NOTIFICATION AND FEDERAL EMPLOYEE ANTIDISCRIMINATION AND RETALIATION ACT OF 2002 ANNUAL REPORT FOR THE FISCAL YEAR 2010

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06803279
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RIPPUB
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U
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31
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July 11, 2023
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May 2, 2022
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F-2014-00260
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January 1, 2010
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Approved for Release: 2022/03/31 C06803279 Central Intelligence Agency 1 Notification and Federal Employee Antidiscrimination and Retaliation Act of 2002 Annual Report for the Fiscal Year 2010 rui) Office of Equal Employment Opportunity Approved for Release: 2022/03/31 C06803279 Approved for Release: 2022/03/31 C06803279 Table of Contents Tab A Executive Summary Tab B Comparative Data FY2006 - FY2010 Tab C FY2010 EEO Statistical Report of Discrimination Reports Tab D Agency Regulation: Discipline and Accountability Tab E Agency's Zero Tolerance Policy Approved for Release: 2022/03/31 C06803279 Approved for Release: 2022/03/31 C06803279 I I � I I I I I I I � 1 I 1 I 1 I I 1 � I 1 A Approved for Release: 2022/03/31 C06803279 Approved for Release: 2022/03/31 C06803279 I I I I I I I I I I I I I I I I I I I Insert Signed Executive Summary Here Approved for Release: 2022/03/31 C06803279 Approved for Release: 2022/03/31 C06803279 Approved for Release: 2022/03/31 C06803279 Approved for Release: 2022/03/31 C06803279 Complaint Activity Comparative Data Previous Fiscal Year Data 2006 2007 2008 2009 2010 Number of Complaints Filed 12 24 22 21 33 Number of Complainants 11 23 22 21 32 Repeat Filers 1 2 0 0 1 Complaints by Basis Comparative Data Previous Fiscal Year Data Note: Complaints can be filed alleging multiple bases. The sum of the bases may not equal total complaints filed. 2006 2007 2008 2009 2010 Race 2 5 19 8 11 Color 0 1 1 3 0 Religion 1 3 1 0 3 Reprisal 3 7 8 28 18 Sex 6 11 15 6 12 National Origin 1 4 1 7 4 Equal Pay Act 0 0 0 0 0 Age 4 4 8 6 10 Disability 6 7 1 19 9 Non-EEO 0 0 0 0 0 Complaints by Issue Comparative Data Previous Fiscal Year Note: Complaints can be filed alleging multiple issues. The sum of the issues may not equal total complaints filed. 2006 2007 2008 2009 2010 Appointment/Hire 4 0 3 0 7 Assignment of Duties 1 9 9 10 9 Awards 1 2 3 7 1 Conversion to Full-time 0 0 0 0 0 Disciplinary Action Demotion 0 0 0 0 0 Reprimand 1 0 0 1 1 Removal 0 1 0 8 1 Suspension 0 0 0 0 0 Other 0 1 0 0 3 Duty Hours 0 0 0 1 1 Evaluation Appraisal 0 3 1 2 9 Examination/Test 0 0 1 0 1 Harassment Non-Sexual 9 7 10 11 3 Sexual 1 2 3 1 1 Medical Examination 0 0 0 3 1 Pay (Including Overtime) 0 1 1 0 2 Promotion/Non-Selection 6 8 16 6 9 Reassignment Denied 1 3 1 8 3 Directed 0 1 1 1 2 Reasonable Accommodation 0 1 0 0 1 Reinstatement 0 0 0 0 0 Retirement 0 0 0 0 0 Termination 0 1 2 4 4 Terms/Conditions of Employment 0 1 0 9 1 Time and Attendance 0 1 0 0 1 Training 2 2 3 5 5 Other 2 0 0 0 6 Approved for Release: 2022/03/31C06803279 Approved for Release: 2022/03/31 C06803279 - Processing Time Comparative Data Previous Fiscal Year Data 2006. 2007 2008 2009 2010 Complaints pending during fiscal year Average number of days in investigation stage - . 145 173 181 218 180.05 Average number of days in final action stage 240 277 61 Complaint pending during fiscal year where hearing was requested Average number of days in investigation stage . 657 296 226 240 0 Average number of days in final action stage . 304 312 0 Complaint pending during fiscal year where hearing was not requested Average number of days in investigation stage 396 183 198 304 290.85 Average number of days in final action stage 49 49 61 Complaints Dismissed by Agency Comparative Data Previous Fiscal Year Data 2006 2007 2008 2009 2010 Total Complaints Dismissed by Agency 4 3 3 5 4 Average days pending prior to dismissal 63 17 34 28 36 Complaints Withdrawn by Complainants Total Complaints Withdrawn by Complainants 2 3 2 2 2 Pending Complaints Filed in Previous Fiscal Years by Status Comparative Data Previous Fiscal Year Data 2006 2007 2008 2009 2010 Total complaints from previous Fiscal Years 4 3 10 18 30 Total Complainants 4 3 10 18 29 Number complaints pending Investigation 0 0 0 0 0 Hearing 3 3 8 13 18 ROI Issued, Pending Complainants Action n/a n/a n/a 0 0 Final Action 1 0 1 3 2 Appeal with EEOC Office of Federal Operations 0 0 1 2 0 Comparative Data 1 Complaint Investigations Previous Fiscal Year Data 2006 2007 2008 2009 2010 Pending Complaints Where Investigations Exceeds Required Time Frames 3 0 1 2 6 Approved for Release: 2022/03/31 C06803279 Approved for Release: 2022/03/31 C06803279 � � � Approved for Release: 2022/03/31 C06803279 Approved for Release: 2022/03/31 C06803279 ANNUAL FEDERAL EQUAL EMPLOYMENT OPPORTUNITY STATISTICAL REPORT OF DISCRIMINATION COMPLAINTS (REPORTING PERIOD BEGINS OCTOBER 1ST AND ENDS SEPTEMBER 30TH) AGENCY OR DEPARTMENT: Central Intelligence Agency PART I PRE-C EEO COUNSELOR A. TOTAL COMPLETED/ENDED COUNSELINGS COUNSELINGS INDIVIDUALS 55 54 1. COUNSELED WITHIN 30 DAYS 15 14 2. COUNSELED \WHIN 31 TO 90 DAYS 30 30 a. COUNSELED WITHIN WRITTEN EXTENSION PERIOD NO LONGER THAN 60 DAYS 25 25 b. COUNSELED WITHIN 90 DAYS WHERE INDIVIDUAL PARTICIPATED IN ADR 5 C. COUNSELED WITHIN 31-90 DAYS THAT WERE UNTIMELY 0 3. COUNSELED BEYOND 90 DAYS * 10 10 4. COUNSELED DUE TO REMANDS 0 0 ADR INTAKE OFFICER B. TOTAL COMPLETED/ENDED COUNSELINGS COUNSELINGS INDIVIDUALS 0 0 1. COUNSELED WITHIN 30 DAYS 0 2. COUNSELED WITHIN 31 TO 90 DAYS 0 a. COUNSELED WITHIN WRITTEN EXTENSION � PERIOD NO LONGER THAN 60 DAYS 0 0 b. COUNSELED WITHIN 90 DAYS WHERE INDIVIDUAL PARTICIPATED IN ADR c. COUNSELED WITHIN 31.90 DAYS THAT WERE UNTIMELY 0 3. COUNSELED BEYOND 90 DAYS 4. COUNSELED DUE TO REMANDS 0 0 COMBINED TOTAL. C. TOTAL COMPLETED/ENDED COUNSELINGS COUNSELINGS INDIVIDUALS 55 54 1. COUNSELED WITHIN 30 DAYS 15 14 2. COUNSELED WITHIN 31 TO 90 DAYS 30 30 a. COUNSELED WITHIN WRITTEN EXTENSION PERIOD NO LONGER THAN 60 DAYS 25 25 b. COUNSELED WITHIN 90 DAYS WHERE INDIVIDUAL PARTICIPATED IN ADR ' 5 5 C. COUNSELED WITHIN 31-99 DAYS THAT WERE UNTIMELY 0 3. COUNSELED BEYOND 90 DAYS 10 10 � 4. COUNSELED DUE TO REMANDS 0 0 REPORTING PERIOD: FY 2010 COUNSELING INDIVIDUALS D. PRE-COMPLAINT ACTIVITIES 1. ON HAND AT THE BEGINNING OF THE REPORTING PERIOD 10 10 2. INITIATED DURING THE REPORTING PERIOD 57 54 3. COMPLETED/ENDED COUNSELINGS 55 54 a. SETTLEMENTS (MONETARY AND NON-MONETARY) 2 2 b. WITHDRAWALS/NO COMPLAINT FILED 20 20 c. COUNSELINGS COMPLETED/ENDED IN REPORTING PERIOD THAT RESULTED IN COMPLAINT FILINGS IN REPORTING PERIOD 33 32 d. DECISION TO FILE COMPLAINT PENDING AT THE END OF THE REPORTING PERIOD 0 4. COUNSELINGS PENDING AT THE END OF THE REPORTING PERIOD 12 12 EEOC FORM 42 (REVISED SEPT 20101 AINT Arrnirn Printed on 2/3/2011 Approved for Release: 2022/03/31 C06803279 Approved for Release: 2022/03/31 C06803279 ANNUAL FEDERAL EQUAL EMPLOYMENT OPPORTUNITY STATISTICAL REPORT OF DISCRIMINATION COMPLAINTS (REPORTING PERIOD BEGINS OCTOBER 1ST AND ENDS SEPTEMBER 30TH) 1 AGENCY OR DEPARTMENT: Central Intelligence Agency PART II - FORMAL COMPLAINT ACTIVITIES REPORTING PERIOD: FY 2010 PART III - AGENCY RESOURCES, TRAINING, REPORTING LINE 36 A. COMPLAINTS ON HAND AT THE BEGINNING OF THE REPORTING PERIOD 33 B. COMPLAINTS FILED 5 3 0 0 C. REMANDS (sum of lines C1+C2+C3) Cl. REMANDS (NOT INCLUDED IN A OR B) C.2. REMANDS (INCLUDED IN A OR B) C.3. NUMBER OF ADDITIONAL REMANDS IN THIS REPORTING. PERIOD THAT ARE NO-I:CAPTURED IN C.1 OR C.2 ABOVE C.4. ADDITIONAL CLOSURES IN THIS REPORTING PERIOD NOT REFLECTED IN F OR H THAT RESULTED FROM REMANDS 71 D. TOTAL COMPLAINTS (sum of lines A+B+C1) 66 21 E. COMPLAINTS IN LINE D THAT WERE NOT CONSOLIDATED F. COMPLAINTS IN LINE E CLOSED DURING REPORT PERIOD O G. COMPLAINTS IN LINE D THAT WERE CONSOLIDATED 0 H. COMPLAINTS IN LINE G CLOSED DURING REPORT PERIOD 53 I. COMPLAINTS ON HAND AT THE END OF THE REPORTING PERIOD (Line 0 - (F+H)) + [(C2 + C3) - C4] 32 J. INDIVIDUALS FILING COMPLAINTS 2 K. NUMBER OF JOINT PROCESSING UNITS FROM CONSOLIDATION OF COMPLAINTS (b)(3) (b)(6) (b)(3) (b)(6) A. AGENCY & CONTRACT RESOURCES AGENCY CONTRACT 1. WORK FORCE a. TOTAL WORK FORCE b. PERMANENT EMPLOYEES NUMBERIPERCENT 0 2. COUNSELOR 0 a. FULL-TIME 0 b. PART-TIME 0 C. COLLATERAL DUTY 0 3. INVESTIGATOR 2 a. FULL-TIME 2 0.00 0.00 0.00 100.00 NUMBER PERCENT 0 0 0 2 0 b. PART-TIME 0 c. COLLATERAL DUTY 0 4. COUNSELOR/INVESTIGATOR 7 a. FULL-TIME 7 0.00 0.00 100.00 2 0 0 0 b. PART-TIME 0 C. COLLATERAL DUTY 0 0.00 0.00 0 0 0.00 100.00 0.00 0.00 0.00 0.00 B. AGENCY & CONTRACT STAFF TRAINING COUNSELORS AGENCY CONTRACT INVESTIGATORS ICOUNS/INVESTIG AGENCY CONTRACT AGENCY CONTRACT 1. NEW STAFF - TOTAL 0 0 0 0 2 0 a. STAFF RECEIVING REQUIRED 32 OR MORE HOURS 0 0 0 0 2 0 b. STAFF RECEIVING 8 OR MORE HOURS, USUALLY GIVEN TO . EXPERIENCED STAFF 0 0 0 0 0 0 C. STAFF RECEIVING NO TRAINING AT ALL 0 0 0 0 0 0 2. EXPERIENCED STAFF -TOTAL 0 0 2 2 5 0 a. STAFF RECEIVING REQUIRED 8 OR MORE HOURS 0 0 2 2 5 0 b. STAFF RECEIVING 32 OR MORE HOURS, GENERALLY GIVEN TO NEW STAFF 0 0 0 0 0 0 C. STAFF RECEIVING NO TRAINING AT ALL 0 0 0 0 0 - C. REPORTING LINE 1 EEO DIRECTOR'S NAME: 1a. DOES THE EEO DIRECT' R REPORT TO THE AGENCY HEAD? YES NO X (b)(3) (b)(6) (b)(3) (b)(6) 2. PERSON: IF NO, WHO DOES THE EEO DIRECTOR REPORT TO? TITLE: Director of the Employee Resource Center 3. PERSON: TITLE: Director of EEO WHO IS RESPONSIBLE FOR THE DAY-TO-DAY OPERATION OF THE EEO PROGRAM IN YOUR DEPARTMENT/AGENCY/ORGANIZATION? 4 PERSON: WHO DOES THAT PERSON REPORT TOT TITLE: Director of the Employee Resource Center EEOC FORM 462 (REVISED MARCH 20091 Approved for Release: 2022/03/31 C06803279 page 2 11M1 NMI MEI 11111 INN NMI INN EN INN an INN MIN 1=1 1�11 MI INN M1111 Approved for Release: 2022/03/31 C06803279 ANNUAL FEDERAL. EQUAL EMPLOYMENT OPPORTUNITY STATISTICAL REPORT OF DISCRIMINATION 'COMPLAINTS . (REPORTING PERIOD BEGINS OCTOBER 1ST AND ENDS SEPTEMBER 30TH) AGENCY OR DEPARTMENT: Central Intelligence Agency REPORTING PERIOD: FY 2010 PART IV - BASES AND ISSUES ALLEGED IN COMPLAINTS FILED ISSUES OF ALLEGED DISCRIMINATION BASES OF ALLEGED DISCRIMMATION RACE COLOR RELIGION REPRISAL SEX NATIONAL ORIGIN EOUAL PAY ACT AGE DISABILITY GINA TOTAL BASES BY ISSUE TOTAL COMPLAINTS BY ISSUE TOTAL compLA2NANrs BY ISSUE AMER INOLAN/ 24.2.A NATIVE ASIAN wanyrtorAmy Orlin rAcrrIc ISLANDER IILAc. AFRICAN AWAIC A N nynTE TwO ORME. . RACES MALE. FEMALE DIVA.. LAYIND OnIER MALE FERULE RMNPAL PHYSICAL , APPOrNTREEKENME 0 0 0 1 0 0 0 0 5 , 0 1 0 0 1 0 1 0 9 8 8 n AsSIDKVF.TOP OLDIES 0 1 0 4 0 0 1 1 2 1 3 0 1 3 0 4 0 21 10 10 C AWARDS 0 0 0 1 0 0 0 0 0 0 1 0 0 0 0 0 0 2 1 1 D. CONYERS,. TO MI. MIR 0 0 0 0 0 0 0 0 0 0 0 0 0 0 . 0 0 0 0 0 0 E. DISCIPLINARY ACTION 0 0 0 1 0 0 0 0 1 0 2 0 0 1 0 0 U 5 4 4 DEMOTION 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 REPRIMAND 0 0 0 0 0 0 0 0 � 1 0 1 0 0 0 0 0 0 2 1 1 SIPSPV.ION 0 0 0 0 0 0 0 � 0 0 0 0 0 0 0 0 0 U 0 0 0 REMOVAL 0 0 0 1 0 0 0 0 0 0 1 0 0 1 0 0 0 3 3 3 P 01.1.14MRS 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 A. EVALDAPPDVAPPRAISAL 0 1 0 4 0 0 1 2 6 1 3 1 1 5 2 3 0 � 30 11 10 II EXAMINAMMTEIT 0 0 0 1 0 0 0 0 0 0 1 0 0 1 1 1 Ct 5 2 2 I , RARAIIMENT 0 1 0 0 0 0 1 0 4 1 4 0 0 2 1 2. 0 16 6 6 I No.IINDAL 0 1 0 0 0 0 1 0 4 0 4 0 0 2 1 2 0 15 5 ' 5 2. sExuAL 0 1 0 1 1 1 I MEDICAL ERWIN.. 0 1 0 1 0 0 0 1 0 1 .0 0 1 2 1 0 0 8 2 2 K. PAY ncLI/D(No oVERTIM6 0 1 0 1 0 0 0 1 0 1 0 0 1 0 1 0 1 0 0 0 6 2 2 L PRomonowN022-2FLErmoN 0 1 0 1 1 " 0 0 1 5 1 1 1 1 4 '0 1 0 18 9 9 M REAss..fENT 0 0 0 1 0 0 0 0 1 0 1 0 0 2 0 0 0 5 5 5 i DENTED 0 0 0 1 0 0 0 0 0 0 1 0 0 1 0 0 0 3 3 3 2- 221RECTED 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 2 2 2 N PEAs*Ntill6 ACcon,22DATIoN 0 0 0 1 0 1 1 1 0 REINSTAMPENT 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 P RET.EVENT 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 O....ATOM 0 1 0 1 0 0 0 1 3 0 2 0 1 0 0 1 0 10 4 4 R TISIDDoCONUITRINS Or EMMOYMPDIT 0 0 0 4 0 0 1 0 3 0 3 0 0 2 0 2 0 15 8 8 S. TLVE AND ATM...AVM 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 P TRAWL. 0 0 0 3 0 0 0 0 0 0 1 0 0 2 0 1 0 7 5 5 V. on. (........R.I.I.I I � � 4 TOTAL ISSUES BY BASES ,.. 0 7 0 26 1 0 4 7 30 6 23 2 . 6 0 0 26 5 17 0 TOTAL COMPLAINTS FILED BY BASES 0 3 0 8 1 0 1 3 20 2 12 2 2 0 0 11 3 9 0 TOTAL COMPLAINANTS BY BASES 0 3 0 8 1 0 1 3 19 2 12 2 2 0 0 11 3 9 0 EEOC FORM 462 (REVISED MARCH 2010) 05053 Approved for Release: 2022/03/31 C06803279 111111 11M1 111111 11111 NM MI 111111 NMI Inn 11111 OM MI =1 MO Ell EN ANNUAL FEDERAL EQUAL EMPLOYMENT OPPORTUNITY STATISTICAL REPORT OF DISCRIMINATION COMPLAINTS (REPORTING PERIOD BEGINS OCTOBER 1ST AND ENDS SEPTEMBER 30TH) AGENCY OR DEPARTMENT: Central Intelligence Agency PART IVA - BASES OF DISCRIMINATION IN FINDINGS AND ALLEGED IN SETTLEMENTS BASES OF DISCRIMINATION IN FINDINGS AND ALLEGED BASES IN SETTLEMENTS RACE COLOR RELIGION tlEPRISAL SEX NATIONAL avow EOUAL PAY ACT AGE DISABILITY GINA ANER.ISOLOr NATTVE ARAN wMIr swum. 'ITE,,TA, ' mina 'MOOR MCI. MALE FEMALE HISPANIC/ iff HER FEMALE mEN.rm, rmy,,,,, FINDINGS/ALLEGATIONS IN: I . Counsel ing Settlement All egations U U U U 1 0 U U U U U I U 0 0 0 U U U Ia. Number of Cornwell.. Settled 0 0 0 0 1 U 0 0 0 0 0 1 0 0 0 0 0 0 0 lb. Nunihor of Coonectixe Sealed With 0 0 0 0 1 0 0 0 0 0 0 1 0 0 0 0 0 0 0 2. Complaint Settlement Allegations U U U 1 U 0 U U U U 1 U U U U 0 0 0 0 2n. Number of Complaints Settled 0 0 0 1 0 U 0 U U 0 1 U U O L1 O O U U 2b. Number .r Complainants Settled With 0 0 0 1 ' � 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 3. Final Agency Decision Findings U U U U U 0 U U U U U U U U U 0 0 0 0 3a. Number FADS with Findings 0 0 0 0 0 U 0 0 0 0 0 0 0 0 0 0 0 0 0 3b. Number Complainants Issued FAD Findines U V U U U ' U U U U U u u U U U U 0 0 0 4. AJ Decision Findings 0 U U U 0 0 U U 0 U U U U U U 0 0 0 0 da. Number Al laccisions With Findings U V U U U 0 U U U U U U U U U U U U 5. Final Agency Order Findings Implemented U U U U U U U Cr- U U U U U U U 0 0 0 0 58. Nunther of Final Orders With Findings Implemcnted U U U U 0 U U U U U U U U U U 0 0 0 0 5b. T/ of Complainants iamed FOs with Findines Implemented 0 U U U 0 U U U U 0 0 0 U U U 0 0 0 0 �1.1 TOTAL SETTLEMENT ALLEGATIONS 0 0 0 1 1 U U Cr 0 0 1 1 U U 0 0 0 U TOTAL FINAL ACTION FINDINGS 0 U 0 U 0 0 U 0 0 0 0 U U 0 0 0 0 0 0 REPORTING PERIOD: FY 2010 � 4 t1;i'e-;74: PART MB - ISSUES OF DISCRIMINATION IN FINDINGS AND ALLEGED IN SETTLEMENTS ISSUES OF DISCRIMINATION IN FINDINGS AND ALLEGED ISSUES IN SETTLEMENTS AINOMITHENT, HIRE ...Inman OP 0000 AWARDS CONVERSION 51105051! HOURS EVAL/ AM...MAL EWA/ MT MEOICAL E3,.}1 PAW OVERTMIE PROMOTIONO NON. SMCTION REASONABLE 00000 RECF STATEMENT REHREMENT MAMMON TERMS � COMMONS EMPL01117 MIL AND ATTENDANCE 11LMNINO OTHER FINDINGS/ALLEGATIONS IN: Delf7,1,1A1, AMON HAPASSM.T REASSMMENT DEMOTION 111110010)0 sore.. REMO,AL NON.SENDAL SENAL DEMIED 000,1111 , I. Counseling Settlement Allegations 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 la Number of Counselings Settled 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 . lb. Nunituff of Counsclees Settled With 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2, Complaint Settlement Allegations 0 0 0 0 0 0 0 0 0 0 0 0 0 0 V 1 0 0 0 0 0 0 1 V U 0 2a. Number of Complaints Settled 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0. 0 0 0 0 0 1 u 0 0 2b. Number nf Complainants Settled With 0 0 0 0 0 0 0 o n_ o o o _o o o 1 o 0 n n n 0 1 0 o 0 3. Final Agency Decision Findings 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 En. Number FADs with Findings 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 35. Number Complainants Issued FAD Findings 0 0 0 0 0 0 0 0 n 0 0 0 0 n 0 o o 0 o n 0 0 0 0 0 0 4. Al Decision Findings 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 U 0 0 ga. Number Al Decisions With Findings 0 0 0 0 0 0 9 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 o 0 5. Final Agency Order Findings Implemented 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 (3 0 0 0 o 0 0 5a. Number of Final ()niers With FindUms Implemented 0 0 0 0 0 0 0 o o o o o o o o o 0 0 0 0 0 0 0 0 0 0 5b. a or Complainants lamed FOs with Findinas Implemented 0 - 0 0 0 0 0 0 0 0 0 0 0 0 0 ' 0 0 0 0 0 0 0 0 0 0 0 0 TOTAL SETTLEMENT ALLEGATIONS 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 1 0 0 0 TOTAL FINAL ACTION FINDINGS 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 _ 0 li 0 o 0 0 EEOC FORM 462 (Modified AUGUST 2010) Approved for Release: 2022/03/31 CO6803279 Approved for Release: 2022/03/31 C06803279 ANNUAL FEDERAL EQUAL EMPLOYMENT OPPORTUNITY STATISTICAL REPORT OF DISCRIMINATION COMPLAINTS (REPORTING PERIOD BEGINS OCTOBER,1ST AND ENDS SEPTEMBER 30TH) AGENCY OR DEPARTMENT: Central Intelligence Agency REPORTING PERIOD: FY 2010 PART V - SUMMARY OF CLOSURES BY STATUTE , A. STATUTE 16 (IF A SINGLE COMPLAINT HAS MULTIPLE STATUTES RECORD EACH ON THE APPROPRIATE LINE.) 1. TITLE VII 2. AGE DISRIMINATION IN EMPLOYMENT ACT (ADEA) 3. REHABILITATION ACT � 4. EQUAL PAY ACT (EPA) . 5. GENETIC INFORMATION NONDISCRIMINATION ACT (GINA) STATUTES THIS NUMBER MAY BE LARGER THAN THE TOTAL NUMBER OF COMPLAINTS CLOSED. 3 2 0 0 ... B. TOTAL BY 21 (Al +A2+A3+A4+A5) PART VI - SUMMARY OF CLOSURES BY CATEGORY A. TOTAL NUMBER OF CLOSURES (1+2+3) TOTAL NUMBER TOTAL DAYS AVERAGE DAYS 16 4056 253.50 1. WITHDRAWALS 2 734 367.00 a. NON-ADR WITHDRAWALS 2 734 367.00 b. ADR WITHDRAWALS 0 0 0.00 2. SETTLEMENTS 2 559 279.50 a. NON-ADR SETTLEMENTS 2 559 279.50 b. ADR SETTLEMENTS 0 0 0.00 3. FINAL AGENCY ACTIONS (B+C) 12 2763 230.25 B. FINAL AGENCY DECISIONS VVITHOUT AN ADMINISTRATIVE JUDGE DECISION (1+2+3) 12 2763 230.25 1. FINDING DISCRIMINATION 0 0 0.00 2. FINDING NO DISCRIMINATION 5 2083 416.60 3. DISMISSAL OF COMPLAINTS 7 680 97.14 C. FINAL AGENCY ORDERS WITH AN ADMINISTRATIVE JUDGE (AJ) DECISION (1+2) 0 0 0.00 1. AJ DECISION FULLY IMPLEMENTED (a+b+c) 0 0 0.00 (a) FINDING DISCRIMINATION - 0 0 0.00 (b) FINDING NO DISCRIMINATION 0 0 0.00 (c) DISMISSAL OF COMPLAINTS 0 0 0.00 2. AJ DECISION NOT FULLY IMPLEMENTED (a+b+c) 0 0 0.00 (a) FINDING DISCRIMINATION (i+ii+iii) 0 0 0.00 i. AGENCY APPEALED FINDING BUT NOT REMEDY 0 0 0.00 ii. AGENCY APPEALED REMEDY BUT NOT FINDING 0 0 0.00 iii. AGENCY APPEALED BOTH FINDING AND REMEDY 0 0 0.00 (b) FINDING NO DISCRIMINATION 0 0 0.00 (c) DISMISSAL OF COMPLAINTS 0 0 0.00 EEOC FORM 462 (REVISED SEPT 2010) page 4 Approved for Release: 2022/03/31 C06803279 Approved for Release: 2022/03/31 C06803279 ANNUAL FEDERAL EQUAL EMPLOYMENT OPPORTUNITY STATISTICAL REPORT OF DISCRIMINATION COMPLAINTS (REPORTING PERIOD BEGINS OCTOBER 1ST AND ENDS SEPTEMBER 30TH) AGENCY OR DEPARTMENT: Central Intelligence Agency REPORTING PERIOD: FY 2010 PART VI - SUMMARY OF CLOSURES BY CATEGORY (Continued) TOTAL NUMBER - TOTAL DAYS AVERAGE DAYS D. FINAL AGENCY MERIT DECISIONS (FAD) ISSUED (1+2+3+4) 5 302 60.40 1. COMPLAINANT REQUESTED IMMEDIATE FAD (1a+1b) 3 181 60.33 a. AGENCY ISSUED FAD WITHIN 60 DAYS OF RECEIPT OF FAD REQUEST 2 119 59.50 b. AGENCY ISSUED FAD MORE THAN 60 DAYS BEYOND RECEIPT OF FAD REQUEST 62 62.00 2. COMPLAINANT DID NOT ELECT HEARING OR FAD (2a+2b) 2 121 60.50 a. AGENCY ISSUED FAD WITHIN 60 DAYS OF END OF 30-DAY ELECTION PERIOD 1 60 60.00 b. AGENCY ISSUED FAD MORE THAN 60 DAYS BEYOND END OF 30-DAY ELECTION PERIOD 61 61.00 3. HEARING REQUESTED; AJ RETURNED CASE TO AGENCY FOR FAD WITHOUT AJ DECISION (38+3b) 0 0 0.00 a. AGENCY ISSUED FAD WITHIN 60 DAYS OF RECEIPT OF AJ RETURNED CASE FOR FAD ISSUANCE 0 0 0.00 b. AGENCY ISSUED FAD MORE THAN 60 DAYS AFTER RECEIPT OF AJ RETURNED CASE FOR FAD ISSUANCE 0 0 0.00 4. FINAL AGENCY DECISION ISSUED ON A MIXED CASE (4a+4b) 0 0 0.00 a. AGENCY ISSUED FAD WITHIN 45 DAYS AFTER INVESTIGATION 0 0 0.00 b. AGENCY ISSUED FAD MORE THAN 45 DAYS AFTER INVESTIGATION 0 0 0.00 PART VII - SUMMARY OF FORMAL COMPLAINTS CLOSED BY TYPES OF BENEFITS NUMBER A. TOTAL COMPLAINTS CLOSED WITH BENEFITS 2 B. CLOSURES WITH MONETARY BENEFITS TO COMPLAINANT 2 1. BACK PAY/FRONT PAY 1 2. LUMP SUM PAYMENT 3. COMPENSATORY DAMAGES 0 4. ATTORNEY FEES AND COSTS 0 INTENTIONALLY LEFT BLANK E. CLOSURES WITH NON-MONETARY BENEFITS 1 F. TYPES OF BENEFITS NUMBER OF CLOSURES NETH MONETARY BENEFITS 1. HIRES a. RETROACTIVE 0 b. NON-RETROACTIVE 0 2. PROMOTIONS a. RETROACTIVE b. NON-RETROACTIVE 0 3. EXPUNGEMENTS 0 4. REASSIGNMENTS 0 5. REMOVALS RESCINDED 0 a. REINSTATEMENT 0 b. VOLUNTARY RESIGNATION 0 6. ACCOMMODATIONS 0 7. TRAINING 0 8. APOLOGY 0 9 DISCIPLINARY ACTIONS 0 a. RESCINDED 0 b. MODIFIED 10. PERFORMANCE EVALUATION MODIFIED 0 11. LEAVE RESTORED 12.0 0 13.0 0 14.0 0 EEOC FORM 462 (REVISED MARCH 20091 Approved for Release: 2022/03/31 C06803279 Approved for Release: 2022/03/31 C06803279 ANNUAL FEDERAL EQUAL EMPLOYMENT OPPORTUNITY STATISTICAL REPORT OF DISCRIMINATION COMPLAINTS (REPORTING PERIOD BEGINS OCTOBER 1ST AND ENDS SEPTEMBER 30TH) AGENCY OR DEPARTMENT: Central Intelligence Agency REPORTING PERIOD: FY 2010 PART VIII - SUMMARY OF PENDING COMPLAINTS BY CATEGORY A. TOTAL COMPLAINTS PENDING (SAME AS PART ll Line I) (1+2+3+4) NUMBER PENDING NUMBER OF DAYS AVERAGE DAYS NUMBER OF DAYS PENDING FOR OLDEST CASE 53 22538 1. COMPLAINTS PENDING WRITTEN NOTIFICATION (Acknowledgement Letter) 1 41 41.00 41 2. COMPLAINTS PENDING IN INVESTIGATION 27 4753 176.04 339 3. COMPLAINTS PENDING IN HEARINGS 21 16034 763.52 1267 4. COMPLAINTS PENDING A FINAL AGENCY ACTION 4 1710 427.50 568 ' PART IX - SUMMARY OF INVESTIGATIONS COMPLETED ,- TOTAL TOTAL DAYS AVERAGE DAYS A. INVESTIGATIONS COMPLETED DURING REPORTING PERIOD (1+3) 13 3650 280.77 1. INVESTIGATIONS COMPLETED BY AGENCY PERSONNEL (a+b+c) 11 3151 286.45 a. INVESTIGATIONS COMPLETED IN 180 DAYS OR LESS 3 535 178.33 b. INVESTIGATIONS COMPLETED IN 181 - 360 DAYS 6 1774 295.67 1. TIMELY COMPLETED INVESTIGATIONS 1 329 329.00 2. UNTIMELY COMPLETED INVESTIGATIONS 5 1445 289.00 c. INVESTIGATIONS COMPLETED IN 361 OR MORE DAYS 2 842 421 00 2. AGENCY INVESTIGATION COSTS 3. INVESTIGATIONS COMPLETED BY CONTRACTORS (a+b+c) 2 499 249.50 a. INVESTIGATIONS COMPLETED IN 180 DAYS OR LESS 0 0 0.00 b. INVESTIGATIONS COMPLETED IN 181 -360 DAYS 2 499 249.50 1. TIMELY COMPLETED INVESTIGATIONS 1 268 268.00 2. UNTIMELY COMPLETED INVESTIGATIONS 1 231 231.00 c. INVESTIGATIONS COMPLETED IN 361 OR MORE DAYS . 0 0 0 00 4. CONTRACTOR INVESTIGATION COSTS (b)(3) (b)(3) , EEOC FORM 462 (REVISED MARCH 2009) � page 6 Approved for Release: 2022/03/31 C06803279 Approved for Release: 2022/03/31 C06803279 1 1 ANNUAL FEDERAL EQUAL EMPLOYMENT OPPORTUNITY STATISTICAL REPORT OF DISCRIMINATION COMPLAINTS (REPORTING PERIOD BEGINS OCTOBER 1ST AND ENDS SEPTEMBER 30TH) AGENCY OR DEPARTMENT: Central Intelligence Agency REPORTING PERIOD: FY 2010 PART X - SUMMARY OF ADR PROGRAM ACTIVITIES INFORMAL PHASE (PRE-COMPLAINT) A. INTENTIONALLY LEFT BLANK B. ADR ACTIONS IN COMPLETED/ENDED COUNSELINGS COUNSELINGS INDIVIDUALS 1. ADR OFFERED BY AGENCY 2. REJECTED BY COUNSELEE 3. INTENTIONALLY LEFT BLANK 4. TOTAL ACCEPTED INTO ADR PROGRAM 20 18 13 12 7 7 C. ADR RESOURCES USED IN COMPLETED/ENDED COUNSELINGS (TOTALS) 1 1 1 INHOUSE 2. ANOTHER FEDERAL AGENCY 3. PRIVATE ORGANIZATIONS, (e.g., CONTRACTORS, BAR ASSOCIATIONS, INDIVIDUAL VOLUNTEERS OR COLLEGE/UNIVERSITY PERSONNEL) 4. MULTIPLE RESOURCES USED (Please specify in a comment box) 5. FEDERAL EXECUTIVE BOARD 6.0 7.0 1 1 0 0 ' . 0 0 0 0 0 0 0 0 0 0 , COUNSELINGS INDIVIDUALS DAYS AVERAGE DAYS D. ADR TECHNIQUES USED IN COMPLETED/ENDED COUNSELINGS (TOTALS) 1 1 8 8.00 1. MEDIATION 2. . SETTLEMENT CONFERENCES 3. EARLY NEUTRAL EVALUATIONS 4 FACTFINDING 5. FACILITATION 6 OMBUDSMAN 7. PEER REVIEW 8. MULTIPLE TECHNIQUES USED (Please specify ins comment box) 9. 0 10. 0 11. 0 0 0 0 0.00 0 . 0 0 0.00 0 0 0 0.00 0 0 0 0.00 0 0 0 0.00 1 1 8 .8.00 0 0 0 0.00 0 0 0 0.00 0 0 � 0 0.00 0 0 0 0.00 0 0 0 0.00 E. STATUS OF ADR CASES IN COMPLETED/ENDED COUNSELINGS COUNSELINGS INDIVIDUALS DAYS AVERAGE DAYS 1 TOTAL CLOSED a. SETTLEMENTS 1NITH BENEFITS (Monetary and Non-monetary) b. NO FORMAL COMPLAINT FILED c. COMPLAINT FILED i. NO RESOLUTION ii. NO ADR ATTEMPT (aka Part X.E.1.d) DECISION TO FILE COMPLAINT PENDING AT THE END OF THE e. REPORTING PERIOD 7 7 209 29.86 0 0 0 0.00 3 3 44 14.67 0 0 0 0.00 4 4 165 41.25 0 0 0 0.00 . INTENTIONALLY LEFT BLANK EEOC FORM 462 (REVISED MARCH 2006) PIM 7 Approved for Release: 2022/03/31 C06803279 Approved for Release: 2022/03/31 C06803279 UNCLASSIFED of a finding of discrimination, we did settle some cases. In FY 2010, there were two settlement n FY 2009, CIA had five settlements These amounts do not include settlements paid at the hearing stage. Continuing a five-year trend, race, sex, reprisal, and disability were the leading bases for the CIA's EEO complaints in FY 2010. During the past two years, the CIA has implemented several changes to enhance its EEO/Diversity program. In July 2010, we created a new Employee Resource Center (ERC). The ERC combines the offices and/or components of EEO, Diversity, Alternative Dispute Resolution, Grievance, and Recruitment Outreach into one corporate center, in an effort to more effectively address key EEO and Diversity issues. CIA continues to focus on educating the workforce on diversity and fairness issues. We implemented several programs that promoted workforce inclusiveness and appreciation for cultural and individual differences. These programs include a mandatory multi-cultural course, an online No FEAR Act course, and workshops on a range of issues such as Women and Success and a Harassment Free Workplace. CIA continues its efforts with such initiatives as implementing the recommendations of the Workplace Dynamics Initiative, the Leadership Development Program, the CIA Mentoring Program, and training for managers who supervise disabled employees. CIA strengthened outreach efforts through our "Advice Only" program, encouraging managers and employees to seek advice on EEO-related issues without officially entering the EEO process. Under this program, in FY 2010, 402 staff members sought the advice of an EEO counselor, a dramatic increase over 209 in FY 2009. CIA takes its responsibility seriously to provide a workplace that is free from discrimination and harassment, and we continue to seek new and innovative ways to improve diversity and fairness at the Central Intelligence Agency. 2 UNCLASSIFED Approved for Release: 2022/03/31 C06803279 Approved for Release: 2022/03/31 C06803279 � ANNUAL FEDERAL EQUAL EMPLOYMENT OPPORTUNITY STATISTICAL REPORT OF DISCRIMINATION COMPLAINTS (REPORTING PERIOD BEGINS OCTOBER 1ST AND ENDS SEPTEMBER 30114) AGENCY OR DEPARTMENT: Central Intelligence Agency REPORTING PERIOD: FY 2010 PART XI - SUMMARY OF ADR PROGRAM ACTIVITIES FORMAL PHASE A. INTENTIONALLY LEFT BLANK B. ADR ACTIONS IN COMPLAINT CLOSURES COMPLAINTS COMPLAINANTS 1 ADR OFFERED BY AGENCY 2. REJECTED BY COMPLAINANT 3. INTENTIONALLY LEFT BLANK 4. - TOTAL ACCEPTED INTO ADR PROGRAM 0 0 0 0 1111.1MIIIIME uppiggimli 0 0 C. ADR RESOURCES USED IN COMPLAINT CLOSURES (TOTALS) 0 0 1 INHOUSE 2. ANOTHER FEDERAL AGENCY 3. PRIVATE ORGANIZATIONS, (e.g., CONTRACTORS, BAR ASSOCIATIONS, INDIVIDUAL VOLUNTEERS OR COLLEGE/UNIVERSITY PERSONNEL) 4. MULTIPLE RESOURCES USED (Please specify in a comment box) 5. FEDERAL EXECUTIVE BOARD 6. 0 . . 7. 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 _ .. COMPLAINTS COMPLAINANTS DAYS AVERAGE DAYS _ 1 D. ADR TECHNIQUES USED IN COMPLAINT CLOSURES (TOTALS) 0 0 0 0.00 1. MEDIATION 2. SETTLEMENT CONFERENCES 3. EARLY NEUTRAL EVALUATIONS 4. FACTFINDING 5. FACILITATION 6. OMBUDSMAN 7. MINI-TRIALS 8. PEER REVIEW 9. MULTIPLE TECHNIQUES USED (Please specify In a comment box) 10. 0 �0 ii. 0 12. 0 0 0 0 0.00 0 0 0 0.00 0 0 0 0.00 0 0 0 0.00 0 0 0 0.00 0 0 0 0.00 0 0 0 0.00 0 0 0 0.00 0 0 0 0.00 0 0 0.00 0 0 0 0.00 0 0 0 0.00 E. STATUS OF CASES IN COMPLAINT CLOSURES COMPLAINTS COMPLAINANTS DAYS AVERAGE DAYS 1. TOTAL CLOSED a. SETTLEMENTS VV1TH BENEFITS (Monetary And Flon-rronetary) b. VVITHDRAWAL FROM EEO PROCESS C. NO RESOLUTION d. NO ADR ATTEMPT 0 0 0 0.00 0 0 0 0.00 0 0 0 0.00 0 0 0 0.00 0 0 0 0.00 2: INTENTIONALLY LEFT BLANK 1 ST . F. BENEFITS RECEIVED COMPLAINTS COMPLAINANTS 1. MONETARY (INSERT TOTALS) 0 0 a. COMPENSATORY DAMAGES 0 0 b. BACKPAY/FRONTPAY 0 0 C. LUMP SUM 0 0 d. ATTORNEY FEES AND COSTS e. 0 8 8 f. 0 0 0' 9. n_ o 0 2. NON-MONETARY (INSERT TOTALS) 0 0 a. HIRES 0 0 i. RETROACTIVE � 0 0 it. NON-RETROACTIVE 0 0 b. PROMOTIONS 0 0 I. RETROACTIVE 0 0 ii. NON-RETROACTIVE 0 0 c. EXPUNGEMENTS 0 0 d. REASSIGNMENTS 0 0 e. REMOVALS RESCINDED 0 0 I. REINSTATEMENT 0 0 ii. VOLUNTARY RESIGNATION � 0 0 f. ACCOMMODATIONS 0 0 g. TRAINING 0 0 h. APOLOGY 0 0 I. DISCIPLINARY ACTIONS 0 0 i. RESCINDED 0 0 Ii. MODIFIED 0 0 j. PERFORMANCE EVALUATION MODIFIED 0 0 k. LEAVE RESTORED 0 0 1. 0 0 0 m. 0 0 0 EEOC FORM 402 (REVISED MARCH 2009) Approved for Release: 2022/03/31 C06803279 (b)(3) Pape Approved for Release: 2022/03/31 C06803279 I. ANNUAL FEDERAL EQUAL EMPLOYMENT OPPORTUNITY STATISTICAL REPORT OF DISCRIMINATION COMPLAINTS (REPORTING PERIOD BEGINS OCTOBER 1ST AND ENDS SEPTEMBER 30TH) AGENCY OR DEPARTMENT: Central Intelligence Agency REPORTING PERIOD: FY 2010 .PART XII - SUMMARY OF EEO ADR PROGRAM ACTIVITIES EEO ADR RESOURCES A. NO LONGER COLLECTED B. EMPLOYEES THAT CAN PARTICIPATE IN EEO ADR o (b)(3) C. RESOURCES THAT MANAGE ADR PROGRAM (DOES NOT INCLUDE NEUTRALS AS REPORTED IN PARTS X. & XI.) 1 1. IN-HOUSE FULL TIME (40 HOURS EEO ADR ONLY) 0 2. IN-HOUSE PART TIME (32 HOURS EEO ADR ONLY) o (b)(3) 3. IN-HOUSE COLLATERAL DUTY (OTHERS/NON-CONTRACT) 0 (b)(6) 4. CONTRACT (ANOTHER FEDERAL AGENCY/PRIVATE ORGANIZATIONS) 1 D. ADR FUNDING SPENT E. ADR CONTACT INFORMATION 1. NAME OF ADR PROGRAM DIRECTOR / MANAGER 2 TITLE Ombudsman . � 3. TELEPHONE NUMBER 4.EMAIL N/A F. ADR PROGRAM INFORMATION YES NO 1. Does the agency require the alleged responsible management official to participate in ADR? X la. If yes, is there a written policy requiring the participation? 2. Does the alleged responsible management official have a role in deciding if the case is appropriate for ADR? X CERTIFICATION AND CONTACT INFORMATION I certify that the EEO complaint data contained in this report, EEOC Form 462, Annual Federal Equal Employment Opportunity Statistical Report of Discrimination Complaints, for the reporting period October 1, through September 30, 2010 are accurate and complete. NAME AND TITLE OF CERTIFYING OFFICIAL: Director of �EEO . SIGNATURE OF CERTIFYING OFFICIAL: (Enter PIN here to serve as your electron c signature) (b)(3) DATE: 11/4/201.0 TELEPHONE NUMBER: (b)(3)E-MAIL NAME AND TITLE OF PREPARER Paralegal (b)(3) DATE, 11/4/2010 TELEPHONE NUMBER: E-MAIL The FY 2010 report (with the PIN entered) is due on or before November 1,2010. EEOC FORM 462 (REVISED MARCH 2010) (b)(3) (b)(6) page 9 (b)(3) (b)(3) (b)(6) (b)(3) (b)(6) 1 Approved for Release: 2022/03/31 C06803279 Approved for Release: 2022/03/31 C06803279 Appendix A - Comments AGENCY: Central Intelligence Agency - YEAR: 2010 Part 1 CIA - I.A - Counselings - We had several new counselors who did not understand the 90 day deadline for counseling. The new counselors have now been trained on this issue. Part 2 CIA - II.A - Last year CIA had an ending balance of 29 and that should have been our starting balance. However, we had five class action complaints that were being held in abeyance as we waited for whether they would be satisfied and they were not included in this balance. These case were not certified and were placed back in the system for individual processing and so they needed to be included in our total. Our understanding was that these cases were to be excluded from the 462 while they were held in abeyance. We also had two cases on appeal that were not added to the inventory but should have been. Thus, this. explains the difference of 7 between last years ending balance and this years beginning balance. Part 6 CIA - VI.B Ave Days - The days exceed 400 because we had two cases where their was an amendment and a mutual agreement by the parties to extend for an additional 90 days. Part 8 CIA - VIII.A.3 Pending Oldest Case - (b)(3) (b)(6) Part 12 CIA - XII.B Employees participate in ADR -The contract is with an I nvidividual Contractor (IC) who provides indepenent consultatons and informal counsel as the Agency Ombudsman, performing casework on issues requiring independent assessment of concerns and issues raised by Agency employees. Consulting time will comprise time spent counseling employees and interviewing parties involved with employee concerns and general problems. In addition, the IC serves as the Program Manager for the Alternative Dispute Resolution Program, which includes: (1) reviewing cases -both EEO and non-EEO; (2) identifying mediators;(3) identifying appropriate parties for the mediation; (4) educating managers and employees on ADR; (5) establishing peformance measures; and (6) provide quarterly reports on the program. CIA - XII.F.1 Agency require mgmt participate in ADR - Select No - The Agency does not require a specific manager to attend the ADR session. Rather, it ensures that a manager who has the ability and authority to resolve the case is present. Approved for Release: 2022/03/31 C06803279 Approved for Release: 2022/03/31 C06803279 Approved for Release: 2022/03/31 C06803279 Approved for Release: 2022/03/31 C06803279 (b)(2) (b)(3) Title: AR 13-3 (U) DISCIPLINE AND ACCOUNTABILITY (b)(2) (b)(3) Approved for Release: 2022/03/31 C06803279 Approved for Release: 2022/03/31 C06803279 Approved for Release: 2022/03/31 C06803279 Approved for Release: 2022/03/31 C06803279 I I I I I I I I I I I I I I I I I I (b)(2) (b)(3) Approved for Release: 2022/03/31 C06803279 Approved for Release: 2022/03/31 C06803279 I I I I I I I I I I I I I I I I I I I (b)(2) (b)(3) Approved for Release: 2022/03/31 C06803279 Approved for Release: 2022/03/31 C06803279 Approved for Release: 2022/03/31 C06803279 Approved for Release: 2022/03/31 C06803279 Approved for Release: 2022/03/31 C06803279 Approved for Release: 2022/03/31 C06803279 I I � I I I I I I I 1 � I I I I I I I � I I E Approved for Release: 2022/03/31 C06803279 Approved for Release: 2022/03/31 C06803279 THE DIRECTOR CENTRAL INTELLIGENCE AGENCY WASHINGTON, D.C. 20505 Statement from the Director: Zero Tolerance for Harassment and Discrimination The Central Intelligence Agency can only be as strong and as good as its people. This organization, the servant of a democracy, must embody and reflect the highest values of that democracy. CIA has zero tolerance for harassment or discrimination on the basis of race, religion, color, sex, national origin, age, disability, sexual orientation, or status as a parent. That is both a legal obligation and a civic duty. For me, public service in America is inseparable from the promotion of equal opportunity. I view the Agency's Office of Equal Employment Opportunity as a strong resource, a reservoir of advice and expertise, in fostering the best possible work environment. Make use of the knowledge and talent there. As always, if any employee encounters or witnesses behavior that may cross the line into harassment or discrimination, they, too, should contact OEEO. They can do so secure in the knowledge that the Agency�and the law�shields them from reprisal. I will hold managers at every level accountable for the working environment in the units they lead. You have a right to expect that. But every Agency employee�supervisor and non-supervisor alike�has a shared responsibility to ensure that CIA is an equitable, harassment-free place in which to serve, grow, and excel. We must all strive to build and sustain a workplace worthy of our mission. Our awareness of that duty must guide�among other actions�the complete range of management decisions, from hiring and training to assignments, promotion, and career development. If CIA is to be at its best in safeguarding America, a difficult job in a dangerous world, we need to get the most from all our officers. We need them to reach their full potential. By being true to these policies, we demonstrate the values that shape our nation and inspire our service. They are central to our identity as an Agency and to our effectiveness in protecting the American people. Leon E. Panetta Approved for Release: 2022/03/31 C06803279 Approved for Release: 2022/03/31 C06803279 UNCLASSIFED No FEAR Act Annual Report for Fiscal Year 2010 Executive Summary The No FEAR Act, signed by President George W. Bush on 15 May 2002, is intended to reduce the incidence of workplace discrimination within the Federal Government by making agencies and departments more accountable for their actions. Section 203 of the No FEAR Act specifically requires, not later than 180 days after the end of each fiscal year, each Federal agency to submit to the Speaker of the House of Representatives, the President Pro Tempore of the Senate, the Committee on Governmental Affairs of the Senate, the Committee on Government Reform of the House of Representatives, each committee of Congress with jurisdiction relating to the agency, the Equal Employment Opportunity Commission, and the Attorney General an annual report with specific information relating to each agency's Equal Employment Opportunity (EEO) complaints activity. The Central Intelligence Agency (CIA) fully endorses, and intends to comply with, the intent of the No FEAR Act, and in accordance submits its annual report covering the fiscal year (FY) 2010. CIA adheres to the provisions of Federal EEO laws and regulations to provide equal opportunity in employment for all persons; to prohibit discrimination on the basis of federally-protected categories�that is, age (40 and over), color, disability, national origin, race, religion, sex, and reprisal for opposing employment discrimination and/or for participating in the EEO process�and on the basis of other categories, such as sexual orientation, marital status, status as a parent, and political affiliation as protected by Executive Order or written CIA policy; and to promote the full realization of EEO.' CIA processed 33 formal complaints in FY 2010 and 21 in FY 2009. The number of formal complaints in FY 2010 showed an increase from the five-year trend of approximately 20 complaints per year. We will monitor to see if this is a new trend requiring adjustment of our current practices or a one-year anomaly. There was not a single finding of discrimination in the past two years; therefore, no employees were disciplined as a result of an EEO formal complaint. CIA has a Zero Tolerance Policy for discrimination and harassment, which is intended to hold employees to a higher standard than required by Federal law. We have disciplined employees for violating this Zero Tolerance Policy. Thirteen employees were disciplined under this policy in FY 2010 and 26 employees in FY 2009. The discipline ranged from oral warnings to removal from position. Although CIA did not pay any judgments as a result The No FEAR Act is codified in the Merit Systems Protection Act (MSPA). Pursuant to 5 U.S.C. � 2302(a) (2) (C), the Central Intelligence Agency is exempted from the MSPA. Nevertheless, CIA is subject to certain provisions of law specified in section 202 of the No FEAR Act found under � 2302(d) of the MSPA. These include the Civil Rights Act of 1964, the Age Discrimination Act of 1967, the Fair Labor Standards Act of 1938, the Rehabilitation Act of 1973, and all other applicable laws, rules, or regulations prohibiting discrimination on the bases of marital status or political affiliation. The CIA, however, is not subject to �2302(b) of the whistleblower statutes based on its exemption. 1 UNCLAS SIFED Approved for Release: 2022/03/31 C06803279 Approved for Release: 2022/03/31 C06803279 UNCLASSIFED (b)(3) of a finding of discrimination, we did settle some cases. In FY 2010, there were two settlements in FY 2009, CIA had five settlements These amounts do not include settlements paid at the hearing stage. Continuing a five-year trend, race, sex, reprisal, and disability were the leading bases for the CIA's EEO complaints in FY 2010. During the past two years, the CIA has implemented several changes to enhance its EEO/Diversity program. In July 2010, we created a new Employee Resource Center (ERC). The ERC combines the offices and/or components of EEO, Diversity, Alternative Dispute Resolution, Grievance, and Recruitment Outreach into one corporate center, in an effort to more effectively address key EEO and Diversity issues. CIA continues to focus on educating the workforce on diversity and fairness issues. We implemented several programs that promoted workforce inclusiveness and appreciation for cultural and individual differences. These programs include a mandatory multi-cultural course, an online No FEAR Act course, and workshops on a range of issues such as Women and Success and a Harassment Free Workplace. CIA continues its efforts with such initiatives as implementing the recommendations of the Workplace Dynamics Initiative, the Leadership Development Program, the CIA Mentoring Program, and training for managers who supervise disabled employees. CIA strengthened outreach efforts through our "Advice Only" program, encouraging managers and employees to seek advice on EEO-related issues without officially entering the EEO process. Under this prop-am, in FY 2010, 402 staff members sought the advice of an EEO counselor, a dramatic increase over 209 in FY 2009. CIA takes its responsibility seriously to provide a workplace that is free from discrimination and harassment, and we continue to seek new and innovative ways to improve diversity and fairness at the Central Intelligence Agency. 2 UNCLASSIFED (b)(3) (b)(3) (b)(6) Approved for Release: 2022/03/31 C06803279