(Sanitized)APPEAL FOR PAYMENT OF COMPENSATORY OVERTIME

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Document Number (FOIA) /ESDN (CREST): 
CIA-RDP80B01086A000900090015-9
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RIPPUB
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C
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25
Document Creation Date: 
December 12, 2016
Document Release Date: 
October 11, 2001
Sequence Number: 
15
Case Number: 
Publication Date: 
September 29, 1972
Content Type: 
MF
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moved For"'cease 2002/01./8q..-:PIA- RDP80B&01086AW0900090015-9 OGC Has Xf 73-/09~ 2 9 SEP 1972 MEMORANDUM FOR: Executive Director-Comptroller - Appeal for Payment 25X1A of Compensatory Overtime REFERENCE: 10 May 72 Memo fr IG for DCI, Same Subject 1. Upon a review of this case, I have determined that the Agency should proceed to make a reasonable payment to Mr. claim for unused compensatory time. It appears to me that Mr. claim might be settled on the basis of the number of verifiable hours worked in excess of 48 per work week. I have not signed the proposed letter, however; rather, I would like this settlement negotiated with Mr. - in a fashion to protect the Agency to the extent possible. 2. I am aware that this may generate additional claims which should be examined on a case-by-case basis to determine both their merits and the precision of the documentation justifying them. 25X1A 25X1A Drafted: ExDir-Compt RICHARD HELMS Redrafted: SSA/DDS Director Redrafted: OGC:LRH:jeb cc: General Counsel Inspector General Director of Personnel Director of Finance DCI E 2 IMYPDET CL BY 056047 DDCI /ER DDS Approved For Release 2002/01/4: CIA-RDP80BO1086A000900090015-9 25X1A Approved For Release 2002/01/09 : CIA-RDP80BO1086A000900090015-9 Approved For Release 2002/01/09 : CIA-RDP80BO1086A000900090015-9 6~Y7 :Approv4or-Release 2062 709": CIA-RDP80 086A0 06900'15 ~~ SENDER WILL CHECK CLASSIFICATION TOP AND BOTTOM UNCLASSIFIED CONFIDENTIAL SECRET OFFICIAL ROUTING SLIP TO NAME AND ADDRESS DATE INITIALS ec rector L 4 6 ACTION DIRECT REPLY PREPARE REPLY APPROVAL DISPATCH RECOMMENDATION COMMENT FILE RETURN CONCURRENCE INFORMATION SIGNATURE Remarks 1A FOLD HERE TO RETURN TO SENDER FROM: NAME, ADDRESS AND PHONE NO. DATE DCI 22 Sep 72 AL UNCLASSIFIED CONFIDENTI SECRET FOAM Y0, 237 Use previous editions 1-67 1 Approved or Release 2O112t91(Q_9 ; -CIA-RQPP80$Q1086A000900090015-9 1 U 25X1A 2 6 ' I-11, 1879- MEMORANDUM FOR: Inspector Den ral SUBJECT 25X1A 1. I regret being somewhat difficult on this case, but lam concerneWX1 A over its implication as a precedent ofd its possiblb triggering of other claims. These are the same concerns I had in .d ri1 1$4 when we generated- 7321, which gave the Station authority act differently than the words of the Regulation. Your point, noneth ,loss, has considerable validity as to whether this action was approved a level which authorizes us now to say that there was due approval of this exception to the Regulation promulgated5X1A under the Director's authority. 2. On the other hand, there are weakness** also in Mr. claim. I note that the Regulation states that accrued compensatory time will be forfeited should an employee not use it within a specified time or should he be transferred, in the absence of certification that his opportunity to use it had been denied because of conditions "beyond the employee's con- trol related to his Agency employment. " Your discussion in paragraphs 11 and 12 of your original paper seems to jump from the fact that he did not use it and that other employees did not normally take compensatory time off in Vietnam to an assumption that it "had been denied because of eenditions beyond the employee' s control related to his Agency employme*t. " I am not convinced that this follows to the degree you indicate, particularly since Mr. apparent practice, at least in part, was to utilize annual leave (which would have been forfeited under law) rather than compensatory time during his family visitation travel (FVT). 3. In my view, therefore, we are faced with a situation with some claim of right on both sides. I agree that a court might decide In favor of Mr. but on the other hand, I also believe it might not. In this situation, I would appreciate some further examination of the following: a) A statement in dollar terms of what Mr. would amount to. WAR ;'I ; NThCE SENSITIVE IF? _.'_ 'Apr r Release 200 11 5 I80B01 ~ cam 25X1 A EXEhirT ... ,. I ! T10N SCHEDULE Cl-- T: J?Y: ? 55(1, rouse) 1 11 AL Gil A 86A00?9 ~OOi5_9 rt a::te or event) p Approved For ,ase2002101109 CIA-RDR80B0108.0900090015-9 claim were made by the other employees affected by this situa- tion, who have been dormant to date, but what Aght. be triggered by a favorable decision in this case. c) Examination of the possibility of a compromise solution to this case through award of annual premium pay to Mr. IMEJEW. 25X1A This of course was only authorized in Vietnam in 1968, but it might be a reasonable compromise of our conflicting positions. d) An estimate of the contingent liability of the .Agency should annual premium pay be applied for by other employees under the same circumstances as Mr. 25X1A 4. With this information in hand, we could then decide whether to negotiate a compromise solution to this case with full knowledge of what it might involve, as well as its alternatives. While I fully understand the points made in the Inspector General' a and the General Counsel's review of this case, I also believe it Important to reflect the basic approach taken by the Congress in the special authorities given the Director and in the special retirement system authorized under CIARDS, both of which expect something more from CIA than the nine-to-five office service of normal civil service employees. Vietnam was ,,& very special challenge and had to be met by a very special reaction. The Agency met the challenge in an outstanding fashion, but I feel it quite inappropriate to try to apply to that situation the time and attendance regulations of Washington bureaucracy. Most of our employees have served there without special plea; I believe that careful handling of this cave is due them for the manner in which they performed without looking for the small print ti; the Regulations. b) A general estimate (as I know that no precise figure *W be derived) of the contingent liability of the Agency if a similar is/ W. E. C0i' Y, W. E. Colby Executive Director-Comptroller WEC:sfc Distribution: Original - Addressee 1 - General Counsel 1 - ExDir ,/1 - ER Approved For Release 2002/18x? B01086A000900090015-9 (Approved For ase 2002 P "0B0108 09000900h 21 JUL l fl 1EM1l.D' UM FOR: 3acutive Dirsctor--Comptroller Appeal for Payment of StiiSJ'LrCT . ,*%peenaea- ery' Wise O ; P'ENC : Your P4eeaemoramb as dated 12 dJ 1. We have made a farther review of Fg Division correspondence with the Vietnam Station in an effort to turn up additional informa- tion relating to d.iseeusiicnS on overtime and leave in Vietnam during the 1965-1966 psr$.od. We have eels# talked with persons who eight have been involved in these diseussionii at the time, i luding, in partiou- lar, the then Chief of 8uppor't, F1. 2. The info ation that we have been able to find, both from the files and from conversation* with the personnel, involved, confirms the point made in your me raaaWdum that many officials in Headquarters were aware of and in agreement with the `polieies and unions of the Vietnam Station with respect to overtime and leave. The dispatch you cite, ~ T321, wee coordinated with the Office of th, Director of Fin*nee b y and the Office of SSA/DDS outside F$ Divisiom. It was reel eearseedt Chief of Support, F8 on behalf of Chief, FE. There is sore question, however, whether this constituted competent authority to modify the pertinent regulations, particularly when no action was taken subsaee- quently to amend these regulations. HR we nest reissued in ! ft rah 1968, but the paragraphs pertaining to o tins for GS-11's and above were not changed. On the other hand, thee Office of General C sel issued an opinion in Oetobor 1968, which was not challenged at the time, which stated that travened Agency' regulations. The claim for overtime payn*wt - also a 'Vietnam case - which evoked the OOC opinion was subsequently paid by the Agency. 25X1A 25X1A 3. Lren if the approval of Station policies given by iea dquartors dispatches did have the effect of a aaodifying or, superseding the regula-- tions in question, the question would then mt'i" whether the Headquar- ters actions were themselves valid. In esseeneet, the Situation under the Station policy was as follows: (1) all **perviaors in the Vietnam Accir'rD BY__.Q EXEMPT FROM GENERAL UECLASSIF ION j.1''.GG SOURCES I`'JpLVED ARID FIDE MB OF E. 0. 11652, EXEMPTION CATEGORT. ? 56(1), (2) (3) or (4) (cirle one or more) AUT ,AATIC ALLY GEuI:EuiF~EU ON APPROVAL OF DCI _______ 086AQO#NCP0u31'1t date or event) l~~ Approved For Release 2002/0 01086A000900090015-9 Station were under clear ,motions from the COO to man their offices on a seven-day week; (2) t erviaors interpreted this literally and ordered their key personnel on duty accordingly; (3) employees of 046e or - e e were de b d _ r p ,... ?~ a tip-J.J. an diraeted overtime ()F) they were united by Station needs - of compensatory tuns they could take off and (5) they Yen derived of the opportunityty to receive eit psWxLwt or time Oft: uporn their departure from Viet DAM. This was V*3AMt to telling an employee that he had to work overtime, that b*,* ld not be paid for it, and that his right to ecpensator r tit was a eontingeent, not an absolute. right. i ng 25X1 A 4. There are other alternatives in the - case to pay the claim now. We can deny his claim on the grouts that the Agency is not bound by Federal legialotion OR leave and Overtime end that ps uent of elaino such as Mr. is contrary to Age policy. We can point out that somommoondid not take ezeeption to the policy 25X1 A when he left Vietnam and th his long delay in filing ia~taiimamakes it impossible for the Agere nomr to ascertain through all the facts necessary fat an equitable decision. It . 11 25X1 A accepts this position, the ease would be considered closed, If he does not accept it, the Agency would still have W courses of cation open. When Mr. pursued his *W z further, we eo-42A decide to pay it thee, or we could contest it. and accept are rise of draw- verse decision in a court action. Although there to these alternatives, the Agency might er justified in giving beaks - theca serious consideration in vi4V of the issues involved. 5. This memorandum has been coordinated with the General Counsel. .(Signed) William V. Bros William V. Bxoe Inspector General cc: General Counsel OIG: (17 July 1972) Distribution: Original - Addressee and return to OIG 1-ER / \ 1 - IG Subject (Case No. 7/72)(w'~ 1 - IG Chrono A 1 - JOL Chrono (w~~l fin Approved For Release 2002/01/09 LIN 6AO00900090015-9 Re$41IW02/01 /09 : CIA-RDP80BO1086A0009000 .ANSMITTAL SLIP DATE fO:* Executive Registry ed F4TfaV p 20Q gH EugjA-RDP80BO1086A000900 5X1A u )roved For Release 2002/01/09: CIA-RDP80B01086A000900090015-9 your claim for payment for usod compensatory overtime that you accumulated during your assignment to Vietnam for 1966 to I9bg has been investigated by the Inspector General. As a result of my revievi of the findings and recommendations of the Inspector General, I have decided that you are entitled to payment for properly approved overtime performed in Vietnam which you were unable to use as compensatory time off. I have accordingly instructed the proper authorities to contact you. In order to advise you of what additional information may be required from you to properly document y claim. You sbould hear from them soon. Sincerely. Richard Helms Director cc: Office of Finance Office of Personnel Office of General Counsel O/IG (9 May 72; retyped for change of address 24 Jul 72) Distribution: Orig - Adse 1 - Each as above I-ER :- O/DCI 2-O/IG(1w/h) 0//, io1 tease 2002/01/09 : CIA-RDP80BO1086A000900090015-9 ed For Release & %09 : CI1 P80B01086A000900 TRANSMITTAL SLIP To: ,~ ROOM NO. I I BUILDING RO TENSION F FORM O 24 I REPLACES FORM 36-8 (47) WHICH MAY BE USED. r Approved For elease 2002/01/09 CIA-RDP80B010 A000900090015-9 - 1A MEMORANDUM FOR: Inspector General SUBJECT I Appeal for Payment of Compensatory Overtime 1. I would appreciate your giving some further consideration to this case, in coordination with the General Counsel. As noted in ~ 7321 of 20 April 1966, Headquarters specifically advised the Saigon Station that we concur with your recommendation that unused compensatory time for personnel in grades GS-11 and above not be certified for reimbursement or use on departure from the Station.' It strikes me that this authorization casts some doubt on the basic thesis of your report and General Counsel's comments that benefits authorized by a Headquarters regulation were denied by a field action. In this case the field action was apparently specifically authorized by an official Headquarters communication. 2. Our location of this authorization stems from my own memory of considerable discussion of this problem at about that time. While I personally was probably the releasing official on this dispatch, or at least was responsible for it, I believe there was a general discussion of it with appropriate officials in Headquarters at the time. A. review of the case could perhaps identify the degree to which the matter was officially authorized at that time, which would have considerable bear- ing on the case. Thus, without in any way predetermining the result of your review, I would appreciate your taking a new look. /s/ WEC W. E. Colby Executive Director- Comptroller WEC:blp Distribution: Original - Addressee 1_- OGC 1_.4- ER 1 - ExDir w/background ?classification 25X1A Approved For Release 2002/01/09 : CIA-RDP80BO1086A000900090015-9 Approved ,eiease 2002/01/09: CIA-RDP80BOlWA000900090015 9 OGC 72-0686 18 May 1972 X1A MEMORANDUM FOR: Executive Director-Comptroller SUBJECT: Appeal for Payment of Compensatory Overtime 1-. You are quite correct in your memorandum of 15 May 1972 in saying that CIARDS is a special benefit provided to CIA employees in recognition of the special demands made upon them during qualifying service. The unusual demands, particularly in the Field, on Agency employees for out-of-hours' and extra hours' duty were one of the justifications for the CIARDS legis- lation.. Also, the benefits of CIARDS have been taken into con- sideration in writing some of the Agency regulations, such as those applying to overtime. 2. The point involved in the and similar cases is not a balancing of general interests, such as those mentioned above, but the fact that a Headquarters regulation provided cer- tain benefits which were in effect denied by th It is our opinion that if this case were put before a court of law the court would look at the basic properly authenticated regula- tion, which would be the Headquarters regulation, and grant the benefits provided therein regardless of the limitations.of the subsidiary regulation. It is on this technical point that we believe we have to accept Mr. documented claim for overtime. LAWRENCE R. HOUSTON General Counsel Approved For Release 2002/01/09 : CIA-RDP80BO1086A000900090015-9 25X1A 25X1A 25X1A 25X1A -, r Approved Fo elease 200 /Q1109.:.CIA-RDP80B010 A000900090015-9 411 . 01114W ER 72-2669/? 15 May 1972 MEMORANDUM FOR: General Counsel SUBJECT : Mr. Appeal for P*yirent of Compensatory Overtime 1. It occurs to me that your review of this case omits one very significant point. When one of our officers is serving abroad, be is accumulating 'qualifying service'' under CIARDS. CIARDS is a Special benefit provided to CIA employees in recognition of the special demands made upon them during qualifying service. It can be considered some- what of an extra compensation for the special requirements of the Agency, among which are certainly the irregular hours and extra de- mands on our personnel's time, especially those of upper grades. 2. With this special legislative recognition of the special char- acter of our service, I would think that the contention could be made that overtime is an expected attribute of our service and is not corn- pensated for in detail but rather in general by the special CIARDS emoluments. I do not believe that the detail of whether an officer actually meets the full qualifying service requirement in years, or has already met it, need affect the general principle. 3. I would appreciate your comments. /s/ WEC W. E. Colby Executive Director-Comptroller X1A X1A Attachment: Distribution: Original - Addressee 1 - ExDir 6)_ER 1 - IG 25X1 lr+~J~kb a:~a~~J ~ 4~e.r Approved For Release 2002/01/09 : CIA-RDP80BO1086A000900090015-9 Approved Fo~Release 2002/01/09: CIA-RDP80B01 A000900090015-9 SIC 1 1 0 rz:?.; 1972 IORASfDUM TO: The Director DO A K1 A K1 A SUBJECT dir. Appeal for Payment of Compensa- tory Overtime 1. a GS--12 Logistics Officer, retired from the Agency on 28 May 1971, with over 24 years of Government service, 16 of which were with CIA. Shortly before his retirement he submitted a request to FE Division for payment for 2,478 hours of compensatory overtime he claimed to have accumulated during a tour in Vietnam from August 1966 to June 1968. FE Division advised Mr. -orally that his claim was not payable since it was FE Division's and Saigon Station's policy that accumulated compensatory time not used prior to reporting to Headquarters PCS was forfeited. requested information on how to appeal this decision and was referred to the Director of Personnel. Deputy Director of Personnel, not with and reviewed with him Vietnam Station policy concerning.payment for overtime. asked that he be advised in writing of the rejection of his claim. He was so advised by letter from Mr. Fisher, Director of Personnel, dated 9 June 1971, at which time he was advised of his right to request a review of the decision by the Inspector General. On 5 February 1972, filed his "claim against the Central Intelligence Agency for payment of 2,478 hours of compensatory time accrued while on tour in Vietnam," and requested that the claim "receive the highest review." Background Information K1 A 2. entered on duty with CIA on 8 August 1955 as a GS-7, Administrative Assistant in the Office of Logistics. He served in various capacities with the Office of Logistics, including overseas assignments in Approved For Release 2002/01/Q ~C6~DP80B01086A0009000 25X1A 25X1A 25X1A 25X1A 25X1A 1A 1A 1A 1A 1A Approved For Release 2002/01/09: CIA-RDP80B010A 000900090015-9 RE SE Vietnam. He received good Fitness Reports through- Out virtually his entire career in the?,ncy, including high praise from numerous supervisors as a consacintious and productive officer. He received a Quality Step Increase in 1967 for his contribution to the Logistics mission of the Vietnam Station. His last Fitness Report rating in Vietnam was Outstanding. He was promoted to GS--12 in November 1970. 3. The entire Station in Vietnam was on a seven--day workweek dur- ing the period of Hr. assignment there. A Station Bulletin, dated 30 June 1966, announced that "henceforth, it will be Station policy to be so organized that we can function at an acceptable level seven days a week, 24 hours a day." The Bulletin emphasized that "week- ends and holidays are in no sense sacrosanct, although to the extent possible we shall allow a more flexible schedule on holidays, Saturday afternoons and Sundays." This policy was reemphasized in a Station Bulletin, dated 23 August 1966, which referred to the earlier Bulletin and asked all personnel to reread it. The notice vent on to say that 'this Station cannot function satisfactorily if Saturday afternoon and Sunday are considered to be automatic leisure periods . " It concluded that "since there will of necessity be requirements for many employees to work on weekends, the Station will be as generous as our resources permit in providing BOOR and Safehaven travel for all personnel in an effort to provide an opportunity for rest, recreation, and visits to families nearby.'` 4. Shortly before the above notices were issued, the Station issued a dated 11 t4ay 1966, entitled "Leave Time One purpose of this - was to establish the procedure for recording the accrual and use of authorized compensatory overtime. This stated that GB--1i'a and above would not be reimbursed for overtime, except for hours as Duty Officer (this exception was later rescinded). It provided for the donation of the first eight 25X1A Approved For Release 2002/01/0~~DP80B01086A000900090015-9 ------------- - a,. 7 y 1A hours of overtime each week in accordance with Agency policy, and the entry of all other overtime worked on a special record, along with any leave taken against the compensatory time during a given period. The Directive then stated: "Unused compensatory time for personnel in grades GS--ll and above shall not be certified for reimbursement or use upon departure from the Station." 5. The pertinent Agency regulations governing overtime are KR - and During the period in question these regulations contained the following provisions concerning compensatory overtime: 25X1A Approved For Release 2002/01/09 FA;R9P80B01086A000900090015-9 s~ aeL, , 25X1A 25X1A 6. One other regulation bearing on this case is HR R (with an iden-- 25X1 A 1A tical provision in _. Paragraph 2a(8) of this regulation provides that "normally, the time authorized for travel, consultation, and leave between assignments will be limited to 60 calendar days." 7. Pursuant to Station regulations, maintained a 25X1 record of his accrued overtime as well as of leave taken against it. The info mation was recorded on the required Personnel Overtime Certification 1A Form and certified by supervisor at the end of the pay 1A period. A copy of these forms was forwarded by the Station to Headquarters in response to a request from Headquarters in December 1968 for compensatory time balances for all employees who had already departed the Station. From these forms and from other information available in Headquarters, we have reconstructed leave record for the period in question. (The original Duty Status Reports for the period have been destroyed, in ac- cordance with Agency policy to destroy such records after three years.) 8. At the beginning of his tour in Vietnam, leave 25X1 balances were: Annual. . . . . . . 334 hours Sick . . . . . . . . 842 hours Rome . . . . . . . . 14 days During his assignment in Vietnam, accrued leave as follows: 25X1 Annual. . . . . . . 364 hours Sick . . . . . . . . 192 hours Home. . . . . . . . 26 days Compensatory. . . .2722 hours (claimed) Approved For Release 2002/01 / .'. k2DP80B01086A000900090015-9 Approved FIelease 2002/01/09: CIA-RDP80B01O000900090015-9 charged leave during his tour: Annual. . . . . . . 21$ hours Sick. . . . . . . . None Compensatory. . . . 244 hours forfeited 54 hours of annual leave in 1966 and 88 hours in 1967. On completion of his tour in may 1968, ook 40 days home leave and 16 hours annual leave before reporting to his now assign- ment at Headquarters in July 1968. His leave balances at that time were, Annual . . . . . . . 424 hours Sick. . . . . . . .1034 hours Home. . . . . . . None Compensatory. . . .2478 hours (claimed) Analysis 9. It is evident from the Station issuances cited above that d all other Agency employees in Vietnam were directed to work overtime. The Chief of Station clearly had the authority to estab- lish such hours of work under both Headquarters and Field Regulations. 10. Special leave provisions were established for personnel assigned to Vietnam to give them relief from their arduous schedule and to enable them to visit their families. It was anticipated that leave taken under the Family Visitation Travel (FVT) Program would normally be charged to compensatory time the employees had accrued. This would enable employees to use their accrued compensatory overtime and let their annual leave accumulate toward the maximum permitted by law. However, since it was optional with the employee whether to charge annual leave or compensatory time, those people who had already accumulated their maximum annual leave, such as tended to charge at least some of their FVT to annual leave. As paragraph 8 above shows, this is what did. Despite this, forfeited annual leave each year he was in Vietnam. Even if he had charged all the leave he took while in Vietnam to compensatory time, would not have used all that he accrued. 25X1A 25X1A Approved For Release 2002/01/09 : ~A01301086A000900090015-9 1A 1A K1 A 1A X1A 1X1 A Approved For elease 2002/01/09 : CIA-RDP80B01086A000900090015-9 11. Since failed to use all his compensatory time while he was assigned to Vietnam, the question arises whether this was due to his own preference or whether he was prevented from doing so "because of conditions related to his Organization employment" . We 25X1 P have talked with a number of people who were in Vietnam during this period in an effort to get a feel for the situation in the country at that time. We have also talked with persons who knew and who were familiar 25X1P with his work there. We were told that, although there was no order for- bidding it, in-country leave was rarely taken. It was generally expected that if an employee was in country he would be on duty. It was permitted to take leave in Cher places in the area. For the most part, such opportunities were utilized by unmarried personnel. One senior officer who knew said that was a hard 25X1P worker who rarely took leave except for M. supervisor in 25X1P Vietnam, who is now in Washington, said that was a uniquely consci- 25X1P entious person. Shortly after they arrived in Vietnam it became necessary to take a complete inventory of all supplies and equipment in connection with the change of the Vietnam Station from a Type II to a Type I installa- tion. nd others worked far into the night for an extended period on this project. had a very 25X1 busy schedule. Thus, while it was theoretically possible for employees to take leave in addition to FVT, as a practical matter it was virtually unheard of for conscientious employees like 25X1 12. also did not ask for an exception to HR- to permit 25X1 him to take more than 60 days between assignments upon his departure from Vietnam and thus use up some of his compensatory time. For one thing, the Station Directive quoted above expressly stated that unused compensatory time would not be certified for use upon departure from Vietnam. Moreover, although HR M is so worded as to allow for exceptions to the 60-day limitation on time between assignments, in practice these exceptions have been relatively rare. On the one hand, most receiving components plan their personnel assignment changes on the assumption that the 60-day limit 6 SECRET Approved For Release 2002/01/09 : CIA-RDP80B01086A000900090015-9 1A 1A 1A approved 2002/01/09: CIA-RDP80B01Q000900090015-9 .eiease 5f 00-L, will be observed. Thus, if a returning employee has a job waiting for him, the receiving office wants him there by a specified date. On the other hand, many employees find it impractical, from the point of view of cost or for other personal reasons, to take all the leave they have accrued. The experience of the Office of Logistics has been consistent with this pattern. We were informed that Logistics tries to make it possible for its personnel to take up to 60 days if they so desire, but that additional leave beyond this amount normally is approved only for personal emergencies or other compelling reasons. 3.3. Summing up case, we find that (a) he was required by Vietnam Station Directives to work many hours of overtime, (b) he was prevented from taking compensatory time off because of the press of his duties, and (c) he was denied either payment or use of the overtime upon departure from Vietnam by the Station Directive. We asked the Office of General Counsel to comment on the legal validity of the Station's regula- tion concerning overtime. OGC stated that the Station Directive in question was: "basically inconsistent with Headquarters Regulations and 'which, in effect, authorized the Chief of Station to certify unused compensatory time when the employee, because of press of duties, had been unable to use his compensatory time. Consequently, it is the view of the Office of General Counsel that if, in fact, the individual was prevented from using his compensatory time, under the regulations the Chief of Station was required to certify such amount for payment. Therefore, if we were required to give a formal ruling, the holding would be that documented unused compensatory time which the employee was unable to use is properly payable despite the Chief of Station's failure to certify." 14+. Headquarters established a new overtime policy for Vietnam in 1968. This policy, which introduced the use of premium pay for many employees in lieu of overtime, was communicated to the nation by dis- patch (--13651), dated 19 December 1968. As a result of the new policy, the Station Directive in question was modified. 25X1 Approved For Release 2002/01/c ' DP80B01086A000900090015-9 1A X1A Approved Fo elease 2002/01/09: CIA-RDP80B0l A000900090015-9 15. Another feature of the Agency's overtime policy that is at issue here is the so--called eight--hour rule. This policy, which is enunciated in HRM and distinguishes between work which is "accu- rately measurable for compensation purposes," and work which "requires the exercise of executive and professional skills." During the period we are concerned with here, grades GS-10 and below were considered to fall in the. first category, while grades G5--11 and above were regarded as being in the second. The policy provided that any individual in the second category (GS--11 and above) who performed directed overtime could be authorized pay- ment for the overtime (or compensatory time off) only for hours of duty in excess of 48 hours in any one week. At the same time the regulation provided that any individual directed to work on seven or more consecutive days could be paid overtime (or given time off) for the work performed on Saturday and Sunday. The regulation was not explicit on whether an individ- ual who worked overtime during the week and on Saturday and Sunday must forfeit eight hours of overtime before being paid for the overtime or given compensatory time off. The Vietnam Station interpreted it as requiring the forfeiture of the first eight hours of overtime in any week. The Personnel Certification Forms, on which compensatory overtime was recorded in Vietnam, carried a routine 32-hour deduction for each four-week period. A total of 640 hours were deducted from overtime under this policy. includes this overtime in his claim. 16. The Agency's overtime policy is admittedly at variance with Federal legislation. The Office of General Counsel has taken the position that the Agency is exempt from this legislation, but has pointed out from time to time that a judicial review of the question might end up with a different conclusion. As a matter of policy, however, the Agency has to date decided to accept the risks of an overtime policy which was at variance with that prescribed by law. This decision has been reviewed on more than one occasion in recent years and reaffirmed. 25X1 Approved For Release 2002/01/( i I DP80B01086A000900090015-9 Approved Fors elease 2002/01/09 : CIA-RDP80B010$A000900090015-9 17. Without raising the general question concerning the eight-hour rule, we believe the Vietnam Station incorrectly interpreted the reiula- tions concerning it as it applied to Vietnam. It seems illogical to state explicitly that there was more work to be done in Vietnam than could be done -- which was, in effeet, what the Station Directives said, --- order everybody to work a seven-day week, and then ask employees above a certain grade to donate eight hours of overtime per week. It would seem more reasonable to interpret the provision of (that indi- viduals of grade GS-11 and above who were directed to work on seven consecutive days would be paid for Saturday and Sunday work) as meaning that they could also be paid for all other overtime work performed during that week. (Note: A provision was incorporated in the 1970 revision of HR making it clear that the eight-hour deduction is not required where a seven-day week is involved.) In case, the records show that he actually worked all but six Sundays while he was in Vietnam and that he worked overtime during the week in all of those weeks. 18. This is not the first claim for payment of overtime that we have had from Vietnam. a. in June 1968 a former 08.12 level contract employee, presented a claim for overtime performed in Vietnam from May 1966 to Hey 1968, indicating in his letter that he intended to press his claim with legal action if necessary. This claim was re-, ferred by FE to the Office of General Counsel for opinion. When the OGC held that Vietnam Station was in conflict with Agency regulations and that Kissel had been improperly denied payment or use of his compensatory time, the Executive Director-Comptroller approved -claim for payment. In the discussion following approval o claim, Colonel White asserted that other claims of this kind would be considered on a case-by-case basis when submitted by the individual concerned and that we would pay a claim only if we Approved For Release 2002/01/0 L ikDP80B01086A000900090015-9 1A 1A K1 A K1 A K1 A Approved F elease 2002/01/09: CIA-RDP80B01 A000900090015-9 1 41 cat-A_ were able to verify the data submitted by the claimant. When it was pointed out that we might receive claims in the future from staff employees, Colonel White indicated that a very tough line would be followed with respect to staff employees. This led to a discussion of the eight-hour rule, during which Colonel White emphasized that he did not want to see a return to the practice of paying overtime to people who might come to work a bit early, stay a bit late and take an ample lunch period. He said he would rather seek special legislation than change our policy. b. In December 1969, , also a former contract employee, presented a claim for percent of compensatory overtime earned in Vietnam from July 1966 to march 1968, and from January to December 1969. This claim was rejected by FE Division, after which -ppealed to the Inspector General. The case was re- ferred by this office to SSA/DDS for review. After discussions involving the SSA/DDE, the Assistant DDS, the Office of General Counsel, and the Office of Finance, it was decided that the initial response to should be to approve his claim for the overtime performed during 1969 but to deny the part pertaining to 1966-68 on the grounds that payment was not authorized by Agency regulations. was advised accordingly by the Director of Personnel, and to date he has not pressed his claim further. During the discus- sions on this case it was noted that Colonel White's instructions on claims for overtime prior to 1969 were to examine each one very carefully and pay as few as possible in order not to open up Pan- dora's box and flood the Agency with old claims for overtime. a. In April 1971 a GS-13 staff employee, submitted a claim for payment of 381 hours of unused compensatory time earned in Vietnam from March 1967 to December 1968. He filed in support of his claim a certification, which had been forwarded to Hieadquarteers in January 1971 by the then Chief of Station, that was not afforded the opportunity to use his accrued compensatory 25X1P Approved For Release 2002/01/09 T I I.P80B01086A000900090015-9 Approved Fo`Release 2002/01/09 : CIA-RDP80BO1086A000900090015-9 EGRET 0 time prior to his departure from the Station. Despite this state- went, and the necessary documentation establishing the coaupensaatory time balauces,_vas informed orally by the then SSA/DDS that payment of his claim was not authorized. - said he vas prepared 25X1 to accept the word of the SSA/, and did not pursue his claim further. d. We have also heard of other eases where employees have asked, either formally or informally, whether they could be reimbursed for unused compensatory time earned during assignment to Vietnam and upon being told by support personnel either in Vietnam or in Headquarters that reimbursement for service prior to 1969 could not be authorized, have not pursued their claims. A rough estimate recently made at Headquarters, based on records forwarded by the Vietnam Station, iudi-- cate there are approximately 40,000 hours of compensatory overtime earned prior to January 1969 still outstanding. It is not known at the moment how much of this could be fully documented or how many claims might be presented if the decision were taken to consider such claims. 19. Despite the possible implications of such a decision, I believe the Agency has no alternative but to honor claim. I be- 25X1 lieve the Vietnam Station erred in requiring- to forfeit his unused 25X1 compensatory time upon departure from Vietnam. Since was 25X1 never given the opportunity to use this compensatory time, be should be paid for it It is recommended; a. That you authorize and direct the Director of Finance to pay for all properly certified unused compensatory overtime that he performed in Vietnam. b. That you advise by letter of your decision. A suggested draft of this letter is attached. .(Signed). William V. Bros William V. Bros Attachment InaDector General X 1 A t Propo sed Letter to Approved For Release 2002/01/09~E~R- P80B01086A000900090015-9 1A Your claim for payment for unused compensatory overtime that you accumulated during your assignment to Vietnam from 1966 to 1968 has been investigated by the Inspector General. As a result of my review of the findings and recommendations of the Inspector General, I have decided that you are entitled to payment for property approved overtime performed in Vietnam which you were unable to use as compensatory time off. I have accordingly instructed the pepper authorities to contact you, in order to advise you of what additional information may be required from you to properly document your claim. You should hear from them soon. Sincerely. Richard Halms Director cc: Office of Finance Office of Personnel Office of General Counsel OIG (9 May 1972) Distribution Orig. - Addressee 1 - Each as above 1 - O/DCI Chrono 1- ExecReg 2 - IG (one withheld) Approved For Release 2002/01/09 : CIA-RDP80BO1086A000900090015-9