LACK OF ACTION ON PRIVACY ACT IS REGRETTED

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October 16, 1974
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Approved For Release 2006/10/20: CIA-RDP76M00527R000700140099-0 1-110658 CONGRESSIONAL RECORD -HOUSE October 16' 1974 definition of integrity: voluntary and total compliance with a rigorous moral code. It goes without saying that in fulfilling our police role integrity must be our watch- word. It is our sworn duty to be honest and incorruptible. Right action-ethical con- duct-is the very substance of a police of l- 'eer's job. And integrity is more than just not taking graft, or not committing any other kind of malfeasance. Integrity is also doing an honest day's work for a day's pay-not shirking, not cutting corners on perform- ance. Integrity is also not misusing physical force. But our responsibility does not begin and end with our own behavior alone. In the matter of integrity we are our brother's keeper. We must refuse to countenance any form of corruption, from any quarter, any time it rears its ugly head. We must all stand ready to clean our own house. Painful as it may be, we must be willing to act against any officer who would befoul it, recognizing that he who would do so can no longer be deemed a colleague. He has become instead a crimi- nal in a uniform. Therefore, the "code of silence" must be repudiated and to speak out against the wrongdoers in our midst must be considered an ethical imperative. This is a matter of integrity and, like all matters of integrity, it is in the immediate and ultimate best Interests of the public and the police profession. Everything I have been saying boils down to this: knowledge, courage and integrity are inseparable from the proper delivery of police service and the proper delivery of po- lice service is essential for gaining, regaining, or maintaining public confidence and sup- port. Good intentions and sincerity and ex- hortations are not enough. Consistently right actions are needed. I.think there is every reason to be optimis- tic. In police agencies throughout the coun- try, much progress is being made toward in- creasing efficiency and improving the climate of integrity. Better educated than ever be- fore, today's police leaders are becoming more expert managers of their departments' re- sources. An ever growing number of them- inspired and trained at institutions such as this one-are making the words of the FBI Academy motto a reality in the day-to-day work of their. departments. In closing let me say, I am confident that every graduate here today will take his right- ful place among these leaders and carry on in what I earnestly believe will become a new tradition of professional police service. My congratulations to all of you. (Mr. PEPPER asked and was given permission to extend his remarks at this point in the RECORD and to include ex- traneous matter.) Mr. PEPPER. Mr. Speaker, you will permit me to call to the attention of our colleagues and the readers of this RECORD a recent editorial in the Wash- ington Post which deals with Attorney General William Saxbe's recent assess- ment of where we stand in America on crime control. As chairman of the former House Se- lect Committee of Crime I was deeply concerned with the problem of crime and the possibilities for bringing this social cancer under control. I regret that the Attorney General has not been able to. give a more favorable reading on where we stand in our fight against crime, but I think it is vitally important that we face the fact that the crime problem is still a very serious challenge to our society. I request permission therefore to in- clude the Post editorial of September 1, 1974, in the RECORD at this point: MR. SAXBE AND CRIME CONTROL Before a group of police chiefs in Chicago the other day, Attorney General William Saxbe unburdened himself of some thoughts on the subject of crime, its causes and its potential consequences. On the whole, it was a more balanced and thoughtful pres- entation than you might have supposed from the passages of the speech that gained the greatest national attention. Mr. Saxbe said that crime was increasing at a fright- ening rate and that some dark-but un- named-forces within our society might one day use the fact of increasing crime to push for the creation of a national police force, a force Mr. Saxbe warned would jeop- ardize our liberty. Unfortunately, the Attorney General's theorizing on the possible need for a na- tional police force made the' biggest splash. This, together with his dire view of the crime statistics, was almost all the nation learned about his speech, and perhaps for understandable reasons; the notion of a national police force does tend to concen- trate the mind. But a careful reading of his full text reveals much more that is use- ful as a measure of what the nation's chief law enforcement official really has on his mind. Indeed, the implications for national policy in what Mr. Saxbe said are far too important to ignore, especially in a new administration. Mr. Saxbe spoke of a reported increase in serious crime, of 5 per cent for_ this year over last year. He was speaking of such offenses as murder, rape and assault with a deadly weapon, and he said such an increase in these crimes was alarming to him. Now we all know that the manner in which local police forces tabulate those figures is far from uniformly accurate. Moreover, we have seen in the past how crime statistics can be manipulated, depending on the political exigencies of the moment. The Nixon admin- istration, for example, would have had us believe the problem was under control many months ago-at the time of the last election. So, even though the statistics are disturb- ing, they are probably less interesting, in terms of coming to grips with the crime problem, than, some of the things Mr. Saxbe had to say about the causes of crime. He began and ended by confessing to a certain mystification with which we can all com- miserate. He did, however, draw a direct con- nection between serious crime among young people and unemployment among the same age group, especially those in the central cities. He pointed out that three of every four persons arrested for serious crimes were under 25 years of age. Using the data of the Bureau of Labor "Statistics, Mr. Saxbe told the police chiefs that unemployment among minority youths was "awesomely high" and that in some age groups in the inner city it was 33 per cent. It is important to note that if BLS says one in every three young blacks is out of a job, the figure is probably closer to half of the young black population. The reason is that BLS bases its figures for un- employment on those "actively seeking" work, and after a certain period large num- bers of unemployed persons of all ages who have not acquired jobs are somewhat arbi- trarily held to be no longer "actively" seek- ing work and therefore technically no longer unemployed. - "One lesson," Mr. Saxbe said, "is that we are not going to solve the crime problem among the young-especially in the cities- until they are brought into society's main- stream." And he added: To do that, a basic step is to impart real education and employment skills and couple it with actual jobs. This is not only needed to help control crime. It is also the decent.. the humanitarian, thing to do. This ap- proach alone will not solve all crime prob- lems related to poverty and discrimination. But unless we succeed in this, other efforts have little potential for lasting success. Mr. Saxbe's observations on crime's re- lationship to unemployment are important because the Ford administration is in the midst of an internal debate about public works employment and its impact on the economy. Crime control would hardly be reason in itself to take such a step. And there are economic reasons for seriously con- sidering it irrespective of its connection with crime -control. But it logically follows that those with something to do have less reason to commit crimes and that those with ? a sense of a stake in their society are less likely to act in defiance of its rules. Mr. Saxbe went on to take note of in- creasing white collar crime and crime among government officials at the state and local level, to say nothing of the federal level. He asked what sort of example the ' successful of the society were setting for the young: "The young learn from us and what they see and what they must be learning are sources of growing dismay." He was constrained as well to mention the outpouring of violence on television and in films: ". . the average 8-year-old has seen more violence on television than the average soldier encounters during a hitch in the army." He castigated the television industry for wrapping itself in the First Amendment when called to account for its practices, and he criticized parents for permitting their children to be exposed to "the unending deluge of such garbage." From the Attorney General's viewpoint, then crime is a problem with many causes and few solutions. He described a pattern of national frustration about crime, and it was in this context that he expressed his fears that if "we go on as we are, there is every possibility that crime will inundate us. The nation would then be faced with the prospect of falling apart or devising a national police in one final effort to restore domestic 'order. We should never doubt for a moment that there are men and forces at work in this country eagerly awaiting an opportunity to devise such a program as a first step toward total control over our lives." Mr. Saxbe distinctly warned against that notion: "Any nation can stop crime if it is willing to have an internal army of occu- pation," he said, "but there has never been a government which stopped crime by op- pression that eventually did not live to re- gret it." He argued instead that those "that have survived and flourished have done so by developing an inner strength in their people and in their institutions." It goes almost without saying that most persons would agree. We certainly do. And we also think Mr. Saxbe's speech, -in its entirety, should be given serious attention by those within the Ford administration who will be dealing with such matters as public works employment, the control of handguns and the problem of television and motion picture violence. The control of crime has to be looked at in a larger context. President Ford has expressed himself as having the goal of trying to make us more of a nation of one people. We think that the manner in which he goes about that task may well assist in shedding light on the problem of what we do about rising crime. INDUSTRIA TURISTICA (Mr. PEPPER asked and was given permission to extend his remarks at this point in the RECORD and to include ex- traneous matter.) Mr. PEPPER. Mr. Speaker, you know the vital importance of tourism to the Approved For Release.2006/10/20: CIA-RDP76M00527R000700140099-0 Approved For Release 2006/10/20: CIA-RDP76M00527R000700140099-0 Oc*ber 16, 1974 CONGRESSIONAL sufficient time to participate actively in ef- forts to reach a compromise. Subcommittee Counsel Alan A. Parker said Chairman Don Edwards, D-Calif., still sup- ports a less complicated bill such as H.R. 188, which he introduced, setting restrictions On use of arrest records. Rep. Charles E. Wiggins, R-Calif., ranking Republican on the subcommittee, said pri- vacy legislation is a "priority" item for the subcommittee but predicted there would not be time to sc before the next Congress con- venes. Wiggins has stressed that the bill should not endanger the policeman on the street by depriving him of needed infor- ination. Outlook: Although there is practically no chance that congressional, Justice Depart- inent, and administration officials will be able to reach a final agreement this year on legislation to set standards for the use of criminal history records, their efforts this year have rande more likely enactment of a proposal by the 94th Congress. Many ofthe participants in the drafting process privately voiced frustration with the pace of their toils but continued. hope for long-term success. Ra:PUBLICANS PREPARE OWN AGENDA At the same time that the executive branch was studying initiatives to protect individual privacy, a task force on privacy of the House Republican Research Committee prepared its agenda for legislative action. Task force Chairman Barry M. Goldwater Jr.. R-Calif., said "privacy rights have become subservient to concerns of utility and prag- matism." The task force report was intended to increase public awareness of privacy con- cerns in the hope that specific reforms will be adopted, be said. Some of the report's recommendations are similar to the initiatives that are being pur- sued under the direction of the Domestic Council Committee on the Right of Privacy. The similarities include support for greater protection of the privacy of bank records and consumer credit information, and scaling down of government information require- ments. On several issues, the GOP task force pro- posed step:: that would go considerably be- yond proposals now being studied by the White House committee: The use of the social security number should be limited to the operation of old-age, survivors, disability insurance and other pro- grams as required by federal law. No surveillance or wiretapping ofany citi- ,,,en should be permitted without a court order. Tougher steps should be taken to guar- antee the confidentiality of Census Bureau information. Juvenile court records should be dissemi- nated only to officials directly connected with the child's welfare and rehabilitation. No -arrest records without a conviction may be used in a federally-supported computer- ized system. A federal "privacy protection agency" should be established to enforce the pro- posed legislation. -'IEI D OF CRIME (Mr. PEPPER asked and was given permission to extend his remarks at this point in the RECORD and to include extraneous matter.) Mr. PEPPER. Mr. Speaker, on Sep- tember 11 a nephew of my wife's gradu- ated from the FBI National Academy is Quantico, Va., which my wife at- tended. On that occasion an outstand- ing address having to do with the whole field of crime was delivered by the police commissioner of the city of New York, RECORD - HOUSE 11 10&57 Michael J. Codd. Having chaired the House .elect Committee on Crime for 4 years, I have found the- address of Com- missioner Codd very enlightening and informative. He speaks out of broad ex- perience: with wide vision. I commend Comma; stoner Codd's address to my col- leagues and to my fellow countrymen and ash that it appear in the body of the RECORD immediately following my remark,,: 4DDRE5S 8Y MICHAEL J. CORD It is as honor and a privilege to have been chosen to address this 98th graduating class of the FBI National Academy. I myself was a member of the 69th class and, as it hap- pens, I delivered the student address at that grnnduation ceremony. My theme on that occasion was: "Eternal vigilance is,the price of freedom." Not an original theme perhaps, but an enduring one-one that will always have relevance in a democratic society. In colsidering the selection of a subject for this occasion I looked through several talks that were given here in the recent past and I was particularly struck by the fact that no matter what subject was being ex- pounded-police professionalism, the im- portance of training, advances in police technology-almost every speaker linked his theme ;o the motto of the FBI National Academy, "Knowledge, Courage, Integrity." I decided to make those words the theme of my talk. I hope I can bring some special meaning to them that may prove helpful to you in your future operations. To characteristically exhibit knowledge, courage, and integrity in one's privateaffairs does not necessarily coincide with exhibiting these some virtues In one's vocational affairs. For ins';ante, it is entirely possible for a po- lice officer to be a model citizen without being an effective public servant. It all de- pends on the kind of knowledge, courage, and integrity he possesses and, just as important, on the way lie puts these attributes into practicf. . A private individual is responsible to soci- ety for his actions only Insofar as they may injure others. When prompted by religious belief or conscience or some benevolent feel- ing he may try to actively help others. But he is not required to do so; It Is not his duty as a private citizen to do so. If. however, he becomes a police officer, he automatically assumes the responsibility of helping others, of providing police service simply as a matter of sworn obligation to the public. More over, I believe that police officers have a highEr duty even than other civil servants. We are society's guardians and protectors. We are thf agency charged with enforcing the law, the strongest bond of a civilized society. The service we give is absolutely essential to its $tatility. Never in our history has the police func- tion been so important. For the past decade our social climate has been rapidly changing. A rancorous ill-will, often violent, has come to mark the conduct of even the most routine commc nlty affairs. Many of our citizens seem to have lost faith in the ability or willing- ness of established institutions to meet their basic reeds. They see neglect and decay ev- erywhere, and are convinced that they have been a:andoned by public officials who, they elaim, :save to be practically coerced into pro- viding even minimal public services. This is the environment in which today's police officers work, and it presents a great obstacle that we must work to overcome. I am not for a moment suggesting that the police should become primary agents of social change or that we should attempt to cure social ills. Only the people can do that, the people acting through their elected repre- sentatives. Police officers are neither agents of, nor impediments to, social change but we muss set an example for others to follow. We are duty bound to be neutral-and properly Be. It is our job to step in where necessary to prevent public injury and to maintain public peace-and this includes protecting people in their right to dissent and to advo- cate and promote even the most unpopular causes. This kind of intervention does not affect; the underlying conditions of society. However, by performing our true functions in a professional manner-that Is, by fighting crime, preserving order, and rendering aid- we are able to make a vitally important con- tribution toward improving the quality of community life. And this, I submit, forms the true basis of our indispensability as pubic servants. All of which leads me back to the words "Knowledge, Courage, Integrity," and their special significance in police work. Let us con" tder knowledge, where it all begins. Police work encompasses law enforcement, order-keeping, and non-enforcement serv- ices. A police officer must know the applica- ble laws, the powers and limitations of legal authority, and the rights of the individual. He must also know how-to handle emergency matters, group events, interpersonal dis- .putas, and miscellaneous requests for in- formation and help. - But laws change, technology improves, communities grow and decline, new .ways of policing are developed. In order to maintain competence in his increasingly complex job the police officer must keep abreast of all professional developments in the field. He must be open-minded and receptive to learn- ing and to new experience. He must continue to study and keep sharpening his skills throughout his career. In addition to acquiring knowledge and applying it, which every police officer must do, the superior officer has the continuing responsibility of imparting knowledge to his subordinates. In other words, training them. Moot of you graduates here today are super- visors, commanders or chiefs--or you soon will be-and of all your supervisory or command responsibilities you will find that training always remains one of the most im- portant. Training encompasses the direct in- stru.ction of subordinates in job content and the continuous monitoring of their perform- ance to correct mistakes. It also involves acting as adviser and Counselor in per- sonal as well as vocational matter, if need be, in order to improve performance. Thus, in the interests of the public and the law enforcement profession, all of us must view knowledge not as an end in itself, not as a stepping stone to career advance- ment, but as the sine qua non of quality po- lice performance. - As for courage, every police officer is pre- sumed to have physical courage. And I be- lieve that every one of them does. In all my experience I have never found it otherwise. But I'm really talking about other kinds of courage-intellectual and moral courage. I think each of us must from time to time do some soul-searching and ask himself, do I have the courage to take responsibility and face consequences; the courage- to break with tradition; the courage to rally support for unpopular position; the courage to try some- thing new and overcome resistance to change; the courage to stand on principle when it might be easier to capitulate to expedience. And then, perhaps the most dif- fiColt question of all, do I have the courage to speak out against a fellow officer known to be corrupt or brutal or derelict. 'T'hat brings us to the matter of integrity, which is often inseparable from courage. In- tegrity is easier to recognize than to define. Aniong the dictionary definitions are: "state or quality of being complete, undivided or unbroken"; "unimpaired or unmarred state"; "p-ority"; "moral soundness"; "honesty"; "freedom from corrupting influence or prac- tice." In all, I think they add up to my own Approved For Release 2006/10/20: CIA-RDP76M00527R000700140099-0 Approved For Release 2006/10/20: CIA-RDP76M00527R000700140099-0 H 10656 CONGRESSIONAL RECORD-HOUSE October 16, 1974 Whichever way the initiatives and working relationships turn, officials at both ends of Pennsylvania Avenue agree that privacy will remain a live issue in the post-Watergate climate and that bureaucrats in every part cf the government will have to adjust their in?actices on the handling of citizen records. They also indicate that the results of the federal privacy regulation program will help aictate future regulation of privately op- crated data banks. OMB associate director Marik said "the privacy concerns on federal data systems are certainly applicable in the private sector," but added that the federal government should first "put its own house in order and determine the impact of the regulations so that the private sector is not impaired by costly or cumbersome proposals." SUPPORTERS FIND DRAFTING OF CRIMINAL FILES PROPOSAL A PATH FILLED WITH BOTTLE- NECKS AND COMPLEX ISSUES Securing agreement on a bill to regulate the use of FBI criminal history records has consumed thousands of hours of attention from congressional, White House and Justice Department officials and staff. But most par- ticipants agree that they are no closer to passage of a meaningful bill than they were a year ago when they began the agonizing effort. They may even be farther apart as a result of the greater understanding of the issues which they have gained. The drafting process also has been a vic- tim of the Watergate scandal which brought a new Attorney General and Deputy Attorney General who did not feel themselves bound to the earlier Justice Department position on the key issues, consumed the time and attention of the Senator with the most ar- dent Interest in the bill, and made it im- possible for the House Judiciary Committee and its staff to consider the proposal during the past six months. . The legislation'(S. 2963, S. 2964, H.R. 9783) is designed to set the first national rules on the use and dissemination of criminal justice information and impose restrictions on the exchange of criminal records between the Federal Bureau of Investigation (FBI) and thousands of police departments across the country. Interest in the bill was aroused by the absence of specific laws on the sub- ject, leading many critics to cite a serious threat to personal privacy. (Eor background on the controversy and details of the pro- posals, see Vol. 5, No. 43, p. 1599, and Vol. 6, No. 7, p. 246.) Negotiations: The effort to rpove ahead on the legislation has been marked by a con- tinual series of meetings between congres- sional and Justice Department staff, attempts to put on paper what tentatively was agreed to orally, and renegotiations of supposedly final provisions. "When the crunch comes, the Justice De- partment is not making decisions, and the White House is not there to push it along. Either the Administration's concern for pri- vacy is a 'paper tiger' or there is a calculated effort to stymie action. In either case, there would be the same result of Congress's In- ablity to act," said Lawrence M. Baskir, chief counsel and staff director of the Senate Ju- diciary Subcommittee on Constitutional Rights, chaired by Sen. Sam J. Ervin Jr., D- N.C. (Baskir plans to resign soon and be- come general counsel of the Presidential Clemency Board.) Deputy Attorney General Laurence H. Sil- berman, who has headed the Justice Depart- ment's review of the bill since his March confirmation by the Senate, disagreed with Baskir. "We have been working hard for the past month to reach an Administration posi- tion. With President Ford's accession to the presidency, the issue became of greater im- portance, and it became possible to get an administration position. That was difficult under President Nixon because an attempt was tried earlier and it failed." Silberman was referring to the drafting last fall of the original Justice Department bill (S. 2964) under the direction of Asso- elate Deputy Attorney General (1973-74) Martin B. Danziger. The bill was sent to Congress as a "Justice Department bill' be- cause of the inability to resolve opposition of several agencies, including the Civil Serv- vice Commission and Defense and Treasury Departments. Silberman said that the recent review of the bill has resulted in a change in the Justice Department's position in S, 2964. Staff meetings-The first extended discus- sions on the bill between congressional and Justice Department staff were 60 to 80 hours of meetings in May and June between Mark H. Gitenstein, counsel of the Senate sub- committee, and Mary C. Lawton, deputy as- sistant attorney general (Office of Legal Counsel). They redrafted Ervin's bill, S. 2963, in order to make it more amendable to the Justice Department. However, when Ms. Lawton for- warded the proposed compromise to others at Justice, she found "parts of the department were not happy with the result." In an inter- view, Silberman said she was only giving the congressional aides "technical help" without indicating the Administration's position. Several weeks later, a delegation of officials from the FBI, led by John B. Hotis, an FBI attorney who serves as its liaison for legis- lative issues, went to the Senate subcommit- tee staff with suggested changes on many of the issues that had been earlier discussed. "We were upset, as was Sen, Ervin," said Gitenstein. Silberman meetings-In an Aug. 15 letter to Silberman, Sens. Ervin and Roman L. Hruska, ranking Republican on the Judiciary Committee, said the problems with S. 2963 "are not insurmountable" and added "it is incumbent upon the Department to come forward with proposals for changes in this markup." They suggested a task force be created to develop a compromise bill by the first week of September. Three or four meetings were subsequently held in Silberman's office including represent- atives of the Senate and House Judiciary Committees, Justice Department, FBI and Douglas W. Metz, deputy executive director of the Domestic Council Committee on the Right of Privacy. At the same time, Silberman chaired a series of meetings with representatives of federal agencies that opposed the bill. Ac- cording to informed sources, some of the most vigorous opposition to the bill came from within the Justice Department, Includ- ing Assistant Attorney General Henry E. Petersen of the Criminal Division. Following those meetings, Silberman di- rected Lawton and Hotis to draft a bill re- flecting the consensus of views exchanged at the working sessions. They finished that process Sept. 27 and their drift bill was cir- culated to several Justice Department offi- cials. In the following two weeks, additional department and executive branch meetings were held to review the revised proposal. Senate bill: At the same time that Jus- tice Department and congressional negotia- tors were trying to find common ground on the many controversial issues in the legisla- tion, staff members of the Senate Constitu- tional Rights Subcommittee met regularly to draft a bill acceptable to the subcommit- tee members. Gitenstein and J. C. Argetsinger, subcom- mittee minority counsel, held a series of meetings resulting in a memorandum listing proposed changes, which was sent to Sens. Ervin and Hruska. The differences between Ervin and 'iIruska are reportedly narrower than those between Ervin and the Justice Department. As a result, there has been ten- tative staff agreement on a number of amendments to S 2963, the original Ervin bill, and the Senators are expected to meet and develop new plans for Senate passage this year. Arrest records-A central issue has been whether police should be permitted to dis- seminate criminal records which show an arrest but no conviction. S 2963 would have permitted, this practice only In limited cir- cumstances or if the arrest had been pend- ing less than one year. The latest draft of the bill permits use of arrest records if the local law enforcement agency adopts federal minimum standards. One standard permits use of arrest records or criminal histories not resulting in a conviction if the facts of the case "warrant the conclusion that the individual has committed or is about to com- mit a crime and that the information may be relevant in that act." The test is taken from the 1968 Supreme Court opinion in Terry v. Ohio permitting police to "stop and frisk" on the basis of "reasonable suspicion." Dissemination-The original Ervin bill generally permitted non-criminal justice agencies to receive only. conviction records. Under the revised bill, they may receive ar- rest records less than one year old if there has been an indictment and the charges are still actively pending. A report prepared at Ervvin's request by the General Accounting Office showed that only 7 per cent of the requests to the FBI for criminal records are made by police prior to an arrest. Er- vin said the report "confirms my suspicions" that FBI. records are used primarily for li- censing and employment in state and local government. , Gitenstein of the Senate subcommittee staff said the report shows the FBI runs the criminal records system but it is used pri- marily for non-police purposes, demonstrat- ing the need for civilian, court, and prose- cutorial agencies to be a part of the system's management. However, an FBI official said "I don't think most people are upset with the way we handle our records." Enforcement-s. 2963 proposed a federal- state administrative system to enforce the bill, while the Justice Department strongly believes the FBI should continue to run the criminal records files. The subject reportedly is one of those causing the most debate. Sil- berman said the issue is "one of the most complicated subjects I have ever seen in leg- islation." Ervin has stressed that enforce- ment should reflect the "federal" nature of criminal records by ensuring the states a role In determining policy on their use. The most recent draft of his bill prohibits a federal agency from control of any records other than an index of the criminal files five years after the bill's enactment. Sealing-The provision in S. 2963 requiring that all records be "sealed" seven years after their original entry to prohibit their further use has been changed to permit the use of an index of the sealed records. The sealed files could be used by police officials where an Individual is subsequently charged with a more serious offense or as the result of a court order. Intelligence _ files-Another controversial issue is desemination of intelligence and in- vestigative information, which includes con- fidential reports compiled by police officers. The revised Ervin bill has relaxed Its previous proposal by permitting the exchange of such information among law enforcement agen- cies where a "need to know" or "right to know" has been demonstrated by the re- questor, or if "rational inferences., , warrant the conclusion that the individual has com- mitted or is about to commit a criminal act and that the information may be relevant to that act." House: While the House Judiciary Subcom. mittee on Civil Rights and Constitutional Rights held hearings on the subject last winter, its members and staff have been so preoccupied with the Impeachment inquiry and the. confirmation of Nelson A. Rockefeller as vice president that they have not had Approved For Release 2006/10/20: CIA-RDP76M00527R000700140099-0 Approved For Release 2006/10/20: CIA-RDP76M00527R000700140099-0 ()eteber 16, 1971. CONGRESSIONAL RECORD-HOUSE H 10655 fact t hat there has never been a full-fledged study of-privacy problems in both the public and private sectors. The White House response to the Senate committee is that the commission would be "another layer of bureaucracy" that would slow the initiation of the new regulations, and might also be "a handy excuse for de- layin- the implementation of some impor- tant privacy safeguards." W3.%te House: In the event that the House and Senate do not reach agreement on a federal privacy standards bill before the 93rd Congress finishes its work, President Ford will ;sue an executive order modeled on the standards of the pending legislation. Metz said the executive order would be "nea-l.y identical" to the House committee bill. "We are committed to action-either executive or legislative-to show the good faith of the Administration to act." Metz said there was no White House pref- erence for an executive order instead of legislation and that Ford and his aides will eont?-nue to push for a bill until it Is clear that there is "no opportunity for legislative actica In this Congress." Baskir, Ervin's chief aide on privacy legis- lation, criticized the White House for hav- ing no executive `order ready to be issued in lieu of the legislation. He said this and the "last-minute criticisms" of S.3418 led him and others in Congress to believe "the Ad- ministration position on privacy Is to co- operate but still obstruct progress in order to prevent the bill from being passed." The result, he said, would be that the Democratic Congress would pass no privacy legislation and the President could issue his own executive order and "steal the thun- der." Beskir's contention was denied by OMB's Iv r`h who said Ford's intentions are "genu- ine," ASSESSMENT the two ranking subcommittee Republicans, add the ,edera1 employees exemption by an Reps. John N. Erlenborn of Illinois and Paul 11-22 vote. N. McCloskey Jr. of California. One controversial section that was struck The bill, which has as its principal aim from the House subcommittee bill would the limitation of the use of personal records have permitted court awarding of punitive by the government, was drafted as an- amend- damages against the government in case of ment to the Freedom of Information Act of a violation of the act. The bill's principal 1966 (80 Stat. 383). Ironically, that law is supporters conceded that such a provision designed to encourage the government to would likely provide an unprecedented citi- make public more information. Norman G. zen remedy against the government but Cornish, the subcommittee's deputy staff argued that it was a necessary "club" against director, explained that the drafting deci- the government. sion was made on the basis that the 1966 Senate: The Senate Government Opera- law is the only current federal law dealing tions Committee Aug. 20 unanimously ap- with information practices. proved S 3418. 9lthough much of the bill is according to the committee's report accom- structured similar to HR l6373, the drafting panying the bill, the legislation "recognizes process has been considerably more strenu- the legitimate need of the federal govern- ous and has lacked the cooperation with the ment to collect, store, use and share among Administration that marked the House various agencies certain types of personal action. data" but provides safeguards to remedy mis- The ccmmittee's report is more critical of use of the information and "reassert the current government abuses of privacy than fundamental rights of personal privacy of is the House committee report. "The lack of all Americans." self-restraint" by some agencies "has demon- The keystone to the bill Is that, with strated toe potential throughout government limited exceptions, a federal agency cannot for imposing coercive information burdens divulge to another agency personal Informa- on citizens or for invading areas of thought, tion about an individual without his con- belief or personal life which should be be- sent. Among the exceptions are the activi- yoad the reach of the federal data collector," ties of law enforcement agencies, the Census the report said. Bureau's official surveys, emergency situa- The bill, introduced by Chairman Ervin tions and information needed by Congress for and co-sponsored by Sens. Edmund S. Mus- legislative and investigative reasons. kie, D-N:aine, and Charles H. Percy, R-Ill., In an interview, Rep. Erlenborn said the had three days of hearings in June and the bill is important because "technology has one committee markup session in August. In progressed to the point where a government both cases, the House committee gave the agency can push a button and get a mass of bill significantly more lengthy attention. information on almost anyone. There Criticism-According to several Adminis- should be an assurance that the information tration critics of the bill, this quick action is used only for the purpose for which it was reflected the bill's vagueness and inadequate collected." He added that while there have attention to specifies. One White House aide been some abuses in the past, passage of the said "these Is a genuine commitment among bill is necessary primarily because of "a fear Senators to the bill, but the problem is that of the future." the bill needs considerable tightening." Cornish said that "for the first time in A private attorney who observed the com- tire country's history, Americans will have mittee's markup session and did not wish to - speak fcr attribution said: "I had a strong some control over how the federal govern- feeling that ment utilizes information concerning them the Senators and staff did not understand the bill and its implication." and can ensure that the Information is used He said by the government only for the purpose for that he sympathized with the staff which it was knowingly submitted." because of the "enormously complex prob- drafting of !ems" std suggested that legislation may not White House assistance--The now be HR 16373 was noteworthy for what all sides the answer to the privacy concern. acknowledged was a substantial and general- Lawre:sce M. , chief counsel and ly amicable contribution by President Ford's staff director of Ewrvinin's Constitutional Rights privacy committee and the Office of Manage- drafting g of of the who participated in the ment and Budget. draftihe bill, disagreed that S. 3418 was mo:-e unusual or complex than other Subcommittee Chairman Moorhead said: legislation approved by Congress. "All of the "We don't grant to interfere with good man- proposals in the bill have been discussed agement of government. The privacy com- since at least 1970. Our staff is very familiar mittee staff and OMB were helpful to us and with them and has been working on privacy we resolved- a number of issues with them." longer tian anyone in the executive branch," Erlenborn said he had "never seen better co- he said.' operation" between OMB and a congressional He was particularly critical of what he committee on the drafting of legislation. called "last minute quibbling suggestions" OMB Associate Director Marik said there from the White House. "The executive branch was a "magnificent working relationship" be- 1s good in suggesting changes but it still tween the subcommittee and the White has not prepared its final position even House, and that the subcommittee was "very though the bill has been pending for several responsive" to the points made by OMB, months," he said Sept. 25. With the exception of one section, he said A 36-cage memo commenting on the bill he supported enactment, Metz of the privacy was sen; Sept. 16 to the Government Opera- committee expressed similar views. tions Committee staff by Metz. Two days Federal employees-The principal out- later, the committee received a seven-page standing point of contention between the listing of "major concerns" from OMB Di- subcommittee and the White House is rector Roy L. Ash. whether the bill should be applicable to the Commission-A principal point of dispute records of federal employees and whether, for in S. 34181s its proposal to establish a Privacy example, they should be entitled to review Protection Commission as an Independent their employment records. agency. Its purpose would be two-fold--to During the committee debate. Erlenborn adopt guidelines to assist government agen- said that unless the exemption were adopted, ties in implementing the acts, and study "the bill will wipe out the confidentiality of federal data bank practices and recommend the civil service system and compromise the necessary changes to Congress and the commission's testing process." Rep. Dante B. President. Fascell, D-Fla., responded that "case after Jamer: Davidson, counsel to Muskle's in- case has shown that you can't get to the root tergover nmental relations subcommittee, of why an individual employee is not quali- said the commission is necessary because of fled without access to his records." The com- both the need for a central point of exper- mittee rejected Erlenborn's amendment to ti-se in implementing privacy rules and the A review of privacy developments during the first nine months of 1974 demonstrates the involvement of a substantial number of executive and congressional officials In the struggle to develop regulations to deal with the real and potential threats to individual liberties posed by the growth of computer technology. President Ford has several times since he became President referred to his abiding in- tere:st in the privacy issue and he gives every indication that he intends to keep the issue alive. Nelson Rockefeller may give new di- reotion to the White House privacy commit- tee .out it is probably too late to move it in the direction of less activity rather than more-. . Itey questions remain, however, as to the extent to which the White House can and will attempt to budge the often recalcitrant agencies from their traditional -positions of adhering to "tried and true" bureaucratic prat tlces. T_'aere is also the question as to the extent Ford is willing to share the privacy lime- light with Congress. - Rep. Litton of Missouri, a principal sup- porter of greater confidentiality of tax re- tunis, said Ford and Buchen were extremely interested in his proposal during the sum- mer. This changed after Ford became Presi- den Litton said. "`T'he more they looked at the issues, the mole they realized it wasn't so easy as they tho-fight, and the pressure from the agencies got to them," he said. Norman Cornish of the House Government Operations Committee staff emphasized that 0MB and the White House were cooperative with his committee in trying to work out legislative problems. But he said "the Administration inclina-, tior to turn to executive orders Is a bad omen" of a possible lack of fun cooperation bet ;teen the President and Congress, Approved For Release 2006/10/20: CIA-RDP76M00527R000700140099-0 Approved For Release 2006/10/20: CIA-RDP76M00527R000700140099-0 H 10Ei52 for the protection of the Individual in America and I Intend to continue my efforts to press.for action on this measure immediately following our return in November. The bill was reported on a 39-to-0 roll- call vote by the House Government Op- erations Committee on September 24. The report (H. Rept. 93-1416) was filed and printed on October 2. Our request for a rule was heard by the Rules Com- mittee on October 8 and an open rule was granted that date providing for 1 hour of general debate. It was scheduled for House floor action last week, but because of the hectic schedule and the great number of conference reports to be acted upon before our recess, it was not called up. A similar problem. during our sessions this week has prevented its for- mal consideration.. Mr. Speaker, the privacy Issue Is of vital concern to many millions of Ameri- cans and cuts across party and ideologi- cal lines. So that Members may be better informed about the broad ramifications of this issue I include the text of an ex- cellent article-"Justice Report/Protec- tion of Citizens' Privacy Becomes Major Federal Concern"-by Richard E. Cohen, and which appears in the National Jour- nal Reports of October 12, 1974. The article follows: JErsTICE REPORT/PROTECTION or CITIZENS' PRr- vAC.Y BECOMES MAJOR FEDERAL CONCERN (By Richard E. Cohen) A concern that government and business accumulate too much data on private citizens is making the protection of individual pri- vacy an issue high on the priority list of scores of government policy makers. While part of the rush to action Is in response to abuses of government power documented in the Watergate scandals, it also is. an inevitable result of the rapid growth of government record keeping made possible by the increasingly sophisticated use of com- puters. A three-year study by the staff of the Senate Judiciary Constitutional Rights Subcommittee revealed the existence of 858 federal data banks containing 1246 billion separate records of American citizens. Under the leadership of a White House committee chaired by Gerald R. Ford when he was Vice President, government agencies have been strongly encouraged to deal with a broad variety of privacy invasions. The is- sues range from the use of medical and em- ployment records to the implications of a "cashless society. This review of the government's impact on privacy may bear results similar in scope to those generated five years ago by the concern for protecting the environment. And, as with the, ecology boom, privacy may be an issue that is easy to support in general terms but raises complex policy and cost questions when the specifics are analyzed. ion also has been frustrated by bureaucratic inertia In many federal agencies. One result has beeps a difficulty in securing agreement on legislation whose goals both congressional and executive: branch officials say they support but whose provisions may exact a gamut of unrelated areas. And. some Members of Congress who have been in the forefront of the privacy move- ment have begun to question the motives of the Administration initiative, wondering whether it is designed primarily to serve the White House's political Interests rather than tc buckle down on agency abuses. Background: Until about a year ago, pri- fey" was an issue that drew scant public or congressional attention. A few Members of Congress used their committee leadership CONGRESSIONAL RECORD-HOUSE October 16 197: posts to hold hearings on subjects such as wiretapping and other electronic eavesdrop- ping, consumer credit practices, and the use of lie detector tests. Widespread fear about the creation of a "national data bank" arose in the mid-1960s, but faded after the glare of publicity shined on the proposal. Without any discussion of policy or at- tempt to set operating standards, the steady growth of federal data banks continued un- abated. The only guidelines on federal com- puter use came from the Office of Manage- ment and Budget and the General Services Administration who were interested primarily in procurement practices. The abuses of individual liberties docu- mented by Watergate have dramatically changed that picture. "Watergate has made it easier to get the interest and votes of other Members of Con- gress on privacy issues because they are con- cerned about the 'plumbers unit' and the use of Internal Revenue Service records, and are responding to it," said Rep. William S. Moorhead,. D-Pa., chairman of the Foreign Operations and Government Information Subcommittee of the Government Opera- tions Committee. "There was a crisis for the past few years in communications and data collection. It took awhile for the counterforce to catch up, but, Watergate made people more receptive to the issue of what the government is col- lecting," said Henry Goldberg, general coun- sel for the White House Office of Telecom- munications Policy. Coincidentally, the Member of Congress with the longest and most active interest in privacy regulation is Sen. Sam J. Ervin Jr., D-N.C., chairman of the Senate Select Com- mittee on Presidential Campaign Activities, which uncovered many of the Watergate abuses. As chairman of the Senate Govern- ment Operations Committee and the Judi- ciary Subcommittee on Constitutional Rights, he has been in a unique legislative position to secure privacy legislation prior to his retirement at the end of 1974. Ervin's two principal bills are designed to regulate the use of criminal history informa- tion and provide rules for the gathering and disclosing. of non-criminal Information by government agencies. His position as a prin- cipal nemesis of the Nixon White House and Justice Department added political compli- cations to the passage of those bills, but his staff has Intensified efforts on each of them since the resignation of President Nixon. FORD COMMrrTEs. Acting to anticipate further danger to civil liberties posed by the pervasiveness of gov- ernment has proved to be a task easier said than done. A few legislative and administra- tive steps already have been taken, with in creased intensity since the Aug. 9 resignation of Nixon, but many problems will continue to be studied while a growing corps of gov- ernment privacy experts attempts to set more definite standards for identifying privacy problems and providing solutions. Until seven months ago, the executive branch lacked an identifiable Individual or institutional leader to study privacy issues' and coordinate proposed initiatives. Re- sponding to the increasing public interest In privacy, President Nixon Feb. 23 created the Domestic Council Committee on the Right of Privacy and named then Vice President Ford as its chairman. Geoffrey C. Shepard, associate director of the Domestic Council and the initial coordi- nator of the privacy committee concept, said following its creation that the committee "will not establish a broad philosophy but will produce a series of recommendations and actions that pursue the theme of restricting the government's demand of information from individuals." Ford, who demonstrated little interest in the privacy Issue during his 25 years in the House, seized the opportunity and appointed his own staff to run the committee. He`soon had the committee studying more than a dozen areas and he made several speeches focusing on the need for government action to protect privacy. In a June 28 speech to the National Broadcast Editorial Association, Vice Presi- dent Ford said "the problem of insuring per- sonal privacy in a computerized society which threatens to open the most personal affairs of each of us to anyone with access to computer-stored information" is one of the "most serious" and "least realized" problems facing the nation. In the committees early months, Ford succeeded in having President Nixon rescind an executive order permitting the Agricul- ture Department to review the income tax returns of farmers and strongly criticized a Ger#eral Services Administration (GSA) plan to develop adata network with the capability of linking federal agencies. The GSA plan was, subsequently shelved by Administrator Arthur F. Sampson. (For background on the GSA "Fednet" proposal, see Vol. 6, No. 23, p. 856.) Committee operations: In addition to the Vice President, Nixon appointed six Cabinet members and four sub-Cabinet officials to the committee and asked the committee to give him "a series of direct, enforceable meas- ures" within four months. The committee members included the Secretaries of Treas- ury, Defense,. Commerce, Labor and HEW, the Attorney General, the chairman of the Civil Service Commission, and directors of the Office of Management and Budget, Office of Telecommunications Policy and Office of Consumer Affairs. The committee held its first meeting at the White House Feb. 26, three days following Nixon's nationwide radio address. According to Shepard, Nixon attended 70 per cent of the two-hour meeting and told the group the government collects too much information that it has no reason to have and cannot use. Initial activity-Ford appointed Philip W, Buchen, his close friend and former Grand Rapids law partner, as the committee's ex- ecutive director. It was the first significant government post for Buchen, who Ford named his counsel shortly after he became President. With the assistance of a staff of three pro- fessionals, Buchen supervised the selection of the committees initial targets. Task forces were established containing representatives of the agencies involved In a specific prob- lem area. The task forces were told to meet as often as possible in order to develop firm Administration policy in the 14 areas initial- ly Identified by the staff and endorsed by the committee. Although the committee members did not meet again until July 10, and have not met since then, the committee's over-all progress is reviewed once every. three or four weeks by a "liaison group" of assistants to the 11 committee members. According to Carole W. Parsons, a com- mittee staff member, the existence of the committee, its creation of task forces and the elevation of its first chairman to. the presidency have caused "agencies all over the executive branch to take notice of the privacy issue and begin to address it." She estimated 200 to 300 persons are directly involved in committee projects. Douglas W. Metz, deputy executive direc- tor of the committee and the principal staff officer since Buchen became counsel to the president, said the committee views its role as providing "leadership in the implementa- tion and coordination of the initiatives which it has endorsed." One agency official, who is familiar with the work of the committee, said it has been handicapped because its small staff has had to rely heavily on the. agencies whose policies Approved For Release 2006/10/20: CIA-RDP76M00527R000700140099-0 Approved For Release 2006/10/20: CIA-RDP76M00527R000700140099-0 1r`? ,9 obe,d' 16, 1974 CONGRESSIONAL RECORD-HOUSE AA'.. TTA,.TT rnr ~~_ r__ _ ? _ _ H 10651. ' I-'culties they may be having with agen- cies of the Federal Government. In this regard, I have been deeply distressed r e - ccntly by the response, or shall I say tae lack of response, which I have been r=ceiving from the Social Security Ad- ministration in Baltimore. It is regret- table that individuals should be com- pelled to seek assistance from their elected representatives in regard to their dealings with the Social Security Ad- a inistration. However, when taking int,:j -Donsideration the problems l C ngressman, have had with the Social Security Administration in Baltimore, 'I can certainly appreciate the exaspera.. tion and frustration which private citi.. ens must encounter in attempting to deal with this Agency. During the 10 years I have served It, Congress, I have had thousands of in ctuiries from constituents concerning dis- ability, retirement, and survivors' bene. fits. For about the first 6 years I could expect prompt action from Baltimore, and my office would be immediately con- tacted by phone or telegram whenever a determination was made on .a claim. However, about 4 years ago, the re- s;oonses- which I received from Baltimore -am p5- Lnis may was regarding the status of this case pro- single, lived a lone,il4 d had no outside duced no responsive information until source of income. n March 29, 1973, recently, when I received notice from previous denials grilier claim were over- Baltimore, on October 7, that the claim turned by the d lion of an Administra- had been disallowed. Apparently, it is tive Law Judg y office contacted Bal- ea. ter to get information from the CIA timore to as .at I be advised when an these days than to obtain status reports award wa ade on this lady's claim, from the Social Security Administration. and was vised that the claim would On August 31, 1973, a disabilty claim automa ally be "flagged." When which I had been working on was for- noth - further was heard, my office warded to the State disability -agency, call Baltimore on may 15, and May 22. My office called Baltimore repeatedly Thige inquiries were not responded to. inquiring about the status of this claim. A Cher inquiry was made on June 8, at These calls were either not acknowledged ich time Baltimore advised that they or were put off with a reply that "the ere still awaiting a determination on case was pending further evaluation." the award. Finally, on June 11, Balti- No substantive information was reedy more called to advise that an award had until June 19, 1974, when I was adv' d been made on the claim, and a check had that the claim was, approved on r on- been mailed to th l i e c a mant at the end sideration. This was about 10 a lths of May. - after my original inquiry. In one last- . Instance, an individual Bungling is also another altimore whom I know personally filed a request specialty. A medicare claim ich I had for reconsideration on the denial of his been actively involved wi rom the re- disability claim. To me, this case ap- consideration level in anuary 1973, peared to be one of clear-cut disability, through the final ap in March 1.974, and I felt justified in writing a rather had many Inconsi ties which were lengthy letter to Commissioner Cardwell never adequately ained. I personally on July 29, requesting his personal at- wrote to Co stoner Cardwell on tention in making certain that the claim the situation has become deplorable. IA rec -i4&s up UMrtuscrepancies. on Jun eived outine acknowledgment 1of pustr15.1eWhen no fu therlereports ere While determinations on disability my inq ` , and on July 22, I received received, a call was made to Baltimore claims were formerly made in 3 tp a a let om the Commissioner advising on October 1. To date, there has been maximum of 6 months, the same process that AIhad contacted the Director of no response to that call. Is now takin 6 m t g on m hs to a year, or even t Bureau of Health Insurance, who Previously, complaints fro ore. red that the claimant's m my office r d ecor s were to Commisio Cdwl snerarel have produced For example, on October 20, 1973, 1 riding in the Bureau of Hearings and no improvements in service, only ration- was contacted by an individual wit - Appeals. The Commissioner stated he alizations. Therefore, I urge each Mem- several minor children concerning had asked the Director of that Bureau ber of Congress who has experienced claim which he had filed for disa y for a report and would contact me again similar difficulties to join the In person- benefits. Over a year later, in J ary as soon as it was received. On August 23, ally taking the time to write or call Com- 1974, his claim was allowed. T was after no further word was received, my missioner Cardwell to demand that im- his original claim, not a requ or re- office contacted the Bureau of Health mediate action be taken to correct the consideration. I cannot help wonder Insurance and was informed that they exist situation, and to establish the hew that individual and his 1Lv man- had no knowledge of the Th case ey fi . responsveness and responsibil- aged to buy food and p or utilities gested that the Bureau of Hearings nd ity which the public deserves from the and medical bills during t time. Appeals be contacted. From August to Social Security Administration. It deeply concerns m , at individuals September 18, several calls were de with little or no into and high medf- to the Bureau of Hearings and App Is. cal, expenses, such he disabled and These calls were either unanswere or LACK OF ACTION ON PRIVACY ACT retired, are sufferi ause of the S referred to another individual wh IS REGRETT o- o pr 1- ED tier Security Ad istration's lack of iced to call back and never did. Fin y, (Mr. MOORHEAD of Pennsylvania ex- responsiveness. e my dealings at the the Bureau of Hearings and App is asked and was given district office le have been most satin- advised that they had no knowledg of tend his remarks at thisnpoi nt to the factory, it has -'" ten to the point where, the claim. RECORD and to includep extraneous if -a claim c of be handled at that Subsequently, on September 18, th i- matter.) - level, I mig as well forget about it as atson office in Baltimore was called, d - Mr. MOORHEAD of Pennsvivanin. Mr con=tact Ba ore. Praetir.A.liv all ?f they renlies that a AT,Al 1,.4...... ti--, ,_ recenti aea mgr with Commissioner Card- sent to me on September 9. Later It been possible toupeply Consider H.R. 16373, the well s an&%-is office in Baltimore have same day a call was received from = e are --- --- ---? Inquiry c aF+as in dig r recess. This important and timely legis- severat,. uses which I would like to cite the fact that my inquiry was inadve - lotion-the product of more th as glaring examples of the inefficiency ently filed and never. responded to4a f an 2 years o bipartisan efft b ory our committee-- and ineptitude of that office, reply would be expedited to me in wbon will take a giant step in preserving the 1Viy office contacted Baltimore on week. More time passed and nothing w i pr vacy of individl Ai uamercans from the December 22, 1973, concerning a claim received, so my office made some add threat of "big brother" tendencies of the for a wife's benefits which was filed by ';tonal phone calls. As a result, phot executive bureaucracy. It will provide an a lady in her seventies. A def.-rMi a tiAT, copies of my original letter to Cnmmlc t s 3 recoras e was nlahe about 9 months later, onureau of Hearings and Apeals on a gencie him the right to cor~ September 3, about him being held by Federal s and give umber 30. This pst Friday October 11. rect misstatements of fact in those 1974. Fortunately, this lady ]. received a reply from the Bureau of records. It will had relatives who helped her out during Hearings and Appeals which completely remedies agains trGovernment ~bureau- that time, but not everyone has a family ignores the questions posed in my origi-- crat who is willing and able to help. ral letter to the Commissioner. s who abuse his rights of privacy. H.R. 16373 is truly landmark legislation j `'a??'? was pruzupuy Misinformation is another Baltimore hers of the House of Representatives, I forwarded from the district office of the specialty. A case which my office had - trust you will agree that one of the more Social Security Administration to the been involved in for quite some time important services we perform for our State disability agency on March 1, 1974. concerned a disability claim filed by a constituents is helping them resolve di'- Repeated phone innniripc f,??T? -n,, -,PR-- . Approved For Release 2006/10/20: CIA-RDP76M00527R000700140099-0