliable fastenings. They should
restrict the field of vision as little as possible. The optical glass in flying
glasses should have one or two, or even three focal distances if required, and
the glass should be able to be replaced easily for other glass. Each crew member
who uses glasses should have a spare pair made to the same prescription when he
flies. ,
Aircrew Personnel Vision in Night Flying
In civil aviation night flying and flying at dusk now occur extensively. Modern
navigational aids, improved airfield lighting and radar equipment make it possible
- for pilots to continue flying in even the most complex weather conditions. Howev~r,
the increased stress on the visual analyzer in conditions of relatively low internal
cabin illumination can negatively affect the quality of the pilot's work. It has
been established that in night flying, pilot recognition of instrument readings
and weak light signal~ in the a~rcraft cabin and of orientation devices outside
the cabin is possible only if he has a high level not only of light sensitivity
- but also of acuity in night vision. In this connection, the maintenance of
conditions that promote a high functional status for the visual analyzer in
aircrew personnel during reduced illumination is considered a major problem in
medical support for night flying.
In contrast to day vision, night vision is more labile. Factors reducing night
vision include insufficient oxygen supply, fatigue resulting from incorrect
organization of work by aircrews, the consumption of alcohol on the day before
flying and so forth. The use of vitamins by aircrew personnel is most important
for maintaining a high level of night vision. Thus, for example, if vitamins A,
C and B are deficient in food, night vision can be reduced extremely rapidly. At
the same time it can be rapidly restored to its initial level after vitamins have
been supplied to the pilot's body (M.S. Trusov).
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In our country, several instruments have been proposed and applied for ligh~
sensitivity studies for the purpose of professional selection of pilots. They
have included in their time the extensive use of the Kravkov-Vishnevskiy
chamber. However, during the process of operating this instrument serious
defects were found that affected the quality of studies on night vision in
aircrew personnel. Thus, for example, the Kravkov-Vishnevskiy chamber did
not enable visual acuity to be studied in lowered illumination, as at night.
As a result, the medical board's conclusions on the suitability of aircrew
and trainee personnel for flying were based only on data on the rate of nighttime
adaptation. At the same time, visual acuity is of great significance for pilots'
visual orientation in conditions of lowered illumination. Nighttime adaptation
and visual acuity are insured by different elements of the retina and are not
mutually dependent. In medical flight examination certification, nighttime
adaptation and visual acuity for night can be studied differentially by using
the instrument of I.D. Semikopnyy.* The instrument (figure 4.1) is.a portable
rectangular box with lightproof covers forming a dark chamber 50 centimeters
long. This length precludes the effect of acco~odation on the results of
the study. Red and orange aircraft silhouettes and Landolt's rings are used
as the experimental test objects (figure 4.2). A facility for altering their
position during the study makes it possible at the same time to monitor the
indications of the sub~ect. Inside the chamber, illumination can be varied
within the limits of 0.0004 to 3 lux, which makes it possible to create the
conditions of a natural night varying from dark cloud cover to moonlight, and
also to simulate twilight. Studies are done in three stages (baseline adaptation,
- a 2-minute deadaptation, and the study proper of nighttime adaptation and acuity
in night vision). The fact that the instrument is portable and the facilities
for rapid studies (3 to 5 minutes~ make it possible to use it (in flight) for pro-
fessional selection and subsequent monitoring of the status of night vision of aircrew
personnel in the periods between medical certification.
Many years ~f experience have shown that aircrew personnel with lowered night �
vision functions in regard to nighttime adaptation (more than 60 seconds) and
with a visual acuity of less than 0.03 usually experience difficulties of some
kind in visual orientation during night flying. According to available figures,
they make up 2.2-2.6 percent of all individuals studied. During the winter
and spring period the number of individuals with lowered night vision is sharply
reduced (to,l percent).
Comparative studies done ou healthy subjects and individuals with impaired night
vision using the Semikopnyy instrument under clinical conditions at the Military
Medical Academy imeni S.M. Kirov and the Moscow Institute of Eye Diseases imeni
Gel'mgolts have made it possible to establish a standard for permitting flying work
*I.D. Semikopnyy's instrument for doing night vision studies has now been
adopted by the USSR Ministry of Health for supply to all medical establishments
in the country. In addition, in 1961 at the International Congress of Military
Ophthalmologists in Budapest it was confirmed as the standard instrument for
testing night vision in pilots in the socialist countries.
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~ in pilots who have a rate of nighttime adaptation of no more than 60 seconds and
an acuity of night vision of at least 0.03. Individuals in whom the status of these
functions is lower than the establisned level are grounded for night flying for
a period of treatment. Experience in the Air Force has shown that timely administration
of prophylactic vitamin therapy for pilots with a rate of nighttime adaptation of
between 50 and 60 seconds and visual acuity down to 0.03 sharply reduces the n~mmber
- of individuals grounded from night flying because of the status of this function.
~ 1
~ 3
2 0
~ 4
0
~II ~I
0
o
Figure 4.1 The Semikopnyy Instrument for Night Vision Studies
1. Housing 2. Panel 3. Lightproof cover 4. Obturator
V/S
- ~ 0, 06
U a,os
_ ~i 40p
' O,OJ ,
1
0,0?
1
0,15 .
Figure 4,2 Experimental Test Objects for Night Vision Studies using the
Semikopnyy Instrument
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Spatial Orientation in Flight
- The pilot's spatial orientation includes definition of the bearing and distance
of visible orientation devices and also evaluation of their relative locations~
For a pilot to judge the quality of visual evaluation of dist~nce under f light
conditions it is necessary for him to have an adequately high level of perception ~
for the relative and absolute distance of ob~ects.
Depending on the observation conditions, visual orientation in space is effected
in binocular or monocular vision. However, in monocular vision the signs characterizing
spatial vision are perceived less precisely. Binocular vision insures better quality
perception of space because of the additional pulses arriving in the cerebral cortex
from the eye muscles in convergence and divergence.
Observation of space is made difficult in a so-called "empty fiel.d," when there
are no kinds of landmarks, as for example against the background of the sea, in
a cloudless sky, or at night with lowered illumination. The pilot becomes to some
extent myopic and unable to observe distant landmarks. The Howard Dolman instrument
is used for studying spatial vision in pilots. Iri research work, many people use
- various modifications of this instrument.
Some interest has been aroused in the modification made by the Polish ophthalmologist
E. Zagar (1961). This instrument makes it possible simultaneously to evaluate the
depth between objects and their height. Three rods (or needles), one ut which
moves, are used as the test objects. The subject observes the ub~ect through an
aperture in a screen measuring 20 centimeters wide by 12 centimeters high while
his head is restrained by a special device.
A modification of the intrument--a portable version with an indpendent power supply,
named the "Neptun,"--has been developed at the State Optics Institute (Leningrad)
for evaluating relative distance in flight activity conditions (directly at the
pilot's working area). However, because of the extremely small dimensions of the
- test objects and the small distance at which they are presented to the sub~ect (not
from 5 meters as provided for by the Howard-Dolman method, but from 20 centimeters),
accuracy and reliability of results are reduced. At this distance it is not so
much the status of spatial vision but the status of accommodation in the subject
that is determined.
In order to judge the quality of visual evaluation of distance in flight activity
conditions, in 1967 V.V. Baranovskiy developed an instrument with whose aid individual
sensitivity is determined.to basic stimuli that have a signal value in evaluating
absolute distance. The stud3~ takes no more than 3 to 5 minutes, which makes it
possible to use this instrument in civil aviation and DOSAAF during medical flight
examinations, and in research work. Within the instrument a set of stimuli are
modeled, typical for the visual perception of changes in absolute distance. The
instrument makes it possible to alter the magnitude of the ob~ect and the degree
of its approach, which corresponds to rQal observation of an object moving within
limits of 30 to 50 meters.
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A dependence has been established between the quality of flying and the status of
absolute distance on the instrument; this dependence is par~ticularly noted when
an aircraft is landing. In individua.ls making good or excellent landings, the
perception threshold is 1 to 9 meters. In satisfactory and unsatisfactory
landings, thresholds increase to 18 meters. Threshold magnitudes of 10 meters for
absolute distance when an object is moving away from the observer have been established
as standard. '
When studying spatial vision and the facility to evaluate a spat3.a1 position correctly
during.flight, it is also necessary to kn~w the status of other visual functions
that participate directly or.indirectly in spatial vision and insure that it is
- at an adequately high level. These functions include binocular vision, muscular
balance in the eyes, the availability of fusion reserves and others.
The status of muscular balance in the eyes is insured by the correct placement of
the two eyeballs in their orbits; this is known as orthophoria. In this version
of muscular balance, both eyes are directed toward a fixed point without additional
load. However, other innate versions of muscular balance also exist, as for example
in latent strabismus, when the visual axis of one eye does not match that of the
other. This condition is known as heterophoria. Fixation on a point in space by
both eyes is in this case compensated by fusion forces in the oculomotor muscles.
In this connection it is generally assumed that heterophoria is an indicator of
potential instability in binocular vision. However, experimental studies by V.V.
Baranovskiy and Yu.P. Petrova using a measured load on the convergence-accommodation
apparatus have shown that stability of binocular vision in aircrew personnel with
heterophoria of 2� is greater than in orthophoria or heterophoria of 1�. It is
suggested that this kind of stability. in binocular vision in heterophoria is explained
by the itineration of the nerve pathways in the central part of th~ visual analyzer
resulting from continuous excitation of the retinal convergence reflex to the
- activity.
These data have served as a basis for lifting the restriction on flying in individuals
with impairment of.this function. Practical flying activity has shown that there
have been no aviation accidents associated with heterophoria in pilots.
According to some authors (E. Zagar), muscular equilibrium is considered impaired
only when esophoria reaches 3.0 D and exophoria 5.0 D for distance, and esophoria
up to 2.0 D and exophoria up to 8.0 D for close vision.
When doing studies on the oculomotor apparatus it is very important to rule out
_ oculomotor paralysis and paresis, which can be detected by using the ~louble-image
method (with colored glasses). This method is used when individuals complain of
diplopia, and also when, during diploscope studies, the symbols on the chart are
- read by the subjE :t not along one horizontal line, because the diplogram for one
eye is higher than that for the other.
Fusion reserve:; make up that status of muscular strength in the external and internal
ocular muscles in convergence and divergence. They determine the binocular stability
of both eyes. To study this function, a special device called a Herschel prism
is now in series production in the GDR. Two prisms are mounted in a special frame
with a handle for holding it in the hand. In the zero position the prisms neutralize
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each other and appear a_s plain glass. When one prism is turned within the frame
relative to the other, refraction is either increased or decreased. During the
study the prism is hald in front of the Zeft or right eye. The subject focuses
both eyes on a point at a distance of 1 meter. The prism is then rotated with the
base facing the nose, or the other way round. In the first case fusion reserves
on the internal ocular muscles will be determined, and in the latter case, the
external muscles. The instrument is scaled in diopters.
Significance of Color ilision in Flight
The ability to perceive different colors in the working area and outside it is an
- innate function related to day vision. At night, colors are not distinguished by
their shade at illuminations less than 0.1 lux. At night, individuals with normal
color vision distinguish unlit colored orientation devices or colored ob~ects on.
the ground and in the air not by the color shade but by their relative brightness
or color brightness. In the dark an orange-red shade is perceived as mostlp dark,
while a green-blue shade is mostly light.
The ability to distinguish colors normally is ma^datory for aircrew personnel, sinc~
during flight it is essential to distinguish rapidly and accurately signals such
as airport and navigational lights, warning signals, rockets, flags and so forth.
The ability to distinguish the color of landmarks on the ground under local conditions
is just as important; this is essential, in particular, in forced landings. Colored
light indicators are used extensively in the aircraft cabin.
- Luminous colored signals are perceived much better than signals illuminated by
natural light. However, tt~e angular dimensions of signals and their brightness
characteristics are by no means unimportant in the pilot's discriminator ability.
Colored signals that are small or at extremely low brightness may pass quite unnoticed
or be taken as a signal of another color if the pilot is in a time-deficit situation.
Color vision can be impaired in various kinds of nervous disorders or in nervous
stress, as frequently occurs during flight under complicated conditions, and also
subsequent to diseases of the eyes or central nervous system
Color vision studies can be done using several methods: with the aid of color charts,
- anomaloscopes and colored lights. The Ye.B. Rabkin polychromatic charts are usually
_ used in medical certification for aircrew personnel. In studies of the status of
color vision, when using these charts the function is considered defective when
there is incorrect reading of its individual test ob~ects, without taking into
account the features of professional activity. Research conducted by A.B. Flek~el'
has shown that type C anomalous trichromats can correctly distinguish the colored
lights used in aviation practice.
The decisive factor in studies of color vision by medical flight certification
- boards should be the determination of thresholds for distingua;hing colors. The
(Rautin) anomaloscope is the most suitable for this; it makes it possible to determine
acuity in distinguishing color in ea^.h of the systems of the color-perception
apparatuses of the eyes, namely those for red, green and blue. Using this method
it is possible to detect early impairment of color vision.
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The use of colored lights does not permit quantitative differentiation in the status
of color vision but it does insure maximum approximation to condir_ions in flying
work connected with distinguishing colored signals used in aviation. The colored-
light method is used to present to the subject lights with different color
characteristics (as in air navigational lights) at great distances (up to 2 to 3
kilometers) under airfield conditions.
The visual work capacity of aircrew personnel in civil aviation is evaluated on
the basis of results from testing visual functions at relative rest, that is, on
, nonflying dzys. Naturally, under these conditions, the maximum level af visual
functions is determ'ined, and in the process of flying activity it can be substantially
changed as the result of adverse factors in flight.
Studies of Pilot Visual Functions in an Aircraft Cabin
With respect to the working conditions of the pilot, it is first~of aZl essential
to evaluate the status of the visual functions subject to the greatest change in
the process of flying activity. These functions include accommodation, stability
- of clear sight, visual throughput capacity, and close visual acuity. Evaluation
of visual perception of instruments and signs by pilots should be done directly
in the working area of the aircraft cabin. During the first stage, these studies
~ can be done in up-to-date sim~:lators during the training of aircrew personnel in
whom impairment of visual functions was found during the course of inedical flight
examination boards or during hospital examinations.
Accommodation studies can be done with the aid of a portable ergograph, determination
� of close and distant points in clear vision separately for each eye, or b;~ moving
a special text closer to and further away from the subject's eyes. For this it
is necessary to have a special ruler with a movable,area on which Landolt's rings
or letters from regular charts for studying close visual acuity can be affixed.
For young individuals (20 to 30) text 5 or 6 from this chart can be used. For older
individuals the text sh~uld be selected on an individual basis and should have
considerably larger angular dimensions.
Determination of stability in clear sight consists of f ixed observation of rings
with gaps (the gap being equal to 1/5 of the .ring diameter) for two or three minutes
at a distance close to threshold for the sight of a nonfatigue~i eye. In isolated
- periods the gap in the ring is observed clearly while in others It merges ~*ith the
ring. "Block" tests consisting of an image of groups of squares can be used for
- the same purpose. When looking at a given test the sub~ect sees tt,e figures and
the background alternately. This corresponds to a clear sight of the gap in the
ring. Exposure of the "block" test is the same. Here, account is taken of the
time that the sc~uares themselves are seen (one above and two below: position I)
and the time that they are not seen, that is, the time that the background is seen
(two squares above and one below: position II).
Results from this study are expressed by the rel.ationship between the time of clear
sight (position I) to total exposure time (positions I and II). When using the
"block" test it is essential to present them against a white background. The subject
should gaze f ixedly at the center of the squares for three minutes. Using a stopwatch,
the time for the shift in the process of perception is recorded for various positions.
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Visual throu~hput capacity is studied with the aid c~f the Krzywoglawy chart, which
is a square arrangement of 49 rings with gaps. Each ring has the gap in one of
eight possible directions (above, below, on the right, on the left, upper left,
lower left, upper right, lower right). The probability of the ring being in any
= one of these position is one in eight. The chart is placed at the level of an
instrument panel. I1lumination on it should correspond to conditions in appropriate
cabin illumination. Aircrew perso~nel being tested determine the position of the
gaps in the rings as rapidly as they are able. Each response equals 3 bits (log2
1/8). The information capacity of the entire chart is 147 bits (3 x 49). As
- required, the capacity of the chart can be doubled or trebled during testing by
turning it one way or the other.
Incorrect identification of a ring means a loss of three bits of information. Taking
into account the time spent on the test, throughput capacity equals
- 147 - (3n)
T
where n is the number of incorrectly recognized or missed rings, and T is the time
that the chart was exposed.
- Change in the throughput capacity of the visual analyzer can also be evaluated from
the number of errors made before and after stress, that is, before and after flying.
_ The physician must have a second copy of the chart to monitor and record errors.
Before the test it is necessary to make four or five dummy runs with each subject.
_ Studies of Visual Perception of Instruments
As the result of age-related changes in ~cular accommodation or other impairments
of the visual analyzer, the ability for good perception of visible objects ~an be
_ lost. In this connection, studies of the quality of visual discrimination of
instrument readings under aircraft cabin conditions (or in simulators) should be
- done on individuals at various ages, wearing, if required, correcting glasses that
; compensate accommodation impairments or refraction anomalies. Here it is essential
to take into account fatigue in ai.rcrew personnel during the process of working
under various illumination conditions for the instrume.lt panel. In one case the
~ level of illumination is set by the pilot himself. In the other two cases illumination
sho�.ld corr~spond to the minimum and maximum levels permitted by the standards (Sector
Stan~iard 1.00796-751.
e The small synibols from the No 5 or 1Vo 6 Sivtsev chart, designed for studies of close
visual acuity, are then set on the instrument panel level against one of the
- instruments. Evaluation of the visual function can also be done from accurate and
rapid discrimination of readirigs of navigatonal instruments at various levels of
illumination. Response time is recorded using a stopwatch. Errors made in discerning
instrument readings are considered separately.
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Chapter 5. Effects of Altitude Factors on the Body and the Physiological-
` Hygiene Features While in a Rarefied Atmosphere.
Main Altitude Factors Characterizing High-Altitude Flight, and Their Biological ~
S ignif icance .
The properties and condition of ground-level atmosphere largely determine the
characteristics of all life-support facilities, primarily altitude and oxygen
equipment, and hence, the working conditions for the crew.
The atmosphere consists of several layers, each of which has its own character in
terms of changes in and properties of physical-meteorological parameters. The
- lowest and most dense layer of the Earth's atmosphere is called the troposphere;
it extends from the Earth's surface up to various heights in different parts of
the world: above the pole up to 7,000-8,000 meters, in the middle latitudes up to
l0,OQ0-11,000 meters, and above the equator up to 17,000-18,OOO~meters.
The troposphere is of ~reat biological importance and a main element in the Earth's
entire ecologic system in which the metabolic processes essential for maintaining
life take place.
Above the troposphere is the stratosphere. In terms of its physical-meteorological
characteristics it is more stable. ~
The absence of fog and dust in the stratosphere determines the good visibility and
more favorable flying conditions. The stratosphere extends up to 50,000-60,000
meters. Air temperature in the stratosphere at altitudes of 11,000 to 32,000 meters
is almost constant within the range -56�C to -57�C.
Atmospheric air is a mixture of various gases whose composition at various locations
on the Earth`s surface and at various altitudes remains virtually unchanged; up
to 7,000 meters it also contains moisture.
At sea level, the main gases are found in air in the following proportions: nitrogen
78.08 percent, oxygen 20.95 percent, argon 0.93 percent, carbon dioxide 0.03 percent:
In atmospheric air, oxygen is found in three forms, namely molecular, atomic, and
in the form of ozone.
Atomic oxygen possesses toxic properties. However, considering that it is found
at altitudes greater than 100,000 meters, it presents no danger to the hinnan body.
The availability of molecular oxygen in atmospheric air is of great biological
significance since it insures the conditions essential for supporting life. The
redox processes in the human body take place thanks to molecular oxygen.
Czone is found in small amounts in atmospheric air. It is formed mainly by the
action of ultraviolet rays from the Sun and cosmic rays, and, in the lower atmosphere,
in lightning discharges. Ozone possesses high biological activity and toxic properties
and is a powerful oxidant.
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I
While indifferent for the body, nitrogen is of great importance in forming the
gaseous medium and atmospheric pressure, but it cannot be considered harmless for
the body during changes in barometric pressure.
Carbon dioxide is a metabolic end product. Increasing or decreasing the amount
of carbon dioxide in the body can affect the nature of functional a~itivity in
variaus systems.
Various kinds of radiation in the atmosphere are of certain biological significance.
They include electroma gnetic, corpuscular, ultraviolet, X-rays and others.
Barometric pressure f alls with altitude, and as it falls partial pressure for oxygen
also falls.
At great altitudes the human body is subjected to comprehensive effects from the
Eollowing adverse factors: lowered partial pressure for oxygen, low barometric
pressure, low air temperature, radiant energy, and others. Of these, the most
adverse are lowered partial pressure for oxygen and tne drop in barometric
pressure.
Change in Barometric Pressure and its Effect on the Body
Causes of and Conditions for the Onset of Changes in Barometric Pressure.,
~ Changes in barometric pressure in terms both of rate and magnitude are not without
consequence for the body. Man feels pressure gradient during climbing to or
- descending from altit ude, and also when an aircraft cabin depressurizes. By a
pressure gradient is meant an increase or decrease in barometric pressure; and also
the difference between the pressure of the surrounding meclium and the pressure in
a pressurized aircraf t cabin.
Depending on its direction, a gradient is either a decompression gradient or a
compression gra~ient, that is, it is either falling or rising. The main characteristics
of a pressure gradient are the rate, the multiplicity factor, the magnitude and
the duration.
The rate of a gradient is the change in the magnitude of pressure per unit of time
(mmHg pPr second). Gradient multiplicity factor is defined as the relationship
between the pressure in a pressurized cabin (in normal flight) and the barometric
pressure of ttie surro unding medium. Gradient magnitude is defined by the difference
in barometric pressure inside the cabin before and after depressurization.
Pressure gradients that occur in less than one second are called explosive
decompression. This kind of situation can occur in sudden accidental depressurization
of the cabin. In exp losive decompression there is a noise like an explosion which
is the sound of the air rushing out of the cabin; condensation of air vap~rs forms
fog and dust in the cabin.
The causes of cabin d epressurization during flight at great altitudes, and of changes
in barometric pressure in the cabin, can be damage to the walls or glazing (windows),
engine failure or failure oF the air-conditioning system, and inadequate pressurization
of individual cabin e lements becausz of malfunction.
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Change in the barometric pressure during flight exerts a definite effect on the bodies
~f the pilot and passengers, and i~he magnitude of this effect depends on cabin
- pressurization and the. operation of systems regulating pressure. In a drop in
barometric pressure, various kinds of dysbarism processes can occur, that is,
disarders in the body associated with the change in barometric pressure that depend
on a number of cond?ti~ns, including the time taken for the pressure change, the
frequency, and the mnltiplicity factor of the gradient. Dysbarism processes are
usually divided into three main groups: ,
processes associated with the expansion of gases and the occurrence of excess pressure
in the hollow organs and difficulties in equalizing this pressure with ambient pressure;
this is the phenomenon of altitude meteorism associated with the expansion of gases
in the gastrointestinal tract, blocked ears, earache, pain in the area of Che ~~nus
maxillaris and the sinus frontalis, and so forth;
processes associated with the formation of gas bubbles in the tissue from gases
previously dissolved in the tissues (altitude joint and muscular gain, altitude cough
and other decompression disorders);
processes associated with the formation of vapors ("boiling") in fluid and semifluid
mediums, particularly the onset of altitude subcutaneous emphysema.
Effect on the Body of Gas Expansion in the Pneumatic Cavities
Processes associated with the expansion of gases and increased pressure in the pneumatic
cavities in the human body are usually considered in the following aspects:
in decreased ambi~nt pressure--a decompression gradient;
in increased ambient pressure--a compression gradient;
in small pressure variations in a pressurized cabin during varying flight conditions.
Climbing to altitude is accompanied by an increase in the volume of gases present
in the gastrointestinal tract (altitude meteorism) (see table 5.] )
Table 5.1 Characteristics of the Increase in the Circumference of the Torso
at the Level of the Abdomen at Altitudes 2,000-14,000 Meters
Altitude in meters
Condition 2000 4000 6000 8000 10,000 12,000 14,000
Perimeter of the
torso at the level 0.6- 1.0- 2.2- 4.0- 5.1- 6.4- 8.2-
of the abdomen 0.8 1.8 3.4 4.7 5.8 7.9 10.4
(umbilicus), cm.
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As the intestines dilate and abdominal pressure rises, the mobility of the diaphragm
is restricted during inhalation and exhalation, the depth of respiration is reduced
and the tidal volume of the lungs is decreased. Pressure on the diaphragm changes
the position of the heart and as a result circulation is impeded. In addition to
the mechanical effect on internal organs and the circulatory and respiratory systems,
altitude meteorism exerts a marked reflex influence on other organs and systems. With
only a slight increase in the expansion of gases in the intestine, individuals experience
unpleasant sensations in the abdominal field. With a significant increase in the
volume of gases in the intestines, severe autonomic vascular disorders can develop.
The ingestion of food rich in fat or of carbonated beverages promotes the formation
of intestinal gas.
Gradual decrease in the pressure of the surrounding medium causes virtually no
unpleasant sensations in the middle ear or the frontal and maxillary sinuses.
_ Howevery in sharp pressure gradients or if there are inflammatory processes present,
blocking of the ears and sensatio*~s of "popping" and pain can occur as the result
of swelling of the mucosa and stenosis of th~ canals. A drop in pressixre in the
surrounding medium is usually tolerated better than an increase, since air is removed
from a cavity more easily than it is forced in.
If the pressure gradient moves from low to high, in most individuals the unpleasant
_ sensations and popping and pain in the ears are usually experienced when the gradienfi
_ is moving at the rate of 1.2-1.6 mmHg/second. The pressure difference formed between
. the cavity of the middle ear and the surrounding medium acts as a definite irritant
_ on the nerve endings. Similar phenamena occur in the frontal and paranasal sinuses
when equalization of pressure is impeded in the case of compression gradients.
Rapid (explosive) decompression, which is most often associated with rapid cabin
depressurization during flight, occupies a special place in the general scheme of
the effect of barometric pressure on the human body. The special feature of its
effect is that the drop in pressure in the medium surrounding the body creates a
large difference between the pressure in the hollow organs and in the surrounding
medium. Excess air pressure (free gas) in the hollow organs (intestines, paranasal
_ sinuses, frontal sinuses, lungs) can cause unpleasant sensations and sometimes even
pain. The effect of explosive decompression on the body depends mainly on the
magnitude and duration of the gradient, and also on the patency of the respiratory
airways, respiratory resistance, the phase of the respiratory cycle, the design
of oxygen masks, means of compensation and the method by which oxygen is being fed
to t'he lungs.
During decompression, t:nder the effect of excess pressure occurring at the moment
of decompression pulmonary tissue is subjected to expansion and the diaphragm is
displaced downward. A stream of nerve impulses passes to the central nervous system
�rom the lungs, diaphragm and other internal organs. In the first instant of the
effect therP is a reflex deep exhalation followed~ by breath holding and, after
a certain period of time, rhythm disorder. The structure of the respiratory cycle
is disrupted especially significantly when the explosive decompression coincides
with the inhalation phase. Respiratory musr_les are usually stressed and the amplitude
of the electromyogram for the respiratory intercostal muscle is increased. This
change in the respiratory function is the body's protective response to prevent
the danger of overdilation of the the lungs. , ~
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Small pressure variations of varying amplitude and duration occurring during various ~
flight conditions also affect the body. In isolated cases variations in pressure ,
can reach 18-20 mmHg at a rate of 7-8 mmHg/sec. These pressure changes can cause ;
unpleasant sensations in the ears, hsadache, and the phenomenon of general malaise.
Their intensity depends on the duration of the effect.
In accordance with standards for air worthiness and the requirements for aircraft .
cabin pressurization in civil aviation, the~rate of pressure change established
for the cabin at any stage of flight, including during climbing and descending from
altitude, should not exceed 0.18 mmHg/sec �15%. However, even these magnitudes
of variation can cause unpleasant sensations in the ears in some individuals.
Changes in the Body During the Liberation of Gases Dissolved in the Blood and
Tissues.
Above altitudes of 7,000-8,000 meters, any further drop in barometric pressure can
be accompanied by decompression disorders that include a range of various changes
in the body, including altitude pain in the jo3nts and muscl~s, dermal itch, altitude
- cough, retrosternal pain and so forth. Decompression disorders are seen in different
ways in different individuals. The probability of their occurrence and their duration
depend on the degree of atmospheric rarefaction, the rate of climb, the length of
time spent at altitude, the degree of body cooling, physi~al stress and so forth.
Decompression disorders are very rarely seen until an altitude of 7,000-8,000 meters
has been maintained for 5 minutes. The longer these altitudes are maintained the
greater the percentage of cases of decompression disorders.
For example, while maintaining altitudes of 10,500-11,000 meters for 1 hour,
decompression disorders are seen in 25-30 percent of individuals (averaged figure).
Physical stress increases the onset of disorders to 30-45 percent. Most authors
think that the cause of the main forms of decompression disorders is the formation
and expulsion of bubbles of nitrogen or some other indifferent gas dissolved in
body fluids and tissues. Carbon clioxide is also involved in the formation of gas
bubbles. Reduced barometric pressure leads to a situation in which body tissues
become saturated and oversaturated. The content of gases in the tissues is greater
than the limit they can retain at a given pressure. Under these conditions the
so-called process of desaturation of the body fr~m gases takes place. Excess gas
- contained in the tissues passes into the blood. This process depends on the duration
and multiplicity factor of the barometric pressure gradient. In a slow pressure
gradi~nt the gases are given off mainly by diffusion. In a rapid pressure gradient
gas in dissolved state is given off in the form of bubbles.
In falling barometric pressure the body tissues possess the ability to retain a
_ certain amount of excess gas. This ability of the tissue is characterized by the
coefficier:t of saturation, which is defined as the relationship between the pressure
of a gas dissolved in a fluid and the total ambient pressure.
The ability of the tissues to retain gases in a slightly oversaturated state creates
conditions for maintenance of stability in the internal physicochemical medium.
During a sharp barometric pressure gradient moving downward, when gas saturation
in the tissues exceeds the maximum limit, gas bubbles are formed. Intensity of �
bubble formation depends on the difference in the partial pressure of the gas
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dissolved in the tissues and the pressure of alveolar air, ~nd.also on the hydrostatic
pressure in tissues, the condition of the inner surfaces of the vessels, temperature,
and the surface tension of fluid mediums in the body. The bubbles that form exert
pressure on the tissue surrounding them and cause pain.
Typically, gas bubbles can be washed out by venous blood and reach the capillaries
through migration. When they enter the pulmonary capillaries the gas bubbles can
cause a tickling in the throat and and coughing. When they reach the field of the
central nervous system they can cause dizziness, vision changes, paresis, convulsions,
paralysis, deterioration of the general condition and loss of work ability. Pain
can result from reflex spasms in capillaries and vessels (as the result of deformation).
Prolonged pain, in which the dynamic equilibrium of basic nerve processes begins
to be disrupted, is frequently accompanied by a secondary reflex response. In these
cases, instead of the normal sensations of pain, secondary sensations can occur,
with functional disorders in most of the body's systems, acute loss of work ability
and collapse (shock).
In some cases decompression disorders are seen in.the form of lass of sensation
in individual parts of the body or pain along nerve roots. If there are lesions
of the higher sections of the central nervous system there can be serious impairment
of respiration and the activity of the cardiovascular system, accompanied by
manifestations of general asthenia, dizziness, excessive perspiration, nausea,. a
precollapse condition and sometimes loss of consciousness.
Vapor Formation in the Fluid and Semifluid Media of the Body.
In conditions of lowered barometric pressure, below 47 mmHg (at.altitudes above
19,200 meters) with a body temperature of 37�C, the process of vapor formation,
so-called "boiling' of biological fluid media, takes place in the most porous tissues
of the body as the result of the diffusion of water vapor and dissolved gases (oxygen,
nitrogen, carbon dioxide and others). Here, the so-called "altitude" tissue emphysema
develops (figure 5.1 l.
The formation of vapor takes place regardless of the degree of blood oxygen saturation.
As altitude increases, the gas bubbles formed ini'tially expand, separating the
surrounding soft tissues. Individuals experiencing this first begin to feel
pressure and then difficulty in moving the hands and fingers, and pain is sometimes
felt at the site of the gas bubble.
- After descendin~ from altitude, the reverse process takes place (vapor condensation);
the gas bubble first decreases in volume and then completely disappears. Tissue
emphysema Eorms mainly on skin surfaces not protected by compensating devices, and
it i.5 also of a Zocali2ed character limited Co some small area; accordingly, for
short periods of time (5-10 minutes) it presents no danger to the life of a human
being wearing a special compensating outfit.
In order to prevent the formation of vapor on the surface of the body appropriate
. counterpressure is created, whicYi should be greater than 47 mmHg when added to
atmospheric pressure. The use of full-pressure suits or compensating suits and
of compensating gloves and hose for the hands and feet substantially reduces the
danger of vapor formation in biological fluids in the human body at high altitudes.
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q 6
~A)
. ~
~ '
- B ~ ~ .
(C) (D) .
2 3 y
.
Fi~gure S.1 Image of Hands in Conditions of Rarefied Air at Barometric Pressure
of 8.5 mmHg with the Onset of Altitude Emphysema ~
_ Key: A and B. Initial condition at barometri�c pressure of 760 mmHg
C and D. At barometric pressure of 8.5 mmHg after 10 minutes
(the images on the left are outside the hand, the ones on.the
right are X-ray pictures)
The left hand is protected by a compensating glove.
1. Image of the layers of the compensating glove with.air residues
2. Raising of the skin on the back of the hand because of the vapor
. and gas bubbles formed beneath the skin
3. Image of expanded air in the compensating glove
4. X-ray pictute of the vapor and gas bubble on the back of the hand
(altitude tissue emphysema)
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The Role of Partial Pressure in Supplying Oxygen to the Tissues at High Altitudes
reatures oE Breathing Atmospheric Air at Altitude
- Under the conditions of rarefied atmosphere, the magnitude of partial pressure for
oxygen is of great importance for the human body since the process of oxygen
saturation in the body takes place only when oxygen partial pressure in the
pulmonary alveoli is greater than in the capillary blood in the alveolar walls,
and in other tissues when it is less than that of capillary blood. Magnitudes for
partial pressure for oxygen and carbon dioxide in inhaled air and the human blood
and tissues in sea-level conditions are shown in table 5.2.
Table 5.2
Partial~pressure mmHg
Object Oxyg~n Carbon dioxide
Inhaled air 159 0�23
Alveolar air 100-110 40
Arterial blood 75-98 35-43
Venous blood 35-45 41-50
Body tissues 10-20 55-60
- Water vapor and carbon dioxide with a partial pressure of 47 mmHg and 40 mmHg
respectively are always present in alveolar air. Oxygen partial pressure is
determined by using the following formulas:
in alveular air
P~ alv. _ (Pn- 47)~~ - 40 ;
2 100
in inhaled air (under mask and in the upper airways)
02
P inhal. _ (P - 47) ,
~2 n l00 '
- in atmospheric air
02
P~2atm. = Pn'100 ;
where PD is partial. pressure for oxygen, mmHg; Pn is atmospheric pressure, mmHg;
2
02 is the content of oxygen in inhaled air, volumetric percent; 47 is partial pressure
for water vapor in the lungs, mmHg; and 40 is the mean magnitude of partial pressure
for carbon dioxide in alveolar air, romHg.
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As altitude increases total pressure of gases falls; but partial pressure f~r its
component parts, such as carbon dioxide and water vapor, remains virtually unchanged
in alveolar air. In this case a substantial change occurs in the oxygen pressure
gradient in alveolar air. As a result of the drop in total pressure and particularly
in partial.pressure for oxygen in alveolar air, the process of diffusion is impeded,
that is, the passage of oxygen through the alveolar walls into the blood, its bonding
with hemoglobin, and its penetration of the tissues. The oxygen deficit in the
tissues is caused by the drop in its partial pressure in alveolar air, which causes
oxygen starvation (hypoxia). When oxygen is cut off from the tissues in sea-level
conditions, human work capability deteriorates already in the first 2-3 minutes
be~ause oxygen reserves in the body are used up relatively quickly; after 5-6 minutes
the situation is life-threatening.
In most individuals, in climbing to altitudes of 1,200-1,300 meters virtually no
changes are observed in the body. The body copes satisfactorily with the oxygen
deficit in the inhaled air. Starting at altitudes of 1,200-1,500 meters the level
of activity in individual functionaZ systems of the body begins to change. These
_ changes differ in different individuals. One early sign of hypoxia in these
conditions is a deterioration of visual perception of instrument readings at night
(the ability to distinguish poorly illuminated figures on instruments deteriorates
against the dark background and shaded light, and nightime adaptation suffers).
In some individuals, at altitudes of 1,500-2,000 meters initial changes are seen
in the activity of the cardiovascular system, external respiration, and higher
- nervous activit.y. These changes are frequently insignificant and the pilot's body
retains quite satisfactory work capacity. Above 2,000 meters is referred to as
the reaction threshold, and the layer of air between 2,000 and 3,000 meters is
called "the zone of full compensation," since the human body can cope quite
satisfactorily with this kind of oxygen deficit for 3-4 hours. However, in long
duration flights (6-8 hours) at altitudes of 2,000-3,000 meters (cabin pressure)
- the human body begins to show signs of oxygen starvation.
Marked functional changes are seen in the body at altitudes of 3,000-4,000 meters.
If these altitudes are maintained for prolonged periods, pulmonary ventilation,
heart rate and minute volume increase, arterial pressure~is elevated and a number
of other functional changes of an adaptive nature are initiated. At the same time
the onset of. general lassitude, somnolence, dyspnea, sensations of heaviness in
the head and sometimes clizziness and other signs is seen, that is, all the signs
of "altitude disease." The reserves of the body are depleted.
An altitude of 4,000 meters is known as the "impairment threshold": heart rate
and pulmonary ventilation,rise steadily, the capacity for correct perception of
surroundin~ objects and incoming information falls off, and the attention and memory
wander; as a result of which general work capacity drops, the onset of apathy and
fatigue is seen, and sometimes the phenomenon of euphoria, a state of excitement
and slight "intoxication" and so forth. In marked oxygen starvation metabolism
is impaired and changes occur in the process of oxidation in protein, lipids and
other substances that play key roles in the biochemical responses of the.body.
Fluid loss also occurs; this happens mainly as the result of increased evaporation
from the skin and the mucosa of the~upper airways.
~ 74
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In most people, in oxygen dericit the motor activity of the digestive organs is
altered, food passes slowly through the gastrointestinal tract, and the functions
of the salivary and gastric glands are changed. These phenomena can sometimes be
- accompanied by loss of appetite, changed taste sensations and nausea.
The altitudes between 4,000 and 6,000 meters are usually referred to as the zone
~ of "incomplete compensation": in most healthy individuals the body can still cope
for short periods with the oxygen deficiency in the inhaled air even though it does
not fully compensate for demand. The marked increase in the activity of the
cardiovascular system and respiration during the first stages of hypoxia is caused
mainly by the neuroreflex response.
When altitudes of 5,500-6,000 meters are maintained for prolonged periods, the vital
organs beging to suffer to a more marked degree from the oxygen deficiency. Marked
changes are seen in the central nervous system and the balance of basic neural
processes (excitation and inhibition) is upset. The speed of response reactions
slows, there is difficulty in motor coordination, logical thinking, attention and
memory deteriorate, and differentiated inhibition is affected. Despite the substantial
increase in pulmonary ventilation and heart rate, the body is unable to maintain
functional systems and the activity of the organs at the required level. Respiration
often becomes shallow, the tidal volume decreases, periodicity is seen in the
respiratory cycle; the cause in acute oxygen starvation is excessive inhibition
of the cerebral cortex and subcortical centers (I.P. Petrov).
- Because of the onset af marked disorders in the body, the altitude of 6,000 meters
is known as the "critical threshold." As altitude increases blood oxygen saCuration
and oxygen partial pressure in alveolar air decrease steadily. Mean figures for
change in oxygen partial pressure in alveolar air and blood oxygen saturation when
breathing atmospheric air in activity simulating that involved in flying an aircraft
10-15 seconds after the oxygen supply has been cut off, as seen in an altitude chamber
(altitudes 6,000 to 12,000 meters), are shown in table 5.3, while the oxyhemogram
is shown in figure 5.2.
Tab.le 5. 3
~Altitude in meters
Parameter 6000 8000 10,000 12,000
Oxygen partial pressure 35.7-39.8 30.1-34.2 25.3-26.7 21.6-22.4
mmHg in alveolar air
Oxygen blood saturation 64-69 54-57 48-50 40-43
from oxyhemograph %
At altitudes of 7,000-8,000 meters life-threatening signs are seen a~id the mental
capacities begin tu deteriorate relatively quickly (after s~veral minutes). Perception
and processing of incoming information is impeded and operator activity deteriorates.
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~A) ~B~ C)
' ~ v 6 B
. ~ I / 1
- . ~
% 02 - - -
100 ~ ~ 2
. 80 I.
60 ~ . 3
UO
20 ~lOc
Figure 5.2 Oxyhemogram of Sub~ect I. Recorded at an Altitude of 12,000 meters
Following Oxygen Cutoff
Key:
, A. Oxyhemogram in ground-level conditions
B. Oxyhemogram at 12,000 meters breathing oxygen
C. Oxyhemogram at 12,000 meters after cutoff of oxygen supply via mask
(the arrow pointing downward marks the moment of oxygen cutoff, the
arrow pointing upward marks the moment when oxygen was again supplied
via the mask)
D. 40 seconds
1. Heart rate trace
2. Oxyhemogram
3. Respiratory movements of the thorax (marked in 10-second intervals)
~ Numerous erroneous actions and lack of motor coordination occur. On the EEG
(figure 5.3 ) slow high-amplitude waves are seen, while on the EKG (figure 5.4 )
the waves are altered, indicating significant oxygen starvation.
Taking into account the frequent cases of critical conditions initiated in the
body, the layer of air at altitudes above 6,000 meters is arbitrarily designated
as the "critical zone," wh~ere without additional oxygen supply it is dangerous
~ because of the rapid impairment of work capacity and loss of consciousness. When
the so-called "reserve time" has run out when breathing rarefied air, work capacity
in man is completely disrupted, autonomic disorders are seer~', and the onset of a
- syncopal conditions follows.
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aao 00oooooaonoooooooa
~A) � ~i~~~~~~ ~~~~~ii~ii~~~i~iiii~i~iiiiiiiiiiii~iiiiiiiiii
30~B lc ~
O O O O O O O O O O O O p O O O ~ O O O
O O O O O O O O O O O O O O O O O O O O ~ O O
(B) 6 ~~~~~~~~~~i~~~~~~~~~~~~~~~iii~iii~~~~~i~i~i:~i~~iii~i~i
, ~c e
aooooaooooaooo~aaoooao
000000000000.00000000000
~ (c) e
I 30~wB 1 c
O O p O O O O O O O O O O O O O O O O O O
Figure 5.3 Electroencephalogram of Sub,ject L.
Key:
A. In ground-level conditions
B. At altitude of 12,000 meters using "demand oxygen equipment"
- C. At altitude of 12,000 meters 1 minute after cutoff of oxygen supply
to the mask.
0 0 0 0 0 0 O 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Q D 0 0 0
~ ~ ,i
~,a~ I I I 1MB
A I ~ i,~ I I I
0 C O 0 0 0 0 0 0 0 b 0 0 0 0 0 0 0 0 O 0 0 0 D O O O O D O 0
~OGOOOOOOOOOOOOOOOOOOD00000000000
I ' I
~B) 6 I
aooooo00ooooonooonoaoooooooaooooo
~ooooo000ooooonoooocoooaooooo00000
`I' ~ ~ ~~i~ ~ ~ ~ i ~
~~''ill!;'~ I!i'I:~~I! I i! ~I I, i
~ I II II I
~noc~oanooooooouoooaoooooonoooooao
Figure 5.4 Electrocardiogram of Sub~ect P. in Various States of Oxygen Starvation
' at 11,000-12,000 Meters after Cutoff of Oxygen Supply to Piask
Key: A. EKG in ground-level conditions breathing normal oxygen (lead II)
B. ~KG at 11,000 merers 1 minute after cutoff of oxygen supply to mask
(marked in 0.05 second intervals, 1cm=1mV)
C. FKG at 12,000 meters 1 minute after cutoff of oxygen supply to mask
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Reserve time is the period in which work capacity is retained after the body receives
insufficient oxygen, or the time elapsed after cabin depressurization before work
capacity is lost. At altitudes above 6,000 meters, according to various figures,
the time for possible retention of work capacity varies within considerable limits.
This is explained by the fact that the studies were done in dissimilar conditions
using different methods.
- "Reserve tim~" as a function of altitude is shown in table 5.4. (averaged figures).
Table 5.4
Altitude, meters 8000 900Q 11,000 12,U00 13,000 14,000 15,000 16,000 17,000 18,000
Reserve time 120- 80-90 25-30 20-25 16-20 15-18 10-15 9-12 9-10 8-10
seconds 130
At altitudes of 13,000-18,000 meters the time that the altitude can be maintained
is substantially reduced and is associated with rapid reduction of oxygen in the
blood and also with the constant presence of water vapor in alveolar air at a partial
pressure of 47 mmHg and carbon dioxide at 40 mmHg.
Features of Breathing an Air-and-0xygen Mixture ~
At altitLdes above 12,000 meters the normal supply of oxygen (without excess pressure)
with facilities for the delivery of atmospheric air via a mask is ineffective in
the event of cabin depressurization and does not adequately protect the pilot's
body from oxygen starvation. For example, at 14,000-~5,000 meters, even when pure
oxygen is being breathed from "demand oxygen equipment" not at excess pressure the
onset of o:cygen starvation is rapid and physiological functions are altered
substantially. Respiratian becomes more rapid, pulmonary ventilation increases
and aftQr a relatively short period of tiirte, periodic (forced) deep respiratory
movements ar~ ^:en against the background of fast respiration. When great altitudes
- are maintained oxygen partial pressure in alveolar air falls. Blood oxygen saturation
- progressively decreases. In these cases, the quality of operator activity deteriorates
sharply.
Avera~e figures on the change in oxygen partial pressure in alveolar air and blood
oxygen saturation in different individuals when using demand oxygen equipment while
maint~~inin~ altitudes of 10,000-14,000 meters for 2-3 minutes while engaging in
simulated Clying activity are shown in table 5.5. .
Table 5.5 Change in Oxygen Partial Pressure in Alveolar Air and Blood Oxygen
- Saturation at Altitude
Altitude 10,000 11;000 12,000 13~000. 14;000
Oxygen partial
pressure in alveolar 105-108 78-84 62-66 38-44 30-33
air, mmHg
Blood oxygen
saturation from 98.4 94-96 80-83 55-64 42-44
oxyhemograph, %
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With respect to higher nervous activity, at altitudes of 14,000-15,000 meters a
Predominance of the inhibitory proce~s is noted in the cerebral coretx. This is
indicated by the increase in the latent period in response to incoming stimuli,
constraints on movements, tension, the degree to which conditioned reflexes are
shown with time, and also the appearance of slow, high-amplitude waves on the EEG.
In addition, in these conditions, the handwriting deteriorates, task solving becomes
- difficult and errors are seen in ~he execution of va�rious kinds of tasks. This
- is also explained by the development of excess inhibition in the cerebral cor tex
cavsed by the l~ck of oxygen in the body.
During the initial period when maintaining altitudes of 14,000-15,000 meters, when
a periodic-type oxygen set is used, the EEG of a subject shows a rhythm of 7-9
waves per second. As oxygen starvation develops and the general condition d eteriorates,
the normal alpha-rhythm disappears from the EEG and slow, high-amplitude wave s are
" 5een, tirst at 6-5 per second and then at 4-3 per second. Under the same conditions,
on the EKG lowered R and T waves are observed, with smaller R-R, QT and TP intervals
~nd an incr.ease in the systolic index. Heart rate increases 30-60 per minute and
arterial (systolic) pressure is elevated 40-.i0 mmHg. Followin.g a pressure gr adient
at these ~iltitudes, subjects relatively rapidly begin to experience difficulty in
- determining colors on the instrument panels and when they attempt to carry out tasks
associated with physical stress (on the control column and pedals) a deterior ation
is seen in their general condition and, in turn, a drop in heart rate. The time
that altituctes of 13,000-15,000 meters can be maintained with retention of work
capacity depends not only on the oxygen supply but also on the observance of eating
~ and rest periods ~before climbing to altitude.
~veraged figures for reserve time when breathing oxygen without excess pressure
- are shown in table 5.6.
Tabie 5.6
Altitude 13,000 13,500 14,000 14,500 15;000 16;000
Reserve time 7-8 5-6 2-3 25-35 15-18 14-16
min min min secs secs secs
- flnalysis of material. L-rom research conducted at aititudes of 14,000-16,000 meters
usin~ "demand oxygen equipment" which does not exclude the possib::lity of inhaling
riir via the mask, }ia5 shown that this principle of oxygen supply ~'annot be used
as the basis for a practical supply of oxygen to pilots at t~Pse a]titudes beeause
of tt~e rapidly devel.oping signs uf oxygen starvation.
I'eatures of Breathing Pure Oxygen (Excluding Air Supplie~ V~.a a Mask)
When atmospheric air is prevented from er~tering the mask a relatively satisfactory
' condition with a certlin degree of oxygen starvation is maintained at altitudes
~f 13~000-14,000 meters for longer than when a mask is used that allows air to be
suckecl into the a~rways. While, however, the increase in the time that altit udes
of 13,000-14,000 meters can be maintained is mo;.P or less significant, at a ltitudes
- of 14,500-i5,000 meters it is insignificant. Unde~ these conditions, despit e some
improvement in the ox~gen supply, humar.work capacitv remains at a low level and
can be maintained only for short periods.*
*Air bein~ sucked in under the mask was eliminated by creating a small oxygen
~~verPr.essurc_~ in thc mask (35-50 mil.limeters of water).
79
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At altitudes of 14,500-15,000 meters, even when air is prevented.from entering the
mask, physiological reacCions in subjects start to change relatively quickly. Heart
rate and respiration increase considerably, along with pulmonary ventilation. Heart
rate in some individuals reaches 140-150 per minute and respiration 30-32. On the
EKG the R and T waves are suppressed, the R-R, QT and TP intervals are shortened
and the systolic index rises. (see figure 5.5.). After a short time subjects begin
to make errors when solving arithmetic problems. Their handwriting deteriorates
(see figure 5.6 Blood oxygen saturati~n drops to 55-50 percent. Systolic
pressure is elevated 5-65 mmHg, and diastolic 5-50 mmHg. As the altitude is
maintained, inhibitory processes are initiated. ~onditioned reflexes increase with
time.
With closed eyes, in cerebral bioelectrical activity (during the initial period
at these al.titudes) the rhythm decreases to 9-8 and then to 7-5 waves per second,
with a slight drop in amplitude. As the degree of oxygen starvation increases and
the general condition dekeriorates, the normal alhpa-rhythm disappears from the
EEG and high-amplitude slow waves appear at 3-2 per second. At this time cardiac
activity begins to weaken, motor coordination is impaired and the skin becomes
pallid, with subsequent transition to a precollapse and collapse condition. Oxygen
partial pressure in alveolar air and blood oxygen saturation decrease progressively
as altitude increases. �
If,~'~~(~~~~ n(~1) ~ 6~B) e~~) 2(D)
~ili~~l~~~~ ~ 6,6HM 19,5'2~ D
1
pn V I
I-~i~~j ~ ~
~ ~ I ~ I ~
~~i I ' , ~
~i ~-I I ~
I~ I ~ i,
I~� I I
I
Figure 5.5 ~lectrocardiogram of Subject M at an Altitude of 14,500 meters Using
an Oxy~en Mask. that Excludes I~nhalationof Air: leads I, II and III
K.~y. A. Baseline t:ace
B. At an altitude of 6,600 meters before pressure gradient
~ C. At an altitude of 14,500 meters after 2 minutes
D. AEter losing altitude
_ 8~ ~
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, (A) 4t�6?r;rytlucN 3. ~B~ueubvriyerrcna ~f.
, i
i �
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- i
1
~s1~97d-~'911-p-q6y-~.95~',~� , t~s-3�~~z-3-8z9-3~::c-3=a+ .
,19S0-1=~9,j-~-~j(J~6�~..~-~=~Z.~ %-3�tso-S~bli-3'iw-3=iu~3'to~
- ~ 7_/J~3'�~ta~W'~.~"~= -3=1oT-3=l~r
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~73 - 3a ?NUM 178eucm8uu, uwu6ox Hem ~C )
yps ~~-y,~.6 d~ -,-i:e�s=u~-e= ~ri~ -3~=
~ "G-s',~~~5~9~ ~ Sc~ 6,~/ - _3
G = s6~ ~ '~-9~-~'-~iy _ a) y - 3 ~ 8' � = f - 3 _ .
~-y..I~ �~=655-~': sy~'-s.,S~r~_ YGS -3 _8 -
, _ -6' -.s~'i -
3a ?~~uH. ~6 deucn8uu, 6~S- G9 s}Il B 8eucm8uu , ~
c~~~~u awu6NU 3 oruu6rru u~ onucKa '
Figure 5.6 Samples of Handwriting and Solving of Arithmetic Problems by Sub~ects
Z. and N. at an Altitude of 14,000-14,500 Meters (Inhalation of Air
under Mask Excluded)
Key:
1 and 2. In ground-level conditions before the experiment
3. At an altitude of 14,000 meters
4. At an altitude of 14,500 meters
A. Sub~ect Z.
B. Subject N.
C. After 2 minutes: 17 actions, no errors
D. 11~ actions, no errors
E. After .2 minutes: 16 actions, 1 error
F. 8 actions, 3 errors, 1 slip of the pen
Average figures on the change in oxygen partial pressure in alveolar air and blood
_ oxygen saturation in different individuals after 2-3 minutes at 10,000-14,000 meters
as the aircraft pilot (with intake of air under the mask excluded) are shown in
table 5.7.
From analysis of the material presented lt follows that the onset of marked tachycarida
(heart rate of 140-150 per minute or more) with depressed R and T waves on the EKG
and simultaneous appearance of slow, high-amplitude waves on the EEG (5-3 per second)
are the signs of an inc ipient presyncopal condition. Marked bradycardia following
marked tachycardia, and a drop in arterial pressure with marked changes on the EEG
indicate considerable weakening of cardiac activity and the onset of a precollapse
condition resulting from marked oxygen starvation.
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~ Table 5.7 Oxygen P.~rtial Pressure in Alveolar Air and Blaod Oxygen Saturation
- at Alti~udes of 10,000-14,000 Meters
_ Altitude
Physiological S~ 10,000 11,000 12,000 13,000 14,000 ~
Oxygen partial pressure
in alveolar air, mmHg 107-110 82-88 68-73 46-54 34-37
- Blood oxygen saturation. 98.8- 96-98 83-86 62-68 46-50
.__4,~;~ from oxyh,emogram, % 99.8
For comparison, the times that altitudes of 13,000-15,000 meters can be maintained
in conditions when ~he intake of air under the mask is excluded are shown in table
5.8 (averaged figures)
Table 5.8 Time Spent by Subjects at Altitudes of 13,000-15,000 Meters When Intake ~
of Air under Mask Is Excluded
Altitude, meters Time Maintained
13,000 95 minutes
13,500 30-40 minutes
14,400 10-20 minutes
14,500 2-3 minutes
15,000 20-30 seconds
In order to improve the oxygen supply, at altitudes above 12,000 meters oxygen sets
are used that deliver the oxygen for breathing under e~:cess nressure.
Features of Breathing Hyperbaric Oxygen
Comprehensive studies conducted by large collectives ~ointly with industrial
enterprises have made it possible to some extent to clarify the problem of
pioviding oxygen at hyperbaric pressure at altitudes of 12,000-15,000 meters,
establish a number of the laws involved in the change in basic physiological
functions, work out the permissible magnitudes for delivering the oxygen, and
develop special sets of oxygen equipment for flights in the stratosphere.
The use of excess pressure for breathing which sutomatically increases to maintain
an absolute pressure of 112-115 mmHg (by absolute pressure, in this case we mean
excess pressure under the mask plus atmospheric pressure at a given altitude) has
made it possible considerably to increase the time that altitudes up to 15,000
meters can be maintained, even given the marked functional changes in respiration
and circulation. At altitudes above 13,500 meters the excess oxygen pressure under
the mask added to the barometric pressure and regulated automatically, remains
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~
virtually constant. For example, if the pil~t is at 15,000 meters, where atmospheric
pressure is 90 mmHg, excess pressure under the mask will be maintained at 25 mmHg,
which makes a total of 115 mmHg, with small variations on either side. When descending
to 13,000 meters and then to 12,000 meters, absolute pressure increases to 145 mmHg
first by reducing and then by removing the excess pressure under the mask.
Despite the relatively large magnitudes for oxygen excess pressure under the mask,
- partial pressure in the alveoli and b lood saturation are reduced as altitude
increases, although the drop in blood oxygen saturation is less than c~rithout excess
pressure. The nature of these changes (averaged figures) is shown in table 5.9.
Table 5.9 Dependence of Oxygen Part ial Pressure in Alveolar Air and Blood Oxygen
- Saturation on the Magnit ude of Excess Pressure at Altitudes of
12,000 to 15,000 Meters
Altitude, meters
Factor 12,000 13,000 14,000 15,000
_ Magnitutde of excess
pressure, r_nclg 30-50 95-115 185-208 320-350
Oxygen partial pressure
in alveolar air, mmHg 66-74 52-60 44-50 36-45
Blo~d or_ygen saturation
. from oxyhemograph, % 87-90 78-83 73-77 64-68
When excess pressure of 300-400 mm water or more is crp:.ted, unusual conditions
are set up for respiration: resistance is created in the trachea, bronchi and lungs
to the movement of the inhaled oxygen, and because of this a corresponding pressure
is created on their walls. The oxy gen pressure acts as a kind of irritant on the
pulmonary receptor apparatus.
When acted upon by excess pressure, all parts of the pulmonary tissue are expa~nded,
~ the degree to which they are filled is increased, respiration becomes slower �nd
i deeper, and the relationships between respiratory capacities in the respiratory
, phases are altered. The structural characteristics of the respiratory cycles are
' also altered, the exhalation phase is extended, particularly during the initial
~ period, the inhalation phase is shortened, and the total respiratory cycle is more
I prolonged. The most clearly marked changes are observed directly after cabin
; depressurization at great altitudes.
~ When breathing oxygen under excess pressure the mobility of the diaphragm is
' restricted and the intercostal and abdominal muscles u.:ed in exhalation are
stretched more than those used in inhalation. The ~.:~ess pressure exerts a
~ considerable effect in the intensity of the muscle bio~lectric potentials. This
, dependence is of a directly proport ional nature (see figures 5.7, 5.8 and 5.9).
,
i
I
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~ ~ Afli~
~ ~ t~
> ,~i~..
,
Z. ~ j ~ i.
~ ~ ~ t~ ~ ..i;
~ f ~~i ~a~~~~
. ~'~t l~~I ;5~~~ ' � !
! yYy ,i
,t
~
Figure 5.7 Roentgenkymogram of Respiratory Movements of the Diaphragm in
Subject C. When Breathing Oxygen under Excess Pressure.
~ left: baseline recording
- right: with pressure of S00 mm water under the mask
(mobility of diaphragm is restricted)
~ loc ~A~ .
~
' ? ~ ~B) oy ~ao~C
I 0a ~
I
~
4 3 ,
;
7 I
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M"ti't~"^*'wi'rWV''^"''"~"^ .
15oi"V ; '
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Figi~re 5.8 Electromyogram of Subject B.
Above: baseline recording
Below: breathing oxygen under excess pressure of 500-600 mm water
Key: 1. EKG
, 2. Respiratory movements of chest
3. Electromyogram of intercostal muscles
4. Electromyogram of oblique muscles of abdomen
(lEft to right: inhalation, above; exhalatio below)
A. 10 seconds B. Inhalation C. Exhalation.
84
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Figure 5.9 Oscillogram of Physiological Functions of Subject K. with Excess
Pressure in the Lungs from Zero to 1,200 mm water
(left: start of delivery of excess pressure)
Key: 1. EKG
2. Respiratory movements of chest
3. Electromyogram of intercostal muscles
4. Electromyogram of oblique muscles of abdomen
~ (inhalation above, exhalation below)
Speech difficulties are ch4racteristic of breathing under excess pressure. Words
, can be articulated only after taking a deep breath and with great effort on the
part of the entire respiratory and articulatory apparatuses. The hemodynamics of
pulmonary circulation also change, resistance to blood flow in the pulmonary
circulation increases, and the return of venous blood to the heart and into
~ systemic circulation is impeded. The flow of tissue fluids and the blood is
; slowed. ~ ,
The marked shrinking of the shadow of the heart and vascular bed under excess
~ pressure of 400 mm water can be seen on the X-ray image (figure 5.10 ) Associated
figures are shown in table 5.10
� Table 5.10 Changes in Heart Size and Vascular Bed during Respiration under
400 mm water Excess Pressure (average figures)
P~rcentage decrease in Percentage decrease in
- basic size of heart size of vascular bed Remarks
Phase of length 'breadth size at size at Decrease
respiration level of level of in size of
aortic arch arch of heart and
pulmonary vascular
artery bed is shown
as percentage
of initial
condition
.
inhalatinn 12.0 5.1 7.2 8.1 �
Exhalation 13.4 6.4 10.2 9.7 '
.
85 �
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: .
_ v ,~A_
.j -
s
1\ ~ II
t.l �
J~
_ ~ 1 �
il
~L ~
t y~k.
~I .
, P `
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Figure 5.10 Shadow of Heart and Vascular Bed in Sub3ect L. Breathing Oxygen
under Excess Pressure
Left: Baseline recording, no excess pressure
Right: In excess pressure of 400 mm water under mask
(shadow of heart and vascular bed is smaller. Pictures
taken at full inhalation)
The attempt by the develogers of equipment to supply oxygen in respiration ~zder
excess pYessure using a pressure of 115 mmHg encountered great difficulties at
. altitudes of 16,000-18,000 meters. The time t~at man can spend at each.successive
altitude decreases signi~icantly. Whereas at 16,000 meter~~ the limit averages 6-
8 minutes, at 17,000 meters it is reduced sharply to 50-60 seconds, and at 18,000
meters to 30-40 seconds, with marked functional changes in peripheral circulation
and external respiration. ~
At altitud es of 16,000-18,000 meters, when oxygen is breathed at excess pressure
some indi vlduals become distended, with hyperemia, the palpebral fissure is narrowed,
the eyes water, perception of instrument readings deteriorates and heart ~_ate and
respiration rate increase considerably. In some individuals the heart rate increases
60-80 per minute above normal rate. Blood pressure is elevated and there is
considerable apeech difficulty.
In the conditions encountered at 16,000-18,000 meters the general condition in man
and the t ime that these altitudes can be maintained are influenced not only by the
oxygen def icit in the body but also, and chiefly, by the changes associated with
excess pressure in the lungs, and in particular by circulatory dis4rders. One of
- the causes of the deteriorating general condition is the developmQnt of functional
insufficiency in the cardiovascular system. The mark~d increase in excess pressure
in the ai rways and lungs creates even greater difficu'!ties in pulmonary circulation.
- Afferent impulses arrive in the brain from the receptc~rs in the upper airways and
lungs, Respiration and circulation are ad~usted autociomically and the blood pressure
in the vessels of systemic circulation is elevated. When the load on the heart
is increased, especially on the right atrium and right vec~tricle, conditions are
created for~ he development of congestion in the periphera vessels. This all
adversely af ects the general condition of the body. In s h cases the reason for
lowered work~capacity is evidently not only hypoxia but als autunomic changes in
cerebral circ lati~~n.
86 '
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Along with h~�voxia, hypocapnia also plays a definite sole in the deterioration of
the pilot's condition. I'ree carbon dioxide is "flushed out" of the blood in the
excessively rapid and deep respiration, that is, in increased pulmonary ventilation.
Hypocapnia reinforces the adverse effect of oxygen starvation, reducing work capacity
even further.
Since respiration under excess pressure substantially alters the activity of the
most important functional systems in the body, mainly the respiratory and circulatory
systems, in excess pressure of more than 400 mm water, external counterpressure
must be used. For example, at a magnitude of 530-550 mm water, without count~rpressure,
after 1-2 minutes marked shifts are seen in autonomic responses, with considerable
- deterioration of the general condition (collapse, loss of consciousness). This
happens because of circulatory disorders, cardiac arrhythmias, extrasystole, a
restricted flow of venous bl.ood to the heart, d isruption of the structure of the
respiratory cycle and other symptoms typical of the stage of decompensation.
However, a healthy individual who has been trained to breathe oxygen under pressure,
~ regardless of tY~e difficulties encountered in emergencies, can wit?:stand sudden
excess pressure under the mask up to 800 mm water for short periods (up to 30
seconds) without using compensatiun devices, and up to 1,000 mm water in the mask
when wearing a vent suit, without pressure in the tension devices.
Features of Breathing Hyperbaric Oxygen with the Use of Compensating (Counterpressure)
The use of compensat~.on devices when breathin~ under excess pressure makes it
possible to extend the ra~~ge of altitudes between 16,000 and 18,000 meters that
can be maintained safely and to weaken or prevent the. rapid development of functional
changes in ehe body. For this purpose use is made of special equipment in the form
of a compensating jacket or vent suit that creates counterpy-essure on the surface
of the human body. In this case, also, however, despite the large excess pressure in
the lungs and the counterpr~ssure on the thorax, oxygen partial pressure in alveolar
air and blood oxygen saturation still decrease as a?titude increases (see table 5.11).
Table 5.11 Change in Oxygen Partial Pressure in Alveolar Air and B1ood Oxygen
Saturation at Altitudes 16,000-18,000'Meters when Breathing under
Excess Pressure
Altitude
Indicator 16,000 17,000 18,000
Excess pressure in mask, mm water 440-490 610-660 740-800
Pressure in chamber of vent suit
mm water 440-490 610--660 740-800
Oxygen partial pressure in
alveolar air, mmHg 36-40 35-38 33-36
Blood oxygen saturation, from
oxyhemograph, % 70-74 68-70 62-66
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Despite the creation of more favorable conditions for respiration, the use of a
compensating jacket does little to limit the development of functional changes in
respiration and circulation. At an altitude of 16,000 meters, and even more so
at 18,000 meters, subjects are in an extremely stressed condition. Aeart rate and
respiration are slower than without the compensating jacket but are nevertheless
substantially increased. For example, at an altitude of 16,000 meters heart rate
increases 44 percent from its initial status; at 17,000 meters it increases 56.5
percent, and at 18,000 meters, 66 percent. In some subjects, at altitudes of 17,000
to 18,000 meters heart rate reaches 175 per minute. ~
The use of a compensating jacket with a rubber chamber coupled to the breathing
system does not provide adequately effective compensation for excess pressure in
the lungs at magnitudes greater than 40 mmHg, and it cannot prevent the onset oF
disorders in peripheral circulation that disrupt the supply of blood to vital organs,
The counterpressure created with the compensating jacket is applied only to some
parts of the bod~ while the head, neck, and upper and lower extremities remain
unprotected. In t hese areas of the body, at altitudes of 16,000-18,000 meters the
return of venous b lood to the right heart is hamperPd and reduced, and pulse pressure
drops. The elevated arterial pressure and increased heart rate are obviously associated
- with these changes.
- A '
_ Q
> >oc ~ ?
a - - ~ 5 6ao~ g~aar
.
]SOrY ~14 ~ y
~M
~ ( t
~ . .
~
~ 3
~ ,1 4 ~ y
Figure 5.11 Oscillogram of Subject Ly Breathing Oxygen under 1,200 mm water
Excess Pressure Using Vari~~us Forms of Compensation
Key: A. Baseline recording �
B. Breathing oxygen under e:ccess pressure without compensation
_ C. In a compensating ~acke~ .
D. In a vent suit
l. EKG
2. Respiratory movements of thorax
3. Ele~[romyogram of intercostal muscles
4. Electromyogram of oblique muscles of abdomen
(left to right: inhalation, above; exhalation, below)
S. Inhalation
6. Exhalation
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~
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; Improvement in conditions for the supply of oxygen at altitudes of 16,000-18,000
~ meters can be p.rovided either by increasing the efficiency of the compensating
; jacket an~ developing "self-breathing" devices that actively assist respiration,
or--and this is more reliable--by using compensating garments that cover the entire
' body, including the upper and lower exrremities.
The use of a vent suit in combination with an oxygen mask and the creation of excess
pressure up to 75 mmHg improves the efficiency of the oxygen equipme;:t. At altitudes
of 17,000-18,000 meters further increase in excess pressure above 7~ mmHg causes
intense lacrimation and narrowing of tc:e palpebral fissure, resulting in difficulties '
in the perception of instrument readings. The increased pressure also adversely
affects the sense of hearing.
A pressure helmet provides the best conditions for breathing under elevated pressure.
When a vent suit is used in combination with a pressure helmet it is possible.to
create more excess pressure in the lungs. Absolute pressure at altitudes above
12,000 meters can be brought up to 145 mmHg, thus~significantly increasing the
altitude that can been maintained safely, even during cabin depressurization.
Given the same magnitudes fnr excess pressure in the lungs, when vent suits are
used respiratory movements are made more easily than when compensating ~ackets are
used; this can be seen from the bioelectric potentials for the respiratory muscles
on the electromyogram (figure 5.11).
Despite the relatively satisfactory conditions created by oxygPr_ sets and~altitude
~ special garmen`s (in the form of compensating ~ackets and suits,''masks and pressure
' hel.mets), in casP~ of accidental cabin depressurization, the mos~ favorable conditiAns
~'~r supplying ox~gen to the body at altitudes above 15,000-16,000 meters are created
; inside a full-pressure suit within which elevated pressure (compared to that of
the sur~vu*.�ding medium) essential for normal respirat:Con in man is maintained.
' However, because of their ctm?bersomeness and certain ~Lnconveniences in operation,
; full-pressure suits are not used extensively in aviation.
; COPYRIGHT: Izdatel'stvo DOSAAF SSSR, 1980
;
~ 964?
~ CSO: 8144/1609
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`
i
,
REGULATING MECHANISMS OF MEMORY
Leningrad R~GULIRUYUSHCHIYE MEK&1NIZ,IY PAMYaTI in Russian 1980 (signed to press
13 Feb 80) PP 5-6~ 95-96 .
[Foreword and table of cuntents from book "The ~egulating Mechanisms of riemory"
(Proceedings of the International Symposium "Mechanisms of I+Iemory Control" in
Leningrad~ 1976) edited by G.A. Vartanyan, Izdatel�stvo "Nauka"~ 2050 copies, .
101 pages ]
- [TextJ This publication is based on ~everal papers and materials discussed at the
international symposium "~Iechanisms of riemory Control" held in Leningrad in November .
19?6. In view of the ~ceat number of studies presented at the Symposium, the or-
ganizing committee Kas not able to publish all of the material. In.connection
with this and taIting into account the great scientific importance of questions
raised during the Symposium~ the organizing committee requested that those speakers
and discussants xhose material was not available for the proceedings of the Sympo-
sium expand and revise their xork for publication in the form of a.separate
- book~ which a majority of authors agreed to do.
according to the basic directions of research on this problem~ the book is divided
into three sections~ I. riemory Mechanisms and Possibilities for Their Regulation;
II. Neurophysiological Studies of Memory Control Flechanismsi III. Neuropharma-
ceutical Methods of Memory Control.
Since these gener~l tendencies have not been definitively solidified~ the reader
xill fi::ci various principles and approaches to the problem of inemory controli hox
it is studied from different points of view and how it is perceived by representa-
tives of vaxious disciplines from various "schools". But this, at first glance
diverse~ material is unified by a persistent search for ways of actively influencing
memory function in the interest of mankin~. In all three above-mentioned ax~as
there is an accumulation of interesting data which apgarently will soon require
neK explanations.
- In the area of inemory mechanisms the interest is again on the structural-chemical
hypotheses of inemory. Jata has been obtained on the transfer of cnnstant functional
and pathological sta.tes of the b~a1n from animal donors to intact recipients by
neuro-humoral factors of a peptide nature o~tained fron? the b~ain and cereb~al-spinal
liquid. These experiments question the real nature of the participa.tion of specific
neuropeptides-connectors in the formation of new adaptive connections in the central
:Qrvous system (CNS).. At the same time it ha.s been shown that a series of recently
90
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~
. discovered neuropeptiaes, fragments of hypophyseal hormones in the ~aino has a
, general alleviating effect on memory.
~ Electrophysiological studies of the b~ain are continuing successfully and confirm
~ the actual ro~e of interstructural synchronization of electrical processes in the
optimization of learning and memory. Studies of the pre- and post-synaptic mecha-
nisms with the goal of increasing the effectiveness of synaptic transmissions for
brain and memory flexibility have been further developed.
i In the field of neurophysiological approaches to the study of the control mecha.nisms
~ of the mind, it ha.s been shown that electrostimulation of a series of non-specific
brain structures plays an important role in transforming certain defense mechanisms
of the higher t~ain function.s,including memory. Studies on the mechanisms of intra-
' and trans-cranial micropolarizations, which aid memory processes and optimize a
i series of other CN5 functions, are also continuing successfully. iJith respect to
' the regulation of t~ain function and memory processes, the recently discovered Urain
~ phenomenon of formulating artificial sicahle functional connections~ whose activation
~ can elicit super-activation of higher b~ain functions and thus overcome certain
per:nanent pathological Urain conditions~ has been especially promising. In relation
: to this~ the indicator og bsain ststPS -a constant extra-s1oW potential or a qua.si-
~ constant potential difference--is exceptionally inforn~ative.
i
~ In the field of neuropharmaceutical approach~s to memory control, studies to deter-.
~ mine the role of various mediatory systems in the formation and fixation of temporal
i relationships and long-term memory are developing. On this basis are also being
' developed the principles of active involvement in the process of inemorization and
information retrieval in the brain. The recently formulated problem of phaxmaceuti.-
~ cal non-specific connections~ which as experimenta.l data shox~ ensure the immediat~~
fixation of active effective neurodynamic connections, is being intensively stud.ied.
i Interesting experimental data have appeared on the role of chromosome restructuring
in the growth of several CNS functions. The reciprocal tra.nslocation of certain
~ antosomes lead~ to pathological shifts of CNS activity. However~ in the presence
of other Robertsonian chromosome translocations~ there is an optimization of several
CNS functions. These studies open up new~ cytngenic~ approaches to the study of
brain function and in part~ memory.
i Real phfsiological principl~s and mechanisms of the organization of inemory have been
~ successfully used in mathematical and machine modelling of learning proces'ses in
~ neuron nets, which can give additional evidence on the paths of active involvement
, in the organization and course of inemory processes.
~ It is impossible to even mention all of the "new developments" in the prohlem of
memory control. However, the directions of research meationed�above indicate that
~ it is possible to hope that the time is near xhen the study of the t~ain xill enable
~ us to productively opti:nize the memory processes in the event of their dest=uction
~ or for immediate activa.tion in unusual circumsta.nces or under experimental conditions.
3ooks devoted to the problem of inemory~ the most controversial.and perhaps the most
~ important ~roblem of contemporary neurobiology and medicine~ have always aroused a
great interest among readers. The collective of authors and e4ltors here hopes that
this publicat~on wi~I be of use to specialists in the fi=1d of inemory problems as ~
91
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well as to a wide circle of interested readers.
~
Table of Contents
- Forexord 5
5ection Is Me:nory t4echanisms and Possibilities of Their ~egulation
On the physical treatment of inemory mechanisms. I. Ye. Mikhal'tsev 7
On the compaxative-physiological method in the study of macromoleculax 18
mechanisms of inemory. N. A. Tushmalova
Learr.ing under adjunct stimulation of immunogenesis. F. P. Ashmaxin,
Yu. Yeropkin 22
3ome changes in the macromolecules of the brains of monkeys learning visual
discriminatian. B. Petrovich~ a. Protich~ D. Chupich, ~zh. Krzhalich 2~
Cn txo stages c~f the metabolic processes in the t~ain of ra.bbits accompanying
the formation of a conditioned reflex to light. T. B. Shvets-Teneta-Guriy 26
3lochemical correlates of the active b~ain sta.te. V. S. Repin, 2T. A. Jani-
lovskiy~ B. I. Rlement'yev, Z. I. Stepanov 30
Characteristics of the synthesis of high and lox molecular pr~teins
during a randomiza.tion of stimulation and learning. B. I. Klement'yev~
I. I. Stepanov~ T. S. Glushchenko, 0. V. Bogdanov 32
Kemory and morphogenesis in insects. I. i~. Sheyman, Iv. Yu. Sakharova~
I. A. Yefimov 35
On the role of t~rain cortex synapses in subcellular memory mechanisms.
~ A. A. ;ianina~ R. P. ;{ucherenko~ Ye. G. Gilerovich~ V. S. Turovskiy~
A . A . Ivonin 3$
Section IIs Neurophysiological Studies of Memory Control i~fechanisms
On the role of some cortex structu~es of the larger hemisphere of the b~ain ~2
- in the appearance of inemory in lower monkeys. A. N. i3akuradze
Electrophysiological analysis of the optimal level of emotional tension ~
during mnestitic activity. M. B. Zvykov 9
Long-term memory (loz~g lasting nervous processes) in warious structures of
conditioned reflex systems and various functional b~ain states. V. P. i~ura-
- v'yeva, A. T. Selivanova, N. N. Lazuko, T. Ye. Kolosova 53
Local effects of repeated rhythmical inter-hemispheric stimiil.ationi its
relationship to the mechanism of exc:tation. Ya. ~ia.khek~ Ye. Urdzhek,
V. Pavlik~ r. Khorak 56
Reorganization of bi.oelectric activity of brain structures and systems
under the influence of micropolarization controlling memory processes. ~
G. V. Gal�dinov~ N~ iCudryavtseva, Yu. 31ank
The effect of micropolarization of "sharp" and chronic centers of 67
epileptic activity. Ye. I. Tkachenko t
Thc r~~sibility of establishing an inte~ral condi:ioned reaction xhile the
~roduction of its individual components is disturbed by electric shocks.
3, B. Tsvetovskiy, v. V. Vol'f~ V. P. Leutin 69
92 ~
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3ection IIIs Veuropha.rmaceutical Methods of Memory Control
~ comparative evalua.tion of the role of biogenic monoamines in the processes
~ of develo~ing and fixating ~emporal relationships. R. I. ~truglikov '73
Lxperim.en-tal bases of pharmaceutical effects on memory trsou~h the exchange
of biogenic amines. Ye. A. Gromova 77
: The relationship of the learning process in anima.ls at emotionally different
support levels to ~he activity level of serotinin and noradrenergi~
systems of the hrain. T. P. Semenova 82
Periodi.c changes in the activity of cortex neurons in tissue culturas
- under the influence of serotinin and the3.r significance in the mecha:iisms
of ine mory . A.:~ . C hubakov, A, a. Nikonov 86
Catecholaminergic mecfianisms of conditioned~reflex behavior. Ye. Endretsi ~
. CCPYRIGhTs Izdatel�stvo "Nauka", 1980
9233
CSO: 1840/1030
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M
UDC 612.886:611.85
OBJECTIVE METHOD FOR EVALUATING VESTIBULAR STABILITY FROM TREND OF N`ISTAGMIC
INDICES AFTER EXPOSURE TO CUMULATIVE CORIOLIS ACCELERATION
Moscow IZV~STIYA AKADEMII NAUK SSSR: SERIYA BIOLOGICF.ESKAYA in Russian No 2,
Ma.r-Apr 81 (manuscriot received 1~ Feb 80) pp 276-283
[Article by I.A. Sidel'nikov]. ~
[TextJ Studies in which 172 electronystagmograms (ENG) were re-
corded were conducted on 30 volunteers. These investigations showed
_ that the cumulative action of Coriolis acceleration either stim-
ulated nystagmus or suppressed it (although there were no signifi-
cant changes in nystagmic indices in some cases). The present art-
icle proposes an objective new method for individual evaluation of
the functional status of the vestibular analyzer during stationary
vestibulometry, based on comparative evaluation of the trend of the
changes observed in nystagmic indices after continuous cumulative
exposure to Coriolis acceleration jCCCA].
Subjects in which the rate of the slow nystagmic phase (RSP) after
exposure to CCCA exceeds its normal value prior to exposure are
considered.to be vestibular-stable, while those in which the nystag-
mic ttSP undergoes a significant reduction (or remains unchanged)
after CCCA are regarded as vestibular-unstable.
The effect of Coriolis forces on the semicircular canals is due (Voyachek, 1908) ta
- the production of a resultant between the Coriolis forces acting o~a opposite ends
of the canal.
Stimulation of the otolithic apparatus is also undoubtedly of etiological signifi-
cance in the development of autonomic disturbances under the action of Coriolis
acceleration (Markaryan and Sidel'nikov, 1967). Bergstedt (1961) believes that
Corioiis acceleratio~ is r.egistered only by the otolithic apparatus ancl that, if the
sub3ect moves his head, e.g., in the frontal plane, the acceleration due to gravity
is doubled. However, in Gued~y?'s op~.nion (Guedry et al., 1961), the Cor~olis .
- acceleration that develops when the head is moved is insignificant in comparison
with the acceleration due to gravity. The reaction of the otoliths to movement of
the head is therefore almost identical to the normal reaction, i.e., that observed
- with the chair not rotating, while the ~emicircular canals exhibit an intensified
reaction. It is hypothesized that this unusual type of stimulation ~f the semicircular
94
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canals causes a reflex interaction of the two vestibular systems, which is reflected
in the corresponding reactions and is responsible for the difference in the stimuli
associated with tilting and straightening of the head.
Thus: it is obvious from the studies cited above and other reports by a number of
authors ~Khilov, 1936, 1969; Popov, 1939; Yuganov, 1963, 1965; Yuganov et al., 1963,
1964; Bryanav, 1963; Lebedinskiy et al., 1963; Kurashvili, 1967; Sidel'nikov, 1970;
Schubert, 1954; Bornschein et al., 1954, 1962, 1963; Dowd et al., 1966; Sinka, 19fi8;
Collins, 1968, and others) that Coriolis acceleration represents a complex and unus-
ual external stimulus to the semicircular canals and otolithic apparatus.
Tn view of these circumstances, we felt it expedient to utilize a test involving
simulation of Coriolis acceleration, particularly continuous cumulative Coriolis
acceleration (CCCA), by the Markaryan-Sidel'nikov method (Markaryan et a1., 1966)
as a functional load on the vestibular analyzer. What we had in mind was th~ fact
that nystagmus is an integral reaction of this analyzer, so that the stimulatiion of
the cupular system and otolithic apparatus during such tests should affect the degree
- of ny.::tagmus. In this case, data on the nystagmic reaction recorded before and after
- exposure to CCCA could be used to evaluate the sensitivity and stability of the ves-
- tibular analyzer or make an objective 3udgement regarding tolerance ta the action of
Coriolis acceleration. The present investigation was conducted to determine whether
this approach is feasible.
EXPERIMENTAL METHOD
_ Studies in which 172 electronystagmograms (ENG) were recorded were conducted with
30 volunteers 20-4~0 years of age. A special electronystagnwgraphic technique (Sid-
el'nikov, 1970, 1978) was used to record nystagmus. Electronystagmography was car-
- ried out during two rotation tests (w = 60 deg/sec in test I and w= 180 deg/sec
in test II) prior to exposure to CCCA and two rotation tests (w = 180 deg/sec in
test III and w= 60 deg/sec in test IV) im~~ediately after exposure to CCCA. The acce-
leration (1 deg/secZ), angular valocities (w = 60 and 180 deg/sec), and chair stopping
timP (stop stimulus = 0.15 sec) were always constant. Stopping of the chair and re-
cording of the postrotati.on nystagmus were conducted afCer the rotation nystagmus
- disappeared, i.e., generally after rotation at a constant angular velocity for 40-120
sec. In making each record of postrotation nystagmus, we employed a method for bio-
logical enhancement of the informa.tion content of the nystagmic indices (Sidel'nikov,
1970a and c, 1974). The intervals between the rotation tests were 5 min.
Continuous cumulative Coriolis acceleration (CCCA) wa.s car,ried out during the third
rotation test, i.e., with a constant rotation speed ~~f 180 deg/sec. During rota-
tion, the sub~ect made steady pendulum-like movement:~ of the head through angles
of 30� to the left and right of the vertical position. The duration of the right-
7.eft and left-right head movements was 2 sec. Continuous rotation and tilting of the
- head toward the shoulders was continued until nausea and pallor appeared, but for
� no more than 15 min. Subjects who displayed pronounced symptoms of air sickness
(seven in number) were retested 1 or 2 days later but with a CCCA that was reduced
bv a factor of 2. We also conducted control studies (six) in which the subject
rested for a time equivalent to the duration of the CCCA test. The indices obtained
for the postrotation nystagmus recorded after exposure to Coriolis acceleration were
compared with the nystagmic reaction recarded immediately before the CCCA test. The
~ 95
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ENG data wera employed to determine the duration and r~te of the slow phase (RSP)
and the amplitude and frequency~of nystagmus. The latter three indices were evalu-
sted every 5 sec over the first 30 sec of nystagmus. We also determined the average
inciices for the first (,1-15 sec) and second (16-30 sec) 15-spc periods of the nystag-
mic reaction. The indices in question were measured with the aid of specially devel~
oped nystagmometric gages and reference tables, i.e., Sidel'nikov nystagmometers
(Sidel'nikov, 1970b, 1975). In order that the nystagmographic indices could be com--
pared with the sensitivi~y and stability of the cupular syst~m and otolithic appara=
tus, we determined the threshold of sensi~ivity to linear ac~eleration, the resis-
tance to cumulative linear acceleration in Kh:~lov-sw~ng tests, the threshold of sen-
sitivity to electric current for the vestibular analyzer, the threshold of nystag-
mic sensitivity to angular acceleration, the duration of nystagmus in the Barany test,
and the resistance to.CCCA for each sub~ect.
The experimental data were subjected to statistical processing, establishing the mean
(M), mean error (m), and reliability of the changes in the indices investigated, with
the error probab ility (P) serving as the reliability criterion (Kamenskiy, 1964).
EXPERIMENTAL RESULTS
Proceeding from the results of 30 studies utilizing the maximum CCCA time, the 30
sub~ects ~~re divided into two groups. The first group consisted of sub~~ects (15
individuai:~ who withstood maximum exposure to Coriolis~acceleration without mani-
festing vestibuloautonomic reactions. When determined by other methods, the vesti-
bular stability of this group was rated as high and its vestibular sensitivity as
low. The second group comprised subjects (15 individuals) who displayed the symptom
complex of motion sickness during CCCA; when determined by other methods, their ves-
- tibular stability was rated as low. The subjects in the second group participated
in experiments in which the duration of the maximum exposure to continuous cumula-
tive Coriolis acceleration was reduced by a factor of 2. Table 1 gives the ind3ces
of vestibular sensitivity and stability for the two groups of subjects, together
with the ave~age durations of nystagmus in response to the stop stimulus for rota-
tion speeds af 60 and 180 deg/sec before and after exposure to Coriolis acceleration.
As can be seen from Table 1, the changes in the duration of nystagmus following CCCA
were slight, took different directions, and were independent of the degree of vesti-
bular stability, i.e., exhibited no regular pattern, while the indices of the func-
tional status of the vestibular analyzer (Table 1) showed a clear division of the
sub~ects into vestibular-stable and vestibular-unstable with respect to the action
of adequate stimuli. .
The results obtained for other nystagmic indices (RSP, amplitude, and frequency)
were somewhat different. The clearest and most reliable changes were observed in
such indices as the rate of the nystagmic slow phase. Table 2 gives data on the
changes in nystagmic indices during the first 5 sec and over the first (1-15 sec)
and second (16-3~J sec) 15--sec periods of the reaction.
The data ir~ Table 2 indicate that the RSP decreased in all the subjects toward the
end of the nystagmic reaction. This parameter was highest during the first 5 and
15 sec of nystagmus. The nystagmus rate was gxeatest for the higher angular rota-
tion speed. Thus, the RSP found for the stop-stimulus period after rotation at
96
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180 deg/sec wa5 twice that obtained for the stop-stimulus period following rota-
tion at a speed of 60 deg/sec.
After continuous expusure to Corio~i.s acceleratic,n, both groups of sub~ects exhibi-
ted charact~ristic and reliable changes, especially in the RS? during the stop-
stimulus period fallowing rotation at a speed of 180 deg/sec and during the first
15 sec of the nystagmic reaction.
Thus, after maximum exposure to CCCA, the first group of subjects was characterized
by a significant increase in the RSP during the stop stimulus following rotation at
a speed of 180 deg/sec and no changes after the stop stimulus following roration at
60 deg/sec.
A significant decrease in the RSP during the stop stimulus follnwing rotation at a
_ speed of 180 deg/sec and CCCA and a reliable decrease in this index during the.
stop stimulus following rota~ion at a speed of 60 degfsec were typical of the second
group of subjects. When the duration of the CCCA was reduced by a factor of 2, the
msximum change in the RSP for the second group of sub~ects wa~ similar to that for
the first group, i.e., the RSP increased after CCCA. Figures 1, 2, ar~d 3 illustrate
these variation patterns for the RSP.
RSP (deg/se.c) ~ Analysis of all our experimen.*.al data showed
BO ~ that the action of stimuli during tests in-
70 \ volving continuous cumulative Coriolis acce- .
~ leration (CCCA) altered the levels of cer-
60 \ tain nystagmic-reaction indfces. After the
uo /\O subject was brought to a stop fol.'_owing ro-
30 � tation at a speed of 180 deg/sec, the most ~
2~ . significant changes were in the rate ,~f the
~ slow phase and the nystagmus amplitude.
~ __.t� The character of the changes in these indi-
- 10 20 ~ 30 ces for the maximum CCCA duration were simi-
~ , sec lar to those in the RSP when the. sub3ects
~ were exposed to 2-g loads (increased weight)
Fig. 1. Graph representing change and linear accelerations during swing tests
in nystagmic RSP during stop stim- (Sidel'nikov, 1970~, i979). In those cases
ulus following rotation at speed where exposure to CCCA di~ not pr~~uce auto-
of. 180 deg/sec for �irst group of no~ic disturbances in the subject;s, the.
subjects, who withstood cumulative change in the RSP took the form of stimula-
Coriolis acceleration without ves- tion. Conversely, in those cases where a
tibuloautonomic disturbances. 1) vestibuloautonomic motion-sickness syndrome
RSP before CCCA; 2) RSP after CCCA, developed, the sub~ects exhibited an inhi-~
bition effect, i.e., a decrease in the RSP
from its original level. These changes in
_ the nystagmic reaction were quantitatively most pronounced during the stop
stimulus following rotation at a speed of 180 deg/sec.
Thus, the graphs representing the nystagmic RSP recorded before and after maximum
exposure to CCCA showed two types of relative positianin~ for the corresponding
curves. The RSP curves were located above the initial curves in the first type
of reaction and below then in the second type. It must be noted that the sec~nd
- type of reaction was characteristic of su.bjects who exhib ited a distinct vesti-
97
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; 99
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,
' RSP ~(deg/sec) . ~ RSP (deg/sec) ~ ~
BD ~ ~ BO \ . . r ~
70 70 ~ ; ~ ' :
60 \ ' . 60 ' ~2 ' ~
SO t ' . � SO / � .
40 2 \ . . y~ y ~ ~ ~ ~
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t0 20 3~'\` �
10 ~p � \ �
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_ ~ ~Q . _ . i
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Fig. 2. The same, for subjects in Fig. 3. Change in RSP during stop
second group, who displayed pronoun- stimuli following rotation at speeds
. ced vestibuloautonomic reactions when of 60 and 180 deg/sec for second
exposed to continLOUS cumulative Co- group of cub3ects, who withstood ex-
riolis acceleration. Symbols the posure to Coriolis acceleration for a
same as for Fig. 1. period equivalent to SOX of maximum
' time without vestibuloautonamic dis-
turbances. 1) RSP before CCCA (180
buloautonomic syndrome at any point during deg/sec); 2) RSP after CCCA (180
exposure to CCCA for the maximum time, deg/sec); 3) RSP before CCCA (60
while the first type of reaction was char- de~/sec); 4) RSP after CCCA (60 deg/
acteristic of subjects who withstood the /sec). �
tests without developing the autonomic
symptom complex of motion sickness. The
stop stimulus following rotation at a speed of 180 deg/sec made it possible to use
the R~P data to obtain definite and very valuable information on the funcr.ional status
of the semicircular-canal recegtors anc otolithic apparatus, as well as~on the c~arac-
teristics of their interaction. The existence of two types of changes in the rate of
the nystagmic reaction was confirmed by the fact that the data obtained in other ves-
tibular tests showed the sub~ects to differ in vestibular stability.
HowQVer, we also obtained the first type of change in nystagmus rate for the sub~ects
in the second graup when they participated in experiments in which the durati~n of ex-
posure to CCCA was only half the maximum duration. This in~dicated that, in addition
to the original functional status of the analyzer, the extent (or phase) of t~e ves-
tibuloautonomic motion-sickness syndrome was important for the change in nystir~gmus
rate. .
Data on the nystagmic RSP level in the second-group sub,jects exposed to CCCA for only
half the maximum time were of particular interest for elucidation of certain of the
mechanisms by which the observed effects were produced.
As we saw above, stimulation of the nystagmic RSP occurred in place of inihibition
in this experimental variant. Phenomena of this sort enable us ta hypothesize that
stimulation of the nystagmic reaction can occur only when the vestibular-analyzer
otolithic apparatus receives a stimulus of definite optimum strength.
100
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~
- In cases where the otolithic apparatus is overstimulated (a process whose strongest
manifestation can be seen in vestibuloautonomic disturbances), there are paradoxi-
cal cupular reactions. In view of the fact that tt~ese are a product of the func-
tional interaction of the otolithic apparatus and cupular system, one can also speak
of the existence of "paradoxical" forms of this interaction. We observed similar
~ phenomena in studying nystagmic indices after cumulative exposure to linear accele-
rat~on (in swi.ng tests) .
- Analysis of the RSP over shorter reaction times (5 and 15 sec) showed the chang~es in
nystagmus rate to have the same character, especially during the first 15 sec sfter
the s*_op stimulus following rotation at a speed of 180 deg/sec.
Thc: experimental results obtained in these series of experiments can thus serve as
still another confirmation of the fact that nystagmus is actually an integral reac-
tion of the vestibu].ar analyzer and that the character of the changes in this reac-~
tion depends on the functional state of the semicircular canals and otolith3c ap-
paratus and is governed by the characteristics o~ their interaction.
Recording of nystagmus in combination with impo~ition of a functional load by the
CCCA method, like swing tests, makes it poss~ble to determine rwo types of cupular
reactions, making it useful in examination of.flight personnel for determination of
vestibular stability in cases of simulation or dissimulation, for objective evatu-
atian of tolerance to cumulative Coriolis acceleration and particularly to the
CCCA test.
Another striking feature of our investigations was the fact that, after preliminary
exposure to CCCA, the second group of subjects exhibited the RSP changes character-
- istic of a rotation speed of 180 deg/sec when subjected to the stop s~imulus follow-
ing rotation at a speed of 60 deg/sec. In view of this fact and the substantial
difference between the first and second groups. it would seem possible to improve
the technique described above for objective determination of vestibular stability
during CCCA. The data obtained in these studiPS will be published in a separate
article.
BIBLIOGRAPHY
1. Bryanov, I.I., VOYENNO-MED.ZH., No 11, p 54, 1963.
- 2. Voyachek, V.I., RUSSKIY VR.ACH, ~lol 27, p 904, 1908.
_ 3. Kaminskiy, L.S., "Statisticheskaya obrabotka laboratornykh i klinicheskikh dan-
nykh" [Statistical Proces~ing Gf Laboratory and Clinical Dataj, Leningrad, 1964.
4. Kurashvili, A.Ye., VOYENNO-MED. ZH., No 1, p 61, 1967. ~
5. Lebedinsl,;iy, A.V., Arlashchenko, N.I., Bokhov, B.B., Grigor'yev, Yu.G., Kvasni-
kova, L,N., and Farber, Yu.V., in collection: "Aviatsionnaya i~kosmicheskaya
meditsina (materialy konferentsii)" [Aviation and Space Medicine (Proceedings
of a Conference)], Moscow, 1963, p 333.
101
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6. Makaryan, S.S., Yuganov, Ye.M. and Sidel'nikov, I.A., VOYENNO-MED. ZA., No 9~
p 59, 1~66.
7. Makaryan, S.S. and Side~'nikov, I.A., in collection: "Aviakosmicheskaya medi-
tsina" [Aviatian and Space Medicine], Vo1 1, Moscow, 1967, p 302.
8. Popov, A.P., in collection: "Voprosy meditsinskogo obe3pecheniya aviatsii"
[Problems of Aviation Medical Services], Vol 1, Mescow, 1939, p 112.
9. Sidel'nikov, I.A., "Modern electronystagmography in the theory and practice of
vestibular-function evaluation", Author's Abstract of Candidate's Dissertation,
Moscow, 1970a; ZH. USHNYKH, NOSOVYKH I CORLJVYKH BOLEZNEY, No 6, p 71, 1970b;
VQYENNO-MED. ZH., No 12, p 49, 1970c; VESTI~. OTORINOLARI1vGOL., Vol 2, p 26, 1974d;
_ VOYENNO-I~D. ZH., No 3, p 72, 1975e; IZV. AN SSSR, SER. BIOL.,~No 2, p 259, 1978f;
_ IZV. AN SSSR, SER. BIOL., No 4, p!~98, 1979g.
~ 10. Khilov, K.L., in collection: "Vestibulometricheskiy profotbor na letnuyu sluzhbu
_ i vestibulyarnaya trenirovka letchikov" [Ves~tibulometric Occupational Selection
for Flight Crews and Vestibular Acclimatization of Pilots], Moscow, 1936a, pp 1, 5;
"Funktsiya organa ravnovesiya i bolezen' peredvizheniya" [Function of the Organ
of Equilibrium and Motion Sickness], Leningrad, 1969b.
11. Yuganov, Ye.M., in collection: "Aviatsionnaya i kosmicheskaya meditsina (materialy
konferentsii)" [Aviation and Space Medicine (Proceedings of a Conference)], Mos-
cow, 1963, p 496; PROBLEMY KOSMICH. BIOL., Vol 4, No 1, p 54, L965b.
12. Yuganov, Ye.M., Markaryan, S.S., Sidel'nikov, I.A., Bryanov, I.I. and Vartbaro-
nov, R.A., in collection: "Aviatsionnaya i kosmicheskaya meditsina (materialy
konferentsii)" [Aviation and Space Medicine (Proceedings of a Conference)], Mo.s--
cow, 1963, p 506.
13. Yuganov, Ye.M., Sidel'nikov, I.A., Gorshkov, A.I. and Kas'yan, I.I., IZV. AN
SSSR, SER. BIOL., No 3, p 369, 1~64.
14. Bergstedt, M., ACTA OTO-LARYNGOL., Stockholm Suppl., Vol 165, p 142, 1961.
15. Bornschein, H. and Schubert, G., ZEITSCHRIFT BIOL., Vol 107, No 2, p 95, 1954a;
- Vol 113, No 3, p 145, 1962b; INTEItNAT. Z. ANGEW. PHYSIOL., Vol 20, No 2, p 178,
1963c.
- 16. Collins, W., AEROSPACE '-iED., Vol 39, No 2, p 125, 1968.
17. Dowd, P.M., Moore, S. and Cramer, R., AEROSPACE MED., Vol 37, No 1, p 45, 1966.
18. Guedry, F.E. and Montague, E.K., A~ROSPACE MED., Vol 32, No 6, p~+87, 1961.
19. Schubert, G.I., J. AVIATION MED., Vol 25, No 3, p 357, 1954.
~ 20. Sinka, R., AEROSPACE MED., Vol 39, No 8, p 837, 1968.
COPYRIGHT: Izdatel'stvo "Nauka", "Izvestiya AN SSSR, seriya bio?ogicheskaya", 1981
2478
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UDC: 613.693
PROBLEMS OF SPACE BIOLOGY, VOL 39: EFFECTS OF HYPERBARIC EDNIRONMENT ON MAN
AND ANIMALS
Moscow PROBLEMY KOSMICHF~KOY BIOLOGII, TOM 39: DEYSTVIYE CIPERBARICHESKOY SREDY
NA ~ORGANIZM CHELOV~KA I ZHIVOT?dYKH in Russian 1980 (signed to press 24 Oct 80)
- pp 4-7, 258-259 �
_ [Annotazion, introduction and table of contents from book "Problems of Space
- Biology, Vol 39: Effects of Hyperbaric Environment on Man and Animals", by
G. I. Kurenkov, B. 0. Yakhontov, A. V. Syrovegin, A. I. Sterlikov, V. P. Nikolayev
and D. B. Vandyshev, editor-inrchief: Prof A. M. Genin, Izdatel'stvo "Nauka",
- 900 copies, 259 pagesj
[Text] This book describes research on the main problems of ssbmarine biology and
medicine. Attention is devoted spe~tally to questions of saturation and desatu-
ration of body tissues with inert gases when atmospheric pressure and composition
of the gas environment change, as well as r~epiratory function in g high-density
environment, toxic effects of high levals of oxygen pressure, effects of inert
gases on the nervous system under hyperbaric cot~ditions, heat exchange in man
under w~ter at high pressure. The authors~ ob~ective did not include comprehen-
sive discussion of the problems mentioned.
This book may be of interest to a wide circle of biologists, physicians and
specialists in the field of submarine and space medicine.
There are 10 tables and [illegtble] illustrations; bibliography covers 27 pages.
Introduction
At present, a new branch of natural science is completely formed--submarine biology
and medicine, which deals with the functional state of man and animals exposed to
the set of deleterious factors that appear when submerging into a marine environ-
_ ment. The objective of these studies was to find means of protec~ion that would
enable man not ~nly to work well at elevated pressure, but to preserve entirely
his health.
Submarine biology and medicine was conceived on the basis of classical physiology
. in the second half of the 19th century, when a special type of human endeavor
appeared, work at high pressure in caissons and under water.
In the presence of elevated atmosp~eric pressure, there are a number of factors
- that man had not encountere~i in the coursQ of evolution, which affect the organism:
high hydrostatic pressure, high partial pressure of oxygen and other gases in
the respiratory atmosphere, high density of gases in the respiratory mixture.
103
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The fullest information on this score was first fuxnished in the classical work of
Paul Bert, "Atmospheric Pressure" (1878). Humran physiology was enriched with new
data about the t~xic effects of oxygen, processes of saturation and desaturation
of body tissues with inert gases when aemospheric pressure changes, and about
functional disturbances during and after decompression~. Subsequently, hyperbaric
physioZogy was augmented with conceptions of the narcotic effects of inert gases
(nitrogen, argon, neon, krypton), specific effects of helium, safe range of use
of nitrogen and helium at elevated pressure, possibility of man's adaptation tn
long-term exposure to 3 hyperbaric environme.nt.
The feasibility of developing the world~s oceans depends on advances in submar3ne
biomedicine. The increasing interest in hyperbaric physiology is also linked with~
the development of new therapeutic methods, for example, oxygen ba.rotherapy, and
- !:he prospects of manned flights to such planets of the solar sys'cem as Venusy where
acmospheric pressure near the surface constitutes about 96 kgf/cm2.
The following are the most complex biological problems that p~event man from sub-
merging to grea` depths at the present time: overcoming respiratory functional
dis~ur.~ances and neurological disorders that occur when air pressure rises to
more than 6 kgf/cm2, i.e., at depths in excess of 60 m. At such depths, when
divers breathe with air they develop a state of so-called nitrogen anesthes3a,
which is characterized by diminished efficiency, drowsiness, hallucinations, loss
of sense of time and space~ Most researchers consider the chief cause of this
state to be the specific effect of elevated partial nitrogen pre~sure; however,
it has also been demonstrated that elevated oxygen pressure, rarbon dioxide
pressure and gen~ral cooling of the ~ody have an enhancing effect on formation of
nitrogen anesthesia. One of the chief factors iirvolved 1.n accumulation of carbon
dioxide in the bo~iy and accentuation of cooling properties of gase~ under hyper-
bsric conditions is the increased density of gases, which affects 3iffusion of
gases in the lungs and heat transfer.
The signs of nitrogen anesthesia can be ruled out when nitrogen in the respiratory
mixture is replaced with a less dense gas, helium, and thus one can increase the
depth of diving. However, when submerging very rapidly, at depths of 300-350 m,
man develops neurological disorders, the clinical manifestations of which differ
from the state of nitrogen anesthesia. These neurological disorders a~re charac-
terized by a set of symptoms indicative of increased excitability of different
structures of the central nervous system (tremor, hyperkinesia and others). At
the present time, the state of heightened excitability under hyperbaric conditions
while breathing with helium and oxygen mixtures is known under the name of the
nervous high pressure syndrome l,NSVD). It is believed that the causes of NSVD
' could be pressure per se, the effect of helium at elevated pressure, heat stress,
as well as accumulation of carbon diox~de in body tissuefa with the use of
a dense respiratory mixture. On the basis of the results of studies of NSVD,
some researchers concluded that 3.00 m is the ma~cimun depth to which man can
submerge when using mixtures containing helium, ~ust Zike a depth of 60 m is the
maximum when breathing with gas mixtures containing nitrogen. However, it was
learned that one can create conditions that pos~pone the deleterious effects of
= high pressure. Thus, there was substantiation of the possibility .of man an~i
animals overcoming NSVD at depths in excess of 300 m.
This book submits the results of the authors~ own resea~ch on the effects oi
high pressure of respiratory mixtures on man and ani~als. Reference is made
104
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I
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chiefly to the data of �oreign authors in the.ir discussien of the results of the3r
studies.
The team of authors expresses its sincer~ grat~tude to V. N. Chernigovskiy,.
aca3emicia~n of the USSR Academy of Sciences, Xe. M. Kreps, academician of the USSR
Academy of Sciences, Prof I. A. Sapov, Prof G. L. Zal'tsman, Prof A. G. Zhironkin,
Prof V. B. Malkin, Prof V. S. Farfe4' (deceased), I. S. Breslav, doctor of
medical sciences, Z. S. Gusinskiy, candidate of inedical sciences, G. A. Kuchuk,
candidate of bioJ.ogical sciences and A. I. Selivra, candidate of inedical sciences,
for their useful comments and assistance in preparing this work for publication.
Contents Page
Introduction 5
- Chapter 1. Dynamics of Exchange of Inert Gases Between the Organism
~ and Environment Duxing Compression and Decompression 8
Gas equilibrium of th~e organism 8
Saturation of the human body with gases in an environment
with stable composition and pressure 9
_ Postdecompression and isobaric oversaturation of the organism with gases 11
Biophysical bases of the etiology of caisson disease 14
Sclubility of inert ~ases in physical systems and tissues af the organism 22
Rate of diffusion of inert gases in fluids 26
Haldane's theory on processes of saturation of the or~anism with
inert gas and desaturation 29
Currc..it models of ~iesaturation and saturation of the body under isobartc
conditions 31
Comparative estimation of rate of saturation and desaturation of the
organism from diverse inert gases 40
Distinctions of the organism4s desaturation from inert gas during
decompressioz 41
Conclusion 42 ~
Bit~liography 43
ChaptEr 2. Human Respiratory Function Under Hyperbaric Density Conditions 48
Physical bases of respiration in a dense medium 48
Oxygen cost of respiration ~3
Venti.lation mechanics 55
Ventilation reaction to carbon dioxide 62
Alveolar-arterial exchange of gases 6.5 ~
Minute volume of circulation ~ 79
Conclusion 81
Bibliography 83
Chapter 3. Toxic Eff~cts of High Partial Oxygen Pressure 90
Acute form of oxygen poisoning 9~
Chronic form of oxygen poisoning 102
Oxygen poisoning combined with other factors 107
M~chanisms of oxygen poisoning 110
Conclusion 120
Bibliography 122
Chapter 4. Neurophysiological Studies and Clinical Signs of the
- Effects of Inert Gases at High Pressure 130
Hyperbaric anesthesia 131
General clinical ~tgns of anesthesia and correlation thereof with
gas composition af respiratory mixture 131
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- Anesthetic effects of inert gases on the central nervous system 134
- Motor function with hyperbaric anesthesia 147
The nervous high pressure syndrome 164
Symptomatology of the nervous high pressure syndrome and i~s etiology 164
Central nervous system during development of nervaus high prQSSUre
- syndrome a70
Changes in excitability of the neuromotor system with development
of the nervous high pressure syndrome 176
Conclusion 181
- Bi~liography 182
Chapter 5. Dist~nctions of Heat Transfer in Man Du:ing Exposure to
Elevated Pres~ure of Gas Environment and Under Water ?92
Heat transfer in man in hyperbaric chambers 193
Microlimate distinctions 193
Distinctions of heat transfer by convection 198
~ Changes in thermal properties oi clathing in a hyperbaric environment 202
Heat loss via the respiratory tract 204
Heat transfer by evaporation in a hyperbaric envixonment 209
Heat production in a hyperbaric environment 212
Heat balance in man during stay in hyperbaric chamber 213
Setting standards for comfortable microclimate in hyperbaric chambers 215
Heat transf~r in mar. when working under water 222
Mathematical mddeling of the human heat-regulating system in hyoerbaric
chambers and ur_der water 239
- Conclusion 244
Bibliography 254
COPYRIGHT: Izdatel'stvo "Nauka", 1980
J 10,657
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BOOK EXPLORES ADVANCED THEORY OF EXTRACELLULAR BRAIN CURRENTS
Moscow BIOFIZIKA VNEKLETOCHNYKH TOKOV MOZGA ir. Russian 1980 (signed to press
~3 Jun 80~ pp 2~4~ 182~184
[Annotation, foreword, and table of contents from book "Biophysics of Extracellular
Brain Curren~s", by Aron Meyerovich Gutman, JSSR Academy of Sciences, Scientific
- Council for Problems of Biological Physics, Institute of Biological Physics,
Izdatel'stvo "Nauka", 1,700 copies, 184 pages]
~ [Text] This monograph presents the theory of the extracellular field and electric
influence upon the cell. The theory is refined down to assessments used as the basis
to analyze electrostimulation, the origin of the ECG and EEG, the methods of deter-
- mining stimulation sources by EEG interpretation, the layered distribution of poten-
' tials in the cortex, an~l the extracellular spike. Objections are raised to the
hypothesis of (efapticheskoye) interaction of neurons ~r+a some commonly accepted
ideas about the genesis of a number of biopotentials of the central nervous system.
The concept of the EEG quantum is introduced--an elementary impulse of biocurrents
in the gray mattsr, or a synchronous extracellular postsynaptic potential from all
, synapses of one axon. Theoretically predicted registration of the EEG quantum and
its use in direct investigation of a synapse are described. The concept of the EEG
qu~antum is applied to LEG and ECG interpretation.
The bock is intended for biophysicists and physiologists involved with the problems
~f neuro- and electrophysiology.
Forty-three fi~ures, 601 bibliographic references.
Contents Page
- Foreword . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3 .
Principal Symbols and Abbreviations . . . . . . . . . . . . . . . . . . 5
I. Principles of Cable Theory . . . . . . . . . . . . . . . . . . . . . . . 7
I.1. The Cable Equation . . . . . . . . . . . . . . . . . . . . . . . . . . 7
I.1.1. The General Cable Equation . . . . . . . . . . . . . . . . . . 7
I.1.2. Simplifications Associated With the Extracellular Field 8
I .1. 3. Rall' s Cable . . . . . . . . . . . . . . . . . . . . . . . . . 11
I.2. The Ohmic Cable . . . . . . . . . . . . . . . . . . . . . . . . . . . 12
1.3. The RC-Cable . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16
I.3.1. Green's Function . . . . . . . . . . . . . . . . . . . . . . . 16
~ I.3.2. The Division of Variables Method . . . . . . . . . . . . . . . 18
. 107
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t
~ � ~
II. Influence of an Extracellular Electric Field Upon a Neuzon 21
II.1. The Problem of (efapticheskoye) Interaction . . . . . . . . . . . . . 21
II.2. The Cable in a Given Extracellular Field . . . . . . . . . . . . . . . 22
II.2.1. General Solution for a Segment of Ohmic Ca~le 2a
II.2.2. 'I'he Most Important Par~icular Cases of the Ohmic Cable iri a '
Given Extracellular Field . . . . . . . . . . . . e . . . � � 25 ;
' II.2.3. The Myelinized Axon in a Constant Field . . . . . . . . . . . . 27
II.2.4. The Nonlinear Cable in a Constant Field . . . . . . . . . . . . 29
II.2.5. An RC Cable Segment in a Given Variable Field 31
II.2.6. 2'he Boundless RC Cable in the Field of a Traveling Pulse 34
II.3. Numerical Assessments of the Influence of an Extracellular Field
on a Neocortical Neuron . . . . . . . . . . . . . . . . . . . . . . . 35
II.3.1. Change in Transmembrane Potential in the Trigger Zone of
a Pyramidal Cell of the Cat Cortex by the Field of an
- Electrocorticogram . . . . . . . . . . . . . . . . . . . . . . 35
II.3.2. Effect of an Extracellular Fi21d on Neuron Spike Activity 36
II.3.3. Effect of a Constant Extracellular Field on Presynaptic Endings 38
II.3.4. Assessment of the Parameters of Effective Cortical Stimulatian
by a Constant Field . . . . . . . . . . . . . . . . . . . . . 39
- II.3.5. Assessment of the Parameters.of Pu~sed Stimulation of Ax~ns 40
II.3.6. Assessment of the IntEraction of Axons in~a Nerve 43
II.3.7. Stimulation of a Cortical Neuron by Short Electric Pulses 44
III. The Th~ory of the Extracellular Field . . . . . . . . . . . . . . . . . 48
III.1. The Extracellular Field Equation . . . . . . . . . . . . . . . . . 48
- III.l.l. Laplace's Equation for a Three-Dimensional Ohmic Conductor 48
' III.1.2. Capacitance in a Three Dimensional Nervous Tissue Conductor 48
III.1.3. Corrections to Laplace's Equation . . . . . . . . . . . . . . . 5I
- II2.2. The Source of an Extracellular Field . . . . . . . . . . . . . . . . . 52
III.2.1. 'I'he Basic Integral Formula for Laplace's Equations in
the Theory of the Extracellular Field . . . . . . . . . . . . . 52
III , 2 . 2. The Cell as a Dipole . . . . . . . . . . . . . . . . . . . . . 54
III.2.3. 2'he Cell as a Set of Field Sources . . . . . . � � � � � � � ~6
III.2.4. The Physical Meaning and Elementary Derivation of the
Dipole Formula . . . . . . . . . . . . . . . . . . . . . . . . 58
III.2.5. Relative Independence of the Source of an Extracellu~ar Field . 59
III.3. The Field in a Nonhomogeneous Environment. A General Examinati~n,
and the Fiimple Cases . . . . . . . . . . . . . . . . . . . . . . . . . 59
III.3.1. The Basic Integral Formula in a Nonhomogeneous Environment 60
_ III.3.2. The Reciprocity Theorem, Electrode Theory . . . . . . . . . . . ~61
III.3.3. The Double Electric Layer in a Nonhomogeneous Space 62
III.3.4. The Space of ~ao Homogeneous Isotropic Media . . . . . . . . . 64
III.3.5. 'The Flat Boundary Between Ztvo Media . . . . . . . . . . . . . . 66
III.4. 7.'he Field in a Nonhomogeneous Spherically Symmetrical Medium.. The _
- Theory of the ECG . . . . . . . . . . . . . . . . . . . . . . . . . . 68
III.4.1. The Conductivity and Geometry of Brain Tissues 68
III.4.2. General Methods of Analyzing a 5pherically Symmetrical Field . 70
III.4.3. The Dipole in a Homogeneous Isolated Sphere 72
III.4.4. The Field of a Tangential Double Layer in an Isolated Sphere . 74
108
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III.S. EEG Theory as Approximated by Thin~Cerebral Membranes . . . . . . . . . "17
III.5.1. Z'he Cerebral Membranes as a Multilayer Spnerical Cable 77
III.5.2. The Equation for the Spherical Cable and Its General Solution � 78
III.5.3. Numerical Assessment of the EEG Representing a Separate
Spherical Harmonic of a Tangential Layer . . . . . . . . . . . . 80
III.5.4. The EEG Field of the Simplest Sources . . . . . . . . . . . . . 81
III.5.5. Electrostimulation of the Human Brain With Scalp Electrodes 86
III.5.6. The Reverse Problem of Electroencephalography . . . . . . . . . 87
III.6. The Field of the Anisotropic Medium of White Brain Matter 89
IV. Quantitative Assessments of Cortical Potentials . . . . . . . . . . . . . 93
IV.1. The Sources af a Field Created by Cortical Neurons 93
IV.1.1. Physiological Characteristics of Possible Sources of an
Extracellular Field . . . . . . . . . . . . . . . . . . . . . . 93
IV.1.2. The Pyramidal Neuron as a Set of Dipoles . . . . . . . . . . . . 95
IV.2. L~~iered Distribution of Potentials in the Cerebral Cortex 99
IV.2.1. Statement of the Problem . . . . . . . . . . . . . . . . . . . 99
IV.2.2. Experimental Data on the Nature of the Profile of the .
EP Component in the Cortex . . . . . . . . . . . . . . . . . . 100
IV.2.3. The Synaptic Nature of the lEP Component in the Cerebral Cortex 101
IV.2.4. Interpretation of the Nature of a Profile . . . . . . . . . . . 103
IV.2.5. Theoretical Assessment of the Size of a Transcortical Potential. 106
IV.2.6. The Field in Nonoriented Structures . . . . . . . . . . . . 107
IV.2.7. Discussion . . . . . . . . . . . . . . . . . . . . . . . . . . 109
IV.3. 7."he Neuron Extracellular Spike . . . . . . . . . . . . . . . . . . . . . 111
IV.3.1. The Amplitude of an Extracellular Spike . . . . . . . . . . . . 111
IV.3.2. The Shape of an Extracellular Spike . . . . . . . . . . . . . . 114
IV.3.3. Comparison of the Theory of the Extracellular Field of a Spike
- With Experimental Data . . . . . . . . . . . . . . . . . . . . . 116
IV.3.4. Spikes and Cumulative Bioelectric Activity . . . . . . . . . . . 119
- V. The ~,EG Quantum . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 121
V.1. The Concept, and Assessment of Value . . . . . . . . . . . . . . . . . . 121
V.1.1. The Concept of EEG Quantum . . . . . . . . . . . . . . . . . . . 121
V.1.2. Assessment of the Three-Dimensional Structure of the Field
of an EEG Quantum . . . . . . . . . . . . . . . . . . . . . . . 123
V.1.3. Assessment of the Amplitude of an EEG Quantum 126
V.2. Registration . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 127
V.2.1. General Methodological Problems . . . . . . . . . . . . . . . . 127
- V,2,2. The EEG Quantum o~ the Frog and Cat Retinotectal Afferent
Impulses . . . . . . . . . . . . . . 129
V.2.3. 2'he EEG Quantum.of Affere:~t.Impulses of the Cat Spinal Cord
and Trigeminal Nerve . . . . . . . . . . . . . . . . . . . . . . 132
V.2.4. The EEG Quantum in the Rabbit Hippocampus . . . . . . . . . . . 133
V.2.5. Registration of EEG Quanta ira the Rabbit Neocortex 135
V.3. Application of the EEG Quantum Concept to Biopotential Interpretation 141
V.3.1. Three Bands in the Spectrum of Cumulative Biocurrent of
Cerebral Gray Matter . . . . . . . . . . . . . . . . . . . . . . 141
V.3.2. Theoretical Analysis of High Frequency Manifestations in the.
EEG, in the ECG, and in Microelectrode Recordinq 144
V.3.3. The Quantum Band and the Spike Band in Experiments 145
V.3.4. EEG Multiple Quantum Analysis . . . . . . . . . . . . . . . . . . 147
109
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V.4. Registration of EEG Quanta--a New Direct Method of Investigation of
Synaptic Transmission Physiology . . . . . . . . . . . . . . . . . . . . . 148
V.4.1. Frequency Dependence of Retinotectal Transmission in Frogs and Cats 148
V.4.2.Posttetanic Potentiation of the Evoked Postsynaptic Potential. .
of Nbssy Fi.bers in the Rabbit Hippocampus . . . . . . . . . . . . 150
- V.4.3. Ph~rmacology of the Retinotectal Synapse . . . . . . . . . . . . . 150
V.4.4. The Nature of Synaptic Influence and the Location of Axon
Terminals . . . . . . . . . . . . . . . . . . . . . . . . . . . . 151
V.4.5. The EEG Quantum and Interpretation of Individual Intracellular
Postsynaptic Potentials . . . . . . . . . . . . . . . . . . . . . . 152
Bibliography . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 154
Foreword
The principles of the theory of the tissue electric field were discnvered back at the
dawn of biophysics by Helmholtz (330). Research on this problem is being continued
(404, 456) together with further development of electrophysiology. However, usually
the extracellular field is now analyzed quantitatively only in relation to relatively
simple situations, such as a cylindrical fiber in infinite space (487), permitting
= a sufficiently precise numerical solution. But in most cases researchers limit
themselves to examination of the orientation of dipoles, and to determination of
potential signs (118). Use of the intermediate approach of gross quantitative assess-
ments is justified by its simplicity and by the broad range of its applications.
Quantitative assessments are verl popular in ph~sics, at least in terms of the fre-
quency of their application. 'I"hey must be utilized even more broadly in biology, in-
asmuch as the ~.ccuracy of an experiment is often limited to the first significant
figure, and precise calculations are incomparably harder to arrive at in biology than
in physics. It would appear suitable to apply this approach to the highly coniusing .
problem of brain gray matter biocurrents. ,
Although the principal object in this book is the extracellular field, Chapter I
begins with a description of the intracellular potential fields, inasmuch as we can
assume with satisfactory accuracy that an intracellular potential, which determines
extracellular biocurrents, does not itself depend on the l~tter. This result follows
from the conclusions of Chapter II on polarization of the membrane of a cable by a
given extracellular field. Chapter III~is devoted to the general :heory of the
extracellular field; moreover a method for simple guantitative assessment of a
dipole and of a set of dipoles representing a source-cell is proposed. This chapter
uses a simplified approach to the nonhomogeneity and nonisopropicity of the brain
and its membranes. This method is used in Chapter IV to assess concrete electro-
physiological phenomena occurring mainly in the cerebral cortex. Chapter V presents ~
the most important conclusions, demonstrating that an elementary impulse of bio-
potentials in the gray matter elicited by a single a~ferent spike, which has come to
be called an EEG quantum, may be recorded. 7.'his prediction was~experimentally con-
firmed.
Inasmuch as extracellular currents are a continuation of intracellular cu~rents, and
in the gray matter the latter are associated mainly with thick nerve fibers--
dendrites, the book devotes its main attention to analyzing dendrites as sou'rces
of. an extracellular field. ~
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I am grateful to many individuals, and mainly to my labor::.f:ory colleagues, for their
cooperation. I extend my gratitude to N. Khusainoven for his great assistance in
preparing the manuscript.
COPYRIGHT: Izdatel'stvo "Nauka", 1980
11004
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HUMAN FA~'~~RS
UDC: 612.172.2
- PROBLEMS OF SPACE BIOLOGY~ VOL 41: BIOLOGICAL RHYTHMS
Moscow.PROBLEMY KOSMICHESKOY BIOLOGII~ TOM 41: BIOLOGICHESKIYE RITMY in Russian
1980 (signed to press 23 O~t 80) pp 4-9, 316-319 ~
[Annotation, introduction, conclusion and table of contents from book "Problems
of Space Biology. Vol 41: Biologi~al Rhythms", edited by Academician V. N. ~ .
Chernigovskiy, Izdatel'stvo "Nauka", 2300 copies, 320 pages]
[Text] This collective monograph deals with biological rhythms on different levels
of organization of living systems (cellular, organismic, population), as well as
their relation to periodicity of the environment on our planet. On the basis of
data in the literdture and experiments conducted by the authors, there is dis-
. cussion of the system of biological rhythms, correlations between them and their
lability, role of rhythms in nor.mal function of the organism, effect of exogenous
conditions on rhythms and capacity of some rhythms to adjust to the periodicity
of the environment.
This monograph is intended for specialists in the field of space biology and medi-
cine, physiologists, botanists and biologists in other fields.
Tables 3, illustrations 72; bibliography listed on 39 pages.
Introduction �
A brief report about one of the experiments of the famous French naturalist, J. J.
de Meran, was published 250 years ago in the works of the Royal Academy of Paris.
He discovered that plants retain their circadian rhythm of leaf movement in total
and constant darkness. For the first time, it was demonstrated ~hat biological
rhythms are a special category of phenomena, rather than a simple reaction to
changing conditions. This is how development of a new science, the science of
biological rhythms, began.
One quarter of a millennium later, the problem of biological rhythms became one of ~
tl~e basic problems ot modern biology. Numerous studies have shown that biologi~al
rhythms are the v~:;~ basis of Uiological processes.
The start of exploration of space served as a powerful impetus for fur*_her develop-
ment of the scienc, of biological rhythms. Expressly there, many problan:s of bio-
rhythmology acquired special meaning, and often very marked practical relevance
as well. Impairment of biorhythms has often been observed during space flights.
- Yet the rhythmic structure of any organism is ~ust as important to life and just
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as c~mp~ex as the spatial structure. This time structure is flexible and labile,
- but still it is very vulnerable. Impairment of rhythmic structure leads to dis-
eases and even death. For this reason, one of the most important tasks of space
biology is to study biological rhythms--their stability, factors affecting them
and periodic chan.ges in sensitivity of the organism. The study of biorhythms is
just as important to space exploration as, for example, studies of the effects of
weightlessness.
This task can be formulated on a broader basis: it is not only in space, bu~ on our
planet that we have to be concerned with preservation of the trme structure of life,
which is so sensitive to diverse factors.
What are biological rhythms? They are periodically recurring changes in nature and
. intensity of biological processes and phenomena. Each of these recurrences usually
differs somewhat from the prec.eciing an.d subsequent ones, both in amplitude and in
duration of period. However, -~f one studies rhythm long enough, one usually finds .
that the mean values of rhythm parameters are quite stable. These mean parameters
change in a consistent way when there is a change in exogenous conditions.
Rhythms are not the exclusive property of living matter. Appearance of fluctuating
processes is inevitable wherever there is regulation with lagging feedback. Accord-
ingly, the most diverse processes, very distant from one another, in both inanimate
and animate nature, may be rhythmic.
However, living mal:ter differs from nonliving in that there is mare ordEr in the
rhythmic processes. The more complex the system, the more important to it is
organization in time. Evidently, life in general is impossible without rhythms,
- without pulsations. And, although biological rhythms of a given ~r~anism, or
population, must be coordinated, the mechanisms of most rhythms are profoundly
different. Although it would be tempting to conceive of low-frequency rhythms
arising on the basis of high-frequency ones and to find�the "rhythmic unit," there
is still no convii_cing experimental evidence of such unity of rhythmic structure.
One thing is certain: some rhythms model others in the organism, there is syncrhoni-
= zation and entraining (prolongation) of rhythms.
- The science that deals with biological rhythms--biorhythmology--is a part of chrono-
biology--the science dealing with time in biology, but it actually uses all of the
main contents of modern chronobiology. The impression could be gained that such
a science is utterly artificial, as it deals with such profoundly different pro-
cesses and uniting them according to a rather formal feature, the pres~nce of
rhythmicity. After all, there is no science, for example, such as physicorhyth-
mology dealing with photic, sonic, u~echanical and other fluctuations.
~ If we weLe to refer to the current situation in biorhythmology, we would find ~
evidence that would appear to confirm this thought. Different rhythmic processes
are studied by biologiste in the most varied directions, virtually without
a connection between one another. Only one category of rhythms is the primordial
field of research by biorhythmologists. We refer to so-called ecological rhythms:
daily, seasonal, tie~al, lunar, i.e., rhythms that have distinct atronomical ana-
lo~ixes in the environment. At the present time, the study of rhythms of the
- organism reminds one of the well-known parable about the blind men who tried to
_
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determine what an elephant~was like, vome feeling only its leg, others only its
tail, other yet only the trunk, etc.
Still, the subject of the science that is forming only now--Uiorhythmology--does
definitely exist. The task oi future biorhythmology wi11 be not only to analyze th~
mechanism of a given specific rhythm (which can only be done by a specialist in the
_ narrow field of the phenomena studied), but primarily to synthesize all of the rhyth-
mic systems of the organism in all its interactions.
_ Our book is an effort to integrate in some way these scattered studies, to stress
the fact that a11 of them pursue the same ultimate goal, that of studying the
rhythmic structure of the organism.
A rhythmic structure is apparently mandatory, to some extent or other, in all living
things and it is present on all levels of organization, from intracellular to
population processes. Biological rhythms can be observed in virtually every cell
of a multi.cellular organism. Some cells or groups of cells take on the role of
synchronizers, controlling the rhythm of organs or even the organism as a whole.
It is well-known that biological rhythms can persist for some time in organs and
tissues isolated from the organism.
The rhythmic structure of an organism, like its morphology, is geneti~ally fixed.
Most rhythms appeared spontaneously in ontogenesis, but some require specific
exogenous influences for their manifestation.
' All organisms adapt to thE environment and bear its imprint. This also applies to
.the rhythmic structure, which developed not only.as the inevitable result of complex
interactions within the organism, but as adaptation to environmental rhythms. There
is a rhythmic pattern of events inherent in each plant, and everything living that
exists on earth is permeated with terrestrial rhythms, which are part of its
substanc~. When we leave our planet, we still remain terrestrial and bear its
rhythms.
Under natural conditions, these ecological rhythms conform strictly with periodic
changes in the environment due to astronomical causes. Apparently, the study of
such rhythms is of special importance in connection with exploration of space.
- Ecological rhythms serve as a biological clock for the organism, enabling it to
be oriented in time and prepare in advance for expected changes in conditions.
Stability oE peri~d is typical of ecological rhythms, with regard to diverse chemical
factors, different levels of temperature and illumination, i.e., they are self-
sufficient with respect to metabolic processes. Because of this relative inde-
pendence, the endogenous ecological rhythm controls the rhythms of the entire or-
ganism, affecting the level of motivations. But motivations apparently have no
effect whatsoever on endogenous rhythm. The rhyttun of animal activity observed
under natural conditions is a complex combination of elements of behavior that
_ are actuated by the endogenous rhythm and immediate reactions to exogenous condi-
tions. This entire behavior is subsCantially modified by the biological state of
the animal.
All other rhythms, unlike ecological ones, either have no marked and stable
exogenous analogues, or else have some specific phasic relation to them. This
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applies to most physiological rhythms, such as, for example, the heart beat,
respiratory excur~ions, etc. However, all of these rhythms are modeled to some
extent or other, in frequency and amplitude, by ecological rl:ythms.
' Development of biorhythmology began with the proof of preservation of ecologiCal
circadian rhythm in continuous darkness. There are two interpr~tat~.ons of this
phenomenon: either the rhythm is endogenous, i.e., spontanPOUS, and the fluc~uations
are determined by an endogenous ~~~hanism, or else the organism, when isolated from
alternation of light and temperature, perceives some sort of time signals from
the outside, senses the regular changes in geophysical factors that penetrate
~ through the laboratory walls.
At present, it can be considered that the spontaneity of all of the main rhythms,
including ecological ones, has been completely proven. However, an actual rhythm
always has both endogenous and exogenous components. The question ~f the role
of exogenous factors in maintaining and regulating endogenous, spontaneaus rhythms
cannot be considered definitively answered. We cannot rule out the possibility
that geophysical factors play a significant part here.
To test this hypothesis, experiments must be conducted at a considerable distance
from our planet, where complete isolation from terrestrial factors can be ob-
tained. It is quite apparent that this question has more than great theoretical
- significance. If "penetrating" geophysical factors are mandatory to maintain
rhythms, it would be impossible to make any distant and long-term space flights
without simulating the natural rhythmic environment for living organisms.
The change in period under constant laboratory conditions is another distinction
of ecological rhythms. Solar daily, lunar daily, weekly, lunar semimonthly, lunar
monthly, annual rhythms become "circa-" rhythms in the absence of the usual
environmental changes, i.e., "near-" solar daily, "near" lunar daily, etc. The
period of a rhythm under constant conditions is individual for each specimen, and
it also depends on prevailing conditions.
By analogy with physical oscillations, such rhythms are called free-flowing under o
stable conditions. This implies that, expressly under stable conditions, the
rhythm is manifested as such, without any exogenously imposed elements.
Apparently, constant conditions [sic], on the contrary, have a marked unnatural
effect on the organism, deforming the parameters of rhythm. They cannot by any
means be considered the neutral background against which rhythm is manifested.
Any regulation of ecological rhythm is possible because of the fact that unstable
states--time of potential readiness (TPR)--appear several times within each of
its periods. They correspond to the time when the organism is ready to receive
an exogenous signal, a certain change in conditions. If the signal is sonewhat
- behind or ahead of time, there is a corresponding shift in rhythm phase. The
same reaction to conditions occurs when they are constant. If these conditions
are close to signal values, the rhythm phase shifts ahead during TPR, and if they
are far from these values, it shifts back. Tfiere is a corresponding deformation
v~ the pe~~od of rhythm, and tRe magn~tude of tTiis deformation equals the alge-
bxaic sum of aZl phase shf.~ts within eacii o~ the TPR~s.
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Thu~, ecological rhythm is neve~~ a"free fluctuation." It r~gularly "consults" ;
with exogenous conditions to which the organism is exposed. The camplex rhythmic
svst~m of the organism cannot be absolutely closed, no matter how much we try to
isolate it, i: will always react to the conditions we present to it. This reaction ,
to the environment is always an organic part of the rhythmic system. On the wl~ale, '
however, the rhythmic system reacts with amazing refinement and precisiotl to the
environment, providing for maximum adaptability of the organism. ~
We have tried in our book to demonstrate this multifaceted rhythm system of the
organism, with its complex endogenous and exogenous interactions. .It was not our
aim to furnish exhaustive surveys on each of the problems, which would have
required a much larger book.
The book is divided into two parts. The first deals with biological rhythms on dif-
ferent levels of biological organization, from cells to populations. The second
part describes the properties of rhythms--daily, lunar and seasonal--that are
the most related to the environment and important to space practice. This part
also has a chapter on biological rhythms related to solar activity.
Authars who work indegendently in allied fields always have different opinions, a
different style, different approaches to a question and its presentation. For
this reason, we tried to reflect mor~ fully the complexity, contradiction. and
acuity of current problems in biorhythmology.
The authors will consider.~ their mission accomplished, if the book will he:lp develop
life support systems for space flights, if it discloses even more that li.fe has
not only a spatial structure, but an equally important time structure, an.d if it
is instrumental in expanding continued research and generating heated di~cussion.
Conclusion ~
A quarter of a millennium has passed since the disco~very made by de Meran~. But
_ it is only in the second half of our century that, finally, the significa~nce of
biorhythmology to basic biology and practice of human life was appreciat~d, and
this discipline began to develop rapidly. Still, strictly speaking, the science ,
of biorhythmology as such does not yet exist. There are only some of it:; frag-
ments and efforts to tie them together.
It has now become very obvious that virtually all processes in the organ~sm are
rhythmic; some rhyti~ms appear and are manifPSted independently, others are the ,
result of integration of several rhythms. It is equally apparent that all of these
rhythms interact with one another in some way or o~her, forming a more or less
~.oordinated rh}ithmic system, time organization of a living thing. In~a normal
organism, these rhythms form an crderly and complex whole, like the 3ound of a
symphonic oL~_.iestra.
However, it is not always by far that one can say something definite about the
mechanisms of rppearance of some biological rhythm, its regulation and lability,
and as a ruln, the longer the period of a rhythm, the less we know about its
- mechanism. It is relatively easy to create a mathematical or physical model
that would describe, more or less satisfactorily, the properties of a biological
rhythm. Numerous such models have been proposed and more than one interesting
hypothesis has been expounded, but there is still no definitive solution.
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The situation i~ even more complicated with respect to the study of the time or-
ganization of living systems. In the first place, different rhythms are the sub-
ject of research for d~fferent specialists limited to the narrow range of their
problems. In the second place, the rhythms that we are accustomed to considering
elementar}~ are often in fact the result of complex interaction between many
rhythms. For this reason, we are still ~ar from.having a real idea about the
rhythmic structure of organisms.
- The yauth of r~u: discipline is also reflected in the fact that it is called by
different names. Even in the different chapters of this book, reference is made
to biorhythmology in some cases, chronobiology in cthers. Of course, the teaching
on time organization of living things is the foundation of our discipline, which
should be ca11Fd chronobiology, where the problem of biological rhythms is an
extremely important but special one. Of course, one should not study only rhythmic
phenomen~, but all of thQ existing 1�trends," viewing rhythms as elements of onto-
genesis and phylogenesis. But yet, we feel that it is more appropriate to use
the term, "biurhythmology," which corresponds to the current state of our knowledge.
- Also, a few words about the impvrtance of our discipline today and in the future.
We have already started to become accustomed to conceptions that biorhythms are
always superimposed over the studied biological processes, that one should pay
attention to time of day and time of year in any investigation. We have qet to
become used to the fact that biorhythms are the substance of the process itself,
one of the mandatory elements of its mechanism.
The exceptional significance of biorhythmology in space biology and actual practice
of space flights has been demonstrated in many sections of our book. Long-term
manned space flights would be impossible without the study of inechanisms of
coordination of rhythms with the environment and analysis of rhythm disturbances
~ that occur under the influence of space flight factors.
But we hope that the conceptions of time organization of living things will have
a substantial influence on future development of such disciplines as physiology and
molecular biolog~, embryology and genetics, immunology and oncology, and many
other branches of biology and medicine.
Contents Page
Introduction (V. I3. Chernyshev) 5
I. Biological Rhythms on Different Levels of Biological Organization
Chapter l. Time Qrganization of Biological $ystems (Yu. A. Romanov) 10
Time organization of .biological systems as the principle of
biological organization 11
Appearance and development of time organization of biological
systen~s in evolution of lire 12
General structure of time organization of biological systems 18
Regulation of time organizatl.on of biological systems 21
Time organization of some biological systems 23
Desynchronosis of time organization of biological systems 36
Space,and time organization of function of biological systems 38
Time organization of human functions in the presence of diseases 40
Chronopharmacology and chronotherapy 43
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Chapter 2. Rhythmic Processes and Regulation of Vital Functions
(S. A. Chepurnov) 5~
Physiological aspects of biorhythmology 57
Rhythmic course of the main physiological processes--excitation and
inhibition (functional rhythms) 60
Rhythmic zctivity and functional state of the brain � 86 ,
Self-regulation and rhythms of autonomic processes in man and animals
with changes in abiotic environmental factors 102
Rhythmic processes of the cardiovascular system and the biological clock 110
Chapter 3. Rhythms of Animal Growth and Development
(G. A. Klevezal', M. V. Mina) 139
Growth and devel~pment as a complex rhythmic process 142
Rhythms with periods of more than 24 hours 148
Circadian rhythms 150
Ultracircadian rhythms 151
Special categories of rhythms of growth and development 152
Rhythms and regulation of the growth process 154
Significance of rhythmic organization of growth and development processes 159
Chapter 4. Periodic Changes in Size of Animal Populations (B. Ya. Vilenkin) 166
Causes determined by properties of the population itself, exoge~ous
circumstances and interaction between populations of different species 167
II. Biological Rhythms and Environmental Rhythms
Chapter S. Circadian Rhythms (V. B. Chernyshev) 186
Circadian rhythms of organisms and the environment 186
Environmental factors regulating endogenous rhythm 196
Scheme of regulation of endogenous rhythm 201
Rhythms under constant [stable] conditions . 203
Daily and circadian rhythms 206
Patterns of rhythm ghase shifts by time sensor (phasic curve) 208
Extension of rhythm due to various illumination conditions 210
Arrest of the rhythmic process 215
Modeling the circadian rhythm 216
Central mechanisms of regulation of rhythms 218
Daily organization of a living system 22~
Adaptive significance of circadian rhythms 222
Chapter 6. Lunar and Certain Multiday Rhythms (V. B. Chernyshev) 229
Chapter 7. Seasonal Rhythms (V. P. Tyshchenko, T. K. Gory~hina, 238
V. R. Dol'nik)
Seasonal rhythms.of the environment (this section written by 238
- V. 13. Chernyshev) 239
Adaptive role of seasonal biological rhythms
Change in biological states as the adaptive basis of seasonal rhythms 246
Regulation of seasonal rhythms 25~
Seasonal rhythms of plants 265
Seasonal rhythms of arthropods 2~4
~ Seasonal rhythms of vertebrates 289 .
Chapter 8, Biological Rhythms and Solar Activity (B. M. Vladimirskiy) 292
Solar activity and parameters of the environment jhabitat] 300
Main cycles and periods of heliogeophysical factors 305
Heliogeophysical cycles in the biosphere 316
Conclusion (V. L. Ciiernyshev)
COPYRIGHT: Izdatel'stvo "Nauka", 1980 �
_ 10,657
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~
TEXTBOOK ANALYZES WESTERN PFi:~JECTIVE PERSONALITY MEASUREMENT TECHNIQUES
Nb~ ~ow PROYEKTIVt~~tYE ME;TODY ISSLED0~7ANIYA LI~iNOSTI in. Russian 1980 (sign~ d to press
3 Jul 80) pp 3-9
~ [Table of contents and foreword from book "Frojective Methods of Personality
: Analysis", by Yelena Feodorovna SokoloLa, Izdatel'stvo Nbskovskogo wziversiteta,
15,100 copies, 176 pages]
, [Textj C~ntents Page
Foreword . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5
_ ~apter I. General Chara~ ~ristics and Classification of Projective 10
~ Techniques . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Chapter II. History of ttxe Development and Substantiation of the 19
' Projective Method � � � � � � � � � � � � ' ' ' ' '
_ �1. Substantiation c.f the Projective�Method by the Principles of 21
Holistic Psychology . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
~2. Effect of Classical and Revised Psychoanalysis on the Basis of the 25
Projective Method . . . . . . . . . . . . . . . . . . . . . . . . . . . .
�3. The Significance of "New Look" Studies to Substantiation of the
Projective Method . . . . . . . . . . . . . . . . . . . . . . . . . . � . . . 38
�4. Z'he Conceptions of Projection in Substantiation of the Projective M~ethod 44
55. Z'he Projective Method in the Context of the Conceptions of.Personal 58
Meaning . . . . . . . . . . . . . . . . . . . . �
Chapter III. The Thematic Apperception Test (TAT) . . . . . . . ~ � � � � � � ~l
�1. Basic Premises of H. Murray's Personality Theory . . . � � � � � � � � � 71
~2. ~i'he TAT: H. Murray's Expei~i~.:,ntal Procedure, Analysis Scheme, 76
and Interpretation � � � � � � � � � ' ' ' '
�3. D. Rapaport's Basic Categories�for�Analysis of TAT Stories. 84
~4. Some Approaches to Interpreting the TAT: S. 7.bmkins' and M. Arnold's 92
Schemes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Chapter IV. H. Rorschach's Inkblot Test . . . . . . . . . . . . . . . . . . : 102
�1. Description of the Technique and Experimer.ital Scheme . . . . . . . . . 104
Questioning the Subject . . . . . . . . � . � � � � � � � . � � � � � . : 106
Determining Sensitivity Limits � � � . � . � � � � � � � � � � � � � � � 107
~2. Basic Procedures of Response Coding . . . . . . . . . . . . . . . . . . . 108
, Designating the Location of a Response . . . . . . . . . . . . . . . . . . 108
The Basic Determi.nants of Responses . . . . . . . . . . . . . . . . . . . . 111
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rVK urci~..iHa. UAG VI~ILi
~ �3. Interpretation of fihe BaSic Coding Categories . . . . . . . . . . . . 118
The Psychological Meaning of Location Indicators . . . . . . . . . . . 121
The Psychological Meaning of Basic Determinants . . . . . . . . . . . . 123
~ 44. Interpreta~ion of Test Results . . . . . . . . . . . . . . . . : : : 133
Interpreting the Test's Basic Indicators and Z"heir Relationships 136
Affect and Its Controllability . . . . . . . . . . . . . . . . . . . . 139
Evaluating Intellectual Capabilities . . . . . . . . . . . . . . . . . 141
, Specia? Phenomena . . . . . . . . . . . . . . . . . . . . . . . . . . . . 144
Diagnosis of Conflict and the Defense Mechanism . . . . . . . . . . . . . 146
Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 152
ApPendices . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 154
Bibliography . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 169
Foreword
= Projective techniques have begun enjoying broad application in many areas of
psychological practice in connection with the growinQ demand for applied psychological
analyses of the personality. But the:ir use is not always justified by the objectives
of the concrete analysis, and results are interpreted in categories adequate to ideas
about the personality that have evolved in domestic psychology. Hence it follows
thai, directly borrowing foreign methods of personality diagnosis without critical
inspection of their theoretical basis may produce serious difficulties, both theo-
retical and practical. Al1 of this makes lengthy and meticulous work necessary to
develop a theory of the projective met.hod based on the premises of Soviet psychology.
The first steps in ihis direction presuppose, first of all, associating the princi-
ples and concepts making up the conceptual machinery of the projective method with
the personality conceptions corresponding to it; second of all, distinguishing that
psychological reality which, within the framework of the given conception, serves
as the object of the projective method; and third and finally, describing this
object in concepts that hav~ been developed in Soviet psychology.
However, to what degree are the method or the particular techniques determined by
psychological theory; The history of the projective method's development shows that
- it does not exist apart from personality theory; at the same time the relationship
- between the projective method and theory is not unatnbiguous and unchanging. Nbreove~,
- the relationships between one theory or another and some single technique are even
more complex and indirect.* It cannot be doubted that to one degree or another, the
birth of a method is prepared for by a theory already in existence, though this
fact may not be fully rerflgnized by the analysts.themselves. In this case the im-
pre:~sion arises that the technique is also nothing more than a fortunate discovery
of its creator, who is often little concerned with theoretical explorations. The
- *Following the convention of some author~, we will distinguish a method as a means
of analysis derived from general theoretical ideas about the essence of the object
under analysis, and teehniques as the technical procedures by which the method is
implemented with the purposes of refining or verifying our knov~itedge about the
object (33).
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paradox of this situation revealed itself with special obviousness when a few
decades following the arisal of projective techniques, their relationship to the
basic personality theories became the object of inethodological reflex action--that
is, this relationship transformed into a special research task. T'he situation is
made even more complex by the fact that with time, a method acquires what seems to
~ be relative independence from the theory that brought it into being, and it begins
to "operate" in other conceptual systems. As a rule this promotes alteration of
the entire conceptual machinery, and concurrently, change in our ideas about the
objects under analysis. In turn, transformations of the method bring varic+us
schemes of analysis and interpretation of the individual techniques themselves
into being as weil. As an example despite the indisputable fact that both the
projective method and the projective technique were created under the influence of
psychoanalysis, the latter was not their sole theoretical basis: "New Look" exper~.-
ments on the role of personality factors in perception, and the holistic and
personological ideas of K. Levin and G. Allport affected, directly or indirectly,
- the corresponding conceptions of projection, the content of the interpretative
schemes, and the personality models them~elves. Consequently no matter how much
the technical procedures used in implementation of a projective method (that is,
the projective techniques) seem to be divorced from theory, they are all permeated
by theory. Of course, this does not exclude the use of some particular technique
independently of the theory which historically brought it into being--projective
techniques are broadly employed abroad by proponents of behavioral psychology and
Gestalt psychology, and representatives of the information approach. Nevertheless
it would be important to emphasize that the ambiguity and the looseness of the re-
lationships between theory, method, and "technique" do not at all mean that the
latter may be employed apart from all theory. After all, when we interpret the
results of projective techniques, we essentially build a model of the personality,
and consequently this interpretation would be predetermined by the theory of which
the experimental psychologist is a willing or unwilling follower.
And while we find some Western conceptions of the projective method to be debatable,
the problems they touch upon doubtlessly deserve attention and further development.
"In any science," Engels wrote,"incorrect ideas (if we disregard errors of abserva-
tioril are, in the final analysis, incorrect ideas about correct facts. The facts
remain., even if the ideas about them turn out to be false" (1, 20, 476). This is
why the task of theoretically substantiating the projective methods w:thin the
framework of domestic psychology is ~o important and timely.
� 2'he projective method is oriented on the study of unconscious (or not fully realized)
forms of motivation, and in this quality it is hardly the sole, specifically
psycc:~logical method of penetrating into the most intimate area of the human mind.
But the unconscious is significantly richer in its phenomenology, as well as in
the possibilities for interpretation of its content, than had been imagined, for
- example, in classical psychoanalysis. Meaningful experiences", "personal meaning",
and other constructs r~veali.ng unconscious partiality of inental reflections may not
come Co lig}it, 4'VC'tl with direct referral to a subject's responses or observation of
his behavior. Projective techniques allow us to study these personality constructs,
which reveal themselves directly or in the form of different personality sets, in-
directly, by modeling some living situations and relationships. While most psycho-
logical techniques are aimed at studying how man arrives at an objeci:ive reflection
of the external world, projective techniques have the purpose of revealing unique
"subjective deviations", and personal "interpretations", in which case the latter
are far from always objective, though they are always personally meaninful as a rule.
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Of course, the approach proposed here is not the only one possible. Theoretical
and methodological substantiation of the projective method �a important, but more
is required. We also need to conduct further research on problems such a~ diagnosis
of the individual style of the personality with the help of projective techniques,
creation of schemes of analysis and interpretation within the framework of the
- activity approach, and many.others. Efforts are being conducted.in this direction
by a group of colleagues and students of Nbscow State University's departiaent of
psych~logy. ~
- Z"his book will acquaint students with the basic directions in projective analysis,
with the debatable problems, and with the vazious approaches.to their resolution,
and it will help them arrive at an objective assessment of projective t~chniques,
and reveal the possibilities of their application.
COPYRIQiT: Izdatel'stvo Nbskovskoqo universiteta, 1980
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� DECISION MAKII3G AND AIR TRAFFIC CONTROL
Moscow PRINYATIYE 12ESHENIY CHELOVEKOM V AVIATSIONNYKH SISTEMAKH~UPRAVLENIYA
in Russian 1980 (siQned to press 5 Feb 80) np 2-9, 347-348
[Annotation, table of contentsy foreword and introduction from book "Human
Decision Mak~ng in'Aviation Control Systems", by P. P. Novikov, Izdatel~stvo
"Vozdushnyy transport", 2,830 copies, 348 pages]
[Text] Annotation
This book examines research on the activities of an air traffic controller and ~
pilot. A modeling approach to describing decision making, to experimental analysi.s
of activity, to siinulation of air traffic control and "pilot-aircraft" systems,
and to the solution of the practical problem,s associated with organizing, automating,
and providing ergon~mi.c support to control systen~s in civil aviation is implemented.
The book is intended for engineers specializing in air traffic con`ro~, air traffic
controllers and flight crews, developers of automated systems for aviation, students
in their senior years at institutions of higher education, and specialists involved
, i.n analysis of decision m?king, systems analysis, and modeling. .
~ Contents Page
Foreword . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5
Chapter 1. Analysis and Modeling of Decision Making . . . . . . . . . . . . . . 10
1.1 Semiotic Aspects of Modeling . . . . . . . . . . . . . . . . . . . . . . 10
1.2 Procedural Aspects of Modeling . . . . . . . . . . . . . . . . . . . . . 18 ~
1.3 The Disposition Model flf Human Decision Making in Control Systems 23
1.4 Formation of Situations and Decisions . . . . . . . . . . . . . . . . . 30
1.5 Accumulation and Utilization of Experience . . . . . . . . . . . . . . . 37
1.6 Modeled Organization of Task Completion in Control . . . . . . . . . . . 47
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rvn vrr.~~M~. ~~oc ~nv~.i
Chapter 2. Experimental Analysis of Decision Making . . . . . . . . . . . . . 59
2.1 T'he Activities of an Air Traffic Controller, and a Description
of i:ne Object of Control . . . . . . . . . . . . . . . . . . . . . . . 59 ;
2.2 P.ircraft Landing Control, and a Description of the Object of Control . 6$
2.3 The Methods of Experimental Decision Making Analysis 76
2.4 Analysis of the Activities of the Air Traffic Controller 83
2.5 Analysis of Pilot Activity . . . . . . . . . . . . . . . . . . . . . . 97
2.6 Relationship of Modeling Concepts to Subjective Evaluations
and the Behavioral and Electrophysiological Components of Activity 116
2.7 Analysis of the Dynamics Behind Formation and Structure of a
Habit Involved in Task Completion . . . . . . . . . . . . . . . . . . 132
Chapter 3. Nbdels of De~ision Making in Real Control Systems . 135
3.1 Formation of Situations and Decisions in Concrete DNIl~i [Decision
_ Making Models] Variants . . . . . . . . . . . . . . . . . . . . . . . 135
3.2 Writing Up Goals and Criteria For Modeling Purpose.s 1~5
3.3 Nbdaled Organization of ~ontrol Task Completior~ in CDMM's
[Controller Decision Making Models] and PDI~Il~I's [Pilot Decision
Making Models] . . . . . . . . . . . . . . . . . . . . . . . . . . . . 153
3.4 The Disposition Model Developer'~ Language as an Al,qorithmic
Language and a Programmi.ng Language . . . . . . . . . . . . . . . . . 159
3.5 Disposition Model Support Systems and Software . . . . . . . . . . . 165
Chapter 4. Machine Processing Experiments With PDNIl~!'s . . . . . . . . . . . . 174
4.1 Selection of Parameters for Evaluation of Decision Making by ~
Controller in an Air Traffic Control System . . . . . . . . . . . . . 174
4.2 The Experimental Program . . . . . . . . . . . . . . . . . . . . . . . 181
4.3 Results of Experiments With PDMP�i's P~3th and Without Training . 187
4.4 Results of Experiments With PDPM~i's Following Training 198
Chapter 5. Machine Processing Experiments With CDMM's . . . . . . . . . . . . 217
5.1 Choice of Parameters for Evaluatinq Decision Making During Aircraft
Landing Control . . . . . . . . . . . . . . . . . . . . . . . . . . . 217
5.2 The Experimental Program . . . . . . . . . . . . . . . . . . . . . . . 222
5.3 Comparison of Decision Making by Pilots and PDMM's 225~
5.4 Evaluation of the Efficiency of a PDMM Operating as.a Controlling
. Algorithm . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 239
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Chapter 6. Practical Aspects of DNA~i Use . . . . . . . . . . . . . . . . . . . 262
6.1 Prediction and Detection of Conflict Situations in Air Traffic
Control . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 262
6.2 Comparative Analysis of Methods for Detecting Conflict Situations 27b
6.3 PDMM Procedures Viewed as an Aircraft Landing Algorithm 279
6.4 The Workload of Air Traffic Controllers . . . . . . . . . . . . . . . . 283
6.5 Modeling Air Traffic Control Systems on an Accelera~ed Time Scale 290
6.6 A Modeling Method for Evaluating Air Traffic Control Systems 296
Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . ~ . . . . . . . 304
Appendix 1. Description of the "Situation Formation" and."Decision
Formation" Blocks of the CDMM . . . . . . . . . . . . . . . . . . 307
Appendix 2. Description of the "Situation Formation" and 1tDecision
Formation" Blocks of the PDMM . . . . . . . . . . . . . . . . . . 331
. Bibliography . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 341
Foreword
Control is now becoming one of the principal spheres of human activity, as a con-.
sequence of which we face a large number of new practical.problerns associated with
algorithms, systems engineering, human factors analysis, and ergonomics and involved
with the planning and improvement of this type of activity. The success with which
these practical problems are solved depends on how deeply we subject the laws and
unique features of human thinking accompanying problem.solving to theoretiaal and
experimental analysis.
2'his book :xamines the decision making problem in application ~o control systeans
in several aspects. First a certain conceptual model of human activity is formed,
based on certain ideas concerning tiie structure, functional content,,--~nd hierarchi-
cal orgariization of decision making. Then follows an elaboration of:the conceptual
m4de1, taking the form of a decision making model (DMM) described formally by com-
- plexly structured texts and dispositions. T'he next step involves experi.mental
identification of the concepts and procedures of the DMM through analysis of human
activity in real control systems and in the laboratory, using behavioral and
electrophysiological techniques, and subjective evaluation and scaling methods.
~'he experimental results take the form of precise descriptions of DMM's for human
activity in different real systems. The facts used here are taken from analysis of
the activities of an air traffic controller and a pilot controlling an aircraft
during landing. The corresponding DMM descriptions are called the CD_MM--the con-
br.oller decision making model, and the PDMM--the pilot decision making model.
The intern 1.logic of the models is checked out through decision making simulation~.
cycles run through digital computers. The results of the machine processing
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. 1~OR Oi~l~I('IAL U~1~. ON1.Y
experiments are also used to evaluate the adequacy of processes performed by the
DMM and the individual in real conditions. Thus~this book~proposes and sucaessively
implements a modeling approach to analy~is of human decision making, based on con-
temporary methods of experimental analysis of hwnan aGtivity, and on contem,porary
methods of formal description. The modeling results are an a9.d to understanding
and refining the concepts, to predicting development of training processes, to
abstracting, generalizing, accumulating, and utilizing experience, and to formation
_ of habits and memories in complex activity, which is what decision making is.
The modeling approach, one of the important properties of which is that it offe~�:
a possi.bility for transforminq a vague conceptua~. model into precise, exp~a.citly
modeled concepts, is extremely adequate to the practical tasks associated with
planning and improving control systems of which man is an integral part. Use of
this approach is what predetermined the content of the book's discussion of the use
of DMM's to refine systems concepts, to describe.the procedure for defining the .
control problems and the means of their solution, to evaluate systems, and to
predict their behavior.
The author of the book is grateful to engineers A. P. Kulaichev and R. N. Suleymanov
for their cooperation in running the decision making models, and to B. M. Borodenkov,
A. N. Sumin, ancl L. S. Z~-yachikh, who took part in some of the experiments and pro-
vided considerable assistance in preparing the manuscript.
Introduction
The decision maki.ng problem is at the center of attention of many sciences--
mathematics, logic, psychology, physiology, and philosophy. But even within the
- framework of an individual science we typically find a multiplicity of conceptions
and approaches to it. This pertains first of all to definition of the "decision
making" concept itself. Predominantly in mathematics and logic, and sometimes in
*~~~~r'hologi~;.ul ~~sdies as. well, ~ec~�~.on makinR ~-a ~~mpletely identified with the
y j v . . . ~ :
- means of problem solving. In physiology, meanwhile, decision making is usually
defined as just a single act occurring within complex integrated activity. In
application to human activity, this problem should be interpreted as thinking in
the course of solving problems (formal and practical). 7.'he goal of studying this
problem is to describe this thinking process and to resolve all issues associated
with it. ~
Thinking is the highest product of the brain's work, it plays a role in different
forms of activity, and it entails the individual's purposeful reflection of
properties and relationships in the outside world, abstraction and generalization
of sensory experience, suggestion of hypotheses, definition of problems 'and their
solution, establisiunent of laws, and creative development of n~w ideas. Thinking
became an object of experimental study in the late 19th and early 20th centuries
(31, 80, 84, 85, 117). I. M. Sechenov founded the materialistic approach tc :e-
search on thinking. His works are significant in that they revealed the means by
- which the behavior of the living organism is determined by properties of the ob-
- jective world and by the mind through the brain's reflex activity. The structure
of reflex activity includes mental components beginning with elementar}t levels of
sensation and ending with the highest forms of inental activity--thinking.
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I. P. Pavlov (90) subsequently made a major contribution to development of these
ideas. He formulated a single approach to all forms of human behavior, and he demon-
strated the basic possibility for assuming a scientific approach to anal;yzing the
_ brain's physiological activity, which is at the basis of any mental phenomenon.
MateriaxisLic viewpoints on the nature and mechanisms of thinking are at the basis
of thinking research in Russian and Soviet psychophysiology (23, 42, 57, 97, 102,
113). Thinking plays a real role in different forms of activity, manifesting itself
as the individual's solution of concrete problems as he interacts with objective
reality. Problem solving is the most frequently encountered form of thinking.
22etrospertive analysis of studies on activity would demonstrate the doubtless im-
- portance of the "problem solving" concept, since it is indispensable in all direc-
tions of research on thinking. However, it does require fundamental refinement.
_ Problem solving is a directly observable, real product of th~inking (97). But
thinking itself cannot be completely reduced to just problem solving alone. The
solution mechanism is a thinking process involving certain laws governing the
dependence of analysis, synthesis, and generalization, which themselves must explain
what occurs in problem solving. This is what makes it necessary to consider the
thinking process when studying problem solving, and to examine all real problems
associated with this. The integrated problem of analyzing thinking in the course
of problem solving is sometimes referred to as the�problem of human decision making.
It is precisely in this sense that we will define decision making as a complex pro-
- cess of human information processing directed at problem solution.
- In application to studying hw~an decision making in control systems, there are a
large number of structural, descriptive, strategic, heuristic, and other approaches
(29, 35, 36, 37, 48, 93), in which this process is interpreted as operational acti-
vity (operational thinking). One book (93) defines operational thinking as "a process
of establishment of a sequence of actions with objects being controlled, performed
on the basis of dynamic modeling of these objects, their properties, and their
mutual relationships."
Formalization and modeling are effective methods for studying decision making (5, 37,
91, 92, 96, 109, 117, 123). Among models that have been created and are presently
being developed, we can come across models which integrate data from different areas
of knowledge, and models locked within the framework of a single scientific discipline;
models enjoying meticulo~zs experimental verification, and models having no experi-
mental grounds at all; models adequate to the object of modeling, and models super-
ficially reflecting some of its significant aspects. Most works, wi�th the exception
of some in which singular or multicomponent reflexes, functional systems, and sets
are modeled, si.mply described decision making without modeling its structural organi-
zation, though they did have a particular physiological or psychological conception
_ at their basis. Z'he first attempts at modeling the process were associated with
development of heuristic programming, which is based on the maze hypothesis of
psychology (42, 79, 142).
After heuristic programming was "defeated" in its attempts at becoming the "computer"
theory of human thinking (87, 102), a. new direction began to develop, which is now
referred to as the "artifical intelligence" problem. On one hand modeling methods
for solving problems falling within the natural intelligence sphere improved, and
models of deductions, inductive and deductive ~onclusions (25, 119, 124, 126),
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rutc urr?..iAL u~r. ~~iv~.r
semantic memory and semantic representation of information (130, 148, 149, 150, 151),
formation of concepts and generalizations (49, 95, 105, 130, 135, 148), development
of strategies and plans (41, 70, 99, 104, 135, 147) and other objects were broadly
discussed. Simultaneously, on the other hand, most models were developed apart from
psychophysiological ideas and experimental analysis of h~an decision making, which
is fully justified in the creation of "artificial intelligence" and wliich is highly
problematic in terms of the attempts made in some publications to associate the
- latter with the mechanisms of brain function (for example attempts at reducing
thinking to natural language models, and at identifying the two). However, use of
precisely this class of models, which are structurally sophisticated and are
supported by a diversity of ineans for describing structural levels and units,
. will apparently predetermine the direction that will be taken in the near future in
theoretical and experimental analysis of human decision making by the methods of
formalization and modeling.
Given the diversity of approaches to studying brain function, in most cases the brain
is recognized, directly or indirectly, to be , complex system functioning as a single
whole. This is in essence a systems approach (11, 16, 40, 53, 63, 69, 105, 108, 110).
The basic principles of this approach to analysis of concrete real systems are as
follows: A system is a class of terms having their own internal relationships; a
system is said to be correctly represented if in addition to the terms, the class of -
their paired associationsis given; in addition to internal relationships, each term
is typified by external relationships induced by their internal relationships and
- prescribed by the class of paired associations of terms--that is, each term pl.ays
the role of an"instrument" observing the properties of the other terms; each term
is an abstract system (in the terms of general systems theory), and it may be de-
scribed by any of the known organizational or formal methods far describir.g objects
and systems. What we have here in fact is a transition from concrete to abstract
systems and a return, following analysis of the abstract systems, to conclusions
concerning the essence of the object under analysis.
The question of isolating a concrete real system is answered in application to
decision making on the basis of the principle of process and funetion. Decision
making is a real event, characterized by change of intrinsic states in time, and
directed at altering the environment with the goal of solving the problem posed.
Simultaneously it is a function of brain mechanzsms dependent upon the anatomical.
and neurophysiological structure o.f the brain, the properties of the environment,
and emoti~nal and motivational factors.
On analyzing the studies of thinking activity occurring in the course of problem
solution, we can assert that:
a) The class of terms in decision making, when viewed as a system, breaks down into
at least three subclasses: psychophysiological, informational-logi.cal, and experi-
mental terms;
b) analysis of decision making may be said to be integrated only when it includes
at least one representative from each subclass of terms.
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Isolation of a subclass of psychophysiological terms is intuitively clear: Every
psychological and physiological conception contains within itself a description of
brain function given at one level of generalization or another. In most cases the
terms of this subc].ass are described structurally, with the logical, operational
- and algorithmic approaches perhaps being an exception. The psychophysiological
approach u.Ged here for isolating the different terms is based on representation of
thinking as a structural-functional system. Abstraction, generalization, formation
of concepts, learning, and accumulation and utilization of previous experience are
the most important brain functions promoting successful solution of control problems.
No research has yet been done on the neurophysiological mechanism responsible for
this complex type of acti.vity. Thus investigation and description of the mechanisms
responsible for decision making is highly important. Analysis of signaling~and
analytical-synthetic activity, of inemory organization, of inental habit formation,
and of exercise of inental habits acquires special significance in this aspect.
Informational-logical tern~s correspond to formal models and descriptions of decision
making. Representation of this subclass in integrated research is made indispensable
by the need for reproducing, predicting, and obtaining precise quantitative charac-
teristics of decision making. The language used to describe such terms must
necessarily bz formal: terminal (explicit or implicit) or purposeful. In our re-
search, the inforr,3tional-logical term, which we named the DMM, is selected on the
basis of two requirements: structural and experimental identification of the DNiM,
and the formality of the procedures used to describe it. The DMM and its individual
parts are represented as dispositional descriptions of problems and the methods
of their solution. The level of detailed description of the DMM is selected to
insure convenient running of the models in a computer, as a program written in
problem-orie~?ced language. The model is essentially a semiotic system having a
developed hierarchical structuxe, a semantic memory, and the elements of deductive
and inductive conclusions, learning, planning, and goal-setting.
Integrated research would not be complete without conducting an experi.ment to confirm
- the psychophysiological and infoxmational-logical terms. The structural descriptian
of the experimental term is structurally fomtal. Obviously, the elements of the
corresponding abstract system should include "inputs", "outputs", "the processing
method", and "the representation method". In our research, the relationship between
the structure of decision making by man and a DMM on one hand and change in the
state of the object of control and in the behavioral components of activity on the
background of electrographic processes on the other plays the dominant role. In
addition, we make use of subjective analysis methods such as reports by the subjects
themselves, questionnaires, evaluations, and subjective scaling.
Thus when we assume an integrated systems approach to analysis of decision making,
we must represent, mutually coordinate, and work out the questions and reach a
decision as to the way the process under analysis is to be structurally represented,
as to the structure, semiotics, and procedures associated with the formal models,
as to the organization and planning of the experimental research, as to the formali-�
~ zation techniques, and as to the relationship between the experimentally determined
facts and our representations of decision making as structures and models. A large
number of problems of outwardly purely technical nature arise in parallel (running
the models, testing the adequacy of the models and human decision making, developing
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l~v~~ vr~ ~~,ana. v.au v~ra..a
the formal machinery of modeling, and so on) , thouqh they are not essentially . an
actual factor of the systems approach. In this aspect our.choice of htunan activity
in control systems a.s the object of research stemsnot only from the previousl~
. recognized practical significance of this problem, but also the conviction that
man-machine systems are a rich experimental model for studying habits and intuition~
logical conclusions and deductions, formatian of concep~s and memory, planning, and
learning--all which make up the structural basis of thin;cing associated with problem
solving.
COPYRIGHT: "Vozdushnyy transport", 1980
11004
~ CSO: 1840/148
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;
~
i
f
' PSYCSIATRY
i
i
~
;
MEDICINAL PREPARATIONS USED IN PSYCHIATRY
Moscow LEKARSTVENNYYE PREPARATY PRIMENYAYF~MYYE V PSII~iIATRII in Russian 1980 (sigaied
to press 3 Sep 79) ~p 1-18, 207-208 .
I [Annotation, table of contents, and the chapters "Principles of Psgchopharmaco-
~ therapy" and "Basic Objectives in Psychopharmacotherapy of Mental Diseases" from
book "Medicinal Preparations Used in Psychiatry"~ edited by Prof G. Ya. Avrutskiy,
Vsesoyuznoye kon"yunkturno-informatsionnoye byuro Glavnogo aptechnogo upravleniya
Ministerstva zdravookhra~neniya SSSR, Moskva, 20,000 copies, 208 pages]
(Text] ~his handbook contains data on drugs used in the USSR in psychiatric practice
to treat patients with mental disorders. ~e principles of psychopharmacotherapy
' and modern clinical viewpoints on the use of psychotropic drugs are presented.
The concepts "specifically psychotropic action" and "directed psychotropic activity"
are analyzed, the general form and methods of psychopharmacotherapy are described,
, and the problem of inedicinal pathomorphosis of psychoses is discussed.
~ The handbook contains descriptions of neuroleptics (amin;azin, tizertsin, teralen,
i melleril, triftazin, mayeptil, moditen-depo, ethaperazine, frenolon, meterazine,
~ neuleptil, haloperidol, trisedil, chlorprothixene, karbidin), tranquilizers (meprotan,
trioxazine, elenium, seduxen, tazepam, eunoktin), antidepressants (meliprami.n,
pirazidol, nuredal, indopan, tryptizol, phthoracizi.n, azafen), psychostimulators
(sydnocarb, acephen), correctives (cyclodol, norakin), and lithittm carbonate.
This publication includes medicinal preparations produced in the USSR and purchased
abroad, as of 1 January 1978.
The description of each preparation includes brief pharmacological information, a
detailed discussion of the unique features of its psychotropic action, reconanendations
on clinical use, and data on side-effects and complications.
~ The handbook is intended for psychiatric physicians and pharmacists.
~ Contents Page
' . . . 3
~ Principles of Psychopharmacotherapy, G. Ya. Avrutskiy . . . . . . . . �
~ Basic Objectives in Pharmacotherapy of Mental Diseases, . . 14
. . . . . . . . . .
i Z. N. Serebryakova . � � - � � � � � � � ' ' '
~ 131
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~ ~
;
Neuroleptics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18 r
18 i
Aminazin, A. S . Lopatin . . . . . . . . . . . . . . . . . . . . . . . . . .
. .
- Tizertsin, L. G. Efendiyeva . . . . . . . . . . . . . . . . . . . . . � 27 `
Teralen, M. I . Fot' yanov . . . . . . . . . . . . . . . . . . . . . . . . . . 35 ;
Melleril, M. I. Fot' yanov . . . . . . . . . . . . . . . . . . . . . . . . . 41 ~
Triftazin, I. Ya. Gu~ovich . . . . . . . . . . . . . . . . . . . . . . . . . 50
Mayeptil, V. A. Yezhkova . . . . . . . . . . . . . . . . . . . . . . . . . . 59
Moditen-depo,. I. Ya. Gurovich . . . . . . . . . . . . . . . . . � � � � � �
Ethaperazine, O. N..Kuznetsov . . . . . . . . . . . . . . . . . . . . . . . 76
Frenolon, O. V. Kondrashkova . . . . . . . . . . . . . . . . . . . . . . . . 84
Meterazine, I. Ya. Gurovich . . . . . . . . . . . . . . . . . . . . . . . . 93
= Neuleptil, I. Ya. Gurovich . . . . . . . . . . . . . . . . . . . . . . 102
Haloperidol, Yu. A. Aleksandrovskiy . . . . . . . . . . . . . . . . . . . . 108 i
115 ~
Trisedil, V. A. Yezhkova . . . . . . . . . . . . . . . . . . . . . . . . .
Chlorprothixene, L. A. Nikitina . . . . . . . . . . . . . . . . . . . 123 �
. �
Karbidin, I. Ya. Gurovich . . . . . . . . . . . . . . . . . . . . . . . . 131
Tranquilizers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 138
138 '
Meprotan, Yu. A. Aleksandrovskiy . . . . . . . . . . . . . . . . . . . . .
Trioxazine, Yu. A. Aleksandrovskiy . . . . . . . . . . . . . . . . 143
_ Eleniinn, V. N. Prokudin . . . . . . . . . . . . . . . . . . . . . . . . . . 146 .
Seduxen, V. N. Erokudin . . . . . . . . . . . . . . . . . . . . . . . . . 150
- Tazepam, Yu. A. Aleksandrovskiy . . . . . . . . . . . . . . . . . . . . . . 155
~
Phenazepam, Yu. A. Aleksandrovskiy . . . . . . . . . . . . . . . . . . . . 158
Eunoktin, Yu. A. Aleksandrovskiy . . . . . . . . . . . . . . . . . . . . . 161 !
i
~ ~ ~ . . . . . . . .
Antidepressants, V. V. Gromova . . . . . . . . . . . . . 164 ;
~ . . . ~
Melipramin . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 164 ~
~ ~ . . . . . . . . . . ~
Pirazidol . . . . . . . . . . . . . . . . . . . . . 167 �
~
Nuredal . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 170
Indopan . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . : 172
~ ~ . .
Amitriptyline . . . . . . . . . . . . . . . . . . . . . . . . . . 173
Phthoracizin . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 176
.
Azafen, 0. P. Vertogradova . . . . . . . . . . . . . . . . . . . . . . . 178
Psychostimulators . . . . . . . . . . . . . . . . . . . . . . . . . . . : . : 181
Sydnocarb, Yu. A. Aleksandrovskiy . . . . . . . . . . . . . . . . . � : . 181
Acepheri, L. M. Nemirova . . . . . . . . . . . . . . . . . . . . . . . 185
Lithium Carbonate . . . . . . . . . . . . . . . � . . . . . � � . � . . . � . 189
. . . . . . . . 194
Correctives . . . . . . . . . . . . . . . . . . . � � � � � �
. . . . . . . .
Cyclodol, I. Ya. Gurovich . . . . . . . . . . . . . . . . . � . . 194
. . . . . . . 197
Norakin, I. Ya. Gurovich . . . . . . . . . . . . . . . .
199
Nootropic Drugs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . . . . . . . . . . . 199
Piracetam . . . . . . . . . . . . . . . . . . . .
, . . . 205
Alphabetic Index . . . . . . . . . . . . . . . . . � � . � � . . . . .
205
Latin Alphabetic Index of Preparations and Their Synonycns . . � � � � � � � �
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Principles of Psychopharn~acotherapy
In distinction from so-called shock methods (injection of insulfn, EST--electroshock
therapy), psychopharmacotherapy employs medicinal therapy primarily. 'I'hus it has
become possi.ble to apply the forms and methods of phara?acotherapy and~pharmaco-
dynamics common in somatic medicine to psychi~try. As with all other pharmacotherapy,
i correct, clinically grounded establishment of indications for treatment is of special
significance to achieving a therapeutic impact. But no matter how correctly the indi-
cations for initiating therapy are established, they lose a11 of their significance
- as the patient's state changes in response to therapy. As a result a preparation
- that is clearly indicated for a patient just begirining his therapy may turn out to
- be ineffective or even harmful in just a few days. This requires constant observa-
tion of the dynamic principle when conducting psychopharmacotherapy, which means
constantly changing the treatment tactics depending on the dynamics of the patient's
state. In the course of treatment, as a rule we observe nonuniform change in differ-
ent psychopathological disorders: Some decrease in intensity while others remain
unchanged, or they become even more intense. In each case the therapy must be
systematically changed ?n accordance with daily assessments of the effectiveness
of the given dose of a given medicine, plus meticulous clinical psychopathological
_ analysis of all changes in status. A mandatory prerequisite is total individualiza-
tion of therapy, with a consideration for the specific features of the pat~.ent's
- reaction.
The basic principles of the clinical action of psychotropic drugs must be fo:.lowed
when establishing indications in the course of therapy. Psychotropic drugs differ
from all other medicines due to their so-called specifically psychotropic action,
which expresses itself in typical somatic, autonomic, and mental disorders, ones
which appear in the clinical pattern of psychosis due to the nharmacological proper-
~ ties of the preparation, and which are also encountered among healthy people.
Mental disorders which are always noted i.n the clinical pattern of psychosis during
the time of therapy, and which disappear only after the therapy is withdrawn, have
special significance. These psychopathological disturbances, the expressiveness of
which usually depends on individual sensitivity to the preparation, dosage,� stage
of treatment, and so on, do not appear as distinct episodes, in distinction from
insulin coma, instead in a sense intertwining with the symptoms of psychosis, which
also experience changes, thus creating the impression of a chaotic combination of
symptoms. Nevertheless this set of symptoms associated with the direct action of
the preparation is highly typical, and therefo're it may be isolated from the clinical
- pattern of psychosis and examined separately.
Inhibitory and activating effects arising in different cotnbinations have been f~und
to be the principal components of this set of symptoms. Z'hese effects occur in
conjunction with a thymoleptic, thymoanaleptic, or thymodysleptic effect. Differ-
ences in the expressiveness of general and selective antipsychotic influence (upon
psychosis in general and upon individual psychopathological disorders) is ariother
typical trait of the specifically psychotropic action of these preparations.
Different combinations of these components make up the individual spectrum of the
psychopharmacological properties of each preparation, which determines the orienta-
tion of their psychotropic activity.
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Thus aliphatic derivatives of the phenothiazine series (aminazin, tizertsin) differ ~
from other neuroleptic drugs mainly due to dominance of the inhibitory components
in their specifically psychotropic action. Aminazin eli~its lethargy,intellectual
and u?otor inhibition, passiveness, lack of initiative, neutral emotional reactions
going as far as development of apathy coupled with asthenic phenomena and a subdited
iraod, and someti.mes development of depression (Flugel's "apathoabulic syndrome" or ~
Delet and Deniker's "psychoaffective indifference"). `
In addition to group properties co~non to all aliphatic derivatives, tizertsin has
_ individual features. They include, first of all, significantly high expressiveness
of the inhibitory components of specifically psychotropic action, both in the motor
and intellectual sphere and in the emotional sphere; development of "emotiunal
blockade" is much faster than wi.th aminazin. T_nhibition elicited by tizertsin
is accompanied by sleepiness, often going as far as critical sleep, differing
dramatically from narcotic sleep in its subjective and objective signs (including
EEG data), and quite similar to physiological sleep. Overall inhibition is not so
heavy as with aminazin; a subdued mood.and, all the more so, depression are not
observed. Owing to the inhibitory nature of specifically psychotropic action,
aliphatic derivatives of the phenothiazine series are superior to all other neuro-
leptic drugs in the strength of their sedative action. Z'hese preparations are the
ones usually able to curtail psychomotor arousal, with the sedative effect manifest-
- ing itself primarily along the lines of affective blockade, coupled with motor in-
hibition.
In this connection the main indication for using aminazin and tizertsin is a state ~
of psychomotor arousal of varying origin. And, on the other hand, in the presence
of states associated with motor inhibition (stupor, apathoabulia, and so on), the
exi~~ting symptoms of psychosis in a sense merge with the lethargy and inhibition
introduced into the clinical pattern by the specifically psychotropic properties of
the preparation, which results in a worsening of condition. 7.'hus "psychiatric"
contraindications arise. For example aminazin treatment of patients having si.mple
schizophrenia apart from aggravations or other forms coupled with expressive
apathoabulic disorders is clearly harmful, amplifying the manifestations of
schizophrenic alterations of the personality and thus preventing social and voca-
tional rehabilitation. We would have to conclude from this that a course of
aminazin therapy would be unsuitable, and that after arousal is curtailed, a switch
must be made quickly to other neuroleptics having stronger selective and general
antipsychotic action.
The main trait of preparations classified as piperazine derivatives of the pheno-
thiazine series is presence of a stimulatory, activating element in their speci-
fically psychotropic action. 7."his manifests itself especially clearly in 5uccessive
prescription of preparations with no break in the transition from aliphatic to
piperazine derivatives.
Patients exhi.bit motor arousal, animation of facial expressions, activity, initiative,
and a desire to act, and their emotional resotions become livelier, clearer, and more
differentiated.
The individual properties of preparations in this group also differ significantly~
Thus in terms of specifically psychotropic action, the stimulatory effect of
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triftazine is less pronounced in comparison with other piperazine derivatives. It
occurs in cor.,j unction with distinct selective antipsychotic action, directed mainly
against hallucinatory, hallucinatory-delirious, and delirious syndromes, which
predetermines the specific psychotropic activity of the preparation. Therefore
triftazin does not usually elicit a direct sedative effect. Its effect upon
aff.ective disturbances and arousal manifests itself only when the particular syndromes
involved are directly associated with hallucinatory-paranoid phenomena, and if their
reverse development begins with a decline in the intensity of hallucinations and
delirium.
The stimulatory properties of the specifically psychotropic action of mayeptil are
more strongly pronounced than tho~e of triftazin, manifesting themselves as dis-
inhibition, maliciousness, and someti.mes euphoria. ,While it does not have selective
antipsychotic influence upon specific psyehopathological syndromES, mayeptil does
. have its strongest general antipsychotic action upon the clinical pattern of psychosis
in general, often promoting a break in its course.
While possessing the general properti.es of their group, ethaperazine and similarly
structured frenolon differ significantly from triftazin, metarazine, and mayeptil.
The stimulatory influence associated with their specifically psychotropic action is
not only significantly more pronounced than that of other piperazine derivatives,
but it also combines with a typical thymoleptic (ethaperazine) and thymoanaleptic
(frenolon) influence, which reflects itself in the spectrums.of their psychotropic
activity.
The general antipsychotic action of ethaperazine more strongly pronounced than
that of frenolon while its thymoanaleptic effect is less pronounced, owing ~o which
it has a deeper influence in the presence of, for example, hallucinatory-delirious
syndromes, e specially ones occu.rring together with depression.
This mutual dependence between the psychopharmacoloqical properties of the prepara-
tions and the spectrum of their psychotropic activity is applicable not only to
phenothiazine derivatives but also to neuroleptic d-rugs of other chemical groups.
Thus in the thioxanthene derivative group, chlorprothixene differs from.sordinol,
which has a piperazine ring in its side chain, in approximately the same way as
- aliphatic derivatives differ. From piperazine derivatives of the phenothiazines.
Preparations of the butyrcp:zenot:e series have an even more pronounced stimulatory
component in their specifically psychotropic action than do piperazine derivatives
of the phenothiazine series, which is consistent with the greater depth of their
elective and general antipsychotic action; at the same time, from the point of view
of sedative effect and direct influence upon affect, they are inferior even to
aliphatic derivatives . ~
In addition to having these general group qualities, haloperidol is typified by
maximum expression of sti.mulation among its individual, specifica~ly psychotropic
properties; this is especially true of its motor component; however, its thymo-
analeptic influence is not as great as that of frenolon and ethaperazine; but on
the other hand its thymoanaleptic effect is devoid of the dysphoric action inherent
to mayeptil, instead producing a positive mood background.
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The psychopharmacological properties o� a preparation correlate with the exp~essive-
ness of its general and especially of its selective aMtipsychotic action, oriented
mainly at relievinq rallucinatory and delirious disturbances.
_ Z'he specifically psychotropic action of trisedil combines the characteristics of
haloperidol and mayeptil: activation coupled with dominance of the motor component,
and disinhibition coupled with dysphoria. The uniqueness of the preparation's psycho-
tropic activity expresses itself when it is combined with the properties of haloperidol
(its influence upon delirium and hallucinations) and mayeptil (its breaking action,
its influence upon deficient symptoms and catatonic-hebephrenic disorders), which
raises its effectiveness in the preserce of a chronic, unfavorable disease course.
Summarizing the above, we can note that the series of neuroleptic drugs exhibits
several trends: an increasing order of general antipsychotic action--aminazin,
meterazine, trisedil, mayeptil; an increasing order of selective antipsychotic
influence--aminazin, triftazin, halc,peridol,_trisedil; sedative properties--aminazin,
- tizertsin; stimulatory action with a thymoanaleptic component--meterazine, ethapera-
zine, frenolon.
' All of these patterns of clinical action are typical not only of psycholeptic but
also psychoanaleptic drugs. The specifically psychotropic properties of the repre-
sentatives of this clas s of compounds are also the product of specific components,
the main one being thymoanaleptic influence (corresponding to the antipsychotic
effect of neuroleptics), which combines to different extents with the stimulatory
or, on the other hand, the inhibitory com,ponent. Owing to this each preparation
assumes an individual profile of psychopharmacological properties and, consequently,
an individual spectrum of psychotropic action. Thus in terms of specifically psycho-
tropic properties, melipramin has a distinct capability for elevating moo3, which
combines with less-pronounced activation; this corresponds to its maximal thymo-
analeptic activity (in comparison with other antidepressants), and therefore its
maximum effectiveness against the most typical endogenous, vital depressions coupled
with inhibition. On the other hand the sedative component dominates in amitriptyline,
which has antidepressant action equal to that of inelipramin; this makes it especially
effective against anxious-depressive states. In opposition to this, the stimulatory
effect is sharply pronounced in the 8pecifically psychotropic action of MAO inhi.bi-
tors (nuredal), and it dominates over the thymoanaleptic effect, in connection with
which the therapeutic impact of such drugs is most distinct in the presence of sub-
melancholic states groceeding in conjunction with inhibition. Similarly, there is
- a clear relationship between inhibitory and euphoric influence in the specifically
psychotropic properties of amitriptyline and its selective effectiveness against
anxious-depressive states and other depressive syndromes combining with productive
psychopathological symptoms; owing to this, the latter do not become aggravated, as
sometimes happens with the use of MAO inhibitors, experiencing reduction instead.
Similar dependencies may be observed in the use of tranquilizers, which also vary
in their specifically psychotropic in~luence. Thus the acti.on of ineprotan is domi-
- nated by its sedative, inhibitory component, as a consequence of which it exhibits
more-pronounced psychotropic action in relation to neurotic and neurosis-like
syndromes proceeding in conjunction with irritability and heightened excitability.
7:n opposition to this, the combination of sedative and activating influence seen in
trioxazine and seduxen corresponds to their greatEr tropism in relat.ion to neurotic
syndromes proceeding i.n conjunction with lethargy, inhibition, and submelancholic.mood.
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Only a few preparations were presented here as examples simply to demonstrate the
basic patterns in the action of psychotropic drugs; descriptions of greater detail
can be found in the appropriate sections of this book.
The present s~age in the development of psyEhwpharmacotherapy is typified by an
ever-increasing assortment of psychotropic druc~s, including original preparations
created in this country. This demands constant ia?provement of the forms and methods
of psychopharmacotherapy, and eli.mination of the stereotypic approach to therapy
still encountered here and there, expressing itself as lengthy use of the same
preparations in standard doses without a consideration for the changes occurring in
the state of the patients or, on the other hand, groundless transitions from certain
preparations to others before all of their therapeutic possi.bilities are exhausted.
In the final analysis, the success of therapy depends on the clinical and psycho-
pharmacological qualifications of the physician and his ability to correctly analyze
changes occurring in the clinical pattern and in the course of psychosis during
treatment, and promptly stimulate favorable trends or break negative ones.
Th~us, for example, one of the typical traits of the pathomorphosis of psychoses today
is a sharp increase in the number of depr~ssive states, which often have an atypical,
diffuse, "masked" nature. Z'his is usually associated with certain transformation of
the clinica~ pattern of psychosis in response to prolonged neuroleptic therapy. T'he
preferred neuroleptics used against productive psychopathological symptoms are unable
to influence depression; they in a sense "filter out" the clinical pattern, as a
result of which depression assumes the forefront, defining the state of the patient.
On the other hand such modifications in the clinical pattern mean an improved prog-
nosis, inasmuch as the arisal and amplification of affective disorders is usually
accompanied by a transition from a chronic course to a sporadic course in which times
of longer and deeper remission are possible; on the other hand an opposite tendency
may reveal itself--the duration of the attacks may become longer; in this case de-
pression in a sense blocks the remaining psychopathological symptoms or, assiuning
the forefront, it dominates the state of the patient, preventing complete recovery
and making social and vocational rehabilitation impossi.ble. Sur.h protracted cases
of depression are frequently diagnosed as manifestations of a schizophrenic defect.
Experience has shown that such states can easily be diagnosed ir~ the clinic. Certain
criteria are an aid in such diagnosis, one being the patient's own sense of a change
having occurred (in distinction from the situation with apathoabulic disturbances
existing as manifestations of schizoprenic alterations af the personality). 'I'he
patients themselves complain of their lethargy, inactivity, lack of initiative, sub-
dued mood, es'~rangement, and so on, and they seek help and support. Revelation of
the elements of inental anesthesia and daily variations in affect are nn less im-
portant.
Such changes in states, which are encountered so frequently in practice, require
timely addition of antidepressants to the therapeutic program, and primarily ami-
triptyline, sometimes in rather large doses; this often results in significant
improvement of the patient's state.
2'here is another possibility of incomplete recov~ry from psychosis, also associated
with the unique features of the clinical action of neuroleptic drugs used over a long
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period of ti.me. I am referring to the mi.ldly pronounced, torpid, extrapyramidal
side-effects, mainly of the parkinsoni~n tXpe, which usually arise among patients
exhibi.ting organic deficiency or a pathologically altered background. R'hese dis-
turbances, which are outwardly indistinct and which ~ften express themselves as
hypokinesia, as , a u9ildly pronouneed rise in muscle tone, and as light tremor o~
fingers on outstretched hands, attests to extrapyramid.al insufficiency, which
may block the action of neuroleptics and hinder reduction of mildly pronounced but -
stable psychopathological symptoms. In these cases, this insufficiency is typified
by the domira.ice of a diffuse pattern that may consist of the most diverse symptoms.
Usually representing the rudimentary manifestations of previous psychosis, as a rule
it is often accompanied, and frequently overshadowed, by general inhibition, letharqy,
passiveness, hypochondriasis, and, on occasion, senesthopathy. Submelancholic mood
is highly typical of such cases.
- Being manifestations of inedicina~l pathomorphosis of psychoses, these and many other
states representing incomplete recovery from psychosis are, in my opinion, one of
the most important problems of clinical and practical psychiatry, considering their
vesy high incidence and diversity. These patients often fail to attract the active
attention of psychiatrists, especially in outpatient practice, they ~eceive standard
doses of neuroleptics in a course of maintenance therapy, and they remain unemployable.
A certain neuroleptic drug is often prescribed to a patient "for preventive purposes"�,
"just in case", and so on.
Such an approach could hardly be thought of as suitable, inasmuch as there must be
substantiated indications for all medicinal therapy.
All of this requires persistent attention toward this sizeable category of patients,
c~inical study and classification of the disease, and development of inethods far pre-
venting and treating it.
Consequently considering the present state of our knowledge and the experience
accumulated in clinical psychopharmacotherapy, we can assert that in addition to ex-
panding and interisifying psychopharmacotherapy, we must also consider establishing
another trend--sensibly restricting medicinal therapy when its therapeutic possi-
bilities are exhausted. This pertains to lengthy use of neuroleptics, which promotes
reduction of the acuity of the patient's condition and a transition to a ~r~re sluggish
course, not only reducing the acuity of the psychopathological symptoms but also
sometimes imparting permanence to some disturbances; thus we witness a qeneral ten-
ciency of incomplete recovery from psychosis coupled with the arisal of monotonous,
unique states lasting over a long period of time, ones which may be described as
follows, paraphrasing Mauts' well known definition: "The psychosis is no longer,
but remission is still to come."
Thus the notion that lengthy, sometimes perennial maintenance therapy with neuroleptics
is necessary requires reexamination. Such therapy must be limited mainly to pro-
- gressive forms of chronic schizophrenia--nuclear and paranoid, and only when the
disease is obviously progressive, when productive psychopathological symptoms exhibit
a tendency for expansion and complication. But even in these cases, therapy must be
maximally intense, diverse, and individualiz~d (growing doses of the preparation,
substitution of neuroleptics, their combination with one another, their combination
with antidepressants, alternation with courses of insulin therapy and EST, biological
stimulation methods, and so on).
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It should be considered that even these forms often acquire an attack-like course in
mr~dern psychopharmacotherapeutic practi~e. The possibility of remissions has become
a reality even in cases of rather malignant juvenile schizophrenia in response to
- intensive and clinically justified therapy. The structure of the attacks exhibits
unique shifts coupled with amplification of depressive components sen5i.tive~:to ~he
use of high antidepressant doses; careful analysis may reveal this situation, for
example, in some forms of catatonic stupor, verbal hallucinosis, and so on. In
contrast to this, a shift in the direction of a maniacal state coupled with more-
natural behavior, reduced artificiality, normalization of facial expressions, and a
reduction of "nonhuman" playfulness may be observed in the structure of some forms
of stable hebephrenic arousal. A similar transformation may be observed in unfavor-
ably proceeding paranoid and paraphrenic states, which must be caught in time,
But if no changes in the therapeutic tactics produce the desired results, doubt is
cast over the suitabilit,y of prolonged neuroleptic therapy. A monotonous, unchanging
clinical pattern lasting several months and absence of any sort of pronounced improve-
ment in response to a:~ increase in the doses, substitution of the neuroleptic, or
addition of an antid~pressant raises the question of at least temporarily withdrawing
the neuroleptic, which often leads to noticeable improvement in the patient's state.
If in some cases aggravation does occur, this "zig-zag" dces make sense as a means
for surmounting resistance to neuroleptics.
This also pertains to treatment of protracted depression with antidepressants. Also
promising is the method of withdrawing psychotropic drugs suddenly and abruptly--
completely withdrawing the preparations after first raising their dosages to the
maximum. Retrospective study of patients experiencing improvement revealed that
in the past, most exhibited a tendency for an attack-like caurse coupled with more
or less pronounced affective disturbances. And it was only as a result of unjusti-
fiably prolonged neuroleptic therapy that the tendency for remission faded away.
These and a large number of other clinical questions signify a new stage in deeper
study of the patterns of prolonged psychopharmacotherapy, about which there is
Gtill much to learn.
I have dwelled on just a few of these problems in order to once again emphasize the
_ complexity of the large number of problems arising in the treatment of each indivi-
dual patient, and thus to substantiate the need for maximally individualizing
therapy and surmounting all stereotypy. Therefore we naturally cannot claim to
- have illuminated all aspects of therapeutic tactics in this handbook; nevertheless
` the information it contains may serve as a basis for sensible, clinically justified
therapy.
Basic Objectives in Pharmacotherapy of Mental Diseases
In the 20 years of its existence, psychopharmacotherapy gained a firm foothold in
medical practice and now occupies one of the leading places in the treatment of
~ nervous and mental diseases. Characterized by relative simplicity and safety of
application, and combining general and selective action upon psychoses, psycho-
tropic drugs have not only noticeably raised the effectiveness of therapy, but they
have also made outpatient therapy much more possible, which has dramatically expanded
the volume of psychiatric care.
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Many forms and stages of inental disease5 which required hospitalization before are
now being treated successfully in psychc~neurological dispensaries. This has es-
pecially important significance, since it makes an extensive, eontinuous program of i
medicinal, social, vocational, and rehabilitational influence possible. In this ~
~ case each form of therapy potentiates the others, which doubtlessly raises the
overall effectiveness of therapy.
Medicinal pathomorphosis of psychoses observed in recent years has led to a~signi-
ficant increase in the number of nonpsychotic states coupled with domi.nant neurosis-
like states, psychopathy-like states, reduced hallucinatory-delirious states,
different variants of depressive states, and others. In the overwhelming majority
of cases, such patients remain outside the hospital, and they present a new and ~
rather serious clinical, therapeutic, and social-vocational problem.
As a consequence we observe significant growth in the role of outpatient psycho-
neurological institutions, which must not only cQnduct maintenance therapy (that is,
maintain the results of therapy achieved in the hospital), but also organize inte-
_ grated, clinically justified treatment of this group of patients. Experience shows
that the overall effectiveness of therapy rises significantly when outpatient care
is expanded, when real continuity exists between hospital and dispensary care, when
the outpatient stage of psychopharamacotherapy is viewed as being no less important
than treatment inside the hospital, and when the patient is subjected to active,
clinically dif~erentiated treatment in conjunction with all measures of social and
vocational readaptation.
~his pertains mainly to prevention of recidivism and rehospitalization. In addition
to an improved course of psychosis, an increase in the number of rehospitalizations
has been noted in connection with the extensive use of psychotropic drugs. Z"his is
associated with changes in the clinical pattern and course of psychoses involving
a shift from chronic to attack-like disease, making remission possible in patients
who had formerly been kept i.n hospitals for long p~riods of time. At the same time
these episodes of remission, especially ones arising in the course of chronic, pro-
- gressive forms of schizophrenia, are typified by a certain degree of "adaptation" to
the preparation being employed, and the length of such remission i.s associated with
the quality of outpatient care. Fluctuations in state that arise in tYsis connection
(for example, a certain degree of actualization of delirium and hallucinations, in-
tensification of'depression, and so on) cannot always be interpreted as relapses,
since they are often quickly curtailed by insignificantly raising the dose of the
preparation, or by adding other drugs. However, the section physician-psychiatrist
often makes no attempt to correct the patient's state in outpatient conditions,
instead sending him to the hospital, where the same measures are implemented anyway;
but the very fact of hospitalization~causes a break in social and vocational adapta-
tion, fills up expensive bed space, and worsens the overall results of therapy. And
on the other hand, when a relapse is curtailed in a dispensary, the patient's
presence in his accustomed environment--at work, in the family--results in quicker
improvement of his condition, and further stabilization of remission.
- It stands to reason that it is not easy to solve all clinical problems by dispensary
treatment in all cases; however, the occasionally encountered practice of automatic-
ally sending patients to the hospital should be abandoned. This would requi.re, fi;rst
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- of all, improvement of the knowledge of clini~al psychiatry and psychopharmacology
possessed by physicians employed in outpatient psychiatric institutions.
In recent years the psychopharmacology division of the RSFSR Ministry of
Health Scientific Research Insti~ute of Psyehiatry in Moscow has done a great deal
of work to improve the psychopharmacological skills of physicians through annual
seminars in Nbscow and other cities. ~nformation bulletins and methodological publi-
cations, including this book, serve this purpose as well.
A mandatory prerequisite of raising the quality of therapy is further consolidation
of the ties and continuity in the work of hospitals and dispensaries. In particular,
medical information on patients being released from the hospital must be documented
promptly, and the data must be complete. As a rule, the medical history contains a
' rather full description of the development of disease, the patient's somatic and
mental status, and so on, but the dynamics of the patient's state in response to
psychopharmacological influence and, most importantly, recommendations on outpatient
therapy and rehabilitation are absent. And yet this is precisely the information
- that could he].p the dispensary physician to insure real continuity in the patient's
subsequent treatment. It would seem to be suitable to expand the concluding part of
the medical history with a detailed indication of the medicinal and rehabilitation
measures necessary for stabilization of remission, and the particular therapeutic
tactics to be employed in the event of aggravation.
In this connection, mention should be made of the tendency still witnessed in some
hospitals for reducing the doses of psychotropic drugs to a minimum prior to the
patient's release, a practice associated with previously existing directives which
overstated the danger of side-effects outside the hospital and of other phenomena.
This problem has now been studied and illuminated rather fully. Groundless mandatory
reduction of dosage, especially in the presence of progressive psychoses, in connec-
tion with which a rather high level of clinical and social compensation persists
- with the use of relatively high doses of neuroleptics, invariably leads to a worsening
of the patient's state, and a greater danger of a relapse following release.
No less important is the need for ree~ramining the comnnonly a~cepted criteria for
establishing disability. In a significant number of cases, changes in clini,cal
pattern arising in response to intensive psychopharmacotherapy are such that d~spite
presence of residual psychopathological disorders--the ones which are no longer im-
portant and which do not dominate the behavior of patients--such patients not orily
can but also must work, since work is a powerful factor of further olinical and
social-vocational compensation. 'Unjustified estrangement of patients from work
diminishes the results of inedicinal therapy and c~~ates a real threat of recidivism.
Among the organizational problems, that of maintaining a regular supply of psycho- ~
tropic drugs is important. Their assortment increased significantly in recent years,
and industry has st~rted producing original domestic preparations that are not in-
ferior in their effectiveness to foreign preparations:
A major role in thiG complex work belongs to executives of local psychiatric insti-
tutions and pharmaceutical administrations. The USSR Ministry of Health has
published methodological recommendations, which have doubtlessly ~layed a positive
role in improving the organization of requests for and supply of inedicines.
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'i'he task now is to make sure that the quantity and assortment of preparations really
necessary for complete therapy are really accounted for in the orders submitted.. A
tendency of excessively broad use of traditional preparations at the expense of new,
improved ones has been noted in recent times. Thus owing to the use of other, fmore-
powerful neuroleptics (triftazin, haloperidol, and so on), aminazin has lost much of
its significance i.n long-term therapy, and i~ is now being used mainly to curtail
psychomotor arisal of varying genesis, in relation to which it is more effective,
as is true for tizertsin as well. In connection with the phenomena of lethargy,
inhibition, and emotional indifference it elicits, prolonged use of amina~in often
intensifies passiveness (for example among schizophrenics), liindering social and
vocational readaptation of patients. At the same time, due to the weakness of its
general and selective antipsychotic action, prolohged and groundless use of aminazin
prevents prescription of more-powerful neurol~eptics, and thus reduces the effective-
ness of tnerapy.
The physician should also be cautioned against becoming carried away with new
"fashionable" preparations, which are often prescribed not so much on the basis of
clinical indications as due to a desire to display one's erudition. What extensive
experience in psychopharmacotherapy really shows is that there are no good or bad,
or weak or strong preparations, that instead there are preparations which are most
_ effective against a concrete state at a given moment i.n relation to a given, concrete
patient--that is, therapy must be based on strictly substantiateci clinical indica-
tions. ~
I have only been able to touch upon some organizational problems in modern treatment
of ineni-al diseases which appear most important~from my point of view. ~e solutions
to many of these problems are still far away, and further work is required. This
handbook, the ma:terials of which reflect many years of work by the psychopharmaco-
logical center of the USSR Ministry of Health. supported by the RFSP~ Ministry .
of Health Scientific Research Institute of Psychiatry 3n Moscow~ wa.s written
- with the purpose of broadening the psychophaxmacological knowledge of physicians,
helping them conduct clinically differentiated therapy, and thus promoting improve-
ment of its effectiveness.
COPYRIGHT: Vsesoyuznoye kon"yunkturno-informatsionnoye byuro Glavnogo aptechnogo
upravleniya Ministerstva zdravookhraneniya SSSR, Nbskva, 1980
. 11004
CSOt 1$40/1029
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INDIVIDUAL DISTINCTIONS OF HUMAN MEMORY (PSYCHOPHYSIOLOGICAL STUDY)
Moscow INDIVIDUAL'NYYE OSOBENNOSTI PAMYATI CHELOVEKA (PSIKHOFIZIOLOGICHESKOYE
ISSLEDOVANIYE) in Russian 1980 (signed to press 18 Nov 8Q) pp 2-4, 151
~ [Annotation, foreword and table of contents from book "Tndividual Distinctions of
Human Memory (Psychophysiological Study)", by E. A. Golubeva, Scientific Research
Institute of General and Pedagogic Psychology, USSR Academy of Pedagogic Sciences,
Izdatel'stvo "Pedagogika", 14,000 copies, 152 pages, illustrated]
[Text] This monograph submits new expertmental data on problems of individual dif-
ferences; there are descriptions of bioelectrical parameters by means of which
stable distinctions of brain function are determined in adolescents and adults.
Electroencephalographic methods are proposed for defining the different properties
of the nervous system characterizing the modern level of research. The EEG para-
meters are compared to memory.
- This book offers scientific substantiatian of the need to consider individual ~ '
psychophysiological differences when dealing with the distinctions of inemory,
its optimization in the course of learning and work.
It is {ntended for scientific workers in the fields of psychology, psychophysiolog~,
physiology and pedagogics.
Foreword ~
Dedicated to the noble friendship and bright memory of
Anatoliy Aleksandrovich Smirnov and Boris Mikhaylovich
Teplov.
- With all the diversity of theoretical and experimental studies dealing with the
disclosure of cerebral mechanisms of mnemic function, there are very few publica-
tions concerned with the problem of the innate conditions of individual differences
in human memory.
Yet the importance of working in this direction in the concepts of reflex theory
of I. P. Pavlov and his typological conception had been stressed by B. M. Teplov
as far back as the 1950's. Indeed, probably more than from any other mental
function, we could have "expected" consistent relations to the stable Gharacteristics
143 �
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of higher nervous activity. This ensued primarily frmn the elements in common in
physiological mechanisms of conditioned reflexes and association: a temporary
association is the most universal physiological phenomenon in the animal kingdom
and in ourselves. At the same time, it is mental, what psychologists call associa-
tion, be it the formation of connections of all sorts of actions, impressions, or I
letters, words and thoughts".[151, Vol 3, Bk 2, p 325] '
But the results of the first experimental compa~x~.sons of productivitq of inemory to
- properties of the nervous system were rather negative. This could have been attri- ;
buted in part to th~e lack of separation between the psychological concepts of
memory and learning, but mainly to the absence of integral characteristics of typo- ,
l~gical properties that are more adequate for comparison to human memory, the ,
systemic organization of which is demonstrable in both retaining information and ,
processing it.
Use of the EEG makes it possible to obtain such characteristics. The most important
feature of such methods is that they broaden the possibility of interpreting indi-
cators referable to the properties af the nervous system, thanks to the use of the
advances in allied sciences, including neurophysiology, modern physiology of Y~igher
nervous acrivity and neuropsychology. This, in turn, helps gain somewhat better
understanding of the nature of the properties of the nervous system.
However, before comparing stable individual EEG features to memory, it was ne-
cessary to show that they can be used as indicators of nervous system properties,
and for this purpose they had to be compared to previously studied nonbioelectrical
parameters.
Since the 1960's (1961-1979) we have concentrated chiefly on the study of uncondi-
tioned reflex features of the FEG related to information processes--reactive po-
tentials (mainly reactions of alteration of rhythm and its harmonic elements)
as indicators of nervous system properties: strength, equilibrium ar.d lability;
the study of correlations between bioelectrical characteristics and some individual
psychological distinctions of human memory. And the properties of the nervous
system are considered as the innate conditions for individual psychological differ-
- ences im m~emic function. �
At the present time, bioelectricai studies have been deployed of the specially
human types of higher nervous activity, their relation to properties common to
man and animals, and the role of both in forming the individual distinctions of
cognitive processes, including memory.
This study was conducted in the directions headed by Ye. I. Boyko, B. M. Teplov ~
and V. D. Nebylitsyn.
The author wishes to express her profound gratitude to all comrades who partici-
pated in the work, as well as to A. A. Smirnov, N. S. Leytes, Ye. N. Sokolov, V. I.
Rozhdestvenskaya and A. N. Sokolov, who were very helpful in the course of the
study and in writing it up.
Contents Page
3
Foreword
Chapter 1. Methodological and Methodical Principles of the Study
The subject and methods of general and differential psychophysiology 5
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Initial theses of the study related to development of theory of
nervous system properties 11
Memory as an object for the study of psychological manifestations
of nervous system properties 1~
Chapter 2. Strength of the Nervous System and Memory
Bioelectrical indicators of str~ngth and weakness of the nervous system 21
Strength of the nervous system as a factor of involuntary and
voluntary memory 30
Analysis of the obtained functions 42
Chapter 3. Lability of the Nervous System and Memory
Bioelectrical ind icators of lability of the nervous system 53
.Lability of the nervous system as a factor of involuntary and
voluntary memory 62
Analysis of the obtained functions
Chapter 4. Equilibrium of Nervous Processes and Memory
Bioelectrical ind icators of equilibrium of the nervous system 78
Equilibrium as a factor o� involuntary and voluntary memory 91
Analysis of the obtained functions 9~
Chapter 5. Bioelectrical Correlates of Memory and Some Problems of
Differential Psychophysiology
- Possible approach to the study of innate prerequisites of abilities 108
Specially human types of higher nervous activity and their
bioelectrical correlates 120
Conclusion 13~
_ Bibliography 141
COPYRIGHT: Izdatel~stvo "Pedagogika", 1980
10,657
CSO: 1840/194 ~
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UDC 612.822.3
ELECTROPHYSIOLOGICAL CORRELATES OF MUTUAL RELATIONSHIPS EXISTING BETWE~N
DESYNCHRONIZING AND SYNCHRONIZING BRAIN STRUCTURES DURING SI,EEP AND WAKEFULNESS
Leningrad FI~IOLOGICHESKIY ZHURNAL SSSR IMENI I. M. SECHENOVA in Russian Vol 67~
No 3, Mar 81 pp 364-370
(Article by D. A. Romanov, Division of Cerebrovascular Pathology, Scientific
Research Institute of Neurology and Psychiatry imeni B. P., Protopopov, Ukrainian
SSR Ministry of Public Health] ~
- [Text] Z'he characteristics of the long positive wave (P-wave)
arising in response to stimulation of the basal preoptic region
are studied; the mutual relationships existing between the
P-wave and some structures of the brain's desynchronizing and
~ synchronizing systems during sleep and wakefulness are analyzed.
It is demonstrated that as the subject falls asleep, the aiapli-
tude and duration of the P-wave in the mesencephalic retieu3:ar
formation, the central nucleus of the thalamus, and the posterior
hypothalamus increase. Correlation is revsaled between the
expressiveness of the P-wave in the hippocampus and the total
duration of paradoxical sleep. In comparison with wakefulness,
the P-wave in the midbrain reticular formation and the central
nucleus of the thalamus is reduced in this stage. Z'he results
are discussed from the standpoint of the functional ambiguity
of the preoptic P-wave. The validity of using this potential
as a correlate of mutual relationships in the system regulating
sleep and wakefulness is substantiatecl.
Key words: Basal preoptic area, positive wave, sleep and
wakefulness.
~ Z'he system regulating sleep and wakefulness includes a size~able number of struc-
turally distinct formations, mutual relationships between which may be established
with the help of various techniques, to include those based on some electro-
physiological phenomena. One of them is the long positive wave (P-wave), which
arises in structures at the meso-diencephalic level in response to isolated stimu-
lation of the basal preoptic area (4, 7, 9)--one of the components of the brain's
sleep-inducing system (17). The P-wave reflects postsynaptic reversible inhibition
of a neuron ensemble, and in this connection it can serve as one of the indicators
of the orientation and intensity of the influences exerted by the basal preoptic
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area. Thus it has been established that hyperpolarization processes occurring on
cell membranes, involving a decline or total cessation of their spike activity,
aorrelate with the P-wave (5, 9, 19). As this phenomenQ.n,%proceeds, a reduction
in auditory evoked potentials (9) and in the negativs�.�~,~;~;e of the primary
somatosensory thalamic response (2) is observed. 7.'he existing information affords
the grounds for suggesting that the functional significance of the P-wave varies
(4); however, a correlation between its dynamics and the level of wakefulness has
been studied only in acute experiments, predominantly on preparations in which
the brain stem is sectioned, and with the use of pharmacological agents. We
therefore made it our purpose to clarify the unique features of a P-wave ~
developing in response to stimulation of the basal preoptic area during natural
sleep and wakefulness, as recorded from structures of the brain's activating and
sleep-inducing systems.
Methods
Chronic experiments were performed on 13 cats weighing 2.2-3 kg. Surgical prepara-
tions were made under nembutal anesthesia. Monopolar constantan electrodes with a
I diameter of 50 u were inserted, on the basis of stereotaxic coordinates (11), into
the hippocampus (F+3; L5; H+6), the central nucleus of the thalamus (correspondingly
+9; l; +1), the mesencephalic reticular formation (+2; 4; =2), and the posterior
hypothalamus (+9.5; 1.5; -4). A bipolar stimulatory electrode with an inter-
electrode distance of 0.5-1 mm was located in the basal preoptic area (+14.5; 3; -4),
ipsilaterally in relation to the recarding electrodes. Steel needle electrodes
were used to record the EEG. An electromyogram was recorded with the help of a
silver plate implanted into the neck muscles. A steel screw in the frontal bone
_ served as the indifferent electrode.
The experiment was performed 5-7 days after the surgical wounds healed. The animal
was in a partially soundproof box illuminated by diffuse light. Polygraphic re-
cording, which was performed during daytime from 1000 to 1800 hours, was initiated
after a day of adaptation to the experimental conditions. Z'he levels of wakefulness
and the stages of sleep were deternu.ned, in accordance with the classification
suggested by Dement and Kleitman (10), on the basis of data from an electrocortico-
gram, a hippocampogram, and an EMG. At the appropriate periods of sleep and wake-
' fulness, the basal preoptic area was stimulated by square pulses with a duration of
0.5-1 msec and an amplitude of 5-12 volts. Individual responses were superimposed
on an oscillograph screen, and then averaged according to Yemel'yanov's method (1).
In order to obtain fuller information on the configuration and latent time of the
potentials, in a number of experiments the latter were subjected to computer
' averaging with a"Minsk-22" computer (using 16 responses or more). Z'he animals
were killed following the experi~ents. Direct current was fed into the brain
through implanted elec.trodes with the goal of producing electrolytic labels. The
brain was fixed in 10 percent formalin solution. The locations of the electrode
tips were determined from cross sections.
The experimental materials, including data on the structure of sleep, were subjected
to statistical treatment.
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Research Results .
Stimulation of the animal's basal preoptic area during calm wakefulness caused
arisal of a long positive wave in all analyzed structures. In a number of cases
it was preceded by a shorter negative wave (N-wave) (Figure 1). A P-wave
developing in response to paired stimuli with an interval of up to 10 msec between
individual stimuli always had an amplitude that was larger than the potential
produced in response to single stimulation of the basal preaptic area; we used
this feature to identify the P-wave (2, 8). The configuration and the amplitude
and temporal characteristics of the N-wave, and of the P-wave following it, were
sufficiently stable in relation to different animals. Z"he deviations that did
occur in the parameters may have been the product of later initiation of the P-wave,
and an increase or, on the other hand, absence of the N-wave: In the latter case
the response began with a positive deflection (Figure 2j. Investigation of computer-
averaged potentials showed that during calm wakefulness, the shortest latent time
is observed with a P-wave developing in the posterior hypothalamus (58t1.8 msec),
followed by the latent time of the P-wave in the central nucleus of the thalamus--
67.8t2.0 msec, and in the mesencephalic reticular formation--70.5 t 1.8 msec. It
was only after 77.1 � 2.2 msec that the P-wave in the hippocampus attained its
maximum. The amplitude of the P-wave was found to be greatest in this structure
as well (136 �v on the averag~e). Differences in amplitude of the P-wave of the
central nucleus of the thalamus and the mesencephalic reticular formation were
insignificant (correspondingly 115 and 92 uv; p> 0.05). In a number of cases a
positive potential was not recorded in the rear ~hypothalamus during wakefulness,
despite ~evelopment ~f an initial N-wave (Figure 3).
When the animal achieved sleep of inedium depth (stage III, as classified in (10)),
. at which time the EEG was dominated by slow waves with an amplitude of 200-250 uv
and a duration on the order of 250 msec, occupying up to 50 percent of the duration
of the period of analysis, stimulation of the bas~l preoptic areas by stimuli of
- the previous intensity and duration was resumed. In rare cases the animal reacted
to the applied stimulus by jerking its head, without awakening. The increase in
- amplitude and duration of the P-wave during stage III sleep in comparison with
- wakefulness was found to be significant in relation to al�1 studied stru~tures
except the hippocampus (Figure 3). A correlation was revealed here between the
orientation ot the dynamics of the P-wave in the hippocampus during the time of slow
sleep and the total duration of paradoxiaal sleep. Thus in animals for which the
_ amplitude of the P-wave decreased during stage III, a significant decrease in the
duration of the paradoxical stage of sleep was observed as well (an average of 2.2
percent of the total recording ti.me), while according to the literature (18) and
our data for most animals, its duration during daytime is 11 percent and higher.
Reduction of fast sleep was combined with a 12.2 percent increase in the total
wakefulness time; meanwhile, the duration of the remaining stages of sleep changed
insignificantly.
In stage III sleep, especially pronounced changes in the P-wave were detected with
electrodes implanted in the posterior hypothalamus,in which the amplitude of this
potential more than doubled, attaining 100-180 uv. The duration of the P-wave in
this structure increased from 32 to 100 msec. The characteristics of the N-wave
_ in staqe III hardly changed at all (see table).
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/
~ ~00 ue
100 msec ~
Figure 1. P-Wave Elicited by Single Stimulation of the Basal Preoptic
Area Durinq Calm Wakefulness: Pnints of contact (from top
= down): hippocampus, central nucleus of the thalamus, mesen- ~
cephalic reticular formation, posterior hypothalamus~
Downward deflection of the beam indicates a positive signal.
Arrows indicate N- and P-waves.
~
~
~
~
0
0
5o msec
Figure 2. P-Wave of Preoptic Genesis in the Central Nucleus of the
Tha].amus (Left) and Posterior Hypothalamus (Right) :
Computer average of 16 single r~sponses. Arrow indicates
stimulation artifact
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N'UK UH'Nil'IAL U,~ UNLY
u~
'/,80
~
?.40
Z00 .
4
, 9
160
Z
- ~zn 2
3
80 -
' 4
� 40~
3
A B C'
' Figure 3. Dynamics of the Amplitude of a P-Wave Developing in Response
�o Stimulation of the Basal Preoptic Area During Sleep and
Wakefulness (Cat No 22): A--wakefulness, B--sleep af inedium
depth, C--B-sleep, D--paradoxical sleep; 1--amplitude of the
P-wave in the hippocampus, 2--in the central thalamic nucleus,
3--in the posterior hypothalamus,4--in the mesencephalic
reticular formation
The transition to d-sleep (stage IV), in which waves with an amplitude above 250 uv
and a duration from 300 to 800 msec began to domiriate, was typified by further
significant increase in the P-wave. In some cases its amplitude reached 200 uv in
- the central thalamic nucleus, 200 uv in the mesencephalic reticular formation,
and 240 uv in the posterior liypothalamus. The amplitude of the P-wave was reduced
even in this stage among animals experiencing paradoxical sleep of shorter duration.
In all studied structures, the amplitude of the N-wave increased somewhat, but the
duration of the N-wave decreased signi�icantly only in the Posterior hypothalamus,
as was true for the P-wave.
Onset of paradoxical sleep, which was deduced from a sharp drop in ~the amplitude of .
the EMG record~d from neck muscles, from desynchronization of the electrocorticogram
at all points of contact, and from arisal of a A-rhythm in the hippocampus and, in
a number of cases, in the mesencephalic reticular formation, was accompanied by further
change in the characteristics of the recorded potentials. This change included a
decrease in both the amplitude and the duration of the P-wave in comparison with
responses recorded during slow sleep. Only a reduction in amplitude was typical of
the N-wave. It would be interesting to compare the response parametera for the fast
150
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Parameters of the P- and N-Waves of the Potential Evoked by Single
Stimulation of the Basal Preoptic Area During Sleep and Wakefulness
~1~ l'h~~ui;~~cn C~e~irtnwi'i 4enTp'rnnaacyca
liapn- I
- `1eTPw a>mnuT� a un?+renbxocTb
a~~n:ttiTy:ta(3~ :inurennuocTe(~ +'A
l'-nonsa (6)
{ 136 (tOQ-`'S0) ~5 (GU-t'?~1) 1!5 (6U-150) 80 (60-100)
158 (12U-2U0) iif, (50-2UU)* i53 (100-340)" 115 (75-160)'
3 1~0 (L'lU-?I)11 * 120 (RO-18Q)' 192 (120-260)" 120 (85-180)*
/i 11G (70-iFiU), 90 (50-11;1)) 78 (~i5-120)' 6E3 (40-80)�
N-sonsa (7)
i 100 (50-170) 22 (18-28) 106 (6~-180) 31 (24-40)
122 (50-190) 30 (20-52) 109 (80-190)
1'?9 (70-186)' 28 (18-34) 136 (90-235)" 29 (23-31).
4 G'~ (50-81)� 20 (18-22) 75 (38-163)' 30 (16-54)
~1~ ~tof�u(~~~ia~;IN4CCKJA pOTfIKyJl/tnHUA aaAU~+iI rnnaranaxyc
;o~ ,pop":ut~,n (9)
llapa-
MI!T[)61 ~{~Tl�7IhHOCT6 ~MtlllilTyAa I ~RH'fCJ[bHOCTb
- A~IIU[0T};l'1 I .Z�
Y-sonsa
1 g~~ ~g~_.i;ii~ 76 (50-110) 66 (0-l50) 32 (0-60)
ll9 (80-190)"' 1U~i (EO-170)' 151 (10U-130)~# 100 (65-170)'*
3 153 (t20-'3U(?)*� 104 (50-180)' 192 (140-2~i0) 112 (70-190)*'
- 4 '?3 (0- GO)*" 56 (0-120)"' 60 (0-120) 56 (0-80)
~ N-aonua
- t tU7 (GO-t80) 26 (18-30) 144 (4(1-280) 28 (l7-52)
113 (f,0-193) 27 (20-35) 156 (60-320)y 31 (18-59)i
:3 1~i9 (SU-'?7:3)* 28 (25-3i) 217 (80-360) 39 (l8-80)
t~ i3 (U-8U)* 16 (0-25)' 134 (30-28Q) 28 (18-51)
Note: 2'he parameters of the P- and N-waves in each of the stages of
sleep are compared with the same in the period of wakefulness; a single
asterisk denotes changes with a probability of 0.05, and two asterisks
indicate a probability of 0.01; 1--potential parameters during wake-
fulness, 2--during sleep of inedium depth, 3--during d-sleep, 4--~.uring
paradoxical sleep.
Key:
1. Parameters 6. P-wave
2. Hippocampus 7. N-wave
3. Amplitude 8. Mesencephalic reticular formation
4. Duration 9. Posterior hypothalamus
5. Central thalamic nucleus
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� sleep phase with waves observed during wakefulness. In this case the differences
in the charaateristics of the P-wave recorded from the hippocampus and posterior
hypothalamus are insignificant. The only thing that attracts attention is the
great stability of the responses in these structures. At the same time the ampli-
tude of the P-wave in the central tl~alamic nucleus decreases by an average of
37 uv (32 percent), while its duration drops by 14 msec (18 percent). Even more
significant are changes in the parameters of the P-wave in the mesencephalic
reticular formation: Its amplitude drops by an average of 64 uv (70 percent), and
its duration decreases by 30 msec (26 percent). In some cases as with the N-wave,
the P-wave is not recorded in the mesencephalic reticular formation during para-
doxical sleep.
Discussion of Results
The results show that changes in parameters of the P-wave originating in the preoptic
area during the sleep-wakefulness cyclc~ may reflect, to a certain extent, inter-
action of. the basal preoptic area with s~ructures of the sleep-inducing and activating
systems of the brain, within which this wave arises. In this case we are able to
reveal differences in the expressiveness and orientation of the influences exerted
by the basal preoptic area during wakefulness and in each stage of sleep. Thus the
- low P-wave amplitude we discovered in the posterior hypothalamus during wakefulness
and its increase a5 sleep develops can be explained by our present ideas about the
reciprocal mutual relations existing between the desynchronizing machinery of the
- posterior hypothalamus and the sleep-inducing area of the forebrain (3). At the
same time, the absence of significant changes in the N-wave, which rspresents
arisal of an excitation at the recording point (5)~ attests to continued transmission
of impulses from the basal preoptic area into the posterior hypothalamus, which in
_ all probability indicates not only the dominance of the activity of its desynchronizing
mechanisms, but also a decrease in their reactivity to the inhibitory in.fluences of
the basal preoptic area.
7.'he similarity of the characteristics of the P-wave recorded from the posterior
hypothalamus during wakefulness and paradoxical sleep presupposes a certain degree
of sameness of inechanisms responsible for formation of this potential in these
states, based in particular on the increase in activity of desynchronizing compo-
nents in the brain. However, judging from the dynamics of the parameters of the
P-wave in the mesencephalic reticular formation, the activity of its components
differs in wakefulness and in paradoxical sleep. 7.'he amplitude and duration of
the P-wave in the mesencephalic preoptic area are significantly reduced.in this
stage, while during wakefulness the P-wave is rather pronotanced in this area.
Therefore the impression is created that during paradoxical sleep, the mesencephalic
reticular formation "slips away" fram the inhibitory influences of the basal pre-
optic area, which may be explained by change in the orientation af forebrain
influences, and by growth in the intrinsic activity of the mesencephalic reticular
_ formation during this period. The latter apparently occurs in respo~se to in-
fluences of the reticular nuclei of the pons (13), which also exists in competi-
tive mutual relationships with the basal preoptic area, as was demonstrated in
~ experiments in which neuron activity (14) and the P-wave (4) were recorded.
- As in the mesencephalic reticular formation, reduction of the P-wave is observed
during paradoxical sleep in comparison with wakefulness in the central thalamic
152
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~ nucleus. The P-wave in this structure is known to be associated with reversible
inhibition processes (8) lying at the basis of synchronization of the brain's
electric activity (6); we are also aware of a relationship between desynchroniza-
tion of the electrocorticogram in the period of fast sleep and suppression of the
thalamocortical system in response to activation of the mesencephalic reticular
' formation (16). Therefore it seems probable that the high activity of its de-
synchronizing components exhibited in this stage of sleep limits the functions of
thalamic synchronizing mechanisms even more, even in comparison with wakefulness.
The importance of hippocampal-preoptic-hypothalamic integration to modul.ation of
paradoxical sleep (20) is confirmed by, in addition to the existing data on the ~
similar disturbances occurring in this stage in response to isolated lesions of
the basal preoptic area (15) or the hippocampus (12), the relationship established
between the orientation of changes in the P-wave in the hippocampus and the total
_ duration of para~.oxical sleep. In this connection, and considering the fact that
the dependence of the P-wave on fluctuations in the level of wakefulness or sleep
is lower in the hippocampus than in other structures, we can hypothesize that the
functional mutual relationships existing between the basal preoptic area and the
hippocampus, one of the indicators of which is the P-wave, do not necessarily have
an inhibitory or "stimulatory" nature.
BIBLIOGRAPHY
1. Yemel'yanov, I. P., "Treatment of Evoked Potentials Recorded by the Super-
Imposition Method (As Described by Dawson)" in "Elektrofiziologicheskiye
issledovaniya v klinicheskoy i ekspertnoy praktike. Tr. LIETINAa" [Electro-
physiological Investigations in Clinical and Expert Practice. Proceedings
of the Leningrad Scientific Research Institute for Determination of Disability
and Organization of Work for Disabled Persons], Issue 13, Leningrad, 1964,
pp 46-54.
2, bbgilevskiy, A. Ya., and Romanov, D. A., "Participation of Neocortical and
Reticulohypothalamic Components in Regulation of Reversible Inhibition in
the Intermediate Thalamic Nucleus," ZH. VYSSH. NERVN. DEYAT., Vol 25, No 3,
1975, pp 595-602.
- 3. Nbgilevskiy, A. Ya., and Romanov, D. A., "The Role of the Medial Fasciculus
of the Forebrain in Organization of the Electric Activity of the Neocortex,"
'LH. VYSSH. NERVN. DEYAT., Vol 29, No 2, 1979, pp 320-329.
4. Mogilevskiy, A. Ya., and Romanov, D. A., "Influence of the Basal Preoptic
Area on the P-Wave Arising in Some Synchronizing and Desynchronizing Structures
of the Brain," ZFi. VYSSH. NERV. DEYAT., Vol 30, 1980.
5. Andersen, P., Eccles, J. C., and Sears, T. A., "Z'he Ventro-Basal Complex of
the Z'halamus: Types of Cells, Their Responses, and Their Functional Organiza-
tion.," J. PHYSIOL. (London), Vol 174, No 2, 1964, pp 370-399.
6. Andersen, P., and Andersson, S. A., "Physiological Basis of the Alpha Rhythm,"
Appleton-Century-Crofts, New York, 1968.
153 ~
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7. Bremer, F., "Preoptic Hypnogenic Focus and N,esencephalic Reticular Formation,"
BRAIN RES., Vol 21, No 1, 1970, pp 132-134,.
8. Bremer, F., "Inhibitions intrathalamiques recurrentielles et physiologie du ~
sommeil," ELECTROENCEPHALOGRAF. CLIN. NEUROPHYSIOL., Vol 28, No l, 1970, ~
pp 1-16. .
9. Bremer, F., "Preoptic Hypnogenic Area and Reticular Activating System," ARCH.
ITAL. BIOL., Vol 113, No 2, 1973, pp 85-111.
10. Dement, W., and Kleitman, N., "Cyclic Variations in EEG During Sleep and
Their Relations to Eye Movements, Body Motility and Dreaming," EEG. CLIN.
NEUROPHYSIOL., V'ol 9, No 6, 1957, pp 673-690.
11. Jasper, H. H., and Ajmon-Marsan, C., "A Stereotaxic Atlas of Diencephalon of
the Cat," Ottawa, 1954.
12. Kim., Ch., Cr.oi, H., Kim, Ch. Ch., Kim, J. K., Kim, M. S., Park, H. J. and
Ahn, B. T., "Effect of Hippocampectomy on Sleep Patterns in Cats," EEG. CLIN.
NEUROPHYSIOL., Vol 38, No 3. 1975, pp 235-243.
13. Lecas, L.-C., "Duration of Paradoxical Sleep Episodes. A Quantitative and
Pattern Analysis of Reticular Multiunit Activity in the Cat," EEG. CLIN.
NEUROPHYSIOL., Vol 43, No 2, 1977, pp 260-269.
14. Mancia, M., Mariotti, M., Roman, E. R. and Schieppati, M., "Basal Fosebrain
and Hypothalamic Influences Upon Brain Stem Neurons," BRAIN RES., Vol 107,
No 3, 1976, pp 487-497.
15. McGinty, D. J., and Sterman, M. B., "Sleep Suppression After Basal Forebrain
Lesions in the Cat.," SCIENCE, Vol 160, No 3833, 1968, pp 1253-1255.
16. Sasaki, K., Shimono, T., Oka, H., Yamamoto, T, and Matsuda, Y., "Effects of
Stimulation of the Midbrain Reticular Formation Upon Thalamocortical Neurons
- Responsible for Cortical Recruiting Responses," EXP. BRAIN RES., Vol 26, No 3,
1976, pp 261-273.
17. Sterman, M. B. and Clemente, C. D., "Forebrain Inhibitory ~r�c:~anisms:
Cortical Synchronization Induced by Basal Forebrain Stimulation," EXP. NEUROL.,
Vol 6, No 2, 1962, pp 91-102.
18. Sterman, M. B., Knauss, T., Lehmann. D. and Clemente, C. D.," Circadian Sleep
and Waking Patterns in the Laboratory Cat.," EEG. CLIN. NEUROPHYSIOL., Vol 19,
No 5, 1965, pp 509-517.
19. Vastola, E. F., "After-Positivity in the Lateral Geniculate Body," J. OF
NEUROPHYSIOL., Vol 22, No 2, 1959, pp 258-272.
20. Yamaoka, S., "Participation of Limbic-Hypothalamic Structures in Circadian
Rhythm of Slow Wave Sleep and Paradoxical Sleep in the Rat," BRAIN RES., Vol 151,
No 2, 1978, pp 255-268.
COPYR~GHT: Izdatel'stvo "N'auka". Fiziolc,icheskiy zhurnal im. I. M. Sechenova, 1981
11004
cso: 184o/las , 154
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~ UDC 612.8
' NEW BOOK SUBJECTS BRAIN-STREBS CORRELATES TO QUANTITATNE ANALYSIS
Leningrad FIZIOLOGICHESKIY ZHURNAL SSSR IN~NI I. M. SECHENOVA in Russian Vol 67~
No 3, Mar 81 pp 473-474
[Review by V. G. Zilov of book "Korrelyatsionnyye pokazateli elektroentsefalogramm
golovnogo mozga pri emotsional'nom stresse" (Brain EEG Correlation Zndices in
Emotional Stress?, by A. M. Mamedov, Izd-vo ELM, Baku, 1979] .
_ [Text~ Doctor of Biological Sciences A. M. Mamedov's book is devoted to one of
- the important problems of neurophysiology and clinical medicine--intercentral
mutual relationships existing amonq brain structures in the presence of etnotional
stresses.
Besides illuminatirq the concepts of domestic and foreign researchers on the mechanisms
behind formation ~f emotions and deve~opment of emotional stress, in the first part
j of the book the author devoted his princYpal attention to analyzing cortico-
; subcortical cross correlations associated with formation of emotionally.stressful
states, the spatial-tempcar.al organization of EEG potentials in cases of "signaling"
~ ar~3 "nonsiqnaling" situations, and electrographic indicators recorded from ~he brain
; of animals predisposed to stress and resistant to stress. One of the chapters is
devoted to an analysis of the statistical parameters of electroencephalograms re-
= corded in response to different pharmacological substances--aminazin, phentanyl,
and sornbrevin. ~ .
Z'he basic technique used by the author focuses the reader's attention on a typical
feature of negative emotional stimuli--their capability tor persi.sting for a long
period of time in the centrai nervaus system, even after cessation of the stimuli.
It is emphasized that this feature, which has stabilization of excitations as its
consequence, is the most dangerous to the organism. The author meticulously
analyzes the dynamics of spatial-temporal cortico-subcortical mutual relationships
of the brain with the correlation of autonomic indicators accompanying development
~ of emotional stress. Data on the brain's pacemaker formations and their role in
the formation of emotionzlly negative reactions are especially interesting. Correla-
tion an~lysis of neurochamical mechanisms involving the use of a ntunber of pharznaco-
logical agents exhibiting different orientations of action primarily demonstrated
~ the complex integrated nature of stress reactions, revealing the important role
played by tne adrenergic system of the hypothalamoreticular complex in formation
- of emotionally stressful states.
~ ~ 155
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Analysis of the conditions causing arisal of negative emotional excitations and
of their transition to stable form demonstrated that besides physical factors,
the purely infarmative characteristics of "conflict situations" play an important
role in fozznation of an em~tionally negative state. �
Z'he author persuasively shows that the degree of emotional stress depends on the
~ amount of pragmatic information available--that is, information on the moment a
painful "blow" is inflicted, permitting an animal in an experimental situation to
prepare for the emotionally unpleasant stimulus in accordance with its forn?ed
acceptor of the results of action. The dynamics of autonomic indices and cross
correlation analysis of electric activity recorded from cortico-subcortical forma-
tions confirmed that emotional arousal is significantly less pronounced in a"sig-
naling" situation as a result of the animal's "prediction" of the moment of appli-
cation of an emotionally unpleasant stimulus, than in a"nonsignaling" situation,
in which the animal experiences a situation of uncertainty. It is precisely this
sort of long-persisting situation of uncertainty that is the most dangerous to
the human body as well.
A long-lasting conflict situation arising as a result of particular stressful
influences produces an irreversible process, leading to formation of a new state
in the brain, differing from normal, and typified by disturbed spatial-temporal
mutual relationships between different structures of the brain. This brain state
is accompanied by somato-autonomic disorders, which may be referred to as a"cere-
brovisceral syndrome" of emotional stress.
The second part of the book exan~ines some principles of the structure of automated
systems intended for computer processing of biological information. Of special
interest are systems in which a computer controls a complex experiment in real
time, becoming an organic participant of the experiment. Such int~grated systems,
as follows from tne review provide.l by the author, provide a framework for creating
a single, optimally mated brain-computer complex in the future, one capable of
effectively solving problems associated with the control of complex objects.
Differences in the possibility computers and man have for solving complex problems
are examined. Indicating the limited possibilities offered by mathematics and
electronics in the creation of ar.tificial intelligence in the full sense of this
term, the author examines the question of using, in the future, integrated brain-
computer systems in wnich the advantages of human intel.ligence would be united
with the unique features of a computer. ~
A. M. Mamedov's book is doubtlessly timely and up to date. 7.'he results of his
research, which was performed in its entirety with the assistance of a computer,
and which involved the use of precise quantitative methods of ~nalysis, broaden
our present ideas about these mechanisms, and they provide indications of promising
ways to conclusively solve the problems addressed. .
COP'YRIGHT: Izdatel'stvo "Nauka", Fiziologicheskiy zhurnal im. I. M. Sechenova, 1981
- 11004 .
CSO: 1840/188
156
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~
~
!
f ~
~ PSYCHOLOGY
i
i
EMOTIONS AND THOUGHT
Moscow EMOTSII I MYSHLENIYE in Russian 1980 (signed to press 29 Jan 80) pp 2-4, 192
[Annotation, foreword and table of contents from book "Emotions and Thought", by
Igor' Aleksandrovich Vasil'yev, Valentin Leonidovich Popluzhnyy and Oleg
; Konstantinovich Tikhomirov, Izdatel'stvo Moskovskogo universiteta, 22,000 copies,
192 pages]
[Text] The authors of this collective monograph deal with the question of emotional
regulation of thinking activity. An effort was made to consider the correlation
between cognitive and emotional processes in the light of psychological systems
, analysis. In this regard, the role of emotional p~ocesses in goal setting and
, formation of ineaning was demonstrated.
Foreword
f This book sums up information about emotional regulation of thinking activity, and
it describes some experimental psychological studies of the role of emotions in
, thinking. It so happer~ed that thinking is most often investigated apart from a
, subject's motivations and emotions. With all the difference between theories of
thinking as an analyti~al and synthetic process and the process of functioning of
- mental actions, they are united by the fact that psychologi^al studies of thought
do not include analysis of emotional processes. Also, psychology of emotions seldom
includes fine analysis of a subject's cognitive acts. This did not happen by.chance;
~ it reflects the rift that exists in modern psychology between "cognitive psychology"
and psychology of the personality.
' Addition to psychology of the category of "ob~ect-related activity" makes it
possible to overcome tt~is rift and pose the question of emotional regulation of
thought. In our opinion, formulation of such a question not only discloses new
possibilities of productive analysis of thought and emotions, but permits develop-
- ment of general theory of activity. ~
In working on the problem of activity in psychology, questions of internal and, in
- particular, emotional regulation of activity, which is instrumental in its "self-
advancement," "self-development," i.e., its creative nature, are the least studied.
As a result, there is occasional incorrect equating of activity and its technical,
operative components, absolutizatton of exogenous, "rigid" control of cognitive
activity, i.e., ultimately "expulsion" of the subject from the activity he performs.
~ As a result, not only is the actual conception of cognitive processes in man made
poorer and it is more difficult to solve problems of practical importance, which
157
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are related to education and upbringing, evaluation of the prospects of creating
human intelligence in artificial systems, but grounds are provided for a critical
attitude to the "activity-related" approach, as it is often called, in psychology.
In modern Soviet psychology, the "activity-related approach" is sometimes set
against the "systems approach." In this regard, it must be noted that there may
be at least three variants af the systems approach i:~ modern psychology.
In the first place, it may refer to extension of principles of describing engineer-
ing systems to the area of psychological phenomena. Such a systems approach could
result in a grossly mechanistic conception of man, v~ewed as a device that processes
information in accordance with pxeviousl,y.set algorithms.
In the second place, it could refer to efforts to interpret consciousness, activity
and personality of man on the basis of physiological tiYoory of a functionaZ system.
Such a systems approach results in underestimation of the qualitative uniqueness
of man's conscious activity, as compared to organization of the behavioral act.
In the third place, it may refer to the study of inental phenomena in the system of
human activities. Only ~his systems approach can be called actually psychological.
We think that the contrasting of activity-related and systems approaches is based
on a misunderstanding: "Activity is a system that has structure, its own
internal transitions and transformations, its own development" [60, 82]. .
Psychology cannot be built by simply applying general system theory. The psycho-
logical systems approach should aid in gaining deeper knowledge of the nature bf
mental phenomena, patterns of their generation and function in man's real activities.
This is the idea that we tried to apply to the specific area of research on emo-
tional regulation of thinking activity.
Contents Page
Foreword 3
Chapter 1. History ~znd Current Status of the Problem of Emotional ~
Regulation of Thought
Consideration of phenomena of 'intellectual emotions and feelings' in
philosophy S
Development of the problem of intellectual emotions and feelings at the
first stage of development of psychology as an independent discipline 20
Current status of the problem of intellectual emotions and feelings in
Soviet psycliology 29
Psychology of thought and emotions 52
Chapter 2. Experimental Analysis of Conditions Under Which Intellectual
Emotions Appear ~1
Analysis of some general conditions of appearance of intellectual
emotions 72
Methods of studying conditions of appearanee of intellectual emotions 79
Time relations between recorded subsystems of thinking activity 88
Development of operational meanings as a condition for appearance
of intellectual emotions 105
Chapter 3. Experimental Study of Correlation Between Intellectual .
~motions, Goal Setting and Motivation 127
158
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~ Correlation between the process of goal setting [or formation) and
intellectual emotions while solving cognitive prablems 12~
Emotional processes in the pre~ence of different motivation for
activity 165
Conclusion 184
' Bibliography 186
COPYRIGHT: Izdatel'stvo Moskovskogo universiteta, 1980
10,657 .
CSO: 1840/999
~
~ 159
_i
i
i FOR OFFICIAL USE ONLY
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PSYCHOLOGY IN PHXSICAL EDUCATION AND SPORTS
Moscow PSIKHOLOGIYA FIZICHESKOGO VOSPITANIYA I SPORTA in Russian 1979
(signed to press 11 Dec 79) pp 2--4, 143
[Annotation, introduction and table of contents from book "Psychologp in
Physical Education and Sports", edited by T. T. Dzhamgarov and A. Ts. Puni~
Izdatel'stvo "Fizkul'tura i sport", 30.000 copies~ 144 pages]
[Text) This manual is prepared for the use of pertinent paychological categories
for students in physical culture institutions. It familiarizes future educators
of physical education and sports with the sub~ect~ metfiods and current state of �
paychology in physical education and sports. It presents t~se psychological
characteristics of sports activities~ psychological problems related to training
- and education in physical education and sports and campetition in sport and the
socio--psychological aspects of physical education and aport activities.
All these relevant problems are examined in the light of current achievements
in psychology, particulaxly sport psychology.
INTRODUCTION. _
Education in psychology plays an important part in the training
of physical culture cadres. It includes the study of general psychologq~ age-
related psychology and Lhe psychology of physical education and aports. General
psych~logy is the basis f~r the students' paychology education, it provides them
with information on the essence of the psyche--specifically arranged traits tha.t
reflect the objective world--~on patterns of inental processes and the state and
personality features of an individual as part of the socio-historical process.
Age-related psychology reveals the pattern of ontogenetic mental development.
The psychology of physical education and aports provides atudents with specific
information on the psychological aspects of training~ education and personal
development during physical cultnre and sport activitieB, information on the
psychologica'_ principles involved in training and competition in sports and the
deaelopment of personality in a Soviet aportsman~ as a citizen and sub~ect equipped
with special abilities that enable him to achieve a high level of proficiency in
specific types of sports. The psychology course is intended for the profESSional
and educational training of studenta who will be the future inatructors of physi-
cal culture in the schools~ and will teach physical education to trainers tor
various types of sports in the higher educational institutions.
1b0
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This is the first manual that describes problems in physical education and sport6
that can be applied in tfie psychologp program for students of physical culture
institutes, Due to the small size of the manual~ the reports on the investigated
problems had to be brief. The reports on the psychology of pbysical education
are printed in a limited form as they have not been fully developed yet. Most
of the studies are linked to the pspchologp of sports.
Recently, another educational manual has been printed~ entitled "The psychology
of high achievement sports" edited by A. V. Rr.dionov. These two manuals will
provide considerable help in the professional-educational preparation of students
at a physical culture inst~tute. The manual consists of six chapters.
Chapter 1 examines the topics of the sub~ect on methods of psychology in physical
education and sports and the importance of psychology as a component of higher
hysical education. The chapter also contains a short outline on the development
and current state of psychology in physical education and sports.
Chapter 2 deals with the psychological features of sport activities and di~ecusses
the following aspects: sport as one of the basic types of human activitie:s,
general psychological traits in sport activities, types of sport and comp~:titive
training and communication problems in sports.
Chapter 3 describes the problems of teaching and training~ including the psychoZogi-
cal principles 3nvolved in physical practice~ tactical actions, personality
development in physical education and sports and the psychological aspects of
training of qualities of resoluteness.
Chapter 4 reports on the psychological aspects of competitive activities and of
the psychological preparation of teams for contest~ the level of emotional pre~
contest stimulation and its regulation.
Chapter 5 deals with the. topic of social psychology in physical education and
sports. It includes the psychological meaning of t~rms like sport group, team~
collective~ management and leadership in sports, psychological climate and inter-
personal relationships in the sport unit.
Chapter 6, the last chapter, examines the effect of stress on the mental condition
of a person in physical training and in sports.
This manual has been assembled by the lecturers and scientific co-workers of the
Department of Psychology of the P. F. Lesgaft Institute of Physical Culture of.
the Soviet Order of Lenin and of the Order of Red Star~ and edited by professors
T. T. Dzhamgarov and A. Ts. Puni.
Contributors: Docent D. Ya. Bogdanova, candidate of psychological sciences
(chapter 5, 2.3); docent G. D. Gorbunov, candidate of psychological sciences
(4.4; in collaboration with A. Ts. Puni - 6..1, 6.2, and 6.3); professor
T. T. Dzhamgarov, doctor of psychological sciences (2.1~ 2.2, 2.4~ 2.5, 6.4);
profesaor A. Ts. Puni, doctor of psychological sciences (chapter 1~ 3.4, 4.1~
4.2, 4.3; in collaboration with E. N. Surkov, 3.1 and 3.2; in collaboration with
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G. D. Gorbunov~ 6.1, 6.2 and 6.3); docent B. N. Smirnov~ candidate of educational
_ sciences (3.3); E. N. Surkov, candidate of psychological sciences, senior
scientific associate (3.1 and 3.~ in col3.aboratior. with A. Ts. Puni).
TABLE OF CON'PENTS.
Introduction~~~��~������~~���~~��~~~~~~~.~��~~��~�~~~��~~~~~~~~~~~~��~~~� 3
Chapter 1. PSYCHOLOGY OF PHYSICAL EDUCATION AND SPORTS - SPECIAL BRANCH
OF PSYCHOLOGY
1.1 Subject of the psychology of physical education and sports... 5
1.2 Methods of psychology for physical education and sports...... 8
1.3 Importance of psychology in physical education and sports
= within the framework of advanced physical culture edu~cation.. 11
- 1.4 Short outline of the development and current state of
paychology in physical education and sports 12
Chapter 2. PSYCHOLOGICAL FEATURES OF SPORT ACTIVITIES
2.1 Sport as one of the basic types of human activity............ 18
2.2 General psychological features of sport activities........... 21
2.3 Communication in sport activities 29
2.4 Psychological features of different types of sports and
competitive training 34
2.5 Indi,vidual psychological traits of the activitp of
sportsmen.��~~~��~~���~~~~~~~~~~���~~~�~~��~~~~�~~~~~.~~~~~~� 41.
Chapter 3. PSYCHOLOGICAL PROBLEMS OF TRAINING AND EDUCATION
3.1 Psychological problems of training in mobility 46
3.2 Psychological problems of learning tactical actions.......... 59
3.3 Psychological aspects of teaching resoluteness 66
3.4 Psychology of personality development in physical education
~ and sports 82
Chapter 4. PSYCHOLGGY OF COMPETITION IN SPORTS
4.1 Psychological features of competitive activities in sports... 91
4.2 State of inental preparednees for competition 92
4.3 Aspects of psychological preparation for competition......... 97
4.4 Levels of emotional stimulation and its regulation........... 105
Chapter 5. SOCIO-PSYCHOLOGICAL PROBiEMS'IN PHXSICAI~ EDUCATION AND SPORTS
S.1 General concept of sport groups, teams and collective........ 114
5.2 Sur~ervision and leadership in sport teams 119
5.3 Paycholog3cal climate and interpersonal relations in teams... 126
Chapter 6. THE EFFECT OF PHYSICAL STRESS AND SPORT ACTIVITIES ON THE
MENTAL STATE OF A PERSON
- 6.1 On the need of exercise and its fulfillment 131
6.2 Exercise and mental development of an individual 133
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6.3 Exercise and work ability 134
6.4 The development of inental and psychmaotor qualities
in sportsmen......~ 139
COPYRIGHT: Izdatel'stvo "Fizkul'tura i sport"~ 1979
9680
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~
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DEVELOPNIENT OF PSYCHOLOGICAL SCIENCE AT THE PSYCHOLOGY DEPARTN~NT OF MOSCOW
UNI VE~2.S ITY
Nbscow VESTNIK MOSKOVSKOGO UNIVERSITETA, SERIYA 14: PSIIQiOLOGIYA in Russian No 2,
Apr-Jun 81 pp 3-9
[ArtiGle by A. A. Bodalev]
[Text] Documents examined and adopted by the 26th Congress of the Communist Party
of the Soviet Union summarized the work of the Soviet people in the lOth Five-Year
Plan and developed the plans for their forward motion in the immediate and more-
remote future. These documents also deeply and thoroughly evaluated the work of
Soviet scientists in the past five~year plan, and they clearly reflecteci the tasks
to which Soviet science must subordinate its activity in the llth Five-Year Plan.
In the past five-year plan, psychologists of Nbscow University participated actively
and usefully in work on~~,any problems of importance to our country; representatives
of other areas of knowledge studying the laws and mechanisms defining the day-to-day
life and activities of the individual and directly influencing all of his social
characteristics were also encouraged to participate in scientific illinnination of
these problems, with a consideration tor their specialties. Besides having general
- significance to science, the obtained results were a step forward in our under-
standing, from the positions of psychology, of the essence of formation of a number
of human features characterizing man as an individual, his development as a person-
ality, the problems of improving training and indoctrination, preparation for
creative labor, raising the effectiveness of~labor in different areas of the
national economy, and preservation of the health of the Soviet individual.
The department i1lLaninated the psychological mechanisms of k~oth simpler and more-
. complex psychological phenomena, it traced the principal trends ~.n formation of
cognitive, emotional, find volitional spheres of the per~sonality and their tormation
into an integral structure, it studied development of leanings and capabilities in
the individual, "crystallization" of the core of the personality--the character,
and the deviations in the general course of_the personality's education, and it
examined the personality as an object and a subject of learning, communication, and
labor, all on the basis of the general psychological theory of activity, which was
also the methodological foun@ation of all other studies performed by the department's
scientists in 1976-1980.
Guiding themselves by this theory, into the creation of which A. N. Leont'yev in-
vested a great deal of labor, interpreting the mind as a subjective reflection of
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the objective world, something which develops in response to material, practical
activity and supports this activity--activity which acqui:res the form of internal
activity at the highest levels of its development and which basically has the same
structure of external activity, the department's scienti.sts conducted research on
a broad spectrum of the most important problems of modern psychological science..
Research conducted in the lOth Five-Year Plan on color t~ision at the department
under the guidance of Ye. N. Sokolov was of fundamental importance. A model of
color vision capable of representing numerous shades of color on the surface of
a sphere was successfully built and tested, and it was simultaneously dettbnstrated
that the coordinate system of color vision consists of contrasting-color neurons
(red-green, blue-yellow, and black-white). 7.'his research group also created an
automated system for diagnosing color vision abnormalities with an on-line com-
puter.
Working on the topic "Neuron Mechanisms of Memory and Learning", Ye. N. Sokolov and
his colleagues stuciied the mechanism of neuron plasticity, and they demonstrated
that the pacemaker mechanism, which p~chibits endogenous plasticity, determines
plasticity at the behavioral level, and that associative learning is an intra-
cellular process of alteration of the reactivity of loci in the soma. It was also
- found that giant neurons may acquire additional integrative properties through in-
dependent generation of action potentials in individual axon branches.
M~oreover this group developed a system for diagnosing the states of an individual,
using objective electrophysiological indicators: the EEG, EKG, EMG, the rhythm
assimilation reaction, and brain evoked potentials. In the course of its re-
search, it found bioelectric correlates of different activation systems, inter-
action of which prede'cermines functional state. 7.'hese experiments revealed the
significance of individual human differences (extraversion-introversion, strength-
weakness of nervous processes, etc.) to evaluation of the unique features of the
EEG, EKG, and evoked potentials.
Rese~x~,h performed in the department in the last five-year plan by A. D. Logvinenko
and his colleagues led to the creation of a theoretical model of psychophysical
- processes occurring in the human visual system; this model describes transformation
of the visual image of a moving object. A given law of an object's motion is
- placed in correspondence with a linear operator describing changes experienced by
the image.in motion. This operator, interpreted in the language of three-dimensional
frequencies, performs the function of a filter possessing certain characteristics,
presence of which was confirmed through experimental study of recognition of moving
images.
A. D. Logvinenko and his colleagues also developed the new concept of the informa-
tional spectrum of an image, and they experimentally studied the informational
spectrum of a number of concrete images. Using the method of selective adaptation,
they discovered the phenomenon of interaction between three-dimensional frequency
channels in the human visual system, and they plotted the curves for interaction of
these channels.
An extensive cycle of research devoted to the role of the motor system of the eyes
in various tasks--perceptual, mental, motor, and so on--was completed under the
- guidance of Yu. B. Gippenreyter. The functions of eye movements, their place in
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the structure of activity, and the mechanisms of their organization and control were
studied in the course of this research; new, unique methods for evaluating visual
process parameters such as the area of the operational visual field, stress, and
Volunt~arism were created and successfully applied. A method for analyzing the
structural units of activity was also developed. It was based on the idea of re-
cording fixaticnal opticokinetic nystagmus in association with perceptual, motor,
and mental tasks, and recentiy the group successfully tested a new, more-sensitive
and practically convenient p~-acedure permitting solution of the same problems with
the help of galvanic nystagmus.
Consistently relying upon the theory of activity being developed at the department,
its scientists canducted research on the psychological mechanisms of goal-setting
and of formation of the individual's mptivations and needs, and the processes by
- which the individual masters social experience in the form of training and education.
It is namely from these positions that 0. K. Tikhomirov and his colleagues completed
research in the lOth Five-Year Plan which illiunina~ed the basic forms of goal-setting
and determined the conditions influencing the nature of formulated goals in i.ntellec-
tual activity, to include in problem solving involving the use of a computer in ~
dialog mode. They also developed techniques for controlling goal-setting in a
"dialog" with a computer, ones which broaden the possibilities for the individual's ~
creativity, by way of increasing the total number of goals formulated and raising
their originality. Studying the significance and place of unconscious mental
phenomena in creativity, this same research group demonstrated that the range of
unconscious phenomena traditionally studied in experimental psychology must be ex-
panded by including unverbalized operational meanings.
In that same five-year plan, efforts were continued in a program initiated by
A. N. Leont'yev to reveal the complex dependencies tying in the characteristics
of activity in which an individual engages and the unique features in the develop-
ment of his motivations--content, structure, dynamics, motive force, emotional
valency, and so on (A. G. Asmolov, B. S. Bratus', V. K. Vilyunas, 0. V. Ovchinnikova,
V. V. Stolin, and others).
Also far-reaching and permeated by the principle of activity mediation was a
cycle of research conducted at the department under the guidance of G. M. Andreyeva.
- It was demonstrated with great persuasiveness on the basis of materials describing
many psychosocial phenomena observed among people involved in communications tr~at
the content and the structural and dynamic properties of these phenomena are
governed predominantly not by the individua~.history of the communicating people,
but rather by the nature and specific features of the social activity in which they
engage. Usinq the example of analyzing interpersonal cognition, the researchers
traced the relationship between such processes and the particular features of grai?ps,
intergroup relations, and social situatioris in which every personality finds itself
every day.
gnploying a system created and theoretically substantiated by P. Ya. Gal'perin,
during the past five-year plan the department continued its planned formation, in
the child and in the adult, of different types of cognitive activity having pre-
scribed properties; concurrently, the relationship between the types of teaching
and the course of a child's mental development were revealed, and the internal
mechanisms responsible for development of a child's manifestations of inental activity
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such as interiorization, combination, automation, and so on were discovered. Appli-
cation of this method of directed development mads it possible to develop highly
generalized forms of attention in normal children and in children exhibiting retarded
mental and speech development; it was also possible to develop the capacity of such
children for systematic thinking when solving so-called "imagination problems".
The most significant factor characterizing the unceasing progre~s in Gal'perin's
theory of planned formation of inental actions was the transition, clearly manifesting
itself in this research, from study of the conditio~~s and mechanisms governing forma-
tion of individual mental actions to investigation of systems of actions and different
forms and types of real human activity. It is mainly in this context that in the
past five-year plan, Gal'perin and his students scientifically illuminated the
psychological conditions for formation of complex types of inental activity (using
the example of some types of special activity), and the psychological mechanisms of
combination. The procedure they developed turned out to be highly effective in
solving the problems associated with nurturing high-precision and high-speed forms
of special activity in ordinary and experimental conditions.
The system of inethods created on the basis of the theory of planned formation was
also used successfully in the past five-year plan to shape the thinking and speech
of blind-and-dumb children, and in this case its application also made it possi.ble
to reveal a number of fundamental conditions predetermining the general course of
mental development in the specific circumstances typical of the daily activities
of a blind-and-dumb person.
Finally, in 1976-1980 Gal'perin's creatively working collective managed, on the
basis of the theory of planned formation, to perform an encouraging search--were we
- to judge by the obtained results--for objective tools with which to diagnose human
mental development and determine the real prospects of this development. Diagnosis
of inental activity, performed on the basis of information acctutiulated by pedagogical
psychologists and developing on the basis of the theory of planned formation, which
provides a complete picture of the state of the form of activity ~xnder analysis and
objectiviz es its main characteristics, makes it possible to chart out, with maximiun
individualization, the course of further work with students serving as the subjects;
as a rule this produces a high didactic impact.
Research aimed at revealing the psychological characteristics of instruction activity
- was continued in the past five-year plan under N. F. Talyzina's guidance. Following
the general laws of knowledge assimilation, formation of this activity presupposes
- the conduct of such research in all stages typical of this process. The unique
features of knowledge acquired through systemic orientation of students in their
subject matter were described, and it was demonstrated that in this case, knowledge
_ rises to the methodological level of generalization, bringing it closer to the modern
theoretical form of scientific knowledge. Z"heoretical and experimenta~. analysis
aimed at clarifying the role played by other forms of activity in formation of usable
' knowledge was continued.
Research om m~emic activity, which has become traditional to this scientific group,
was supplemented by investigation of the inf~.uence of long-term memory on short-
term memory. Early forms of a child's memory were subjected to special analysis,
and the conditions and stages of its development in joint objective and practical
activity of a child and adult were revealed.
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A system of differentiated indicators reflecting the level of an i.ndividual's moral
consciousness and his preparedn,ess to behave in accordance with consciously recognized
norms was revealed by this scientific collective in the course of its effort,to
illwni.nate forma~ion of the personality's moral qualities, and the psychological
foundations of an individual's philosophy. Theoretical research was conducted con-
currently on the conceptual apparatus required for systemic conceptualization of
philosophical development, and the content of activity leading to successful orienta-
tion and deep assimilation of social values was determined. Nbreover the scientific
collective led by N. F. Talyzina received new data on a nwnber of conditions pro-
moting elevation of knowledge to the level of an individual's personal convictions.
Research aimed at clarifying the psychological conditions for raising the effective-
ness of an individual's work with equiprrw_nt, and at psychologically substantiating
the ways for improving activity of the individual as a subject of different forms of
labor occupied a significant place in the department's scientific efforts in 1976-1980.
Under the guidance of V. P. Zinchenko,.the department's engineering psychologists
_ developed a conceptual scheme for functional-structural and microstructural analysis
of control activity; this scheme was used as a basis for thoroughly studying the
activity of an operator-manipulator, and developing experimental stands for movement
analysis of fundamentally new design, and new variants of controls having no previous
analogs.
The results of this research led to suggestion of an integrated variant of N. A.
Bernshteyn's theory of movement structure and A. V. Zaporozhets' theory of movement
development, and to resolution of the greatest conflict existing in modern habit
psychology--the conflict between the theories of open and closed movement control
loops. They concurrently demonstrated the quantum-wave nature af organization and
_ implementation of a motor act, and presence of waves of psychological refraction in
the spatial-temporal structure of a controlling action.
An extensive cycle of research was also conducted under V. P. Zinchenk4's guidance on
the topic "Theoretical and Methodological Principles of Planning the External and
Internal Resources of Labor"; the processes studied included ones such as detection,
information retrieval, short-term memorization, information selection, elementary
logical transformations, preparation of information for problem solving, and so on.'
Methods of functional-structural and microstructural analysis of cognitive processes
were developed and realistic ways of optimum planning of the internal resources of
_ operator activity were outlined in the course of this research.
Working on a CEMA assignment in cooperation with other organizations, in 1976-1980
,this scientific collective also conducted an extensive cycle of historic and theoreti-
cal-methodological research within the mainstream of the psychological theory of
activity; the purpose of this research was to develop this theory, refine it, and
determine its applications to the tasks of la3~or psychology, engineering psychology,
and r.rgonomics. .
During the lOth Five-Year Plan the department completed a series of studies having
the purpose of neuropsychological analysis of psychological processes occLtrring in
the presence of local brain injuries, and improvement of the system of rehabilitation
of patients with such injuries. Recognition was subjected to experimental study
in the course of this research (under the guidance of Ye. D. Khomskaya and L. S.
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Tsvetkova). The rc~~carch revealed the specifically mnemic element, the search
element, and the decision making element. Tr.e rich phenomenology obtained in this
case was analyzed from the standpoir.t of sic;nal detection theory, and it was re-
- lated to different brain structures with a~~onsideration far the role of the left
and right cerebral hemispheres in memory processes. Z'hus the group was able to
establish that when the right hemisphe~e is injured, topological concepts are
disturbed prir~.arily, whi.le with left-sided injuries disturbances in coordinate and
projected concepts dominate. It was also revealed that space perception is supported
not only by structures of just the right hemisphere (as is asserted by many re-
searchers), b2~,t also by the joint work of both cerebral hemispheres, each of which
makes its own specific contribution to the support of these processes.
In the course of this research,, new methods for evaluating em~tions and personality
features were de~~eloped and tested successfully, and it was revealed that the right
hemisphere is predominantly insusceptible to negative emwtional influences, while
the left is so to positive emotional influences. It was also deternti.ned that among
patients having emotional and personality disorders, the influence of the emotional
factor upon memorization and information processing is absent (or reduced).
A new, effective technique for evaluating the coherence of different bands of the
- EEG spectrum in the presence of intellectual tension was created in the course of
psychophysiological investigation of disturbances in mental functions accompanying
local brain injuries. This technique was used to demonstrate that when healthy
people experience intellectual tension, dramatic growth occurs in the general
interdependence of bioelectric precesses. The local interdependence rises an es-
pecially great deal, in the form of an increase in the coherence of alpha and higher
frequencies of the.spectrum, predominantly in the frontal lobes. It was also re-
vealed that the parameters of evoked potentials--mean amplitude, mean latent time,
the extent of interhemispheric asymmetry recorded in the anterior divisions of the
brain--reflect the emotional content of stimuli.
Concurrently the department's neuropsychologists developed and successfully tested
new verbal and nonverbal methods of group therapy for patients with locai brain
injuries, and they created a standardized system o~ methods for objectively evalu-
ating the dynamics of development of descriptive thinking in the presence of s7eech
disturbances accompanying aphasia.. An especially great deal of attention was de-
voted in the lOth Five-Year Plan to the psychosocial aspect of rehabilitation
~ training, and to formulation of objective criteria for evaluating the effectiveness
of this training.
Promising research was conducted at the department under B. V. Zeygarnik's guidance
in the area of pathopsychology. The methodological tools of qualitative and
quantitative eva.luation of different parameters of goal formation were created.
They were used to reveal the specific ways different groups of inental patients
form end and intermediate goals, in comparison with normal people. Methods aimed
at revealing motivational disorders in different types of patients were developed
and tested, and the prognostic value of these methods was increased just as purpose-
fully by this creative group in the past five-year plan. 7.'hese researchers created
a system f.or analyzing the internal picture of disease, one fundamentally new to
pathopsychology; they used it to reveal individual types of formation of the internal
picture of disease in the presence of different somatic illnesses. The proposed
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methods for interpreting the inte.rnal picture of diseas~ permit assessment of the
effectiveness of inedicinal therapy, and they may be used successfully in expert
labor certification.
This creative collective also acquired new scientific facts in pathopsychological
research on different age groups of children.
Were we to evaluate all that had been don.e by the department's scientists in the
lOth Five-Year Plan, we would find it obvious that they made a substantial contri-
bution to the development of all basic areas of psychological science and practice.
Z'his effort was descra.bed in detail in the article "Nbscow University Psychologists
Aid Practice", published in this journal (No 4, 1979, pages 64-70). But the tasks
they face in the llth Five-Year Plan are even greater. Documents adopted by the
26th Congress of the Communist Party of the Soviet Union obligate scientists to
increase their participation in the work toward the goals formulated in the "Basic
Directions of the USSR's Economic and Social Development in 19�31-1985 and in the
Period to 1990".
Ta psychologists of Nbscow State University, this means intensively and extensively
increasing their participation, in cooperation with scientists at other psycho-
logical centers, in creation of the psychological principles of formation of the
communist personality, in development of a scientifically substantiated and
practically effective system of personnel training, and mainly labor training, in
revealing the psychological prerequisitesfor optimizing the individual and collective
activity of the Soviet citizen in all sp$eres of his labor, in substantial justifi-
cation, from the standpoint of the particular researcher's science, of the principles
of designing more or less complex manipulators for different areas of the national
economy, and in illuminating the psychological mechanisms of preserving and restoring
the individual's health and normalizing his spiritual and physical life in the
family, at home, and at rest.
Without weakening their.attention to the general theory of their science, scientists
of the Moscow State University's psychology department will actively participate in
efforts to solve these problems in the new five-year plan, ones so i.mportant to
the development of our society.
COPYRIGHT: Izdatel'stvo Nbskovskogo universiteta. "Vestnik Nbskovskogo
universiteta", 1931 ~
11004
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i
I
i
i
-i
' o
! PSYCHOLOGICAL STUDIES OF INTELLECTUAL SELF-REGULATION AND ACTIVITY
Moscow PSII~iOLOGICEiESRIXE ISSLEDOVANIYA INTELLEKTUAL'NOY SAMOREGULYATSIY I
~ ARTIVNOSTI in Russian 1980 (aigned to presa 25 Feb 80) pp 2-6~ 208
: [Annotation, intraduction and table of contents from book "Psychological Studies ~
of Intellectual Self Regulation and Activity'~ edited bp V. M. Rusalov and
~ E. A. Golubeva~ Izdatel'stvo "Nauka"~ 4500 copies~ 208 pagesJ
jText] This cellective monograph contains the results of~ several pears of
' studies of differential papchophpaiology related to the neurophysiological
; basea of inental activity and self-regulation as the most common inherent prerequi-
sites for overall capetbilities (personal talent). The book reflects significant ~
changes in the methodical and conceptual approach to the study of the neuro-
~ physiological mechan3sm of individual psychological differences.
' This book is inteaded for paychologists, physiologists and educators.
-I
~ INTRODUCTION
I
~ The progress achieved in differential psqchophysiological aciances in the last
~ decade prompted us to try to define one of the principal problems of psycbology---
" ~he problem of inherent bases of human talent. We were motivated bq these two
~ conaiderations: First, the publication of theoretical and experimental studies
~ dealing with the inner prerequieites for talent--mea~tal activity and selfw
~ regulation (N. S. Leytea et al); second~ a significant ahift took place in the
j interpretation of the nature of the basic character3stics of the nervous system
; which induced us to inveatigate the so--called general characteristics of the
~ human nervous system (V. D. Nebylitsyn et al).
This book describee the resulta of inethodical differential psychophqsiological
studiea of the neurophysiological bases for mental activity and self=regulation.
; The studiea presented in this book have one common objective: They aim at the
- inveatigation of the relationahip between tt~e neurophysiologica? characteristics
o~ an individual ~traditional features of the nervaus system, integral electro-
encephalographic (EEG) parameters~ activation, induced activity, hqpoactivity of
, the brain~ galvanic cutaneous reaction and others) and the formal-dynamic charac-
' teristics of inental activity and self-regulation at varying levels of inental
i
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,
functions (perceptive~ peychomotor, mnemic and intellectual). All thp included
studies have a similar theoretical basis and thus this publication appears aa a
monograph.
The book focuses primarily on comparison of the mental activity and self-regula- ~
. tion features with integral EEG parameters which are~ according to V. M. Rusalov
and M. B. Bodunov, potential indicators for the general characteristics of the "
nervous system. A distinctive feature of the EEG characteristics is their refiec-
- tion of the integr.ation level of the nerve processes in the brain. The identifi-
cation of four separate factors in integral EEG parametere (space-time dependency
of EEG pr~cesses~ based on synchronization and coherency, energy of slow rhqthms~
activity of beta-2 and slow rhythm frequencies) in the structure of the electro-
encephalographic activity of the brain is, according to the authors, an important
step toward the discovery of the nature and structure of the general features of
the human nervous system.
- Concepts of inental activity and eelf-regulation were further developed and re-
inforced. The activity and self-regulation of intellectual behavior of a person
was realized for the firat time in a stochastic environment (on a model of proba--
bility prediction, by V. M. Rusalov and S. A. Kostmian). The factorial analysis
of the formal--dynamic features of the probability prediction permitted the authors
to identify two factors in the area of self--regulation'--sensitivity to the random .
environment and plasticity of prognosti~cated self'regulation--~and two additi~nal
independent factoxs in the area of activity~ viz.~ speed of inental processes and
variability in the rate of inental processes.
The use of factorial analysis helped considerably to de�ine more accuratelp the
existing concepta of the structure of activities and sel~-~regulation in a
determined environment. For example, M. V. Bodunov confirmed in his studp the
existence of three individual aspects of inental activitqr-speed~ ergonomics and
variability. The studies of A. V. Pasynkova confirmed two basic factors of
- psychomotor self-~regulation (on a model measuring time intervals)--the factors
of accuracy and stability.
Camparison of the formal--dynamic featurs of inental activity and self--regulation
with 3ntegral EEG parameters produced a series of completely new data (works
by V. M. Rusalov and S. A. Koahman; M. V. Bodunov and Paeynkova). For example~
the level of space-time interrelation in the EEG proceases affects positivelp the
mental activity rate, and negatively the plasticity of aelf-regulation.
Sensitivity to random enviranment showed a tendency to a poaitive link with ttie
beta-2 activity.
Among the traditional traits of the nervous system, labilitq was found to have
the strongeat link wi.th the formal-dynamic features of human behavior~ especially
the apeed of inental proceases, in a defined and a random environment.
The significance of the individual activation level, as a permanent feature of
the nervoua system~ reflected by various forms of inental activity (solving
mnemic tasks and learning activities), is described by A. V. Pasynkova et al.
and S. A. Izyumova.
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- N. A. Aminov reporta on the dynamics of inental states as one type of regulation
of on-going activitiea. The author succeeded in establishing signif icant
activity components by using a curve of skin resistance.
The typological prerequisites for involuntary and voluntary functions are dis-
cussed by E. A. Golubeva who compiled aeveral experimental studiea that indicate
that a high level of voluntary and second signal reactions and successful
academic performance are correlated with the slow (spontaneous and induced)
rhythms in the electroencephalogram. Central or reversible inhibition is suggested
- as one of the possible mechan3sms of voluntary self-regulation (according to
I. M. Sechenov). ~
I. A. Levochkina investigated the involuntary mechanism of self-regulation and
established the general self-regulatory factor respon~ible for the functional
r~arrangement of the nerve processes during reactiona nf varping degrees of
- crnnplexity. A link has been established between the duration of individual
sequelae after e~cperimental inhibition induced by monotonous work~ and the
individual differences produced by two types of inhibitions-~voluntary suppres-
sion of motor reaction to a conditional signal and the spnchronization of a1pl~a-
rhythms in the EEG while being blindfolded.
N. A. Leonova compared extremely-low brain activities with �eatures of ths
experiment. The arrangement of the mental and biological rhythms is conaidered
to be the general regulatory mechanism for the entire human behavior. '
The studies of N. S. Leites, E. A. Golubeva and B. R. Kadyrov are particularlq
useful for the anglysis of th~ obtained psychophyaiological correlations. They
point out several indicators of the dynamics of inental activity~ relatively
simple in nature~ but directly linked to the energy base; these indicators are
directly proport3onal to the activation level. At the same time, numeroua other
indicators of the dynamics of inental activity t~at are more complex and condi--
tional, are indirectly proportioaal to the activity level. An increase i~: the
- activity dynamics in liypo-activated test sub~ects (as compared to medium-activated)
is due to a secondary compensating action. In other words, both activation poles
proved beneficial for the dynamics of inental activities.
The above studies auggest that B. M. Teplov's indirect "evaluation" method,
used for the features of the nervous system, ahould be fully extended to the
manifestations of the nervous system during the dynamics of inental activities
~and aelf--regulation that are considered inherent prerequiaites of general human
capabil3ties (talent).
The studies reported in this book contain aubstantial information for widening
our ?cnowledge in the area of the neurophysiological bases of individual human
behavior.
TABLE OF CONTENTS
~ IntroductiCon.�~~�~��.���~�~.���~��~�~~~~~~r�~~~~~~~~~~~~~~��~~~~~~~~~~~~� 3
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~
~
~
!
!
V. M. Rusalov, S. A. Koslunan ~
- Differential-paychophpaiological analqsis of intellectual human .
behavior in a random enviromnent 7 `
~
M. V. Bodunov ~
Studies of the correlations between the.formal-dynamic aspects of '
activity and the integral EEG parameters 57 ,
~
- A. V. Pasynkova ~ ~
Interrelat3ons of psychomotor aelf-refulagion indices with the EEG
background features and the traits of the nervoue apstem 83 '
V. M. Rusalov~ M.. V. Bodunov
Factorial structure of integral electroencephalographic parameters of an
individual 94
N. S. Leytea~ E. A. Golubeva~ B. R. Kadprov
Dynamic aspects af inetnal activities and of brain activation 114
E. A. Golubeva
Typplogical prerequisites for some involuntary and voluntary ~unctions... 125
A. V. Pasynkova~ E. P. Guse~~a, S. S. Linovetskig
Correlation of the induced potential components with the activation
indices and ssuccessful academic and mnemic performance 135
S. A. Izyt:mova �
Characteristics of activation and proceases of rearrangement and storage
of information by an individual 148
N. A. Aminov
The fluctuation rate of cutaneous resistance as an indicator of the
functional atate during voluntary and compulsory work schedules.......... 1G3
I. A. Levotchkina
The after-effect of inhib,iting actions as an indicator o~ self--
regulation 172
- N. A. Leonova
The reflection of ad~usted human conditions in the dynamics of an
extremely low brain potential ~and of cutaneo-galvanic activities......... 185
COPYR.IGST: Izdatel'^~do "Nauka", 1980
9680
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