OMB CIRCULAR A-109, MAJOR SYSTEMS ACQUISITIONS

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Document Number (FOIA) /ESDN (CREST): 
CIA-RDP79-00498A000300070001-0
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RIPPUB
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K
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22
Document Creation Date: 
December 15, 2016
Document Release Date: 
September 12, 2002
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1
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Publication Date: 
October 5, 1976
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MF
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Approved For Release 2002/11/04: CIA-RDP MEMORANDUM FOR: Comptroller ST4-I FROM ? VIA SUBJECT File A0Q0300070001 -0 negisrj 5 OCT 1976 DD/A Registry - Chief, Procurement Management Staff, OL Director of Logistics OMB Circular A-109, Major Systems Acquisitions 1. By memorandum of 11 June 1976, which was forwarded through the Deputy Director for Administration, the Director of Logistics requested that your Office accept responsibility for implementation of the subject Office of Management and Budget (OMB) Circular. 2. This memorandum is written to forward a 28 September 1976 memorandum from OMB which advises of progress by various agencies toward meeting objectives of the subject directive, along with progress reports on agencies and a list of acquisi- tion executives. 3. The memorandum referred to in paragraph 2 is directly related to the subject Circular and therefore is referred to your Office for appropriate action. Atts cc: DD/A, wiattsv/ OLC, Watts OL 6 4953 Approved For Release 2002/11/04: CIA-RDP79-00498A000300070001-0 STAT STAT Approved For Release 2002/11/04: CIA-RDP79-00498A000300070001-0 Approved For Release 2002/11/04: CIA-RDP79-00498A000300070001-0 roved Ri-%iaa6Rig. e1A-Fibi9F26.1briVCC6i00070001-0 OFFICE OF MANAGEMENT AND BUDGET OFFICE OF FEDERAL PROCUREMENT POLICY WASHINGTON, D.C. 20503 MEMORANDUM FOR THE ATTACHED ADDRESSES SEP 28 1976 SUBJECT: OMB Circular No. A-109, Major Systems Acquisitions On August 26, 1976, the Subcommittee on Federal Spending Practices, Efficiency and Open Government of the Senate Committee on Government Operations held hearings concerning the implementation of A-109. These hearings were very helpful in focusing attention to the many issues involved in the development of the agencies time-phased action plans. As we have discussed in the past, the following items may be useful as a check for the adequacy of your time-phased action plan to be submitted by October 5, 1976: O Designation of acquisition executive. O Definition of major systems including cost threshold(s) and other criteria for major systems. O Schedule for identification and definition of mission areas and the process for gaining agency head approval of mission needs. O Identification and scheduling of agency implementing policy directives, regulations, and guidelines. O Scheduling of component implementing policy directives, regulations, and guidelines. ? O Procedures for assignment of program managers and development of charters. 0 0 O Date policies will be operative; e.g., when will all agency major systems begin with the first key decision point - approval of mission need. Procedures for developing acquisition Strategies Policy regarding agency cost estimating capability.' Approved For Release 2002/11/04: CIA-RDP79-00498A000300070001-0 Approved For Release 2002/11/04: CIA-RDP79-00498A000300070001-0 2 0 Training of agency personnel in new policies, procedures and improvements in skills that are required; for example, program management. To further assist your planning efforts, I have attached a current list of acquisition executives, a summary of Agencies' Implementation Planning submitted by- Mr. Witt during Senator Chiles' hearings, and a number of sample drafts of time-phased action plans and policies developed by some agencies. OFPP pamphlet #1 relating to the application of A-109, which also may assist in your planning efforts, has been sent to you under separate cover. We would appreciate receiving copies of your directives, circulars, procedures or other issuances, which will be used to implement the Circular prior to their promulgation. In the event you have further questions relating to your time-phased action plan, please contact Mr. William Hunter of my staff, who can be reached on 395-3367 or me on 395-4677. Your continued cooperation is truly appreciated. Attachments Sincerely, 2 Fred H. Dietrich Assistant Administrator for Systems Acquisition Approved For Release 2002/11/04: CIA-RDP79-00498A000300070001-0 Mr. EarA019541rAelease 2002/11/04: CIA-RDP79-00498A000300070001-0 Director, Office of Operations Department of Agriculture Washington, D.C. 20250 STOP 209 rro urement management Staff Office of Logistics Central Intelligence Agency Washington, D.C. 20505 STOP 64 Mr. Donald J. Biglin Director, Bureau of Management Services Civil Service Commission 1900 E Street, N.W., Room 5554 Washington, D.C. 20415 STOP 227 Mr. George F. Merlino Deputy Director for Program Development Office of Administrative Services and Procurement, Room 6859 Department of Commerce Washington, D.C. 20230 STOP 206 Mr. Joseph G. Berke Chief, Procurement Programs Experimental Technology Incentives National Bureau of Standards Administration Bldg., Room A-738 Washington, D.C. 20234 STOP 3 Mr. Dale R. Babione Deputy Assistant Secretary of Defense (Procurement) OASD (IgL), The Pentagon, Room 3E760 Washington, D.C. 20301 STOP 103 Mr. Michael J. Tashjian Director of Procurement Energy Research and Development Administration Washington, D.C. 20545 STOP 4 25X1A Approved For Release 2002/11/04: CIA-RDP79-00498A000300070001-0 Ariprova For Release 2002/11/04: CIA-RDP79-00498A000300070001-0 Mr. William E. Iviatnis Director, Contracts Management Division (PM 214) Environmental Protection Agency 401 M Street, S.W., Room 2003 Washington, D.C. 20460 STOP 460 Mr. William B. Ferguson Director of Procurement Federal Energy Administration The Federal Building, Room 8435 Washington, D.C. 20461 STOP 461 Mr. Terry Chambers Deputy Administrator General Services Administration Washington, D.C. 20405 STOP 29 Mr. Paul A. Stone Deputy Assistant Secretary for Grants and Procurement Management Department of Health, Education, and Welfare Room 513-D, South Portal Building Washington, D.C. 20201 STOP 367 Mx. Thomas R. Whittleton Director, Office of Procurement and Contracts Department of Housing and Urban Development 451-7th St., S.W., Room B-133 Washington, D.C. 20410 STOP 98 Mr. James E. Johnson Assistant Director for Procurement Office of Management Services Department of the Interior Washington, D.C. 20240 STOP 43 Approved For Release 2002/11/04: CIA-RDP79-00498A000300070001-0 Mr. Irvi or _iTafLe pcove'a ror Release 2002/11/04: CJA-RDP79-00498A000300070001-0 Deputy Assistant Attorney General. Civil Division, Room 3607 Department of Justice Washington, D.C. 20530 STOP 219 Mr. Walter C. Terry Director, Office of Grants, Procurement & ADP Management Policy Department of Labor, Room S-1325 byWashington, D.C. 20210 STOP 205 Mr. Stuart J. Evans Assistant Administrator for Procurement National Aeronautics and Space Administration Washington, D.C. 20546 STOP 85 Mr. Eldon Taylor Assistant Director for Administration National Science Foundation 1800 G Street, N.W., Room 525 Washington, D.C. 20550 STOP 19 Mr. Edward L. Halman Director, Division of Contracts Nuclear Regulatory Commission Washington, D.C. 20555 STOP 555 Mr. Thomas M. Constant Assistant to the Governor Canal Zone Government Panama Canal Company 425-13th Street, N.W., Room 312 Washington, D.C. 20004 Dr. George Lem:111es Director, Office of Planning and Development Renegotiation Board 2000 M Street, N.W. Washington, D.C. 20446 Approved For Release 2002/11/04: CIA-RDP79-00498A000300070001-0 Mr HarepiRprepfidEFNf@lis@ke 2002/11/04: CIA-RDP79-00498A000300070001-0 Associate Administrator for Procurement Small Business Administration 1441 L Street, N.W. Washington, D.C. 20416 STOP 71 Mr. Thaddeus J. Figura Chief, Supply & Transportation Division Department of State Room 532, SA-6 Washington, D.C. 20520 STOP 27 Mr. Clarence G. Snyder Chief, Policy Branch Office of Contract Management Agency for International Development Department of State Washington, D.C. 20523 STOP 100 Mr. Barnett M. Anceleitz Director, Installations & Logistics Department of Transportation Washington, D.C. 20590 STOP 330 Mr. Thomas P. O'Malley Assistant Director Office of Administrative Programs (Procurement & Personal Property Mgt) Department of the Treasury 1331 G Street, N.W., Room 900 c/o Main Treasury Mail Room 15th & Pennsylvania Avenue, N.W. Washington, D.C. 20220 STOP 223 Mr. James T. McIlwee Chief, Contract & Procurement Division Office of Administration United States Information Agency Washington, D.C. 20547 STOP 121 Approved For Release 2002/11/04: CIA-RDP79-00498A000300070001-0 Mr. Cly*ppFovegcnif Release 2002/11/04: CIA-RDP79-00498A000300070001-0 Director, Supply Service Department of Medicine and Surgery Veterans Administration Washington, D.C. 20420 STOP 73 Mr. Daniel M. Steckler Office of the Comptroller Federal Power Commission Washington, D.C. 20426 STOP 22 Mr. Frank Battle Management and Finance Office Department of Justice Washington, D.C. 20530 STOP 219 Mr. Alfred L. Esposito Defense Science Board ODDR&E, The Pentagon, Room 3D1040 Washington, D.C. 20301 STOP 103 Mr. Steven Dola (DAEN-CS-SA) Office of the Assistant Secretary of the Army (Civil Rights) Forrestal Bldg., Room 4G-026 Washington, D.C. 20314 STOP 391 CC: Mr. Harry P. Barton Director, Office of Supply Services Smithsonian Institution Amtrak Building, Room 3120 955 L'Enfant Plaza, S.W. Washington, D.C. 20024 Mr. Eugene A. Keller Assistant for Procurement Policy Procurement and Supply Department United States Postal Service, Rm. 1512 Washington, D.C. 20260 Mr. James L. Williams, Jr. Director, Division of Purchasing Tennessee Valley Authority Chattanooga, Tennessee 37401 Approved For Release 2002/11/04: CIA-RDP79-00498A000300070001-0 STAT Approved For Release 2002/11/04: CIA-RDP79-00498A000300070001-0 Approved For Release 2002/11/04: CIA-RDP79-00498A000300070001-0 EXECUTIVE OFFICE OF THE PRESIDENT s.).0prove'd Forcpaitlec,?.FOW/Al/RA ..1,qeKrFpu[9-clogwoo3000Thooi -o , OFFICE OF FEDERAL PROCUREMENT POLICY WASHINGTON, D.C. 20503 'August 26, 1976 SUMMARY OF AGENCIES' IMPLEMENTATION PLANNING OMB Circular A-109, Major System Acquisitions The following is a brief summary from executive agencies of current statusand planned actions leading to their submis- sion of time-phased implementation action plans by October 5, 1976. Agriculture, Dept. of - Identification of need is left to policy staff, including the Secretary, Under Secretary, Assistant Secretary, and Director, Agriculture Economics. - MSA dollar threshold has been established at million or more. - Schedule of actions in implementing A-109 iS as follows: a. Draft chapter to be included in Administrative Regulation. b. Request comments on proposed chapter insertion. c. Make necessary modifications and obtain approval by acquisition executive. d. Publish plan. e. Submit plan to OFPP. Commerce, Dept. of - Schedule of actions for supporting the implementation of the Circular: a. Complete review of draft Department Administrative Orders 208-1 and 208-3 by OFPP and Department. b. Publication and issuance of the Orders implementing A-109. Approved For Release 2002/11/04: CIA-RDP79-00498A000300070001-0 Completed Completed Aug. 15 Sep. 1 Sep. 1 Sep. 3 Sep. 10 Approved For Release 2002/11/04: CIA-RDP79-00498A000300070001-0 c. Formulation of draft time-phased action plan. d. Submission of time-phased action plan per A-109. 2 Oct. 1 Oct. 5 Defense, Dept. of - The analysis of A-109 and previous direction given by Mr. Clements will be incorporated in a top document. - 5000.1 and 5000.2 will be restructured to include all A-109 items and will be supported by a family of documents. - The time-phased action plan submitted to OFPP. - Finalization of 5000.1. - Finalization of 5000.2. - Finalization of all documents implementing A-109. March, 1977 Health, Education, & Welfare, Dept. of - Issuance of Department policy directives, regulations, and guidelines: a. Identification of proposed acquisition to be treated as major system acquisitions. b. Major System acquisition planning. c. Major system acquisition strategy tailoring. d. Major system acquisition program managers. e. Major system acquisition key decision points. - Designation of the acquisition executive. Aug. 26 Dec. 1 Jan. 15,1977 - These actions will be projected in a top _ . _ ? document outlining the proposed imblementa-2_ _ tion plan in terms of the functions to be _ served by them. Oct. 5 - Target date for completion of these actions - Apr. 5, 1977 Approved For Release 2002/11/04: CIA-RDP79-00498A000300070001-0 *Approved For Release 2002/11/04: CIA-RDP79-00498A000300070001-0 3 Housin9 and Urban Develc2pMent,'Dept. of - Task force has been organized to compare present directives to A-109 - develop plan. Completed - Submission of time-phased action plan. - Anticipate an amendment to the HUD Procurement Regulations be published. Interior, Dept. of the - Schedule of actions in implementing A-109 is as follows: a. Complete preliminary draft of regulations. b. Apointing acquisition executive. c. Publish implementing regulations. d. Submit time-phased action plan. e. Begin triennial review of FY 1979 budget process. Labor, Dept. of - Tentative dollars of MSA threshold is set at $500,000 or more. - Formation of draft policy. - Office of the Assistant Secretary for Administration and Management approval - Department approval - Submission of time-phased action plan. State, Dept. of - Draft submitted to OMB. - Departmental approval. - Submittal of approved time-phased action plan. Approved For Release 2002/11/04: CIA-RDP79-00498A000300070001-0 Oct. 5 Oct. 30 Sep. 1 Oct. 5 Oct. 5 Oct. 5 Dec. 5 Completed Completed Sep. 7 Oct. 5 Completed Sep. 17 Sep. 24 APproved For Release 2002/11/04: CIA-RDP79-00498A000300070001-0 Transportation, Dept. of - A task force has been set up. - The Assistant Secretary for Administration has been tentatively designated the acquisition :executive., - The Office of Installations and Logistics within the Department of Transportation is in the process of re-writing the DOT Order on major systems acquisitions to conform to OMB Circular A-109. The following tentative schedule applies to this,process:- 4 a.. Initial draft completed and submitted to a committee of procurement, budget and program representatives for informal review. Completed b. Office of Installations and Logistics incorporates informal review comments into a final draft. Completed c. Final draft completed and distributed throughout the Department for formal , comment. Sep. 1 d. Implementation of revised DOT Order on major systems acquisition. Oct. 1 e. Submission of time-phased plan to OFPP. Oct. 5 TreasDePt. of the - Major system thresholds: a. ADP system over $10 million. b. Construction projects over $10 million. - A-109 has been closely reviewed by budget, program analysis. - Schedule of actions is as follows: in implementing A-109 Approved For Release 2002/11/04: CIA-RDP79-00498A000300070001-0 APproved For Release 2002/11/04: CIA-RDP79-00498A000300070001-0 . a. Draft of Departmental directive to be circulated to appropriate top management officials. b. Comments received, reviewed and, as needed, incorporated in revised directive. c. Directive issued throughout Treasury. 5 Completed Aug. 30 Sep. 15 d. Submission of time-phased plan to OFPP. Oct. 5 E.119= Research and DevelOpment Administration - Task force set up and two subgroup S formed: a. One group rePresents planning, budgeting, analysis and other functional offices. They are developing guidance in support of paragraphs 10, 13 and 14 of A-109. b. Other group represents fossil and nuclear energy and other technical groups. - The object of subgroups is to submit a plan, to the task force. Completed - Task force will develop time-phased actien plan by mid-September and final plan to be submitted to OFPP. Environmental Protection Agency Oct. - Formation of task force to establish policy. Completed - Draft of time-phased action plan. Oct. 1 - Time-phased action plan submitted to OFPP. Oct. 5 Approved For Release 2002/11/04: CIA-RDP79-00498A000300070001-0 'Approved For Release 2002/11/04: CIA-RDP79-00498A000300070001-0 General Services Administration - Establish office responsible for preparation of A-109 plan and its implementation. - Establish GSA system acquisition committee to participate in developing plan. 6 Completed Sep. 8 - Draft the GSA A-109 plan. Sep. 24 - Complete final form of plan and submit to OFPP. Oct. 5 National Aeronautics and qpace Administration - A committee was organized. - Currently comparing A-109 to existing documents and a matrix has been developed. - NASA intends to develop a top document by extracting from existing procedures. - The production phase of the acquisition process is not a problem at NASA. - The time-phased action plan will be submitted. Oct. 5 - Provisions of subordinate NASA issuances referenced and involved in a top policy document planned to be completed. National Science Foundation Dec. 31 - Draft implementing circular to be completed. Aug. 31 - Comments will be received. Sep. 10 - Time-phased action plan to be submitted. Oct. 5 Approved For Release 2002/11/04: CIA-RDP79-00498A000300070001-0 *Approved For Release 2002/11/04: CIA-RDP79-00498A000300070001-0 Veterans Administration - The Assistant Administrator for Planning and Evaluation has been designated the - 7 acquisition executive. Schedule of actions supporting the implementation of the Circular: a. All directives relevant to major system acquisitions and proposed changes in implementing A-109 will be submitted by the committee to b. the acquisition executive. Each member of the committee is to submit a draft of goals and changes Aug. 16 c. to implement the time-phased plan. Committee to commence drafting an Aug. 30 agency time-phased plan. Sep. 6 d. Final plan to be submitted to OFPP. Oct. 5 Approved For Release 2002/11/04: CIA-RDP79-00498A000300070001-0 STAT Approved For Release 2002/11/04: CIA-RDP79-00498A000300070001-0 Next 22 Page(s) In Document Exempt Approved For Release 2002/11/04: CIA-RDP79-00498A000300070001-0 9/21/76 Approved For Release 2002/121C4P:(6X-IRDP79-00498A000300070001-0 OFPP ACQUISITION EXECUTIVES AGRICULTURE, Dept. Mr. J. Paul Bolduc Assistant Secretary for Administration Department of Agriculture Washington, D.C. 20250 STOP 209 CIA Mr. James H. Taylor Comptroller Central Intelligence Agency Washington, D.C. 20505 STOP 64 PHONE 447-3291 COMMERCE, Dept. of Mr. Joseph E. Kasputys . 377-4951 Assistant Secretary for Administration Department of Commerce Washington, D.C. 20230 STOP 206 DOD Honorable William P. Clements, Jr. 695-6352 Deputy Secretary of Defense The Pentagon Washington, D.Q. 20301 STOP 103 Alternate Dr. Malcolm R. Currie 697-9111 Director of Defense Research and Engineering Department of Defense The Pentagon, Room 3E1006 Washington, D.C. 20301 STOP 103 Approved For Release 2002/11/04: CIA-RDP79-00498A000300070001-0 , - Approved For Release 2002/11/04: CIA-RDP79-00498A000300070001-0 ERDA Mr. Robert W. Fri Deputy Administrator Energy Research and Development Administration Washington, D.C. 20545 EPA STOP 4 Mr. Alvin L. Alm Assistant Administrator for Planning and Management Environmental Protection Agency Washington, D.C. 20460 STOP 460 GSA Mr. Terry Chambers Deputy Administrator General Services Administration Washington, D.C. 20405 STOP 29 HUD Mr. Vincent J. Hearing Deputy Assistant Secretary for Administration Department of Housing and Urban Development Washington, D.C. 20410 LABOR, Dept. of Mr. Fred G. Clark Assistant Secretary for Administration and Management Department of Labor Washington, D.C. 20210 STOP 98 STOP 205 PHONE . 376-4024 755-2900 566-1226 755-6417 523-9086 Approved For Release 2002/11/04: CIA-RDP79-00498A000300070001-0 a Approved For Release 2002/11/04: CIA-RDP79-00498A000300070001-0 3 PHONE NASA Dr. Walter C. Williams NASA Chief Engineer National Aeronautics and Space Administration, Code D Washington, D.C. 20546 NSF Mr. Gaylord Ellis Director, Division of Grants and Contracts Nationsl Science Foundation Washington, D.C. 20550 STOP 85 STOP 19 TRANSPORTATION, Dept. of Mr. William S. Heffelfinger Assistant Secretary for Administration Department of Transportation Washington, D.C. 20590 STOP 330 TREASURY, Dept. of the Mr. Warren F. Brecht Assistant Secretary (Administration) Department of the Treasury Washington, D.C. 20220 STOP 223 USIA Mr. Edward J. Nickel Assistant Director (Administration and Management) United States Information Agency Washington, D.C. 20547 STOP 121 VA Mx. Edwin L. Arnold Assistant Administrator for Planning and Evaluation Veterans Administration Washington, D.C. 20420 STOP 73 755-3572 632-5772 426-2332 964-5391 632-4990 389-2608 Approved For Release 2002/11/04 : CIA-RDP79-00498A000300070001-0 STAT Approved For Release 2002/11/04: CIA-RDP79-00498A000300070001-0 Approved For Release 2002/11/04: CIA-RDP79-00498A000300070001-0