LAW OF THE SEA COUNTRY STUDY AUSTRIA

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CIA-RDP79-01054A000100080001-2
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S
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27
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December 9, 2016
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February 26, 2001
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1
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May 1, 1974
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STUDY
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Approved For Release 2001/03/09 : CIA-RDP79-01054A000100080001-2 Secret No Foreign Dissent Law of the Sea Country Study Austria Secret BGI LOS 74-8 May 1974 Approved For Release 2001/03/09 : CIA-RDP79-01054A000100080001-2 Approved For Release 2001/03/09 : CIA-RDP79-01054A000100080001-2 NATIONAL SECURITY INFORMATION Unauthorized Disclosure Subject to Criminal Sanctions Classified by 019641 Exempt from general declassification schedule of E.O. 11652, exemption category: ? 5B(1), (2), and (3) Automatically declassified on: Date Impossible to Determine Approved For Release 2001/03/09 : CIA-RDP79-01054A000100080001-2 Approved For Release 2001/03/09 : CIA-RDP79-01054A000100080001-2 SECRET NO FOREIGN DISSEM The Law of the Sea Country Studies are prepared to support the NSC Interagency Task Force on the Law of the Sea. The countries to be included in the series are selected on the basis of priorities suggested by the chairman of the Task Force. Each study has two parts. Part I is an analysis of the primary geographic, economic, and political factors that might influence the country's law of the sea policy, the public and private expressions of that policy, and a brief biography of the key personalities involved. Part II provides basic data and information bearing on law of the sea matters. This study was prepared by the office of Basic and Geographic Intelligence. Biographic support was provided by the Central Reference Service. The study was coordinated within the Directorate of Intelligence and with the Depart- ment of State. Comments and questions may be directed to the LOS Country Studies Working Group, Code 143, Extension 2257. Approved For Release 2001 /0 j9 ,o 9-PRgs7 ,j 01054A000100080001-2 Approved For Release 2001/03/09 : CIA-RDP79-01054A000100080001-2 SECRET NO FOREIGN DISSEM CONTENTS Part I - Law of the Sea Analysis Summary . . . . . . . .. . . . . . . . . . . . . . . . . . . . 1 1 Factors Influencing Policy . . . . . . . . . . . . . . . . . . . 1 Law of the Sea Policy . 8 , . . Ke Polic Makers, LOS Negotiators and Advisors . : . : . . . . 11 Part II - Background Information Basic Data . . . . . . . . . . . . . . . . . . . . . . . . . . . 116 7 Conventions . . . . . Membership in Organizations related to LOS Interests. . . . . . 17 Action on Significant UN Resolutions . . . . . . . . . . . . . . 18 Draft articles submitted by Austria to the Seabed Committee Maps: Regional map Theoretical Division of the World Seabed Approved For Release 2001//0o3/0oO -RDPM79-01054A000100080001-2 Approved For Release 2001/03/09 : CIA-RDP79-01054A000100080001-2 SECRET NO FOREIGN DISSEM Part I - Law of the Sea Analysis As a landlocked country with an industrial economy, Austria can anticipate little direct economic gain from the resolution of the Law of the Sea (LOS) issues. Austria's only opportunity to share in the "heritage of mankind" is through revenue from the international area. If, as has been proposed, these revenues are divided on the basis of need, Austria's share will be very small. Austria has no fishing fleet, navy, or marine-oriented industries that would stand to gain or lose by,the results of the Conference. It has acquired a small maritime commercial fleet. The country has access to the sea through well-established transit rights across neighboring coastal states. However, unreasonable demands of coastal states and/or developing states could result in increased costs to Austrians for products of the sea and marine transport. The LOS negotiations offer Austria opportunities to be a spokes- man for the landlocked and shelf-locked countries; to improve its status as an intermediary between large political blocs; and, if the Conference is concluded successfully in Vienna, to enhance the image of Austria as a site for international conferences. B. FACTORS INFLUENCING LOS POLICY Special Geographic Features Small mountainous Austria lacks the economic advantage of direct access to the sea, and its landlocked location is disadvantageous in most LOS matters. This central European country is heavily dependent upon its ground and air transportation network to provide important international links. The railroad system permits through service between northern and southern Europe and between western Europe and the Balkans; the highways connect with all neighboring countries. The Danube provides an important route for the movement of bulk commodities. Sixty-four maritime vessels fly the Austrian flag and operate out of Hamburg and Bremen, West Germany; Trieste, Italy; and Rijeka, Yugoslavia. SECRET NO FOREIGN DISSEM Approved For Release 2001/03/09 : CIA-RDP79-01054A000100080001-2 Approved For Release 2001/03/09 : CIA-RDP79-01054A000100080001-2 SECRET Uses of the Sea As a landlocked country, Austria depends upon imports for its sea- products requirements. Imports of fish and fish products more than doubled between 1958 and 1968 (from 30,000 to 69,000 metric tons), primarily because of the increasing use of fishmeal as animal feed. Per capita consumption of fish, at less than 4 kilograms per year, is among the lowest in western Europe. Austria has interests in oceanography, maintaining several marine stations along the Adriatic coast and participating in various marine expeditions, which concentrate on marine biology. Because of a lack of government interest most of the support for oceanography has been at the university level. Austria is a member of the Intergovernmental Oceanographic Commission and has cooperated closely with Yugoslavia, Italy, and West Germany in marine biological research. Austria must also depend upon other states to provide its marine transport requirements and has established satisfactory arrangements for overland transit across neighboring coastal states. Austria imports small quantities of each of the metals that are the major components of manganese nodules. Much of the post-World War II period has been marked by coalition governments and a spirit of pragmatic compromise. The highly literate and politically aware population has regarded compromise as insurance against a revival of traditional ideological rivalries. There is an attitude of skepticism and indifference toward extremists' appeals from any source. The Austrian State Treaty of 1955 imposed an obligation to maintain a permanent neutrality. Austria belongs to no military alliance and is a strong proponent of general disarmament under effective inter- national control. Austria's attitude toward the LOS issues stems from its active search for a role as peacemaker, as well as from a foreign policy that emphasizes international organizations. Austria has aspirations to become the world center for conferences on the codification of international law. It has demonstrated its interest in matters relating to the law of the sea by its active participation in the work of the Seabed Committee and by the offer of Vienna as the site for a conference in 1975. Austria's economy has sustained a growth rate roughly comparable to that of West Germany. Its per capita GNP in 1972 -- $2,750 -- was somewhat below the average for the European member countries of the SECRET Approved For Release 2001/03/09 : CIA-RDP79-01054A000100080001-2 Approved For Release 2001/03/09 : CIA-RDP79-01054A000100080001-2 SECRET Organization for Economic Cooperation and Development but was almost three times the 1950 Austrian level. This progress has been facili- tated by the liberalization of international trade. Although agriculture is important to the economy, Austria is pri- marily an industrial country. The highly diversified manufacturing sector contains relatively few very large, technologically advanced production units, but these few account for the major share of industrial output, exports, and employment. Austria has a sizable foreign aid program that includes cooperation with countries of East and West Europe in joint projects in less- developed parts of the world. About one-fifth of the total foreign aid expenditures are represented by contributions to international organizations, including agencies of the United Nations, the Inter- national Bank for Reconstruction and Development, and the International Development Agency. C. LAW OF THE SEA POLICY Territorial Seas There has been no need for specific legislation on the limits of territorial seas or fishing zones in landlocked Austria, but, because it desires the largest possible international area, Austria favors a narrow territorial sea. The maximum acceptable width is 12 nautical miles. Austria has expressed reservations about unilateral extensions beyond that limit. Austria opposes restrictions on navigation through territorial seas and straits, but there are indications that it leans more toward the draft articles on innocent passage submitted in March 1973 by Cyprus and seven other countries than to the free transit proposals of the United States. Continental Shelf As late as August 1969 Austria is reported to have believed that the sovereignty of coastal states should extend only to the conti- nental shelf. Austrian officials thought it improbable that the limits set by the Continental Shelf Convention would, as a result of technical breakthroughs, require extension at an early date. At the same time it reportedly considered that utilization of the continental shelf should be limited to activities on the seabed. It favored limiting coastal states' rights on the continental shelf to a narrow zone so that more resources on the seabed would be accessible to Austrian companies if they wished to operate worldwide under some international regime. SECRET Approved For Release 2001/03/09 : CIA-RDP79-01054A000100080001-2 Approved For Release 2001/03/09 : CIA-RDP79-01054A000100080001-2 SECRET In accordance with Austria's basic policy on disarmament, the government favors all arms control measures, and it has ratified the Seabed Arms Limitation Treaty and Nuclear Test Ban Treaty. Coastal State Jurisdiction Beyond the Territorial Sea Austria has no essential interests involved in national juris- dictions beyond the territorial sea, but it opposes economic zone and patrimonial sea claims because they will reduce revenue from the international zone. Austrian officials consider proposals such as those put forth by Canada, Australia, and Norway to be excessively broad. Austria favors clearcut, narrow limits of coastal state jurisdiction, defined by distance criteria, that should in no case exceed the 200-meter isobath. Although Austria recognizes the 40-mile limits of the 1971 Working Paper of the landlocked and shelf-locked states (LL/SL) as unattainable, the Austrian delegation would be reluctant to accept a 200-mile limit. They feel this would leave within the jurisdiction of the International Regime too small an area with reasonable possibilities of exploitation. The government would like immediate resolution of this issue, as it is feared delays would favor those who prefer wider coastal state jurisdiction. Austria told the Working Group of Subcommittee II that the rights of the landlocked and shelf-locked states in the coastal zone must be contained in an agreement that spells out these rights in detail. The Austrians believe that the concept of regional accommodation holds promise for satisfying their needs if worked out on the basis of international rules and standards. The position of the LL/SL States on coastal state jurisdiction beyond the territorial sea as defined in their Draft Articles of July 1973 (see Annex) is a marked modification of the position in their August 1971 Working Paper (see Annex), both of which Austria cosponsored. Both documents recognize the right of the coastal state to establish a zone in which it has both jurisdiction and the right to explore and exploit all living and nonliving resources. The 1971 paper limited the width of this zone to 40 miles; however, it also required coastal state consent for seabed exploitation in the adjoining 40-mile-wide belt of the international area. The 1973 document, in recognition of the negotiating positions developed in the meantime, did not specify a width for the coastal state priority zone nor did it mention coastal state consent in any part of the international area. The right of exploitation of living resources in the coastal state priority zone changed from an exclusive right of the coastal state to one in which the landlocked states would share on an equal and non- discriminatory basis. Also the 1973 Draft Articles would permit other SECRET Approved For Release 2001/03/09 : CIA-RDP79-01054A000100080001-2 Approved For Release 2001/03/09 : CIA-RDP79-01054A000100080001-2 states to share the portion of the maximum allowable yield not uti- lized by the coastal state and its landlocked neighbors, subject only to payments to and regulations of the coastal state. Rights to the exploitation of the living resources would be qualified, however, by the requirement to pay a percentage of the revenue from this activity to the International Authority if the coastal state is a developed state. The draft articles made no claim for rights of LL/SL States to explore or exploit nonliving resources in the priority zone. All coastal states, however, must contribute part of the revenues from exploitation of nonliving resources within their priority zone to the International Authority. The rates depend upon whether the state is developed or developing and whether the exploitation site is within or beyond 40 miles of the territorial sea. The 1971 Working Paper of the LL/SL States specified that the International Authority shall recommend for landlocked licensees arrangements that would facilitate communication between the land- locked state and the area under.license for purposes of storing, processing, and marketing mineral products. It was obviously the intent that in such a case, international jurisdiction would take precedence over coastal state jurisdiction. The LL/SL Draft Articles on Resource Jurisdiction of Coastal States beyond the Territorial Sea contained an article requiring compulsory settlement of disputes. Since Austria cosponsored the articles, Austria would presumably support compulsory settlement in other situations. Although Austria has only a peripheral interest in offshore fisheries, Mr. Robert Marschik, now Consul General in New York, said in June 1972 that the Legal Division of the Foreign Ministry was reviewing the U.S. fisheries proposal. He said that an Austrian position on fisheries would be developed and transmitted to the United States. There is no documentary evidence of this position. Deep Seabed The 1971 Working Paper described the limits of the international area as comprising all of the seabed outside the area of the terri- torial sea (maximum breadth 12 nautical miles, from baselines) and beyond the adjacent coastal state economic zone (seaward limit of 200 meters or 40 miles beyond the territorial sea). Within the international area adjoining the coastal state economic zone, the 1971 Working Paper established a 40-mile-wide coastal state priority SECRET Approved For Release 2001/03/09 : CIA-RDP79-01054A000100080001-2 Approved For Release 2001/03/09 : CIA-RDP79-01054A000100080001-2 zone. The International Authority would neither explore directly nor license exploration and exploitation in this zone without consent of the coastal state. In July 1971 Austrian delegate Prohaska interpreted for Sub- committee I the deep seabed issues Austria considered most important: 1) An economically meaningful international area, preferably with narrow limits of national juris- diction -- defined by distance criteria (in this case, 100 miles) and not exceeding the 200 meter isobath, that controls not only a substantial part of the deep seabed but a sizable part of the continental margin as well. A trusteeship zone, a distinctly second choice, was recognized as possi- bly the only politically acceptable compromise at the time, and was again endorsed in the summer of 1973. 2) The powers and functions of the international seabed machinery should be exercised so as to guarantee satisfaction of LL/SL interests. 3) Adequate representation on the executive organ of the international machinery. Representation at the same ratio as LL/SL are to total UN membership would require 1/3 to 1/4 of the executive organ to be landlocked and shelf-locked representatives. The 1971 LL/SL Working Paper said that representatives should be equally distributed between coastal states and noncoastal states and within each of these groups there should be adequate representation of developing states. The Austrian delegation has discussed this subject only in the most general terms, saying that the machinery should be given sufficient powers to guarantee the faithful implementation of what was stipu- lated in the treaty. The executive organ would be responsible for seeing that the principle of common heritage was not rendered meaningless. The 1971 Working Paper provided that the International Authority should have the power to explore, exploit, and market -- either directly or by licensing --, to encourage participation of developing countries in these activities, and to recommend arrangements for landlocked licensees that would facilitate communication, storage, processing, and marketing of mineral resources. The authority would avoid, or compensate for, adverse effects of exploitation in the international area, contribute revenues, and distribute benefits equitably on the basis of need. Approved For Release 2001/bW: CIA-RDP79-01054A000100080001-2 Approved For Release 2001/03/09 : CIA-RDP79-01054A000100080001-2 Austria is apparently satisfied with its current arrangements for access to the sea. It is not a major shipping or fishing state. The primary interest of Austria is to protect its right of inheri- tance in the sea. As a landlocked country it considers the most significant task of the LOS Conference to be the establishment of an equitable international regime -- including the international machi- nery, the delimitation of the area to which the regime is to apply, and the provisions for sharing the revenues from resources. Almost certainly, however, Austria has no expectation of immediate gains through exploitation of seabed resources. Although there has been some mention of Austrian companies actually participating in the exploita- tion, this seems unlikely. Nevertheless, Austrian delegates have spoken about the necessity for LL/SL participation in the Inter- national Authority on the basis of representation proportional to their membership in the United Nations. Officials see the need to develop techniques to stop both land- based and vessel-source pollution of the seas, and to prevent pollution during mineral exploitation of the seabed. Austria believes that vessel-source pollution should be dealt with by IMCO rather than LOS, and that land-based sources of pollution should be controlled by an international system with regional centers. Austria ratified the Nuclear Test Ban Treaty in July 1964 and the Seabed Arms Control Treaty in August 1972. In accordance with its basic policy on disarmament, Austria favors all measures that might lead to general disarmament under effective international control, and it may favor proposals that limit uses of the sea to those with peaceful purposes. Within the landlocked/shelf-locked group, Austria is a moderating influence. It is neither as demanding nor as passive as some other members of the group; it has not espoused extreme positions on any of the important LOS issues. The Austrian Government would like to achieve a settlement in Caracas on all matters on which a consensus can be achieved and hold over the remaining items for discussion at a subsequent meeting in SECRET Approved For Release 2001/03/09 : CIA-RDP79-01054A000100080001-2 Approved For Release 2001/03/09 : CIA-RDP79-01054A000100080001-2 Vienna. Resolution of the final issues in Vienna would further Austrian aspirations to become the principal site of conferences dealing with international law. D. KEY POLICY MAKERS, LOS NEGOTIATORS AND ADVISORS The Austrian Federal Government is parliamentary in form with effective political power held by the Chancellor, his Cabinet, and the legislature -- the National Council. Most responsibility for LOS matters lies in the Ministry of Foreign Affairs, particularly in the Legal Department, the International Organization Affairs Division, and the International Law Department. The Chancellor, Austrian Socialist Party leader Bruno Kreisky, is the head of government, but must have the support of the National Council to carry out his programs. The smooth relationship in the last several years can be attributed to Kreisky's leadership and the fact that the Council is under Socialist control. Peter Jankowitsch, the Austrian Permanent Representative to the United Nations and confidant of Krei s ky, has enjoyed considerable autonomy in decisionmaking with regard to Austrian positions on UN issues. The Austrian Government has announced that the LOS delegation will include the following: Dr. Franz Weidinger, Chief of Delegation; Dr. Helmut Tuerk, Office for International Law, Foreign Ministry; Dr. Gerhard Hafner, Assistant Professor, International Law Institute, University of Vienna; and Ms. Leonore B. Emich, member of the Austrian Permanent Mission to the UN. Other Austrian leaders who attended one or more of the preparatory sessions for the Third UN Conference on LOS or the orgnaizational session of the Conference are as follows: Name and title (as they appear Seabed Committee Session in the UN listing) Jul Feb Jul Mar Jul Mar Aug Mar Aug Apr Aug 71 71 72 72 73 73 Mr. Walther BACKES Envoy Extraordinary and Minister Plenipotentiary Director Federal Ministry for Foreign Affairs Ms. Helga BIDMON Secretary of Embassy Permanent Mission to the UN Conf . Dec 73 X X X X X Org. SECRET Approved For Release 2001/03/09 : CIA-RDP79-01054A000100080001-2 Approved For Release 2001/03/09 : CIA-RDP79-01054A000100080001-2 Name and Title Mr. Alexander CHRISTIANI First Secretary Permanent Mission to the UN *Ms. Leonore B. EMICH First Secretary Permanent Mission to the UN Mr. Heinrich GLEISSNER Envoy Extraordinary and Minister Plenipotentiary Federal Ministry for Foreign Affairs *Mr. Gerhard HAFNER Assistant Professor University of Vienna *H.E. Mr. Peter JANKOWITSCH `r- Ambassador Extraordinary and Plenipotentiary Permanent Representative to the UN Mr. Herbert KROELL Federal Ministry for Foreign Affairs *Mr. Paul LEIFER Counsellor Federal Ministry for Foreign Affairs Mr. Robert MARSCHIK Counsellor Federal Ministry for Foreign Affairs (now consul general in New York) Mr. Felix MIKL Secretary of Embassy Permanent Mission to the UN 25X1 B Seabe d Committee Session Org. Mar 71 Ju Aug 71 Feb Mar 72 Jul Aug 72 Mar Apr 73 Jul Aug 73 Conf. Dec 73 X X X X X X -- -- - - - X T X X X X X X X X X X X SECRET Approved For Release 2001/03/09 : CIA-RDP79-01054A000100080001-2 Approved For Release 2001/03/09 : CIA-RDP79-01054A000100080001-2 25X1 B Name and Title Mr. Anton PROHASKA Permanent Mission to the UN Mr. Helmut TUERK First Secretary Federal Ministry for Foreign Affairs *Mr. Franz WEIDINGER Minister Plenipotentiary Federal Ministry for Foreign Affai rs Head of the Austrian delegation to the Seabed Committee Summer 1973 Mar 71 Jul Aug 71 Feb Mar 72 Jul Aug 72 Mar Apr 73 Aug 73 . Conf. Dec 73 X x X X Seabed Committee Session Org . SECRET Approved For Release 2001/03/09 : CIA-RDP79-01054A000100080001-2 25X6 Approved For Release 2001/03/09 : CIA-RDP79-01054A000100080001-2 Next 4 Page(s) In Document Exempt Approved For Release 2001/03/09 : CIA-RDP79-01054A000100080001-2 Approved For Release 2001/03/09 : CIA-RDP79-01054A000100080001-2 SECRET Part II - Background Information Geography World region: Western Europe and Canada Category: Landlocked Bordering states: Federal Republic of Germany, Czechoslovakia, Hungary, Yugoslavia, Italy, Switzerland, Liechtenstein Land: 32,374 sq. mi. Population: 7,474,000 (as of mid-1972) Industry and Trade GNP: $20.5 billion, $2,750 per capita (1972) Major industries: foods, iron and steel, machinery, textiles, chemi- cals, electrical equipment, paper and pulp Exports: $3.88 billion (f.o.b., 1972); iron and steel products, machinery and equipment, lumber, textiles and clothing, paper products, chemicals Imports: $5.22 billion (c.i.f., 1972); machinery and equipment, chemicals, textiles, coal, petroleum, foodstuffs Major trade partners: Federal Republic of Germany 34%, Italy 8%, Switzerland 9%, United Kingdom 7%, United States 4%; EC 50%; EFTA 22%; Communist countries 10% (1972) Merchant marine: total 64 ships -- 19 ships (17 cargo and 2 bulk) over 1,000 GRT, totaling 75,000 GRT Petroleum: production - 17.4 million 42-gal. bbl. (2.5 million metric tons) onshore (1971); proved recoverable reserves - 185 million 42-gal. bbl. (27 million metric tons) onshore (1970) Natural gas: production - 67.1 billion cubic feet (1.9 billion cubic meters) onshore (1971); proved recoverable reserves - 550 billion cubic feet (16 billion cubic meters) onshore (1970) Other investments: the nationalized Austrian oil administration (OEMV) holds 49 percent participation in an offshore license for 7,032 sq. km. in the Gulf of Hammamet, Tunisia; ELF/ERAP, France, holds the other 51 percent SECRET Approved For Release 2001/03/09 : CIA-RDP79-01054A000100080001-2 Approved For Release 2001/03/09 : CIA-RDP79-01054A000100080001-2 SECRET Multilateral Conventions Treaty Banning Nuclear Weapons Tests in the Atmosphere, in Outer Space, and Under Water. Date of deposit of the instrument of acceptance - July 17, 1964. Treaty on the Prohibition of the Emplacement of Nuclear Weapons and Other Weapons of Mass Destruction on the Seabed and the Ocean Floor and in the Subsoil Thereof. Date of deposit of the instrument of acceptance - August 10, 1972. Membership in Organizations Related to LOS Interests C of E . . . . . . . . . . . . Council of Europe ECE . . . . . . . . . . . . . . Economic Commission for Europe EFTA . . . . . . . . . . . . . Europe Free Trade Association IAEA . . . . . . . . . . . . . International Atomic Engergy Agency ICAO . . . . . . . . . . . . . International Civil Aviation Organization OECD . . . . . . . . . . . . . Organization for Economic Cooperation and Development Seabed Committee . . . . . . . United Nations Committee on the Peaceful Uses of the Seabed and Ocean Floor Beyond the Limits of National Jurisdiction UN . . . . . . . . . . . . . . United Nations UNESCO . . . . . . . . . . . . United Nations Educational, Scientific, and Cultural Organization WHO . . . . . . . . . . . . . . World Health Organization 17 SECRET Approved For Release 2001/03/09 : CIA-RDP79-01054A000100080001-2 Approved For Release 2001/03/09 : CIA-RDP79-01054A000100080001-2 SECRET Action on Significant UN Resolutions Moratorium Resolution (A/RES/2574 D, XXIV, 12/15/69) Pending establishment of international regime, States and persons are bound to refrain from exploiting resources of or laying claim to any part of the seabed and ocean floor beyond the limits of national jurisdiction. LOS Conference (A/RES/2750 C, XXV, 12/17/70) Convene in 1973 a Conference on Law of the Sea to deal with establishment of international regime for the seabed and ocean floor, and enlarge Seabed Committee by 44 members and instruct it to prepare for the conference draft treaty articles embodying international regime. Agai nst LOS Conference, Timing and Site Adopted w/o vote (A/RES/3029 A, XXVII, 12/18/72) Indian Ocean as a Zone of Peace (A/RES/2992, XXVII, 12/15/72) Called upon littoral and hinterland states of Indian Ocean area, permanent members of the Security Council and other major maritime users of Indian Ocean to support concept that Indian Ocean should be zone of peace. Landlocked/Shelf-Locked Study Resolution (A/RES/3029 B, XXVII, 12/18/72) Called for study of extent and economic signifi- cance in terms of resources, of international area resulting from each proposal of limits of national jurisdiction presented to Seabed Committee. Peruvian Coastal State Study Resolution (A/RES/3029 C, XXVII, 12/18/72) Called for study of potential economic signifi- cance for riparian states, in terms of resources, of each of the proposals on limits of national jurisdiction presented to Seabed Committee. Permanent Sovereignty over Natural Resources Abstain (A/RES/3016 XXVII, 12/18/72) Reaffirmed right of states to permanent sovereignty over all their natural resources, wherever found. 18 SECRET Approved For Release 2001/03/09 : CIA-RDP79-01054A000100080001-2 Approved For Release 2001/03/09 : CIA-RDP79-01054A000100080001-2 UNITED NATIONS GL?^ RLL GENERAL AS EMBLY CO?4?iITTEE CL Tiy PMC Ft L USES OF TILE' Sys QED AND TP OCEAII FLOOR BEYOND TFIi LIMITS' CF NATIo rkL JURISDICTION A/AC.138/55 19 August 1971 ORIGINAL: F GLISii Dual Distribution Prei imirary working-paper subrai?tted_by Afghanistan, Mstr..a. .Belgium, Huns-,arY Nepal, Netherlands and Siz ?_pore Introduction: The present worcing--paper contains suggestions with respect to a number of specific matters to be regulated, inter alia, in an International Sea-bed Convention. I. Limits and status of the international area: A. The international area shall comprise all sea-bed and subsoil outside the area of the territorial sea (the maximum breadth of which is 12 miles measured from the base-lips) and beyond the submarine areas adjacent to the coasts of States. For the purpose of this article submarine areas are considered to be adjacent to the coast of a particular State if - either their depth does not exceed 200 metres, - or they underly a belt of sea. the bread~h of which is 40 rriles measured from the base-line of the territorial sea, according to the choice between the two methods of delimitation to be made by that particular State at the moment of ratification. The choice shall be final and the method of delimitation chosen shall apply to the trhole o' the coastline of that particular State. B. In the international area all powers relating to the exploration and exploitation of its mineral resources are exercised either by or on behalf of the International Authority. "On behalf of the International Authority" means that (a) any State powers within the international area are based on and defined in a licence given by the International Authority and (b) are exercised under supervision..of the Int,ernati ,,,ul? .l.utharity,, chile (c) disputes relating to GE.71-17862 Approved For Release 2001/03/09 : CIA-RDP79-01054A000100080001-2 Approved For Release 2001/03/09 : CIA-RDP79-01054A000100080001-2 0_2 thcs UI:C"_s c...2 to be Settleu by an ii;P)a.i'tia 1 tri )Lana at t'_,e request of and" i:lei!1er Stato or the International Lutlio,:?ity. 0. ?Ifitliin the interr:a.tional area... pelt of sea-'bed and subsoil contigzons to the adjacent sub:.1ca'ine area as detcrmince, in accordance with paragraph k above, and ma.vin a breadth of Z.0 miles r,:ee.uared. from, the outer lir:tit of such adjacent sr:om,,atine area, sh 11 constitute the "coastal State priority zone t. In.this zone the International Luthority caimot either explore and exploit di:ectly (see point III below) or license exploration and e, ,oloitation by a State, without consent of the coastal State. I1. Representation I.ie:ber States to be divided into two categories, Cate?ory A consists of pritiari'ly coastal States; category B of primarily non-coastal States. E2.ch memioer State shall indicate at the mornant of ratification to which category it belongs. In any organ of the International Authority, in which not all States n:e*-1bers are represented (such ac the Council) there should be an eaual number of -representatives of category A and of category B. within each category developinE countries should be adequately represented. III. Powers of the International Luthority The LsscLbly r..a.y upon recormene.ation of the Council decide to establish e body char;.;ed with direct explo_ation, exploitation ape ;nar..eting, (includi.n;, the direct licensinL of a private or prblic enterprise, joint-ventures and service-contracts) of a s_scified part of the international area. V. Facilities for la.ndloc'_:ed States When the Council of the international Authority licenses a landloc'seO. State, a.ctin~, alone or together %rith another State, to exploit a. particular paxt of the international area. it shall - in accordance with the right of free access of land-locked countries to the sea - recommend arranger.?.ent;, bet;reen the landlocl:ed State and one or :'.:ore other meubcr States designsd to ensure effective freedom of communication between the lanOloc_:ed State and the area under licence; for the purpo:;e of explo'ation, exploitation, including storage end processing andMar'.eting of the nineral resources of that area. Approved For Release 2001/03/09 : CIA-RDP79-01054A000100080001-2 Approved For Release 2001/03/09 : CIA-RDP79-01054A000100080001-2 k/AC.1~3/5 page 3 J'~?r;ci,~1_ in Derr. ;ta cS i'.e re;io~?n tourer?.es the exe cis. of its -.)owers the International .;utherity shG.11 at all timer., take duly into accorsa t'sre nrirlary pur'~o:;e of ;promoting the devalopment of derelopin[, countries, inter alia by (a) avoidiri or compensating, Ahere necessary, po:,cible %kiverse effects of e:;.,p1oit tion of any part of the international ea:ea on such devalopr.ent (2) contributing an appropriate part of its revenues to such develo_or:ant, and. ('c) furtherin participation of developing countries in t.i- activities undertaken by it or or. its behalf. Sharin; of benefits shall be equitable and, in principle, related to need, ta?_in into consider .tion the stage of economic develoyment of each member State. Approved For Release 2001/03/09 : CIA-RDP79-01054A000100080001-2 Approved For Release 2001/03/09 : CIA-RDP79-01054A000100080001-2 UNITED NATIONS GENERAL ASSEMBLY C012II TTE E ON THE PEACEFu l USES OF THE SEA-BED JIM THE OCEAN FLOOR BEYOND TIM Lf?IITS OF NATIONAL JURISDICTION SUB-COMITTEE II Distr. L114ITED .A/AC.138/SC.II/L.39 16 July 1973 Original: ENGLISH DRAFT ARTICLES ON RESOURCE JURISDICTION OF COASTAL STATES BEYOND THE TERRITORIAL SEA proposed by the delegations of Afghanistan, Austria, Blur.,, Bolivia, Nepal. and Singapore (1) in the context of the discussions on the recognition of the jurisdiction of coastal States over the resources in a zone adjacent to their territorial sea, and (2) as a, formula attempting to accommodate the vital needs and major interests of all States, which does not necessarily reflect the final views of the sponsoring delegations. ARTICLE I (1) Coastal States shall have the right to establish, adjacent to the territorial sea, a ..... Zone which may not extend beyond ..... nautical miles from the baselines from which the breadth of the territorial sea is measured. (2) Coastal S-cates shall. have, subject to the provisions of Articles II and III, jurisdiction over the ..... Zone and the right to explore and exploit all living and non-living resources therein. ARTICLE II (1) Landlocked and coastal States which cannot or do not declare a ..... Zone pursuant to Article I (hereinafter referred to as the Disadvantaged States), as well as natural or juridical persons under their control, shall have the right to participate in the exploration and exploitation of the living resources of the ... .. Zone of neighbouring coastal States on an equal and non-discriminatory basis. For the purpose of facilitating the orderly development and the rational management and exploitation of the living resources of particular ..... Zones, the States concerned may decide upon appropriate arrangements to regulate the exploitation of the resources in that Zone. Approved For Release 2001/03/09 : CIA-RDP79-01054A000100080001-2 Approved For Release 2001/03/09 : CIA-RDP79-01054A000100080001-2 A/AE.138/SC.II/L.39 Pa6'e 2 (2) In the ..... Zone the coastal State may, annually reserve for itself and such other Dir.advantaZ d Stator, as coy be exercising the right under the .precedinZ7 paragraph, that part of the maximum allowable yield, as determined by the relevant international fisheries organization, which correvponds to the harvesting capacity and needs of these States. (3) States other than those referred to in paragraph 1 shall have the right to exploit that part of the remaining allowable yield subject to payments, to be determined under equitable conditions, and regulations laid down by the coastal States for the exploitation of the living resources of the ..... Zone. (4) Disadvantaged States shall not transfer the right conferred upon them in paragraph 1 to third.partie;. However, this provision shall not preclude the Disadvantaged States from entering into arrangements with third parties for the purpose of enabling them to develop viable fishing industries of their own. (5) A developed coastal State, which establishes a ..... Zone pursuant to Article I, paragraph 1, shall contributh .... per cent of its revenues " derived from the exploitation of the living resources in that Zone to the International Authority. Such contributions shall be distributed by the International Authority on the basis of equitable sharing criteria. (6) In exploiting the living resources the States referred to in paragraphs 1 and 3 of this Article shall observe the regulations and measures pertaining to management and conservation in the respective ..... Zone. ARTICLE III (1) A coastal State :shall make contributions to the International Authority out of the revonuea/ dorived from exploitation of the non-living resources of its ..... Zone in accordance with the following paragraph. (2) The rate of contribution :hall be .... per cent of the revenues from exploitation carried out within forty miles or 200 metros isobath of the ..... Zone, a The word "rcvonues" shall have to be defined. W It is understood that different rates should apply to developed and developing countries. Approved For Release 2001/03/09 : CIA-RDP79-01054A000100080001-2 Approved For Release 2001/03/09 : CIA-RDP79-01054A000100080001-2 h/LC.13o/x. II/L.',3 pa?e 3 thichevor limit the coastal State may choose to adopt, and..... per oont' of the rcvcnuos_from exploitation carried out beyond forty miles or 200 metros i:obath within the ..... Zone. (3) The International Authority shall distribute these contributions on the basis of equitable sharing criteria. ARTICLE IV 1 my dispute arising from the interpretation and application of the provisions of the foregoing lrticlos shall be subject to the procedures for the compulsory settlement of disputes provided for in the Convention. h/ It is understood that different rates should apply to developed and developing countries. Approved For Release 2001/03/09 : CIA-RDP79-01054A000100080001-2 Approved For Release 2001/03/09 : CIA-RDP79-01054A000100080001-2 Secret No Foreign Dissem Secret Approved For Release 2001/03/09 : CIA-RDP79-01054A000100080001-2