REPORT TO THE PRESIDENT BY THE US COMMISSION ON CIA ACTIVITIES WITHIN THE UNITED STATES

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CIA-RDP05S00620R000601470022-0
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December 22, 2016
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August 7, 2009
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June 1, 1975
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Approved For Release 2009/08/07: CIA-RDP05SO062OR000601470022-0 ~. a QMR~ Approved For Release 2009/08/07: CIA RDP05SO062OR000601470022-0 REPORT TO THE PRESIDENT "2oC,G,. #4 4. IV r BY THE US COMMISSION 'ON CIA ACTIVITIES WITHIN THE UNITED STATES JUNE 1975 Chapter 1. The Fundamental Issues In iumounClllg the formation of this Commission, the President noted that an effective intelligence and counterintelligence. capability is essential to provide "the safeguards that protect our national in- terest and help avert armed conflicts." While it is vital that security requirements be met, the President continued, it is equally important that intelligence activities be con- ducted without "impairing our democratic institutions and funda- mental freedoms." Tae Commission's assessment of the CIA's activities within tae ITnitecl States reflects the members' deep concern for both individual rights and national security. A. Individual Rights The Bill of Rights in the Constitution protects individual liberties against encroachment by government. Many statutes and the common law also reflect this protection. The First Amendment protects the freedoms of speech and of the press. the right of the people to assemble peaceably, and the right to pctitioll the government for redress of grievances. It has been con- strued to protect freedom of peaceable political association.. In addi- tion, the Fourth Amendment declares: The right of the people to he secure in their persons, houses, papers, and effects, against unreasonable searches and seizures, shall not be violated ... . In accordance with the objectives enunciated in these and other Constitutional amendments, the Supreme Court has outlined the fol- lowing basic Constitutional doctrines: 1. Any intrusive investigation of an American citizen by the government must have a sufficient basis to warrant the invasion caused by the particular investigative practices which are utilized; 4 Approved For Release 2009/08/07: CIA-RDP05SO062OR000601470022-0 5 Government monitoring of a citizen's political activities re- quires even greater justification; - 3.,The scope of any resulting intrusion on personal privacy must not exceed the degree reasonably believed necessary; 4. With certain exceptions, the scope of which are not sharply defined, these conditions must be met, at least for significant in- vestigative intrusions, to the satisfaction of an uninvolved gov- ernmental body such as a court. These Constitutional standards give content to an accepted principle of our society-the right of each person to a high degree of individ- ual privacy. In recognition of this right, President Truman and the Congress- in enacting the law creating the CIA in 1947-included a clause pro- viding that the CIA should have no police, subpoena, law-enforcement powers or internal security functions. Since then, Congress has further outlined citizen rights in statutes limiting electronic surveillance and granting individuals access to cer- tain information in government files,,- underscoring the general concern of Congress and the Executive Branch in this area. B. Government Must Obey the Law The individual liberties of American citizens depend on government observance of the law. Under our form of Constitutional government, authority can be exercised only if it has been properly delegated to a particular depart- ment or agency by the Constitution or Congress. Most delegations come from Congress; some are implied from the allocation of responsibility to the President. Wherever the basic au- thority resides, however, it is fundamental in our scheme of Constitu- tional government that agencies-including the CIA-shall exercise only those powers properly assigned to them by Congress or the President. Whenever the activities of a government agency exceed its authority, individual liberty may be impaired. C. National Security Individual liberties likewise depend on maintaining public order at home and in protecting the country against infiltration from abroad 1 Omnibus Crime Control and Safe Streets Act of 1068 (18 U.S.C. Seca. 2510-20) and Privacy Act of 1074 (5 U.S.C. Sec. 552a). and armed attack. Ensuring domestic tranquility and providing for a common defense are not only Constitutional goals but necessary pre- conditions for a free, democratic system. The process of orderly and lawful change is the essence of democracy. Violent change, or forcing a change of government by the stealthy action of "enemies, foreign or domestic," is contrary to our Constitutional system. The government has both the right and the obligation within Con- stitutional limits to use its available power to protect the people and their established form of government. Nevertheless, the mere invocation of the "national security" does not grant unlimited power to the government. The degree of the danger and the type of action contemplated to meet that danger require careful evaluation, to ensure that the danger is sufficient to justify the action and that fundamental rights are respected. D. Resolving the Issues Individual freedoms and privacy are fundamental in our society. Constitutional government must be maintained. All effective and effi- cient intelligence, system is necessary ; and to be eil'ective, many of its activities must be conducted in secrecy. Satisfying these objectives presents considerable opportunity for conflict. The vigorous pursuit of intelligence by certain methods can lead to invasions of individual rights. The preservation of the United States requires an effective intelligence capability, but the preservation of individual liberties within the United States requires limitations or restrictions on gathering of intelligence. The drawing of reasonable lines-where legitimate intelligence needs end and erosion of Con- stitutional government begins-is difficult. In seeking to draw such lines, we have been guided in the first instance by the commands of the Constitution as they have been inter- preted by the Supreme Court, the laws as written by Congress, the values we believe are reflected in the democratic process, and the faith we have in a free society. We have also sought to be fully cognizant of the needs of national security, the requirements of a strong national defense against external aggression and internal subversion, and the duty of the government to protect its citizens. In the final analysis, public safety and individual liberty sustain each other. Approved For Release 2009/08/07: CIA-RDP05SO062OR000601470022-0 into ligence methods are use collect, . ?L 1 Approved For Release 2009/08/07: CIA-RDP05S00620R000601470022-0 [mates of another country's inten- tions or future capacities are accurate or will not be outrun by unfore- Chapter 2 The Need for Intelligence During the period of the Commission's inquiry, there have been public allegations that a democracy does not need an intelligence ap- paratus. The Commission does not share this view. Intelligence is information gathered for policymakers in government which illumi- nates the range of choices available to them and enables them to exer- cise judgment. Good intelligence will not necessarily lead to wise policy choices. But without sound intelligence, national policy decisions and actions cannot effectively respond to actual conditions and reflect the best national interest or adequately protect our national security. Intelligence gathering involves collecting information about other countries' milita bili ry capa ties, subversive activities, economic condi-. tions, political developments, scientific and technological progress, and social activities and conditions. The raw information must be evaluated to determine its reliability and relevance, and must then be analyzed. The final od t " pr uc s-called finished intelligence"-are distributed to the President and the political, military and other governmental lead ers according to their needs. seen events. There are limits to accurate forecasting, and the use of deception by our adversaries or the penetration of our intelligence services increases. the possibility that intelligence predictions may prove to be wrong. Nevertheless, informed decision-making is impossi- ble without an intelligence system adequately protected from penetration. Therefore, s, vital part of-any intelligence service is an effective coun- terintelligence program, directed toward protecting our own intelli- gence system and ascertaining the activities of foreign intelligence services, such as espionage, sabotage, and subversion, and toward minimizing or counteracting the effectiveness of these activities. Foreign Invasions of United States Privacy This Commission is devoted to analyzing the domestic activities of 11 the CIA in the interest of protecting the privacy and security rights of American citizens. But we cannot ignore the invasion of the privacy and security rights of Americans by foreign countries or their agents. This is the other side of the coin-and it merits attention here in the interest of perspective. Witnesses w~th responsibilities for counterintelligence have told the Commission that the United States remains the principal intelligence target of the c mmunist bloc. The comm mists invest large sums of money, personnel and sophis- ticated tech4ology in collecting information-within the United States-on our military capabilities, our weapons systems, our defense structure and our social divisions. The communists seek to penetrate Intelligence gathering has changed rapidly and radically since the advent of the CIA in 1947.' The increased complexity of international political, economic, and military arrangements, the increased destruc- tiveness of the weapons of modern warfare, and the advent of elec- tronic methods of surveillance have altered and enlarged the needs for sophisticated intelligence. Intelligence agencies have had to rely. more and more on scientific and technological developments. to help meet thew nnnrdc Despite the increasing complexity and si ifi gn cance of intelligence.. in national policymaking, it is also important to understand its limits. Not- all information is reliable, even when the most highly refined ' The CIA is only one of several foreign intelligence agencies in the federal government. Others Include the National Security Agency, the Defense Intelligence Agency, the intelli- gence branches of the three military services and the State Department's Bureau of Intelli- gence and Research. our intelligence services, to compromise our law enforcement agen- cies and to recruit as their agents United States citizens holding sensi- tive government and industry jobs. In addition, it is a common prac- tice in communist bloc countries to inspect and- open mail coming from or going to,the United States. In an open society such as ours, the intelligence opportunities for our adversaries are immeasurably greater than they are for us in their closed societies. Our society must remain an open one, with our tradi- tional freedoms unimpaired. But when the intelligence activities of other countries are flourishing in the free environment we afford them, it is all t}ie more essential that the foreign intelligence activities of the CIA and our other intelligence agencies, as well as the domestic counterintelligence activities of the FBI, be given the support neces- Approved For Release 2009/08/07: CIA-RDP05SO062OR000601470022-0 Approved For Release 2009/08/07: CIA-RDP05SO062OR000601470022-0 salT to protect our national Securi ri ht,,' of , i ty anct to shield the privacy and n ~. 1 Mlc.lli eitlzei1S from foreign intrusion. The Commission lies received estimates that communist bloc intel- ligence forces currently number well over 500,000 worldwide. The number of coininuilist govcrnnlcilt officials in the United States has tripled since 10G0, and is still increasing. Nearly 2,000 of them are now in this country-and a significant percentage of them have been identified as members of intelligence or security agencies. Conserva- tive estimates for the number of unidentified intelligence officers among the remaining officials raise the level to over 40 percent. In addition to sending increasing numbers of their citizens to this country openly, many- of whom have been trained in espionage, com- munist. bloc countries also place considerable emphasis on the train- ing, provision of false identification and dispatching of "illegal" cents-that. is, operatives for whom an alias identity has been sys- tematic ally developed which enables them to live in the United States as American citizens or resident aliens without our knowledge of their trite origins. While making large-scale use of human intelligence sources, the communist countries also appear to have developed electronic collec- tion of intelligence to all extraordinary degree of technology and sophistication for use in the United States and elsewhere throughout the world, and we believe that these countries can monitor and record thousands of private telephone conversations. Americans have a right to be uneasy if not seriously disturbed at the real possibility that their personal and business activities which they discuss freely over the telephone could be recorded and analyzed by agents of foreign powers. This raises the real specter that selected American users of telephones are potentially subject to blackmail that can seriously affect their actions, or even lead in some cases to recruitment as espionage agents. Chapter 3 Summary of Findings, Conclusions, and Recommendations As directed by the President, the Commission has investigated the role and authority of the CIA, the adequacy of the internal controls and external supervision of the Agency, and its significant domestic activities that raise questions of compliance with the limits on its statutory authority. This chapter summarizes the findings and con- clusions of the Commission and sets forth its recommendations. A. Summary of Charges and Findings The initial public charges were that the CIA's domestic activities had involved : 1. Large-scale spying on American citizens in the United States by the CIA, whose responsibility is foreign intelligence. 2. Keeping dossiers on large numbers of American citizens. 3. Aiming these activities at Americans who have expressed their disagreement with various government policies. These initial charges were subsequently supplemented by others including allegations that the CIA : -Had intercepted and opened .personal mail. in the United States for 20 years; .-Had infiltrated domestic dissident groups and otherwise intervened in domestic politics; -Had engaged in illegal wiretaps and break-ins; and, -Had improperly assisted other government agencies. In addition, assertions have been made ostensibly linking the CIA to the assassination of President John F. Kennedy. It became clear from the public reaction to these charges that the secrecy in which the Agency nesessarily operates, combined with the allegations of wrongdoing, had contributed to widespread public mis- understanding of the Agency's actual practices. Approved For Release 2009/08/07: CIA-RDP05SO062OR000601470022-0 A detailed analysis of the facts h_ Approved For Release 2009/08/07: CIA-RDP05SO062OR000601470022-0 1 ry zits the reat a s tablishin a n t t it i th s g major ty of the CIA's domestic activities comply with status -y authority. comply its Nevertheless, over the 28 years of its history, the CIA has engaged in some activities that should be criticized and not permitted to hap- pen again-both in light of the limits imposed on the Agency by law and as a matter of public policy. Some of these activities were initiated or ordered by Presidents, either directly or indirectly. Some of them fall within the doubtful area between responsibilities delegated to thq CIA by Congress and the National Security Council on the one. hand and activities specifically prohibited to the Agency on the other. Some of them were plainly unlawful and constituted improper invasions upon the rights of Americans. The Agency's own recent actions, undertaken for the most part in 1973 and 1974 have o f . ne g ar to terminate the activities upon which this investigation has focused. The recommendations of the Commis- sion are designed to clarify areas of doubt concerning the Agency's authority, to strengthen the Agency's structure, and to guard against recurrences of these improprieties. B. The CIA's Role and Authority (Chapters 4-6) Findings The Central Intelligence Agency was established by the National Security Act of 19.17 as the nation's first comprehensive peacetime foreign intelligence service. The objective was to provide the President with coordinated intelligence, which the country lacked prior to the attack on Pearl Harbor. The Director of Central Intelli e g nce reports directly to the Presi- dent. The CIA receives its policy direction and guidance from the Na- tional Security Council, composed of the President, the Vice President,. and the Secretaries of State d D an efense. The statute directs the CIA to correlate, evaluate, and disseminate intelligence obtained from United States intelligence agencies, and to perform such other functions related to intelligence as the National Security Council directs. Recognizing that the CIA would be dealing with sensitive, secret materials Con r , g ess made the Director of Cen- tral Intelligence responsible for protecting intelligence sources and methods from unauthorized disclosure. At the same time, Congress sought to assure the. American public ecret police which would threaten the g w s es o a civil liberties of Americans. It specifically forbade the CIA from exercising "police, subpoena, or law-enforcement powers or internal security functions." The CIA was not to replace the Federal Bureau of Investigation in conducting domestic activities to investigate crime or internal subversion. Although Congress contemplated that the focus of the CIA would be on foreign intelligence, it understood that some of its activities would be conducted within the United States. The CIA necessarily maintains its headquarters here, procures logistical support, recruits" and trains employees, tests equipment, and conducts other domestic activities in support of its foreign intelligence mission. It makes nec- essary investigations in the United States to maintain the security of its facilities and personnel. Additionally, it has been understood from the beginning that. the CIA is permitted to collect foreign intelligence-that is, information concerning foreign capabilities, intentions, and activities-from Amer- ican citizens within this country by overt means. Determining the legal propriety of domestic activities of the CIA requires the application of the law to the particular facts involved. This task involves consideration of more than the National Security Act and the directives of the National Security Council; Constitutional and other statutory provisions also circumscribe the domestic activi- ties of the CIA. Among the applicable Constitutional provisions are the First Amendment, protecting freedom of speech, of the press, and of peaceable assembly; and the Fourth Amendment, prohibiting un- reasonable searches and seizures. Among the statutory provisions are those which limit such activities as electronic eavesdropping and interception of the mails. The precise scope of. many of these statutory and Constitutional pro- visions is not easily stated. The National Security Act in particular was drafted in broad terms in order to provide flexibility for the CIA to adapt to changing intelligence needs. Such critical phrases as "in- ternal security functions" are left undefined. The meaning of the Di- rector's responsibility to protect intelligence sources and methods from unauthorized disclosure has also been a subject of uncertainty. The word "foreign" appears nowhere in the statutory grant of authority, though it has always been understood that the CIA's mission is limited to matters related to foreign intelligence. This apparent stat- utory ambiguity, although not posing problems in practice, has troubled members of the public who read the statute without having the benefit of the legislative history and the instructions to the CIA from the National Security Council. Approved For Release 2009/08/07: CIA-RDP05SO062OR000601470022-0 4_+?c .u;thin the United States directed e ? T- ConClit _Approved For Release 2009/08/07: CIA-RDP05SO062OR000601470022-0 American citizens. The e. idence within the scope of this inquiry does not indicate that fundamental rewriting of time National Security Act is either necessary. or appropriate. The evidence does demonstrate the need for some statutory and ad- ministrative clarification of the role and function of the Agency. Ambiguities have been partially responsible for some, though not all, of the Agency's deviations within the United States from its assigned mission. In some cases, reasonable persons will differ as to the lawfulness of the activity; in others, the absence of clear guidelines as to its authority deprived the Agency of a means of resisting pres- sures to engage in activities which now appear to us improper. Greater public awareness of the limits of the CIA's domestic author- ity would do much to reassure the American people. \ The requisite clarification can best be accomplished (a) through a specific amendment clarifying the National Security Act provision which delineates the permissible scope of CIA activities, as set forth in Recommendation 1, and (b) through issuance of an Executive Order further limiting domestic activities of the CIA, as. set forth in Recommendation Recommendation " (1) Section 403 of the National Security Act of 1947 should be. amended in the form set forth-in Appendix VI to this Report. These amendments, in summary, would: a. Make explicit that the CIA's activities must be related to foreign intelligence. b. Clarify the responsibility of the CIA to protect intelli. gence sources and methods from unauthorized disclosure. (The Agency would be responsible for protecting against un- authorized disclosures within the CIA, and it would be re- sponsible for providing guidance and technical assistance to' other agency and department heads in protecting against un authorized disclosures. within their own agencies and de- partments.) c. Confirm publicly the CIA's existing authority to collect foreign intelligence from willing sources within the United States, and, except as specified by the President in a pub- lished Executive Order,' prohibit the CIA from collection ef- 1 The Executive Order authorized by this statute should recognize that when the collection of foreign intelligence from persons who are not United States citizens results in the incidental acquisition of information from unknowing citizens, the Agency should be permitted to make appropriate use or disposition of such information. Such collection activities must be directed at foreign intelligence sources, and the involvement of American citizens must be incidental. ln~eiilbr.t~.. Recommendation (2) CIA from h e The President should by Executive Order prohibit t the collection of. information about the domestic activities of United States citizens (whether by overt or covert means), the evaluation, correlation, andndltre- he storage of such information, ports about such activities, a with exceptions for the following categories of persons or ac- tivities : or being con- ffiliated , a. Persons presently or formerly a sidered for affiliation, with the by the CIA to receive lclassi- or others who require. clearance fied information; b. Persons or activities that pose a clear threat to CIA fa- cilities or personnel, provided that proper coordination with the FBI is accomplished; c. Persons suspected of espionage or other illegal activi- ties relating to foreign intelligence, provided that proper co- ordination with the FBI is accomplished. appropriate d. Information which is received incidental to CIA activities may be transmitted to an agency with appro- priate jurisdiction, including law enforcement agencies. and other brary sources such as Collection of information is not newspapers, books, magazines to be affected by this order. Information currently being maintained which is inconsistent with the order should be destroyed at the conclusion of the cur- rent congressional investigations or as soon thereafter as per- mitted by law. The CIA should periodically screen its files and eliminate all material inconsistent with the order. The order should be issued after consultation with the National Security Council, the Attorney General, and the Director of Cen- tral Intelligence. Any modification of the order would be per- mitted only through published amendments. C. Supervision and Control of the CIA .1. External Controls (Chapter 7) Findings The CIA is-subject to supervision and control by various executive agencies and by the Congress. . Approved For Release 2009/08/07: CIA-RDP05SO062OR000601470022-0 Congress has established spec Approved For Release 2009/08/07 aa:d its secret budget within four small subcominittees.2 Historically, t'':. se subcommittees have been composed of members of Con- gress with many other demands on their time. The CIA has not as a general 1-1170 received detailed scrutiny by the Congress, The principal bodies within the Executive Branch performing a supervisory or control , function are the National Security Council, which gives the CIA its policy direction and control; the Office of Management and Budget which reviews the CIA's budget in much the same fashion as it reviews budgets of other government agencies; and the President's Foreign Intelligence Advisory Board, which is composed of distinguished citizens, serving part time in a general advisory function for the President on the quality of the gathering and interpretation of intelligence. None of these agencies has the specific responsibility of overseeing the CIA to determine whether its activities are proper. The Department of Justice also exercises an oversight role, through its power to initiate prosecutions for criminal misconduct. For a period of over 20 years, however, an agreement existed between the Department of Justice and the CIA providing that the Agency was to investigate all~.l;atiolls of crimes by CIA involved Govcrlinlent money or Property milrloJ ees or agents which invol security. If, following the investigation the Agency determined ithat there was no reasonable basis to believe a crime had been committed, or that operational security aspects precluded prosecution, the case was not referred to the Department. of Justice. The Commission has found nothing to indicate that the CIA abused the function given it by the ., , di gen e, rectly in forbidden law enforcement activ itIrs, and - rehrcsented an abdication by the. Department of Justice of its Statlit - oiy rrSpoilsil)ilitics. Conclusions. ' mprovenle in th g d m e con ul helpfpfu. ressional oversight. system Woul 'T'he problem of providing adequate oversight and control while maintaining essential security is not easily resolved. Several knowledgeable witnesses pointed to the _roint r____ z Agency. ? model for congressional oversight of the That Committee has had an excellent record of providing effective oversight while avoiding breaches of security in a. highly Sensitive area. 2 t tShe two owo h hoouseuses ep . of the Appropriations Committees and the Armed Services Committees One of the underlying causes of the problems confronting the CL9, arises out of the pervading atmosphere of secrecy in which its activities have been conducted in the past. One aspect of this has been the secrecy of the budget. A new body is needed to provide oversight of the Agency within the Executive Branch. Because of the need to preserve security, the CIA is not subject to the usual constraints of audit, judicial review, publicity or open congressional budget review and oversight. Consequently, its operations require additional external control. The au- thority assigned the job of supervising the CIA must be given sufficient power and significance to assure the public of effective supervision. The situation whereby the Agency determined whether its own employees would be prosecuted must not be permitted to recur. CIA-RDP05SO062OR000601470022-0 ~ Recommendation (3) The President should recommend to Congress the establishment of a Joint Committee on Intelligence to assume the oversight role currently played by the Armed Services Committees.3 Recommendation (4) Congress should give careful consideration to the question whether the budget of the CIA should not, at least to some ex- tent, be made public, particularly in view of the provisions of Article I, Section 9, Clause 7 of the Constitution.4 Recommendation (5) a. The functions of the President's Foreign Intelligence Advi- sory Board should be expanded to include oversight of the CIA. .This expanded oversight board should be composed of distin- guished citizens with varying backgrounds and experience. It should be headed by a full-time chairman and should have a full- time staff appropriate to its role. Its functions related to the CIA should include: 1. Assessing compliance by the CIA with its statutory authority. 2. Assessing the quality of foreign intelligence collection. 3. Assessing the quality of foreign intelligence estimates. 4. Assessing the quality of the organization of the CIA. 5. Assessing the quality of the management of the CIA. 6. Making recommendations with respect to the above sub- jects to the President and the Director of Central Intelli- gence, and, where appropriate, the Attorney General. ' See statement by Commissioner Griswold, Chapter 7. "No Money shall be drawn from the Treasury, but in Consequence of Appropriations made by Law; and it regular Statement and Account of the Receipts and Expenditures of all public Money shall be published from time to time." Approved For Release 2009/08/07: CIA-RDP05SO062OR000601470022-0 Annrr , rl Pr r 4?clcacc 9(V Q/(R/n7 ? r iA-PniD rFgnnA, OnpnnnA 1'IA7(V177-n o. The Board should have access to all information in the CIA. It r?ould be authorized to audit and investigate CIA expenditures and activities on its own initiative. c. The Inspector General of the CIA should be authorized to report directly to the Board, after having notified the Director of C t l I en ra ntelligence, in cases he deems appropriate. Recommendation (6) The Department of Justice and the CIA should establish writ. ten guidelines for the handling of reports of crimi l i l na v o ations by employees of the Agency or relating to its affairs. These guide- lines should require that the criminal investigation and the deci- sion whether to prosecute be made by the Department of Justice, after consideration of Agency views regarding the impact of pros- ecution on the national security. The Agency should be permitted to conduct such investigations as it requires to determine whether its operations have been jeopardized. The Ageny should scrupu- lously avoid exercise of the prosecutorial function. 2. Internal Controls (Chapter 8) Findings The Director's duties in administering the intelligence community, handling relations with other components of the government, and passing on broad questions of policy leave him little time for day-to- day supervision of the Agency. Past studies have noted the need for the Director to delegate greater responsibility for the administration of the Agency to the Deputy Director of Central Intelligence. In recent years, the position of Deputy Director has been occupied by a high-ranking military officer, with responsibilities for maintain-' ing liaison with the Department of Defense, fostering the Agency's relationship with the military services, and providing top CIA man- agement with necessary experience and skill in understanding particu- lar intelligence requirements of the military. Generally speaking, the Deputy Directors of Central Intelligence have not been heavily engaged in administration of the Agency. Each of the four directorates within.the CIA-Operations, Intelligence Administ ti , ra on, and Science and Technology. is headed by a deputy director who reports to the Director and Deputy Director of Central Intelligence. These four deputies, together with certain other top Agency officials such as the Comptroller, 'form the Agency Management Committee, which makes many of the administrative and management decisions affecting more than one directorate. Outside the chain of commana, the primary internal mechanism for keeping the Agency within bounds is the Inspector General. The size of this office was recently sharply reduced, and its previous practice of making regular reviews of various Agency departments was ter- minated. At the present time, the activities of the office are almost entirely concerned with coordinating Agency responses to the various investigating bodies, and with various types of employee grievances. The Office of General Counsel has on occasion played an impor- tant role in preventing or terminating Agency activities in viola- tion of law, but many of the questionable or unlawful activities dis- cussed in this report were not brought to the attention of this office. A certain parochialism may have resulted from the fact that attor- neys in the office have little or no legal experience outside the Agency. It is important that the Agency receive the best possible legal advice on the often difficult and unusual situations which confront it. Conclusions In the final analysis, the proper functioning of the Agency must depend in large part on the -character of the Director of Central Intelligence. The best assurance against misuse of the Agency lies in the appoint- ment to that position of persons with the judgment, courage, and independence to resist improper pressure and importuning, whether from the White House, within the Agency or elsewhere. Compartmentation within the Agency, although certainly appro- priate for security reasons, has sometimes been carried to extremes which prevent proper supervision and control. The Agency must rely on the discipline and integrity of the men and women it employs. Many of the activities we have found to be improper or unlawful were in fact questioned by lower-level employees. Bringing such situations to the attention of upper levels of manage- ment is one of the purposes of a system of internal controls. Recommendation (7) a. Persons appointed to the position of Director of Central Intelligence should be individuals of stature, independence, and integrity. In making this appointment, consideration should be given to individuals from outside the career service of the CIA, although promotion from within should not be barred. Experi- ence in intelligence service is not necessarily a prerequisite for the position; management and administrative skills are at least as important as the technical expertise which can always be found in an able deputy. ' b. Although the Director serves at the pleasure of the President, no Director should serve in that position for more than 10 years. Approved For Release 2009/08/07: CIA-RDP05S00620R000601470022-0 Recommendation (8) Approved For Release 2009/08/07: CIA-RDP05S00620R000601470022-0 a. The Office of Deputy Director of Central Intelligence ers from I: should bring in seasoned lawyers from rivate practice as well aseto hire ` reconstituted to provide for two such deputies, in addition to law school graduates without prior CIA experience; (2) occa- act as heads of the Agency's directorates. One deputy would sionally assigning Agency lawyers to serve a tour of duty else- the administrative officer, freeing the Director from day-to. where in the government to expand their experience; (3) encourag- day management duties. The, other deputy should be a military ing lawyers to participate in outside professional activities. officer, serving the functions of fostering relations with the mili- tary and providing the Agency with t h ' tary intelligence requirements. ec nical expertise .on miff- f b. The advice and consent of the Senate should be required for the appointment of each Deputy Director of Central Intelligence. Recommendation (9) a. The Inspector General should be upgraded to a status equiva. lent to that of the deputy directors in charge of the four director. ates within the CIA. b. The Office of Inspector General should be staffed by outstand- ing, experienced officers from both inside and outside the CIA, with ability to understand the various branch f es o Lite Agency. c. The Inspector General's duties with respect to domestic' CIA activities should include periodic reviews of all offices within the United States.. He should examine each office for compliance with CIA authority and regulations as well as for the effectiveness of their programs in implementing policy objectives. d.. The. Inspector General should investigate all reports from employees concerning possible violations of the CIA statute. e. The Inspector General should be given complete access to all information in the CIA l re evant to his reviews. f. An effective Inspector General's office will require a larger staff, more frequent reviews, and highly qualified personnel. g. Inspector General reports should be provided to the National Security Council and the recommended executive oversight body.. The Inspector General should have. the authority, when he deems it appropriate, after notifying the Director of Central Intelli. gence, to consult with the executive oversight body on any CIA __ .. activity (see Recom" d ati en Recommendation (10) a. The Director should review the composition and operation of the Office of General Counsel and the degree to which this ' office is consulted to determine whether the Agency is receiving adequate legal assistance and representation in view of. current requirements. b. Consideration should be given to measures which would strengthen the office's professional capabilities and resources in- cluding, among other things, (1) occasionally departing from the Recommendation (11) To a degree consistent with the need for security, the CIA' should be encouraged to provide for increased lateral movement of personnel among the directorates and to bring persons with outside experience into the Agency at all levels. Recommendation (12) a. The Agency should issue detailed guidelines for its em- ployees further specifying those activities within the United States which are permitted and those which are prohibited by statute, Executive Orders, and NSC and DCI directives. b. These guidelines should also set forth the standards which govern CIA activities and the general types of activities which are permitted and prohibited. They should, among other things, specify that: -Clandestine collection of intelligence directed against United States citizens is prohibited except as specifically permitted by law or published Executive Order. -Unlawful methods or activities are prohibited. -Prior approval of the DCI shall be required for any activities which may raise questions of compliance with the law or with Agency regulations. c. The guidelines should also provide that employees with in- formation on possibly improper activities are to bring it promptly to the attention of the Director of Central Intelligence or the Inspector General. D. Significant Areas of. Investigation Introduction Domestic activities of the CIA raising substantial questions of com- pliance with 'the law have been closely examined by the Commission to determine the context in which they were. performed, the pressures of the times, the relationship of the activity to the Agency's foreign intelligence assignment and to other CIA activities, the procedures Approved For Release 2009/08/07: CIA-RDP05S00620R000601470022-0 Approved For Release 2009/08/07: CIA-RDP05SO062OR000601470022-0 21 used to, authorize and conduct the activity, and the extent and effect of the activity. In describing and assessing each such -activity, it has been necessary to consider bot th t ' a activity s relationship to the legitimate national h security needs of the nation and the threat such 'activities might pose to individual rights of Americans and to a society founded on the n d f ee or government, as well as private citizens, tc obey the law. 1. The CIA's Mail Intercepts (Chapter 9) Findings At the time the CIA came into being, one of th3 highest national intelligence priorities was to gain an understanding of the Soviet Union and its worldwide activities affecting our national security. In this context, the CIA began in 1952 a program of surveying mail between the United States and the Soviet Union as it passed through a New York postal facility. In 1953 it be an o i pen ng some of this mail. g The program was expanded over the followin two d d g eca es and ulti mately involved the opening of many letters and the analysis of en- velopes, or "covers " of a reat , g many more letters. The New York mail intercept was designed to attempt to identify persons within the United States who were coo e ati p r ng tivith the Soviet Union and its intelligence forces to harm the United States. It was also intended to determine. technical communications procedures and mail censor hi t h s p ec niques used by the Soviets. The Director of the Central Intelligence Agency approved com- mencement of the New York mail interce t i 195 p n 2. During the en- suing years, so far as the record shows, Postmasters General Summer- field, Day, and Blount were informed of the program in varying de- grees, as was Attorney General Mitchell. Since 1958, the FBI was A 1962 CIA memorandum indicates the Agency was aware that the mail openings would be vi d ewe as violating federal criminal laws pro- hibiting obstruction or delay of the mails. In the last year -before the termination of this program, out of 4,350,000 items of mail sent to and from the Soviet Union, the New York intercept examined the outside of 2,300,000 of these items, photographed 33,000 envelopes, and opened 8,700. The mail intercept was terminated in 1973 when the Chi f P e ostal In- spector refused to allow its continuation without an up-to-date high= level approval . The CIA also ran much smaller mail intercepts for brief periods in San Francisco between 1069 and 1971 and in the territory of Ilawaii during 1954 and 1955. For a short period in 1957, mail in transit between foreign countries was intercepted in New Orleans. Conclusions While in operation, the CIA's domestic mail opening programs were unlawful. United States statutes specifically forbid opening the.1 The mail openings also raise Constitutional questions Lin er Fourth Amendment guarantees against unreasonable search, and the scope of the New York project poses possible difficulties with the First Amendment rights of speech and press. Mail cover operations (examining and copying of envelopes only) are legal when carried out in compliance with postal regulations on a limited and selective basis involving matters of national security. The New York mail intercept did not meet these criteria. The nature and degree of assistance given by the CIA to the FBI in the New York mail project indicate that the CIA's primary pnr- pose eventually became participation with the FI3I. in internal security functions. Accordingly, the CIA's participation was prohibited under the National Security Act. Recommendation (13) a. The President should instruct the Director of Central In- telligence that the CIA is not to engage again in domestic mail openings except with express statutory authority in time of war. (See also Recommendation 23.) b. The President should instruct the Director of Central Intelli- gence that mail cover examinations are to be in compliance with postal regulations; they are to be undertaken only in furtherance of the CIA's legitimate activities and then only on a limited and selected basis clearly involving matters of national security. 2. Intelligence Community Coordination (Chapter 10) Findings - Asa result of growing domestic disorder, the Department of Justice, coordinated a series of secret units and interagency groups in an effort to collate and evaluate intelligence relating to these events. These efforts continued until 1973. .The interagency committees were designed for analytic and not mail. r d the starting in 1967 at the direction of Attorney General Ramsey Clark, Approved For Release 2009/08/07: CIA-RDP05S00620R000601470022-0 9,^ . .. .., . 22 operational purposes. TlleY were created as a result of White House Dress-;re. which began in 1967, because the FBI performed only lim- ited evaluation and analysis of the information it collected on these events. The stated purpose of CIA's participation was to supply relevant foreign intelligence and to furnish advice on evaluation techniques. The CIA was reluctant to become unduly involved in these commit- tees, which had problems of domestic unrest as their principal focus. It repeatedly .refused to assign full-time personnel to any of them. The most active of the committees was the Intelligence Evaluation Staff, which met. from January 1971 to May 1973.A CIA liaison officer 4 attended over 100 weekly meetings of the Staff, some of which concerned drafts of reports which had no foreign aspects.. With the exception of one instance, there is no evidence that he acted in any capacity other than as an adviser on foreign intelligence, and, to some degree, as an editor. On one occasion the CIA liaison officer appears to have caused a CIA agent. to gather domestic information which was reported to the Intelligence Evaluation Staff. The. Commission found no evidence of other activities by the CIA that. were conducted on behalf of the Department of Justice groups except for the supplying of appropriate foreign intelligence and advice on evaluation techniques. Conclusions The statutory prohibition on internal security functions does not preclude the CIA from providing forei n intelligence or advice on g evaluation feclulirlues to interdepartmental intelligence evaluation organizations having some domestic aspects. The statute was intended to promote coordination, not compartmentation of intelligence The attendance of the CIA liaison officer at over 100 meetings of the Intelligence Evaluation Staff, sonic of them concerned wholly with domestic matters, nevertheless created at least the appearance of im- propriety. The Director of Central Intelligence was well advised to approach such participation reluctantly. The liaison officer acted improperly in the one instance in hi h h w c e directed an agent to gather domestic information within the United States which was reported to the Intelligence Evaluation Staff. The liaison orncer was Chief of the CIA's Special Operations Group which ran Opera- Von CHAOS, discussed in Chapter 11 of this Report. R D P05S00620 R000601470022-0 Much of the problem stemmed from the absence in goverrlrllent of any organization capable of adequately analyzing intelligence col- lected by the FBI on matters outside, the purview of CIA. Recommendation (14) a. A capability should be developed within the FBI, or else- where in the Department of Justice, to evaluate, analyze, and co- ordinate intelligence. and counterintelligence collected by the FBI concerning espionage, terrorism, and other related matters of in- ternal security. . b. The CIA should restrict its participation in any joint intelli- gence committees to foreign intelligence matters. c. The FBI should be encouraged to continue to look to the CIA for such foreign intelligence and counter-intelligence as is rele- vant to FBI needs. 3. Special Operations'. Group-"Operation CHAOS" (Chapter 11) Findings The late 1060's and early 1970's were marked by widespread violence and civil disorders-5 Demonstrations, marches and protest assemblies were frequent in a number of cities. Many universities and college campuses became places of disruption and unrest.. Government facil- ities were picketed and sometimes invaded. Threats of bombing and bombing incidents occurred frequently. In Washington and other major cities, special security measures had to be instituted to control the access to public buildings. domestic disorder, the Director of Central Intelligence in August 196T co- CIA to collect th i hi , e n t established a Special Operations Group w n influence on i f f g ore . ordinate, evaluate and report on the extent o domestic dissidence.. i on The Group's activities, which later carne to be known as Operat CHAOS, led the CIA to collect information on dissident Americans from CIA field stations overseas and from the FBI. ation was to determine h O per e .Although the stated purpose of t there were any foreign contacts with American dissident th h er w e . groups, it resulted in the accumulation of considerable material on domestic dissidents and their activities. the Operation compiled some 13,000 different files, ears six i D , y ng ur including files on 7,200 American citizens. The documents in these files lated materials included the names of more than 300,000 persons nd re a and organizations, which were entered into a computerized index. Approved For Release 2009/08/07: CIA-RDP05SO062OR000601470022-0 24 Approved For Release 2009/08/07: CIA-RDP05SO062OR000601470022-0 This i; formation was kept closely guarded within the CIA. Using this innforniation, personnel of the Group prepared 3,500 memoranda for internal use; 3,000 memoranda for dissemination to the FBI; and 37 memoranda for distribution to White House and other top level officials in the government. The staff assigned to the Operation was steadily enlarged in response to repeated Presidential requests for additional information, ulti- mately reaching a maximum of 52 in 1971. Because of excessive isola- tion, the Operation was substantially insulated from meaningful re- view within the Agency, including review by the Counterintelligence Staff-of which the Operation was technically a part. Commencing in late 1969, Operation CHAOS used a number of agents to collect intelligence abroad on any foreign connections with American dissident groups. In order to have sufficient "cover" for these agents, the Operation recruited persons from domestic dissident groups or recruited others and instructed them to associate with such groups in this country. Most of the Operation's recruits were not directed to collect infor- mation d ti ll It was probably necessary for the CIA to accumulate an information base on domestic dissident activities in order to assess fairly whether the activities had foreign connections. The FBI would collect infor- mation but would not evaluate it. But the accumulation of domes- tic data in the Operation exceeded what was reasonably required to make such an assessment and was thus improper. gather The. use of agents of the Operation on three occasions to n ? information within the United States on strictly domestic matters was beyond the CIA's authority. In addition the intelligence dissemina- tions and those portions of a major study prepared by the Agency which dealt with purely domestic matters were improper. The isolation of Operation CHAOS within the CIA and its inde- pendence from supervision by the regular chain of command within the clandestine service made it possible for the activities of the opera- tion to stray over the bounds of the Agency's authority without the knowledge of senior officials. The absence of any regular review of these activities prevented timely correction of such missteps as did occur. omes ca y on Americ diidt Ob anssens.n a numer of occa- sions, however, such information was reported by the recruits while they were, developing dissident credentials in the United States, and the information was retained in the files of the Operation. On three occasions, an agent of the Operation was specifically directed to collect domestic intelligence. No evidence was found that any Operation CHAOS agent used or was directed by the Agency to use electronic surveillance, wiretaps or break-ins in the United States against any dissident individual or group. kc?tiV?ity of the Operation decreased substantially by mid-1072. The Operation was formally terminated in March 1974. Conclusions Some domestic activities of Operation CHAOS unla full w y exceeded the CIA's statutory authority, even though the declared mission of gathering intelligence abroad as to foreign influence on domestic dis- sident activities was proper. Most significantly, the Operation became a ,repository for large quantities of information on the domestic activities of American citi- zens. This information was derived principally from FBI reports or from overt sources and not from clandestine collection by the CIA, an4'much of it was not directly related to the question of the existence of foreign connections. Recommendation (15) a. Presidents should refrain from directing the CIA to perform what are essentially internal security tasks. b. The CIA should resist any efforts, whatever their origin, to involve it again in such improper activities. c The Agency should guard against allowing any component .. (like the Special Operations Group) to become so self-contained and isolated from top leadership that regular supervision and review are lost. d. The files of the CHAOS project which have no foreign intelli- gence value. should be destroyed by the Agency at the conclusion of the current congressional investigations, or as soon thereafter as permitted by law. 1. Protection of the Agency Against Threats of Vio- Findings . The CIA was not immune from the threats-of violence and disrup- tion during the period of domestic unrest between 1967 and 1972. The Office of Security was charged throughout t.his'period with the respon- sibility of ensuring the continued functioning of the CIA. The Office therefore, from 1967 to 1970, had its field officers collect information from published materials, law enforcement authorities, lence-Office of Security (Chapter 12) Approved For Release 2009/08/07: CIA-RDP05SO062OR000601470022-0 Approved For Release 2009/08/07: CIA-RDP05SO062OR000601470022-0 other agencies and college officials before recruiters were sent to some campuses. Monitoring and communications support was provided to. recruiters when trouble was expected. - The Office was also responsible, with the approval of the Director of Central Intelligence, for a program from February 1967 to De- cember 1968, which at first monitored, but later infiltrated, dissident organizations in the Washington, D.C., area to determine if the groups planned any activities against CIA or other government installations. At no time Were more than 12 persons performing these tasks, and they performed them on a part-time basis. The project was termi- nated when the Washington Metropolitan Police Department devel- oped its own intelligence capability. In December. 1967) the Office began a continuing study of dissident activity in the. United States, using information from published and other voluntary knowledgeable sources. The Office produced weekly Situation Information Reports analyzing dissident activities and pro- viding calendars of future events. Calendars were given to the Secret Service, but the CIA made no other disseminations outside the Agency. About 500 to 800 files were maintained on dissenting organizations and individuals. 'T'housands of names in the files were indexed. Report publication was ended in late 1972, and the entire project was ended in 1973. Conclusions The program under which the Office of Security rendered assistance to Agency recruiters on college campuses was justified as an exer- cise of the Agency's responsibility to protect its own personnel and operations.. Such support activities were not undertaken for the pur- pose of protecting the facilities or operations of other governmental agencies, or to maintain public order or enforce laws. The :Agency should not infiltrate a dissident group for security purposes unless there is a clear danger to Agency installations, opera- tions or personnel, and investigative coverage of the threat by the P13I and local law enforcement authorities is inadequate. The. Agency's infiltration of dissident groups in the.WI'ashingtoll area went far beyond steps necessary to proteet. the Agency's own facilities, per- sonnel and operations, and therefore exceeded the CIA's statutory authority. In addition. the .1gc'nc.v undcrtool: to protect other rovernnlent de iiartments and arenc ies-a police function pt?ollibited to it by statute. Intelligence activity directed toww?nl?d Ira ing from what sources a domestic dissident group rc?cc'iy-es its financial support. within the Approved For Release } u ty r The Office of Secur so the 2009/08/07: CIA-RDP05SO062OR000601470022-0 " "lulu the A f*enc3. In dotnr ? , United States, and how much income it has, is no part of the authorized security operations of the Agency. Neither is it the function of the secu ' records on who attends peaceful meetings of such Agency dissident to groups, compile or what each speaker has to say (unless it relates to disruptive or violent activity which may be directed against the Agency). The Agency's actions in contributing funds, photographing people, activities and cars, and following people home were unreasonable under the circumstances and therefore exceeded the CIA's authority. Zjrit.it certain exceptions, the program under which the Office of Security (without infiltration) gathered, orgatlized and analyzed information about dissident groups for purposes of security was within the. CIA's authority. The accumulation of reference files on dissident organizations and e their leaders was appropriate both to evaluate the risks posed to ~h and groups Agency and to develop an understanding of dissident their differences for security clearance purposes. But the accumulation b the yi the h e AgAgenncycn's legitimate. oil domestic activities security needs tand therefore exceeddl by CIA's authority. Recommendation '(16) The CIA should not infiltrate dissident groups or other orga- nizations of Americans in the absence of a written determination by the Director of Central Intelligence that such action is neces- sary to meet a .clear danger to Agency facilities, operations, e eor agen- personnel and that adequate coverage by cies is unavailable. Recommendation (17) All files on individuals accumulated by the Office of Security in the program relating to dissidents should be identified, and, ex- cept where necessary for a legitimate foreign intelligence activity, he destroyed at the conclusion of the current congressional inves- w l b . a y tigations, or as soon thereafter. as permitted 5. Other Investigations by the Office of Security (Chap- Clearance Investigations 01 Prospective Employees and Operatives Findings and Conclusions conducts standard security tnvesti- tine] o i ter 13) . Approved For Release 2009/08/07: CIA-RDP05S00620R000601470022-0 9 Office is performing the necessary function of screening persons to Whom it will make available classified information. Such investigations are necessary, and no improprieties were found in connection with them. B. Investigations of Possible Breaches of Security 1. Persons Investigated Findings The Office of Security has been called upon on a number of occasions to investigate specific allegations that intelligence sources and methods were threatened by unauthorized disclosures. The Commission's in quiry concentrated on those investigations which used investigative means intruding on the privacy of the subjects, including physical and l i e ectron c surveillance, unauthorized entry, mail covers and intercepts, and reviews of individual federal tax returns. The large majority of these investigations were directed at persons affiliated with the Agency-such as employees, former employees, and defectors and other foreign nationals used by the Agency as intelli- gence sources. A few investigations involving intrusions on personal privacy were directed at subjects with no relationship to the Agency. The Commis-. sion has found no evidence that any such investigations were directed. against any congressman, judge, or other public official. Five were directed .against newsmen, in an effort to determine their sources of leaked classified information, and nine were directed against other United St t i i a es c t zens. The CIA's investi rations of newsmen to determine their sources of classified information stemmed from pressures from the White House and were partly a result of the FBI's unwillingness to undertake such investi ati TI ons. g Ie FBI refused to proceed without an advance opinion that the Justice Department would prosecute if a case were developed. Conclusions Investigations of allegations against Agency employees and opera- tives are a reasonable exercise of the Director's statutory duty to pro- tect intelligence sources and methods from unauthorized disclosure if the investigations are. lawfully conducted. Such investigations also as- sist the Director in the exercise. of his unreviewable authority to termi- nate the employment of any Agency employee. They are proper unless their principal purpose becomes law-enforcement or the maintenance of internal security. The Director's responsibility to protect intelligence sources and methods is not so broad as to permit investigations of persons having no relationship whatever with the Agency. The CIA has no authority to investigate newsmen simply because they have published leaked classified information. Investigations by the CIA should be limited to persons presently or formerly affiliated with the. Agency, directly or indirectly. . Recommendation (18) a. The Director of Central Intelligence should issue clear guide- lines setting forth the situations in which the CIA is justified in conducting its own investigation of individuals presently or for- merly affiliated with it. b. The guidelines should permit the CIA to conduct investiga- tions of such persons only when the Director of Central Intelli- gence first determines that the investigation is necessary to protect intelligence sources and methods the disclosure of which might endanger the national security. . c. Such investigations must be coordinated with the FBI when- ever substantial evidence suggesting espionage or violation of a federal criminal statute is discovered. Recommendation (19) a. In cases involving serious or continuing security violations, as determined by the Security Committee of the United States Intelligence Board, the Committee should be authorized to rec- ommend in writing to the Director of Central Intelligence (with a copy to the National Security Council) that the case be referred to the FBI for further investigation, under procedures to be devel- oped by the Attorney General. _ .,