STUDIES IN INTELLIGENCE [Vol. 20 No. 4, Winter 1976]
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INTEL,LIGENC Emmmlf
CENTRAL INTELLIGENCE AGENCY
25X1
(OL. 20 No. 4 WINTER 1976
TR-SINT 76-004
AAC AL REORD
PLEASE RETURN TO
"ENCY ARCHIVES, BLDG.
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CONTENTS
Page
The Future Market for Finished Intelligence .................. Ross Cowey 1
From the Center for the Study of Intelligence. (SECRET)
Handwriting Analysis in Intelligence Operations ........ Martha B. Anderson
Graphological Assessment as an Intelligence Tool. (CONFIDENTIAL)
Catch-as-Catch-Can Operations ...... . ................ Benjamin F. Onate 27
Improvisation in the Field. (CONFIDENTIAL)
Intelligence in Recent Public Literature ................................. 31
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The production of finished intelligence
is a principal purpose of all U.S. in-
telligence activities; neglect of it is
unacceptable for the future.
Senate Select Committee,
Final Report ... with Re-
spect to Intelligence Ac-
tivities, 1976.
THE FUTURE MARKET FOR FINISHED INTELLIGENCE
Ross Coweyl
1. Introduction
That finished intelligence will be neglected in the future by either producers or
consumers seems highly unlikely, but that greater professional challenges lie ahead for
us in producing a satisfactory quality and array of finished intelligence seems
inevitable. In meeting this challenge we will need, among other things, to think
carefully about the market for which we produce.
This study, undertaken by the Center for the Study of Intelligence at the request
of the Deputy Director for intelligence, reviews the present market for CIA's finished
intelligence product, seeks to forecast 2 the direction of change in that market over the
next five to ten years, and suggests steps that might be taken to prepare for these
changes. Our assumption is that the nature of CIA's finished intelligence product is
and will be largely determined by the shape of the intelligence market. We see this
market as twofold: (1) as to the number and variety of organizations and individuals
who request, receive, or make use of CIA's finished intelligence product; and (2) as the
nature and scope of their major substantive interests.
In the main, the study concludes that:
- tomorrow's market will continue to be dominated by the traditional national
security consumers-the Chief Executive and his senior policy makers-and by
traditional issues such as Soviet capabilities and intent;
-but reaction times for U.S. policy makers will be shorter, and the pressures for
more and sharper advance intelligence warning will grow;
-similarly, crisis monitoring will take on greater effort and scope. New types of
crises which are basically economic or environmental may be as significant for
U.S. security interests as the military and political crises of the past;
-what we produce and how we produce it could be strongly influenced by
organizational changes in the intelligence community itself. But in the market
place, CIA will continue to be looked to for finished intelligence in all major
disciplines and on all major subjects;
'This is adapted from an intelligence monograph originally issued by the Center for the Study of
Intelligence. Ross Cowey was the principal author with contributions and assistance from the staff and
fellows of the Center.
'It should be noted that the forecasts in this paper were made in August 1976 without knowledge of the
outcome of the Presidential elections or of reorganizations proposed or implemented within CIA since
August.
MORI/HRP
from pg.
01-19
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SECRET The Intelligence Market
-thus, the pressure to do more, but probably with much the same resources, will
continue, and will force us farther in the direction of organizational flexibility,
greater analytical efficiency, and more stringent criteria for choosing what we
do or do not produce.
II. Evolution of the Intelligence Market
A number of factors have significantly influenced the evolution of the market for
CIA finished intelligence from past to present. Of these, the most important appear to
have been:
-changes in the substantive focus of consumer requests for finished intelligence,
stemming principally from policy maker perceptions of the main threats to U.S.
national security;
-improvements in the intelligence collection and analysis process which have
shaped the market by enabling us to examine old issues in new ways, or to
develop new products on new subjects-which in turn has resulted in
additional consumers;
-organizational changes in the intelligence community which led to CIA being
formally charged with additional substantive responsibilities, with the result
that CIA took over an existing market or moved on its own to build an analytic
and production capability where the existing product seemed unsatisfactory to
consumers;
-deliberate resource shifts within CIA whereby the Agency dropped out of
certain markets as a result of modifying or closing out existing products, or
massed resources in such a way as to increase the diversity of intelligence
products and thus broaden the market;
-a gradually accelerating market interest in immediate or quick
analysis-current intelligence-which has had a great impact on the overall
posture and focus of CIA analytical resources;
-concurrent with the growth and interest in current analysis, a growth in the
market for in-depth and integrated analytical work, partly the result of the
increasingly perceived complexity and interrelationship of international affairs,
and partly the result of the improvement and sophistication of analytical
techniques and intelligence capabilities.
How these market factors influenced production is seen in an historical review of
the evolution of CIA finished intelligence on military, economic, and political
subjects.
When the Agency started off, Communist expansionism was viewed as the main
threat to U.S. national security. This was the Cold War, and the easy identification of
our adversaries and of the threats posed by them provided a long period of relative
stability in the key subject matters of international affairs and a similar stability in the
collection, analysis, and production of foreign intelligence. In this period, the foreign
intelligence effort was aimed almost entirely at the Communist countries. Within the
intelligence community, CIA was responsible mainly for the production of finished
economic intelligence; production of intelligence on political and military
developments was primarily the responsibility of the Departments of State and
Defense.
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The Intelligence Market
By the late 1950s, the market had begun to change. The launch of Sputnik I,
Soviet development of intercontinental weapon systems, and the subsequent bomber
and missile "gaps" created new consumer demands for intelligence on Soviet strategic
capabilities. The result was a considerable enlargement of CIA's military intelligence
effort, especially in the area of Soviet strategic forces. In 1961, this trend was
accelerated by the inauguration of a President who had chargehd during his campaign
that the U.S. was failing to meet the challenge presented by' the growth in Soviet
strategic capabilities. His Secretary of Defense looked in part Ito CIA for intelligence
judgments on Communist military developments; the new CI was determined to
satisfy him and to provide the President with CIA's independ nt views on Soviet and
Chinese military affairs. Largely in response to this co bination of increased
substantive priority and new consumer demand for military intelligence without
presumed Department of Defense bias, a Military Research Area was established in the
DDI's Office of Research and Reports (ORR), and a Military Division was formed in
the Office of Current Intelligence (OCI).
At about the same time, the advent of satellite photography, and the new
analytical opportunities which this technological innovation provided, greatly
enhanced-the intelligence community's ability to assess foreign military developments,
The increase in the number and variety of issues which could now be authoritatively
addressed led to further changes in the intelligence market by increasing the number
and variety of customers for CIA's military and technical intelligence products. By
1963, a new Directorate had been formed within CIA, responsible both for developing
new technical means of collecting intelligence information and for analyzing and
producing intelligence on foreign scientific and technological activities. Still later, the
disparate military intelligence components of the DDI were combined into a new
Office of Strategic Research (OSR).
By the late 1960s, the combination of improved technical intelligence collection
methods and the evolution of a situation of rough equivalence in the strategic strengths
of the U.S. and the USSR significantly increased the prospects for arms control. This in
turn created new market demands for military intelligence and new pressures on CIA
and the rest of the community for in-depth analysis and reporting on Soviet and
Warsaw Pact military forces. A whole new infrastructure of analytical groups and
intelligence publications evolved over time to support the various arms control efforts,
such as the Strategic Arms Limitation Talks (SALT), Mutual and Balanced Force
Reduction (MBFR), and the test ban treaties.
Still more recently, in response to the increased demand for more ill-depth
knowledge of Soviet and Chinese military doctrine and strategic policy, a Strategic
Evaluation Center was set up within OSR. The new sources and methods had enabled
us to progress over time from the collection and analysis of basic, factual data on
Communist military forces-i.e., the accumulation of bits and pieces of intelligence
information-to their manipulation and integration into considerably more
sophisticated, in-depth analyses of Communist military doctrine and capabilities.
We can thus regard the past evolution of our effort in the production of military
intelligence as a product of changing substantive interests on the part of consumers,
improvements in collection and analytic techniques, and changing organizational
arrangements. The trend, it will be noted, was consistently toward more depth and
complexity in the product.
Similar though less extensive changes took place over time in CIA's economic
intelligence effort. The market for economic intelligence, always a primary concern
and responsibility for CIA, has been influenced mainly by changes in the world scene.
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Resource limitations elsewhere in the community also had a significant impact. At the
outset, CIA concentrated its economic intelligence resources on the Communist states.
In 1961, however, the Department of State's Bureau of Intelligence and Research
(INR), which had been following economic developments in the non-Communist
world, dropped most of this responsibility, leaving it to CIA. The effort on non-
Communist countries intensified (and was institutionalized by formal agreement with
State) later in the 1960s with the development of African independence movements,
Soviet economic penetration of the less developed countries, and the economic growth
of Japan and Western Europe. In the 1970s, the national security implications of the
decline of the dollar, the subsequent balance of payments crisis, and the still later oil
and energy crisis brought new consumers, new demands, and new production
opportunities to CIA's Office of Economic Research. OER responded with new
publications and numerous changes in its organizational structure. Here the trend was
toward more current analysis of issues with a broader substantive and geographic
range.
In political intelligence, the changes have been less dramatic, though affected by
a similar interplay of internal and external influences: consumer preference, changes in
the world scene, and resource considerations. Originally, political intelligence, like
military intelligence, was a secondary concern of CIA; primary responsibility rested
with the Department of State. In 1961, however, resource limitations caused the State
Department to drop responsibility for in-depth analysis of political developments in
the non-Communist countries, A modest increase in CIA's political research effort was
undertaken the following year with the establishment of a Special Research Staff in the
I)DI, but most of CIA's political research was still concentrated on the Communist
(?ountries; analysis of political developments in the non-Communist world was largely
limited to OCI's current intelligence reporting and to the biographic research effort in
the Central Reference Service (CRS).3 New, more sophisticated methods of analyzing
political developments were introduced in succeeding years, but it was not until 1974
that the need for in-depth political analysis on a broader geographic basis was
perceived to be great enough to warrant establishment of an independent Office of
Political Research (OPR) in the DDI.
We conclude from examining the past evolution of the organization of CIA for
the production of finished intelligence that it not only reflected outside market
factors-such as shifts in substantive interests and changes in community
organization-over which the Agency had little control, but that the ways CIA itself
went about its business-new analytical techniques and collection
methods-influenced the market as well. In turn, this market evolution required new
C [A resources, organization, and products. One might characterize the overall trend in
past market factors as one which led to increasingly diverse and complex products
which called for increasingly sophisticated analysis, No slackening of this recent
market trend is evident. In fact, it seems to be accelerating and, as we shall see later,
appears likely to continue into the future.
't'oday, the intelligence market continues to be dominated by the original or
traditional national security consumers-the President and member agencies of the
National Security Council. Intelligence as a whole continues to be dominated by the
effort to collect, analyze, and produce intelligence on the strategic capabilities of the
USSR and other denied areas (consuming, as it does, about 75 percent of the
(,,ommunity's resources annually). But, as we have noted, it is a far wider-ranging and
'0CI also took over production of the political sections of the National Intelligence Surveys in 1962,
after State withdrew from the NIS program for lack of resources; in 1974, the entire NIS effort was
abandoned because of the combination of diminished resources and diminished demand.
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more varied product on the denied areas today than in earlier years. The remaining
intelligence effort, moreover, is also far more varied than in earlier years. New
substantive intelligence issues have created new markets for CIA's product without
reducing the importance of old issues or of old markets.' It is this expansion of the
market that has created the key management issue for the future: that of doing more
with less. This will be the prime problem for the producers of finished intelligence in
CIA under any likely scenario of future influences on the market.
III. Some Aspects of the Future
Many of the factors which have already begun to influence today's market are
likely to be with us five or ten years hence. Some of these, however, are more likely to
grow in significance than others, and it is to these factors that we now turn.
Future Substantive Issues
In the substantive area, predicting the shape of the world to come is well
recognized as a hazardous business. Basically unpredictable events can have a major
influence on the course of international relations and on the attention which we in
intelligence must give to them. Who would have predicted 10 years ago the priority of
international economic and energy issues, terrorism, and illicit drug traffic as key
intelligence questions? Yet some elements of continuity as well as change can be
identified with considerable confidence. The following discussion concentrates on
those issues which we believe are likely to have the most significant impact on the way
we in CIA must operate to serve our main consumers in the coming years.'
No diminution of consumer interest appears likely in the next few years on the
traditional problem of assessing the military capabilities and intentions of Communist
countries, even if the U.S. and the USSR remain committed to detente. It seems
probable that the situation of rough equivalence in Soviet and U.S. strategic forces will
be maintained-with or without new arms control measures-and that this will
require extensive intelligence support. There is a good likelihood, moreover, that events
will transpire to increase above even present levels the importance of timely and
accurate intelligence on Soviet and Chinese activities.
If U.S. military disengagements abroad continue at the scale of the past few years,
as the economic as well as political omens seem to portend, the reaction time needed to
prepare any military response to future Soviet and possibly Chinese initiatives will
increase and will necessitate even more advance intelligence warning in order to
develop appropriate and timely counterefforts. We will also have to be watching the
initiatives of potential Soviet and Chinese agents of involvement, such as Cuba and
Vietnam. New analytic and collection resources (e.g., day-night imagery and new
analytical modeling techniques) will aid in increasing the thoroughness and
sophistication of our finished intelligence on these subjects, but as we have discovered
with past technical and methodological improvements, they are also likely to lead to
an expansion in the number of our consumers and in the nature and substance of their
'This expansion of CIA's market was recognized and institutionalized by Executive Order 11905 of
February 1976, which provides that CIA shall "produce and disseminate foreign intelligence relating to the
national security, including foreign political, economic, scientific, technical, military, sociological, and
geographic intelligence, to meet the needs of the President, the National Security Council, and other
elements of the United States Government" (emphasis added). The Departments of Treasury, Commerce,
Agriculture, and other governmental components not normally or originally part of the national security
arena, now have become regular consumers of finished intelligence.
e See the DCI "Perspectives for Intelligence, 1976-1981" for a wider-ranging discussion of the
substantive issues which are likely to affect the intelligence market of the future.
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requests. There thus would appear to be little chance for reduction in the production
resources devoted to traditionally important intelligence subjects over the next few
years.
With no lessening of interest in our traditional areas of intelligence concern,
events in both the industrialized and less developed nations in the non-Communist
world will take on new significance as intelligence problems. These problems will be
increasingly transnational and interdisciplinary in nature-a conclusion supported by
almost all those consulted in connection with this study. What once would have been
perceived as primarily a European or Asian economic problem may become
predominantly political in nature or take on new and added texture involving other
disciplines. Consumers interviewed for this study were reluctant to be specific about
areas or subjects of key intelligence interest for the future-beyond the traditional
ones-which leads us to conclude that CIA will get no more definitive help in the
future than in the past from its consumers in defining or circumscribing the proper
substantive bounds of the market for finished intelligence.
Those queried in connection with this study agreed that today's trends in
international relations indicate that the intelligence and analytical environment of the
late 1970s and the 1980s will be much more complex. From their remarks and our own
study, we believe that this environment will be mainly characterized by:
- continuing fragmentation and increasing diversity within the Communist and
non-Communist worlds;
- increased interdependence between the U.S. and the non-Communist
industrial countries on military, political, and especially economic matters;
- increased interdependence between the developed and the developing nations;
- increasing significance of economic resources in international political and
military affairs;
- increasing importance of technology as an element of economic and political
as well as military power.
Crisis monitoring, another key element of the finished intelligence process, will
probably take more effort, and thus more resources than at present. Predicting crisis
locales and issues, and identifying which ones might be amenable to U.S. action, will
be an even more intractable problem. In this connection we note:
- the broadening of U.S. national security interests beyond the traditional
political and military concerns to such areas as energy, the environment, and
food. (A future drought in Western Europe, for example, could impose on us
the same crisis reporting load as a political coup in Portugal.)
- the strong possibility of an uncontrolled spread of nuclear weapons, thus
greatly heightening the stakes and risks of a crisis, and the need for accurate
and even more premonitory intelligence on likely crises.
- the rise of international terrorism to new levels of sophistication and danger,
and the difficulty of predicting where it will strike next.
The extension of crisis monitoring beyond the traditional political and military
reporting realms to the disciplines of the economist and scientist will call for a more
integrated intelligence approach, and this can only heighten the demands for
managerial as well as analytical resources devoted to the effort. Experience has shown
in recent years that crisis reporting is consistently one of the best received and most
highly complimented of the Agency's products. Thus, in line with the general
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evolutionary development of the intelligence market of the past-in the direction of
product utility-no slackening of consumer interest in crisis reporting can be expected.
(Note the recent pressure for a community-wide situation report system in crisis
monitoring.)
Not only will the international environment be more interdependent and complex
in the coming years, thus bringing changes in the market for intelligence, but there is a
strong possibility that the market may also be additionally shaped by major
organizational changes in the executive agencies of government and in the intelligence
community.
Changes in the Executive
Although the substance of international relations has undergone considerable
change since the early 1950s, the basic structure of government for conducting U.S.
foreign affairs has remained largely the same. With international commercial and
financial relations becoming more central to foreign policy considerations, for
example, the Treasury Department is still absent from the National Security Council.
(It was, however, brought into the intelligence community and given representation on
the USIB.) Bureaucratic jealousies and the difficulty of obtaining statutory authority
for significant change in the national security structure have worked against such
change. The result has been a proliferation of ad hoc committees, councils, boards, and
agencies to handle the increasing number of interdisciplinary problems which
otherwise would fall between the jurisdictional cracks of the existing structure, and
most of these new entities have become consumers of CIA's product.
For the future, the national security structure appears likely to develop along one
of two lines: continuation of the present ad hoc approach, or else extensive change.
The latter is most likely to come about with an administration in which the Executive
and Legislative branches are led by the same party and the inauguration of a President
dedicated on principle to changing the present organization of government.
The extent to which any President could successfully alter the existing national
security organization is, of course, open to conjecture. It would vary with the amount
of support he could obtain from Congress and from the bureaucracy itself, but two
trends are likely to dominate any such change in the near future: expansion of the
national security apparatus to include additional governmental departments;
consolidation of the present structure of ad hoc and sometimes overlapping
components dealing with various economic and resource issues (e,g., the Energy
Research Development Administration (ERDA) and Federal Energy Administration
(FEA); or Council on International Economic Policy (CIEP) and Economic Policy
Board (EPB). One result of the combination of these two factors or trends could be the
formation of a new Department of Foreign Trade and incorporation of the new
department into the National Security Council, For CIA, this would mean absorption
of some of our present customers into a new cabinet-level consumer of foreign
economic intelligence, and possibly the creation of a new departmental producer of
such intelligence. (The possibilities for the creation of new departmental-level
intelligence units are examined in more detail in the next section.) The end result
presumably would be a more manageable and coherent market for economic
intelligence and, over the longer term, the absorption of at least some of CIA's present
analytical and reporting responsibilities by the new department.
Without reorganization of the present national security structure (and perhaps
even with such a move) there probably will be a proliferation of Executive Branch
components dealing with the national security aspects of international economic,
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,environmental, energy, civil technological, and resource issues, and each new one
would become part of the intelligence market of the late 1970s and 1980s. Such a
proliferation would inevitably add to the managerial complexity and the drain on
managerial resources in producing finished CIA intelligence, since it would at least
mean an expansion of requests from new customers, even if the general subject matter
remained the same.
Whatever the election outcome in November 1976, there will be at least one new
President during the next ten years because of constitutional limitations. In the past,
such change has always imposed its own particular geometry on the market for CIA's
product, often for a period of months or even years. In addition to making some
changes in the executive structure, each new administration brings many new
officeholders to the national security arena with varying levels of knowledge, differing
preconceptions, and their own ways of doing things. This, in turn, creates a
requirement for CIA and the rest of the community to adapt to the style and desires of
the new personalities and often to offer basic education on those substantive issues on
which intelligence can contribute. This essentially two-way familiarization process
usually has a substantial impact on the use of CIA resources and managerial time.
Also, new administrations usually consider that they have a mandate for and the
freedom to undertake significant foreign policy initiatives at the outset of their term of
office. This usually requires us to produce more in-depth educational material on issues
of interest to the administration, as well as more estimative products.
Whatever the changes in the executive branch, the President and the NSC will
continue to be the primary consumers of national intelligence, which CIA is primarily
responsible for producing. The NSC principals and their staffs will, therefore, continue
to be our most important customers.
Change Within the Community
The possibility of the creation of additional departmental analytic intelligence
units in the economic area, or in other government spheres such as agriculture, energy,
or commerce, is worth further thought. Theoretically, the creation of such units within
new or existing departments would be a substantial factor in both the shape and the
supply of the future intelligence market. Upon reflection, we do not rate as very high
the possibility of the creation of such new units, at least over the next few years, and
even if it comes about, we think it would mean only a rather limited reduction in the
CIA analytic load. Our reasoning is a follows:
- other government departments currently have the same strains on resources
that are felt in CIA and wish to channel any surplus into their mainline
responsibilities. This is not likely to change.
- intelligence as a focus of departmental activity is not seen conceptually by
Treasury, Agriculture, Commerce, or ERDA as central to their operations.
-- the present philosophical tendency in government is to support the importance
of "competing centers of analysis." This is reflected in recent congressional
criticism, while the recent executive directive on intelligence does not even
mention substantive intelligence coordination as such.
Even with the creation of some new departmental intelligence unit, we think the
pressures still would be heavy on CIA for production of national-level intelligence on,
for example, economics or energy issues, just as they have remained heavy on us for
political and military issues with the existence of INR and the Defense Intelligence
Agency (DIA). Most of the consumers interviewed impressed upon us the degree to
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which consumers will look to CIA in the future to provide an independent
interpretation of national interest issues. The more one talks to consumers, the more
one is impressed by their belief in the need for an independent CIA voice in the major
analytic fields. Even if a vigorous new departmental intelligence effort were
undertaken, the start-up process would run several years at the least before a really
competitive, full-spectrum product could be developed in any major area. It would be
1980 or so at the earliest before a full shift in our responsibilities could take place.
While the chances for any wholly new and competitive departmental intelligence
unit may be small for the next few years, there do appear to be sound grounds for
believing that pressures will move in the direction of stronger intelligence community
management of efforts to produce a better overall product through more rational use of
existing community resources. This will inevitably have a bearing on the shape of the
market for CIA's product. Presently, this particular community activity is centered in
two areas: the product evaluation process of the Intelligence Community (IC) Staff,
and the National Intelligence Officer (NIO) system. So far, the product evaluation
process has not had a major impact on the shape of the product, but the establishment
of the precedent provides a significant potential channel for registering and regulating
consumer requirements on CIA. Over the long term, given support by the Executive
and by management, it could become a much more potent tool for regulating the
shape of finished production by the Agency and for rationalizing the overall com-
munity production effort.
The NIO system is already playing a role in this effort. It serves a severalfold need:
improved communications with the diverse consumers; improved coordination of the
diverse community product; improved use of the diverse community analytic assets.
Indeed, the Deputy to the DCI for National Intelligence Officers is specifically
charged with ensuring that consumer requests do not overload the system, that realistic
production priorities are established in consultation with consumers and producers of
the NIO product, and that nonproductive overlap in reporting responsibilities within
the community is eliminated. The direction of community policies as related to
finished intelligence production is many-faceted, so the full impact on CIA and the
market can be only dimly perceived at present. We think that the major community
policies will go in the direction of:
- obtaining more complete control over total community intelligence
expenditures; this will result in further pressures on the Agency to concentrate
analytical expenditures on areas of demonstrably important consumer interest.
- further community-wide, joint identification of intelligence production
priorities going beyond the present Key Intelligence Questions (KIQs) and
other guidance techniques toward explicit community directives as to who will
concentrate on what.
- a community-wide ordering of intelligence publications so as to avoid overlap
and duplication.
- more community-directed evaluation of the quality of the CIA finished
intelligence product.
- more inter-Agency analytic teaming of a multidisciplinary nature on
important regular as well as ad hoc products.
- a more concentrated community effort in the production of finished
intelligence during crisis situations.
What impact will this have on the market for intelligence and correspondingly on
CIA's response to that market? It is to be hoped that it will eliminate some of the
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product duplication criticized by consumers in the past. By eliminating duplication,
some improvement in the quality of the product may result. What needs to be kept in
mind, however, is that both by executive directive and by quality of product, the CIA
is being looked to increasingly as the main producer in all areas of national-level
intelligence. It is unlikely that this will change in the foreseeable future. Therefore,
budgetary and other restraints that may be imposed on finished intelligence
production on a community basis in the next few years are not likely to cut off many of
CIA's present production responsibilities. They are most likely to fall, if at all, on
present finished production at the departmental level which duplicates national-level
treatment. CIA will have to do as much as it does now; it just might not have as much
departmental competition.
Do we mean by this that the coordination of the substantive intelligence product
between ourselves and the other producers will dwindle? No, probably not much below
the present overall level, which is reduced somewhat from high points in the past. It is
unlikely that a new drive will emerge in the coming years in the government for the
production of "consensus" intelligence, inasmuch as the record now is well
documented and publicized that consensus often contributes to intelligence failures.
Thus, coordination of substantive products is more likely to take the form of inter-
agency discussion and cooperation in production, with no requirement for total
agreement or consensus. How will this affect the intelligence market? It will simply
add to the climate of expectation by consumers that CIA should produce across the
total spectrum of intelligence.
The Legislative and Nongovernmental Markets
Another new influence is the tendency in some quarters to view intelligence as a
product with a legitimate market beyond the confines of the executive agencies,
possibly extending even to the public. The reasons for this are complex and beyond the
scope of this paper, but the trend is likely to continue in the future.
An example can be found in the congressional market. The new executive order
officially certified this market, naming the DCI to "act as the principal spokesman to
the Congress for the intelligence community and facilitate the use of foreign
intelligence products by Congress." The number and variety of requests for substantive
intelligence information from Congress have been expanding, partly as the result of the
creation of new issues, partly as the result of increased congressional efforts to wield
more influence in the foreign policy field, and partly as the result of the "discovery" of
CIA by various members and committees of Congress during the recent investigations.'
Over the next several years, the market for intelligence in Congress is likely to be
influenced by several conflicting factors. Some that influenced the recent expansion in
this market will still be at work-e.g., the "discovery" of CIA by various congressmen
and their staffers, and continued growth in congressional concern for a wider variety of
foreign policy issues. On the other hand, CIA will have a lower profile on the Hill as
the large-scale congressional investigations of intelligence fade into history. There will
also be additional instances in which executive-legislative differences over foreign
policy issues will result in executive limitations on the CIA provision of intelligence
information to Congress. Moreover, if Congress and the Executive Branch come to be
s The investigations themselves, of course, led to a dramatic increase in the number of congressional
requests for information from CIA. In 1975, Agency officials appeared before congressional committees some
90 times-nearly twice as often as in the previous year, and more than five times as often as in 1971 and
1972. Only substantive intelligence and briefings have been considered for the purposes of this report, but
even here the increase has been considerable, and much of the support today is being provided on a routine
basis (e.g., the National Intelligence Daily and regular committee briefings).
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e led by the same party, Congress may be less inclined to do battle with the Executive
and, therefore, be a less avid consumer of intelligence. But the next few years are also
likely to see more interest in consensus foreign policy; and the Executive may want
CIA to work closely with the legislature, especially in those instances where the
available intelligence might strengthen the case for a new foreign policy initiative by
the administration.
In any case, security considerations will continue to inhibit the full disclosure of
intelligence information to the Legislative Branch. No fully satisfactory means have
been found for supplying ever larger amounts of sensitive written intelligence to
Congress. What is likely is a growth in verbal intelligence inputs in the form of
briefings of congressmen and committees. Such support fits closely with the way
Congress traditionally absorbs information and mitigates the effect of the committee
and staff system which impedes the access and handling of written intelligence
information in Congress. On balance, we would predict only a limited growth in the
next few years in the congressional market. While the demands on senior officials of
the Agency for briefings will continue to be heavy, this process is not likely to have
drastic impact on the total resources of the CIA, since most of the intelligence supplied
will be redos of products already prepared for other purposes.'
To the extent that congressional demands for written products grow, we think that
growth is likely to come primarily in requests for deep-research studies requiring
considerable time, and probably an analytic team. Such tasks have already been
requested of us on a number of issues and have had considerable resource impact in
some parts of the Agency as Congress seeks to make itself more expert on various
economic and defense issues. Requests like this could spread to other substantive areas
and components.
The trend toward provision of intelligence to markets outside the Executive is also
showing up in the availability of more unclassified finished intelligence for the public.
There has been expanding interest in products which do not necessarily require the use
of classified information. CIA atlases, for example, are available to the general public
in tens of thousands of copies through the Government Printing Office, and various
CIA reports on such things as basic economic statistics, the world population problem,
food shortages, and climatic trends are available to the academic community and
other interested parties.
This trend toward provision of intelligence to the public is likely to increase.
Whether the task will result in any substantially greater load on our resources in the
next few years is less clear. By and large, the service to this market has so far involved
the sanitization of products already produced for other intelligence customers-a
somewhat time-consuming but not overly significant load on production resources,
The Agency is presently in a position to decide what and what not to make available
on a regular basis. Some increase in the provision of finished intelligence production to
the public could probably be undertaken for public relations purposes without
extensive commitment of additional resources.
A presidential policy of using all the available tools of the Executive more openly
in an effort to build a consensus on foreign policy could, of course, make a big
difference. In that case, the public market might become a significant additional load
on our resources. From the standpoint of the intelligence professional-for the sake of
security and objectivity-the less intelligence products are used in this manner, the
' It should also be kept in mind that the more our product is exposed to Congress, the more the
opportunity and perhaps the impulse for Congress to carp about our "mistakes" and "failures," all of which
takes time and assets to rebut.
SECRET 1 l
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better. But a President facing demands for more openness in government, and
determined to build support for his programs, may not view it in this light. By taking
advantage of the trend toward decompartmentation and downgrading, and toward
the increased availability of unclassified, declassified, and sanitized information, a
determined Executive could place the Agency under strong pressure in future years to
build a product deliberately tailored for public consumption.
One can discern in the tendency toward decompartmentation, downgrading, and
declassification, a trend toward the more widespread use of intelligence generally-at
lower levels within the existing market as well as in entirely new markets. The lower-
level consumer, though often playing an important role in the early formulation of
policy, will usually be more "departmental" than "national" in nature, and, thus, will
often be able to be served by existing producers of departmental intelligence or by the
spin-off from CIA's national product. But we might also begin to see such things as
foreign economic intelligence being sanitized and made regularly available to U.S.
business and commercial interests, either directly or through other government
agencies. Freedom of Information Act requests probably will serve to accelerate this
downgrading process. The significant provision to the public of finished intelligence in
this way would seem highly conjectural at this point, however, and if it does develop,
probably would not tie up a significant amount of production resources for some years
to come.
An allied trend of the last few years has been the development of a market for
finished intelligence furnished to foreign governments as a means of influencing the
policies of those governments or of generating a more favorable environment for
military or intelligence operations. Satellite photography is provided to the
Commonwealth countries as part of a regular and extensive intelligence exchange
program, and is made available selectively to West Germany and South Korea. It has
also been used from time to time in briefing officials of at least two dozen other
countries. Some expansion of this practice, perhaps involving development of
individual finished intelligence products specifically tailored for the purpose, can
probably be anticipated, but does not seem likely to become a major drain on
resources, at least over the next few years.
The Tactical Intelligence Market
In the coming years, the already hazy distinction between national and tactical
intelligence is likely to be further blurred by the aforementioned trend toward
decompartmentation and the development of more rapid communications. One result
of this will be that field commanders will become more frequent consumers of CIA's
national product; conversely, the National Command Authority will make greater use
of tactical intelligence, especially during crisis situations when tactical intelligence
tends to take on even greater strategic or national significance.
The impact which this will have on the market for CIA's product is difficult to
measure in the abstract. It is in any case likely to cause some expansion in the
substantive scope of issues which we will have to address-into areas which might
previously have been considered tactical in nature-and probably will create a
demand for more analysis and comment on evolving situations as viewed from the
perspective of people in the field.
New Analytical Techniques
As we have seen earlier, another influence which has begun to affect the
intelligence market is the role of new analytical techniques in the production of
finished intelligence. These techniques generally bring about a more structured,
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comprehensive, and less intuitive approach to analysis. Among the more recent
examples are the Bayesian analysis experiments," the procedures developed for
estimating agricultural harvests, and the system dynamics and other types of models
developed for such tasks as assessing oil production in China. We think these
techniques by and large have some common effects which are likely in the coming
years to have considerable influence in the intelligence market and in the consequent
use of analytic resources. In this connection, we note that:
- the new analytical approaches usually necessitate increased use of teams of
analysts from across disciplines and organizations, thus complicating and
increasing the managerial load in producing such intelligence beyond levels
associated with more traditional methods.
- more individual analyst time is required in the new analytical approaches,
with additional needs for meetings, coordination, etc., both inside and outside
the Agency.
- inputs of data, opinions of experts, activities of contractors, etc., from outside
the normal intelligence community are often required. This not only increases
the time load on the analysts and on management, but widens the potential
market for new methodological products as well.
- the new methodologies, models, etc., usually provide a technique and in some
cases a requirement for continuing replication of the analysis (i.e., Bayesian
analysis on the Mideast war possibilities) which can become an additional,
routinized market product.
For the next several years, we see only a gradual growth in the use of more
structured analytical methods. These processes do indeed seem to be the wave of the
future in most analytic disciplines, however, and by their nature will pose substantial
strains on our production apparatus, unless that apparatus is modified to handle the
particular organizational problems they pose.
IV. Some Ways To Cope With the Future
Ironically, the problems of the future will be created largely by our success in
responding to the demands of today-the better we do our job now, the greater will be
the demand for our product and, thus, the wider our market tomorrow.
General Concerns
Despite the almost certain emergence of a busier and more complex intelligence
environment in future years, personnel and dollar resources available to CIA and to the
rest of the community are not likely to increase significantly; indeed, real dollar
resources are likely to decrease in many components of the community. As noted in a
preceding section, the paramount problem for management in the coming years will
be how best to balance the demands of the busier intelligence market with the capacity
to produce thorough, timely, and objective intelligence with limited analytical
resources. With respect to resources, the balancing act will call for management to be
more critical in determining such things as which issues are the most pressing, which
are legitimate ones for CIA to be addressing, and which can be addressed effectively by
other governmental or nongovernmental components. With respect to the market,
management will have to be more circumspect about such things as which consumer
requests to honor, and how much support should be given to Congress, to Executive
e See Nicholas Schweitzer, "Bayesian Analysis for Intelligence," Studies in Intelligence XX/2,
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Branch components outside the formal national security structure, to the business
community, and even to the general public.
These sorts of questions obviously will be more difficult to answer in the new areas
of intelligence endeavor-those outside our traditional concerns-than in the old areas
where CIA responsibilities are fairly clearly delineated by charter and tradition. With
economic and civil technological problems in the non-Communist world taking on
increasing importance, it is natural to suggest that CIA expand its effort on these two
topics, especially when the Agency has such a long lead in experience over other
analytical components, at least on international economic issues. But there are
significant risks involved in attempting to take on every new issue which comes along
in the economic and civil technological areas. Not only is CIA limited by statute in the
extent to which it can legitimately examine the leading role which U.S. firms often
play in foreign economic and technological developments, but there is danger that by
reaching farther into new areas of endeavor, CIA will find itself falling behind in
fulfilling its primary responsibilities-i.e., strategic threat assessment and crisis
monitoring.
This is not to say that CIA should shy away from new, less traditional issues; on
the contrary, we will be looked upon to make important contributions in these areas.
What it does say is that, without added resources, CIA must give much greater
attention to husbanding its existing assets, and to finding more efficient ways of doing
things. Flexibility has contributed significantly to CIA's success in the past. Its
relatively small size, fewer bureaucratic restrictions, "can-do" attitude, and
organizational slack9 have given CIA the ability to redeploy its resources rapidly in
response to new consumer demands and new issues, without significantly undermining
its basic analytical effort. In the future, we will have to preserve as much flexibility as
possible in our existing resources, but as our resources are spread thinner, flexibility
must increasingly be combined with selectivity. We will have to narrow the focus of
our effort in some areas, drop lower priority projects, and stretch out some programs.
We will also have to get more mileage out of the work we do complete. Even
though much of the Agency's most effective and influential work is done in the form of
customized service, we probably will have to produce more multi-tiered and multi-
classification reports so that the same product can reach a wider, multi-level audience.
Finally, we will have to resist the temptation to satisfy a growing number of peripheral
consumers (i.e., those outside the traditional national security arena) unless they can
be served as a by-product of, or spin-off from, other production.
This is all well and good, it will be said, but how does CIA management translate
these principles into specific criteria suitable for making specific decisions on resource
allocation for the production of finished intelligence-particularly when the decision
as to whether to produce or not is sometimes simply not within our control? On the
latter point we have no answer, except to note: first, that the DCI now has explicit
authority from the recent executive directive to ensure the "propriety of requests and
the responses thereto" from the executive departments of the government to the
intelligence community; and second, that the bulk of finished intelligence produced
by CIA in the past has been self-initiated (although this has not been true for the most
important individual memos, reports, and estimates). The percentage of self-initiated
material cannot be pinned down with exactitude, but several sampling counts suggest
that it runs to around 80 percent of our current and in-depth product in all analytical
fields.
Essentially, excess resources which provide the capability to move people temporarily from one
problem to another without permanently disrupting other, ongoing activities.
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There would thus appear to be significant room for discretion on the part of
management in tailoring resources to meet real consumer or market requirements. To
be sure, a number of serious efforts have been undertaken to ascertain the specifics of
these requirements, usually resulting in no enduringly useful conclusions. When asked,
consumers generally tend to say they want it all. In view of the percentage of self-
initiated CIA finished intelligence, however, the best strategy for future years may well
be to self-initiate the cuts and wait for the reaction.
As for the problem of developing criteria for management to measure the relative
values of producing finished intelligence on new subjects and areas that will emerge in
the years to come, the following guidelines may merit consideration:
- how much of the product of the undertaking will really depend on a unique
intelligence informational and analytic input; how valuable as a contribution
to the whole governmental understanding on the general subject will the
specific report, memo, etc., be if it consists only of a unique intelligence input?
- in a related vein, have changes in classification of material (i.e., de-
compartmentation, more overt use of covertly collected information, and the
availability of relevant unclassified information) eliminated the past rationale
for analysis and production of the particular undertaking by CIA?
- is the subject currently treated thoroughly and well in professional journals and
other media outside the intelligence community, and perhaps outside the
government? (See, for example, Nathan Keyfitz's article on food and
population trends in Scientific American for July 1976; this essentially
multidisciplinary piece is generally comparable to the items which CIA has
produced on these subjects so far.) If academia is doing a good job, is CIA
input really needed?
- how directly does the suggested undertaking relate to concerns that are
unequivocally within the bounds of admittedly expanded national security
interests?
- if a consumer-requested undertaking, how important a role in the decision-
making process on this particular national security issue does the requester
play? (This may sound contrary to our deeply-held principles of service to the
Executive, but it simply must be given more conscious consideration by
management in the future if we are to do our best and make it count.)
The use of such criteria in deciding whether or not to undertake a particular
project or line of finished intelligence production would offer CIA management a
meaningful and responsible plank on which to stand in ordering its future use of
analytic resources. An effort to develop more thorough and specific criteria of this type
might well be worth the time.
The Problem of In-Depth Research
The broadened scope of CIA production in recent years and the increased
emphasis on current intelligence, without a corresponding increase in analytical
resources or decrease in effort on traditional national security issues, has had important
side effects. Analysts and staff who formerly spent a significant amount of their time
enhancing their own and their unit's in-depth understanding of the subjects within
their ken, principally by conducting in-depth "basic" research (i.e., work not designed
to support a specific finished intelligence product as such), find themselves continually
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deterred from such research by the need to produce more quick-reaction products.
Inevitably, as resources are spread thinner in this way, in-depth research suffers.'?
If the forecast in this study is correct, CIA's research effort is likely to be
threatened further in future years by additional current reporting pressures created by
a general acceleration of important international events, an increasing priority for a
growing number of issues, and the increased availability of intelligence information in
real-time-as events happen. The combination of these trends could seriously degrade
CIA's research capability unless additional steps are taken to protect or isolate research
programs from current intelligence demands. At present, current intelligence is
handled differently for each of the three major disciplines within the DDI: political
intelligence is handled in two different offices, military intelligence by different
divisions within the same office, and economic intelligence by the same analysts in the
same office. (Scientific and technical intelligence is handled yet another way in the
DDS &T, but comes closest to the way economic intelligence is handled in the DDI.)
']'here are good reasons for handling current intelligence differently in each case,
but the thinning out of resources and the increase in current intelligence pressures in
the coming years may dictate other approaches. The approach that would go farthest
toward protecting the research from the current effort would seem to be the one
presently employed for political intelligence-i.e., one office or separate staff for
carrying out in-depth research, and another for doing quick-reaction pieces and
current reporting." This approach has a further advantage in that it would provide
competing centers of analysis within the Agency on a single discipline-competition
which is essential to the development of differing interpretations on critical
intelligence issues (especially on issues where expertise is lacking elsewhere in the
community).
There are, of course, problems with this approach that involve: defining the
sometimes grey area between current and in-depth research, the potential ivory-tower
dimension of a research shop divorced from the "juice" of current events, and the
personnel costs of two shops on the same geographic areas using essentially the same
disciplines. Still, the alternative of trying to meld both needed tasks in one staff or
office would appear to be an almost sure formula for further slippage in the Agency's
vital research capability. In order to keep the research components from becoming too
far removed from the mainstream of current affairs, they could be given responsibility
for estimative-type intelligence, which requires continuing attention to the flow of
current events. The goal would be to protect the Agency's research capability from
current demands while at the same time preserving the access of current intelligence
components to the in-depth knowledge so essential to their reporting.
The Interdisciplinary Problem 12
As more intelligence issues become interdisciplinary and transnational in nature,
CIA will have to strengthen its ability to produce such studies. The Agency is today the
Interestingly, as the intelligence market has expanded in recent years, the number of longer finished
intelligence reports or monographs produced by CIA has declined slowly but steadily, while the number of
short, current pieces has increased significantly. The net result is that more finished intelligence items now
are being produced on a wider variety of subjects than heretofore, with approximately the same analytical
and production resources.
11 It is generally recognized that components which deal with long-range problems or planning should
be organizationally distant from responsibility for current operations; the same would be true for
components doing in-depth research. See Anthony Downs' Inside Bureaucracy (Little, Brown & Co., Boston,
1967) for a more detailed discussion of this and other relevant organizational rules or hypotheses.
12 See Lloyd F. Jordan, "The Case for a Holistic Intelligence," Studies in Intelligence XIX/2.
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only producer of finished intelligence in the community that has the analytical
resources to turn out interdisciplinary studies-and has done so successfully-yet it is
organized along disciplinary lines which do not readily encourage the production of
such studies. One obvious solution would be to combine the disciplines along
geographic lines in a new organizational structure. This would foster interdisciplinary
approaches to national and regional problems. At the same time, however, it might
discourage the intensification of expertise that is provided within a single disciplinary
framework and might not, in the end, produce an improved product. Depth and
continuity of expertise is a key CIA strength. Although some way of overcoming the
bureaucratic obstacles and disincentives of the present system is needed, extensive
changes in formal organizational structure are probably not the answer to the
interdisciplinary problem.
No organization in or out of government appears to have tackled the
interdisciplinary issue with fully satisfactory results as yet. The most successful efforts
seem to have involved ad hoc as well as semipermanent teams; but there are mixed
views within CIA on the value of team approaches. In applying team approaches to
interdisciplinary problems in the intelligence context, consideration of the following
factors may increase the chances for success:
- the personnel must be carefully chosen in each instance from the standpoint of
ability to work in a group context; they must also combine real expertise with
serious intellectual curiosity and interest in the other disciplines;
- the home components must be bureaucratically willing to concede the
necessary disciplinary sovereignty to the collective judgment of the team and
its leader;
- the officers involved must believe the team effort is a vital part of their
professional duties for which they will receive full professional recognition;
- there must be a real effort at an exchange of ideas and approaches by various
disciplines throughout the project aimed at the development of a true
synthesis, rather than the production of component sections in isolation,
followed by a cut-and-splice job by the team leader at the end of the effort;
- team leaders must understand the techniques of team management; this has a
training dimension largely untouched as yet in the CIA.
Some of the Agency's team efforts have accomplished some of these requirements;
others have foundered because they were lacking. But insistence on the application of
such criteria by management in interdisciplinary undertakings should result in
immediate, practical, and inexpensive improvement in this type of product.
Consideration should be given to other interdisciplinary approaches as well. In
particular, analyst training, carefully developed for its relevance to intelligence
concerns, should be undertaken to broaden analyst appreciation and understanding of
interdisciplinary problems. This probably could be done most effectively through
inside training and would take extensive and sophisticated development of pertinent
training curricula. Recent OPR efforts to provide internal multidisciplinary training for
its analysts are a step in this direction.
In order to provide a more permanent organizational mechanism for stimulating
and improving the Agency's interdisciplinary work, broad-gauged senior officers could
be appointed to monitor DDI production with a view to suggesting ways in which
interdisciplinary angles could be incorporated into and synthesized in all appropriate
products. Such individuals would, as generalists, supplement NIO monitoring efforts.
The NIOs are organized along set geographic and disciplinary lines. A main question
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would he whether this new function could best be performed within the confines of the
existing office structure-with an interdisciplinary officer for each production
office-or whether it could most effectively be accomplished outside the present
structure-by a full-time coordinator for interdisciplinary studies at the Directorate
level. Perhaps a two-pronged approach is needed. In any case, the most essential
ingredient will be a positive approach to the interdisciplinary problem on the part of
production office management.
Utilizing Outsiders
One additional means of extending CIA's own resources and of bringing a greater
range of assets to bear on the future intelligence environment predicted in this study
can be accomplished in theory by greater dependence on inputs from outside the
government, principally from academia and private industry, in our finished
intelligence undertakings. Our successes so far in this sphere have been infrequent,
except in the scientific and technical fields where there is a long tradition of outside
participation which has contributed importantly in many instances to the product. In
the area of social science, our experience in using outsiders seems to be improving lately
as we recognize that the key to success is the closest possible continuing linkage
between our staff and the outside experts, so that the objectives, relevance, and
information central to the undertaking are clearly understood and repeatedly
scrutinized by both elements. This means extra managerial time, but the pressures on
us to utilize outsiders are unlikely to diminish and, in the social sciences, we may find
that as we develop a cadre frequently utilized and closely tuned to our substantive
interests, their value in increasing both the quality and the range of our finished
intelligence product will be significant.
Pertinent Readings
Brown, Seyom, New Forces in World Politics (Brookings Institution, Washington,
DC, 1974).
Center for the Study of Intelligence, CIA Intelligence Support for Foreign and
National Security Policy Making, SECRET (CIA/OTR, January 1976).
Commission on the Organization of the Government for the Conduct of
Foreign Policy, Volume 7 on Intelligence Functions (U.S. Government Printing
Office, Washington, DC, 1975).
Director of Central Intelligence, Perspectives for Intelligence, 1976-1981, SECRET
(USIB/IRAC, October 1975).
International Research Council, Foreign Policy Contingencies: The Next Five Years
(Center for Strategic and International Studies, Georgetown University,
Washington, DC, 1975).
Kahn, Herman (project director), The World, 1982-1991 (Hudson Institute, Groton-
on-Hudson, New York, 1972), prepared for DIA, Contract #DAHC15-72-0131.
Overholt, William H. (project leader), Forecast for 1994 (Hudson Institute, Groton-
on-Hudson, New York, 1974), prepared for DIA, Contract #DAAB09-74-C-0014.
Owen, Henry (ed. ), The Next Phase in Foreign Policy (Brookings Institution,
Washington, DC, 1973).
Proceedings of National Security Affairs Conference, 8-10 July 1974, Defense Planning
for the 1980s and the Changing International Environment (National War
College, Washington, DC, February 1975).
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Senate Select Committee to Study Governmental Operations with Repect to
Intelligence Activities, Foreign and Military Intelligence (U.S. Government
Printing Office, Washington, DC, 1976), Book I.
Some Likely Key Intelligence Questions for the 1980s, SECRET (CIA/ORD,
June 1974).
The Civil Technology Assessment Program: A History and Evaluation, CON-
FIDENTIAL (CIA/OSI, April 1976).
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CONFIDENTIAL
Spoken words are the symbols of
mental experience and written
words are the symbols of spoken
words. Just as all men have not
the same writings, so all men
have not the same speech sounds.
Aristotle, On Interpretation,
HANDWRITING ANALYSIS
IN INTELLIGENCE OPERATIONS
The uniqueness of handwriting is the basis of a method of psychological
assessment used in Agency intelligence operations for more than fifteen years.
Handwriting analysis is a descriptive test, one of several psychological tests called
projective techniques. Among these, the Rorschach is probably best known. To project
means to "cast forward," and when we write, we reveal our personality by thrusting
out, by projecting it on paper where it can be inspected and interpreted.
In their classic work, Studies in Expressive Movement, Psychologists Gordon
Allport and Philip Vernon define handwriting analysis as "the art, and perhaps
embryo science, of determining qualities of personality from script." Allport and
Vernon were among the first psychologists in this country to acknowledge what
European psychologists have known since the late nineteenth century, that
handwriting is an expressive movement (along with speech, posture, facial expression,
and gestures) from which correlates of personality can be derived. Among the
expressive movements, only handwriting leaves a permanent record for analysis.
Handwriting analysis, also known as graphological analysis, is based upon general
observations, systematic experimentation, specific rules, and specific techniques of
measurement. Although it has its own particular methods, it also relies on principles
and general experience that are integral parts of contemporary psychology. Agency
graphologists use the Lewison-Zubin method which requires very precise measurement
and evaluation of 21 separate elements of handwriting. The results of these
measurements are integrated within the dynamic pattern of the script which the
analyst describes and interprets according to specific graphological rules and an
intuitive understanding of the dynamics of the writing sample.
Although it may vary as mood varies, handwriting basically remains the same,
unless, of course, there is a radical change in the writer's personality or in his physical
health. Evidence of growth, maturation, and aging of the writer as well as the effects of MORI/HRP
crucial events in his life, whether beneficial or harmful, can be observed in the script. from pg.
21-25
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Handwriting Analysis
Occasionally, drastic adaptive changes will produce marked changes in a person's
writing. In the sample below, we see the writing of a moderately well-educated 20-
year-old female living in a simple unpretentious environment:
P a u W A A J A U A J U V r. Q 4- tU
V, r
roAzvEA'
!,{A.rrA' nnaa~;~.~6,
In sample 2, written 20 years later, she is in a radically different environment as the
wife of a socially prominent, socially sophisticated politician. Her writing has become
overblown, like the frog in the fable of La Fontaine who tried to emulate the ox. It is
also artificial and affected, much like the milieu in which she now lives:
Vouj 9"-,/ a6zA
Handwriting analysis can be used in the assessment of persons to whom access is
limited, impractical, or impossible. It can provide a general personality portrait of the
writer, including strengths and weaknesses; evaluate his general productivity, level of
intelligence and education, maturity, his vitality and the energy available for
productive work, his emotional pattern, the extent of his stability and self-discipline,
his social skills, adaptability (his conformity or lack of conformity to the environment,
for instance), his reaction to stress, aggressiveness, etc. It is particularly useful when
there is little or no information on the individual, as in the early stages of an operation.
Aspects of a writer's personality that may elude even an astute observer can be surfaced
through handwriting analysis. Not only can it confirm the case officer's observations; it
may confirm his suspicions as well. In some cases graphological assessment will
contradict the existing information, and in others it will reinforce mere guesses on the
part of the case officer. When a target proves exceptionally difficult to understand,
handwriting analysis may provide enough of an opening for the case officer to
penetrate the target's personality.
From an operational point of view, graphological analysis has certain advantages
over more conventional forms of psychological testing. Since the person does not know
he is being tested, no allowance need be made for inhibition, anxiety, or false
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responses. The subject can be observed over a period of weeks, months, or years, and
his reactions can be monitored in a variety of circumstances. For instance, when
handwriting samples are available over a period of time, it is possible through
comparison to detect changes in the mood of the person that indicate he is functioning
at a higher (or lower) stress level. This method of assessment is particularly useful in the
case of an agent in a denied area, where contact is limited and infrequent. A series of
comparison reports may be the only means of monitoring the agent's general condition
and tension levels. The analyst can alert the case officer to changes in the agent's
writing: that it seems more tense, more carefully and deliberately written, or that it is
unduly disorganized and confused. These comparison studies have proved useful in
cases where handling problems arise unexpectedly or where there have been marked
changes in an agent's behavior or performance. When changes become so great that
they raise doubts as to authorship, the writings are referred to our colleagues in the
Questioned Documents Laboratory who determine whether all the specimens were
written by the same person.
The cases that follow illustrate some operational applications of handwriting
analysis.
1) A few years ago an audio device, apparently of Soviet origin, was discovered in
an Agency installation in Europe. The search for possible suspects quickly narrowed to
the only foreign nationals with access to the area, the cleaning crew. As a preliminary
step in the inquiry, the station set about learning whether members of the cleaning
crew were, as they claimed to be, native to the country in which they were living. Ten
handwritings were submitted to our analysts, who readily determined that nine of the
specimens had indeed been written by natives of the country. Moreover, these nine
specimens were written by individuals whose level of intelligence and education were
consistent with their social status and occupation. The tenth sample was another
matter. This was the writing of a person of sophistication, high intelligence, and good
education, characteristics quite incompatible with the menial job he held. Finally,
there were peculiarities in the script indicating that the writer, if not actually a
Russian, had at least first learned to write in the Cyrillic alphabet. In time, with close
interrogation, the writer admitted he was a KGB agent. The original writings are no
longer available for comparison here, but the samples below contain some of the clues
that would alert a graphologist that something is amiss in a case of this type:
In Sample 3 we have a freely written and sophisticated writing, with simplified
letter forms. It indicates superior intelligence, a high level of education, and
considerable creativity. He is not a likely candidate for a cleaning job.
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cz ~eYNP /ccc-e~-C it?ir- .~EL~iLt art
U1I ~r~ a ~- e,yw~v,
In Sample 4, we see the writing of a person with little imagination, who hardly
deviates from the way first taught to write, who probably had little schooling, and
whose intelligence is lower than average.
2) An overseas station requested a handwriting assessment of an asset they
planned to set up in business in exchange for his services as an agent. The
graphological report was extremely unfavorable, describing the asset as a sly, deceitful
person, unreliable and emotionally very unstable. It particularly warned that he
should not be entrusted with money. About a year later, a report from the station
confirmed the accuracy of the assessment. The asset proved to be the kind of person the
graphologist had described; he absconded with funds that were to have been used in
the business.
3) We are providing handwriting assessment support to a denied area operation
where the agent passes information in secret writing. Our analysts monitor the cover
letters, on the alert for signs of undue stress, signs of unusual aggressiveness, depressed
moods, loss of energy, sudden lack of self-discipline, and other psychological changes
that might affect the operation adversely. They will also warn the case officer if there
should be signs of physical deterioration in an otherwise healthy individual.
Handwriting analysis cannot reveal the nature of an illness, but it can detect
significant changes in health.
4) The chief of station of Country X was displeased with the mediocre production
of an agent who was in a position to provide priority intelligence. The chief of station
knew the agent personally, and while he had a vague feeling that the man was being
less than honest with him, he was unable to bring his misgivings into focus. A
handwriting assessment described the agent as a cunning opportunist totally occupied
with a need to pretend and dissimulate. Subsequent events confirmed the agent's basic
unreliability, and he was eventually terminated.
5) Our overseas stations sometimes receive letters from persons offering their
services anonymously, and we are asked to tell whatever we can about the writers.
Some letters obviously are sent by cranks or unstable individuals, but many are not.
Although our reports on these cases are tentative, we are often able to determine the
nationality of the writer, his level of intelligence and education, his approximate age,
and some insights into his personality traits. We are less successful in determining sex,
simply because there are no "masculine" or "feminine" characteristics in writing.
With the cooperation of our colleagues in Questioned Documents, however, we believe
our chances of correctly identifying both nationality and sex are better than average.
In a recent case, we received several letters for analysis but were asked to concentrate
on a particular specimen, the writing of a man who, the station believed, was leaking
information to another service. After analyzing the writing, we concluded that the
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specimen had been written not by a man but by a woman. This narrowed the search,
and it was eventually proved that a woman was indeed the source of the leaks.
These samples illustrate some of the services handwriting analysts can render to
intelligence operations. Obviously, handwriting analysts are neither infallible nor
omniscient. They can, however, render judgments more accurate than those reached
by unsystematic observation and can do so from a distance in time and space.
Hundreds of operational cases of all types and in many languages have been handled
by Agency graphologists. A large percentage of their findings were later confirmed by
direct assessment or the writer's subsequent actions. When properly employed,
handwriting analysis can be a useful tool in the continuing problem of assessing the
difficult target.
Bibliography
1. Allport, Gordon W. and Vernon, Philip E.: Studies in Expressive Movements. (The
MacMillan Company, New York, 1933.)
2. Bell, John Elderkin: Projective Techniques. (Longmans, Green and Co., New York,
London, Toronto, 1951.)
3. Pulver, Max: Le Symbolisme de l'Ecriture. (Librairie Stock, Paris, 1951.)
4. Roman, Klara: Encyclopedia of the Written Word. (Frederick Ungar Publishing
Company, New York, 1968.)
5. Lewinson, Thea Stein and Zubin, Jospeh: Handwriting Analysis. (University
Microfilms, Ann Arbor, Michigan, 1969.)
6. Vels, Augusto: L'Ecriture, Reflet de la Personalite. (Editions du Mont-Blanc,
Geneva, 1966.)
7. Klages, Ludwig: Handschrift and Charakter. (H. Bouvier & Co., Bonn, Germany,
1949.)
8. Aristotle, On Interpretation, Chapter I, paragraph 2. The Basic Works of Aristotle.
Edited by Richard McKeon. (Random House, New York, 194L)
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Improvisations on a scheme
CATCH-AS-CATCH-CAN OPERATIONS
Benjamin F. Onate
Once upon a time there was an American who had grown gray and venerable in
the service of an international ideology. He served as theorist and right-hand advisor to
the leader of that Movement in Highland, where the Movement was in opposition.
Coincidentally, he had also served for some years as a contract agent of the Central
Intelligence Agency.
I was a very inexperienced case officer but an old hand at moving about in
Europe when I came to Highland to handle VUZYX,1 as we shall call him, more than
20 years ago. He was based in the Highland capital, I in the commercial center, and to
reduce the risk of his being noted in bad company, we met anywhere except in the
capital.
There had been time, years before, to train VUZYX briefly. domestically, and he
was a joy to handle. Productive, careful, motivated-in his view, there was no great
gap between the goals and ideals of the United States and those of the Movement, in
which he sincerely believed. The gaps he found it difficult to bridge lay between his
own view of the Movement, and those of its international leaders, who were prone to
disregard his advice and his theories on occasion.
It came to pass, after he and I had been working together for about a year, that all
of the leaders of the Movement were summoned to Metropolia, the capital of
Lowland, for an international conference to sit at the feet of their Greatest
International Leader. About a week before the conference, VUZYX came to my base
for our regular meeting and informed me that he had been chosen to attend with his
leader, and then accompany him on a European tour which would last a good two
weeks before he would be able to report again. Did CIA want any immediate coverage
in Metropolia while he was there?
Overnight, before he left town again, I got a fast turndown from Headquarters,
noting that after all they had plenty of assets in Lowland. So VUZYX and I arranged
for a next meeting immediately after his return, and he went back to the capital.
The next day, of course, Headquarters changed its mind; VUZYX was, after all,
just about our best penetration of the Movement and one of the few if not the only one
who might be thoroughly objective about the views of the Great International Leader.
There was a minor problem or two:
1) VUZYX had no idea I was coming.
2) I had no idea where he would be staying in Metropolia.
3) I had no plausible cover for approaching him in Metropolia,
This was something we had not prearranged, and which was not set forth in any
Standard Operating Procedure either of us had had in tradecraft training.
So the answer was improvisation.
I had his telephone number, rarely used because of the sensitivity of the
operation; I, in fact, had never called him. But I called, identified myself by his MORI/HRP
1 If any country operations then or now used the digraph VU, I apologize; I don't mean it to point in any from pg.
direction. 27-29
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pseudonym2 in case he didn't recognize my voice, and informed him I now had the
information on the life insurance he had asked me about; would he be available next
week so I could call on him?
He played up beautifully; No, he would be accompanying his leader on a visit to
Metropolia in midweek.
Ah, in the latter part of the week I might be in Metropolia myself; might I ask
where he would be staying?
But of course, at the Hotel Splendide.
So far, so good; he now was alerted to the fact that I would try to meet him in
Metropolia, and that Headquarters obviously had changed its mind. And I knew
where he would be staying.
Now, Lowland was a friendly country, and its intelligence services cooperated
with ours, but took a dim view of poaching. Inasmuch as Lowland and the United
States differed somewhat in their evaluation of the Movement, it didn't seem
advisable to cut them in on VUZYX. I had, however, spent a great deal of my former
life in Lowland, and had many friends in Metropolia whom I might logically visit,
ostensibly on a combined R&R and shopping tour. The Lowland authorities were
probably aware that I was with CIA, but unless I made some egregious blunder, I
should be able to contact VUZYX without arousing their suspicions.
And so, on the day the conference began, I too reached Metropolia, a day behind
VUZYX, and called him at the Splendide. The leader himself (gulp!) answered the
phone and passed it to VUZYX. (I later learned that they were in fact seated side by
side on one of the beds with a batch of documents spread out around them, planning
strategy for the conference.) Once again, Operation Improvise.
This time, still using VUZYX's pseudo, I was a salesman calling from Flinflan's
(not notional) Bookstore; the books he wanted could not be obtained until the day of
his departure, but we would be glad to send them to him at the airport if he would give
us his flight number and departure time.
After that, I was free to shop and visit friends until departure time except for two
chores: a) I booked passage on the same flight; and b) I went to Flinflan's in the course
of my shopping, picked out a couple of books and had them wrapped up, and took
them to a messenger service for delivery to VUZYX at the airport.
On departure day, I checked through the gate at the airport without difficulty
into the waiting lounge, where VUZYX was already seated next to his leader,
ostentatiously reading a Saturday Evening Post. I turned to the newsstand, bought the
same issue myself, let him see it under my arm, and headed for the men's room.
VUZYX followed me and without saying a word or exchanging a glance we took
adjoining urinals. When the room was briefly clear of third parties, we exchanged our
magazines, then walked back out separately at a respectable interval, sat down, and
boarded the plane when the flight was called. I got off at the first stop and returned to
Highland; VUZYX went on to Midland and other countries with his leader.
In his Saturday Evening Post I found a carbon of a complete account he had
typed for his leader detailing the proceedings of the Movement's closed sessions,
together with some worthwhile remarks and statements made by the various
s He never used his pseudo except in signing contracts, expense accounts, and similar Agency business. I
didn't use mine, because he didn't know it, whereas the nom-de-guerre under which he knew me served me
in several other operations and, if intercepted, might have aroused suspicion.
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international leaders. I ultimately received indications from Headquarters that
VUZYX's report was not only faster but more comprehensive than what we received
through Lowland assets.
Critique: VUZYX and I had played the whole thing by ear. What mistakes did we
make, and what risks did we encounter or overlook?
1) When VUZYX first told me he was going to Metropolia, I should have
obtained all the details and set up contingency arrangements to pick up his report then
and there, without waiting for Headquarters' "final" decision. Then it would have
taken one simple signal of some kind, rather than the two dicey phone calls, to alert
him to the airport contact.
2) Failing a contingency plan, the first risk lay in assuming that VUZYX could
also fly by the seat of his pants and would understand and respond correctly to my
improvisations. This is something one can rely on infallibly only in Leslie Charteris'
Saint stories or Mission Impossible. Fortunately VUZYX turned out to be a first-class
improvisor.
3) I thought I had been as careful as possible about the Metropolia telephone
call; I walked aimlessly around Metropolia for some time without spotting a tail; then
I used one of those glass telephone booths where nobody can get within earshot
without being seen. But I had no grounds for assuming that VUZYX would have had
any opportunity during his trip to be in touch with Flinflan's Bookstore. That could
have tripped him up if he had to explain the phone call.
4) When I myself went to Flinflan's, I picked out a couple of books I was
interested in, not necessarily a couple that would interest VUZYX, and they were books
that came right off the shelf; no need for Flinflan to have hunted them down. After all,
I was paying for the books myself. I should, of course, have picked some hard-to-find
book that VUZYX would enjoy (and put it on the expense account).
In the end, however, it all worked, and the moral appears to be that you can
improvise and get away with it as long as you (a) have a good partner, and (b) think
three or four times about every possible pitfall and pratfall. VUZYX himself
subsequently had the only sour evaluation when he brought me the books: "If you had
to saddle me with these dumb books, couldn't you have picked smaller ones?"
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PORTRAIT OF A COLD WARRIOR. By Joseph B. Smith (G. P. Putnam's
Sons, New York, 1976).
The integrity of our system will not be
jeopardized by any measures, covert or
overt, violent or non-violent, which serve
the purpose of frustrating the Kremlin
design, . . . provided only that they are
appropriately calculated to that end, and
are not so excessive or misdirected as to
make us enemies of the people instead of
the evil men who have enslaved them.
The Report by the Secretaries
of State and Defense on United States
Objectives and Programs for
National Security (NSC-68) Issued
in 1950.
Readers of Portrait of a Cold Warrior would do well to keep the thrust and
rhetoric of NSC-68 in mind as they wade through the 436 pages which "Little Joe"
Smith uses to limn his career as an Agency officer. The Report by the Secretaries helped
set the frame within which the Agency operated in the period covered by Smith. The
"portrait" drawn by him is flawed, both in what it depicts, and by the author's limited
descriptive powers.
Smith served as a covert action specialist through most of his career, and his book
covers, often in fulsome detail, his recruitment and training, initial experiences in
Washington, and subsequent assignments in Singapore, Manila, Buenos Aires, and
Mexico City. Smith also deals with Agency support to dissident colonels in Indonesia
who opposed President Sukarno in the late 1950s. Smith's justification for this large
and unsuccessful effort is stated as follows: "We weren't sure that anyone else could
rule Indonesia any better. We just wanted to pressure him (Sukarno) to change course.
We didn't want to sink the ship of state." The resulting carnage-including the death
of thousands of Indonesians and CIA pilot Allen Pope's inadvertent bombing of a full
church-achieved little or nothing. In summing up the operation, Smith admits
"Whatever had been the cost in lives and treasure, it had been too great . . .
fundamental had been our eagerness to support men we didn't know enough about to
start with . . . we didn't find out what they were really like until they were on the
battlefield. Then it had been too late,"
In his foreword, Smith seeks to put distance between himself and another ex-
employee, Philip Agee, by using terms such as "dreadful betrayal" to describe Agee's
efforts to cripple the organization which they both had served. Smith's protestations to
the contrary, Inside the Company and Portrait of a Cold Warrior are quite similar;
both are recitations (rendered in equally flat prose) of Agency failures, of overblown
hopes based on sketchy planning, of rigged elections, coups which failed, propaganda
which convinced no one, ties with sadistic "local services," deals with corrupt
politicians-all pursued under the permissive mandate provided by NSC-68 and other
documents issued during the depths of the Cold War. While Agee's book is a polemic, MORI/HRP
from pg.
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and his stance unrelenting, Smith appears to have no consistent point of view, and his
reasons for writing his book remain unclear. At one point he refers to "my tendency to
say too much" and perhaps this is as likely a view of his motivation as we will get.
'T'here is a feckless quality to the book which left this reviewer with the strong feeling
that if Smith had been promoted to GS-15 in Mexico, his book might never have been
written. Smith is starkly revealed by his own prose as a fonctionnaire-his limited
vision precludes him from offering much in the way of helpful insights into the
Agency's organizational past, but his nattering recitation of past foibles will no doubt
provide delectation to those who oppose or seek to further embarrass the Agency.
A basic problem in judging Smith's book is his tendency to make
generalizations-usually phrased as categoric statements-which apparently are based
on one or two cases of which Smith was aware. Based on his Indonesian experience,
Smith states "The most efficient way to handle ambassadors who demanded their
rights as heads of U.S. missions abroad to be informed of CIA operational activities
was to tell them plausible lies." Such statements feed the continuing myth of an
Agency accountable only to itself, and operating on its own set of rules. Smith's
generalizations render suspect some areas where he might have something useful to put
forward. It is hard to take Smith seriously when he talks about "arrogance and career
opportunism" as besetting sins of CIA officers when he also salivates about the
possibilities for making compromising pornographic movies which an "orgy"
involving Sukarno and Nasser might have provided.
In the closing chapters of his book, Smith renders some interesting views of Latin
America, its internal problems, and its attitudes toward the U.S. His description of
Argentine society rings true, and his negative reaction to the MHCHAOS project is
consistent and convincing. In view of these rather insightful passages, one wonders
how Smith could be so blithe in recounting the use of torture by a "local service" with
which the Agency worked closely. Smith lacks Agee's moral outrage on this point, and
again reveals his apparatchik point of view.
In the end, Smith uses a rather superficial conversation with a glib young KGB
officer as his main rationale for the continuing need for a CIA. He thus remains
essentially a Cold Warrior, and seems genuinely fearful that the Soviet security service
can "destroy" us. One would think that if nothing else, Smith's own career should
have proved to him that while the efforts of a security service sometimes can do
damage to the basic institutions of a targeted society, they also can pose a severe
danger to the ideals of the sponsoring power. Smith, though having opted out of the
(;old War, seems still trapped by some of its harsher illusions.
Portrait of a Cold Warrior is a book that reflects credit on virtually no one. Smith
is said to have believed that he was writing a "helpful" book about the Agency. This
he has certainly not done. He has created a source book for those who believe that
"covert action" should be ended, and has further darkened the image of an already
embattled Agency.
Donald P. Gregg
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SECRET SUNDAY, by Donald Darling (Kimber, London, 1975).
One more book on so esoteric a subject as escape and evasion in Occupied Europe
in World War II might seem unnecessary at this late date, but what Donald Darling
has to say deserved to be published. Darling, a professional writer, has a good tale to
tell, and he has told it well. His work as a journalist in the Iberian Peninsula before the
outbreak of the Second World War gave him a knowledge of the area and the kinds of
contacts which led British Intelligence to him in the summer of 1940, after France fell.
In hardly a page, and without any real detail, he covers his recruitment and training
for what was to be perhaps the most successful career of any British Intelligence officer
who ran escape and evasion operations from posts on the perimeter of Occupied
Europe. For Darling, these posts were first Lisbon and later Gibraltar.
In his opening pages Darling sets the stage well. He contrasts the charming and
friendly reception he received from the British ambassador in Lisbon with the
distinctly unhelpful attitude ("Keep Spain Neutral") displayed by Sir Samuel Hoare
(later Lord Templewood), a conservative politician who had just been appointed
ambassador in Madrid. Hoare's unhelpfulness was by no means confined to Darling
and his efforts to arrange for the passage into Spain of numbers of Allied escapers and
evaders moving through France from all Occupied Europe. All branches of British
Intelligence-and some American-had tales of woe to tell about Hoare's consistently
unsympathetic attitude to Allied intelligence activity in wartime Spain. True, Sir
Samuel had his instructions from Churchill to keep Spain neutral. Most observers,
however-at least those in the Allied intelligence world-judged then and certainly
now that he carried out this mandate with far less flexibility than Franco's true
situation vis-a-vis Germany and the Allies would have justified. Hoare's unwillingness
to be helpful, indeed his "opposition," made Darling's already difficult job more so.
No matter, our author put his intelligence, energy, and imagination to good use, and
the flow of people through Spain back to England was not really impeded.
While Darling, of course, repeats the stories of many escape and evasion lines
which other writers have told, he does so with such insight and wealth of fascinating
detail that one does not have the deja vu sensation the material in the hands of another
writer could have produced. All sorts of people helped Darling, from a young
American diplomatic courier working out of the American Embassy in Lisbon to the
rich dandy Nubar Gulbenkian (the son of the famous Middle East oil giant, Calouste
Gulbenkian, the original five percent man).
But the real drama lies in Darling's description of escape and evasion in Occupied
Europe: how it began, who did what, how it was managed. In this reviewer's view, no
one has told this story quite so well.
Darling carries us a step farther, with the establishment of the Awards Bureau in
Paris after the war ended. The purpose was to let those who had helped in the E&E
mission know how much their assistance had meant, and that the sacrifices they made,
the risks they ran, the tortures some of them endured-all this would not be forgotten
once the battle was over. One would not think the Awards Bureau would have had to
struggle to do its job. It did, and Darling tells us something about its trials and
tribulations.
Anyone familiar with this subject will recognize that Darling has not "told all,"
and that some secrets remain, as properly they should, For the reader who wants an
overall account of escape and evasion in Europe in the Second World War, by a true
insider (and a writer to boot), this is the book.
MORI/HR
P from
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