ARTICLE BY TOM LATIMER, HPSCI STAFF

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CIA-RDP01-01773R000400620010-2
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C
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12
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December 22, 2016
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August 22, 2012
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10
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Publication Date: 
August 23, 1979
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MEMO
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Declassified in Part - Sanitized Copy Approved for Release 2012/08/22 : CIA-RDP01-01773R000400620010-2 L? J1't1'1uL1N I T 1~ 8LC #19-~ 3 A1J 1?9 MEMORANDUM F-',%'?: Deputy Director for National Foreign Assessment FROM: Director of Central Intelligence SUBJECT: Article by Tom Latimer, HPSCI Staff 1. Att ;hed is a copy of an article written by Tom Latimer of the HPSCI. It j:,.. a thoughtful piece. It also represents some of the directions i-, which we are going to be stimulated by that Committee 2. I note on page 5--by the check I have put in the margin--a warning sign that we are going to be probed in the area of crisis management. The Committee feels it did a real service in stimulating us last year on the question of indications and warning. They are pleased that Dick Lehman has that moving in the right direction. We have not, frwnkly, been hard-tasked from the crisis management are-, 3. On :-ge 7 in the bottom right, Tom makes a comment about the fact that thze- principal- interaction between the Agency, the State Department, he Defense Department and the White House has always been with DDO. I is my perception that that is not the case today with respect to coW and the White House, but that it is the case with respect to State. I have talked to John McMahon about this some. I have no desire to cu:--b the fine contact that does exist between DD0 and State. That has its important functions. I would like to encourage you and John, howeve-, to begin a program of ensuring that NFAC turns to DDO in the condL:.:.r of periodic meetings with the desk officers in State. This will rc; only help NFAC and State in getting to know each other IT-IL' r\ lri % i Declassified in Part - Sanitized Copy Approved for Release 2012/08/22 : CIA-RDP01-01773R000400620010-2 Declassified in Part - Sanitized Copy Approved for Release 2012/08/22 : CIA-RDP01-01773R000400620010-2 14 better so that the analysts can truly support some of their principal.. customers, it will help both NFAC and DDO in ensuring close coordination between them. I'm sure some coordination exists in many areas today bif't I. suspect there are some areas in which 000 and NFAC do not really exchange. 25X1 STANSFIELD TURNER Attachment a/s cc: DDCI DDO Declassified in Part - Sanitized Copy Approved for Release 2012/08/22 : CIA-RDP01-01773R000400620010-2 STAT THOMAS K. LATIMER I U.S. INTELLIGENCE AND THE CONGRESS THE AUTHOR: Dr. Latimer is Staff Director of the House Permanent Select Committee on Intelligence. He was Prin- cipal Deputy Assistant Secretary of Defense (Communica- tions, Command, Control and Intelligence) from 1976 to 1977 and the Special Assistant to the Secretary and Deputy Secretary of Defense from 1974 to 1976. This article is based upon a paper presented at the 8th Annual Conference of the International Security Studies Program' of the Fletcher School of Law and Diplomacy, Tufts University, and it will appear in a forthcoming volume entitled Intelligence: Deception and Surprise. IN BRIEF In the past five years Congress has gained an expanded role in overseeing the intelligence activities of the. government. Congressional attention centers upon five concerns: investigation, oversight, budget review, quality of analysis and legislation. By cstablishing guidelines and by overseeing the activities, budget requests and quality of assessments of the intelligence services, Congress ensures that intelligence analysts adequately anti~pa~etwcrises and that their eerz the Congress and themtellgencethcommurc policy formulation: This closer relations p is Here to stay, and it should be of ultimate benefit to the United States as a whole. he question of what role the U.S. Con- gress should play in the intelligence and counterintelligence activities of the government is a relatively new one. The Con- gress always had some impact on intelligence activities, beginning with the creation of the Central Intelligence Agency by the National Security Act of 1947. In the years since, both the Senate and the House Armed Services Com- rnitteees, as well as the Appropriations Commit- tees of both houses, were briefed to some extent on the CIA's operations and on the budget for the CIA -: fiscal year. In 1974 =ublic allegations of massive mis- dees by `e Central Intelligence Agency, the Federal Bu=eau of Investigation and other in- 0 telliaence agencies prompted the Senate and rr House to reexamine the role of Congress in overseeing the activities of the nation's intelli- gence services. In the process which has un- folded over the past five years, the Congress as exercised increased control over the intelligence services, primarily in five separate but associ- ated areas: investigative activities; oversight of intelligence operations; budget authorization and appropriation; substantive quality of inte.l.- gence assessments; and enactment of lea sla- tion. The sudden reality of determined Congres- sional investigation sent a shock wave through- out the intelligence community, which had been accustomed to dealing with, only a few, very senior members of Congress and revealing very little about its operations. Moreover, the mana- Declassified in Part - Sanitized Copy Approved for Release 2012/08/22 : CIA-RDP01-01773R000400620010-2 Declassified in Part - Sanitized Copy Approved for Release 2012/08/22 CIA-RDP01-01773R000400620010-2 Declassified in Part - Sanitized Copy Approved for Release 2012/08/22 : CIA-RDP01-01773R000400620010-2 e intelligence services had taken for the general acceptance by the Congress the public that their word'. was necessary d that they were performing-well. The glare f publicity upon their previously clandestine world, plus the hard probing of the Senate and House Select Committees on Intelligence, forced a dramatic chance in the relationship between the intelligence agencies and the Con- gress-__-That new relationship now has been :corked out for the most part, and the result has been a constructive one for the intelligence ser- vices, for the Congress and for the public. The Investigative Role of Congress In the first phase of this developing new rela- tionship, the primary emphasis was on the in- vestigative role of Congress. Following allega- tions in the press of massive illegal activities by intelligence services, the Senate created a Select Committee to Study Governmental Operations with Respect to Intelligence Activities.' That committee-known as the Church Committee after its Chairman, Senator Frank Church- spent fifteen months thoroughly investigating and studying the intelligence activities of the United States. In July 1975 the House followed suit and established its own Select Committee on Intelligence,2 known as the Pike Committee, chaired by Representative Otis Pike. The Pike Committee finished its work in February 1976. Both committees recommended that perma- nent, follow-on committees be established to monitor continually the activities of intelligence services? In the cases of both the Church and Pike Committees, allegations of misdeeds by the in- tel?igence services were investigated thoroughly. But both committees, in keeping with their charters, went beyond the questions of abuses and into issues involved in the very structure and quality of the intelligence process. The investigations initially met with considerable resistance on the part of those being investi- gated. From the prolonged struggle between the committees, which wanted information, and the intelligence services, which were reluctant to provide certain information and adamantly op- posed 'co providing other data, emerged several important lessons for the Congress and the Executive Bra-ich. From the viewpoint of the Congressional committees, it became very i-nportactt to be able to ask precisely the right question of the right ffi i l o c a in order to get the needed information. Persistence was also discovered to be a neces- sity. Within each element of the intelligence services there are officials who believe that co- operation with Congressional oversight com- r:.ittees is not only necessary and inevitable, but it can be a constructive factor in the operations of those intelligence services. Persistence on the part of the oversight committees tends to encourage and to reinforce the efforts of such officials in their internal bureaucratic struaa es . The Executive Branch also learned that the Congress was serious about exercising its over- sight responsibilities with respect to the intelli. gence activities of the government One result of that realization was a responsible effort on the part of senior Administration officials out side the intelligence comrnunity_~? In President Ford's Administration and continuing I into th e presentto evolve prodhb -ceures werey z the oversight committees can gain access to the information they seek while assuring the pro. tection of intelligence sources from . unautho- rized disclosure. Not all of those procedures have been worked out to ever yones satisfaction, but both the oversight committees and the Ex- ecutive Branch are approaching the problem in a spirit of comity which must emst if the Legis- lative and Executive Branches of the govern- ment are to work together in this complex area. Congressional insistence on exercising its constitutional role of investigating and oversee. ing the Executive role in operating the clan- destine intelligence activities of our government is in keeping with the wisdom of the Founding Fathers, who built into our Constitution mech- anisms to check the concentration of too much power in either branch. In the area of intelli- gence operations, the checking and balancing role of the Congress is especially important because the part played by an informed public is greatly constrained by the very fact that our : nation's intelligence activities operate best :t when little information about those activities is made public. Despite the difficulty the American people have in knowing whether or not the intelligence . i activities of their government are proper and effective, the public attitude toward intelligence' is an important factor in the way Congress ap. proaches its oversight role. The Congress, in f Declassified in Part - Sanitized Copy Approved for Release 2012/08/22 : CIA-RDP01-01773R000400620010-2 Declassified in Part - Sanitized Copy Approved for Release 2012/08/22 : CIA-RDP01-01773R000400620010-2 There can be little doubt about the chilling effect Congressional scrutiny can have on the clandestine activities of U.S. intelligence ser- vices. Proponents of more vigorous efforts in the area of so-called "covert actions- of the CIA' assert that enactment of the Hughes-Ryan Amendment to the Foreign Assistance Act of 1974, which requires the appropriate commit- tees of Congress be informed whenever the President makes a determination that such a covert action is necessary, has been followed by a dramatic decrease in the use of such activities. rhelps shape the image the publi has o l I intelligence services. Over a ast fiv ears that interactive process- seeivs to have yielded several concerns shared by the Congress and the public at large. Congressional Oversight One such concern is that while the intelli- gence services should be invoked against for- eign activities hostile to our nation's security, they should not be used to violate the constitu- tional rights of American citizens. This con- ce.-n resulted in the establishment of restric- tions on the activities of intelligence services, first by President Ford a and then by President Carters In addition, the Attorney General in each of these Administrations issued volumi- nous guidelines for the conduct of intelligence activities to limit the danger that they would infringe on the rights of American citizens. That concern has also led to the enactment of one piece of legislation, the Foreign Elec- tronic Surveillance Act of 1978,6 which for the first time requires the Executive Branch to ob- tain a warrant in order to monitor electronically an American citizen or permanent resident alien for national security purposes. Prior to the enactment of that .legislation Presidents had relied on the inherent power of their office to approve such surveillance without a warrant. This concern has also led to proposals for the enactment of an omnibus bill which would pro- vide legislative charters for the major intelli- gence services (the CIA, the National Security Agency and the counterintelligence arm of the FBI) and would also provide a list of particular activities which would be proscribed for those services. Finally, concern over the need to guard against any future violations of the rights of Americans was a primary factor in the creation of the Senate Select Committee on Intelligence in 1976 7 as a permanent follow-on to the Church Committee and the establishment of the House Permanent Select Committee on In- telligence in 1977.8 Both resolutions stated that their purpose was to provide vigilant legislative oversight over the intelligence activities- [and also intelligence-related activities, in the House version only] of the United States to assure that such activities are in conformity with the Con- stitution and laws of the United States." Congressional Budget Review Another c mcern which has evolved from the examination of intelligence over the past five years is over the amount of mon_ ey being spent on intelligence. Public concern over this issue is ne ss y muted because, for security rea- sons, the debate is conducted in secret sessions between the oversight committees and the Exec- utive Branch and in executive sessions among the committees themselves. Nonetheless, a major impact by Congress upon the intelligence activities of theWvern- ment is via s. Both houses of ongress recognized the importance of pro- - viding their intelligence oversight committees leverage over the intelligence services by giving them control over the budgets of those services. The res lutions establishina, both select coin- ! mittees provide t: no funds could be appro- priated c out inteligence activities -un- less su funds sb have been previously au thorzze an in ea Ouse e select con- mittees r e a rzzaaon ' annually to their respective ouse or approv It is through the annual budget review process that the oversig t committees can de- velop an ui ep un ers n g o ex ~io~v c the taxpa ey is ezno s e r intelli-ge ce u e committees look at the budget not only agency-by-agency but func- tionally as well (i.e_, how much is being spent on collection, processing and production). The committees also examine the budgets from an appropriations viewpoint (Le., how much is spent on research and development, procure- ment, operation and maintenance, personnel, retirement, etc.). In short, the Director of Central Intelligence and the head of each agency in the intelligence Declassified in Part - Sanitized Copy Approved for Release 2012/08/22 : CIA-RDP01-01773R000400620010-2 Declassified in Part - Sanitized Copy Approved for Release 2012/08/22 : CIA-RDP01-01773R000400620010-2 ommunity appear before the oversight com- mittees and the Appropriations Committees of both houses each year to justify in detail the amount of money being requested to operate the respective agency for the coming fiscal year. Both the Senate and House Select Commit- tees on Intelligence examine the budge equest for the National Foreign Intelligence Program, which is developed by the Director of Central Intelligence. According to Executive Order 12036, it includes the budgets for: Committee on Intelligence shares responsibility with the Armed Services Committee for review. ing that part of the Department of Defense budget which goes to those activities defined by the Secretary of Defense and the Joint Chiefs of Staff as "intelligence-related activities.- io Intellia nce-related activities are those activities within the Denartu ent of Defense but outside the National Intelligence Program which in- clude: responding primarily to operational military commanders' taskng for tune-sensitive information on foreign entities; responding to national level intelligence tasking of systems, the primary mission of which is support of operating forces; training personnel for intelli- gence duties (funds for training Defense De- partment personnel are all contained in one pro- gram in-the overall defense budget); providing an intelligence reserve; or performing research and development of intelligence or related ca- pabilities. (A) The programs of the Central Intelli- gence Agency; (B) The Consolidated Cryptologic Pro- gram, the General Defense Intelligence Pro- gram, and the programs of the offices within the Department of Defense for the collection of specialized national foreign intelligence through reconnaissance, except such ele- ments as the Director of Central Intelligence and the Secretary of Defense agree should be excluded; (C) Other programs of agencies within the intelligence community designated jointly by the Director of Central Intelligence and the head of the department or by the Presi- dent as national foreign intelligence of counterintelligence activities; (D) Activities of the staff elements of the Office of the Director of Central Intelligence. In addition, the House Permanent Select The intense scrutiny renich the oversight committee;-. vvto -tee intelligence budget re- quests enables them to carry out several of their ke`y responsibilities. For one thing. it would be extremely difficult, if not impossible. for an intelligence agency to undertake any significant action in violation of the law without expending considerable funds for that purpose: The thorough budget revieW, which includes visits } to field operations, rules out any such possi- bility. Secondly, it is through the budget re- view process that the committees are able to determine whether there is unnecessary dupli- cation of collection, processing and production of intelligence. The House of Representatives, which tends to delve into greater detail than does the Senate in examining Administration budget requests, includes the intelligencerelated activities of the Defense Department in the responsibilities of its Select Committee on Intelligence, both to ensure that no unnecessary d_ apl,' ation of caps bilities occurs bettveen~the operations of the "national" program and those of the Defense Department and to make certain that needed capabilities do not "slip into the cracks.' Substantive Quality of Intelligence A third major concern which has engaged the attention of the Congress over the past half- decade is over how well our intelligence ser- vices support U.S. policymale+s and the Con- gress. That concern was reflected in the language of both the Senate and House resolu- tions which created the Senate and House Select Committees on Intelligence- Both committees were charged with the responsibility to "make every effort to assure that the appropriate de- partments and agencies of the United States provide informed and timely intelligence neces- sary for the Executive and Legislative Branches to make sound decisions affecting the security and vital interests of the Nation." Both resolu- tions also charged their respective select com- mittee to make a study and report back to each house of Congress on "the quality of the ana- lytic capabilities of United States intelligence and means for integrating more closely analytic intelligence and policy formulation." 11 The select committees have taken their re- sponsibilities in this area very seriously. Each has conducted its own independent series of Declassified in Part - Sanitized Copy Approved for Release 2012/08/22 : CIA-RDPO1-01773R000400620010-2 Declassified in Part - Sanitized Copy Approved for Release 2012/08/22 : CIA-RDP01-01773R000400620010-2 studies on the quality of intelligence. Mention of a fete of these studies will provide an indi- cation of their scope and depth and a measure of the concern of the committees over this issue. One"such study was conducted by the Senate Select Committee on Intelligence Subcommittee on Collection, Production and Quality. It ad- dressed the question of how well the U.S. in- telligence community had analyzed the 1973 Arab oil embargo.12 One of the key findings of that study was that certain public sources had done as well or better in analyzing major issues involved in the oil crisis than had the intelligence community. The' study also con- cluded that there had been ample data avail- able to Intelligence analysts and that they simply failed to analyze that data adequately. The Central Intelligence Agency countered with Its own classified assessment of how well it had done on the oil problem. In the process, issues were illuminated-which the management of the Central Intelligence Agency might have over- looked in the absence of such an outside study. On the House side, one- of the first studies the Permanent Select Committee on Intelligence undertook was of the interaction between the policymakers and their intelligence support services-to determine how well that inter- action is working, particularly in the vital area of 'warning intelligence.' As defined by the Select Committee's Subcommittee on Evalua- tion, warning intelligence encompasses "the range of intelligence collection, processing, analysis and reporting of data which is iiitended to provide our policyrnakers sufficient lead time before an event occurs to develop our own course of action- to either deter, alter or respond to the impending development` is WVarning Analysis and Intelligence Failures Quality analysis in the warning intelligence area certainly has to be considered one of the primary functions of the intelligence commu- nity. A major reason for the establishment of tae Central Intelligence Agency in 1947 was the perception that the Pearl Harbor tragedy could have been avoided if the United States in 1941 had had a focal point for the correlation and distribution of all of the then available intelli- gence. The study of warning intelligence by the Subcommittee en Evaluation revealed, however, that in 1978-some thirty-one years after the CIA was created-no focal point for warning intelligence existed within the U.S. government. Simply by opening up this subject for study, the Subcommittee found itself a gathering point for the many separate views on warning intelli- gence which existed throughout the intelligence and defense communities. The Subcommittee study examined the warn- ing process in detail, focusing on lessons learned-and not learned-from past crises such' as Pearl Harbor, the Korean War, the Cuban missile crisis, the Soviet invasion of Czechoslovakia and the 1973 Middle East Var. The study found that after each "intelligence failure" to provide timely warning. a major effort was begun. to improve the collection of data, and yet in virtually no case had - lack of data been a major factor in the failure ade- quately to anticipate the crisis. Improvements in analysis and in the integration of analysis with policy formulation have lagged far behind improvements in the collection, processing and dissemination of data. As a direct result of the Subcommittee's study of indications and warning and its revela- tion of the absence of a focal point for warning leadership in the intelligence community, the Director of Central Intelligence assigned a senior intelligence officer to provide such a focus. That constituted a major first step in = improving the nation's warning intelligence, but the Subcommittee study pointed out that much remains to be done. One such area of needed improvement Is in crisis management, where better management is required of the flow of information which, during crises. threatens to overload the system. The thrust of the Subcommittee study was that improvements can be made in analysis of . warning intelligence, notwithstanding the like- lihood that difficulties will always persist. The study also concluded that an important hn- , provement in warning intelligence related to the analysts asking the correct questions per- tinent to a given crisis. In fact, one former staff member of the Senate Select Committee on Intelligence, Rich- ard K. Betts, has taken this idea one step further and suggested that the intelligence analyst might perform a useful function by -offering the policymaker difficult questions thus serving as a "Socratic ate. . ? etts _ has observed that it is illusory to believe that Declassified in Part - Sanitized Copy Approved for Release 2012/08/22 : CIA-RDP01-01773R000400620010-2 Declassified in Part - Sanitized Copy Approved for Release 2012/08/22 : CIA-RDP01-01773R000400620010-2 telligerce analysis can be improved substan- tially by altering the analytic system. Both the Evaluation Subcommittee's study on warning intelligence and Betts' analysis stress the im- portance of policy-level interaction with the in- telligence analysts in the warning process. Betts places the heavier blame for failures on the policymakee: By the narrower definition of intelligence, there have been few major failures. In most cases of mistakes in predicting attacks or in assessing operations, the inadequacy of criti- cal data or their submergence in a viscous bureaucracy, were at best the proximate causes of failure. The ultimate causes of error in most cases have been wishful think ing, cavalier disregard of professional ana- lysts and, above all, the premises and pre- conceptions of policymakers 3s Communication Between Analysts and Policymaters In the case of the 1973 Arab attack on Israel, not only was there no intelligence warning, but the very morning of the attack the CIA dis- seminated an assessment that there would be no attack, and the rest of the intelligence corn- munity concurred in this assessment. Similarly, policymakers were not alerted in 1968 to the impending Soviet invasion of Czechoslovakia. Richard Betts broke down the problem of what he calls "strategic intelligence failures" into three categories: 1)' attack warning, 2) operational evaluation, and 3) defense plan- ning. We have been discussing primarily the first category. Betts notes, however, that some problems cut across all three categories, and it is in that context that he attributes the ultimate causes of error to policymakers. Discussion on this point sometimes suffers from a difference in perspective over precisely what it is that a policymaker expects in the way of support from the intelligence community. In the area of warning intelligence, the policy levels (that is, star: officers who brief, talk to and prepare issue and decision papers for the President, Cabinet and sub-Cabinet officers) are usuall7 satisfied with a fairly general type of warning such as: The odds that country X will invade country Y within the next month have risen fm one-in-ten to fifty-fifty in the last two weeks because of the follo:ving factors.- Too often outside observers and even intelli- gence analysts themselves think that warning analysts have failed in their mission if they are unable to pinpoint the precise day, time and place of an attack weeks in advance. Two recent exam? _s show on the one hand how poorly the intelligence community can do in providi.*ig warning and conversely how well it can perform. Triers is not much question that the intelligence analysts failed to provide the policy levels with adequate warning of the Shah of Iran's domestic difficulties. A thorough study of the performance of the intelligence community with respect to the Iniaa crisis was conducted by the House Per 2neat Select Coin Intelligence Subcommittee on policyrn uuss.~~'he report went on to note, however, that simplistic charges of 'intelligence failure' an not accurately describe the situation. Such charges blind us to the importance of user atti- tudes in any warning process. In Iran, loner standjty U.S. attitud- toward the Shah inhibit 1'' llectioa e po .cymakers' appetite for analysis of the Shah s position, and deafened policymakers to the.e warning implicit in co e current rote ge ce. In short, the study concluded that in the case of Iran, there was a failure "to which both the irjtelligen a coazrtrmity and the -useg of intelligence c of Vietnam in February 1979, the policy levels were provided adequate warning, according to their own testimony before the Subcommittee on Oversight of the House Permanent Select Committee on Intelligence. The Chairman of the Subcommittee on Oversight, Representative Les Aspin, noted in a study following hearing on this subject that "the intelligence community provided sufficiently accurate, timely notice of impending Vietnamese and Chinese actions 1 that policymakers could prepare options and take certain actions in anticipation of hostili- ties." 27 Representative Aspin went on to note that "the policyrnakers' active efforts to find out what the intelligence community knew kept channels of communications open." He further suggested that steps already taken by the Di- Declassified in Part - Sanitized Copy Approved for Release 2012/08/22 : CIA-RDP01-01773R000400620010-2 rector of Central Intelligence to make differ- policy levels at the State Department, Defense ences of opinion inside the intelligence com- Department and the National Security Council munity known to policyrnakers should be -con- knew that they were receiving good warning trued and strengthened.' and were looking for it. In the case of Iran the Improving the Warning Process few warning signals that were sounded by in- l6 p y v~cu. lax Granted that warning intelligence is almost the always burdened by doubt- by its nature ------ y?a~~~ _L ruuiv co Lne tact that because they we ` -_, perhaps y : re obstrlcted by the certain steps can be taken to jx72 ve th Leal- long-standing U.S. attitudes toward the Snap. it j-. warning intelligence. In his study on the Ultimately much depends upon the senior ' performance o e. telligence community levels of the intelligence community having, in- with respect to the China-Vietnam conflict, formed convictions and the courage of those Representative Aspin points out that the Sit a convictions. Weakly sounded alarms, murky tegic Warning Staff, a small CIA-chaired inter- consensus and rnr..f,,1i.. 1,e,~,.-.: --.~-- - --- -- -- - +-~ uautxc~y to ger a reception at the olic I ion- h ~' T wa sw. ti~ Department's Bureau of Intelligence and Re- degree of prescience. cam rot an inordinate search in Issuing warnings that China would But it can be improved. In evaluating cur invade Vietnam. rent and past efforts at warning analysis by the In recent years, Directors of Central Intelli. intelligence community, one needs to keep in gence have made an effort to ingrate differ mind the relative lack of attention given to ntana c views a ntowthe~text sofXNational analysis by the managers of intelligence since g r b an an directly on recruitment and training policies China-Vietnam because analytically they pre-' and practices. It has also directly affected the sented substantially different problems for the perceptions of the rest of the intelligence analysts as well as- for the policylmakers. agencies and the key users of intellly ~ s permeated the Central in- too far a contrast between the intelligence telligence Agency, impacting directly and in- analysts' performance re arding I d ce even further to allow the views on Td-the extent that an ctor of Cen wax-ning of the Strategic Warning Staff or other telliaen e h ZZ_ his o more ' ortaat analytic groups to surface to the policy level. than simply managing the CIA's destine One impression left by the studies on Iran operations, e has tend to concentrate on his and China Vietnam is that the performae of as contro er o the in ce community in the warning area pity's bu pTe s. u- is snooty- Of course, one oes ~ sh That attitude ha -- - - -?-" ~.....,.wa vg, a.c~iLrat inteiugence analytic products of the rote genre comma- traditionally have ou t of themselves as the niry. Representative Aspin's comment was di- chief clandestine operatives o t e U.. gov rected at the -desirability of expanding that erne ent rather cti - ts r At first DIusa, ttie two case studies might Until recent years, CIA policy was that off -Z? ? t f o con zr:ti the thesis that the success or from the clandestine service rather than from E failure of the warning process depends directly the analysis side of that agency were to deal upon the degree of willingness of people at the with the State Department, Defense Depart policy levels to interact with the intelligence ment and the White House. Thus, whatever analysts. Certainly, that is an important factor, interaction there may have been with rA l po icy- at least when the warning process works. makers, it came from the operations direct= ate 7-here is no way to compel policynakers to and not the analysis directorate, and there was n teract with the intelligence analysts. How- precious lit erot - e. action t~Z in the CIA be- ever, it is a relatively rare occurrence when tween the analysts and the operators. officials at'the =.--!-;--y levels deliberately refuse Even though some improvements have been to listen to gcc'c, sound wanting intelligence. made in recent years in this regard the Hou , se In the case of tre China Vietnam conflict, the Subcommittee staff report on Iran revealed tl Declassified in Part - Sanitized Copy Approved for Release 2012/08/22 : CIA-RDP01-01773R000400620010-2 Declassified in Part - Sanitized Copy Approved for Release 2012/08/22 : CIA-RDP01-01773R000400620010-2 te gence analysts, pnmaruy in the State De- Declassified in Part - Sanitized Copy Approved for Release 2012/08/22 : CIA-RDP01-01773R000400620010-2 n co het the clandestine collection part planning. As e Agency to respond to his plea for collec- to cast on on such issues as "tvheL'ter Iranians were w focal to the concept of a monarchy as distin- guished from a particular dynasty, to what extent the Tehran urban masses provided an exploitable tool to support or oppose a new gov- e. met, etc_- , Correct anticipation of the intentions of for- eign decisionnakers will always be one of the most- vexing tasks our analysts and policy- makers face. Particularly difficult is the en- deavor. of correctly estimating mistakes in judgment on. the part of foreign leaders. For example, one of the contributing causes of the U.S_ failure- to anticipate the Japanese attack on Pearl Harbor ovaSur lea-MM B that such as outzia t attack on a es wou! be an roerr judgment a apanese le m -e.' arly, our esti- mators failed to anticipate Khrushchev's deci- sion to emplace strategic missiles in Cuba, which proved indeed a mistake in judgment that played a role in Khrushchev's ouster. From the point of view of surprise, the Cuban missile crisis is instructive. Although Khru- shcher s intentions were not divined, once the Soviets began to implement that decision, U.S. intelligence collection assets were able to detect evidence which led the analysts to make a cor- rect judgment of Khrushchev's intentions and to convey that intelligence judgment to the President in a. timely enough fashion to' enable him to develop and implement redressive options. In the entire attack warning area, U.S. intelli gence has registered v p impra ements star the last fifteen to -twenty years. Analysts may still have difficulty in correctly anticipating foreign decisions, but the ability to detect steps in the implementation of those decisions and to recognize those steps for what they are is markedly better than in the past. It is not to say that even greater improve- ments are not needed. They can and must be made. Perhaps continued Congressional atten- tion to this area will assist the Executive Branch in ritaking those improvements. The Lessons of Experience We should not leave this subject without several observations on U.S. intelligence capes a nation, we seem to have tried the Vietnam tear from our memories. Yet, one of the lessons learned by our armed forces in that conflict was the operational, battlefield use of modern intelligence. Wort War It and Korean War veterans, by and large, looked with disdain upon their intelligence functions, giving little weight to their input into command decisions. That attitude pre- vailed during the first years of the Vietnam War. It is one of the ironies of warfare that the U.S. armed forces' understanding and use of modern combat support intelligence began to peak only after the political will to continue the war had ebbed beyond the point of revival The cog trast between the surprise of the Tet 1908 Communist offensive and the fully anticipated attack of 1972 gives one measure of the dra- matic way operational intelligence improved during the course of that unfortunate war. All three military services today are making vigorous efforts to improve and to integrate combat support intelligence with the opera- tional commands in a fashion and to a degree never before witnessed in our armed services, and that effort is in no small measure due to the operational experiences in Vietnam of the new generation of general and flag lank officers in the Army, Navy and Air Force. Looking briefly at the intelligence role in de- fense planning, again the improvements in re- cent years have been dramatic, although they may still fail to keep pace with the developing threat. The U.S. governments knowledge of the size and deployment of the major adver- sary s armed forces is vastly improved over what it was twenty years ago. Granted, there are still deficiencies in certain areas., But in terms of the trend over the past two decades, the ability to assess the opposing military threat has been rising steadily. A legitimate question is whether U.S. intelli- gence estimates of enemy strength are improv, ing as quickly as the threat is developing. Here again, major qualitative improvements could be made in analysis if officials at the policy levels would draw from the available intelligence net assessments of U.S. military capabilities as against Warsaw Pact capabilities. Some effort in this regard has been made in recent years by the Net Assessment office in the Deparnnent of Defense, but more could be accomplished Declassified in Part - Sanitized Copy Approved for Release 2012/08/22 : CIA-RDP01-01773R000400620010-2 1. Senate Resolution 21, U.S. Senate. 94th Con- gress, 1s; session,12nuary 21, 1975. 2 House Resolut.icn 591, U.S. House of Representa- tires. 94th Cc=g:-_-_s, 1st session, July 17, 1975. 3. "Recorrme:'_ca-dons of the Final Report of the House Select Cc=ittee on Intelligence." House Re- port No. 94.833, U.S. House of Representatives, 94th Congress', 2nd session. February 11. 1976; and "Final Report of the Select Committee to Study Governmental Operations with ?. spect to Intelligence Activities," Report No. 94-755, U.S. Senate, 94th Conte ess, 2nd session, April 26, 1976. 4. Executive Order 11905, February IS, I9:6. 5. Executive Order 12036, January 26. 1978. 6. Public Law 95-511. 95th Congress. 2nd session S50 USC 1S01). October 25. 1978. 7. Senate Resolution 400. Report Nos. 94-67-3 and 94-770. U.S. Senate, 94th Congress, 2nd session, Way 19, 1976. 8. House Resolution 653. Report No. 95-493, U.S. Declassified in Part - Sanitized Copy Approved for Release 2012/08/22 : CIA-RDP01-01773R000400620010-2 Congress can and should play a role in sistin, that we do our best in a ,r?? operational support and int-Maorre ct,n for defense planning. After all, the Constitution assigns to the Congress the power "to raise and support armies" and "to provide and maintain a navy as well as "to declare var." Today as never before, intelligence plays a vital role in Congressional action in those areas. Must we accept the fatalistic conclusion that we develop and accept a "tolerance for disaster"? Cannot measurable improvements be made in the analysis process? The answer is that we cannot Juiow until the management of the in- telligence community, fully supported by the President, stages an all-out effort to accomplish major improvements and until those efforts are given enough time to achieve results. The Congress can assist this process by monitoring and encouraging such efforts. Legislation The fifth area in which Congress has come to exercise- control over the intelligence activi- ties of the United States is in the legislative arena. Two major pieces of legislation enacted within the past year have already been noted: the Foreign Intelligence Surveillance Act of 1978 and the bill authorizing appropriation for fiscal year 1979 intelligence and intelligence- related activities of the U.S. government. The latter marked the first time in the history of th Other signiucant legislation has been intro- duced into both houses of Congress and has been the subject of hearings. Several pieces of proposed legislation deal -with the effort to make it a violation of law to disclose the identity of an intelligence agent to anyone not authorized United States that such legislation had ev been enacted into law. l to receive such information. Other proposed legislation would attempt to regularize by law procedures ?whereby classified national security information can be used in criminal trials in a way that would protect classified information on the one hand and the right of the accused . to a fair trial on the other. Finally, the Executive Branch, the oversight committees of the Congress and interested segments of the American public for many months have been discussing the enormously complex . task of drafting an omnibus law which would provide updated charters for the major com- ponents of the intelligence community, and, which would legitimize those activities which are deemed proper for those agencies and pro- scribe those activities judged to be inappro- priate. The Expanding Role of Congress It is clear that the Congress is asserting its newly expanded role in the intelligence activi- ties of the government Senate concern over the ability by the United States to monitor and verify Soviet compliance with strategic arms limitation treaties will continue to mean in- . creased demands for substantive intelligence support for that body of Congress, as well as a keen interest by both houses in the budget requests by the Executive Branch for systems to maintain and improve that verification Fapability. ----- ----- ave come to rely on intelligence to help them reach decisions on the wide varietr of issues involving foreign affairs, military matters, inter- national economic developments and national security in general. This closer relationship between the Congress and the intelligence com- ! munity is here to stay, and it can and should be of ultimate benefit to the American people as a whole. ..tee . t \ L r rrt A I AeASO?1 Declassified in Part - Sanitized Copy Approved for Release 2012/08/22 : CIA-RDP01-01773R000400620010-2 Declassified in Part - Sanitized Copy Approved for Release 2012/08/22 : CIA-RDP01-01773R000400620010-2 NOTES (co7ctzaued) House of Reorestrtatives, 95L, Congress, 1st session, July 14, 1.977. 9. Ikon-in tell igence gathering activities include platting propaganda in news media, assisting foreigt political leaders and parties, paramilitary actions such as the secret war in Laos run by the CIA, coups, etc. 10. Department of Defense Budget Guidance Alan. ucl 7710-141. 11. iae House resolution included- the intelligence- related activities of the Defense Department within the purriew of Its Select Contreittee on Intelligence. whereas the Senate's resolution did not. 22. -U.S. Intelligence Analysis and the Oil Issue, 1973.-1974." Staff Report of the Select Cotrtmittee on Intelligence, Subcommittee on Collection, Production and Quality, U.S. Senate, 93th Congress, 1st session, December 1977. 13. annual Report by the Permanent Select Com- mittee on Intelligence,- Report No. 931795, U.S. House of Representatives, 95th Cong:ess, 2nd session, October 14, 1978, p. 6. 14. Richard K Betts, "Analysis, War and Decision: Why Intelligence Failures Axe Inevitable,- World Politics, Vol. 31, No. 1, October 1978, p. 61. 15. Ibid., p. 67. 16. "Iran: Evaluation of U.S. Intellig,ra a Perforce. ance Prior to November 1978.` Staff Report of the Permanent Select Committee on InteRIZeaee. Sub, committee on Evaluation, U.S. House of Rrpc, nq. tives (WVasbino on, D.C.: U.S. Coves=eat Pdtttag Office, 1979). 17. Representative Les Aspic, Preys gam, Watch 26, 1979. 18. 'Iran: Evaluation of U.S. InteWgeaes Perform- ance Prior to November 1978,' op. cit., p. 3. Declassified in Part - Sanitized Copy Approved for Release 2012/08/22: CIA-RDPO1-01773R000400620010-2