MKULTRA SUBPROJECT 74 (279 DOCUMENTS WITH PUBDATES FROM 570404 TO 670524)
Document Type:
Collection:
Document Number (FOIA) /ESDN (CREST):
00746276
Release Decision:
RIPPUB
Original Classification:
U
Document Page Count:
451
Document Creation Date:
January 23, 2025
Document Release Date:
January 15, 1983
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Case Number:
Publication Date:
December 16, 1958
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Leotame 16, 1958
411111111t
Zeardin. .
Thank you very madh for your accountini... It moots our
purposea ftne. is are looking-formard to s9eing the
complete publication and are aurally pleased that we .are
able to help in its preparation.
Beat wishes for the boltdv seazon�
Sincerely,
Decant's? 121 1958
liiir
i
Please find enclosed herewith rei rt an the $1,500 grant
so generously awarded by the / think good use has
bean made of it. It was of trona ous help in furthering
my work.
May I thank you personally for your interest and help in
this matter?
I as enclositt - as a sort of sup p,
o the re rt I made to the
for an earlier gr o or
ass t gives an even sore detailed out34
the type of work that was done also under th
grant.
With kindest personal regards and many thanks - and
wishing you a very merry Christmas and a happy New Year,
yours
Znel.
Th '-)
MOM ON GRANT
The sum of $1,500.00 granted for the paying of assist
photostating and bibliographic work on a TREATISS 01
MAI been paid out to the following persons;
C Ph�D.
Amigo 49.00
ellnorDr. Ph.D. 1283.30
167.70
c
,
L
C- The sum veld to Dr. -was exclusively for bibliographic
work. Its purpose vas o index material alre in files, to
, insure that it would not be duplicated by Dr. in searching
(._1_ for new material,
C- The sum paid to Dr. was chiefly for work looking up data
C_ in languages in whic main rose societal was not
fluent. The remainder of the sum paid to Dr was for
the photostating of relevant material, at current r es. &he was
originally given a cheek for $200.00 of which she returned, as
unuspid $32.30.
C The sun paid to Dr. UM my main research associate, was largely
for looking up and copying new items. The rest was for-photostating'
articler and lengthy excerpts. I might say that he did superlatively
well working hard, conici.ntioualy and with imagination. I permitted
� use some of the nateriel he so ably located for aDanu
C, the will PUbliSh,
o the AAUP and with
The money granted yielded an estimated 5-700 items, varying in
length from a few lines to full length (photostated) articles.
It-pernitted as to fill various large gaps on the map, ehiefly
on thellillft on which I had very few data.
After utilising this material in Wf TRW= 0/141111.111.11111.1..
it is my intention to make it available to other workers by placing
it in the files of whatever Institution I happen to be assooiated
with at a green tinej. Should I move from one Institution to another,
I will, lef seers., move also the Puss since I an sure I will use
those data agate and again all W, life, for various purposes.
C Any puhlidlllimin Alai; these data are used will give t
to the an I personally deeply indebted to the
and its leers for this grant, ighith materially WI
work. I as surd that, in addition to the 213A21611, there will be
many articles, dealing with special problems, In ithlehInIU be
able to aft-owledge ny appreeaation. Last, bat not least, I will
have ample opportunities to use these data in lectures eat in
eeareese I have, In feet, already used these data in that var.
bays exlzlncd and approved the eubmitte4
expendltureo. tted
g weir* been iible to seam* The IlerViaell or
ih:1114.-14 vas passable to or
passages andtai. �04,41.404�0 &olive sith
ai The average *alai a.--� j.tea
Vala expeni_se Sas iel7die to Dir
tenet, �
List of Restates � Is -
(1) The 500 timid Itslatoi increased the quantligr et data already ia my files
by is arper �gent.
It vas peinibla.ta
trait latch
veginae-
The data a
Thad* that
satornil:
43C
6,C
61C
c,
�
fill in gaps in the file, regarding 1=4or 11:23y reas
been eons. , most as
the
strongl
are sweat in all , dimwit*
y
sew pswahodyansios.
They *sated the acre precise definition of the dynamists and Owl.
eel .pttoloy.t several mhich are largelay pre.
patterned by
data in 'articular forced as to revise
lent Aso has
) disPhIPI the
srartaw.
salute fro" this repertoire
orynctratio of
gelation of -the
C._ e" 11118
,,, Tars
Rion to ay realer* associate
connoted tor as, to write & ;spar
C read this asoth at theimd
lieettig
ia- �
sill publish, at silts
111
tarial
10111=71111184/11:62* I wig
aLl at this
to lie
earlier hypothesis
(sash
, each inii
set of symptom fitting
This finding led to the fon.
coneept and prcnridos soe.
some% ease, be
upsets ef the bb o,
import, both thearetdoelly eat
material is destined to be used in a
ted in toe *ours* et the omit too
In the mantis* I gare persis.
use the ta he himself
ah he
I as setisg the ma
*tab sill duly saInsaiitadde Grua
laterla.
.1
I it,..a:Tai:�.iMibliettv
Oh t � Ilha 11.�
s a
MEMORANDUM FOR: THE RECORD
SUBJECT .Indiviclual Grant under Project MKULTRA.
Subproject 74
1. Subject to the approval of Chief, TSS, the Board of
Directors of the 111111111111111.11111111111.111111111110111shns
a recommended that a grant be made to Dr
partially defray the cost of publication of his "Treatise
Cairjr~as indicated in the .ttached proposal.
2. Financial participation in the above described activity
will, in the opinion of the Board of Directors and TSS/CD, materially
aid in autheuicating the cover of theilllipland in addition will provide
C., a source of reliable background information 0" of interest
to the Agency in various areas of the world.
3. The total cost of this grant will amount to $1500.00 for
pericd of one year beginning 1 May 1958. Charges should be made
against Allotment 7-2502-10-001.
1.3 4. The grant will be handled through theal111111111,
�
iiiimuilimusimampi as a cover grant and
sufficient accounting therefore will consist of evidence of disbursement
of the funds by thaillIMMI No purchase of equipment is involved in
the project.
TOP1;0..
- Z -
5. No cleared or witting persons are concerned with the
conduct of the project.
TSS/ Chemical Division
APPROVED FOR DISBURSEMENT
OF FUNDS:
es ear cEDiiitor
Date: L. c.'
Attached:
Proposal
Distribution:
Origins! only
January 17, 1.958
CiT
Pursuant to our conversation I would lika to ap
of $1,500.00 in connection with my research in
0 and especiaUy in connection with the preparation o a
1 In od000ca Berl
whilo tho culturol anthropo;oolsts and
observers are viton able U. prodict in
norms or culturd values of the refer
The vorioos projeotive tests of the
and opinion tests of the sociol psy
of roactiont to coomonlootion.
Porsoasioo, or proosoondo.
the hypotheoes of the recolvor
the mossaol doos not rocconiz
monks), a boomor000 effect 1
A common instance of
situntioo lo Won a soor
ha was familiar boforeha
odds (looted by the 'oc'
are confirmed, end he
or tho next coma. If
expectations, his s
dirootIon.
In the lotto
be, thal000 'sod
to hie p6a-sopit
perso.4alitv
wen has don
probobillt
probohill
probhbi
or spiral, a
inually be
unicati
t to
n grot
niicdoti ps
looists a
re a few
cularly the
given set of equal
heory, also by the
and the cultural
ect of a really scien-
gests Itself which Is
the difference between -
elver and the content of
n the message corresponds I
esis is confirmed), and little
cts the oxpectations of the
a expectothans, information is
. Johnson and Von Foerster empha-
reenforced or woahoned or extended.
oopomis upon koowledga of the
. roteronce) In rooard to the referent
'no 'dos quaiitative end qoaotitative
n dortn significsat work .on the latter
1 pycholooists nod oxperioncod !symon
r000tions froo, knowledoe oi the�socIal
to which tho lodividuol belonos.
ologists and the varloos attito.olo
so Opplic4bls to the prediction
re
dangerous, L. unpr ct3h1e in Its affects, vilsen
ft unknown or misjudood, or, as Ilovload found, if
hoi;e hypothoses (awarenes f certain facts or arou-
ikoly.
Irical ovidooco for the theory eol
fn looros the ootc000 of a portico
with thu past uer7onoileces of the port
kort. If thP outooma Is as he pradictod,
II oorhops vaiso tho size of his bet or the
n toe other hand, the outcome contradicts the
equoot attitude and behavior wlii be altered in
lo tha fazliiar
sports event otout
papcs and thh
S hopothesos
ha will give
Ividuelts
t opposite
C4S8, inde4, tho Individuolto faith In his ability to pr
ho contiouos to prvilut poorly a,.ur matters more closoly r
welfore thon thc outc.oAo of a &Aril Q3Mbe WV may postulate seri�
obloos-of iotatott to the clinical pxychologlst and psychiatrist.
intorestiog exporimonting on the difference hot.;ean tha mothemat
Inheraot in tho noparimentol situation pr000ntod to the sobje,:t and th
as as porcoiveh and acted uoon by the subject. (int f1ndin9: when the
ties are *quo!, Oa subject almost never acts as if they are.
t may
tad
Ix-
)
th Alfred Kormyhtki: and Uenjas�In Lea Whorf were Interested In theeffe
WO,: tterhs of lerjuage.habits ;Ave upon the expectations and subsequent -tIons
of ih. Idualf.. KorzAstal ?td to free the individual from much of Uncon-
sclous Nence of language by techniques designed to heighten the Ind ualls
awareness flni,:joagv effec. and by attempting to teach his students apply the
ettltudss umiatrias of 'the azxperia4antal scientist In the4r talking ut common
humtn affal
Whoa uses rested in the meLalinguistic problem of yot!, uura--the
differential eff of varicos Tancuagas upon the thought pr v ses of meitbers of
the language caw y. 'alon Cnrroii ila- had 'some success i rifying Wharf's
relativity hypotbals Carmichmel-ogi,o-liaiter, Sherif, a others have Lis�
var!flad a different raffet iloen tvaio or more word-i s applied to the S4Me
object ivon tha sbs,:lq t non-verbal behavior toward th ject.
Another 2nt6restino 1
tion proc.ass is nlit. of �"It
Instead to be dukurslIy dst
Would thriat fri,?hr.
to one Wile) zah fulfill or exp
our f 11or lr hi of covtcpt
fulfill ovi. cuitovaI cr'i' this
that "stage fright� is prt,porLio.,761
Ilstafaurs' ,N;feitccitS rnie. to th., ex
expacf:stichl, &rid v.Ouo:ri (thk-: role icw.
Imegis). Ph1iLip Ane I pro
using soa,,s letorca!:�t:oc,, rael-f tn.sring Cevi
si.t(atr. end r
fOCkil Itlie% in 'Oji j.1"i..or ELtlittil, hior
porti....:os which ts.ms to !lc outslaia
ode cf thu Importance of
fright," This appara
ined to a significa
re wsre f;C, S tag
titans fram a
th-6iL
la, Th7-
the s
To MX:ai4r1.4e 50 N.A.': The or
hatit:t be coriveo, .for socizl sc'
iii!t6oarso expc.cttions
ref c) vil.H.a fire poLat.,
fesdi:ack;
definA at the rasoicho1cOd
ectetions in the commualda-
y univ4rsa1 phenomenon seems
egrea, and the clucstIon arises,
Our cultu:(1 gives hi-o
tion on the public piat't:.-m, 6:ad
, bores, and dnzsagogues W-J feli to
valence solcas-ti the hynoth6sls
losri$ unc.rtai,at.; concsrelr.f.: tna
4hich his porc.yalo:1 of '..ne I:eccan,srs3
a.-ndic'ts his cam -xpectations 4r.�.; .a.T.!tnfis
to ;Wino and te3t lhis lvt
ft-Lr ftiti vhich I es 6t-kalof.e.e.
r the reletli:.n aat'e.',. relatkez...
comazaanlcotion vs:fable of :vijor prtd
ry.
4na.1 finite pr
de, to L
, values, attitudc!s,
ily azocikoirii6le. Sbnnc
etc--a%:t5taic be
but I believe they
ilties .mthammtic.L
ral4li1t1cc elef1nj by ritl
tua1 L.s,ctheitcas,
ot.1.r
3Ift'oci
1.ecf:1 ust,U1
This usefulness has ocn d�t,monstrated alraydy t.,P the kslat!i.
of the cNitcpt ck Ibis drancst A Viteg Step i=4;
5.t11.4;31 chain (In0a4icga
!printlip! In !a..,...c,:Ttion &hd mike; thfim tore osAfui 11
an%l'ials of soe:iol rcadb.idk is tifined PS core tht:
de6criue PS the rider's tn47
fl i obr�Ir atal l'acrai2or Sherif (ods.). Sacial Pvich�Il:ATI at 61 Cro.f(ar_04s.
ark!
�AtTit 1"..:mar Collective. evth.Ftvlor. Inglewood Cliffs, r4.J.:
19
01.404
lt
sc.im (0e.). vl
. 1E; t*r�_ers,
ccfaci; of Mais c jnic1i. Urbana:
it4a1d C&r1.7$1. ':WIr � 14�An Nit: lrqu of 4,r1v1 Eilpologx. V.c.e Eork: Earr, 1956.
:..-
2.6� 4_111C1, Clank:cies, ill.: iha Frit.%5 erest,,, 1!;58.
27,, A. E.
2$.,
LLch yorch ktlr Ianks.L (ed. vldRynIn).
Lzsli.!ot-nla Pr6ss,
?txpr.: o Ft 411,* 4:3 r � ite,4 York: lisirpc,r, 1946.
21)= � Yvir Frr� El -h,A7tAd Kow Yz-41,,..: harp,
MI? .,:?1;{.!: i111,4 1.44.4AV.-.4 I 10., Con;..: httj.i,A4 ipait FiTA.-
4'i 'cez tat rtlry,,
31. ry ; a 4 L*41. 11.73ay, Jr, J.:!..! rt Aow ii*rper 194)
32.
V � *
wo������������������������������ ������������������
(). 1,4412? 2YLikt.etrc iork:
Psychology of Verbal Bolutvlor
FIcid .1.11yort. limaIi..111 2/ tust.itlsta. Hew York: H1y, 1955.
I r �Yr,rk:
15. $!..4ory
App t a o -C sh twry-C rof vs,
�
kew York: isii�fIraw-4111, 190
196.
6, CslifIkAS.. cLtc:';JI,"""" t f .11" 4..1.nVo. tireana: Ivers 1 ty ci111 a
1,.;44
37. .bestio P14get. T11 J.:ad Tholvii-A.gf .1_4 C4114. IondOn:
Paul, 1948.
38. 0. F. Skinner. Vor01
?leo York: Applottat-Calotery-Crofts.
Coeieunicative Disorders aild Porzonality
39. Aselicbn Pryti-rop4;thologlcul Asr.occn.
lorkr Gron4 and Stratton, 1958.
Gru4r,,,;06toson c!nci .14rs.en Rich. jjsocIct Rzity.t);_o!,rzycitja..ta..
ti.tiw fork: W.ts.P.Ort0P, 191:A.
41. Kurt Go14tetn. LL-qp0.,4s Giums.
i 9103 �
Goneral
42, Ruth K. Ans6a (dd.). ktz :QC!. !
1- York; ti41-,r
43. GlIca. Grey an4 As;e0 !:20, Nei.: York: ii.a-per,
44. Paul (6�,,). AnA At-bor of
hichl�dA Pr40.4, 1W.
45. 011ck:r L. rAL
�� �
Kiitton: P,
%-i;^
Previous Study and Re.sOarch in Dr..lan;.!nication Theory
A, Reading
I. Informtion thf.ory: Colin Cilerry, George Miller, Warren Weaver, i,torbert Wiener
2. Linguistics ano syvbol syztews: Leonard Bloomfield, John Czrro!:, A. I.
Grarld Las,u,lm, Charles Morris, Edward Sapir, Joshua Whatmough,
Le..,!. Whorl, Clau,ie Wise
3. Rhei.c,fical tnE.c.-y and criticism: Arltotle, Cicero, Quintilian; A. Craig Baird,
Berili7?t baskerville, Ktfan:qh Burke, Marie. Hochmuth, Everett Lte Hunt. James
Maorney, Karl Ernct tirage
4. Sociill psycholocjy, 9r0up CJn ct iin 3Sf-; cowmnication: itobrt Pales,
Festinger, F ia. HPiman, Carl liovl:mJ, 1:urt Lewin, Thzodore Nowciaub,
Sattler, Richnrd Turner, Sc6raln
)� Johnsoi.:, Alfred Korzybskl, Irving Lee Anatol Rapaport,
SOadel
6. Problani-solving and refl:d.ctive thinking: Max Slack, tht
john E, M. 7;1,1' D. Johnson, Harold Larri:be,.,, the eA,rimt.ntal
11tr6tnre throlf.;% ig5:10
7. Corvizi.'.0ve ircLrs nJ relation to n,.;rsonlity: Grnry Co son, Kurt
Golflstin, Ives k�irtln Horni.-A, Wendell Johw.on, Jurgen Psisch, F. fi.-
Sanl'ord,
8, W..voloptalital itE of covnonination: Floyd
Aliport, E. K. othr McChi-thy, Geor Charle
S.E.noril', 3. F. SkInhr, Johrt Volkman
d, Rz.lsearch
� Z'vcr Dr.11111111
r
of 4 :3 1:�:n �
ret7:uiro 1..7;
.L47.,11
March la, 1959
;''..C.:�;';71 of Direct:-.-.�13
cur co,-..n-di.:.-.1(.?1,1is
oi-1-=;alr
NV:it
i
. 4 117,11,e,. tcf� thyru.T.-.ra at tcps
1 in
vd!I
fc,r
1.7
;Jo c.:;
rc.,T -.A.rrii.5tizni I
". ::',�;�*7:�:..1. u-ny
. r: 71c.
�ili11111.1.111
E:Ltcuiive Secre:cr>,
March 3, 1959
Doar111116
71-,anic you w�..t../ triucl! prc,rFT.,t, trieisive or; racial)! action
C,.. on it C:*.,:-.;-;3 th,3, vgc:y fc.,r c.!:msidc,rotics,n sevt-Tof
ditcry,01-tvf:s nov!
you 027...tlitt ninticr
our (Ind tI xviii
you. iC r!�:::,t, I roctify,
is nottniN1 j tilontievpj
ca.:1 th15 Can 1-Z1 \,!Crd a ::inati 'Zrant
!e ju15'2,-, me
ti vLi
, thv footlAi wit'a orr..11 you bc-
..-.,:tyze oc at ti---.:
yc...1.1 cl.iecnIes.-.) cnJ th v.rfi Ctin 1ry IicsheV/74S of tho port
few I ara t,) it.
Sinecrrly 'cur,
01111.111.1111bez
50C;e1.1 VG
F.nc: 1
February 24, 1959
I am sorry to he negative about this, but it SESOM3 to
ue not a very excitin propoal.
This young i.n doesnft really want a conference. He
hasnft set down any of the crucial problems for discussion. He
has r,lensly outlin,:td the field in a rather superficial way, and
gone down the 2.Ja of leading scholars. In other words, he
really ).-ants a �ritk, which he can edit. ET paying travel to
- he hops to get a number of well�known people to con�
buto chapter-.
Ten ycPrs e.go, this would have been all right. Then
the field needed Ltructuring, and these people needed to talk
to each other. Now the needs arc no longor for great uMbrella�
like! conferenc, coverin.g wverything, but for interdisciplinary
attacks on spetfle prtIblpm treas. I doubt that this young Man
is capable of picking ol!i, thoo areas, choosing the right people
to illunlinete tht:;., or perousdIng them to come -- at laast
without a coniliderable reward.
In other words, it doesn't seam to me to be worth
supporting.
If you miald like to know what I think are come of the
problAin in tUt need a well�organized interdisci�
plinnr� attach -- like of the
.:tha you and I hPftt been so long _Interested in �
I� a to it d,;r, with ;,ou some time and talk about them,
t..H try to help you find ',o;; right MCP to.rum the operation and
thn right placc to stage it. Lid ou don't get around to it
earlier, Ifll be nt th
next ae.ademic yea you ought to pay
With bar.t wishes, I am
Sincerely:yours,
Dcorpri
rrj'L'�'hi�Irl ic.Cf.:1 LeForc.
I cVrsz:Ir rc)torn .zoclri n:3 is e(Invcrliclat for you.
'y rci, re your
OS
cln orf::
tor) ireliuiry. I
vic Lt;cit
I czo \vitt
fer such coreluik,iiz rote.: of
v. � OC1y, WhiCh
ynu muc!-; 17-:r1,3ur ,72;:sis!cncc bc..,5t
Sinc:crJyyours,
C 411110M
Executivo Secretury
Fabrucry 17, 1959
Dr 7,tr.11.1111111
kz.4%! ;urrsfiL'OL,t your r.roi.:mai cr-A flrzJ
I t-FVTd io Pi.:
1,, r!,:dt-ty so:
2.
ikre
4CUtiU 1c.:
yLr
ozy.itZr:u.?.
Lt t. to pr.::
ittitici bjdt
fc,r
...!;:;c2,..:ssiora. with our Z;ouri..1 caul 1.vith
for action u:V.-11 I tiave
f.lrict7r:...1y yours,
41.1.1111b..
C rc:-ory
..11Ant2x7 3. 11;59
".�^, '...L"::r4t, C'7,r-ft
1.4.'1. .trg;4
� �
�`.,`
cL
bic
c.
,
through
:,oth and I
� L !--1,1 you at the
of 1-,he: Preentge
*his i/et will b,5
1itTol;trl
thr
proj,:tcC
it e
cr in
c�f tnre:
Ki12
!n0
0.,rcsa b6en
ynu to
ple&sa to
r'zr
r(nlltro
w1th et,t1-
tht 11.1 \ar-
r
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IA
1!.,,:,t1r3r:
f's11-time
17.7.)1,h
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2,000
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r tv
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! .77 i
t ni
An ntordi 2WZWpoe.um in. Verbal Co
roopoctua of a CatTVO AVM to bo held at t
'school year of 1960-1 and subsequently published. in
Preface
No manis cupoeities is so uniquely human as of verbal commun..
ication, nl appears nom significant to ma's con n and potential.
It is opp;..o. to that n1 study of laiwago and co. cation should hold
fIll groaL co iltorost among mauy disparate fie of learainguhich it
has now gainad. rhapo no other topic cuts acro so many-disciplines.
Adevate comproh' of coeriunication will no achdovoduithout drawing
on sohc.slsrly rotr-... throurhout the range of 4e arts end seicnces. /
Knowledge conceraing .ois phases of the et has boon accumulating
rs.p:!.dly in divorce coo a of the scholal ontior which are even yut
mostly isolated from �c.v., bor.
This proposci conforent 11 be e in its broad range of
manction by leading ache from sections of the frontier in
corroonic:ltiel.roecrch. TLo co Is desl,ssod to provide above all,
for the, chavir3 td inter, imula f theorioo and concepts which can
both reveal the gaps and df.scropan and intogralo the disparate findings.
TL o "cracks botonen the sciences" thus expoixld toward the end of
unifying a sclonuo of cemaloiew"
Plan
Scholars who ara reg od by tbeir collea, as outstanding contrib-
utors to knc-Aod-) of hl verbal copranication be invited to subm:).-4
papore. Each will he e orcgod to dovelop his to, 'n his own way- but to
rzlatr. the findil,?:s of .s atudy with those in coma ciplinos and with
titeoretical formule a of his own. iipraiminary li f topics and
contributors ia att d.
Copies of th
ticipants in ad
univoreitieswi
it.seuesants.
tebo
of five col
popera.
. of pa.rtd
ymposium papers rill be distributed to
0. 71.20 repreaentatives from not more th.
be invitod to participate as auditors, quo.-
eronce park.
-,ch of fifty
ere, and
alum will CX1O into five section, presented over !mica
cativo dye, oAid will be limitod to t-,:enty-five or fere.
limit in p.ceoc-:..ibod in o-Aler to insure the heet quail
tion and to oncompass the published synponium within a sing
Q4 3tiono aol diocuseion will follow each paper and oach section.
Them will ho traoaoriLod and edited for publication.
2
�Tentative Topics and Contributors
(Phydical Processes)
(The rvi belie Process)
�
(Rhetoric jc1 Poetic
/ (Language Bohavior)
9
�
3
(Social Scianca of "CorsraurIcation)
�
14
)
January 23, 1963
44.01111111.L. Grant to411111111111Iii
c_
Grant
6,141.00
Expenditures:
Salary 1959
1,555.514-
Salary 1960
1,733.34
Hourly Help
2,172.12
Supplies and Expense
16.45
Telephone and Telegraph
40.10
Indirect Cost
201.00
6,318.55-
Deficit
($177.55)
1.71. � iLo slirmittoft
!EWC":.: Drinn
This is a true accounting as reported to the
imemminhasFund.
uol E.:1" uf 1.1:1-ir:.
01:
---111111111.0101L-'
. anuont
cr!I 1R,,u- a clunrtrly on
C fo3'
0,
A
Noveicber 28, 1959
:in(i the, chol,: In thc-! alf,ount of
,535.25 the? :74.,:eono lu
elartorl:.! o
--
7.,c3e to y-J-ar 4"or on.
(.1 uneer ti? or . .
15 a ove tycallfifl of a clorloal error..
arA. r;orry tii -111sed you
bc =de to:. on or ab,7?,At
jlimmry
4
tF,incorcAy,
11141101141111011115s . Sk .
August 10, 1959
� Thank you x your o!' Auust 1. I an nr..=!cing_plans for
aticnrl.n.,e at Lath APA, LQ, Om in that
area, I s:K..11 try to -.:%-cp b for a fy:t acquointc,-I meeting with
you. At any rote, we may b..,) u'le to chat :or awhile i
Best regards.
Sincerely yours,
7:
C.- .$11.1111111.1111111111.
-xee-utive Secretary
:--,SS44^;1!;444trY�tt't 04..4:41,11P*%
It was very good of you to take action so soon after
teturnitg to your office. I do bop. that this did not
involve too pach inconvenience on your part, rlthough /
..
rather suspect it nny have. Needless to say, I was de-
lighted to knyl that final approval had been ati=stisdag94.-04
ana that the f.mds had already been transmitted by the
time I cot your letter.
I hnvo beqn able to continua the research without
interruption this ememer, and I- am naking good rogress.
I will from tlEs to ti.14:a inform you of those tit-kg...1/1e
dotalle as rGE:Nrde tha research, and T will, of courma,
file a coematte raport w5.th you at the tims of tha com-
pletion of th reactreh, th pUblicatio of the book
and I are writin l g, or the termination of the graat tr el
e e n
your organisation.
I llitells me that you do quite a bit of traveling
atom. the nonntry in cyonnction with your work. I do
hope that I will have tht opportuaity to se o you, not only
to make your acquaintan, but also to discuss with you
Nov aspects of our vnrk which cannot adequately be dis-
cussed in a poes1 evokes I havo_filed with you., MY
sineere thziaks to you 'Atli or organization for your
kind conaieoration and vupport. . .
Youreve
4f1
aoc ate Professor -
The
in the artim
prol-x-4ed L
$1, 24i v.,
)cter; hzve ci....i.roved zorc:nt
r r rci Frooraraci
ig our ch.>-.-A in tna uniount of
'h.c rts tc frt tiy pr.lyt of t;; G�
The lc-Air:wino cc in the utilizctica of thczie Funds:
1. A i; to 1;ubrnifted eter the compiotion
thurie c., c overuci Ly tai CretRt�
2. A tc.v;-.in::i funds c:',...:-�4rting, procc '451119
cr.cicceJ Lk:in beprvki for our r,.2c.)n...4;.
/After of our research, ony funds re:Ix:Nino shell
bets
4. Ecuncrt ; si Z11 tft..7.,sa Ft:11.1s sho:i h e,..-nveyer.1 to the
of or.y ite,:re.ast:d ovz-ehtloi
:f, at ev rcsearch in this ert:o is cl.,..ented not
ihtrillialball Le
renticiz-A ortic.1- termination c-Z tho Eir.ant.
6. Ar:,, rc-.yort.,1 or peperswkh crow cut of the study supported
contain Hie foliowirr, notice: " it* &tudy vvos
su in 7.A....rt � o fro:al M..
th:r than t' cc,!..2,1,i11Q,v;, ft k rccur4 thot eon fun ;$ be expended
ontirety Iutt no (hi ocertio to .�,ny
mdmilion
July 23, 1959
g Th.� :,..,,urd or Dir.7.ctors and the. 'scientific advisors to tile i oln ma
illipir
in v,,ish:rv.i r:i vivii in C.-iit; nnd8avor. l'iti:LN-4,3 call uv...-41 us for any ass stance that
y.;c: play be:, 01)::.? t* provide:.
Sincerely yours,
cxecut ve Jecraary
Encio:um
timunesp
As you cr.in soe by the r...nci_.�(.4 ic,,!,-tor, your firunt has boon approved.
1):)}:c.-;tc ky n ti-ozv;rnittin3 th,:zu fvris tact:, not catzmi you too r:;uch
C:)arci ef ;`..Irr..c.t.t:e's and t knflflc cdvismr4 to foe 1-:ocliety fcla
rno In t�-.,,Ain1,-5.1ts PIc-a.zo call wz-sr. Li:, for any asas-
fanco fncei� wo mciy oSie.
Sinterciy pun,.
iirmisimimi
.
C. xecutive Silorc:tory
rncim:.ire
%Cc. `.....ove rlcci'vsci your lacor oF July 15 but, unfor',v1clif;ly,
hcr; bc:n cut of town of 'ell rn-mth v:Ill n.14 rc'rJrn u:411 I July 27 I will
brirrj yc-Jr Ictinr to :115 oitz:nti.m miurn, oncl c.:14:4n Clot you will
1:10 Izczuitzz; f. DCA 11;1/1 v.ry s;.on�
Sinccroly yon,
Scttryto
Thank you for our letter informing me of your board's favorable
respbnee to my application. Your letter arrived in time to per-
mit re to resign ry summer teaching position without inconvenience
to the department. Thus, I heleable to devote full time to the
research program. � /been
Right now, wa are continuing our inearviewing and we are al o working
on a code system far handling the open-ended responses. and I
are making good progress on the book.
I wonder if you could tell me when your' finance cormittee will meet
and appr will take for the transmittal of
funde. ant, from Which I en paying rly-
"intervieweren yp s is running low, and, of course, I am concerned
about 117 own summer salary. I realize that not much time has elapsed
since I received your letter informing me of your board's response.
I do hope this inquiry is not in poor taste.
Again, ry thanks to you and your board for your kind consideration.
Sincere �urs
April 23, 1959
MEMORANDUM FORMAI"
SUBJECT : Project proposal 411111111111111111111111
Enclosed is theigagagRapproposal wifhi record of the vote
of the Board. While the comments are not unanimous, was of the
ion that the modesty of the proposal and the possib e insig ts gained for
activities well justified the expenditure. In addition, our consultant,
has strong!y recommended that this investigation be supported.
Inas are th i has a young, vigorous, and growing Department
of that�is worthy of our interest. I should like to see the proposal
suppor e . t its witirour broad requirement of developing means for influencing
g�up behavior, P1.-mise roe that I agreed to provide an unswer to the University
by May 18, if at all possible.
Mcrch 18, 1959
WPM
N'tr.fr orpi trart;;rriltc,:l r.../1,-f,-.".11.1 arid
tJvr�F
t-3 rt!.) yOt27 prf:.:7":.e.;;A rS tin-RI. I c,:y_re:!-.1
ci:14. roeLiCi:VJ our
c; t' fic% prja:1;;C;
Sincalty run,
uiv friy
�
f
"
- ;7'
f:;1,:tatir.>:n
=NA
nc: 2
r-vs
40111111111110
10 'thrry 1959
�:r � ., ' 0147, :7:7' -'tYc 1:7.'ne I
7
, 4�" �: si..h of
3.1.;:e
' -�s';
C
Or
rth
72,
:n
I
C-
0
MIMOR,AN DWI '4111111111111Mik
"OBJECT: Project Prcposal - Category C
C._
The proposal of
is the principal investigator is tct I
le'
apprcv.
woulc4 ,roke thc following suggestion(s).
1 regard this as a Vtr" worthwhile study which fits, I believe, within-
the- purpose of our.,
lint
- The investigator has requested a very
modest degree of help and feel that th would get much more
than its moneys worth out of a person who ir o_v:cunly productive and
has shown that he can carry things throurh to completion. i would
heartily recommend the approval of this project. .
MEMORANDUM 10_-
SUBJECT: Project Proposal - Category C
C�
The propoior of which-_�
is the i.Nrincip& investigator is one that I
approve.,
disapprove.
would make the following suggestion(s).
I am doubtful about this. It seems pretty. far
line. It is quite possible that the project
in its own field. Put the field of
is an enormous one, and if we get in o
doing very little else. I do net.. feel
and should�nct urge this point of view
Trustees felt otherwise.
out of our
hasinerit
snould be
strongly about it,
if a majority of the
January 25, 1963
Pernit me to acknowledge-the receipt of
for purposes of co ti.1 n wit
and my work on the
n conjunc on with
�
61), The funds were allocated as salary: $1500 td 111111111111111
grellaillinal and $2500 to noreelf.
I hope this ie the information thAt you require and stand ready
to be of any further helps I do wish to say that it is our hope
to be able to come back to the work which was interrupted by the.
press of other commttments in the not too distant future.
� � � *4%1., �
I have tr(frlinmd and approved the suomitteu
exponeiturcz.
liator 7,//7
r
ITS/Chzpieal Divistnn
� � �� � �� ���� � � ��4. 0. � � 1. .� �������
1. �
Sincerely,
mex4,ie. r�,..�.������,,��������to�.
� b; � ; � ..* �
mpg" is ird expects to in Lk oFtf,r Morch 15.
t1M t I'm s'W V71 rid intezest and 1-10.sli cc.11 it to Ms attention
upon his rtycli..
Sincorely yours,
-Secratary
o
Dearial111111111
I am replying to your letter of February 1st with
apologies for being so tardy. I appreciate your enclosing
the payment with your letter since my finances were becoming
a bit tight.
The Allilillieconomy still baffles me in that some items
which one might -expect to be costly --such as public utility
services ard auto recairs-- are relatively inexpeneive. On
the er hand, .an edible piece of beef raised herein..
high, and an ozhnary sport-shirt (manufactured at
eweat4ehop wages) costs 4sout 'hit it would in the U.S. I
am moat amaeed, however, at the costliness 9f routine clerical
serviefe. To get a two-page questionnaire stencil typed and
100 COpiee mimeographed cost me nine dollars. All in all,
budgeting becomee something of a challen7e1 eith credits and
debits assuming unpredictable and curious proportions.
You inquired about the nature of the documentary and
statistical materials rhich I should like to use tee supelenent-
ary eourcer. For one thing, I should like to sample the
marriage end dirorce records at 5-year intervals for the last
15 years,not only to discover the general trmnds but also to
note wed: eignificent factors es age. oceueation place of
iosidcrco1 etc.1 of the These files.
t'
f of use from the hi
is so high (abeut
4- examining these. -;
The
r ucationrtrtining o
which could be sampled
divorce etatietics.
are recorded at the
Ion el
in the
I hSI hoped to ge something
records aleo� but the illegitimacy rate
that I have discarded the idea of
an provide records on the
eme ers and also school enrollee/ante,
in tha game way 03 marriage and
cleaei ications and Inc-me trends
and the number, type,
be discovered at the
enould aleo like to get some indications of the preval-
ence (and incidence, if poesible) of physical and a'restaAl illnossee
in a sample of industrialized aud non-industrialieed communities
as well A3 the trends in the cause, of death for variOus age
groups. Increanee in and the distribution of doetor.e, nurses,
ard hospital and clinic facilities would elao be well: worth
recording. I can macure medical Intl in
cre o10 adsautILtcrnI at the d �o
Last yo
as promese me access to their
in wbich about 160 cases are now being kept.
es
This is a really
unusnal oplo.c-unity, for wellare agencies_are goner,
to open their files in this way. I believe the cases
reveal something of the connequences Of rapid social "c
family roles and the individual personality.
How long it will take to record these materia/s is
difficult to estimate precisely. I can secure th�r1 of
on two jjve had experience with tha
and who should therefore-prove more
c e nary clerk. The work can also be
hastened by my providing them with schedule forms on .which to
record the information. ny best guess is that the work would
cost somerhere betwean two and three hundred dollars. If a -
supplement could be Ixovided for the higher figurek_i_ypuld
naturally expect to return any unused funds to theillailla
Many thanks for your friendly &net encouraging letter. I
shall,rite again later to let you know how things are coming
along f,
Sincerely yours,
reartsary 1� 1960
� i:aciase:-..! ror.ort
t I ort feptei,v;tar 1,
e;zcifce roe irriracf:;iatetly.
since tic
'- 3 st...:3!istics;
';:::At ha c:vi be,
y.,�,.: Fast ihat (,"�,1%Illses' by a is
or f:/,:::,alc! to pup..c.:;-1 Than1,:1;cr
57r:czrely
FeLruari 1, 1960
Ja.-huc,ry sun.-.1:; to
rtsyu c tinjt,rj aive-bus ti�-� exporit..1z,a. i hope its
cast in ;%-.37 cir! (-711-flu-AGSM i.i
em not vi U? - e clr'n,.:3 you to in.).kr.. in your
!P �'ftr scicr.r.c th:it fic!, su;ln'cuires till:. kind
ci Cut wr t ilt- Noter.:;is:
Crociz!ca:iy ;n::::�,1 (11-4.,ar contri'retion iheory as
it zeerrA a or:c tht ha c!oc�ui.Aentation awlitabie in health OrICI
%4tLlf;i1C7tIStic�:. con cktrinj your dato calicctiol t.',c-,ried. it is
wsthn thlz rr,T.-:,�i&ricli is vc311:iation or of tha irk!iccs
you mcly ;7.-.." you twive any 1z;(.to haw .y;.;.,:-.4.41.1.1e s.--3-vioc's OF
an ,Not.ild be tiriwt [o C.an
cbuut rt.s.lcvccr,cc.,')
out or 'Ana; pay-0.:..r.t on your crt:7:1-ti.
rerd.
Sincerely your,
I 'ants first'of all, to thank you for your Christmas card.
It wee co:tally welcome since I was findira it difficult to
believe t tho Christmas season had really nrrivad, wht with
in hi h 00/0 every day and the traditional -
during the holidays.
I have been meaning to write you for several weeks to let yomA
know how 4y project is going. So far it has been a mixture
of successes and failures. Things are clawing alcng quite well
at present, but the first tvo months or frustrating in the
extrome. I soon diocovered that living costa here are far higher
than I had anticipated�although Iknaw beforehand that se
items would be expansive. Criginally I had planned, as yor
know, to take up residence for several months in a succession
of villelon. Rental o ,rmanent hcee-be'w2 wl.thizEreach of
the University and ,roved so high, however, t4st to alto
roe2ia and boar st field becIme prohibitive. 212*
4pond problem I ermountered vas transportfttion. Plfslic facilities
in the tiLAtropolitanti area are adequato, but the rural areas
aro. .4ont1y uzserved eref4t 1.1,y trucks and donkeys, both exceedin4ly
slow and unreliable. Uensel I bought m small, iv'er-priced seost-14-
1114A car. This I did with en apprehension which as well justified,
fez it has developed a Quite remarkable series of major and
riner illnesses. Yet in all juatice to the mpchina, it has no
Omlneys vAten me 1.104:40 even from exceedisly Zekiota villages
In the moukltains, Cafsnrpectodly� even miaeodraphir; has Lecona
a MAjOr it of on7isrge. !Xo have a two-page stencil cut old
100 copies of each page 110 off cor.ts eight dollars and fifty
O ents)
inmbility to reside in the field wade the arranging of intexSlows
difficult. Much too much time was beirg consumed in simply
loostin; intervioutyie. Hence, I decidad that the only ray to
ppeettl up at collecting uould be to twitch to group interview's
and gunatioanairos. (The latter I hove had t implify because
of the mar-111itt4racy of many rural people.) Zortunately�
thmre are maw orgexlsod groups which I can utilize even in the
z.11villzzes. " have been formed azong the .en
�hi-any and zwong the wows
by the ouriger. people are
stall
�
6 ap sp:4 workiv tough thk�se groups to get at the people's
-2-
attitudes toward varieus changes, and at their reasons: for secs
ting or rejecting those changes. Using groups means that I -
can include more people than I had originally thought possible.
It also means, of course, a sacrifice of much of the depth which
ean belOcured through individual interviews. The pressure of �
time has left me lictle choice, however. Too, I have been able
to add a dimension not incluSed in the original proposal: I aa
collecting data on the, agencies ler el res- ible
jigle villeges, namely, the
and similar organizations. egarding these, 1 am try
to get at the image which the field-agents have of their organ-
izations' projects; &leo their assessment of the factors involved
in such elanned chavaes end of the people toward whom the projects
aro directed. at will, I hope,-result will.be.a picture of the
interaction betaeen certain agencies of change and the haman
targeti of change, not merely a discription of the changes themselves.
Ay inatial work on the reject has been in a quite isolated
region here near th x osed
to an agency known as ne hitt-
erened somewhat after the . . .0 i s pr gram a no udes soil
rehabilitatton and conservation, reform of farming practices,
and conmenity end home development. The authority?s chairman
and the various field agents-as aell as the people of the valley--
have been extremely co-operative, an I feel that I have collected
IMMO interestang material despite a slow a-taxa. Furthermore,
the eh ees curring here are even more relevant to the field
than those I had elenned to al with in my
-ctus. 1 sight add that the is a
erowirg area, many of the .ges lying more
thma5903 .tot a IWO uea level. Vegatables and flowers are also
groan, but physical erosion and human conservatism have made the
work or the autherity difficult. The valloges lack .either elect-
ricity or telephone, and the roads are scarcely MOTO than ea-
provalelonkey traela. Driving these roads i3 a rather adventurous
buainess. 'ahoy climb steeply, turn at blind right angles around
*huge cliffe, and rarely sport the -luxury of guard-rails.
have frquently had to postpone trips into the areajbecause any heavy
rain brings on lendelidas of suaticient size to block the road.
Cleerine the weer is uavally doae by hand-labor though occasionally
bulldozern are ueod. Laza this sound overly dramatic, lot me ear
I luxe not been runnire any actual risks. But the ariving is
a aced bit more exciting than anything I have encountered in
tilt U.S.
rail* continuing the work inethe I will shortly
be vatting a similar survey under roug same three
agerciee in another region for comparative purposes. following
that I plan to collect materials In quite different fields in
both rural and urn-rural commuaities. These will be concerned
with specafac proeraaa In public health, berth control,
Althri'uh tha oblocl4vese plie those of th
or the &gormless invol e are
or e sass promotlug loamy eunorat ons. Again, *pert from
dascovering just boa much change is occuriug, I hope to find out
�
�
whether the patterns of interaction betImen agency personnel fibt
the peoele are similar and whether comparable abstacles to chinas'
exist.
In short, the approach of my project had shifted from community
studies to case studies. while my results may have more limited
theoretical implications than might have been the case In the
project I originally propoeed, I think there .is real value in expand-
i it'. ubaeantive scope. he changea which are taking place
o-far beyond the family, the area to which my
rst propectua vas limited. Transformations are going on rapidly
and are much less related to the industry than I had
thoughtaearlier.
One thing dNneys me. There is a wealth of documentary and stat-
istica4aaterial which I ,hall not even be able to tap for lack
of Umiak There ere, for example eurpriainaly coaplete records
kept byMearious agenciee eoncerned with healthj, case aatorials
aecumuliked by family guidance agencien, vital statistics, etc.
I very much ma:rot that I did no originally plan for adequate
asgstance rhicil veuld have enabled me to record such valuable
source materials. Would it be appropriate for me to request a
. small supplenent for additional assistance in this work?
I hype I have Given you name notion of what I am doing and the
(Ida-faction the r0ect is takLmg. I hope also that neither you
nor the
111 will 'fiad the Alterations disa
pointing.They
have bq10
a ma.e only becauge of the pressure of circumstances. It
is r4. cam feeling that the alteratiens constitute bath gains and
losses, with the gains being the greeter.
It would be aturd for ao to try to express adequately my gratitude
to the for raking thie work possible. Apart from the
interim w -en in being collected, and I hope a fair amount of -
it will be publiehableI the experience simply of being in an
under-developed region and doing the field work is tremenduons.
There is no question but t!tAt my research and teaching in the
future will be markedly affected by the work I am doing here.
r)' profound thanks to theilliftend to you personally. I shall
be writing again I ter. .
e 3
Sincerely yours,
hi,* .47-yjive ihe f -* / rt. o 1-/ i� � 4 )10..er I
14411.(11 barra-4. Irv.) v-it;ckt v17 e" 4e'
%.4^������ e�.4.
0
3orte!lber 1 1959
Cl
In cortr5.-rti-, (.2:7 the vp.ri'Ar3 tUel)hone corail-Tozitions
hsyc,
ttA 1).=.77 nT).)-ovad your pi-, the,
F 0..
7G 0rC. 7i;;Jr 1.,ie gran t..o you
(),:" 11:vic:7,n,Ls is enc1oe0
0,1jf*::nit ,A1-t dlie: on. ,.2rch
.anA iy-.Li' ezu.e ha:wr to iGfurn
th;;.t a .:.1.es to 1,1,42. use of the:re funds
or viideb out of the
-0 1: contain ti .o11oinz:
;:or," t I
"- a gr4n4 the
Th!. 70=71rd of. Is.!!!tx)ns, !4.41111111111an.ti tle soicAlfiO
!'�
....! f.*-e:r11- 4.:.,-, tiir,. , , :)oin_,,:,in.ln,you ,,,I1. in ,this endenvor.
.1�, ,;,:,_!, ,_:.7,t, tit. u ;?.:,7 :, 6t.,Ili-0 tA,I. -:: if, WI ..-10.V.1 to ixot.u.e.
, 1-Xtertay,
TI-elsarer
-�
clat f1:17 cri
�c�F
41.-jf,"'
3.;
C''.%`,)
r
- I
; � :;.;"
-2 r.tt
�!11,i
I cm enclosin,, riv7irencsal for a study of eoue of the conseovences of econonic
chz..ne in ' precis covers, I hope adequate17, the
points of infwmation :Jnc.t.utet,- n your "Instructions for Oubrassion of a Procloma."
lt includes also a few other items uhich 1 thou:;lit misht be of interest.
A letter I received '27'02., earlier indicated that it vas rather
treilikely thz.t a:0.32lic,ntiens for won -0 coacidored at this time since funds
aYe alraady lcxrely ocl.nittell. She did not state, however, that such applications
would be completely ruled out of coneidcration. For this reason, and because failed to ineuic 171-at bue,cct limit:..tions exist, I have decor:114d three alternative
tiv.e-tables aid tuo alternative bets.
If my pro-mnal app,!aro olxcure or incotilpleto in any respect, I should greatly
apprsciate the 05;portunjty to clarify or elaborate such points as ycu may single
out.
Sincerely yours
C 111'N
41
SCC LL CILOVG:i; nr
Objectives
The project propesed here hap two related objective. One is to secure a
description chee in ceetain aepects of the economic and the family
systems of The second Ohjective is to discover how changes in
roles with n the femily come about and the extent to which they are associated
with alterations in the econonic life of the people. In other words: that is
the relationehin t.eeneen chaeees in eccnoeIe roles. on the one hand, and on the
other hand, &a-zees in yeople's enpectatione concerning family roles aed their
behavioral conformity or non-con4:ormity. witi those expectations?
The emphasis on role as an analytical concept in the present proposal is
derived fraft:ite beeng : major element In the social systems of human society.
Modification of these syoteme is the process usually conceived as social change.
Immediate pans for materials gathered are to use them as the basis for
a monograph on the relation betreen economic change and family structure as well
as fer articles in profeasional journals. I hope thereafter to undertake
on social chenge which would incorrorate not only the descriptive data on
but whIon would, more isportaetly nerhape, utilise my theoretical results cerneng
role as a frame of reference.
Meyend those ineediate projects, I Intend to continue my teething and roeeerch
in the field of CIMAZ-re eith the he of etimnlating ethers to make it a major
area or sleadye The tltioate objeatieo, of conrse, is increased nnderstanding:and
prodietice of the social connequencee which may be expected when man's relationship
with his environment is altered. I should likn Aisat, more specifically, that
r within another eix or seven erers a return to might be possible in order
to follow the kinde of developmente encomonsse e present study.
Method
exhibits characteristics making it ideal- for an analysis
fcharge. Keent erLaid e.onec innovations have occurred in a
c. with the advent Of: In several other coateunities,
7...involved economic t enexormatlonz over a louger peeled el time.
irimplications of these economic forees, I propose to compare a
community with each other veld both of these with a third con
fin the traditional aerarlan way e: life that predominates
of social
realties
has
scover the
and a mining
anchored
Interviews and questionnaires will be directed at a sample of apmroximately
$0 of the recidents of a representative agricultural community to discover how
they define the rights and dutlec of such femily statusee* as father, son, wife,
etc. (The samples will include the youth end elders as well an the parental
generation within the family.) A small nember of interviews will extend beyond
scheduled queetione in order to achieve greater depth and to aid in, interpreting
the qaantitative date.
*A given status may, of eorrse. comprive several roles. The status "father",
for exrImple, may inctude ouch eeeponent roles as disciplinaeinn. teacher, companion,
etc,, with rcl:Ation to the state:I-Occupant's children.
0
Xn einilor Teehion, data on role -expectations will be Bemire
fresidents in each of two communities which have been transformed int
centers to permit comparisonc among three communities unlike
f econom-c etruettre.
Several weeks after the initial Interview concerning role-expectations, each
reopondent will be *interviewed again to ascertain his role-behavior with respect
to hie family statence.� Thee, corperisonc can be made to reveal ehich statuses
and roles are nos; narked by behavioral deviations and-whether the deviations are
more peevalent in tee econonically ehmnging ccmmunities.
Cenedeles will he employed during the interviews in order that results will
be sefnicientlynnilorn and accurate to lend themselves to statistical analysis.
Ouestiere will pornit a ran ec of aesuere from extremely positive to extremely
negative aoiihat degreeo of commitment and conformity to rcle-expectations can - (1
to auccetainipd. IL ehould be poezible to supplement the interviews with
gnestionneigOs aneinistered to larger Lame:tea of residents during meetings of
community organisations ani - in the case of younger respondents - during school
hours.
IiIte9t1mtl,les
1. Eal2e deviations in behavior from role-e2;pectations** will occur in an
economicelly stable community .as well as in economically changing comTeonities.
2. .nehavioral neviatione will be more prevalent In an economically changing
cove:unity than in az cceacmically stable ceo with respect. to those role-expectations
which are characteristic of both kinds of communities.
3. A siqificent difference will exist between role-extectations in an
economic:A.1y stable conumnity and expectations concerning the same roles in
corneeitics -natch haee undergone either earny or recent economic transforuutions.
4. Compaled with an economically stable community, there will be more
difference in the role -expectations in a commnnity which has been -undergoing
econovic change for a long reriod than in one where economic change has been
relatively recent.
5. Paximom ccesennus concerning role-expectations will be found within an
economieelly stenlo co:enmity, lees coneonsus within a community characterised
by recelt ecoroeic changes, and minieum coneensus within a community where
eetnooic change has been of relatively long duration.
6. Stithint a givrn stntes there is at least one role which is especially
sinnificant to the strecture of that status end ebich might therefore be called
a npivotal " role. Its significance may be partially expressed in the hypothesis
that at ration of a pivotal role will more frequertly involve changes in other
rcleo eneompsilsed "h7 thc.o.,mc status than when the initial alteration occurs in
a role which is not pivotal.
4: *X am indebted to my colleague, for s his
14hich ho used succensfui . ur nG s field work in th
**In all the nypotbeses, eeference to roles and statuues pertain to those'
within the family.
-2-
C.
7. Alteration of a pivotel roAe in eue status will more fre4nentIY.406108:
chanrece in roles encompassed by related etatma tban when the initial alteration
occnre in a role which is not pivotal.
84en5arce of the Preeect
One eireumetanco aontributing to the significance of the
c In the fact that very little is knove about recent c.,-, s
inereasiee economic rr icl iereceance in the
theoretical eJoiet of view, the 17-eeject'n eignificeeee lies in its departure from
traditional studies of pocel change. Uhereas mech 'work in this field has invo/ved
doecrirtions - often imereecionietic - ce:* broad trentls in socictiee as a whole, the
intention here is to employ a more restricted and more rigorow approach to the
eubject.
It me bo added that the concept of role, though boding great promise
for the eL i of sociel chan,ee, has peeviously been Mae ueed for this eurpose.
hiths o nnseeplored facete of the vroblem can be opened en is Indicated by
the h7votheses posed above. Additional facets which are not covered by these
hypotheses and which cannot now be anticimated will inevitably be suggested as
the woe% nroceede. Yreeh leads for analynia will, it is homed, be discovered
and new theoretic,/ oueetions raised. For ezemplc. should live:ether:es ,P6 and P7
be verified. .eivotal eole would "Trove to be a highly useful and perhaps a key
concept for furthee studies in social change.
In Ebert, role ehould prove to be vee exceedingly ueeful concent in pin-pointirg
what teennens to the individeel and the e.,roue to which he beloege when one aspect--
in this caee, the econemIce-of his life is altereeL. Uhile nct eteeled in my krootheees,
1 suer,ect that in the ease ce 1ociety, the pivotel rola e' both rettlee1111111,
father is the role r14 ' 11:..P4t,40, . . veiceeely, vi:(;! rnta :40 feeeele bead of the family
hae live.: close to ths soil aud has acted as supeeintcndent and leeder of the family's
joint agriceltural efforte. liben this fee:lily head becomes deeeendocat upon teees, is
hileself onliordinated to the directions of others, and becomes occupationally isolated
from sponse and children, many elements are neceeverily altered: his conception of
himnelf, their conceptions .4r2 hieeand the various role relationships which identify
them all with the family unit,
Time Reenired.for_t'im Project
�posed here
ean area of
Yrom a
, especie/ly dnrieg its initial stages
4;- and is present. 1 do not see how the
mateilale for this project can be gathere in less than twelve monthe.. 90 permit
SOMS preliminary analysis In order that reps in the data 11.:: be discovered and filled
by brief returns to the field. an eighteen-month period would be preferable. One
factor IG, of course, the gnalit. and amount of assistance (referred to below)
which car be secured from the
43
linriouo,ctrdies have, of COMBO, been done iu area, nany of them reported
Cln the geeeterl-,
, the area e..
Of
Af ex stlnie uoc.a. pattcrwil and pro ems reeber than vith social chaneo.
rk is excuedin
time -c
.eese :or n eve been coneeene
-3-
e books en
7
reeds Reeeired
The feeds needed for the rrojeet edll depend upon the amount of time sient
in the field. Sebbatioal leave arreesements are sufficiently flexible to permit
one of tee Ficus: I nv leave in baguet; 1959, and be away for the year at half
nalary or 1 'ItC.:7 /cave in Feta-nary, 1960, and be away for six months at full salary.
Originally% I had hoped to follow the former plan, but if financial assistance
cannot be ezeured mei? 1960, I could not leave until February. In this case,
would hope to be able to extend my etay through the academic year 1960-1961 on a
leave of abnence without ealarye A third alteeitative would be, if necessary, to
limit my leaee of abeenee without ealary to the fall semester only, leaving in
'Fehr-eery, 1960, and reeenfng in Jeelvery, 1961. audeet-eiee, the first arid third
alternativee would require the came amount of financial aid; the secoel alternative
would cost aunt 75f1, Imre, but would increace encrmously the score of the study.
In round fire, the teelve-month 'claws would reanire a grant of 46,000, the
eighteen-month plea, a grant of -*11,000.
Twelve-Tenth Budget
Transportation $ $00.00
e
Th2n fieevre ieeledes my aal round-trip fare to d
an eutimate of th cos of moving about
Sabsistence: fends 5n lieu of celery. $4,500.00
oalary peet io.r V11 be $9.000 if the newlypmoposed scale is .
esteblialed, $8,400 if It is not. nether :rondo in liett of salary
are distributed. over 'a:cave month:: or concentrated in the fall
semeatee, the firewould be identical. :
Tape recerder $ 300.00
This is to be used to record unstructured interviews, i.e., these which
are not -..estriate.f;. 14.7 "yes" mid "non swere and which permit the
respondent to tell:: freely with e.minimem of direction. It also permits
� the interview:tee of neveral pereeen eimultaneously and documents the
interaction between the reepoudente.
Assistants $ 700.00
This ie prieari17 for the kind of assistence in the field described
belourvaliter "Anejeeece and Facilities". but it is also for assistance
in codieg materiels to be tranoferrod to nu cards.
Total
lfteettteon-ronth Be#eet
Transportatioe
includes the (glee figureg11110for fare to and fromillillirend
for local treespoetation.
$6,000.00
Snbsistence: funds in lieu. of salary.
'LIN recorder
Aceintante
Total
$ 650.00
$9,000.00
$ 300.00
$1,000.00
tao, 9,51.00
I hay� the .,.ssurance o
bat off
library fool_Atien, etc., will 1;0 me ant that the will
, co-creerato in every way or'sil thropologict and recently
'i- has ai.eowrlien re tha " Tvld welcome thic
Ikass ,�, n an .,....,, your project.a Orfortonatel reference .to
t7"supro7t" does not include financial help since the unds are restricted
Coto its own
s . 1 shall, of course, seez the advice of th anthropologists and
sociologists in se-Jesting repvcsentative communi ies o_ t e three tl � in
AP, T earlier. It is also ry horn to secure student assistance from th
t: eare17 ihcility with the ratIv.,r difficult
to aseo2.evate eetnblichin3 ..earport with omannit residonta, to ai in my acquxrang
nd to illuminate asrecta
' of th:1 econorie ond family life which mAcht be discovered too late for ma.7irmm
utility.
Frofenicral Reno2d anti :PrevArwa Work
Publication:
411111111111.1i111111111111�11111===ftp,
4- SAacc the lio% As to lo done 1, collection of primary data cannot
be ctnyted until I �arrive in the fiat. I.:eanwhilc,.I have been acquainting myself
with the arca trouth tbe cuntomary Teresal of and not
In ad6jtion to the v on -,-e , isayes o
(..74-(published by t;ir
? to my project have ocon n _avo *ee unpu -Is
47 bead 0n field worlc i
rortinent
issertations
PreL;renn of ;:n indirect find ho 1;eon rade An the direction of pre-test/no
cortlin Tlestion.,7. :::or the 1.-ery:ww scheOule. This 17tri been dono in connection
Cwith zly inventiti locall h:'ti-rnlin of older fnaiily.members, a project
currit6.bY ;,- talc data la hand have been
oec..urr:k tla'olih fonr lieu co c7,..-s:s mrP.f:_..ece w1iIII bww been coded and the results
of which are now lx!ing proce3sad on Iiiii cards. A wAe.jor objectiveof thin project
-5..
�
Is to throw light
-F the broader otul-
C:- al; a
largelr mo VD 137 my conviction that
which can provide valuable eopoeto data
a -
or a analysis of
in anticiration of
that my participation
1958 was
several fields
social change.
Actnally, my-professional interest in social change dates back about six years,
and for throe :mars I have bcon teaching both a graduate and advato
ho subject. Knowing of ty illterost in the fie1i3
.�� s i'ortake a volume on
The study uhich resulte
Is therexore concerned vith modal change
zalsofar ao that arca could 'co incorpomted without (5-Jscuring the boo 4.1s vajor
objective 8pace coinpleting that work, I nava � to feel that, for tbe purposes/
of illuTanatipg the problem of social 1o71de a less
promising. bodfrof data tht.n does a smaller social cystom such as the family.
Other Sfyorces of/Ts:I:stance
6
(1
on general aspects e role and role change
to b done in
have written to th
Its director has etpl.essed an interest in .,
applications 1959-1960 had rassed befoi:e
4154 some assistance will be forthcoming from our
its funds are (=trendy 1hited horever, and mu gv servo a ,Aoulty O. over
-.P.grants altra3m verymodest. As a-result, cannot hope for mom than $500
fro! this source.
April 25, 1961
14 Memorandum to:10
e_ Suble0
C 6 Enclosed is a summary report of tharailliblalliMPft
).....
Further products will be forthcoming, but
'f. possibly you wo1dTike this description to become a part of your file on
the task.
roject
You will note that, �IS informally agreed, approval has been
given for the use of unexpended funds for cortinuation of the work. A
final accounting will be rendered on completion.
c_
nclosure
April 25, 1961
C.-.
D41111111r 0 Dr.
o
D.411116*
13
Thank you very much fts..r roar lattax of March 29 and your report
"Armoury. it seam to me that you km: bn ount productive and, of in,
we are grotiftod to have been a port of your wok.
A disc=ion or your expondituros with Try Finance Conselittmee has
resultad in c,vruval far the ure of the left ovee funa in continuation of your
work. We will rtf; ire a t4nainol accountinea of the funds mad and adnwl-
of the support for any additional work corAplekel.
Again, we are pleased with the progress and hop* you will kawip us
informed as the work goes along.
Sincerely yours,
March 29th, 1961.
Incloned is a copy of ny report covering the two years Narch, 19,9
Marche 1M, for which th grent una gieren. I an sending you several
more copies under separate cover.
In view of the meltiple cources,of financial eupport for eur work, /
have inoluded in the revert all of the etudies relate:1 to the adjurtemet and
azalea:Le-teen be eeeesranto carried cut by our Departeent of Psychology. The
emareee of finance are indicated eeparatelee for eadeprejoet. e
The Univervity ieceI1t.. halt net yet. been able to complete the figures
en the eeecep4iture of gem* grant. My aetivate nf the current balance
is $25001.Lut this wield be )0 any from the true figere. Thoreaeon for' this
read** is partly that the unexpeetedly provided
certain required services:(especially research grants and typing ead computine
'aervices) and partly to the relative unavailability in this isolated oommunity of
the psychologists who etre required to de the research work and to replace 4
teaching services.
�
Perusal of the deeeriptions,of the otudies in the revert will taw MIA �
several of then are ctill in procees of analytic end preparation for eablicatiene
There is enough materiel to :occupy ry tine during the next year, end Whspe or tee
next twe, ia writing thvm up foiepublicetioa. I therefore request your BORM4 of
Directorc to allow me to retain 'Me balance of the fonds to west further costa of
(a) teaching replacement for as, if this should be tensible, (b) computationel and
typing costs and (e) other publication oasts.
.4. o1at. aeint1n r funde to date will be provided by the Aoconntant
of th as soon as it can be compiled*
El neerel�v
a,
(Written by reject co-ordinator of investigations
ezed
....... �
INMODUCTION.
Studies on the adjustment of immigrants have formed a notable
part in the sociological literature of the first half of the 20th Century.
Readily there comes to mind such studies as The Polish Peasant by Thomas and
Znaniecki The Ghetto by Louis Wirth, Immigration and Assimilation by 11.0.1)unc.in
or Americans in the Making by W. C. Smith.
The sources of the material esed in these studies have been
historical documents, personal documents and testimony, demographic records
and ecological material (crime and suicide rates, for example).
These data heve traditionally been treated as. group phenomena
sometimes illustrated by life history reports, and the investigations have
seldom used any of the more exact techniques that have been developed in recent
years by the behavioural sciences. The published reports sometimes -come close
to being journalistic descriptions rather than scientific statements; doubt
often exists regarding the representatives of the samples used, the objectivity
of the data gathered reed the soundness of the interpretations that are made.
A review of the literature would suggest that little attempt has been made to �
consider the degree to which generalizations can be made either between different
ethnic groups or between immigrants intc different countries.
In 1952 a series of etudies into the adjustment and assimilstion,
of immigrants in was inen rated ,t thle11111101111.
ith an investigation by nto changes in the attitudes of
rents in their first -eer after arrival. In this and in subsequent
igrants, a social psycholocicel
studies
approach was adopted, and the data were collected by both questionnaire and
intervied schedule. Correlation coefficients, factor analysis, cumulative
sealing and other statistical teChniques have been used to study the relation-
ships between the various measures of ed:ustment and assimilation and other
baakeroued veriablee such as sex, age, economic eireu stance�, home beckgreund,
marital status, length and place of rasidence,in A unique feet-ere
of some of the studies has been the use of a ' Control group in order
to eeaene the meening of some of the measures obteined. �
fn order to enable comparative studies to be carried out on
nceiel esaimilatien, ettompte h'ere been nedo to develop a standard coneepteel
eeheme which le eeplicable fully or in pert to all. relow,.et situations. Thus
411111 (J957) presented a 1A:ntetive model for this onToar: analyzing feeters such
as the imeJer-nte$ nttiLudo towende the now country, the eecommodetion of hle
. A
-2�
behaviour, his acquisition of the new cultura, his identifieations and
reference groups, the adaptation of his social norms and values and the
attitudes towards the assimilation of immj.grants held by immigrants and by
14111111.1110
This multi�aspeet model has
je ceps used in most of the investigations at t
C.
contributed to some of the con,
and especially to those by n the
assimilation of traines into on the
assimilation mmigran s. A completely revised version is blew,
Used in the plannang of the current study of the assimilation of immigrants'
Children bsce below)
The studies billiahave concentrated on three aspeclis
of the adjustment and assimilation process: satisfaction, identification and
acculturation. He has devised standard methods of measuring these which have
been used in similar form in several of the studies.
It in hoped that these attempts to develop a generalizable
conceptual scheme and standard research tools will enable fOrther comparative
studies to be carried out, and will ultimately PUrther the desirable extension
of the insights gathcred in the field of social assimilation to the general
body of behavioural science theory.
FINANCE AND STAFF.
The finance for the studies came from three sources: the
hich has provided research grant salaries to
students, typing and computational assistance and eneral maintenance expenses.
The
gave a most generous grant tc the University to provide half�time replacement
for
assis an s, and to subsidize travel, publication costs and general running
expenses.
teaching services for two years, to pay the salary of research
eTh provided a
grant to cover interviewing expenses in the large scale investigation by
of immigrants ii1.
Staff and unpaid research students engaged on the various pro�
jects 14.Prch 1959 � February 1961 were as follow:�
Staff:
61C
143 thL: ft.).1 IsAting in or undergraduat- StIldentat..
6,
-
tZi)
-3-
INTERaATE AND ITITERNiaIONAL CO-CRDINATION.
Cf In 19611111111Impado a short.trip tollipand.the �
fallillairo investigate work on the assimilation Of imtigrants and studios
.5, of emigrants.. This trip which was financed bidallapproved to be a *
_valuable source of information on current work. The observations are
summarized in the report of April 1960.
C.... In August 196.0..
411111111111M and liptook part in a
conference on th6 adjustment of immigrants-which waL: called at tbollillrialp
if.. fe -This trip was subsidized by
the Tho proceedings, including Dr. J paper and Drilwilm
two papers, are being edited by Dr. and published .in duplicated
form by th
SUY&Y-RY OF RESEARCH PROJECTS CORIED OUT. .
The principal research worker and the sources of financial
support are indicated.
1. Imatarant values questionnaire.
474: C_ (Principal research worker assisted 141111.1111.1
/ /J5 Supported conpletoly by.
. In order to study the relationships between the assimilation
4 of irmigrants and the convergence of their opinions and values toalliall.
norms, it is necessary to have a list of such norms. A pool of-items was
4:* drawn up on which it was thought tha and immigrants would have
Olfforent opinions, and after validation and cross-validation were carried out
c on441111110immigrants of varying origin and educational standard, a scale of
20 items was devised. This scale was subsequently shown to relate to other
17 measures of the degree of acculturation oft4111111.41111116immicrants.
Thus, a useable instrument has been devised for measuring convergence of norms.
In addition to its usefUlness as a measure of clsitilation the
value questionnaire also serves to high-light some representative
fvalues with which immiprants must cote to grips in the course of assimilation.
c,5
Compared withilliatimmigrants411111111Pappear to value confordity
rather than telf-expression, superficial rather than intimate social contact,
they are socio-cgalitarians, but are less tender-minded concerning human
relations, and they are less pessimistic about the future of the World than
the immigrants. '
Publication: It is planned to write a journal article on
the cnstruction cf the value sealo.
f2. The role of rolU,Ious institutions in tha adiuptment callialkinntrrants.
e C-
(Prinnipr a a rcorch worker: thos4ssuportrivor: 1
)..n, .nupprirtcd eGLh p:tely I: 11111
...., 1110
.
The aim ia to study the 0'V:et of religious affiliation or, -
C non-uffillation, on laic adjustmnt %ad assimilation ofallammicrants�
Irriables inc:Ind thc (it:grce of g,.meral and spec:Inc satisfaction of nmds,
rwcultnration, ;c.1,4 p.rtleipation, natural::.ation and idcntificatiou with
1111111111111p� Covona hypothoes arc Nang testea on the effect, en assimnaticn ,
c
of factors in the various religious institutions Such aS'their7dehetio
and their ethnic identification. The Questionnaires were sent out rby'me t-
end 654 useable replies were received, which represented 54 per cent nf
possible eligible reepondents.
A Factor Analysis was carried out end after rotation three
factors emerge0. The first has been celled Satisfaction; the second is
Language, but e, may be regarded as an acculturation factor. It includes
facility withellipn arrival and at the present time, years of education,
and the difficulty of making the neceSsery adjustment. The third factor is
that of Identification which includes naturalization, nationality of friends,
membership in voluntary organizations and,. the assessment of one's own identifica-
tion. When groups were compered on these scales, it was found that the
AE. group was lowest on all three. Also low on. Satisfaction were the,
fe Wiriarike Highest en this scale were the and
4F. In Congregations together with the came
out highest. On the Identification scale the voup came out
lew, while the ngregations together
outdt rllIllbhest. in
ame highest.
analysis is proceeding and the results are being incorporated
C. in Yr. hesis. Publication will be considered after the thesis has
been presented.
C.1-. 3. rep assimilation oillaillipimmierants.
15 (Principal research fo and, no
and part support from
Major financiar:r.S SUpgnS -
The aim of the study was to investigate factors related tel-the
C.. assimilation of post-:war immigrants. A sample of 1141111116.mmigrants ..
(mothers and fathers) were given an extensive interview in their hones.
SOM yrelirni,17ry results: Factors such as mixed merriages, or level of .
education, which have Leon conventionally aecepted as enhancing aesimilation
were not significantly related to it. ether faaeore such as the feeling of
culture superiority, often exhibited by immigrants coming fromillipproved
to be highly significanny related to assimilation.
' An enquiry into the attitudes of parents to the assimilation
of their children proved most rewarding and interesting. A hi correlation
was found between the parents' own assimilation and their attitude towards the
assimiletion of their children. There were no parents who possessed both
positive attitudes to their own assimilation and negative attitudes to their
children's ce:similation.
Regression in assimilation occurred in a relatively high propertien
� of the. iemigrents. In tHs respect two kypcs of immigrents may be discerned:
immigrents whn regress in their idontireetlee wit111111111111110but still Ilelin-
i-
,
�..c teen contecta with them, end obese who cease to identify and withdrew from the
Ptroup, severing .,11 cont,ctior.^, i...i.th it. In this 17ust clscup, re-
greeelon oceurc bee). O. li.m pflychtdoillell eed the ove:t behavioural levels.
fRevieg rejeined eh,: ethnic eroup illeee ieeigrents use the4111/1/11pkocuage
Pee. fru:lee:defy, heve fewer centeote with4111111111111 oed generally eppear
4:
less nnalmil�t:::d than before. .
"
.c 8, C In 195541111111111padc a study by mail questionnaire of the
,4- aseimilation of 1to1lctudls residing in
who had come to s refligees in the porio Fifty zeab.e
replies were received (58 per cent of the porulation) which covered 'various
aspects of acculturation, language knowledge, attiodes
1111111.1111and convergence of opinions Aoltaill1011111
/ 1F �bi
of more interestine findings: it was verified that
)cial participation wns,re1ated to a favourable attitude
tcwards assimilation, but that some command of ins a pre-requisite
17 this
for ts participation. Otherwise command re no relationship
7r-to attitude towards assimilatden. Married men were more favourable to
assimilation than were Unmarried.
T.1-. 1960 the questionnaire was nailed again to thdIIMIIIIMmpu
in ataffeelli F �
intellectuals still residing ifty-one replies were
received (80 per cent of the eligible subj-cts) of whom 34 had previously
replied in 1955 (85 per cent of those still esiding in
The administration of the questionnaire on two occasions
enabled changes to be studied and it was noted that the Increase in identifica-
tion with 'rine the five years interim period was narked, but there
was little increase in adjustment satisfaction or acculturation variables.
The variables on both occasions were intereorrolated and factor analyzed and
four factors wure found which showed a similar pattern of loadings on both
occasions. These were miAed Satifaction, Social :uld Occupational Adjustment,
Identification :aid Acculturation. There was also a mon: general factor which
wan called Integration.
A monograph has been written band1111111on this study
and it is now being submitted :or publication.
5. Assinilition of
(Principal reselrch worker -
C4' Ma of financial sunnort from
� 1F )6
4^
;
The study will be presented as a Ph.D. dissertation by
ithin the next twelve months.
4. ..__The assimilation o1nte1lectilt.,1s.
AIM
6 (Principal research worke e
Supported completely b
Tertly'supporte
Thih atudy v.a conducted in a scMi-self-contained industrial
ene:�Innity of :,.eprox.inrtely 25C0 inhaLitants en tho outskirts o This
wfil- eh %Jae newly fc,n.cd in 1954'
innir:r.ets and 20 p..r cent netaiillibimmigrants, 1.1315ra:or cent
4:en:A:its of :..peroxin.etely 45 pr:r
Interviews W,;To conducted with a rInclom sample of both husiyinds
-6-
47 households. These intcrvieys covered a wide range of the
JF45imik topics p ready referred to in connection with t tudy described
above, plus a great dealof background meterial on the -immigrant's pre and
post-migration experiences and attitudes. A preliminary analysis of the.
results suggests that there are three scales related to assimilation con,
f tamed in the data: satisfection in41111111 identification with
.011Walltand acculturation. These three scales, in turn, form a scale of
. assimilation in which satisfaction precedes identification, which precedes
acculturation. These scales hold for both males and females.
An analysis has been made of the factors related to degree of ,
assimilateon and the position of the immigrants on the three sub-scales.
Among the findiags were clear indications that the aseimiaation of males is
influenced by the perceived happiness of their wives. The elves are more
resistant to assimilation than are their husbands. The findings indicate
the paramount importance of satisfaction on the job for the men's assimilation
progress.
. The study has been written up in monograph form and has been
submitted. for publication.
fiA_AakaiXation.oillairrairtrants
C Princi)al research% rker ,IIIIIIIII(with the assistance of
and
,ajor flnanci iiii51t from Partly
supported by
This study represented a replication of th41111111Ietudy
(see above) in the same community, plus some other features.
--e. C � A sample of 40- male heads oi househilds were interviewed
7 � on a schedule that combined features of both A11111111 interview study, and
th nestioonaire study (2 above). The interviews wore divided at
1Frandom. Aween allillitinterviewer and again" Some of those inter-
Viewed had been respondents in the questionnaire study and others hae failed
to respond.
The purpoece of this study were:- .
to study the adjustment ciImmigrants in a known environment.
n reliability check on the questionnaire study.
to elaborate the informetion obtinod in the questionnaire study,
and to obtain informetion from noneresnondents.
to compere datA obtained b etional of the respondents
to those obtained by
to cross velide2 the 1uo5t1onna1re. (see nbovo).
to compare s fok'this group of euhjects with Lhese obtained
for th immigrants end other groups.
Ite.011121.
1. TheillOmmigrenta were a little lens seeieficd than. the
OWend conelderably lose identified and eeeelturated.
A scale en/dye's supported the, validity end. ueefUlneas of the
C sequences propnunded by,
2. Severz.,1 differences wo.:0 found between th( dlt, obtained
al between
5.7 Results (Cent).
the411111pand the ItterVieWera; !-Tbejtoms that seethed to
most susceptible to change were the items relattd to the subjects'
national identilication.
iFAn article embodying the findings in the replication of
study is almost comrated and it will soon be submitted for publication.
� It is also planned to write an article on the methodological implications
of the study.
7. The ed!.urtmcnt and assimilation of immigrant and second generation
adoleccents.
(Principal roacash workers and �thesis
supervise ;
r(Princi-al inn support ; partly supported by
le
1
(i) Conducted
assisted b and
There are practical difficul o rapp an as �ng children
to characterize their attitude towards the roles of their parents and
themselves as immigrants, and we have been seeking a disguised method
which would enable these aspects to be studied in an indirect but reason-
ably objective fash,ene and iu a way that would not single them out as
migrants from the other school children.
A fairly extensive trial was made on 137 children. aged 12-142
of the following types of test:-
(a) Sociometric test.
/F (b) Taat are �ye "
(e) Attitude to
1F (d) Questionnair
beha,:iour of a
and Immigrants questionnaire.
Lateness of the role
boy and of an immigrant
boy on a nember o complementary situations.
(e) Questiennaire oa attitude towards the role behaviour
in a number of situations of immigrant parents.
The pre-tests showed some interesting results. For example,
no intro-ethnic pl.eferenCes are observed in the sociometrie tests:
f f the more popula ohildrozi we those who mentioned111111111116
fin the "What are you?" test; were more in favour than
immigrant children that the latter should lose all "foreign" Identify,
although there wore no differences in tolerance of immigrant parents,
provided they cif.d not bestow their immigrant identity on the children.
15. In preparation for an intensive study to he conducted in 1961-162,
pre-tested some new instruments embodying the findings of the
above study. With the aid of these ins:xements a study will be made of
the degree of assimilation and the relevant desires and perceptions of -
secend generation adelescent boys.
8. Frames of reference towards the assimilation process.
(Princi al research worker Major financial su ram
partly supported km
CPI f
An important variable determining the course of the
aseimilatiormprocess is the overall conception of this process held by .
the immigrant groups and the host society. For example, do they favour
the social segregation of immigrants, foreign language newspapers and
broadcasts, compulsory naturalization after a certain number of years of
residence, ete?
1111111111.11111.
In a theoretical article ,distinguished
these frames of reference towards the assimilation process:IIIIIIIIIIIIr
C 4111111.411111.111111
Data relevant to these frames of
reference have been collected in almost all of the studies of immigrant
Ir- groups described above, and also fro control groups.
The data are being analyzed in terms of:. what are the typicalm.
frames of reference of the various ethnic groups, how do4111111/11,10and
immigrants perceive the frames of reference of the other groupsr and what
are the correlates of holding one particular frame of reference?
A most important finding was that the immigrants overestimate
fC. the degree to whic11411111111111hold al111111111frame of reference, and
fthe verestimate the immigrants pluralistic frame of reference.
It is planned to analyze the data further and to write a journal
article on these studies.
9. The attitudes of the host community towards immigrants and their
assimilation.
f (Principal reeearch workers ilgagalle arid assisted by
4:13 a Psychology III class. Major support
partly supported by
The course of the assimilation of any individual immigrant is
influeheenby the attitudes which he meets from the receiving comnunity.
In order to study this, an interview study was carried out by the members
of the Social .Peye:m.logy Cleee after prior training. The interviewees
were a representative sample of 200. The study covered such topics as:
their attitudes to immigration in general and to specific ethnic groups,
their social distance from members of those groups and. their attitudes
towards the assimilation Of immigrants. In addition, to provide a control
base-line for the data from immigrant groups, the subjects were interviewed
c peermi their satisfaction with liie and their identification with
� The analysis of these data is proceeding.
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gralWar.
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cri VIM
:
February 13, 1967
I Dear
There e few outstanding accountings for
the . but the accounting for your
gran s one o t em. I would certainl, appreciate anything
you could do about having it sent to me promptly.
Was your book ever published?
Sincerely,
C daddy ,0 ,ge7
avet.A.A. 111111111111111111111111
22 September 3.958
C_
111111,111110
I 1 Y".. OIZANDUJA1 .F011:
Ii.t3JECT c 111111111111111111111111111.1111111ft
I. The propozal ated 2C Jul under the signature o
a one which / actively
ThQurcd irom th pr:Incipa
y titted social psycholor-list %who has
prc!ticez ati iptcr::,,:ntinJ:; z:L1.-.:�.:11,-otr.mtiz....11,/ very us,:d1t1 paychological "model" for
Qtho study ot1JJ I 2,!c.7,rct that r.irospectas does not de.
SFr
putf_mtial irittive:Jt course, the. report t-3
scribe: the rnod.-:1 in SOill f.; Ct:::.il 1'4:C.:W.I.:ICI it if; this aspect which. in of. ..reatest
\voixId pre.,,evne ate� comparison for some of our nerican �
C ant: t: e eiUpoitit of IZWiL a project i
it-itrcrsta of the This is
ueUy thc inrortin.3 project we could support it
LW a
ce.n..:;ec tc pcczZia it :tan C.1 G WC.4.1141 have little apct.,.1
to tlIft distribzi.ted it, I hor.q....t you will add in
yc.it.v.r cover v iade in ear-a;-7r3.-04 ot-40 above. I x-coent1.1,-
E:niitiec.:`, chrliri-,nan of the depar-t?neat
spiailzling a s;atLIatical ye in
e'locorq;c;:i the
tbt, the oroposcr. buti,:,,c.t was csiderabl-,r larz;c:a.- than
anticipatet,le L21:ct:i :hat it cenId be cut considerallly without de-.
tne only slowirtz, it. Clown. I have the idea that the.
and st:,..r.p.o7.-t. for was thrown in to' try us out for
3. .I.:"-14-.re.f.:ire cicr about ::,710,700.00 to be distributed
two i.71:10 :Jr CI It I. y t.:!�1 tianle. and Lis
ei.ther au a grartt(wair, �WOUld be
cur vit2y) or a5 pvc:jo-ct (wh2.t:4 will rt-).ore tizne to Liell
diectorr buy thi2, pothaps the attached outline for a letter
t wilt 1,e. useittl
01111111.
1q??
4cr
47,k-441e)U Aid
77?
AiJ-
cf
August 20. 1958
rem� toe.
(1 From:
61.E Subject: Project Proposal 11111111111111111111111111111111110
Attached is a proposal that we have received and forwarded
to the Directors. We have received one unfavorable reply. However,
this is an excellent opportunity to spread into other countries.
.We wou3d appreciate your thoughts regarding this proposal.
Cit
ee.11.�04 7'.4;
ae-4-"4.0 1:4-(
�
e-LA-1
a /1-AZI.A-e- ei�4 eeetel te-o CZ AO-11
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AT 100/ OW MACAO
worm*
up
TOTALS
DATE
DATE IREVIEWED BY
CERTIFIED FOR PAYMENT OR CREDIT
DATE
SIGNATURE OF CERTIFYING OFFICER
FORA
7- Os
IXIX 1,1111
[Di /01.010
ACCTG-5 Sit4cE RECL
C. gyir
door
c.,1111111
23i S4
uke 3 �o. cry
6, 33 S. co /
�A.
WV. 2, Soo. coo :
11, 01 5, 0 0
OuTSTAmCat4S- :
AO 7, 136. 2 6"
113�. L 000. cso
4, 6-6c). 00/
Oil() lii. 2.3 (
eVo 75o. bo
11147.90/
Soo. oo
bLUMO
(When Filled In)
e�
ACCOUNT ING BY INDIVIDUAL
fi- FOR ADVANCE
NOIR: Polley Instructloses on R
SUBMITTED BY
HOLM Subproject # ve
DATE � VOUCHER NO. 2.12
PERIOD OF ACCOUNTING
FROM
.me 1963 I
ITO
211 1 1967
I. CASH ON HAND BEGINNING OF PERIOD
4100) ,50.
1. EXPENSES THIS PERIOD,
2. OUTSTANDING ADVANCES BEGINNING OF PERIOD
IRMar
DATE
DESCRIPTION
AMOUNT
3. RECEIPTS THIS PERIOD.
Zamie . Bee attached
$
RECEIPT
N._ R
DATE
DESCRIPTION
,
111111
Certification
4000.00 .
.
..,.7
TOTAL EXPENSES
$ 410 500.00
S. REFUNDED HEREWITH I 1CASN 1 'CHECK , 1 1
7. OUTSTANDING ADVANCES END OF PERIOD (Attach ilattng)
I. CASH ON HAND END OF PERIOD OR BALANCE DUE ADVANCEE
4. TOTAL TO ACCOUNT FOR
$ 16500.00
' � TOTAL ACCOUNTED FOR
$ 4I 500.00
I CERTIFY FUNDS ARE AVAILABLE
APPROVED
I certify that the expenditures listed hereon on,
on any attachments were Incurred for official put.
poses of a confidential nature, that payment o
credit therefor hos not been received, and tha0
this accounting Ie true and correct.
oftes.NEr. NO.
lel
CHARGE FAN ACCOUNT NO.
21254,390.1902
DATE
SIGNATURE OF APPROVING OFFICER
19
DATE
SIGNATURE OF AUTHORIZING OFFICER
CERTIFIEDT6WFflOR CREDIT
SIGNATURE OF PAYEE
DATE
SIGNATURE OF CERTIFYING OFFICER
SPACE BELOW FOR EXCLUSIVE USE OF OFFICE OF FINANCE '
DESCRIPTION.ALL OTHER AtCOUNTS 13.33
COST .FAN
SYMBOL
-.
67.70
OBJECT
CLASS
71.60
AMOUNT
-
DESCRIPTION -
ADVANCE ACCOUNTS 13.27
%
28.31
T/A 010.ACCOUNT
IINIP.SOC.1149.
:...s.
. BM
.
08.70
DUE
DATE
DEBIT
CREDIT
0
.
.
.
.
D
.
.
. .
. .
. .
_
.
.
�
.
.
.
� .
. .
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DATE
�
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......
PREPARED BY
DATE
REVIEWED BY
TOTALS
'OM one cosingr, Pit
SOP& teITIenS
GROUP nuraznavitionsmor
This is to certify that I have receiveds accounting
fran IICILTRA Subproject # which reflects (expenses of
*4,500.00. Tbe accounting is being retained in TM.
further certify that satisfactory services represented,
by the accounting have been received and that to the best of
wty knowledge and belief the funds expended were for the
purpose authorised by the project approval.
11111111111111111111111
Chiefs TS1)/BAB
� 114th March, 1966,_
IIIIIIIIIIPI
A.A.
Dear Sirs,
41-108
I am happy to intlrr that the book on
now s e e are now nego a ng vi the
a.ers in . and I hope that in the core of this year
1111111
it will appear.
I use this opportuni', t^ 4'hfv".0 �1-4 Board of Gnvernors
%gain for the sapp^T� leo -0,.. PO4.
�
13 The ?inane* Do-Artmont of thel"11/111111116111101
t u.ad an accounting report, wad the accoun an the
J are now drawing up the report Which I pe
to send tO you thin the next weeks, together with a typewritten
copy of the book.
I must apologise that the writing and editing took
more time than I had anticipated, but I hope you will take into
consideration the limited possibilities under Which we have to do
this kind of work.
Sincerely yours, '
Dictated by end signed in his absence.
Al
Since I have not heard from you, I presume that
my letter of February 13, 1967, did not reach you.
In this letter I mentioned that o c
ous to close out all of the
accounts. We till have no e TOR
yo accounting firm. I would appreciate a prompt
reply addressed to se at the above address.
�
I an also curious as to whether or not your
book was ever published.
Sincerely,
Var 24. 191/.
21�4111111111111111111*
I have to ePologLee for not assooriag yeti letter St
Febinary 13, but this happened homes we me still aegetiatiac -
about the publication of the book. matt I, hoped to be able to tell
----2------yetrthe gest ieve of-its bola( aeeepted.. This �le-ladeett--tba emit, 7:2-* " � -
aid I es happy to tem yes that the eastasets hats he
(g,f.
the Usk talll be
appear is the beiimalag
sostioaed with the ether @powers as a sows
th.t dedication.
I have also the Wats iaclude the report of the
Pla..ese Departesat.
nem smay to the Trestees .in ay thanks ter
their easfidenee.
Please romiller be
Ws lasgeese sive yes, ea noisiest, eke detailed iespieses
gat twoloasts
- � anizoi s� Jan 1965 $ 450040
reeesnitess
ealudee, seentszial nets
Taste= small item
� -- 3.503.0.
13,761.94 13.500.00
03�76$.94
dIP�7611.9.
�
t6i
*
This research project was carried out by the
wommulimamor
. with the assistance of the
1111.IIIIIIIIIIIIIIIIIIIIIIIIMhv It was supported
111101111111111111Wand
' partly by grants from the from
11111111111111111111111111111111111n3
. .
t ted States of Amharic*.
.. :
�
The book is gratefully dedicated to the genereus
11111111
donors who made possible the building of the0110
and to the
1111111 staff who gave so mach of themselves during the period
under review.
Published by
(11%1411Illin)
x ACCOUNTS% SY INDIVIDUAL
FM ADVANCE
MOTS: Fellow roodisomeloas en Revere.
SUSMITTED BY
110181tt Subproject # Tie
DATE - VOUCHER NO. 2-12
i
76 3,79.c. AA.4-r /4. c?
PERIOD OF ACCOUNTING
FROM
i aly 396o
TO
30 June 1962
I. CASA ON NAM, NIES1881ING OF PERIOD
1 31t�le
B. EXPENSES THIS PERIOD.
4. WM/011W MgVallICRE BEGINNING OF PERIOD
Infilit
DATE
DESCRIPTIMI
AMOUNT
S. RECEIPTS Toms NEROot
���������������
Itirani do See attache&
RECEIPT
WVMOIR
Iftil
DESCRIPTION
certification
111.23
TOTAL EXPENSES
$ 111.23
C. REFUNDED HEREWITH L CASH CHECK INONSI
.
7. OUTSTANDING ADVANCES END OF PERIOD (Attach !Acting)
S. CASH ON HAND END OF PERIOD OR BALANCE DUE ADVANCEE
. TOTAL TO ACCOUNT FOR
S 212.23
9. TOTAL ACCOUNTED FOR
1 111.23
I cfmreFr FUNDS ARE AVAILABLE
APPROVED
I certify that the expenditures listed h and
061.16.REF. NO.
AL
ellaIROX FAN ACCOUNT NO.
102,4390-�3902
DATE
SIGNATURE OF APPROVING 071f
c: 73y)
on any attachments ware J d for official our-
pones of a confidential netnrn� that payment or
redit therefor has not been received, and that
his accountini is true and correct.
DATE
RIMINOURE OF AUTHORIZING OFFICER
CERTIFIED FOR PAYMENT OR CREDIT
SIGNATURE OF PAYEE
DATE
ISIGNATURE OF CERTIFYING OFFICER
�
)41
1.111111111111111 eilSDPAI
SPACE BELOW FOR EXCLUSIVE USE OF OFFICE OF FINANCE
DESCRIPTION. ALL giSION ACCOUNTS 18.53
14.311
STATION
CODE
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mil.
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ie.
40.
41
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111
42.47
ONLIG.
REF. NO.
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g�. gg.
48-
44
PAY
PER.
.
1.10.
CODE
SO
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�
51.114
GENERAL
ACCT. NO.,:g:
55-66
COST - FAN
ACCOUNT SYMBOL
67-70
OBJECT
CLASS
71-80
AMOUNT
DESCAPPTION �
jaallikalCC04111111 15.27
26.411
t/A Ne.
�15.�5.1�.
'fl.fis
; ow
F.
VIN�
oDo
.5.
41.44
cc. me.
X CU. NC.
$0.70
DUE
DATE
DEBIT
CREDIT
enerviza
74-.e)
. .
� �
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.
.
- -
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4
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A 47
WM00
DATE
REVIEWED WY
TOTALS
dWr -87.1
4444 IBM eihmit..-Brirlisirtimm
4.01 64,40 eePremote
1.49/
This Is to certify that on several oceasions a tine/ account.
Ing for 4.111.23 has been requested fron MICULTRA Subproject #
This is attested to by the attacbad masorandas. It is apparent
no accounting is forthecaing, the unaccounted far balance of the
original grant of $15000 is being vritten off.
itrther certify that satisfactory services have been deriv-
ed tram this grantee for the puma, authorised by the project
December 19, 1966
Memorandum for TSD Finance
Subject: Grant to
The original grant to the above named
in the amount of $13,611.23 which was paid to the
However, the Fund received from its Sponsor the sum of
$15,000.00. This meant that the Fund was holding the
sum of $1,388.77. As the project progressed, an
..dditional grant in the amount of $1,500.00 was requested.
This meant that an additional $111.23 needed to be
added to the existing $1,388.77 to complete the grant.
This was done.
Since this was $15,000 from a apecial source that
was written off earlier, it left $111.23 to be accounted
for. Attached find the last two letters (copies) that
were sent in attempting to get an accounting for the
$1,500 grant.
In view of the fact that the Fund did not follow through
on helping get their report published or maybe the chiy
investigator has left, we have never received a reply.
I would suggest writing this sum o the book
&IA
4.1111-dift, pfloatcriv/
/Yi7
. Sear Drill..
Om August 2$, 1964, I: wrote you about the 'Necessity of
receiving a gimaucial accounting for the last grout of
#1,500,00 madevo you from the Fund. .
Xi as mesh as the� rued has suspended its granting
acttwities, our auditors require accountings of all outstanding
ts funds axe to be returned to the
Tour prompt Stteutiou to this matter would be appreciated.
Sincerely,
Although much time. has passed since you received
sour last grant Of #1,500.00, it is necessary for Treasurers
to delve into the past and complete their financial
records.
Is It possible for you to arrange to have en accounting
sent to us from. the Instituut on expenditures from your
grantst Thank you for your attention to this matter.
Sincerely
February. 14, '1962
yo.1 fa� year tatter of February S. It elorlRed e number of points
about whIrb 1 bcon cc ad.
am Plea:ad to inform you that, on the basis of your letter, the Board
of Otractzlo h.=cmvcxl � orplementary crant of $1,500. CO for your proleet.
We are clr-x:Ing ow honk to pay you th& Lqulvalsnt.
�
It isinging that wo will receive two typewritten " es of
the rct In I feel that the original
agreement wilL
that you fez.. s � goad one. We can best consider your
printIno and p.-;--i'ac,:lan eta later dote.
ettc...d of Dtreates loins as In wishing you meow In the iroptir.
des of yam ordoerreref�
.
Slnierely yews,
(When
In)
IMF". �����
re-
--, ACCOUNTING BY INDIVIDUAL
SUBMITTED BY
IMMA daliarojeat 41 7It
DATE � VOUCHER NO. 2.12
'N FOR ADVANCE
PERIOD OF ACCOUNTING
669592 MA Y 23 b 0
,NOTE: Polio. Instructions on R
a ��������,..............�
FRUM
1 01317 1961
TO
30 :rune 1962
' I. CASH ON HAND BEGINNING OF PERIOD
I---.131.1.011�.
6 EXPENSES THIS PERIOD:
2 OUTSTANDING ADVANCES BEGINNING OF PERIOD
TN&
DATE
DESCRIPTION
AMOUNT
A. RECEIPTS THIS PER 1002
jaamages
- dee attached
RECEIPT
NUMMI
DATE
DESCRIPTION
er..tatiatice
750.00
TOTAL EXPENSES
. 750.00
S. REFUNDED HEREWITH CASII
CHUGS MOREY �NOIR
7. OUTSTANDING ADVANCES ENO OF PERIOD
(Attach listing)
6. CASH ON HAND END OF PERIOD OR
BALANCE DUE ADVANCEE
� TOTAL TO ACCOUNT FOR
$ 750,
O. TOTAL ACCOUNTED
FOR
$ 00
I CERTIFY FUNDS ARE AVAILABLE
APPROVED
I certify
that the expenditurits listed hereon on
001.16.W. NO.
CHARGE FAN AtCOUNT NO.
91125�4150�39012
DATE
SIGNATURE OF APPROVING OFFICER
Mar Offingilli OW
on any
poses
credit
this accounting
attachments were incurred for official pur-
of a confidential nature. that payment or
therefor has not bee, received, and that
is true end correct.
A E
SIGNATURE OF AUTHORIZING OFFICER
CERTIFIED FOR PAYMENT JR CREDIT
SIGNATURE
OF PAYEE
DATE
SIGNATURE OF CERTIFYING OFFICER
.���'. t �
SPACE BELOW FOR EXCLUSIVE USE OF OFFICE OF FINANCE
DESCRIPTION-ALL OTHER ACCOUNTS 13-33
S4-39
STATION
CODE
age"IPT�
XS*
AltOJACT
NO.
40-
41
E
X c
PO
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N
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42.47
ORLI�.
REF. NO.
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ACCT. 2110.
IMP. NO.
46.
41/
PAY
PER.
LIO.
CODE
501
CA
0'
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YR.
111-94
GENERAL
LEDGER
ACCT. NO.,:.
65.66
COST - FAN
ACCOUNT SYMBOL
67.70
OBJECT
CLASS
�
71.90
AMOUNT
-DESCRIPTION
26.33
II/A NO.
�
WIVANCE ACCOUNTS 13-27
snio.noc.No.
:01.811
. �I11.
.o.
01.$$
CK. NO.
x 0F. NO.
$11.70
DUE
DATE
DEBIT
CREDIT
A � � � � �
4444
7�41,.
I 0
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.7
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.i 2;4eA ittil.i :}d
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PREPSPIEJ
DATE
REVIEWED BY
TOTALS
.,
., 4 .;�,,,
Rg. ilA
,
FOON aSae op,
119171443
�
This is to certify that I have received an accounting fres
IBM= lithproject # VI *Joh reflects owns. of 'MOAN
Idas accounting is being retained in vhsre itsay be reviewed
by the certifying officer awn request.
I further certify that satisfactory services represented
try the accounting have bees received and that to the but at wy
imailaidge and belief the roods expended %ere for tbe purpose
authorisett by the project systroval.
flemobvi
111.11111111W..
Desr
garding the grant of 'S1,550 to me by th,
This is in response to your letter of Ot 4 1 �
f time released h und as c
so tha
The money was to me diractiv
cou cooperate on a joint risearth e
etails o
!Lout by
then If
i � any additional infoiiit About the terms of the grant,
I can refer you t..If I may be of any further assistance to you on this matter,
please do not hesitate to contact me.
Sincerely yours,
ACCOUNTING BY INDIVIDUAL
FOR ADVANCE
WITS: Follow Inetructione es R
SUBMITTED BY
)102ERA Subettee3eat_It7k
...............
DATE . VOUCHER NO. 2.12
PERIOD OF ACCOUNTING
FROM
3. jau 3,9 4,
17 28 October 1965
I. CASH ON NANO OEOINNINO OF FIRM
103)07.90
5. EXPENSES THIS PERIOD.
I. OUTSTANDING ADVANCES BEGINNING OF Pr.11100
�
IRIAN
DATE
9FSCRIPTION
AMOUNT
3. RECEIPTS THIS PERIODs
Ihcpsnees . Bee attached
HUNGERDATE
DESCRIPTION
cartitioatitat
350.00
1613. Akracefit
rands refunded
alWrrdlit$
....1TORdtAiln_
�
Project 04
$ 7. T�90
TOTAL EXPENSES
6. REFUNDED HEREWITH I
CASH CHECK CCCCC ORDER
7. OUTSTANDING ADVANCES END OF PERIOD (Attach listing)
S. CASH ON HAND :ND OF PERIOD OR BALANCE DUE ADVANCEE
$ 121114,90
� TOTAL TO ACCOUNT FOR
loiley.go
9. TOTAL ACCOUNTED FOR
I CERTIFY FUNDS ARE AVAILABLE
APPROVED
I certify that the expenditures listed hereon and
oeLlo.ocr. no.
CHANGE FAN ACCOUNT NO.
=1-3902 'MAO
*Ina!
DATE
SIGNATURE OF APPROVING OFFICER
8111011ff COMM 0211,
on any attachments were incurred for official our-
poses of a confidential nature, that paystr6nt or
credit therefor has not been received. and that
this accounting is true and correct.
DATE
SIGNATURE OF AUTHORIZING OFFICER
CERTIFIED FOR PAYMENT OR CREDIT
SIGNATURE OF PAYEE
DATE
SIGNATURE OF CERTIFYING OFF:CER
lelimmir 121110/11P3 ,
SPACE BELOW FOR EXCLUSIVE USE OF OFFICE OF FINANCE
DESCRIPTION-ALL OTHER ACCOUNTS IS.33
34.36
40.
42.47
48.
411/
PAY
PER
SO
CA
OR
-
61.114
GENERAL
55.66
COST - FAN
ACCOUNT SYMBOL
67.70
OBJECT
CLASS
71.80
AMOUNT
. DESCRIPTION -
ADVANCE ACCOUNTS I3.27
(
28.SS
T/A NO.
sem. Dec.fle.
: �...
STATION141
CODEREF.
MIC.1"I'
NO.
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CR. NO.
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69.70
DUE
DATE
' DEBIT
CREDIT
-6 .
�Ca.,' ., ./.� A .....p.141 4 Si :
� : : :64,5"72.....,,,f..1
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7
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DATE
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.
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DATE
REVIEWED BY
TOTALS
,;;* '7'1.4, . I
7.61 112SIITIINI
'!"..
MI..11���=m1.�10.�
ern.
al��
As of Dec'. 31, 1965
n-�4. A
1
Paid this
- January 21, 1966.
Grant Reserve
12-31.765
750.00 � 0
71717,1,1nnf-iorio.7 Grt net.urns or Adjusta..ents
Gra.nt53 0,000.00 reserve was cancelled
1111111Gra=
Raturaed 797.90'
1
4 caeau e111011111111-1111
"
Salary
Travel
?re-cation Sc"aedula
Quarter Er.anz 12-31-65
1:o :--11=ries
Z:o Zrav:.11 or pro=etio=
ibis is to certify that I have received ea aoceneting eras =Mit
Sdbirojeat fib vbich reflects ectimases at $350.00. The actecoating is
being retained la 211) *ore it mag be reviewedb tbe certifying officer
vas request.
the remaining Wanes of *IS fr .90 hes been Mande& SU refund.
Ms bees recorded at 10111111111111Ppro1rietar7 eannew tivanalel
records.
I further certify that satiefectory services represented by the
accounting have bees received Oa that to the beet of Kr baceledge sad
belief the toads expended ware for the purposes authorisod by the
project egpromal.
41111111r
APPIPr
� I �
111111111111111101P
4111111111111110111�."^-
October 28, 1265
The following is an accounting for the funds erpended under our
original grant of $4500.00.
The following grants" have been given to:
8300.00s' 1??
500.00"
30.60
21.50 �,"
These ant. were in support of the preparation of a bac& mill&
which is scheduled for publication in early spring.
1/') giventt 4n the
/1 In addi ion a "grant" in sup Leal review of =11111111
*
0.00. revics is in prepare
, /l topic o varie abits i
lip arile ca the ft f !!!!!!!y 7 An .anount of 8150.00 Le Obligated for a view of l!!!
� oe tures.
7-3-OZ
if?pended noney were made to th
Finally, by two checks for 82000 00 en refunds of men-
.
I hope this account is satisfactory. I will be cost happy t� answer
any further questions which you may have.
Sincere
c dim
7
ItS1-1.7
L3 o�.___
l.
yoock.cC
"
Wino
As len sort
grant balanoes
then have been
few lottich halo
vety
the, ion
�
Moir riarairtroto yoa back in Ootober about a fee
tbat vere unaccounted fors Menlo to you San et
slowed up. Its afraid though, that there are still a
not ate yet mem in even though you folioued-up csthen
it would be appreelatad if you could give us sass fur-
these vs still have not received. They are as follows
received a reply and a refund
es his iscpenses4
ifs woad like to revolve *optic
tst receive on this matter*
Thanks again for your halp�
$4500.00
111�23
tromiciu.t
ho was asked for more detail
1.147.90 N
o o have
750.00
of hay correspondenoe you my initiate
w
I
A
ACCOUNT INS BY INDIVIDUAL
SUBMITTED BY
DATE � VOUCHER NO. 2.16
I FOR ADVANCE
__11112151G_Ikhalft3.oilik
PERIOD OF ACCOUNTINg
Norm ?.flew lmetructione on Revere*
FROM
TO
I 30 licomber 3.965
I. CASH ON RAWL: SEGINNING OF PERIOD
Algae,
6. EXPENSES THIS PERIOD:
2. OUTSTANDING ADVANCES BEGINNING OF PERIOD
MAW
DATE
DESCRIPTION
AMOUNT
Z. RECEIPTS TNIS PE51001
amen
- Ow attache:6
RECEIPT
mumOto
DAT,.
DESCRIPTION
ClUtinatiolln
103.V.25
TOTAL EXPENSES
$ 10,336.0
6. REFUNDED HEREWITH 1 IcAsm
1 leRcen 1 Imosicv 00000
7. OUTSTANDING ADVANCES END OF PERIOD
(Att.ch listing)
B. CASH ON HAND END OF PERIOD OR
BALANCE DUE ADVANCEE
� TOTAL TO ACCOUNT FOR
$10,33645
9' TOTAL ACCOUNTED
FOR
$_10,2405.15
I CERTIFY FUNDS ARE AVAILABLE
APPRCVED
I certify
that the expenditures listed h 00000 and
OOLIO.W. NO.
CHANGE FAN ACCOUNT NO.
IMMO- ila
tan 3902
DATE
SIGNATURE OF APPROVING OFFICER
Mem *Attie% CAM
on any
poses
credit
thin accounting
attachments were incurred for official pur-
of a confidential nature, that payment or
therefor has not been received, and that
is true and
'
,2_31111______O
SATE
OISNATimE OF AUTHORIZING OFFICER
CERTIFIED FOR PAYMENT OR CREDIT
SIGNATURE
OF PAYEE
,
DATE
SIGNATURE OF CERTIFYING OFFICER
.111111.0.
A �
avisivin
SPACE BELOW FOR EXCLUSIVE USE OF OFFICE OF FINANCE
DESCRIPTION.ALL OTHER ACCOMNTS 13.33
34.63
STATION
CODE
..
PICEVT NO.
���������'
POOJECT
no.
AO.
41
a
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g 0
Ng
5
42-47
0111.10.
REF. NO.
ADVANCE
ACCT. WO.
� ". .
o�. No.
46.
49
PAY
PER.
1.10.
CODE
50
CA
OR
p
x
S
T
YR.
21-52
GENERAL
LEDGER
55.66
COST . FAN
ACCOUNT SYMBOL
67.70
OBJECT
CLASS
71.60
AMOUNT
DESCRIPTION �
ADVANCE ACCOUNTS 13.27
to
T/A NC.
SINIP.DOC.N�.
............
�VE.ET
: �...
..
F.w
T."
. eD
10
61.6S
cm. AO.
E RIP. NO.
DUE
DATE
DEBIT
'mos,
..11e. ..1.."4S- :A: :Ai: t:
: : : ',Zs-
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DATE
PREPARED I
�
DATE
REVIEWED BY
TOTALS
t�
424 oo
4.011 alAb COITION,
This is to certify that Ihave remixed an easunting free MUM
BiLi-groject fra for the polo& awe 3.960 3) Nowalims 3.964j. �
ascer�-
tine reflects expanses far the attire rosining grant Wanes.
The ansuating states* and payanat certification will As retains
in Ted ant will be nate exellehle for review la TM It necessary.
earlify iiirthar that setlefactoty services impregnated by the
aceoesting has been receive& int that to the beet of ay knowledge am&
belief the teas espended ware far the pawner authorised by the pro-
Jost approval.
�
VOW
Allieenalle�31.413
661�9414.3141
Jai '62-1140.31161
Jam '611eles.31.63
ale 4.44.1441144
Jim '63-11�.30`63
. Nam Ilipmber 30, 1%3
Pavialot
law
MUM..
�.�3.303.11
'2.713.29
1.710.0
4,112.60
/.11.1.33
1,60.64
1,331.0
067.34
410.0
1.144.60
It/41.0
646.60
666.60
40.36
1,046.43
1.340.43
vrwIlAW/Namm.
4,733461-
eanomm�
13.30.:6
0,736.47
$ 13.30.10
adnanzuccuumgm.b.mehar 36-19" P fit adookikeasio
air 1�,11143.
C'(
cfIliortified %erne
. ilibtmada
�
(When Filled In)
ACCOUNT ma BY I ND : V I DL. b.t
SUBMITTED BY
h----
DATE � VOUCHER NO, 2-12
,
FOR ADVANCE ..r
____RinaSig&-Stalat�gt-t
PERIOD OF ACCOUNTING
.MOTS: Follow instructions on Revers*
FROM
a 1 &SR 2.96?
TO
31 mv 1963
I. CASH ON NANO BEGINNING ,)F PERIe0
6.695.00
S. E,TENSES THIS PERIODt
.
S. OUTSTANDING ADVANCES SEIINNING OF PERIOD
map
i DATE
DESCRIPTION
......
AMOUNT
----...2
3. RECEIPTS THIS rER1001
IINDeases
- Sett attached '---67,Ag5.00
RECEIPT
DATE
DESCRIPTION
. oertification
Nom',
TOTP_ EXPENSES
8 6,695.00
6. REFUNDED HEREWITH C..511
CHECK f ORDER
7. OUTSTANDING ADVANCES END OF PERIOD
(Attach listing)
S. CASH ON MUM END OF PERIOD OR
BALANCE DUE ADVANCEE
� TOTAL TO ACCOUNT FOR
6,695.00
9. TOTAL ACCOUNTED
FOR �
1 6,695000
I CERTIFY FUhOS ARE AVAILABLE
APPRO/ED
/ certify
that the expenditures listed hereon and
epoole.e.r. NO.
CHANGE FAN ACCOUNT NO.
162,431101639112
DATE
SIGNATURE OF APPROVING OFFICER
ginger Gomm, cOmm
on any
poses
credit
this accounting
attachments were incurred for official pur-
of a confidential nature, that payment or
therefor has not been received, and that
la true and correct.
DAZE
SIGNAT1RE OF AUTHORIZING OFFICER
CERTIFIED FOP PAYMENT OR CREDIT
SIGNATURE
OF PAYEE
DATE
SIGNATURE OF CERTIFYING OFFICER
,
010/20
SPACE BELOW FOR EXCLUSIVE USE OF OFFICE OF FINANCE
--
DESCR1PTION.ALL OTHER ACCOUNTS 13.33
34.311
AO.
4,
42.47
46.
88
PAY
SO
CA
OR
,
111.64
GENERAL
115.66
COST - FAN
ACCOUNT SYMBOL
67.70
OBJECT
CLASS
-AMGHIJNT
�
DESCRIPTION �
ADVANCE ACCOUNTS 13.27
26.33
'Pi* No.
ENIP.O0C.NO.
.sit.is
STATION
CODE
PEG.RPT.
NO.
,
PROJECT
E
X
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0
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REF. NO.
aDtAnCa
ACCT. NO.
Imp . NO.
PER.
LIO.
CODE
X
w
s
T
YR.
LEDGER
ACCT. NO.
1'
...
Y::
.g
61.64
X Per.
66.70
DUE
DATE
DEBIT
CREDIT
�4,4�� � ,....1.� . ...ipe, ,....4 :.,,,,0:/:�
. .7 S
I i? , 4.;
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.
.
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'PREPARED BY A
DATE
REVIEWED BY
TOTALS
:
4 6.,k,b: el''
.
er: . es. r
FORM Amok sipsetr�
B.G. An't SOITIONS
This is to certify thst I ban received ea acesunting Vat *MUM
SUb-project # /4 for the period. I Juno 3.962 - 33. May 1963. Me meant-
lag reflects expenees is the anount ot $6,695.00 vthich aesousta for the
remainizig .at baleen.
The acooPamting states's* end petvaant cartifiestiaa will be retained,
. la T9D end id.13. be nada available for review in TSD if necessary.
I certigm. that satisfactory services represented by the accounting
base been receivied and that to the best of ivy lotowledge and belief the
toads expeeded sera Zer the purposes authorized by the project approval.
4" 1
trOaizt ic at
n
1110111801110.3
-
I
June 1, 1962 - May 31,
Accounting o
Amount of Grant for year: $12670.
Expenditure
Salaries & Superannuation 5,639.20
Wages & Superannuation 644.00
Maintenance
Chemicals, Glass and other
Laboratory supplies 327.60
Materials 78.40
Travel 355.60
Printing & Stationery 86.80
Postage 5.60
Test Materials 17'0.80
Books 14.00
Repairs, Maintenance, etc. 249.20
Sundries Office supplies) 3,578.40
Photographic supplies 263.20
Minor equipment 16.80
Tools & Instruments 215.60
Testing 778.40
Equipmert 75.60
Furniture 64.40
PhotographiciliS 120.40
Overheads 912.80
TOTAL 13,596.80
OF i
eq4C04
emagmfir,115
API:WES 443-414 ST
86& 8*4A4fica
�
' this is a true accqunting as received by
�
--���
lot iuma._ 1962../141tvliar..,41164,
Amount ef Srmat for year $12670..
SZEMSBI
Salaries la Superennuatioa
Magee & Superianmatimo
Agoligassaa
Chemicals, Mass sad ether,
Laboratory sapplios
Materials
Travel
Printing & Stational?
Postage
Test Materials
Books
Repairs, Maintenance, Ito.
Sundries
Photogrephia supplies
Minor equipment
Tools & Instruments V.
Testing
'equipment
Furniture
Photographie1411110a
Overheads
mmormima
Please -note: The balense in hand b/f at the stkri of the final year
(10o. let Juno01962) amounted toillillytc
�
�
(When Filled In)
DATE VOUCHER NO. 2.12
ACCOUIIT ISO BY INDIVIDUAL
FOR ADVANCE
NMI: Polio. lostrections on
CASH ON NANO REGINAING OF PERIOD
B. OUTSTANDING ADVANCES BEGINNING OF PERIOD
SUBMITTED BY
gmb.projimeet #
PERIOD OF ACCOUNTING
FROG1
-.-01146100-3162
ro
Oeftlier 2465
103.06 S. EXPENSFe THIS PERIOD:
VOW
DATE
DESCRIPTION
AMOUNT
wilmes. RECEIPTS THIS PED1001
RECEIPT
NUMBER
DATE
DESCRIPTION
eartitleillat
_g,500.00
TOTAL EXPENSES
6 REFUNDED HEREWITH
1� �T170.WITIT 99999 CAIN CATJA--
7. OUTSTANDING ADVANCES END OF PERIOD (Attach listing)
CASH ON HAND END OF PERIOD OR BALANCE DUE ADVANCEE
TOTAL TO ACCOUNT FOR
I CERTIFY FUNDS ARE AVAILABLE
2,900.00 9.
APPROVED
TOTAL ACCOUNTED FOR
ONLIG.REF. NO.
ATE
CHARGE FAN ACCOUNT NO.
IS6.11331).3911111- siORATUaI Of AUTHORIZING OFFICER
DATE
SIGNATURE OF APPROVING OFFICER
SEMI IVO= afteD
CERTIFIED FOR PAYMENT OR CREDIT
DATE
SIGNATURE OF CERTIFYING OFFICER
S P�510.01)
I certify that the expenditures listed hereon an
on any attachments were incurred for official pur-
poses of a confideatial nature, that payment or
credit therefor has not beer received and the(
this accounting is true and correct.
SIGNATURE OF PAYEE
SPACE BELOW FOR EXCLUSIVE USE OF OFFICE OF FINANCE
DESCRIPTION-ALL OTHER ACCOUNTS 121.32
DESCRIPTION �
ADVANCE ACCOUNTS 11.27
MSS
T/A NO.
114.1111
STATION
CODE
SNIP.O0C.NO.
Age. APT.
NO.
.141.21
PAOPACT
NO.
40.
41
X
0
g D
N E
42.47
MAG.
REF. NO.
ADVANCE
ACCT. NO.
[NA. NO.
46.
411
PAY
PER.
L12.
CODE
50 61.54
CA
OR
YR.
GENERAL
LEDGER
ACCT. NO.
55.66
COST - FAN
ACCOUNT SYMBOL
67.70
OBJECT
CLASS
71.$0
AMOUNT
v.N.
etre
egr
Si...
CC. NO.
x
66-70
DUE
DATE
DEBIT CREDIT
AI � � � *hetet
� .,z4
17,9/A(
741e,
Ty9
� �
� I
� �
:off' P
or,
.......
� � �
...
� �
� 0
� �
.m.������������
� �
� �
� �
p����1=���������
DATE
71sen4.,
PREPARE
DATE
REVIEWED BY
TOTALS
4112 09,14
4�011 & 61117140
53sis is to meld* that I have received aa assoestiag trait MOM
disb-projoet IF ark far the period October 1962 October 1969. Sr
**saluting reflects messes as the remising groat balsam of 42,5004X4
The amanating statemat sad poignant certilleaticavu be retaiaed
la IAD and ail]. be sale available for review la ISO if neces.err,
I fortify that eatisfactosy services repainting tor the ameistieg
have bees received as* tbat to the beet of cry losadedge sad belief the
foals expeaded sere for !le purposes Saltbarlsed br the project approval.
Anvils Zznended le Held in Resems
Expanded
Mar 190
Reserved to
October 1141
/21111
Part-tine Secretarial and Research
3,342
100
3,442
Postagv and Telephame
258
25
283
Supplies and Mimeographing
376
376
Travel
349
349
Contributors' Copies of 2 volumes
ZL1
-.315.
4,600
�Ma
5,000
400
dt. �
ACCOUNTING BY INDIVIDUAL
SUBMITTED BY
IMMO 9011-1P12.1e4 il 714
'41�����11111.Miallk
DATE - VOUCHER NO. 2.12
FOR ADVANCE �
PERIOD OF ACCOUNTING
MOM: Follow Instrmetiona on Reverse
FROM
n januar ISO
TO
3t) netztbar 1963
I. CASH OM NANO BEGINNING OF PERIOD "4
5. EXPENSE!' THIS PERIOD*
S. 04TSTANDING ADVANCES JEGINNING OF PERIOD
Wififfe
DATE
DESCRIPTION
AMOUNT
3. RECEIPTS THIS PERIOD:
Atzeaseta_r_Beitidiambiet
�
RECEIPT
NUMBER
DATE
DESCRIPTION
eirtifierttins
10,500.00
TOTAL EXPENSES
310400000
6. REFUNDED HEREWITH 1 !MIN
I 'CHECK 1 !MONEY ORDER
7. OUTSTANDING ADVANCES END OF PERIOD
(Attach listing)
6. CASH ON HAND END OF PERIOD OR
BALANCE DUE ADVANCEE
� TOTAL TO ACCOUNT FOR
la gice en
9. TOTAL ACCOUNTED
FOR
$10o,30�00
I CERTIFY FUNDS ARE AVAILABLE
APPROVED
I certify
that the expenditures I sted hereon and
0,1.1041EA. NO.
CHARGE FAN ACCOUNT NO.
12254390.63902 ACM
DATE
SIGNATURE OF APPROVING OFFICER
on any
poses
credit
this accounting
attachments were incurred for official pur-
of a confidential nature, that payment or
therefor has not been received, and that
is true and correct.
ri-.01114---1111114
HO Ill G OPFICEN
CERTIFIED FOR PAYMENT OR CREDIT
SIGNATURE
OF PAYEE
DATE
SIGNATURE OF CERTIFYING OFFICER
0
41111011111.110
etn3niA3
SPACE BELOW FOR EXCLUSIVE USE OF OFFICE OF FINANCE
OESCRIPTION.ALL OTHEN ACCOUNTS 13.32
44.3S
STATION
CODE
ote.iPT.
PROJECT
N..
40.
41
E
X C
Po
p
" r
D
42.47
OBLIG.
REF. NO.
...****'"
AAAAA et
ACCT. NO.
***** ***
imp. mo.
46.
44
PAY
PER.
LIO.
CODE
50
CA
OR
,
u
:
T
YR.
51.54
GENERAL
LEDGER
ACCT. NO.,:toli
55.66
COST . FAN
ACCOUNT SYMBOL
OBJECT
CLASS
67.70
71.00
AMOUNT
DESCRIPTION .
ADVANCE ACCOUNTS 13.27
211.33
T/A NO.
smor.Doe.ne.
'U.*,
' �...
. .
p.N.
.04.
.s�
61-66
CR. NO.
X REP.NO.
-4---
60-70
DUE
DATE
DEBIT
CREDIT
� � ** 4, ** fi tp :lc 5. tj
* .417--
,..
� ' ' >
77+ ft;
;.7,:-40 e,
. .
. .
. .
.i.� .
.../..._:.,..�
4,0 , �,, � � 7, . At" � * ,r 0000
� .�:
Ailie.
. .
. �
. .
.
ff.
_eze.*
c,
t
. .
. .
. .
-
�
. .
. .
. .
.
iS
-
000
"
. .
. .
. �
--1--
.-....--,--
. �
. �
. �
�
DATE
PREPARED
.
DATE
REV ENFI BY
TOTALS
, .0
! e; .,e-6. ve
/r; - .... ,
'�"" 2,112
4.B! 58111002
SECRET
This is to certify that I kraz relative is eameattas teal 111111810.
Seb-pro3ecrt #71$ far the serial 11 &angry 196o - 3o October *3. Ihe
seearties relents enveness is the snamet of 01C*500.00 is aosawde
ter the remalaisi great balance�
The aearanting statement mit pemeat certificationid1 'be Maine'
is OD sad v113, be aide alienable for xv-elev is TBD It neceseary.
2 eertigy that satisfactory serviette represented by tba **Gazettes
have beat receive eat that to the best at re, lonalsolse anti balie the
fads mcpamile ware far the purposes authorised by. the ;reject approval.
October 13, 1964
I I I I 111 I I
eDear
. ince family vacation in August was 'followed Jirectiv byly trip
to the annual convention f the
-there was an unavoidable delay in recetVing your le...ter of
o
3_KTgust 28. At the earliest possible date upon returning, 7 asked the
, -request an ac count of fonds
gran1i T�m the Internal since all-ex-
penditures from tha grants were deposited with the and every
payment was made with clearance ct the aopropriate adlltive officer.
I should think that you will receiNe the Internal Auditor's report any day.
....----
.�gv....�/� ���������me...MAR.
Let me take this opportunity to express appreciation to the Fund for
its timely support of our research program on behavior of members in smell
groups and the reference scales of their cultural-ecological settings. In
(Ps sup
addition to our acknowl-id ent
our recent book
pleasure to exDresHTipre
several university and na
fact, chiefly because of
Po eed
ot. September
support in my own
n various papers and
it has been my
iiTiT. Presenting the r?search to
tfonal gatherings of orofessional colleagues. In
its sponorship of much of the research to be re-
invitation to discuss ere at t e
in
thc-
The research comrleted in the peri,:d of the more recent &Tents the
3 to app.ar with due acknowledgment in our forthcoming book
to be rA.eased the early part of 1965 by
We tak-1 it .tit you and other eficers ma 7 share
n smaff�ur o p.eagure at sii14 the n,mainir,4 research comta,Ited
withalleMpeupport appear in orInt between the ,!cv.,rs of a book.
3:ncerel:- yours,
C_
C
October 19, 1964
31-138.
Dea41111111111111111
(2.the direction of
The followi is a fine al r onfor t Grant under
The period covered by s report it from
ha
Janmary 11, 1;60 au e r , 1963. The total fonds received for this
grant amounted to $16,250.
The following expenditures by category were paid from this grant:
Salaries:
(The salary of tae Grant Director, Dr was paid by the University
for the period of the grant.)
Associate Project Director $1,039.17
Senior Level Research Collaborators 6,797.32
Anthropology Consultant 300.00
Consultant on Data 230.00
Secretarial and Clerical 1,887.43
Data Tabulation 2,444.33
Research Assistants -2A22111
Communications
Machine Rental,
Supplies and Publication
Squipsaut
Travel
Total Expenditures
University centribution in addition to Dr rY
411111111111:sala
Total expenditures charged to grant
$15,081.40
222.95
464.66
210.81
669.27
50.00
$16,699.09
816,250.00
All funds veva depoeited in a University account and expenditures were made
in accordance with University policy.
Law
Sincere I vonrs,
Iit.rnil Auditor
�
ber 22,
Q__
Dear Mis4111111111110*
Ake Internal Auditor, ______hag recently prepared and
transmitted to u an auditststement of the transactions involving the
/) grant from th for support of research conducted 1)-
7/ Dr.
C4
*sear of
r41"Aglinfkais
In his characteristic nanne made vise and
careful choice uses for his rime funds and the support provided
by the grnt has contributed to the scope and
depth oTis ngs.
We deeply appreciate the interest and support you hove shown in providing
financial aid for his vork.
Cordially yours,
Sept. 22, 1964
/11--
Dearing
Attached please find the following accountings and check them
off your list.
I.
111111111111111111
s, cce
241111111111111W- copy of original and translation into US $
3.11111111111,
4-11111111111.111,
d..)50
Osp
6.
agariffernai
$450. 00
14.25
Also a little goodie you didn't azk forGront p904-200.
3-4 14
Angtnit 31,1964
Domini
Here I an with a rectum* tor more amounting". lbs.* aren't in the
delinquent "Awry yet, but will 'be in a few montba. Ill the
anouuta vere paid in 1963.
nada
4,945.00
2,175.00
8,500.00
2,500.00
2,500.00
1025.00
1,614.81
500.00
1,000.00
650.00
25,000.00 ck PeCD
3,000.00
PARrtivt.
so -1
o( REcb
3,167.50 cg ":4:1)
800.00
850.00
1,500.00
August 28, 1964
tl
Dear iI!
There are not too many quick answers for you. The following
require my writing and requesting information:
Fiscal Year 1960/61
1111111"affai
iscal Year 1961/62
_eThe following are attached:
and 1962
1961
jg On theigpliplrlart The balance of $1,388.77
plus $111.2 up e ast , 0 which we sent to them in
February 1962. They have never accounted for this nor for the
final $13,611.23 although they did write they were in the hole.
I will write to them.
I will also write to1111111111
01111111! there was no accounting. He was paid monthly
66 rom e 959 through August 1960 for services.
was at in 59 and 60 and they never sent an accounting
C- at Tan find will write.
I have a feeling no one I write to is going to love me.
Best regards to you.
The audit people dropped by the abhor day and would like to :lose
out some of the ansient history. Wag your listing dated :32843,
soule you please send aseountings for the following grantees Ain
considered open.
nisg_umamm
eirin11110
LAMSON
VINIUMINISIO
/lova Tear 463/62
OEM
OM
111;
cellar
omit
7,136.25
3,000.00
720.00 (1)
2,000.00
5,000.00 " (2)
6,335.00 (3)
4,500.00
111.23 (4)
4,200.00
8,500.00
12058.00
1,147.90
2,500.00
(1)
(2)
(3)
(4)
Vs did remit* an amount:As dated Hey 24, 1961, for 2262. Don't
know if it applies to 1960/61 grant ar 1961/62 grant. an Your
$720-apPeare both grant years; tsiVve assm-ed the
above aseounting belongs with the later year.
On your report as of Arne 5. 1963, an mounting was supposed to
be atteehed as if li. If so, it has joined the ranks of the lost.
Could yet.. please send se a softy (again).
This mount represents grant payment made during the Jan-Mareh
1963 period.
Last amounting vs received datod March 15, 1960, vas for $22,406.26.
No aseounting for cumulative expenses of $13,611.23 out of original
grant of $15,000.00. Val the bnlanua, 11,388.77 ever paid to
the Institute?
August 26, 1964
Dear MIL
ample mare laatoidnute *mountings me are in need oft
#1c6r6- Rad> /0-9-0
C 41111.- Grant of $20,000 far period Oet. 1, 1959 to Dee. 31, 19E0
.11111111111PL Gisant of $5,000 to be paid in 3.2 *nal payments,
beginning September 1959 r.K-5E 419,;EA10 112441
C AWOL 1a7thilig ,VAW GU tbe $2,537.79 balanee be has?
4c.cr6. "C'40 8111. EAMIN 146- is 6508.71?
4111111r
ACCOUNTINGS ON SMALL GRANTS
AND OTHER GRANTS
Balance from Previous years Small Grants Fund:
".$904.90
Received during Fiscal Year 1960/61
$25,000.00
$25,904.90.
Expended:
- 7,136.25
5,000.00
3,000.00
720.00
2,000.00
5,000.00
, 4)8.00
FIMD PArROLL.
Itaarty ROCD
pf Ger& r:4D II-9-64
kovr& REcD
PuoD 0,11R0123,294.25
Balance
Grant Money Received Fiscal Year 1961/62
ended:
at ..,.tt&
t26.601.93
3/0.0o
4�MINIO�M�=181..
tI /4.0
from Balances
364000
6,375.00
6.209.32
2,500.00
1,000.00
500..0
18,150.00
.9,4620)
1,000.00
4,500.00
1,190.00
948.75
1,425.00
111.23
720.00
2,963.09
7,500.00
2,910.75
560.00
4,200.00
3,500.00
8,500.00
22,152.75
1,058.00
1,262.50
2,500.00
4,250.00
2500.00
115,181 3/
$146.000.00 .
Accra- REeD a3
Acc.Ttr RECD
it � 91
a
II
$2.610.65
544040
ReF040 73.03
Accrty� REC..0
SEE 96
91'
RE4D 11-2.3-4241
plr!;)
PART/AL
Acc�ra- REco
ftc.c.rs, R, Tic D 11-4-64
AcerG� REGO
GGI-G- Rgot)
Pnli1141....r. 6352.
Accrcp- RgeD
118
.39
38, af7s.64/
S. 4" 4
9 4
$27.651.11
of6
�
4500'
9...000
19 467
.1. 4.2 . 5.0
1:
7.: 2 Ci. 00
6 .5 .0 .9
7 .3 0 0 0 0
2 9 1 0 7 5
5 6 0 0 Q.
4 2 0 0 0 0
3 5 0 0 0 0 ,
8 50 0 0. 0
2 2. 1 5 2 7 5
. 1 .0 5 8. 0, 0
� 1 2 6 2 5 0
2 -5 0 0 .0 0
4 2 5 0 0 0
250000.
1
1
5. 1
8
1
3 9 s
2
3.2
9
.4
2.
5
. 1
3
8 4
7
5.6
4
*
C, ecH cm/
uner
1661335- , err)
Sere), e-C)
,
4, zaz. cro
s-c err
oES' 0-10
1,147. 90
STILL. DUE-
4-E0, -643-�1112.,
srf LA. .DUE
STILL DUE-
BA PRodEcr cusA4pc.c7ioA/
81 1 Jvi-i 6;4 - 4)E�raiezi fiwats'
4, .SO. Coil/Zia-41
01, ��D. 015? CM ST I LL
5, en% tr-0 podp440.-
4 el-a-v. etc -
%jot, DID SEAJD 441 cer6 DT
-
1 R6. "VT Poi? 5;-ILL Arcec. 046-
2,0TV. CZ) tgl)
Ert2 ere)
V3w. tre)
Pyr
-PareCe
4-%
ARA. ?as:
egth ni.�-ThiSefe_dL
activities, our auditors require accountings of all
cutstan ug ants. nded funds are to be returned
L.) to the
Your prompt attention to this matter would be appreciated.
When you wrote to me a year ago, you did not mention
the financial accounting that I requested.
In al much as theallrhas suspended its granting
activities, our auditors require accountings of all
outstanding grants.funds are to be
returned to t
Your prompt attentton.hiarnetter would be appreciated.
If your final report Ou is ready, we would
be very interested in receiving a copy.
Sincerely,
C - reas
13 October 1963
AMMO
-I an trying to pickup the many loose eads on TOD giants.
that seeountings are due or past dale on the followings
c,r
tral�25
3,00040
3go ear
11143 if
750.In
1,147.90
411111111ft you suet realise that the above lank
sane rather antiquated evskpapers passed to se by
outstanding does check back to our ancrandun
a ems that the amounts are correct. If you could
the states of the.. greats, I would be most
It appears
taken frac
The anonst
so I venture
ne up to date on
5
29 Ilawskir 1969
um11111110P
bave 'bees poles over thelerguarterly etatesaaie and nal as its
that* Slaanee Staff mut WISP failed. to take tato aser.
elderettos Is the lilt.
Os pair Statement of Isecne mid gepompes the Item "Great Ileasie
Oletarser lime heretofore boas oacilately Ignored. as being pert of Nil
slat activity.
Iambi it be peasible for ;13U to famish �caplet* ts.L1os
leo. Creates alai cmnts back to October 1,963�
�
3
4P-'')"J
(
1.
),Soc).00
a.41�1.1116
IS0.1
�5,003.03/
1,1$40.00
MOO=
438.00.e
6,375.00
6,209.32
2,500.00 7
1,000.00-
500.00
18,150.00
1,000.00
1,190.00
948.75
1,425.00
2,963.09
7,500.00
2,910.75
560.00
-3,1150.00
3,500.00
22,152.75
1,058.00
1,262.50
1,352.10
a05.10
2. It is requested that 4102,135.26 be credited to account 760.0
3. Tim aceousitings are being retained in TED Idler* they awir be re-
viewed by the Certifying Officer upon request.
it. I certify that satisfactory services represented by the accountings
have bees received and that to the best or mg knendadge the fUnds advanced
for such services were espanded for the purpose for which advanced.
APPROVAL:
411E111.11.111� * 1RWSupport
1.4.1111111.
SOF P AY RoLL
Commaiimumma
Cam*
5, 000. oct.
438. co
Accounting of ',1rnnt tilialliffilapt 1961
Receipts:
6 Grant frost
$ .714.42
Subseriptiorn members
400.00
:ubscriptions trolls other
countries
919.56
Advertisements
47.92
,
Total receipts
Exbenoitures:
Printing costs
1.236.37
Publicity
118.22
f)eneral Office ex,,ense
386.17
Fee for authors
37.00
Travel
49.50
Total expenses
Balance
42,(J81.90
41.�27.26
254.64 �
The above is,* true statesent of expenses as reported
to The oriatnal account ings&subaitt
-e ere0 4,
111111110
,May 24. li4;1
43 47
Accountin of arnt IMMIEMPla 1962
ReceiptN:
_13 rant froM0111E
Subacriptions
v }rit. donation
715.39
1,578.26
7.5o
Total receipts
Exlenditures:
7;rirting materials
$2.336.05
68.18-)
Genie-41 office cost.
220.79 �
%stave and te14::hnns
20.71
Payments to authors
69.00
Secretarial and
t Bookkeeping
88.50
Printing and plates
1.459.96
Payment to Editor
, 138.00,
Total expenditures. $2,248.14,
3alance $87.91
_6
The above is
reported..
44
(58
rue statement of ex ensos as
The o. tnal. a . 4 was submitted
Title of Grant:
Grant Period:
Deposits:
Expenditures:
emimeir
ANNUAL EKPENDITIMS REPORT
January 1 - December 31, 1962
let Quarter,. 1/8/62
2nd Quarter, 14/10/62
3rd Quarter, 7/11/62
4th Quarter, 1C/17/62
Personnel
Food for Subjects
Subjects
Supplies
Administrative Fee
$2125.00
2125.00
2125.00
2125.00
-� 1s9
Total Received
V4015.92
341.13
1516.75
126.98
50.00
38500.00
6050.78
Balance co Hand $ 2449.22
Berm
ANNUAL EXPENDITURES REPORT
Title of Or
Grant Periods January 1 - Denv:Ier 31, 1963
Deposita: Balance January 1, 1953 ;1 2449.22
February 1963 450040
$-3557i2
Elpendituress Personnel $ 4355.67
Food for Subject 142.17
Subjects 1474.76
Tvvel 69.56
Supplies 10.93
Data Analysis 522.00
I r7rt1::7-
Administrative Fee. 225.00
$ ;mum
Date:
6949.22
$6800.09
Balance on Hand $ 149.13
May 27, 1963
1.111111111Malliar
Statement of Income and Expenses
Grant Award
Expenses
$2,500.00
Salaries 6; Wages
1,023.70
Printing
237.75
Supplies
19.29
Telephone
51.25
Travel
192.71
Rent
10.00
Office equip-repairs
250.00
Outside Services
642.27
Total Expenses
2,426.97
Onexpended Palance
$ 73.03
c
This is a true eta aiv,ounting
on grant given to as reported
to the Fund
i9
Salaries $802.45
Leave 96.18
Retirement Plarillibt _22,22
Total Personnel Costs $ 920.89
Machine work 20.50
Total Direct Costs 941.35
Indirect Costs (Overhead--20X) 167.00
TUX COSTS $1,108.95 -.--
14. 161
iggy 24, 1963
f
Accounting of 411111011%
/- A suit payment in the amount of $500 was paid to
(71; -1r for a report. Note this payment was for her
's�tc.ii no other accounting was requested.
/ pellialpigeknowedged receipt of our granting letter
-f- and chic a letter dated Oct. 23, 1961 which is in the file.
This is a trp9 statement on t
accounting.-
df;
1�41-- 145
(2-
Accountingo�111111111111111W
Grant March 1, 1962 - February 28, 1963
ExpeTditures:
Salaries:
March 7, 1963
$24,200.00
Prin. Investigator
10,500.00
Assistant
3,805.89
Taxes
163.44
Rent
1,100.00
l'ocuments and supplies
499.81
Consultant Fees
905.75
Travel
365.17
Total Excenditures
17,3110.06
17,340.06
Balance to be carried over to 1963*grant 4 6,859.94
13 This-is a-true statement of expenses
as reported to the Fund.
prnrd by
Principal It1ga
10 March 1964
INTERIM REPORT OF EXPENDITURES
FROM MARCH 1, 1961
To MARCH 1, 1964
(Supplement to second ANNUAL REPORT
dated 28 February 1964)
SIWARY
Consultants' fees and expenses 351.61
Salaries:
Principal Investigator t0,5n0.on
Assistant 6,160.00
Employer Taxes (F.I.C.A. and local unemployment taxes) 255.00
Documents and Supplies 493.56
Rent 1,200.00
Trawl 181.4n
TOTAL . .S0,01.1.67
Balance on hand 2,091.33
Total of expenditures and balance on hand ,1:21,140.0C
Amount of grant S21,1/0.00
Oft SUS 1111. .0.0. owes
Distribution:
Executive trector I copies
Research Programs 1 copy
March 18, 1964
Memo taFrom
le.
Re: Accounting Vitariat 903-6
Attached is a copy of the accr.unting received by
the from the above named Grantee.
I am not sure if you are aware of the fact that
4111111111,ia becoming an employee of ours and the remainder
� of his funds will be used to defray some of his expenses.
A separate quarterly accounting will be continued on
eDear Mis.
In checkihg par recor('-. we do find c3nsiderable
(4 correspondence %vitn Mr
tl. oncarairg .ts grant of
SI U00 to ) cover
Exec itive Director
which was e1d i
We have not, however, a reco a detat ec account
of how we sent this money; rather, our report to
Mr as informal in nature and indicated that
all oi the $1,000. Web spent to cover printing costs of
ti-1
- We encic.,,e c�:y.. of the procee,lings which was published
�ising your turvi, And you will note we ha%s acknowledged
in it the use of the grant tor this purpose. (raw fr::�-��.0 go'hot,i
In checking hack on the actual printing costs for this
publication, w t t we had Mu co les of the booklet
published tn
at a cost o 1,28 � So we actua y supp entente
vour grant with $2137 to av th complete printing costs.
Ihe bills from to us for thi� printing
r� numbers 481 an 3.
Since receised a grant from th
publtsh these proceedings, it rI3 diet ributed them
tree y to attendees to the clinic, medical schools, major
t.ospitals and individual medical research people who have
asked for copies. Over 950 copies hive been distributed
�
�
January �
in this manner. We do have a list of most of the people who have
recetved copies if you care to see it.
I hope that this letter answers the question that you raise in your
letter of January 24. If not, please lot us know what else we can
send on to you.
Cor 'a 1 -ours
fifiell.11118111.
/7 The
th
Prepared by:
December 16, 1963
Total Grant
Expenditures:
I. Research Materials
Paper 3.47
Questionnaire 2.45
500 TAT pictures 42.11
500 TAT booklets wipic. 67.37
II. Research Assistance
Translation and transcription
of TAT stores 145.26
Advance for translation
and postage of TAT stories
collected after leaving
4111111r 136.84
LivingLipenses following termination
of Grant
Rent Ju y, Aug.,Sept.,
Oeteber
Food
Rent Sept. & Oct.
Cook
Washer, sweeper, baby
tender
Total Expenses
210.53
157.89
157.89
134.74
134.74
115.40
282.10
795.79
Total expenditures (the difference between the
grant and these expenses as well as expenses
for fiternal travel and shipping were born
by my wife'
true statement of expenses rted to
$1,190.00
$ 1,193.29
GRANT FINANCIAL REPORT
(,)
FROM
IZ)
TO: Execut lye Director
R r Penditwes from grant funds in support
GS RPG 469
Date:Jlecember 13. 1962
of 411111111111111..
Director: mcilensik
Grant Periods /15/62-6/30/62
I tern
Amount Expended
1. Salaries and Wages
2. Supplies and Materials
3. Trav �
/12-15/62 5/16-18/62
4. Other Exoenses:
401.45
92.65
42.30
85.00
Social Security
6.49
Tyoewriter Rental
14.00
Chart Drafting
125.00
5. Total direct costs
766.89
6. Allowance for indirect costs 15S
115.03
7. Total Expenditures
881 .92
8, Unexpended Balance
66:83
R F
C Cr-:;c �
9. Total Award Received
948.75
Date,
'isAi4i,*ki4Si.ir444;PlklrOMFAAPK4JurA,,w
eliNg.41.0101.1111111pM114..�,.. ,
TO.
PROGRAM DIRECTOR'
nom4111111111111111ww
A'.:0(.2 OF :31711R. 19(.2 "i�OR R.:SEARCH GRANT 41425.00
Salary
Travel
(two tript-, to
Promotion � ��������
(e:..tertairment 'or
In 7. tIrviewBeE)
i.:14r1.7liPs . 4 200.00
icic'xs, macazIneL, rlictotatIc ggples of articles;
b,a11942/11 Tate Rtcoraer surzlies etc. a 40o.00
::eleprione 5 15.00
Rert
41425.00
Note: This is an approximate accounting, I found it necessary
to spend part of my salery to take care of many miscel-
laneous item!.
Summary Accounting of the1111111111111110Project
Phases I and II Combined
Stipends 1111111111111r
$19,500.00
Equipment and Supplies
2,722.27
Gifts
150.00
Travel
15,766.72
Secrstarial Help
168.00
Miscellaneous
�
121.10
Total expanded on Lnole project $37,428.09
Received 34,465.00
Absorbs� from General $ 2,963.09
Grant Funds
I I-i717,1 17'7-*
.13
-
This is a true statelant of the expenses the
14.11.1111Wproject.
December 17, 1962
Accounting ofailigap for the year 1962
1. Payments to subjects
t262 sUbjeets, 328 interviews- payments were in form
of gifts, entertainment or cash)
16,800
2. Payments to assistants 17,135 3,001.00 1
(35 persons who helped locate subjects)
3. Payments for training 5 assistants
4. Clerical Assistance
5. Car fares, books, newspapers, stationeries. etc.
6. Salary-principal investigator
Total expenditures
Received
Bglance due Dr.
c_
IPDr. plans to make up deficit in 1963 budget request.
from Dr.
statement
14,400 2,521.00
1,450 253.00
4,822 8146.00
17,130 3,000.00
71,737 12,563.00
10 000.00
2,563 a
The Above is a truEwstatement of
Dr. expenses as reported to the
Fund.
I have enziy:d 2.71:1
e7re4c1tu::
:43n.
Dater
f 1/1
4.)
April 23, 1963
Accounting
for Grant to uly 1962 through Dec. 31, 1962 Mat. #41 329 37
Receipts 2,910.75
Impenditures:
Salary 1,650.`0
Intervi
canvassing 634.19
Travel 162.80
Supplies 187.28
2,634.27
15% overhead 395-14 _20.12a
(118.66),
Balance
Falance was sent in 1963
4
account as reported by
o t
for $360.00 sent foralp�
Production Costs
$382.00
Commentator's Fee
14.00
Mestsr Recording
14.00
Payments to Participants
, 150.00
$560.00
true statement of expenses for the
as rted to the
prepared by �
I
September 16, 1964
Miss1111111111111111111/1
Treasurer
WW1
c_
Dear Miss1111111111.
Following is an accounting of the ex enditures made from the
research grant awarded Dr. and sent to111111111111
on June 1,,.1962 in the amount of S 3,450.00:
C_
Salary to 2,483.00
2,483.00
Research assistance for
punchin and co utin dat
b th
517.00
15% of budget toill111111111116,
0011111111hfor administering grant 450.00
Total expenditures $ 3,450.00
lli
It was a real pleasure for usf participate in this grant
and we are grateful to the for extending us this
privilege.
41010
Sincerely .
-4(5 0411111011.P*
4B i- eni & ,41Pal
re District Superintendent
Grant .unos, Incoe and Expense
October 2, 199- :arch 31, 1)63
Grant Funds, Oct 2 159-Jul 25 '61
Preparation and Sale of 1961 Directory and Abstracts
Income fiom Sale of Books, Nov 2 160-Aug.
Expense, Oct 6 '59-Aug 31'61
Sala 'e-
Dr. Prof. Associate
$ 1,000.03
Research Assistants 5,195.b5
Typists, Clarks 1,359,13
31
Printing
CAIIIIIIIIIIMPIDirectory
Abstracts '61
Other Expense
'51 :,)
�
Books and Reprints
$ 292.04
Photocopy Supplies
38.50
Photocopy 'achine �
250.7;0
Expendable Supplies
27.15
PostatTo
Travel
487.5
Expense Exceeds income from Sale of 2ooks,
161 499.10
2;503.30
I certify that service:,
satisfactorily received
were incurred on officin
$ 9,870.00
-r1Z hala.. been
1-� oxpenditures
.'nesS.
/ 11 420Ptfe-v
Oct 2 '59-.1.1j 31 '61 10,920.72
Excess, Net Ex-)ense over Grant Funds, Aug 31 '6:
Preperatien of 1963 Directory and Sale of 1961 and 1953 Books
Income from Sale of Books, Sep 1 '61-!lar 31 '63 3 4,160.91
Expense, 3e1 I 161-ar 31 '63
Salaries
2esearch :*.ssistants
Clerks
S 1,467.25
729.03
2,216.23
Advc,rtisind 73xpense 536.30
7xpense 307.71
(sther -..]xpense
?eprints 73.C.)
7')e(ia- Supplies
2.51
166.'7'1
3,196.60
Income from Sale of Books Exceeds 77,xponse, Sep' 31 '63
4et E::cess of ;x:)ense over Funds and incr. OcT 31 '53
This is a true 5ernent of expenses as
reported to th
JANUARY 1. 1962 TO =BNB= 31. 1962
Receipts,
January, 3.962
JUne, 1962
Expenditures
St
$1
- oc al Security
Building Maintenance & Ripai
Stationery & Office rupplies
Travel. & Field
$3,046.81
600.00
309.56
241.77
167.50
102.30
Bcps pmen I73.79
Payments to Outs 50.00
Iguipment Rental 26.25
Books & Periodical 12.25
Indirect Cost 783.00
Commitments December 31, 1962
Balance December 31, 1962
Certified Correct
ef-Accountant
$6,003.00
, 5.413.23
$ 589.77
503.30
,$ 86.47
OMNI dl co r S. an Mien' rem
January 11 1143 to &toolbar 11, 1963
Balance January 1, 1963
ftlikeira
January, 1963 $ 6,574:75
April, 1963 5,809.63
August, 1963 6,574.75
October, 1963 6 574.7
47
.20
72.31
350.00
325.66
320.25
236.66
200.00 '
134.00
100.00
22.69
562.20
Supplies 4 Materials
Talephone 4 Telegraph
Stationery I Office Supplies
Equipment Repairs
Travel 4 Transportation
25 533.88
$18.370.39
2,087.85
668.68
649.96
278.95
206.96
26,212.98
Equipment
Books 4 Periodicels
Indirect Cost
ammitments Decelber 31. 1963
Balance December 31..1963
86.10
60.09
� 3 430 00
25.838.98
374.00
230.24
STATE INCOME AND EXPENDITURES
FOR THE PERIOD FEBRUARY i, 1962 THROUGH AUGUST 31,
1962
Income:
Grant Income
$1,058.00
Expenditures:
Research fees
$256.76
Laboratory supplies
663,24
Overhead
138.00,
1,058.0o
Balance
10 9/4/64
xri Use of funds
fT u�s�
Exuenses
$1000.0411111111116 gradu4te aesistant &work, summer
1380.00 11111116 graduate assistant . Interviewing adS winter
384.75411111111,11.1111011.1110and1.111 assistants, 2,64 hours of
g and scoring at SI. par hour
13.73111 punching and duplicating
41.63 Mimeographing and paper
i2820.13 Total expenses -
6 4'
, miummb Psychology Department.
The deficit of 398.92 was made up by research funds of the
true statement of accounting from
as reported to the Fund
DeomeSse 16, 1263
111111111L
ci
f
Dear Kiss
Thank you for your recent letter regarding the 411111111111111 funds
for which I maresponsible. I as happy to outline the present
status of these funds for you.
I was initially granted $4500 to develops a critical review of the
status of research, It was proposed to organise this review
La four geaX areas: physiological aspects, behavioral aspects,
pharmeceIogical'aspects, and psychiatric aspects. Shortly after
receipt of the funds two things nt: (1) The iseinent
appearance of books by an inimised the requirement
for a broad and comprehensive survey approach. (2) A more effective
and still needed work would be best accomplished in a more focused
fashion.
With these comsiderations in mind the program was vivid work
in two areas: Cl) the rapidly developing area of
aspects of 1110which had exploded around the terest is
for on, and (2) the area theraphy which
hadMiesed conrideration in this country because most of the
work was in foreign journals (primarily Russian, German and French).
At this point 62000 was returned to 1,11111111110 ( 7-3-62). Since
44
that time the following expenditures have been made from the -
remaining 625001
Balance in bank:
$500.00
500.00/
30.60
21.30 V
300.00 V
V1352.10
21147.20
r �
,
of - reviews are well
Dr developing the
Driebla undertaking
Should be complete by larch. I do ant iclp.tS use of the_
funds and I anticipate completion of the project by 1 July 1964,
If there are any fUrther questions which Law answer please feel
free to write ne.
Sincerely,
45
M1 Treasurer
Dear Mis41111111111Pw
In reply to your letter of January 23, her. is a
summary statement of how my grant of $22,000 was spent between
September 1, 1961 and August 31, 1962:
Ltsa
il1oosio
ltnanditure
ilistassa
Stipend
$10,800
$10,800.00
Clerical and Testing
Assistance
1.200
1,473.22
� 273.22
Pees to Subjects
3,000
1,980.00
1,020,00
Cost of Computation
1,000
160.00
840.00
Cost of Publloation
600
600.00
Travel
600
307.70
292.30
Offioe Bxpenses
1,500
1,285.65
214.35
Test Bquipment
2,000
2,425.83
� 425.83
Books and Journals
3� 9
197.11
102.89
I.
,
6,6,0
�
�
Total
$22.000
3.871.55
Unexpended Balance: $3,172.50
18,827.50
Tinier the terms at the grant renewal, the unexpended
balanes is being applied to expenses of the seoon4 year of the
grant in this fashions
ACCOUNTING OFMENIMMINI
Amite Carried Allocation
over from for second
LtII Tirst Tear Year
Funds from
Othqr Sources
Total
AvEllable
1111,400.00
A-Stipend
$11,400.00
8-Clerical & Testing
2,000.00
$200.00
2,200.00
Assistance
-Pees to Subjects
600.00
37.50
637.50
>Cost of Computation
$ 840.00
1,000.00
1,840.00
440st of Publication
600.00
600.00
7-Travel
292.30
200.00
7.50
499.80
0-Office Expenses
214.35
1,200.00
23.35
1,437.79
N-Test Equipment
400.00
22.00
422.00
J-Books & Journals
102.89
200.00
302.89
ZAIOntingencies
1,322.96
I-14196
$3,172.50
$17,000.00
$290.35 .
$20,462.85
November 18, 1963
Total
Snout
$13,300.00
2,651.00
365.50
1,666.00
39.76
406.90
1,609.32
101.93
255.15
6T-29
$20,462.85
Balance as
of 1145/63
- $1,900,00
- 451.00
� 27200
� 174.00
^ - 560..24
� 92.90
- 171.62
� 320.07
47.14
� 1.05547
mil
Branch_ BB Category
Project Title N. A.
Project Cryptn
Branch Project No
Contractor
MI ULTRA # 74
NA.
Contract No 74
Type of Contract MKULTRA
Cost
Purpose:
$15,000.00'
FINAL
Date 5 September 1963
VIa)
(formerly Va)
Item Classification None
Crypto Classification Unclassified
Project Enginem111111111111111111116______
Task No
Date Initiated
Completion Date 7 August 1963
NA.
7 August 1962
To enable th� to
for studies whic wi n.P 1c u e he
11111041111
technique, training techniques, psych
macological aids to interrogation a
of motivation and attitudes.
all "cover" grants
assessment
gic 1 and psychophar-
illicitation, studies
�
Status: This is a continuing project with work first started in
August 1957. Many reports and assessments of psychological
value have been provided.
Requirement: Internally generated in TSD. �
15 October 1962
74
Authorization #11
74
$15, 000.00
3125-1390- 3902.
1�1�=..
I CEaTIFY 7'.3;
Otti.IGAPZ.14 EUELEM; t;;.,.. 47,7
29 June 1962
44-186
MEMORANDUM FOR: TEE RECORD
SUBJECT : Supplement to Project NKULTRA,
Subproject 74
1. With this request for supplemental funds the purpose of.
Subproject 74 will be increased considerably in scope. The original
purpose, to endble to make small "cover" grants
for studies which are not of immediate interest to TSD/RB in order to
propagate the present cover of being interested in the broad
field of human ecology, will remain. The level of effort and the
considerations governing the use of funds for "cover" purposes will
remain the same as outlined in the Memorandum for the Record, dated
2 August 1961. The supplemental funds requested will be used in
support of the development program being spearheaded by C/BAB/TA/TSD.
2. The Behavioral Activities Branch has undertaken responsibility
for developing a number of psychological aids to the point where they have
a potential for current operational usage by the operating divisions of the
DD/P. These developments include the assessment technique, other
indirect assessment techniques, training techniques, psychological and
psychopharmacological aids to interrogation and elicitation, studies of
motivation and attitudes, and any other developments which could increase
the scope of psychological support for Agency operations. Resear01 funds
utilized in the past for a number of research studies in support of this
kind of effort will now be absorbed under Subproject 74. The.- will 4111.
serve as cutout and administrator for the disbursal of
these funds. Expenditures will be made in direct support of the program
of the Behavioral Activities Branch.
3. The costs for this additional support are estimated not to exceed
$14,00U for a period of one year. Charges should be made against
Allotment 2125-1390-3902. Accounting for these funds shall conform to
alprocedures established for thealiailk �
4. wamillit will require the grantees or the institutions of which
they are members to submit annual accountings of a nature which is
customary for this type of grant.
5. The grantee will document and account for any travel expenses which
are reimbursable by this parent organization and will conform with the accepted
practices of that organization. If the grant should be made to an independent
individual, any travel expenses will be accounted for in his accountings to
the
6. Individual grants made under this subproject will bear the prior
approval of the Assistant Chief for RIX as requested by the Chief, TSD.
Date -2.-1 / 0 1��-
/
Distribution: Original Only
Chi�
TSD/Re search .Branch
Approved for Additional Obligations of
Funds: $15,000.00. Charges should be
made against Allotment 31254390-3902.
Approved for Additional Obligation of
Funds: $15,000.00. Charges should be
made against Allotment 3125-1390-3902.
Receipt is hereby acknowledged of Treasurer's Check
,6\